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sd-10-EFTA01368968Dept. of Justice

EFTA Document EFTA01368968

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On A r 25, 2017, at 4: 14 PM, Vahe Stepanian wrote: Generally agree with Stewart. Is there anything specific you are looking at? Thanks, Vahe From: Stewart Oldfield Sent: Tuesday, April 25, 2017 4:02 PM To: Richard Kahn < Cc: Vahe Stepanian < Subject: RE: trading capabilities Generally I think we can just do listed options in your wealth management brokerage accounts. We don't have investment banking/OTC capabilities for you unless we can trade via long form confirmation. Copying

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Dept. of Justice
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sd-10-EFTA01368968
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