EFTA Document EFTA01406201

Subject: Re: ACATS for Southern Financial/Trust [I] From: Tazia Smith ‹ > Date: Mon, 09 Sep 2013 17:49:17 -0400 To: Paul Morris ‹ > Classification: For internal use only We're on it Paul. You, Caroline and I need to review an accurate list of the positions that can/cannot/wouldn't come. Based on our conversation Friday, JE knows not all will be coming over (proceeds from proprietary product and OTC options will move once matured). We just want to be sure that list of positions that can