EFTA Document EFTA01360403

Securities offered through Deul ecurities Inc. --- Forwarded by Amanda Kirb on 1128201412:06 PM --- From: To: Cc: Dom 11/19:2014 09:38 AM Subject: PCR ALERT --01 Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation