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EFTA Document EFTA01386111
Title Matchefta-efta01386111
Case Filesd-10-EFTA01386111Dept. of JusticeEFTA Document EFTA01386111
Unknown1p
Case File
sd-10-EFTA01386111Dept. of JusticeEFTA Document EFTA01386111
Other
AGP LP 519 Alpha Group Capital Paul Barrett 3. The Massachusetts Securities Division of the Office of the Secretary of the Commonwealth ("MSD') alleged violations of the Massachusetts Uniform Securities Act ("Act") concerning Merrill's sale of auction rate securities issued by collateral debt obligations (-ARS CDOs") to the City of Springfield, Massachusetts ("City"). Without admitting or denying the MSD's allegations, Merrill agreed to certain undertakings, to cease and desist from violati
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01386111
Pages
1
Persons
0
Integrity
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