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sd-10-EFTA01361345Dept. of Justice

EFTA Document EFTA01361345

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OCH-ZIFF Portfolio Risk Management, Systems and Financial Controls CAPITAL MANAGEMENT GROUP Core Component of the Business Portfolio Monitoring ■ Individual positions are monitored by the portfolio manager and investment analysts ■ Formal Credit Agreement review process utilizing internal and external legal resources ■ Stress testing and potential downside analysis Indenture Compliance ■ Portfolio Analytics Team performs review of portfolio concentrations, exposures and other borrower

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Dept. of Justice
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sd-10-EFTA01361345
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