EFTA Document EFTA01382989

GLDUS238 SOUTHERN FINANCIAL LLC options) markets. Similar changes are in the process of being adopted in the European Union. Japan, and other major financial markets. These changes include, but are not limited to: requirements that many categories of the most liquid OTC derivatives (currently limited to specified interest rate swaps and index credit default swaps) be executed on qualifying, regulated exchanges and be submitted for clearing; real-time public and regulatory reporting of spec