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sd-10-EFTA01452462Dept. of Justice

EFTA Document EFTA01452462

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From: Engel bert Melendez Sent: 2/5/2014 4:39:17 PM To: Amanda Kirby I ; Brian M Biggar I I; Paul Morris Subject: AIS Request AIS-00003326 has been Fulfilled The Following Alternative Investment Suitability request has been Fulfilled. AIS Request Number: AIS-00003326 Client Name : Southern Financial LLC Comment on Approval: 1/21/2014 9:20:37 AM - Brian Biggar : Investment in this instrument must be processed through either an Investment Advisory account or a Brokerage account. Rea

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Dept. of Justice
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sd-10-EFTA01452462
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