EFTA Document EFTA01409221

DB12000P - Deutsche Bank Private Bank 10/12/2016 Batch Date: Added to Monitoring: 10/12/2016 Person Name: Richard Kahn Address: Date of Birth: Country:United States Tracking ID: GCIS 00000483290 Alerted Entity #: 1 of 4 Entity Information Entity ID: 64761053 Riskid: R110375868 Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARCA-3 -- Respondents including R