a Deutsche Bank

a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTBN DARREN K INDYKETTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 NIA•41,0 AIM INI•ein Menh hisaletmen Must tOnnie Clew 0evill he "ffi Se“.90. 1 Toll 'tee 74141iS NW: Itt5 December 1,2018 - December 31, 2018 Account Number: Portfolio at a Glance This Wind Yeem1mDele Your Investment Specialist. BEGINNINGACCOUNT VALUE 820,342,069.33 818,370,824.99 MARTIN ZEMAN Net Cash Deno:06nd Withdrawah 80,115.87 1,795,110.72 Adjusted Previous Account Value 20,422,175.00 20,188,235.71 Dividends. Interest and Olher Income 29,898.88 782,724.13 Total Taxes Withheld 0.00 -782.24 Other Transactions 0.00 40.00 Net Change in Portfolio' 695,730.00 -1,172,015.72 Accrued Interest $22,284.21 Estimated Annual Income 8379,682.94 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Pineal Asset Type Mon Year-Eod List Period ThisPerlod IM 51% Cash, Money Funds, and Bank Deposits 4,843,819.22 9,922,889.33 10,032,881.88 a 11% Fixed Income 3,037,500.00 2,188,100.00 2,130,300.00 38% Equities 8,392,270.00 8,251,090.00 7,593.180.00 0% M utual Funds 2,297,435.77 0.00 0.00 100% Account Total (Pie Chart) $18,370,824.99 820,342,059.33 $19.758,141.88 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ErYN F I D FFPFAL Rated Excellent Every Yew Since 2007 DALIAR RATED COMMUNICATIONS LXCIILL INC I Page ' of '3 C1,.ng thsough Pent vAtolly owned eubstelvaty of The Bank a Mellon CorporationMY Mellen) entente RC. nw-own WARA.gt!itEt.GM 00048459 DB-SDNY:00 11283 EFTA_00 l59068 EFTA01254310 Summary of Gains and Losses This Period Rented Tear-to-Die Urea Short-Term Gain! Loss 0.00 45,938.55 -705,049.37 Long-Term Gain/ Loss 0.00 -114,222.32 47193813 Net Gain! Loss 0.00 -190,160.87 476,088.10 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECEr ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Mikity Type Dexriptkio Amount 8U1a Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.26% Activity Ending: W 3916 12101/18 Opening Balance 9,922,869.33 9,922,889.33 12111118 Deposit MONEY FUND PURCHASE 11,025.00 9,933,894.33 12114118 Deposit MONEY FUND PURCHASE 80,115.67 10,014,010.00 11/31/18 Deposit INCOMERBNVEST 18,671.88 10,032,681.88 12r31118 Closing Balance 110,031,681.88 Total All Money Market Funds $10,032,681.88 Income and Expense Summary oluent Period Yewdo•Cele Tull* Hooters& Table Noe Taxable Dividend Income Equities 11,025.00 0.00 315,521.79 0.00 Money Market 18,671.88 0.00 70,389.41 0.00 Other Dividends 0.00 0.00 299,147.46 0.00 Interest Income Bond Interest 0.00 0.00 77,930.55 0.00 Credit Interest 0.00 0.00 0.00 -285.09 Expenses Withholding Taxes 0.00 0.00 •762.24 0.00 Total Dividends, Interest, Income and Expenses $29,696.88 $0.00 $762,226.98 4265.09 Page 2 of 10 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP AL • t tl .ZS Rated Czottlent Every Yea, Since 2007 DALIAR RATED COMMUNCATIONS ("allINCE Cleanng through Italliesey owned sobsi ary of The WE al Melba CaP di oratIonatly Maw) Peroinx 11.C.mtett, ONRAVVVELGM_00048460 DB-SDNY-0011284 EFTA_00159069 EFTA01254311 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings December 1,2018 - December 31,2018 THE HAZE TRUST Account Unity Opening Cote *Islay Number Biding OF*0109 Bates Posing Balance Awed Income Income Males 30.0ay Current Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 51.00% of Portfolio Money Market CASH AC TR DWSG0VT8 AGINSIL 12/01/18 10,032,681.880 N/A 12131118 9,922,869.33 10,032,681.88 0.00 $0 00 $0.00 Unrealized Selfless 70.389.42 219% 226% Total Money Market $9.922,869.33 210,032,681.88 $70,389.42 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Adjusted Date Molted Ciumtky Unit Cad Coal Basis $9,922,869.33 Merkel ark, 210,032,681.88 Market Vibe $70,389.42 Mimed Meted Blinded Blended MaulImmo Yield FIXED INCOME 11.00% of Portfolio (In Maturity Data Sequence) Corporate Bonds MORGAN CHASE& CO DEP SHSREPSTO /10TH PFD SMIRKED TO RIG RT 80 5990% 04/23/58 W E DTD 04123/08M oody Rating BAA3S8 P Rating BBB- 05110/11 ' •x12 2,160,000.000 110.8750 Total Corporate Bonds 2,160,000 000 TOTAL FIXED INCOME 2,160,000.000 Date Acquired EQUITIES 38.00% of Portfolio Common Stocks ALPHABET INC CAP STK CL C Dividend Option: Cash Nudity Unit Col Severity Ideotilier:46225HHA1 2,394,894.62 98.6250 Original Cost Basis: $2A03,330.00 $2,394,894.62 $2,394,694.62 Col Bale Nark/ Price 2,130,300.00 $2,130,300.00 $2,130,300.00 Market Value 264,594.62 22,284.21 129,392.20 607% 4264,594.62 $22,284.21 $129,392.20 4264,594.62 $22,284.21 $129,392.20 Unrealized Geln/Less Estimated Estimated Annul Income Yield Seco* Identifiet 6006 CUSP. 02079K1)7 12/05/17 1,000.000 1,014.0150 1,014,015.20 1,035.6100 1,035,609.99 21,594.79 02/02/16 1,000.000 1,116.1660 1,116,166.00 1,035.6100 1,035,609.99 40,556.01 02105/18 1.000.000 1,106.0070 1106.006.60 1.035.6100 1,035,610.02 -70.396.78 Total Covered 3,000.000 3,236,168.00 3106,830.00 -129.358.00 Total 3,000-000 53.236,188.00 93,106,830.00 4129 358 00 $0 00 CONFIDENTIAL - PURSUANT TO FED. R CRIPA P. 6(e) Account Numberi CONFIDOP EttlYSIC.3 Page 3 of 10 Rated ticellent y Year Since 2007 Clewing through Penh Vat) owned be subsidiary of De Make/ Melba OMAR RAM COMMUNICATIONS CarpontIon (MY Mellon) UCILLUICC Perghng U.C. mete C. FINRAVVVELGM- 0°°48461 DD-SDNY-0011285 EFrA_00 159070 EFTA01254312 Portfolio Holdings (continued) Dale Acqiied OusatIty UnN Coal Cod Wes market Prke Market Value UneeeNzed Pin.= Eslirnaled Eslirraled Annual income Yiel! EQUITIES (continued) Common Stooks (continued) CARVANA CO CL A Dividend °plies:Cash Security Identifier: CVNA CUSP. N6869132 06118118 2,500.000 42.7900 106,975.00 32.7100 81,775.00 -25,200.00 08118/18 5,000.000 44.3400 221,699.15 32.7100 163,550.00 -58,149.15 08118116 5,000.000 44.0100 220,200.00 32.7100 163,550.00 -56,650.00 08118118 2,500.000 43.5400 108,850.00 32.7100 81,775.00 .27,075.00 08119118 2,500.000 42.6140 106,686.00 321100 81,775.00 -24,911.00 06119116 2,500.000 43.0850 107,712.93 32.7100 81,775.00 -25,937.93 08119/18 2,500.000 42.7520 106,879.20 32/100 81,775.00 -25,104.20 06119118 2.500100 42.8400 107,100.00 32.7100 81.775 00 -25.325 00 Total Covered 25.000 000 1,086,102.28 817,750 00 -268.352 28 Total 25,000 000 $1,088,102.28 $817,750.00 -3268.352.28 $0.00 UNITED TECHNOLOGIESCORP COM &curdy Matter:UT% Dividend Option: Cash CUSP:913017119 06120/18 15,000.000 125.5300 1,882,944.30 106.4800 1,597,200.00 -285,744.30 44,100.00 2.76% Total Common Stocks $8,205,234.58 55,521,780.00 4683,454.58 $44,100.00 Preferred Stocks (listed by expiration date) CITIGROUP INC DEP SHS REPSTG /MOTH Security Identifier: C PRK PFD KR K DIV 6.8759E PERPETUAL NI ATY CUSIP: 172967341 PERPETUAL CALL 11%/23025.00 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,418.90 282200 2,071,380.00 71,961.10 135,781.32 655% Total Preferred Stocks $1,999,418.90 $2,071,380.00 $71,981.10 $135,781.32 TOTAL EQUITIES $8,204,653.48 57,593,180.00 4611,493.48 $179,881.32 WINS Accrued Estimated Cat Beds MEW Value Galen.** 'Mad Annual Income TOTAL PORTFOLIO HOLDINGS $20,632,229.98 $19,758,141.88 4878,088.10 $22,284.21 $379,662.94 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1086, as amended by the Emergency Economic Stabilization Ad of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 93 99--B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the Page 4 of 10 CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Account Number' • ttC1IX .:5 An CONFIDOP4-41. L_- Rated ticellent Clewing IMO Pno t yaelos^"/ bey Year Since 2007 sataldiary of The kalcolalelloa DALIAR RAM COMMUNICATIONS CalpontfonatlY Melloo) eat it, ,,,, UCtattia Perclirtx U.C.rnenrber FINRA.ROM Sozerit-000 48462 DB-SDNY-0011286 EFTA_00159071 EFTA01254313 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) December 1,2018 - December 31,2018 THE HAZE TRUST taxpayer election, type of fixed income security. and certain attributes. obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THEPRICEDATEDOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Account Number' IttI SS.25 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO M Page 5 of '0 Rated Gana. Clewing through Persh LI.0 a %lag owned Eery Yea Slme 2007 setoldisey of The Banked Mellon DALIMIMATILDCCMMUNKATIONS Caporabon (MY /Mika) ,,.. EXCILLINCE Pennine llg.ererrte FihRA.WcilliZiolVl-00048463 DB-SDNY-0011287 EFTA 00159072 EFTA01254314 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%; unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees. costs. expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Please note the following information for Pershing's 20 18 IRS Form 1099 (B, DIV. INT, M ISC and OID): Your Form 1099 will be delivered as early as possible. beginning January 31, 2019. By February 15. you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15. 2019. Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 1,00( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (A ar,o.nts st:ow. e ,n base currency) Oman ThisPedor Dabs TbisPerlod Net IbisPetiod Credits Yen-to-Date DebilsYear4o-Date Net Year-to-Date Securities Securities Bought 0.00 0.00 0.00 0.00 .14,084,179.51 .14,084,179.54 Securities Sold 0.00 0.00 0.00 13,820,590.90 0.00 13,820,590.90 Total Securities $0.00 $0.00 $0.00 $13,820.590.90 414.084.179.54 4263,588.64 Dividends and Interest $29,696.88 $0 .00 $29,696.88 $762,989.22 4265.09 $762,724 13 Distributions $0.00 $0 .00 $0 .00 $2.878.760.00 $0.00 $2,878.760.00 Page 6 of '0 Account Number: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated balls. berg Yew Slate 2007 DAteAR PATILDCPMMUNICATIONS uautNa Clewing through Pena LI.0 ,%Rory owned sttoldisey of The Bonk a Mellon Caporabon (MY Wilco) Posliat t LC. mente. Fir.RA.M4lEgEilt!"—Ouv4840`. DB-SDNY-00 11288 EFTA_00159073 EFTA01254315 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 )ecember 1,2018 - December 31,2018 rHEHA ZE TRUST -A Activity Summary (continued) £mdits7NsPerbd Mks ThisPerlod Net ThisPotiod Cre011eYeaute-Dde DetelsYear4o-Dete lid Yew-to-Ste Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 $0.00 $0.00 $0.00 4782.24 4782.24 Cash Deposits 80.115.67 0.00 80115 67 1,795,410.72 0.00 1,794410.72 Total Cash $80.115.67 $0.00 $80,115.67 $1,705,410.72 $0.00 $1,795,410.72 Totals $109,812.55 $0.00 $109,812.55 $19,257,750.84 414 085 246 87 $4172503.97 Transactions by Type Activity of Roces SetSmenl Date Mikity Type Description aurally Ake Acaued [Meted Amount Omen°, Dividends and Interest 12110/18 CASH DIVIDEND RECEIVED 6000 SHRS UNITED TECHNOLOGIESCORP COY RD 119 PD VU 12/13111 12131118 MONEY MARKET FUND CASH AC TR DW SGOVT INCOMERECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 12113/18 FEDERAL FUNDS RECBVED USY899997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 11,025.00 USD 18,671.88 USD 0.00 29498.88 'OCEANIC USA. NMIO 46284 80,115 67 USD 0.00 80,115.87 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 104812.55 USD Page 7 of 10 CONFIDENTIAL — PURSUANT TO FED. R CRIAA P. 6(e) Account Numberi ACL CONFIDO. OY:5'2.Z, L Rated [smitten hely Yew Since 2007 DMIAR WED COMMUNICATIONS Ualttlia Clewing through Perttl i milay evened istaldiary of The Mak enAelke Canceabon (MY Mellon) Peening U.C.nitetere iimikficitlYstett000tates DEl-SDNY-0011289 EFTA_00 I 59074 EFTA01254316 Client Service Information Your Inrettmeal Spedaid:ZEM Canted Imforisation MARTIN ZSIAN NY im Your Account Information Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant toe clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial Institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial Institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 8 of 10 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number:I CONFIDO. lettIM C.25 L Rated Careatnt (very Yet Since 2007 DALIAR RATED COMMUNICATIONS LXCILLINC( Clewing through Penh U itlay ~ad sobsidiary of De Make/ Melba CarporatIon Oltly Mellon) PerIhnx 11.C. mmtatre FINRAVVVELGM—°°° 48466 DB-SDNY-0011290 EFrA_00 159075 EFTA01254317 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) )ecember 1,2018 - December 31,2018 rHEHAzETRust The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Raza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Account Number:I C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFID rn L Reed ( .cellent (very Year Sint 2O07 DALEAR RATED COMMUNICATIONS EXCILIVICI Page 9 of '0 Clown& through PeablirMaiiply awned subudiary of The Malta Mellon Corporation tent MAW P!,PIng 1.1C.M.nta, 'It•RA.g4Pha.GM—00048467 DB-SDNY-0011291 EFTA_00 159076 EFTA01254318 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. 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F ANY OF THE MOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSHNG IMMEDIATELY IN WRITING ElY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY, NJ 07399, ATTN' LEGAL DEPT CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number I Attclm.:s CONFIDO. Rated CHOI.? Dieu Yew Since 2007 DALBAR RATED COMMUNICATIONS CPCILLINC( Page '3 of 10 Owns through Penh LLC a Falvey/PM HAM M" of The Oak o IAdloa °flotsam Gia• /IOW Per • P•nx LIC.nxy-ott FIMIA.FAVymiGM_00048468 DB-SDNY-00 11292 EFTA_00159077 EFTA01254319 lril Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTBN DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Dtutt.tkr LIM PtIseir ttcSlh hal.Iftmett Marten <tern< C+04: 0evitthW45rvnn, inc. Toll Onlit *(4-1.1/454IS Cern; 4)0 r$ 'Slat November 1,2018 - November 30,201B Account Number: Portfolio at a Glance This Puled YetteDsts Your Investment Specialist. BEGIN NINGACCOUNT VALUE MARTIN ZEMAN Net Cash Deposits and Wilhdranals $20,269,103.85 22,933.07 318,370,824.99 1,715,295.05 Adjusted Previous Account Value 20,292,036.92 20,086,120.04 Dividends. Interest and Other Income 58697.95 733,02725 Total Taxes Withheld 0.00 .762.24 Other Transactions 0.00 40.00 Net Change in Portfolio' .6,675.54 -476,285.72 ENDINGACODUNT VAS 320,342,059 33 320,342,059.R Accrued Interest 510.804 52 Estimated Annual Income 5357070 66 Asset Summary 'Net Change in Portfolio is the difference between fhe ending account value and beginning account value after activity. al a Percent Asset Type Prim Year-End Lad Period hasPerloil 49% Cash, Money Funds, and Bank Deposits 4,643,619.22 7,508,443.41 9,922,869.33 11% Fixed Income 3,037,500.00 2,171,577.80 2,188,100.00 40% Equities 8,392,270.00 8,221,280.00 8,251,090.00 0% M utual Funds 2,297,435.77 2,369,802.84 0.00 100% Account Total (Pie Chart) $18,370,824.99 $20,289,103.85 320,342,059.33 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 66 F D OfttA L4- Wed tactile/A Every Yew Since 2007 DMIIAR MTED COMMUNICATIONS Lemma Page lof 14 Clewing tinge. PenittaitAteg owned solmnflary of De Make. Mellon Carpoemlon (MY Mellon) PenesU.C.Fritetee FIARA.VAAPPM- 00048469 DB-SDNY-001 1293 EFTA_00159078 EFTA01254320 Summary of Gains and Losses TnisPeriod %MS Year4o-Dete Ur/ISIS Short-Term Gain! Loss 1,827.08 -75,938.55 -12,094.58 Long-Term Gain/ Loss ,194,382.09 -114,222.32 488,418.50 Net Gain! Loss -198,009.15 -190,180.87 -180,511.08 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table anew HONG KONG DOLLAR 0 1277 7 8255 Exchange rates are based on interbank exchange rates as of 1V 30/ 20 18 Exchange rates can vary. Currency USD Envivelent per USD Money Market Fund Detail Date Activity Type Desolation Mount Winos Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.12% Activity Ending: 11/ 30/ 18 11/01118 Opening Balance 7,453,040.10 7,453,040.10 11/01/18 Deposit MONEY FUND PURCHASE 46,535.00 7,499,575.10 11/02/18 Deposit MONEY FUND PURCHASE 8,844.78 7,508,41948 11/18118 Deposit MONEY FUND PURCHASE 33,945.35 7,540,365.23 11/19/18 Deposit MONEY FUND PURCHASE 22,933.07 7,563,298.30 11/29118 Deposit MONEY FUND PURCHASE 2,338,818.43 9,900,118.73 11/30118 Deposit MONEY FUND PURCHASE 9,385.33 9,909,502.06 11/30/18 Deposit INCOMEREINVEST 13 367.27 9 922 869.33 11/30/18 Closing Balance 89,922,869.33 Total All Money Market Funds 89,922,869.33 CONFIDENTIAL - PURSUANT TO FED. R CRtIcffil P. 6(e) Account Numberl SCO:leSt. CONFIDO. L Rated Excellent Ever, Year Since 2007 DMIAR MTtO COMMUNICATIONS EXCIllatiCE Page 2 of 14 Clewing through Pottle* evened sobeldiary al Me BaaltenAellen CarpotatIon OM Mellon/ Per Ihnx 11.C. Finn**. Fevek$M4YsteM-000 48470 DEI-SDNY-0011294 EFrA_00 159079 EFTA01254321 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income and Expense Summary November 1, 2018 - November 30, 20 18 THE HAZE TRUST Oment Period Taxable Non Taxable Yea4mCiala Taxable Non Taxable Dividend Income Equities 33,945.35 0.00 304,496.79 0.00 Money Market 13,367.27 0.00 51,717.54 0.00 Other Dividends 9,385.33 0.00 299,147.46 0.00 Interest Income Bond Interest 0.00 0.00 77,930.55 0.00 Credit Interest 0.00 0.00 0.00 -265.09 Expenses Withholding Taxes 0.00 0.00 •762.24 0.00 Total Dividends, Interest, Income end Expenses $58,697.95 $0.00 $732,530.10 4265.09 Portfolio Holdings U.S. DOLLARS Account Opening Dale Curtly Number Activity Opening Ending Balance Closing Pianos Accrued Income law DM Yam 30.Day Current Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 46,535.00 0.00 Money Market CASH AC TR DW$ GUT I AG INST1 11/01/18 9,922,869.330 NM 11/30/18 7,453,040.10 9$22.869.33 1,166.39 51,717.64 2.11% 212% Total Money Market $7,453,040.10 $9,922,869.33 $1,166.39 $51,717.54 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $7,499,575.10 $9,922,869.33 $1,166.39 $51,717.54 Adjoined Unrealized Accrued Edireded EMUS Ode Acqaked Quantky Unit Cod Cod Ben Market Price Market Value Pin loss Meted Assad home Yield FIXED INCOME (in Maturity Date Sequence) Corporate Bonds SIACIRGAN CHASE 8 CO DEP SHSREPSTG Security Ideatilier:46625HHA1 /13TH PFD SER 'FIXED TO RTGRT BD 5.808% 04123158 W E DTD 0412370 8Mood y Rating Bria3 S8 P Rating 88B- 05/1 011 1 . •112 2,160,000.000 110.8820 2,395,047.80 100.3750 2,168,100.00 -226,947.60 10604 52 125,471.80 5.78% CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Numberl Sto:1•;Sxte CONFIDO. L Rated ticellent bay Year Since 2007 DM MR WED COMMIJNICATIONS EXCELLENCE Page 3 of 14 Clewing through Seely evened se:oldie', of Mt lardtalelellai Carponefon (eta Melloo) Pelting LI.C.mente. FINSIA.AW !DWI"—00048471 DS-SDNY-0011295 EFTA_00159080 EFTA01254322 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Quantity Unit Coq Adjusted Cost Basis Market Price Market Value Unmixed Goktiloss Accrued Weisel Estimated Whaled Annual Income Yield FIXED IlCOM E (continued) Corporate Bonds (continued) SMORGAN CHASES CO DEP SHSREPSTG (continued) Original Cost Basis: $2.403.330.00 Total Corporate Bonds 2.160.000.000 $2,395,047.60 $2,168,100.00 -8226,947.60 $10,804.52 8125,471.80 TOTAL FIXED INCOM E $2,395,047.60 $2,168,100.00 4226,947.60 $10,804.52 8126,471.80 2.160.000 000 Unrested Estimated Ealknated Date Acquired Quantity Unit Coe Cost Ws Market Price Market Value Gelinkoss Annual Income Yield EQUITIES Common Stocks ALPHABET INC CAP STK CL C Sealy Identifier: GOOG Dividend Oplion: Cash CUSP 0207907 12105117 1.000.000 1.014.0150 1,014,015.20 1.094.4300 1.094.429.99 80.414.79 02/02118 1,000.000 1,116.1660 1,116,166.00 1.094 4300 1,094.429 99 -21,736.01 02/05/18 1,000.000 1,106.0070 1.106,00610 1.094.4300 1194.430.02 -11.576.78 Total Covered 3,000.000 3,236,188.00 3.283.290.00 47,102.00 Total 3,000.000 $3,236,188.00 53,283,290.00 $47,102.00 50.00 CARVANA CO CL A Security Identifier CVNA Dividend Oplion: Cash CUSP. 11686992 06118118 2.500.000 42.7900 106.975.00 43.2900 108.225.00 1,250.00 06718118 5.000.000 44.3400 221.699.15 43.2900 216.450.00 4,249.15 06118118 5,000.000 44.0400 220,200.00 43.2900 216,450.00 -3,750.00 05118118 2.500.000 43.5400 108.850.00 43.2900 108.225.00 125.00 06119118 2,500.000 42.674O 106,686.00 43.2900 108.225.00 1,539.00 06/19/18 2.500.000 43.0850 107.712.93 43.2900 108.225.00 512 07 06119118 2,500.000 42.7520 106.879.20 43.2900 108.225.00 1,345.80 06/19/18 2.500.000 42.8400 107.100.00 43.2900 108.225 00 1,125 00 Total Covered 25,000-000 1,086,102.28 1,082,250.00 -3,852.28 Total 25,000-000 $1,086,102.28 51,082,250.00 43,852.28 $0.00 UNITED TECHNOLOGIESCORP COM Security Identifier: UTX Dividend Oplion: Cash CUSP: 913017119 06120118 15,000.000 125.5300 1,882,944.30 121.8400 1,827,600.00 -55,344.30 44,100.00 2.41% Total Common Stocks $6,205,234.58 $6,193,140.00 412,094.58 $44,100.00 Page 4 of 14 Account Number' stonat=cs CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L Rated Galls. Every Yea Slate 2007 DAUM PATILDCOMMUNICATIONS UallINC( Clewing *seer Penblveragaly owned Salary el The lank Mellon lo, (MY Melee) a) FINRA Pk411,2,GM_00048472 DB-SDNY-00 11296 EFTA_00 [5908 I EFTA01254323 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Cale Acquired November 1, 2015 - November 30, 2018 THE HAZE TRUST Quantity Unil Cott Unreelized Cod Bads dirket Price darker Value Wiese Estimated Eslimaled Aimed Income Yield EQUIT I ES (continued) Preferred Stooks (Listed by expiration date) CITIGROUP INC OEP SHS REPSTG /900TH PFD SER K DIV 6.875% PERPETUAL MAT/ PERPETUAL CALL riS/23025.00 Dividend Opl iota: Cash 02103114 79,000.000 25.3090 Seedily Menlfier. C PRK CUSP 42967341 1,999,418.90 26.0500 2,057,950.00 58,531.10 135,781.32 8.59% Total Preferred Stocks $1,999,418.90 $2,057,950.00 $58,531.10 $135,781.32 TOTAL EQU ITIES $8,204,653.48 OW Bads $8,251,090.00 Parket Vdua $46,436.52 Unrested Giddies Awned Interest $179,881.32 Ended Annual Income TOTAL U.S. DOUARS $20,522,570.41 HONG KONG DOLLAR Desaidian Bundy $20,342,059.33 OMMII9 Dosed Biala Biwa Currency 4180,511.08 $10,804.52 Accrued Income $357,070.66 30 •Ory Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 53,842.05 0.00 HKD 0.00 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 53,842.05 0.00 HKD 0.00 USD Maker Value Currency 0.00 0.00 Awned Inters TOTAL HONGKONG DOLLAR 0.00 MO 0.00 USD 0.00 0.00 Unrealized Accrued Winded Cod Bath Market Value addles Inland Annul India TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS $20,522,570.41 $20,342,059.33 4180,511.08 $10,804.52 6357,070.68 Noncovered under the cost basis rules as defined below. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account ?tunny CONFIDO. L Page 5 or 14 Rated EstrIlent (very Year Since 2007 DALIAR RATIO COMMUNICATIONS EXCILLINC( Clewing through Penh ltU e" evened .!Law Me Make.i Melba CoacwatIon (MY melon) Perihnx 11.C. mffnbet FthitAAR4VaGM_00048413 DB-SDNY-0011297 EFTA_00 159082 EFTA01254324 Portfolio Holdings (continued) Generally, securities acquired before 2011 in retirement accounts or held by Non-US, entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 2008. and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may markthe account as noncovered. However, if the account does not receive a 10998. the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. c Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Holdings Summary by Currency Cunene,/ Cash Fuel Income Equities Total by Currency US DOLLARS 9,922,869 2,168.100 8,251.090 20,342,059 USD HONG KONG DOLLAR 0 0 0 0 HKD Total USD Equivalent 9.922.869 2.168.100 8.251,090 20.342,059 USD % of Allocation 49% 11% 40% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked 'IA" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable: however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comi disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. Page 6 of 14 Account Numberl ItO:14tWrec CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L-- Rated Galls. bery Yea Since 2007 OMAR RATED COMMUNICATIONS EXCtLLINCI Clewing II rough Penh lit a wit" owned SASS." of The Bank ol Melic CogiNfaban (MY Mellon) na 74 Perthrtx 11.C.ntertx. IthitA.RWV‘.wm—CsO484 DB-SDNY-0011298 EFTA_00 159083 EFTA01254325 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) Novem ber 1, 2018 - November 30,2018 THE HAZE TRUST Reinvestment {continued) including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs. expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Account Number:'_ CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID ICInIctr4C AL Rated Excellent Even Year Sint 2007 DALBAR RATED COMMUNICATIONS IXCIll VIC I Page 7 of '4 Clewing through Penh LLC a %Clay owned stellar, of The Rank Mellon Cepotaclen CONY Mellon) ecv.c.nc Lit% rnnta, 9M1RA,$pkn1,2PM_000484 75 DB-SDNY-00 11299 EFTA_00159084 EFTA01254326 Schedule of Realized Gains and Losses Curren, Period Desalt'lion Date Disposed Dale Banked Designation Short Term sw ORGAN FLOATING RA 11/28/18 11129117 Covered FUND CLASS I 11/28/18 12128117 Covered Security Identifier. 48121.513 11/28/18 01130118 Covered 11/28/18 02/27/18 Covered 11/28/18 03128118 Covered 11128/18 04/27/18 Covered 11/28/18 05130118 Coveted 11/28/18 06128118 Covered 11/28/18 07130118 Covered 11/28/18 08130/18 Covered 11/28/18 09127118 Covered Total Total Short Term Long Term N ORGAN FLOATING RA 11128/18 01122113 Nonoveted' FUND CLASS I 11/28/18 02101113 Noncovered" Security Identifies 482t59 11128/18 03101113 Mono:nem( 11/28/18 04101113 Noncovered'' 11/28/16 05101113 Noncovered'' 11/28/18 06103113 Noncovered'' 11/28/18 07101/13 Noncovered' ' 11128/18 08101113 Noncovered'' 11/28/18 09103113 Noncovered* I 11/28/18 10101113 Noncoveme 11128/18 11101113 Covered 11/28/18 12102113 Covered 11128/18 12113113 Covered 11/28/18 12/13/13 Coveted 11128/18 01102114 Covered 11128/18 02103/14 Covered 11/28/18 03103/14 Covered 11/28/18 04101114 Covered 11/28/18 05101/14 Covered 11/28/18 06102114 Covered 11/28/18 07101/14 Covered 11/28/18 08101/14 Covered 11/28/18 09102114 Covered Disposition Method/ 'Wandler' first In First Out! SB.1 first In First Out! Sal first In First Out! SELL Ant In First Out / SELL first In First Out! Sal first In First Out / SELL first In First Out! Sal first In First Out / SELL First In First Out! SELL first In First Out! Sal first In First Out SELL first In First Out! S&L first In First Out / SELL first In First Out! Sal first In First Out / Sal first In First Out! Sal first In First Out / Sal First In First Out! SELL first In First Out! Sal first In First Out / Sal First In First Out / SELL first In First Out / Sal Adjustment: -630:6 Adjustment Type: W First In First Out / Sal Adjustment: -445.30 Adjustmenl Type: W first In First Out! Sal first In First Out / SELL first In First Out! Sal first In First Out! Sal first In First Out! Sal first In First Out! Sal first In First Out / SELL first In First Out! SELL first In First Out / SELL first In First Out / SELL First In First Out / SELL Dumbly Proceeds 7.662 66 7,913 13 7,917 97 Cod Basis Realized GalwLoss 831.994 859.189 859114 7,795.78 8.059.19 8.124.30 -133.12 -146.06 -206.33 772.144 7,111.45 7,258.15 -146.70 960e14 8,841.73 9.024.13 -182.40 833.935 7,680.54 7,838.99 -158.45 860.486 7.925 08 8,054.15 -129.07 755.384 6.957.09 7,055.29 98.20 728.570 6.710.13 6,826.70 -116.57 890.959 8.205.73 8,348.29 -142.56 931.072 8,575.17 8,742.77 -167.60 9.283.461 85.500.68 87,127.74 -1427.06 85 500 68 87,127 74 -1,627.06 198.216 056 1,825,569 88 1.999,715 56 -174,145.68 630.057 5,802 82 6.342.01 S39.19 711.578 6,553 63 7,157.46 103.83 789.547 7,271 73 7,981.19 -709.46 751.550 6.921 78 7,612.11 490.36 757.360 6.975 29 7,640.69 465.40 668.131 6,15349 6,660.32 -506.83 704.609 6.48945 7,087.36 597.91 709.175 6,531 50 7,112.01 580.51 712.100 6,558 44 /136.83 $78.39 709.184 6,531 58 7,161.74 0.00 670.313 6 A 73.58 6,775.90 -157.02 91.207 840.02 922.86 42.84 99.758 918.77 1,009.39 .90.62 918.805 8,462.19 9,278.61 -816.42 634.518 5,843.91 6,420.41 476.50 636 461 5,861.81 6.440 07 -578.26 680.271 6,265.30 6,876.56 411.26 622.294 5,731.33 6,271.82 -540.49 664.438 6.119.47 6,709.87 -590.40 707.500 6,516.07 7.151.81 435.74 693.805 6,389.94 6,964.81 -574.87 716.466 6,598.65 7,199.46 -600.81 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Nunthet: CONFIDO. Rated Cunneen trey Year Since 2007 OMAR MITO COMMUNICATIONS LXCULINCI Page 8 of 14 Cleanng through Pershie llt a .la gowned .platyof Mt Banta Mellon CarporatIon(lta Mellon) Pechnx 11.C.rnmber toozn.4WILE,GM 00048476 DB-SDNY:0011300 EFTA_00 159085 EFTA01254327 Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period (continued) govern ber 1, 2018 - November 30, 2018 rHE HAZE TRUST Description Long Term (continued) Date Diapered Dale Acquired Designation Disposition Method) Trantedien Quantity Proceeds Cod Bests Realized Geinstoss ;ORGAN FLOATING RA 11/28/18 10101114 Covered First In First Out! Sal 813.174 7,489.33 8.073.66 484.33 (continued) 11/28/18 11103114 Covered First In First Out SELL 794.805 7.320.15 7,891.26 -571.11 11/28/18 12101114 Covered First In First Out! SELL 712.238 6.559.71 7,064.38 404.67 11/28/18 12131114 Covered First In First Out! SELL 1,082.917 9,973.67 10.524.39 -550.72 11/28/18 01130115 Covered First In First Out! S&L 756.757 6,969.73 7.339.46 -369.73 11/28/18 02126115 Covered First In First Out! SELL 618.383 5,695.31 6.065.44 -370.13 11128/18 03130115 Covered First In First Out! SELL 731.635 6,738.36 7,168.96 .430.60 11128/18 04129115 Covered First In First Out! SELL 729.632 6,719.91 7,193.12 -473.21 11128118 05128115 Covered First In First Out! SELL 666.197 6,135.67 6.561.09 .425.42 11/28/18 05129115 Covered First In First Out! SELL 6.905 63.60 68.01 -4.41 11/28/18 06/29/15 Covered First In First Out! SELL 738.822 6,804.55 7,239.39 -434.84 11/28/18 07130115 Covered First In First Out! SELL 838.870 7.725.99 8.144.22 -418.23 11/28/18 08128115 Covered First In First Out! SELL 809.047 7,451.32 7,733.33 -282.01 11/28/18 09129115 Covered First In First Out! SELL 749.465 6,902.57 7,096.36 -193.79 11/28/18 10129115 Covered First In First Out! SELL 899.646 8,285.74 8.455.38 -169.64 11128/18 11/27/15 Covered First In First Out! SERI 844.550 7.778.31 7,819.32 -41.01 11/28118 12130115 Covered First In First Out! Sal 1.060.989 9,771.71 9,642.81 128.84 11128/18 01128116 Covered First In First Out! SELL 829.043 7,635.49 7.435.33 200.16 11128/18 02126116 Covered First In First Out SRI 922.131 8,492.83 8.141.10 351.73 11/28/18 03130116 Covered First In First Out! SELL 849.440 7,823.34 7,720.18 103.16 11/28/18 04128116 Covered First In First Out! SELL 889.078 8,188.41 8.204.91 -16.50 11/28/18 05121116 Covered Ant In First Out SELL 815.516 7.510.90 7,550.52 -39.62 11/28/18 06/29/16 Covered First In First Out! SELL 899.626 8.285.56 8,266.27 19.29 11/28/18 07/28/16 Covered First In First Out! SELL 914.309 8,420.79 8.529.18 -108.39 11128/18 08130116 Covered First In First Out! S&L 840 803 7,743.80 7.868.71 -124.91 11/28/18 09/29/16 Covered First In First Out! Sal 743.785 6,850.26 6,968.20 -117.94 11/28/18 10128116 Covered First In First Out! SELL 915.389 8,430.73 8.621.64 -190.91 11/28/18 11128/16 Covered First In First Out! S&L 748.300 6.891.84 7,017.98 -126.14 11/28/18 12/29/16 Covered First In First Out! SELL 1,193.475 10,991.90 11.264.69 -272.79 11/28/18 01/30/17 Covered First In First Out 1 SRI 733.389 6.754.51 8,944.26 -189.75 11/28/18 02/27/17 Covered First In First Out! SELL 699.186 6,439.50 6.620.54 -181.04 11/28/18 03/30/17 Covered First In First Out 1 SELL 692.144 6.374.65 6,526.30 -151.65 11/28/18 04/27/17 Covered First In First Out! SELL 753.651 6,941.13 7,121.47 -180.34 11/28/18 05/30/17 Covered First In First Out! SELL 836.519 7,704.34 7,896.30 -191.96 Page 9 of 14 Account Number: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L- Rated Galls. bay Yea' %Ice 2007 DALIARPATEDCOMMUNICATIONS LXCGAINCE Charing liner PaSlytallayovinal seteldlary of The lank a Mellor. Corporation OM Melba) Pestint uc. weber FINRA.4;406Am_00048.477 DB-SDNY-0011301 EFTA_00159086 EFTA01254328 Schedule of Realized Gains and Losses Current Period (continued) Dale Dale Risked Description Disposed Aawited Designation Dispotilion Method 1 Traesktlen Outfit Proceeds Cod Basis Cain/Loss Long Term (continued) "MORGAN FLOATINGRA 11128118 08129111 Covered First In First Out! SELL 618.598 6,249 89 8,378.68 •128.69 (continued) 11128/18 07/28117 Covered First In First Out! SELL 670.360 6,174 02 6,341.48 -167.46 11128118 08/30/17 Covered First In First Out I SERI 771.578 7.106 23 7.260.55 -154.32 11128118 09128/17 Covered First In First Out SELL 710.593 6,544 56 6,68188 •142.12 11/28118 10/30/17 Covered First In First Out! S&L 781.876 7201 08 7,373.09 -112.01 11/28118 10130118 Covered First In First Out! SELL 709.184 6,531 58 7,253.94 422.38 Your lot has been adjusted due to a wash sale foe moretbas one year. 11128118 10130118 Covered First In First Out! SELL 495.585 4,564 15 5,073.88 -509.73 Your lot has been adjusted due to a wash Selo( more them one yew. Total 244,442.753 2,251,317.75 2,446,775.30 -194,382.09 Total Long Term 2,251,317.75 2,448,775.30 -194,382.09 Total Short and Long Term 2,336,818.43 2,533,903.04 -196,009.15 Oefltlon Date Disposed Dale Moulted Designation Dliposition Method( Tressedion Duality Proceeds Cod Basis Realized disirtoss As of Trades SW ORGAN CHASE* CO 10/30/18 05110111 Noncoveree 13 VOISId Purchase/ REDEMPTION 838,000.000 838,000.00 929,248.86 41.248.86 PSTG11)TH PFD SER IFIXW TO Original Cost Basis: 932,403.02 FLTG FIT 80 5108%04123158 8 10131118 05110111 Noncovered•13 Versus Purchase/ REDEMPTION 2,000.000 2,000.00 2217.78 .217.78 Security Iderdifier:46625HHAl Original Cost Basis:2225.30 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as "noncovered" Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 13998, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Page 10 of 14 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO. L Rated Excellent Clewing lam* Paillat ulaty ~ad Even Year Since 2007 istaldlaary of The lanleAelloa DALIAR RATED COMMUIRCAT*16 Cerporation (SHY Ma) LXCILLINCE PerIhnx 11.C. Front.. FINRA./MIEISSe-nn-00048478 DB-SDNY-0011302 EFTA_00159087 EFTA01254329 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period (continued) November 1, 2018 - November 30, 2018 THE HAZE TRUST Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election. type of fixed income security, and certain attributes. obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculationswill not be performed under certain circumstances, including those involving foreign bonds. bonds sold short or bonds issued with lessthan one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. ' The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. t3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of Misinformation. w Wash Sales Loss- This adjustment is the amount fora disallowed wash sale loss Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and! or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099.B. M essages Please note the following information for Pershing's 2018 IRS Form 1099 (8, DIV, INT. M ISC and OID): Your Form 1099 will be delivered as early as possible. beginning January 31. 2019. By February 15. you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at Steer share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Activity Summary (AP, arn °vas snow, are in bas. curreucy) Credits ThIshriod Debits ThisPellod Net ThisPetlod ()edits Yeato•Date DeMsYear.to.Date Securities Securities Bought 0.00 0.00 0.00 0.00 -14,084.179.54 Securities Sold 2.313.663.21 0.00 2.313.663 21 13.820.590.90 0.00 Total Securities $2.343.663.21 80.00 $2.343.663.21 $13,820.590.90 414.084.179.54 Dividends and Interest $56.697.95 $0.00 $56.697.95 $733,292.34 -5265.09 Distributions $0.00 $0.00 $000 $2,878,760.00 $0.00 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Net Yetto.Date Account Numbet: CONFIDO L4 bled (noon Every Yew Since 2007 DALIIARIATED COMMUNICATIONS LuCtuttia -14,0M,179.54 13.820.590.90 4263,588.64 $733,027.25 $2.878,760.00 Page " of '4 Clewing *ear Penh LI.0 a %lag owned istaldiwy of The Disko Mellon Canceabon OM Mellon) Per c.ing RC. enet-tx. IthRA.Pkilla.GM-000484 DB-SDNY-0011303 EFTA_00 [59088 EFTA01254330 Activity Summary (continued) Credit:TN:Ponca DebitsThisPHIS Not DistWoe OtilitsVom4o-Date DebitsVoar4o-Data Nit Yawto-Data Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 $0.00 $0 00 $0.00 4762.24 4762.24 Cash Deposits 22,933.07 0.00 22.933 07 1,715,295.05 0.00 1,715,295.05 Total Cash $22,933.07 $0.00 $22,933.07 $1,715,295.05 $0.00 $1,715,295.05 Totals $2,423,294.23 $0.00 $2,423,294.23 $19,147,938.29 411,085,216.87 $5,082,691.42 Transactions by Type of Activity Process Trade. Settlement Trensttion Date Date Activity Type DUCtiPtioll Closolity Prla Aatued lateral Amount Catena Securities Bought and Sold 11102118 10131/18 SOLO HONG KONG DOLLAR 43,842 050 7.8661 6,844.78 USD 11129/18 11128/18 SOLD .PIAORGAN FLOATING RATE INCOM E FUND CLASS I -253.726 214 9.2100 2,336,818.43 USD UNSOLICITED ORDER Total Securities Bought and Sold - U.S. DOLLARS 0.00 2,343,663.21 Dividends and Interest 11115/18 CASH DIVIDEND RECBVED 79000 SHRSCITIGROUP INC DEP SHSREPSTG /1300TH PFD 33,945.35 USD C PRK SERK DIV 6175% PERPETUAL MATT PERPETUAL CALL MS123025.00 RD 1102 PD 11/29/18 CASH DIVIDEND RECEIVED .PMORGAN FLOATING RATE INCOM E FUND CLASS I SIRS RD 9,385.33 USD .PHSX MT PO WWI 11/30/18 MONEY MARKET FUND CASH AC TR DWSGOYT 13,387.27 USD INCOMERECBVED PER232045 Total Dividends and Interest U.S. DOLLARS 0.00 56,697.95 Cash Withdrawals and Deposits 11116/18 FEDERAL FUNDS RECBVED MC BANK RA, NAEO 36502 22,933.07 USD US0999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 22,933.07 Total Value of Transactions 0.00 2,423,294.23 USD The price and quantity displayed may have been rounded. Page '2 of 14 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Humber CONFIDO. L Rated Excellent Every Year Since 2007 DAllIAR RATED COMMUNICATIONS EXCELLENCE Clewng thsough Penske/ lI sery itual evaned substenty Bank a corsorsuon<INY Mtlion) Pettern RC. rennet ma:mg:0'4PM_ 000484130 DE)-SDNY-0011304 EFTA_00 159089 EFTA01254331 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Cash Not Yet Received November 1, 2018 - November 30,2018 THE HAZE TRUST Seamy Read Dete PenhNMI. Quality Held Rate Dividend Option amount of Payment Dividends UNITED TECHNOLOGIESCORP COM 11116118 12110118 15,000.000 0.735000 Cash 11,025.00 Total Cash Not Yet Received 311,025.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Client Service Information Your Investment Specialist ZEM Contact Information W in! Your Account I nformati n Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize pram ium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for another bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more Information. CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Account Number CONFIDO. L Rated hottlent (my Year Since 2007 DALIAR RATED COMMUMCATiONS ()tallINCE Page 13 of 14 Cleanng through Penh U iroilsollay evened sabsidiary a The Make/ WIWI Canceallon (OM Mellon) Penhng U.C. ',tenter FINRAVVVELGM-00048481 DB-SDNY-0011305 EFTA_00159090 EFTA01254332 Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances. execution of securities orders. the assessment of the suitability of those transactions, w here applicable: the rendering of investment advice. if any. to you and in general, for the ongoing relationship that it has with you • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visitwww.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award. unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified: or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '4 of '4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number CONFID AL Rated EetWlent (my Year Sin« 2O07 Clasen through Persh ILC a elle/owned subsidiary of The Bank o Mellon DMIMR RATED COMMUNICATIONS Cmporatkon(INY Mellon) Per.Pnr lic mrv.Ixt .11•RA g4.114:t.GM_00048482 DB-SDNY-0011306 EFTA_0015909 I EFTA01254333 O Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Dtutta. Lint esir•ir Ittleth M14111O.M.1 Marta ltraragt Caot Owen ".90.. tor Ton Free 1(4-1.17•,541S Mal 11065 5541 THE HAZE TRUST UAD 02/09/99 October 1,2018 - October 31 2018 JEFFREY EPSTBN & Account Number: DARREN K IN DYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMASVI 00802 Portfolio Glance at a ibis Woe Yer-talloalt Your Investment Specialist. BEGINNINGACCOUNT VALUE $20,396,653.20 318,370,824.99 MARTIN ZEMAN Nd Cash Deposits and Withdrawals 875,489.35 1,692,361.98 Adjusted Previous Account Value 21,272,142.56 20,063,186.97 Dividends. Interest and Other Income 141,097.86 676,329.30 Total Taxes Withheld 0.00 .782.24 Other Transactions 0.00 40.00 Net Change in Portfolio' .1,144,136.56 -469,610.18 ENDINGACOOUNTVAS 320,269,103.85 820,269,103.93 Accrued !Merest 5348 53 Estimated Annual Income 5444.356 57 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Penal Amer Type Rbr Yearad Lad Period TbisPerlod IM 37% Cash, M oney Funds, and Bank Deposits 4,643,619.22 3,622,361.43 7,506,443.41 en 11% Fixed Income 3,037,500.00 5,053,630.00 2,171,577.60 . 