EFTA Document EFTA01375190

Tel. Mobile From: Vijay-A Sawant Sent: Friday, August 24, 2018 2:39 PM To: Stewart Oldfield < Cc: Mayur Rathod < Subject: RE: 2018 Periodic Review of High Risked Accounts Ann ( ), Butterfly Trust (GCISIMI) and Neptune, LLC ( under the SOUTHERN FINANCIAL RELATIONSHIP [II Importance: High >; Richard larossi < >; Bradley Gitlin < Hello Richard, We have received material change confirmation from Brad on below accounts as per attached email. So following are list of items pending on