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sd-10-EFTA01419132Dept. of Justice

EFTA Document EFTA01419132

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Sheetl Account name RMS GDP (Internet) Pershing / G + Account Status Account Type Account I Account Owner Is the Client Expected to Trade uncleared OTC derivatives in the coming months? (Yes /No) In Scope Products - OTC Derivatives (non-cleared swaps) e.g., interest rate swaps, credit swaps, eq uity swaps, NDFs, FX Options, FX Forwards (added by the business) Can the account be closed (e .g., It is not anticipated that the client will trade uncleared OTC derivatives or other products)

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01419132
Pages
3
Persons
0
Integrity
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