EFTA Document EFTA01419549

Subject: KYC From: Daphne Cales Date: Fri, 09 Jun 2017 10:54:22 -0400 To: Stewart Oldfield ‹ > Cc: Cynthia Rodriguez Sheffali Welch Classification: For internal use only Good morning. Per the new global KYC policy a remediation project has been initiated to update KYCs for all clients identified as "High and Moderate" risk, and will eventually include "Low" risk as well. Attached you will find a list of your clients that are either due or coming due this year. My team will be assisti