EFTA Document EFTA01399650

Subject: Fw: August 2014 AML/KYC Escalation Reports From: Kimberly Hart < Date: Tue 30 Se 2014 12:30:20 -0400 To: Classification: For internal use only (Embedded image moved to file: pic19160.gif) Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset a Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email II) (Embedded image moved to file: pic29518.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Kimbe