40% Equities 8,392,270.00 9,347,060.00 8,221280.00 Es} 12% Mutual Funds 2,297,435.77 2,373,701.77 2,389,802.84 100% Account Total (Pie Chart) $18,370,824.99 220,398,653.20 320,269,103.85 Please review your allocation periodicallywith your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) r6N F I D L-4- Rated Excellent Every Year Sage 2007 DMIAR RATED COMMUNICATIONS LAULIANCE Page ' of '3 Claming through Peat...la/owned ittaldiary of The Mika Mellon CorporatIon (MY Mao) Perihnx U.C.netr-tan IthitA.gtt!fileleM_00048483 DB-SDNY-OO 113O7 EFTA_OO 159O92 EFTA01254334 Summary of Gains and Losses flealln4 This Period Year4o-Dale Wreaked Short-Term Gain! Loss 420618 44,311.49 443,444.83 Long-Term Gain/ Loss 41,46813 80,159.78 428,575.12 Net Gain! Loss 45,673.31 5,848.29 -370,020.55 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECEK ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1299 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency HONG KONG DOLLAR 0.1275 7 8392 HONG KONG DOLLAR Exchange rates are based on interbank exchange rates as of 10/ 34 2018. Exchange Total Global Cash Balance rates can vary. G ooa Casi Currency USD EquivileM per US) Olneacy Closing Amount in edam Bea Currier* WO Money Market Fund Detail Date Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.08% Activity Ending: %I/ 31/ 18 09129/18 Opening Balance 3,615,480.25 3,615,480.25 10/16/18 Deposit MONEY FUND PURCHASE 875,489.35 4,490,989.60 10/30/18 Deposit MONEY FUND PURCHASE 2,954,690.55 7,445,680.15 10/31/18 Deposit 7,379.95 7,453,040.10 INCOMER8NVEST 10/31/18 Closing Balance $7,453,040.10 Total All Money Market Funds $7,453,040.10 Activity Type 53,842.05 6,888.31 56,868.31 Desaiption Amount Uwe Account Umbel CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rated Excellent Emery Year Since 2007 DALIAR RATIO COMMUNICATIONS ()tallINCE Page 2 of 13 ciewng onus', Penh. *lay evened rubsnItaly of The Bank 04 Mete Corpontion<INY melon) Pe, Om RCFront*. FIARAVOVELGM_00048484 DB-SDNY-0011308 EFTA_00159093 EFTA01254335 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income and Expense Summary October 1,2018 - October 31,2018 Tucue 7F TAIMT Current Period Taxable Non Taribk Yearn-Date Taxable Non Taxable Dividend Income Equities 0.00 0.00 270,551.44 0.00 M oney M arket 7,379 95 0.00 38,350.27 0.00 Other Dividends 55,787 38 0.00 289,762.13 0.00 Interest Income Bond Interest 77,930.55 0.00 77,930.55 0.00 Credit Interest 0.00 0.00 0.00 -265.09 Expenses Withholding Taxes 0.00 0.00 -762.24 0.00 Total Dividends, Interest, Income and Expenses $141,097.86 $0.00 $675,832.15 4265.09 Portfolio Holdings U.S. DOLLARS Account Open mg Cote Ciertity Number Activity Opening Ending Ban Doi p Baena Accrued Income Income This Year 30.Day Current Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 0.00 46,535.00 Money Market CASH AC TR DWISOUS AG hiss. wan 8 7,453,040.100 NM 10131118 3,615,480.25 7,453,040.10 0.00 38,350.27 2.03% 208% Total Money Market $3,615,480.25 $7,453,040.10 $0.00 $38,350.27 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $3,615,480.25 $7,499,575.10 $0.00 $38,350.27 Adleiled Unnabod Acmied DONIS Blinded Date Acquired Quantity Unk Cod Coil Beals Market Price Market Value Goldlove lidded Amend Income Yidd FIXED INCOME (in M &foray Date Sequence) Corporate Bonds SSIORGAN CHASE& CO DEP SHS REPS% Senility 'daddies: 4662511HA1 PATH PFD SfR 'FIXED TO RTGRT BD 5108%04123/58 WE DTD 04123/08M oody Riding BAA3 SB P Rating 898- 05/10111 " 12 2,160,000.000 110.8890 2.395.199.93 100.5360 Account Hunter: CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 2,171,57760 -223,622.33 CONFIDO. L Rated Excellent (my Year Since 2007 DALIAR RATED COMMUNICATIONS EXCELLENCE 348.53 125,471.80 5.77% Page 3 of 13 Chang through Penh ll iniisuriajovmed sulentllante The Make. Mellon Cerpotatton (MY Mellon) Per thee RC. mnnott ONRA.SERVYaelt00048485 DB-SDNY-0011309 EFTA_00159094 EFTA01254336 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Quantity Unit Cost Adjusted Cost Bois Motet Price Market Woe Unrealized Carlton Aimed adored 60 hated Estimated Annual income Yield FIXED IICOM E (continued) Corporate Bonds (continued) ORGAN CHASE 8 CO DEP SIM REPSTG (continued) Original Cost Basis: 62403330.00 Total Corporate Bonds 2,160,000.000 $2,395,199.93 62,171,577.60 4223,622.33 $348.53 $125,471.80 TOTAL FIXED INCOME $2,395,199.93 $2,171,577.60 4223,622.33 $348.53 $125,471.80 2.160,000 000 Limited Edletated Whaled Date Acquired Corky Unit Coe Cost 8als Market Price Market Value Gehl/loss Maud Income Yield EQUITIES Common Stocks ALPHABET INC CAP STK CL C Stagily Identifier: GOOG Dividend Oplion: Cash CUSP 02079K1)7 12/05/17 1.000.000 1.014.0150 1,014,015.20 1.076.7700 1.076.769.99 62,754.79 02/02/18 1,000.000 1.116.1660 1,116,166.00 1.076 7700 1,076.769 99 -39,396.01 02/05/18 1,000.000 1.106.0070 1,106,006.80 1,076.7700 1.076.770.02 -29.236.78 Total Covered 3,000.000 3,236,188.00 3,230,310.00 -5,878.00 Total 3,000.000 $3,236,188.00 $3,230,310.00 45,878.00 $0.00 CARVANA CO CL A Security Identifier CVNA Dividend Oplion: Cash CUSP. 5468691)2 06118118 2.500.000 42.7900 106.975.00 38.7500 96.875.00 -10.100.00 06/18/18 5.000.000 44.3400 221.699.15 38.7500 193.750.00 -27.949.15 06118118 5.000.000 44.0400 220,200.00 38.7500 193,750.00 -26,450.00 06/18/18 2.500.000 43.5400 108.850.00 38.7500 96.875.00 -11.975.00 06119118 2,500.000 42.6740 106,686.00 38.7500 96.875.00 1,811.00 06/19/18 2.500.000 43.0850 107.712.93 38.7500 96.875.00 .10.837.93 06119118 2,500.000 42.7520 106,879.20 38.7500 96.875.00 •10,004.20 06/19/18 2.500.000 42.8400 107.100.00 38.7500 96.875 00 -10,225.00 Total Covered 25,000-000 1,086,102.28 968,750.00 -117,352.28 Total 25,000 000 $1,086,102.28 $968,750.00 4117,352.28 $0.00 UNITED TECHNOLOGIESCORP COM Security Identifier: UTX Dividend Oplion: Cash CUSP:91301719 06120116 15,000.000 125.5300 1,882,944.30 124.2100 1 863,150 00 -19,794.30 44,100.00 2.36% Total Common Stocks $6,205,234.58 $6,062.210.00 4143,024.58 $44,100.00 Page 4 of '3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO' Rated ticellent freer Year Since 2007 OMAR MITO COMMUNICATIONS Clewing %Sour Persk. . LLC owned sotaldiary of The Bank ol Mellon CarporatIon(lta Mellon) PeriPinx 11.C.enft-to rthan.W411LE,GM_00048486 DB-SDNY-00 11310 EFTA_00159095 EFTA01254337 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Ode Acquired EQUITIES (continued) Preferred Stooks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG /1900711 Security Ideal Wier: C PRK PFD SER K DIV 6.875% PERPETUAL II ATY GUMP: 41967341 PERPETUAL CALL rib/21025.00 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,418.90 27,3300 2,159,070.00 159,651.10 135,781.32 628% Total Preferred Stooks $1,999,418.90 $2,159,070.00 $159,651.10 6135,781.32 TOTAL EQU ITIES $8,204,653.48 98,221,280.00 $16,626.52 $179,881.32 Unrested Blinded EdImiled Dale Acquired Oneonta In Cod Cod Bat Markel Pelee larket Value Warless Maud Income Yield October 1,2018 - October 31,2018 THE HAZE TRUST Quantity Ibk Col Umealtzed Cod Bris Weed Price Market Value Gainfloss Estimated Estimated Annual Income Yield M UTUAL FUNDS MORGAN FLOATING WE INCOME FUND CUSS I Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest Security Walther:0SX CUSIP. 4821-513 01122113 ' 198,216.056 10.0890 1,999,715.56 9 3400 1.851.337.97 -148,377.59 78,632.30 424% 02101113'3 630.057 10.0660 6,342.01 9.3400 5,884.74 457.27 249.94 424% 03101113'3 711.578 10.0590 7,157.46 9.3400 6,646.14 -511.32 28228 424% 04101113'3 789.647 10.1090 7,981.19 9.3400 7,374.38 106.81 313.21 424% 05101113 ' 751.550 10.1290 7,612.14 9.3400 7,019.47 -592.67 298.14 424% 06103113 ' •0 757.360 10.0890 7,640.69 9.3400 7,073.74 -566.95 300.44 424% 07101113 ' •3 668.131 99690 6,660.32 9.3400 6240.35 419.97 265.05 424% 08101113 ' •0 704.609 10.0590 7,087.36 9.3400 6.581.04 -506.32 279.52 424% 09103113 ' •3 709.175 10.0290 7,112.01 9.3400 6,623.69 488.32 281.33 424% 10101113 ' •3 712.100 10.0220 7,136.83 9 3400 6,651.02 485.81 282.49 424% Total Noncovered 204,650.163 2,064,445.57 1,911,432.54 -153,013.03 81,184 70 Reinvestments to Date 49,076.051 9.5440 468.382.01 9.3400 458,370 30 -10,011.71 19.46848 424% Total Covered 49,076 051 468,382.01 458.370 30 -10,011.71 19,468 48 Total 253,726.214 82,532,827.58 92 369,802 84 $163,024.74 9100,653.18 TOTAL M UTUAL RJNDS 32,532,827.58 52.369,802 84 4163,024.74 3100,653.18 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 13 Account Number CONFIDO. L Rated Excellent Every Yes, Since 2007 DALIAR RATIO COMMUNKATIONS EXCILLINCI Clewing through Per*, 1.1 . 1ayeinosd stoney of The Mak ealellen 02000nalon any melon) Peroing 11.C.nekr-ber FilisIAAVVraPPA_00048487 DB-SDNY-0011311 EFTA_00 159096 EFTA01254338 Market Value Currency 53,842.05 HKD 6,868.31 USD Portfolio Holdings (continued) U.S. DOLLARS (continued) Unaeldsd Acaued Wanted Cad Bait Mat* Value WNW* Mane Annul loom TOTAL U.S. DOLLARS HONG KONG DOLLAR Desaiplion $20,632,256.09 $20,262,235.54 4370,020.55 $348.53 $444,356.57 aearelly Opening Geeing Accrued 30 -Or, !Walla [Mane Carew Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 53,842.05 53,842.05 FWD 6,888.31 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 53,842.05 53,842.05 11KD 0.00 6668.31 USD 0.00 Acaued let erne TOTAL HONG KONG DOLLAR 0.00 0.00 Unrealized Acaued Shared Cod Beds Mickel Value atlas Ina:fete AnnvelhICOMI TOTAL PORTFOLIO HOLDINGS - U.S. $20,632,256.09 $20,269,103.85 4370,020.55 $348.53 $444,356.57 DOLLARS • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a $399B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. t2 Pershing hes received updated cost (misinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Rated hottlent (my Year Since 2007 DALIAR RATIO COMMUNICATIONS ()tall INC I CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Page 6 of 13 soCleanng through PenhV isurlay ~ad bsidiary of The Smoke. Melba CarpontIon(ONY Mao) Penhnx RCM.1,bn { INCIA.SPAttelt 00048488 DB-SDNY-0011312 EFTA_00 159097 EFTA01254339 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Holdings Summary by Currency October 1,2018 - October 31,2018 MEHAZETRUST Cwiency Cull Fixed Inoue Equities Mutual Funds Total by Cortina/ U.S. DOLLARS 7,499,575 2,171,577 8,221,280 2,389,802 20,282,235 USD HONG KONG DOLLAR 53,842 0 0 0 53,842 HKD Total USD Equivalent 7,506,443 2,171,577 8,221,280 2,369,802 20,269,103 USD % of Allocation 37% 11% 40% 12% 100% Portfolio Holdings I scl sures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATE DOESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges Incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar Account Number: CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) Page 7 of 13 Rated EXCIIIIttlt (my Year Since 2007 MBAR MTV) COMMUNICATIONS EXCWANCE Cleanng through PenStaaoly evened sobsidiary of De Mae/k Mellon 02000atIon (OM mace) Pen Finx 11.C. mammaFINRAVVVO M _ 00048489 DB-SDNY-0011313 EFTA_00I59098 EFTA01254340 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions (continued) corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Doors. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities: and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Schedule of Realized Gains and Losses Current Period Date Dole Realized Description Disposed Acquired Designation Disposition Method Tisasedion Outfits Proceeds Cod Bads Cole/Loos Short Term SSINVTS GM BH SR NT 10/29118 05/18118 Covered first In First Out! REDEMPTION 1,000,000.000 1,019,380.00 1,022,097.33 -2,717.33 USQ9866A.A70 7.750% A12812 Original Cost Basis:1026,550.00 o B/E DM 9/28/0 CM 10/29118 05/22/18 Covered first In First Out / REDEMPTION 1,000,000.000 1,019,380.00 1,020,853.98 4,413.96 Security Identifier A29868AA7 Original Cost Basis:1025,000.00 Total 2,000,000.000 2,038,760.00 2,042,951.29 4,191.29 HONG KONG DOLLAR CUR 10/31118° 06108118 Noncovered• First In First Out I $8.1 3,988.200 507.02 508.16 -1.14 Security Identifier HI(D999999 10131118• 06108118 Noncovered• Furst In First Out! Sat 49,853.760 6,337.76 6,352.01 •14.25 Total 53,842.050 6,844.78 6,860.17 -15.39 Total Short Term 2,045,604.78 2,049,811.46 -4,206.68 Long Term ,PMORGON CHASE 8 CO 10/30/18 05110111 Noncoveref " First In First Oat! REDEMPTION 838,000.000 838,000.00 929218.86 11,248.86 PSTGIDTHPFOSER1RXED TO Original Cost Basis: 032,403.02 RTGRT 80 5808%041231588 10131118 05/10111 Noncoveree 13 Rrst In First Out / REDEMPTION 2,000.000 2,000.00 2.217.77 -217.77 Security Identifier,46625HHA1 Original Cost Basis: 222530 Total 840,000.000 840,000.00 931,468.63 41,466.63 Total Long Term 840,000.00 931,466.63 41,466.83 Page 8 of 13 CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 6(e) Account Number CONFIDO. L Rated hottlent (my Year Since 2007 DALIAR RATED COMMUNICATIONS VICILLINCI Clewing through Pelliligelly owned sobsidiary of The laslcal Wien CoScatIon retly Melon/ Per Ihnx 11.C. merter FINRAPAVVELGM_00048490 De-SDNY-0011314 EFTA_00159099 EFTA01254341 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and _osses Current Period (continued) Desaiplion Total Short and Long Term Date Cispeted Dale Acquked Designation October 1,2018 - October 31,2018 THE HAZE TRUST Disposition Method Transidion Quantity Rested Proceeds Cod Basis Okarloss 2.885.604.78 2.981.278.09 -95,673.31 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008. and are marked as "noncovered". Securities marked as 'covered-, were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-8 for the applicable lax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may markthe account as noncovered. However, if the account does not receive a 10998, the cost basis wilt not be reported to the IRS This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained I rom sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you W hen you report your cost basis on your tax return, it should be verified using all of your own records In particular. there may be other adjustments which you need to make. but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election. type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with lessthan one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of Misinformation. " These shares are unsettled and have been recently disposed. You will also see these shares on the Portfolio Holdings section until this transaction has been settled. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method. your account will be defaulted to First In. First Out (FIFO) Your account's selected tax 101 method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B M essages Although a money market mutual fund seeks to preserve the value of your investment at 51per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage Page 9 of '3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO. Rated Gallen. Clewingliner Pena ire a %ea/owned tray Yea Since 2007 SASS., of The Banked Mellon DALIMRPArlIDCCMMUNICATIONS Caporobon (MY Mam) ,,,.. ,, s, UMIAK( Pennine ll.C.ifterriare fitiRA. tIolPliiii‘"—00048491 DB-SDNY-0011315 EFTA_00159100 EFTA01254342 Messages (continued) account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-11( b)t!) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note that as of November 1, 2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. Activity Summary (Ali amounts shown stein base currency) OediesThisPalod Debits ThisPeriod Net ThlsPeilod OmilleYest-to-Dele DebileYear-to-Dete Net Year-to-Date Securities Securities Bough' 0.00 -11,252.36 41,252.38 0.00 44,084,179.54 44,084,179.54 Securities Sold 0.00 0.00 0.00 11,06,921.69 0.00 11,476,921.89 Total Securities $0.00 $11,252.36 411,262.36 $11,476,927.69 414,084,179.54 42,607,251.85 Dividends and Interest $141,097.86 $0.00 $141,097.86 $676,594.39 4265.09 $676,329.30 Distributions $2,878,760.00 $0.00 $2,878,760.00 52,878,760.00 $0.00 52,878,160.00 Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 $0.00 $0.00 $0.00 4762.24 4762.24 Cash Deposits 875,489.35 0.00 875,489.35 1,692,361.98 0.00 1,692,361.98 Total Cash $875,469.35 $0.00 $875,489.35 $1,692,361.98 $0.00 51,692,361.98 Totals $3,895,347.21 411,252.36 $3,884,094.85 $16,724,644.08 414,086,246.87 $2,639,397.19 Transactions by Type Activity of Proust. Settlement Clete AdivNy Type Securities Bought and Sold 10/05/18 SECURITYCALLED 46625HHA1 10/30/18 RBNVEST CASH INCOME .PHSX 10/31/18 SECURITYCALLED 466251111A1 Description dually Price Acaued Interest Amount Curienq OTY 838.000 PM ORGAN CHASE& CO DEP SHSRPSTOTETH PFD SERI FIXED TO FLTGRT B05.828% 04/23/58 8/E DTD 04/23/08 CLB CALLED BY LOTTERY .PMORGAN FLOATING RATE1NCOM E FUND CIASSI 2525214650 SHRS SHRS PURCH.AT $924000 RD 11126 PD 1113018 OTY 2,000 .PMORGAN CHASE 8 CO DEPSHS REPSTG /DM PFDSER1FIXBD TO FLTG RT 805.808% 04123/58 B/E DTD 04/23108 CBI CALLED BY LOTTERY 1,204.749 0.00 USD -11,252.36 USD 0.00 UM Total Securities Bought and Sold - U.S. DOLLARS Account Hornbe, CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) 0.00 -11,252.38 Page 10 of 13 Rated Eltilikelt Every Yew Saxe 2007 DAtIAR RATIO COMMUNICATIONS EXCELLENCE Clewing through Sipes* owned sataldiary of lite leak nada, Ceeponalan(BNY Melee) Petting 11.C. mer-ter FORIAAWitt 00048492 DB-SDNY-0011316 EFTA_DOI59I01 EFTA01254343 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) Dctober 1, 2018 - October 31, 2018 rHE HAZE TRUST noose Settlement Date Activity Type Desaiption Quantity Price Acaued Interest Amount Currency Dividends and Interest 10/29/18 BOND INTEREST RECEIVED SS INVTSGM Elli SR NT REG S 'SINS USA298615AA70 7.750% 430.55 USD 429866447 9/28120 B/E INT ON FCALL AT .26 10/29/18 FOREIGN BOND INTEREST 2000000 SS INVTS GI4 BH SR NT REG S 'SINS USA29866AA70 77,500.00 USD A29866M7 7 750% 9/28120 WE DID 112819 CLB RD 9126 PD 13/28113 10/30/18 CASH DIVIDEND RECEIVED .PM ORGAN FLOATING RATE INCOM E FUND CLASS I 11,252.36 USD ..PHSX 2525214650 SHRS RD 10126 PC 11/30/13 10/31/18 MONEY MARKET FUND CASH AC TR CANS GOVT 7,379.95 USD INCOME RECEIVED PER232045 10/31/18 CASH DIVIDEND RECEIVED 3000000 SIICIRGAN CHASE& CO DEP SHSREPSTG11)TH PFD 44,535.00 USD 46625HHA1 SERIFIXED TO FUG RT BD 5.808% 04/23158 B1EDTD 04/23/08 CLB RD 1)/29 PD 11/30/9 Total Dividends and Interest - U.S. DOLLARS 0.00 141,097.86 Distributions 10/29/18 SECURITY REDEEMED SS INVTSGM BH SR NT REG S ISMS USA29866AA70 7.750% -2.000.000400 2.038.760.00 USD A29866AA7 11/28120 WE FCALL AT 1)1138 10/30/18 SECURITY REDEEMED PMORGAN CHASE & CO DEP SHS REPSTG VOTH PFD SER 1 438.000.000 838.000.00 USD 46625HHA1 AXED TO FLTGRT BD 5808% 04123/58 DTD 04/23/08 CL8 CALLED BY LOTTERY 10131/18 SECURITY REDEEMED .P1AORGAN CHASE & CO DEP SHS REPSTG 19TH PFD SERI -2,000.000 2,00000 USD 46625HHA1 AXED TO FLTGRT BD 5808% 04123/58 WE DTD 04/23/08 CLB CALLED BY LOTTERY Total Distributions-U.S. DOLLARS 0.00 2,878,760.00 Cash Withdrawals and Deposits 10/15/18 FEDERAL FUNDS RECEIVED NM BANK USA, NATIO 43932 875,489.35 USD USD099997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 875,489 35 Total Value of Transactions 0.00 3,884,094.85 USD The price and quantity displayed may have been rounded. Page 11 of *3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number CONFIDO. L Rated [smitten hely Yew, Since 2007 DAIMR RATED COMMUNICATIONS EXCULINCI Clewing %Sear Pertl ica May owned Mainline! el De flaeltea Mellon Cavoembon (MY Maw) Perc.ing 1.1C. 'rex. tkiRgillt9m—C-"48493 DB-SDNY-0011317 EFTA_00 159 102 EFTA01254344 Trades Not Settled Settlement Trek Activity Cate DNe Type Des:ription 11102/18 10131/18 Sell KONG KONG DOLLAR CURRENCY Total Amount of Trades Not Settled Client Service Information Accrued Settlement OuntNy Prla lateral Amount 43,842.050 7.8661 0.00 6,844.78 16,844.78 Your Investment Specialist ZEM Contact Information MARTIN ZEMAN NY Your Account Information Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial Institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4 t3-3333. All other inquiries regarding Account Number CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 12 of 13 RAN Ezotlient (wry Yet Since 2007 DALIAR RATED COMMUNICATIONS IXCEII(NCC Clearing through Peeolyevened .!Law or The lank engem, CalxwatIon (OM Mellon) Pen. ing 11.C.nler-tan Nn) DS-SONY-0011318 EFIA_00159103 EFTA01254345 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) October 1,2018 - October 31,2018 l'HE HA ZE TRUST The Role of Pershing (continued) your account or activity should be directed to your financial institution Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits For more detailed information please visit: www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department. One Pershing Plaza. Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court ch forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID Rated Dc•Ilent (ten/ Year Since 2007 DALBAR RATED COMMUNICATIONS DIMLING( Page '3 of '3 Clewing through Persh (LC a %lag owned subiltIlacy el The Bank of Mellon Cerpotaten(ONY Mellon) ,IliRA.g4111,acM_00048495 DB-SDNY-00 11319 EFTA_00 159104 EFTA01254346 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTBN DARREN K INDYKETTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Otutvla• Sant PtIsain N•ailh Manes Cerreflgt C+04: 0.101, rmenin Pic Toll rife tl? fl iWVt Evert SID 845 1 September 1,2018 - Se tember 30,2018 Account Number: Portfolio at a Glance This Period Yer4o-Dale Your Investment Specialist. BEGIN NI NGACCOUNT VALUE MARTIN ZEMAN Net Cash Deposits and Withdrawals $20,445,870.15 000 818,370,824.99 818,872.83 Adjusted Previous Account Value 20,445,870.15 19,187,697.62 Dividends. Interest and Other Income 24,713.13 535,231.44 Total Tres IVO hheld 0.00 482.24 Other Transactions 0.00 40.00 Net Change in Portfolio' -73,930.08 674,526.38 gibrOACOOUNT 820,396,653.20 920,396,653.E Accrued Interest 595.555 77 Estimated Annual Income 5635.193 65 1 Net Change in Portfoliolathe difference between fhe ending account value and beginning account value after activity. Asset Summary Parent Asset Type MX Year-Bid led Period TblsPerlod 18% Cash, Money Funds, and Bank Deposits 4,643,619.22 3,515,935.22 3,622,361.43 go 25% Fixed Income 3,037,500.00 5,053,020.00 5,053,530.00 48% Equities 8,392,270.00 9,519,512.95 9,347,060.00 0 11% Mutual Funds 2,297,435.77 2,357,401.98 2,373,701.77 100% Account Total (Pie Chart) $18,370,824.99 820,445,870.15 820,398,653.20 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 65N1 F I D L-4- Rated horllent herr Year Since 2007 DMIAR RATED COMMUNCATiONS EXCILIINCI Page 1 of 14 sobsidiarr CiNgen "ner d ThePera"nal llatolco lellon "ned CarporatIon OINY Man) P nwr -bet rinsis.hlAndE,GM_00048496 DB-SDNY-0011320 EFTA_00159 [05 EFTA01254347 Summary of Gains and Losses Realized Short-Term Gain! Loss Long-Term Gain/ Loss Net Gain! Loss This summary excludes transactions where cost basis information is not available. fhb Period 6,814.80 -70,104.81 945,900.73 Year4o-Dele Wreaked For Your Information 0.00 171,626.41 -280,364.04 4,814.80 101,521.60 685,536.69 The European Central Bank (the' ECEF ) and other credit institutions introduced negative interest tales- Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency CANADIAN DOLLAR 0.7737 12924 HONG KONG DOLLAR 0.1278 7.8245 Exchange rates are based on interbank exchange rates as of 09/281 2016. Exchange rates can vary. USD Equivalent Global Cash °fleecy per USD Wee" Money Market Fund Detail Date ActAtity Type Sweep Money Market Fund CASH AC TR DWSGOVT /I AG INSTL Current Yield: 1.87% Activity Ending. 