EFTA Document EFTA01356577

MIFID II is a package of EU legislation, which regulates firms who provide services to clients linked to financial instruments and the venues where those instruments are traded. Checklist for client account on-boarding: MIFID II • DPM & Custody: Confirm German clients filled out agreement supplement specific to German clients (check if EEA client field and country field, if "EEA type" does NOT contain "N/A" or blank and EEA country contains Germany); Supplement will be created to include