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sd-10-EFTA01358781Dept. of Justice

EFTA Document EFTA01358781

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U.S. Dollar Amount Total Number of Clients (a) $ 14,269,731,453 (b) 30 C. If you or your related persons have custody of client funds or securities in connection with advisory services you provide to clients, check all the following that apply: (1) A qualified custodian(s) sends account statements at least quarterly to the investors in the pooled investment vehicle(s) you manage. (2) An independent public accountant audits annually the pooled investment vehicle(s) that you manage and the

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Dept. of Justice
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sd-10-EFTA01358781
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