Case Filesd-10-EFTA01406824Dept. of JusticeEFTA Document EFTA01406824
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Case File
sd-10-EFTA01406824Dept. of JusticeEFTA Document EFTA01406824
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Subject: RE: Southern Financial - KYC Docs. [I] [C] From: Nina Tona ‹ > Date: Thu, 12 Apr 2018 09:45:42 -0400 To: Liam Osullivan Martin Zeman Davide-A Sferrazza Xavier Avila Classification: Confidential Thank you Nina Tona KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exer
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01406824
Pages
6
Persons
0
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