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sd-10-EFTA01372362Dept. of Justice

EFTA Document EFTA01372362

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r $50 billion or more For purposes of Item 1.0. only, "assets" refers to your total assets, rather than the assets you manage on behalf of clients. Determine your total assets using the total assets shown on the balance sheet for your most recent fiscal year end. P. Provide your Legal Entity Identifier if you have one: A legal entity identifier is a unique number that companies use to identify each other in the financial marketplace. You may not have a legal entity identifier. SECTION 1.B

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Dept. of Justice
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sd-10-EFTA01372362
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