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sd-10-EFTA01431919Dept. of Justice

EFTA Document EFTA01431919

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Subject: Re: Southern financial structured notes [C] From: Andrew King Date: Fri, 13 Oct 2017 09:22:42 -0400 To: Stewart Oldfield y > I believe there are only KCP accounts open - so we'd have to check if the form is on file for those accounts. I'm traveling to a client meeting but Don or Ziggy could help. Sent from my iPhone On Oct 13, 2017, at 9:11 AM, Stewart Oldfield y p wrote: Classification: Confidential Do you know if we have the approval form on file? Stewart Oldfield, CFA, CA

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Dept. of Justice
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sd-10-EFTA01431919
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