EFTA Document EFTA01453141

ISDA preliminary requirements: 1) New Account Forms (PWM Account) - n/a 2) Name of Counterparty - 3) Authorized trading persons (email, phone and fax) - 4) Primary contact with regards to documentation (email, phone and fax) - 5) 2 years of financial statements (audited preferred) - 6) Ownership Structure and Purpose 7) Bank Statements (if client does not hold a lot of assets with DB) - Preliminary Background Information: ***Documents should be less than a year old, if possible 1) Legal Na