EFTA Document EFTA01416829

DB12000P - Deutsche Bank Private Bank 6/16/2017 Batch Date: Added to Monitoring: 06/16/2017 Person Name: Richard Kahn Address: Date of Birth: 12/06/1972 Country:UNITED STATES Tracking ID: KYC 1791049 Alerted Entity #: 1 of 2 Entity Information Risk Priority: Critical Entity ID: 64761053 Riskid: R110375868 Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/20/2012 Decision Number: 12-ARC