EFTA Document EFTA01372328

From: Vijay•A Sawant Sent: 10/4/201810:22:35 AM To: Richard larossi CC: Bradley Giffin [ ; Vinita Advani • Daphne Cales Subject: RE: Jeffries KYC Items [IJ Importance: High Hello Rich/Brad, Many thanks for arranging all the docs. Upon initial review, following is our assessment - All revised Fincen Forms and AML Questionnaire's provided require signature verification from yourselves. Additionally section b of ALL Fincen form require to contain "Type of Entity". Kindly have this u