EFTA Document EFTA01372442

5. Related Person is: (check all that apply) r r r r r - I 1 -1 1 - 1 1 1 r broker-dealer, municipal securities dealer, or government securities broker or dealer other investment adviser (including financial planners) registered municipal advisor registered security-based swap dealer major security-based swap participant commodity pool operator or commodity trading advisor (whether registered or exempt from registration) futures commission merchant banking or thrift institution t