EFTA Document EFTA01361726

From: on behalf of Sent: To: CC: Subject: Attachments: Urvashi Lavania PWM 815-Research 10/8/2013 9:59:35 AM Amanda Kirby PWMUS AMLKYC rdc alert per alert.pdf; Classification: For internal use only Hello per alert_1.pdf Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance.