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sd-10-EFTA01385615Dept. of Justice

EFTA Document EFTA01385615

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instead uses an investor's existing portfolio as collateral. The strategy is implemented through a separately managed account (SMA) with complete transparency and daily liquidity. Harvest is an established leader in managed option strategies. It was founded in April 2008 and has over $10BN in AUM. The strategy is managed by an experienced team of 15 investment professionals that have deep trading and portfolio management backgrounds and have demonstrated success through the global financial

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Dept. of Justice
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sd-10-EFTA01385615
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