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sd-10-EFTA01372784Dept. of Justice

EFTA Document EFTA01372784

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Appendix 1 Defined terms for the purposes of the Securities Financing Transactions Regulation: 'financial instrument" means the instruments set out in Section C of Annex Ito Directive 2014/65/EU on markets in financial instruments, and includes without limitation: 1) Transferable securities; 2) Money-market instruments; 3) Units in collective investment undertakings. "title transfer collateral arrangement" means an arrangement, including repurchase agreements, under which a collateral pr

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Dept. of Justice
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sd-10-EFTA01372784
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