EFTA Document EFTA01356557

2. Overview of remediation (to be completed by Finding Owner) Summary of remediation • Existing accounts: i. Determined EEA Customersfaccounts (excluding UK and Germany). d. Determined EEA accounts to be retained or exited (retain financials criteria: CBV>Eur2in or Annualized Rev>Eur20k). hi. Obtained reverse solicitation evidence (bankers attestation or EEA Client Declaration form) and reviewed with US compliance & DCO. iv. Exited/restriced EEA accounts not meeting financials criter