EFTA Document EFTA01475372

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Pipeline Summary Opportunity Name cture BPS/Flat Fee Customer Name Close Date (t) Actual Revenue Sales Team Member Product Name Actual Assets Stru Additional Brokerage Southern Financial LLC 3/31/2015 75 Brokerage (Commissions) 7500 0000 Flat Fee 2000000 2000000 Paul Morris Brokerage Account Southern Financial LLC 12/31/2015 75 Brokerage 10000000 BPS 20 20000 Paul Morris SSW 2007 LLC- SSW 2007 LLC 12/31/2015 75 Private Wealth Premium Money Market 5000 0000 BPS

Date

Unknown

Source

Dept. of Justice

Reference

sd-10-EFTA01475372

Pages

Persons

Integrity

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