EFTA Document EFTA01452247

SOF III - 1081 Southern Financial LLC Annex B to Investor Questionnaire ANTI-MONEY LAUNDERING IDENTIFICATION VERIFICATION (MINIMUM REQUIREMENTS) I . Reeulated Financial Sector (including branches) Where the Investor is a regulated entity, verification of identity beyond submission of evidence of its regulatory status may not be required. The above is subject to the jurisdiction of regulation and extra requirements may be requested. 2. Listed Companies and Subsidiaries of Listed Companie