EFTA Document EFTA01452240

SOF III - 1081 Southern Financial LLC 3. Is the Investor a registered investment company or a private investment fund which is not registered under the Investment Company Act of 1940 in reliance on Section 3(c)(1) or 3(e)(7) thereof? Yes No (If YES, proceed to the question 3(a)) (If NO, go to Question 4 below) (a) If the Investor answered YES to the question above, did any of the Investor's beneficial owners acquire their interests in the subscriber on or before April 30, 1996? Yes