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sd-10-EFTA01453161Dept. of Justice

EFTA Document EFTA01453161

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Option Objectives (check ALL that apply): Income (covered call writing) E Portfolio Protection (protective puts) (ZI Speculation (spreads & uncovered writing) Client(s) Strategy Requests (Please check as many of the following strategies sought to be employed) 1.Covered Call Writing Moderate Risk Calls fully covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. O 2. Purchasing Options Involves Substantial Risk., Entire prem

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Dept. of Justice
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sd-10-EFTA01453161
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