EFTA Document EFTA01451783

SOF III - 1081 Southern Financial LLC 2. Please indicate whether or not the Investor is, or is acting on behalf of, (i) an "employee benefit plan" within the meaning of Section 3(3) of ERISA, and subject to Title I of ERISA, (ii) a plan to which Section 4975 of the Internal Revenue Code of 1986, as amended, applies (including without limitation, an individual retirement account) (iii) an entity whose underlying assets include plan assets by reason of a plan's investment in such entity or (