09! 28! 18 09/01/18 Opening Balance 3.509.075 26 3,509,075.26 09111/18 Deposit MONEY FUND PURCHASE 10.500 00 3,519,575.26 09/25/18 Deposit MONEY FUND PURCHASE 90,434 63 3,610,009.89 09/28/18 Deposit INCOM E REM V EST 5.470.36 3 615 80.25 09/28/18 Closing Balance $3,615,480.25 Total All Money Market Funds 33,615,480.25 Closing Anentin Bianca Base Wag USD HONG KONG DOLLAR Total Global Cash Balance 53,842.05 6.861.18 36,881.18 Desalptios Amount Biwa Rated hotlient Every Yes, Since 2007 DALIAR RATIO COMMUNCATIONS EXCILLINCI CONFIDENTIAL - PURSUANT TO FED. R CRI6,1. P. 6(e) Page 2 of 14 Clewing through awe ~ad sataldiary of The tlaakanAelket °MOMS/. (IINY Mellon) Periling WC. neater FatatAARKatteRt000480197 DB-SDNY-0011321 EFTA_00159106 EFTA01254348 Deutsche Bank PO Box 1776, Baltimore, MD 21203 Income and Expense Summary September 1,2018 - September 30,2018 THE HAZE TRUST °mint Period Taxable Non Taxable Yes -to.Oste Taxable Non Taxable Dividend Income Equities 10.500 00 0.00 270,551.44 0.00 M oney Market 5,470.36 0.00 30,970.32 0.00 Other Dividends 8,742.77 0.00 233,914.77 0.00 Interest Income Credit Interest 0.00 0.00 0.00 -265.09 Expenses W ithholdinq Taxes 0.00 0.00 462.24 0.00 Total Dividends, Interest, Income and Expenses $24,713.13 $0.00 $534,734.29 $265.09 Portfolio Holdings U.S. DOLLARS Account Opening DS. Ouenlity Number Activity Opening Ending Balance Ching Balnco Accrued Income Income ThlaYeas 30-Cey Cartel VIM Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market CASH AC TR DVISGOVI 8 AGINSIL 09/01/18 3 015 480.250 N/A 09128116 3 500 075.20 3 015 48025 0.00 30 970.32 1.87% 1.87% Total Money Market $3,509,075.26 $3,615,480.25 $0.00 $30,970.32 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Cote /moulted Quality UnN Ibrl $3,509,075.28 Adjusted Cod Beds Market Price $3,615,480.25 Market Value $0.00 Unmated Oarless $30,970.32 Awned intend Estimated Blkosted Annual Income Yield FIXED INCOME0i Maturity Date Sequence) Corporate Bonds AS INVTS GMBH St NT REG ISINS USk29866AA70 7150% Ti128/20 01013/28/13 CALLABLES/28/13S a PRatiag134 Seamy Identifier: 029856M7 05118118 1,000,000.000 102.2930 1,022,929.38 102.0390 1.020.390 00 -2,539.38 32,72222 77 500 00 7 59% Original Cost Basis: $1026550.00 05/22/18 1,000,000.000 102.1840 1.021.63817 102.0390 1.020.390.00 -1,248.67 32,722.22 77.500 00 7 59% Original Cost Bass: $1025,00000 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Page 3 of '4 Rated ['relieve beg Yew Since 20O7 DALBAR RATED COMMUNICATIONS EXCILLINCE Clew...through Penh VW , owned sabsidiary of The conka MOW CeoPerabanaltly Mellon) P ng meet/ FINRAAVSV Itkprill_ULIWI64V6 DS-SDNY-0011322 EFTA_00159107 EFTA01254349 Portfolio Holdings (continued) U.S. DOLLARS (continued) DateAcquired Quantity Unit Cost FIXED IlCOM E (continued) Corporate Bonds (continued) .2S INVTS GM DI SR NT REG $ (continued) Total Covered 2,000,000 000 Total 2,000,000.000 PM ORGAN CHASES CO DEP SHSREPSTG MOTH PFD SER 1FIXED TO FLTG RT BD 5.828% 04123/58 EUE DTD 04123108M oody Rating BAA3S8 P Rating BBB• 011 1 " 2.13 3,000,000.000 111.2650 Adjusted Cost Basis Market Price 2,044,568.05 $2,044,568.05 Security Identifier: 46625HHA1 3,337,958.33 100.4250 Original Cost Basis: $3.337956.33 Market Value 2,040,780 00 $2,040,780.00 3,012,750.00 Unrealized Gainrloss -3,788.05 43,788.05 425,208 33 Awued Interest 65,444 44 $65,444.44 30.111 33 Estimated Whaled Annual Income Yield 155,000 00 $155,000.00 174.840 00 5.80% Total Corporate Bonds $5,382,526.38 $5.053.530.00 4328,996.38 $95,555.77 $329,840.00 5,000,000.000 TOTAL FIXED INCOME $5,382,526.38 $5,053,530.00 4328,996.38 $95,555.77 $329,840.00 5,000,000.000 Unrealized alienated Estimated Date Acquired Quantity Una Co M Cod Bats Market Price Market Vein Ge knots Annual income Yield EQUITIES Common Stocks ALPHABET INC CAP STK CL C Sealy Identifier: GOOG Dividend Oplion: Cash CUSP. 020791037 12105117 1.000.000 1,014.0150 1.014.015.20 1.193.4700 1.193.469.99 179.454.79 02/02/18 1,000.000 1.116.1660 1,116,166.00 1.193.4700 1.193.469 99 77,303.99 02/05/18 1.000.000 1.106.0070 1.106.006.80 1.193.4700 1.193.470.02 87.463.22 Total Covered 3,000.000 3,236,188.00 3,580,410.00 344.222.00 Total 3,000 000 $3,236,188.00 $3,580,410.00 $344.222.00 $0.00 CARVANA CO CL A Security Identifier CVNA Dividend Oplion: Cash CUSIP. 14686992 08/18/18 2.500.000 42.7900 106.975.00 59.0900 147.725.00 40.750 00 06/18/18 5,000.000 44.3400 221.699.15 59.0900 295.450.00 73.760.86 06/18/18 5,000.000 44.0400 220,200.00 59.0900 295.450.00 75,250 00 06/18/18 2.500.000 43.5400 108.850.00 59.0900 147.725.00 38.875 00 05/19/18 2.500.000 42.6740 106,686.00 59.0900 147,725.00 41,039 00 06/19/18 2,500.000 43.0850 107.712.93 59.0900 147.725.00 40.012.07 06/19/18 2,500.000 42.7520 106,879.20 59.0900 147,725.00 40,845.80 06/19/18 2.500.000 42.8400 107,100.00 59.0900 147.725.00 40.625 00 Page 4 of '4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDg L Rated Caollent trey Year Since 2007 DMIIAR MUD COMMUNICATIONS EXCIILIANCE Clown& tIvousli Penh LLC owned subudiory of The Sank a Mellon Como-Mon 18NY Mellon) P.,,P1n4 tic. M.,, ,41 RA.g4nrapm_oco48499 DB-SDNY-00 11323 EFTA_00159108 EFTA01254350 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) ate Acquired Nudity UM Cod Cod Bads Market Price Market Value Undialbed awls. Estimated Winded Annual Income Yield EQUITIES (continued) Common Stocks (continued) CARVANA CO CL A (continued) Total Covered 25,000.000 Total 25.000 000 1.086.102 28 81,086 102 28 1.477.250 00 51,477,250.00 391,147.72 $391 147 72 90.00 UNITED TECHNOLOGIES CORP CON Dividend Option: Cash Securely Identrher. UTX CUSP 913017139 06120118 15,000.000 125.5300 1,882,944.30 139 8100 2,097,150.00 214,205.70 42,000.00 200% Total Common Stocks $6,205,234.58 $7,154,810.00 $949.57542 $42,000.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG TIDO OTH PFD SSR k DIV 6.875% PERPETUAL MATT PERPETUAL CALL VS/23(125.00 Dividend Oplion: Cash Security IdenI tier: C PRK CUSIP: 172967341 02103114 79.000.000 25.3090 1,999,40.90 273500 2.192250.00 192 031.10 135 781,25 6.19% Total Preferred Stocks $1,999,418.90 $2,192,250.00 $192,831.10 $135,781.25 TOTAL EQUITIES $8,204,653.48 $9,347,060.00 $1,142,408.52 6177281.25 Welted Estimated Estimaltd Date Acquired Quantity Unit Cod Cad Beds Market Rice Market Value dram Annual Income Yield MUTUAL FUNDS IM ORGAN FLOATING RATE INCOME FUND CLASS I Open End Fund Dividend Oplion: Reinvest: Capital Gain Option: Reinvest Security Idenl diet JPIISX CUSIP. 482t51 01/22/13 t0 198216.056 10.0890 1,999,715.56 9.4000 1,883230.91 -136,484.65 75,827.55 406% 02101113 ' •0 630.057 10.0660 6.342.01 9.4000 5,922.53 419.48 241.03 406% 03101113 ' •3 711.578 10.0590 7.157.46 9.4000 6,688.83 468.63 272.21 4.06% 04/01/13 789.547 10.1090 7.981.19 9.4000 7,421.73 .559.46 302.04 406% 05401413 ' •3 751.550 10.1290 7.612.14 9.4000 7,064.56 147.58 287.51 406% 06103113 ' •0 757.360 10.0890 7,640 69 9.4000 7,119.18 421.51 289.73 406% 01101113 .'3 668.131 9.9690 6.660.32 9.4000 6,280.44 .3/9.88 255.59 406% September 1,2018 - September 30,2018 THE HAZE TRUST Account Number CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 14 Rated ticellent trey Year Since 2007 DM MR WED COMMUNICATIONS uctunia CkwftihmurPadSl ir nmed sobsidiavolDwimMO Mellon CorpontkmONYINAW i)•,04oxiic.nwrionithstx.WAVox0M-00048500 DB-SDNY-0011324 EFTA_00159109 EFTA01254351 Dor t f oil o Holdings (continued) U.S. DOLLARS (continued) Dote Acqvited Commtfty Una Cost Cod Bodo Motet Price Market Value Unasked 0elnitoss Estimated Eslimaled Annual Income Yield MUTUALRJNDS (continued) "MORGAN FLOATING RATE INCOME FUND (continued) OSIO lit 3 ' •s 704.609 10.0590 7,067.36 9.4000 6,623.32 464.04 269.55 406% 09103113 '.3 709.175 10.0290 1,112.01 9.4000 6,686.26 445.75 271.30 4.06% 10/01/13 ' 712.100 10.0220 7,136.83 9.4000 6,693.74 443.09 272.41 4.06% Total Noncovered 204,650.163 2,064,445.57 1,923,711.50 -140,734.07 78,286.92 Reinvestments to Date 47,871.302 9.5490 457,129.65 9.4000 449,990.27 .7,139.38 18,313.16 4.06% Total Covered 47,871 302 457,129 65 449,990 27 .7 139 38 18.313 16 Total 252.521.465 $2,521,575.22 $2.373,701.77 -5147.873.45 $96.602 08 TOTAL M UT UAL FUN DS 52,521,575.22 $2,373,701.77 4147 873 45 $96.602 08 Unrealized Accrued Edinated Cod Beds Model Via Gainless Interest Maui Income TOTAL U.S. DOLLARS HONGKONG DOLLAR Desolation CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 519,724,235.33 Deafly 520,389,772.02 09419119 Balance 53,842.05 *aim Una Currency 53,842.05 HO 6,881.18 USD $665,536.69 595,555.77 5835,193.65 hayed Income 30-Day Yield TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 53,842.05 53,842.05 HKO 6,881 18 USD Market Value Currency 53,842.05 HKD 6,881.18 USD 0.00 0.00 Acaued tutus TOTAL HONG KONG DOLLAR TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS Cod Bat $19,724,235.33 Markel Value $20,396,653.20 Wreaked QM= $665,536.69 Noncovered under the cost basis rules as defined below. CONFIDENTIAL — PURSUANT TO FED. R ORAL. P. 6(e) Account Number CONFIDO. L 0.00 0.00 Acaued lateral $95,555.77 Rated Cacelitnt Every Yet Since 2007 DALIAR RATIO COMMUIIICATIONS LXCILLINCI &rated Anneal Income $635,193.65 Page 6 of 14 Clewing through Pertigt aught/ ~ad sabsidiery of Me leek *nada, Coettedetten (My mace) Parthne 11.C.ntanber FittRA.6914/LeteM_00048501 DS-SDNY-0011325 EFTA_00 59110 EFTA01254352 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) September 1, 2018 - September 30, 2018 THE HAZE TRUST Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099.8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. 