EFTA Document EFTA01374532

For example, restrictions on trading certain products, types of transactions, or transacting for a specific period of time. 5. Does the client present any prohibited business factors? (If 'Yes' please describe) Examples may include anonymous accounts, shell banks or Pay-through accounts, certain business activities in Special Risk Countries - SRC). Nature of Relationship Sales Response 6. Does the client engage in business with other areas of DB? (If 'Yes' please describe) Include DB