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sd-10-EFTA01387896Dept. of Justice

EFTA Document EFTA01387896

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Investment Experience of Account Owner(s) Year First Traded Options Equities Fixed Income Commodities and Futures Structured Products OTC Derivatives Foreign Currency Alternative Investments (Hedge Funds, Private Equity) Average M Trades Per Year Investment Objectives for the Client Account (Select up to two adjacent objectives): Average Size of Types of Previous Option Trades in $ Experience Covered Call Writing Purchased Options Option Spreads Uncovered Put Writing Unco

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Dept. of Justice
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sd-10-EFTA01387896
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