EFTA Document EFTA01460527

To: Rosemary vrablic/db/dbcom, Cc: Joshua Shoshan/db/dbcom, Caroline Kitidis/db/dbcom, Sean Magee/db/dbcom, Zbynek Kozelsky/db/dbcom, Haig Ariyan/db/dbcom Date: 11/04/2013 11:53 AM Subject: Re: [C] From a business perspective I am supportive given the importance of the overall P8 relationship. From a regulatory perspective, can we do this if he doesn't have an open brokerage account? sent from my iPad on Nov 4, 2013, at 11:05 AM, "Rosemary vrablic" wrote: classification: confidential Given the "one bank" approach I keep hearing about, total Bollag investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary vrablic <0.27A.gif> Rosemary vrablic Managing Director Deutsche Bank Trust company Americas Deutsche Asset & Wealth Management 345 Park Avenue 27th Floor New York, NV, 10154-0004 Tel. +1(212)454-7887 Fax +1 mobil Email NmLs# 1046752 <0.cD8.gif> Securities offered through Deutsche Bank Securities Inc. Joshua Shoshan---11/04/2013 10:45:40 AM---Classification: Confidential RV, hi. This is not an easy conversation, and michael has no brokerage From To: Rosemary vrablic/db/dbcom@OBAmericas. Cc: &Americas, Caroline Kitidis/db/dbcom, Zbynek Kozelsky/db/dbcom@DBAmericas Date 11/04/2013 10:43 AM Subj Re: Fw: [C] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121852 CONFIDENTIAL SDNY_GM_00268036 EFTA01460527