EFTA Document EFTA01398969

Kimble Customer Number Customer Name Type * High Risk A Exempt Reason Exemption Reason Golub, David Client N N Toll, Robert I. Client N N Adamski, Dorothea S Client N Adamski, Paulina J. Client Adamski, Claudia C. Client Adamski, Theresa M Client Adamski, Susanne Client The Estate of Gerald Houghton Client The Aileen P. Houghton Revocable Trust Valiotis, Stamatiki Client N Houghton, Aileen P Client N Tunney, John V. Client N N Davidson Equities LLC Client Y THE T