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sd-10-EFTA01358581Dept. of Justice

EFTA Document EFTA01358581

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(6) Approximately how many firms or other persons solicit advisory clients on your behalf? 11 In your response to Item 5.8. (6), do not count any of your employees and count a firm only once - do not count each of the firm's employees that solicit on your behalf. Clients In your responses to Items 5. C. and 5.0. do not include as "clients" the investors in a private fund you advise, unless you have a separate advisory relationship with those investors. C. (1) To approximately how many c

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Dept. of Justice
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sd-10-EFTA01358581
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