EFTA Document EFTA01387209

KYC Print Page 13 of 13 Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals) (1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFA. It is the responsibility of CFP's to demonstrate that they know their client both at the inception