EFTA Document EFTA01398970

Mullin Customer Number Customer Name Type * High Risk o Exempt Reason Exemption Reason John Lelend Mothershead Vi Trust * Moderate Risk Annual Client Update Due Dat Customer Owner Client N N 4/28/2017 Mich Edward C French Jr Trust Client N Nicholas Panasevich Trust Client N Eleanor J. Panasevich Trust Client N JOHN G LARUSSA 2014 IRRV TR FBO LEAH BROOKS ael Mullin JOHN G LARUSSA 2014 IRRV TR FBO JOHN TAYLOR ael Mullin JOHN G LARUSSA 2014 IRRV TR FBO ANNE PEARCE ael Mullin