12 Pershing has received updated cost basisin formation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as fo the accuracy of this information. Holdings Summary by Currency Cuuency Case And Moms Equities Mutual Naas Total by Cannot U.S. DOLLARS 3,615,480 5,053,530 9,347,060 2,373,701 20,389,772 USD HONG KONG DOLLAR 53,842 0 0 0 53,842 HKD Total USD Equivalent 3,822,361 5,053,530 9,347,060 2,373,701 20,306,653 USD % of Allocation 18% 25% 46% 11% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATEDOES NOT EQUAL THESTATEM BIT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) Page 7 of 14 Rabid Excellent Even, Yes, Since 2007 DALIAR RATED COMMUNICATIONS Ciall INC Clewing through PaslatUga. ay ~ad sobsidiary of De kek Melba CarporatIon (OM WWI PerOing LICerter-bn F mak/ME! saiLwra_ 00048502 DB-SDNY-00 11326 EFTA_00 159 1 1 I EFTA01254353 Portfolio Holdings Disclosures (continued) Estimated Annual Figures (continued) and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution end the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing ads as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page 8 of 14 CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) Account Number: CONFIDO. L Raid hottlent Erin Year Since 2007 DALIAR RATED COMMUNICATIONS LICMINC I Cleanng through Pendelmjarlay ~ad sotaldiary De baeltea Melba ONOtwatIon (My melba) eat PerIhnx LICerter-bet 00048503 DEI-SDNY-0011327 EFrA_00159112 EFTA01254354 Deutsche Bank P.O. Box 1776, Baltimore. MD 21233 Schedule of Realized Gains and _asses Cu, rent Pe, iod September 1,2018 - September 30,2018 THE HAZETRUST Date Dale Reeked Description Disposed Acquired Designation Disposition Method / Transadion Quantity Proceeds Cod Basis Caddies' Short Term CANADIAN DOLLAR CURR 09121118 09121118 Noncom( First In First Out / SELL 116.875.000 90.43403 90509.56 -74.93 Security Identifier. CAD999996 BOM BARDIER INC CLASS 09/21/18 06119118 Covered Fret In First Out / SELL 25.000.000 90.509.56 97.249.43 4.739.87 Serially Identifier. 09775400 Total Short Term 180,944.19 187,758.99 4,814.80 Total Short and Long Term 180,944 19 187.75849 4,814.80 ' Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as -covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may markthe account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made alter year-end, in particular, for return of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you W hen you report your cost basis on your tax return. it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account If you do not select a method. your account will be defaulted to First In. First Out (FIFO) Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. M essages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Persh I ng's June Statement of Financial Condition is now available. On June 30.2018, Pershing's net capital of 52.68 billion was 15.25% of aggregate debit balances and exceeded CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDE LA- Page 9 of '4 Rated [smitten Clewing Ihroush Pent let a .lag owned Envy Year Since 2007 setoldisey of The Bonk o4 Mellon DMUR WM COMMUNICATIONS Corporation (IMY a ilco) LXCULtIla Pennine MLitt...0er FitiltA.WIlLet9m-00048504 DB-SDNY-00 11328 EFTA_00159113 EFTA01254355 Messages (continued) the minimum requirements by $2.33 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2018, Pershing's net capital of $2.77 billion was S37% of aggregate debit balances and exceeded the minimum requirement by $2.43 billion. A copy of the sine 30, 2018, Statement of Financial Condition is available at www.pershing.comi statement-of-financial-condition. You may also request a free, printed copy by calling (888) 860.85'0 or (201) 4 t3-4200.option 5. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note that as of November 1,2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. Activity Summary (All amounts shown are in base currency) Credits THs Period Debits Tills Period Net Ibis Period Credits Year-to-Die Debbi Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 8,742.77 4,742.77 0.00 -14,072,927.18 -14,072,927.18 Securities Sold 180,944.19 0.00 180,944.19 11,476,927.69 0.00 11,476,927.69 Total Securities $180,944.19 48,142.77 $172,201.42 811,478,927.69 414,072,927.18 42,595,999.49 Dividends and Interest $24,713.13 $0.00 $24,713.13 $535,498.53 -$265.09 5535,231.44 Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 $0.00 $0.00 $0.00 4762.24 4762.24 Cash Deposits 9.90 0.00 0.00 816,872.63 0.00 816,872.63 Total Cash $0.00 $0.00 $0.00 $816,872.63 $0.00 $816,872.63 Totals $205,857.32 48,742.77 $108,914.55 $12,829,296.85 414,073,994.51 41,244,697.68 Transactions by Type of Activity Process Trader Settlement Trantxtion Date Dale Adkey Type Securities Bought and Sold 09125/18 09121/18 SOLD 09/25/18 09/21/18 SOLD 890B.CA 09127/18 RBNVEST CASH INCOME SNSX Description Ovally Prke Acaued blued Amount Currency CANADIAN DOLLAR -116.875.000 1.2923 BOMBARDIER INC CLASS 8 UNSOLICITED ORDER ALLOCATED -25.000.000 4.7250 ORDER YOUR BROKER ACTED MAGEE ASV 09/2120S .PM ORGAN FLOATING RATE INCOM E RIND CUSS' 931.072 25'690.3930 SHRS SIRS PORCH. AT $9.39000 RD 09!25 PO 09/274 Account Number: CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rabid CASIent Even, Year Since 2007 DALIAR RATED COMMUNKATIONS IACQLENCC 90,434.63 USD 116.875.00 CAD 90,509.56 USD 4,742.77 USD Page 10 of 14 Claims through Pad Tag* ~ad sobsidiary of llte lank al Melba CarporatIon (OM Man) PerIhnx 11.C. nwrion 07al•SIAVYLOM-00048505 DEI-SDNY-0011329 EFrA_00159114 EFTA01254356 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) September 1,2018 - September 30,2018 THE HAZE TRUST Proms; Trade; Settlemenl Transaction Date Dale Activity Type Dewiption at army Price Accrued Intern Amount Cvmency Total Securities Bought and Sold CANADIAN DOLLAR 0.00 116.875.00 CAD TOTAL USD EQUIVALENT 0.00 90,509.56 USD U S. DOLLARS 0.00 81,691.86 USD Dividends and Interest 09110/18 CASH DIVIDEND RECEIVED .5000 SIRS UNITED TECIMOLOGIESCORP COM RD 08/17 PO 10,500.00 USD UTX 09/13111 09/27/18 CASH DIVIDEND RECEIVED .PMORGAN FLOATING RATE INCOM E FUND CLASS I 8.742.77 USD .IPHSX 25590.3930 SIRS RD 09/25 PC 091271E 09/28/18 MONEY MARKET FUND CASH AC TR DWSGOVT 5.470.36 USD INCOME RECEIVED PER2320 45 Total Dividends and Interest - U.S. DOLLARS 0.00 24,713.13 Total Anon Intern Total Amount Transadlonseymmary Total Acaued Intend Total Amount Omenq USD Equivalent USDEquivalent CANADIAN DOLLAR 0.00 116175.00 CAD 0.00 90.509 56 U.S. DOLLARS 0.00 106.404.99 USD 0.00 106.404.99 The price and quantity displayed may have been rounded. Client Service Information Your Interned Spinet 2EM MARTIN ZEMAN NY Conlad Information Telephone Number: Page ' of "4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Numbet: CONFIDg L Rated banal bay Yea. Since1007 DALIARPATIDC0MMUNICA11016 LXCGAINCE Cancasougn Peals", at ttayowned satddlin of The Bank al A4ellon Corporation OtIV Mellon) Poitim ll.C.aventqf !Mtn. PL!q2PM_00048506 DB-SDNY-00 11330 EFTA_00159115 EFTA01254357 Your Account I nformati n TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC 0 EU VERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but ass general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sueeach other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award Is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the Page 12 of 14 CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Account Number. CONFIDO. L Rabid hottlent Every Year Since 2007 DALBAR RATIO COMMUNICATIONS ()tallINCE Cleanng through Penlangasllyanted sobsidiary of The kalco/ Mellon CarporatIon (OM Mellon) Per Ihnx 11.C. nwrtat• FINRASVSle SOillwm-00048507 DB-SDNY-0011331 EFrA_00159116 EFTA01254358 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) September 1,2018 - September 30,2018 THE HAZE TRUST Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court, • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the coil/forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. Page '3 of '4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID L- Rated Galls. bay Year Since 3007 DALIMR IMTEDCOMMUNICAllONS MUSING Cale; lamer Penblviliskiy owned Intslemy of The is. Mellon CfleatIon MY Melee) PenlIrce enervate FINIZAr. DN : 00 Slia.MY °°°141835°38 D . 2 EFTA_00159117 EFTA01254359 TERMS AND CONDITIONS TRANSACTIONS • AU. ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCRIBED N MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPIES. 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F ANY OF 119E ABOVE TERMS AND CONOITONS ARE UNACCEPTABLE TO YOU. REUSE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTIRED MAIL TOONE PERSHING RATA JERSEY CITY, NJ OT399, ATTN. LEON, DEPT CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number. CONFIDO. L Rated Exotlient Every Year Since 2007 DALIAR RATED COMMUNICATIONS EXCELLENCE Page '4 of '4 Claim. through Fentutly timed subsidiary of Me Milk a Melba Como-VIDA MIRY Mao) PerlFinx 11.C. mot-ter ONIZA.SPAtelt00048509 DB-SDNY-0011333 EFTA_00159118 EFTA01254360 lril Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 Otuttae Lint eti...ain //,I,1, MM,/,me„ Melee loneact 6,04 Davit( rvnn, Inc ft/ TON Oro 414-1.17•,5415 Clint I/0 OS Stal THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTBN DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 August 1,2018 - Au uSt 31 2018 Account Number: ST THOMASVI 0 0 80 2 Portfolio Glance at a ThisPerbe Year4o-Date Your Investment Specialist. BEGIN NINGACCOUNT VALUE 619,940,715.06 818,370,824.99 MARTIN ZEMAN NM Cash Deposits aced Withdrawah 0.00 816,872.63 Adjusted Previous Account Value 19,940,715.06 19,187,697.62 Dividends. Interest and Other Income 47,724.18 510,518.31 Total Taxes Withheld 0.00 -762.24 Other Transactions 0.00 40.00 Net Change in Portfolio' 457,430.93 746,456.46 620,446,870.15 820,445,870.8 Accrued Interest 568 069 11 Estimated Annual Income 5627.583 33 Asset Summary Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Panel Asset Type 17% le 25% I. 47% ED 11% 100% Cash, Money Funds, and Bank Deposits Fixed Income Equities Mutual Funds Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Cal RIJN-Mt_ ftiar Year-End 1411 Period TlesPerlod 4,643,619.22 3,476,560.91 3,515,935.22 3,037,500.00 5,063,500.00 5,053,020.00 8,392,270.00 9,051,600.45 9,519,512.95 2,297,435.77 2,349,053.70 2,357,401.98 $18,370,824.99 619,940,715.06 $20,445,870.15 Page of '2 Rabid Cnottlem Clewing teener holm I. ' uJ ane/ owned Crew Year Since 2007 sobslelary of The Baikal Mellon DIMIAR RAMOCOMMUNICATIONS Cenetatsen (My melba) LXCILLINCI Per One U.C.rne-exe IthR/APknfla.GM—°°° 48510 DB-SDNY-0011334 EFTA_00159 I 19 EFTA01254361 Summary of Gains and Losses %sand Short-Term Gain! Loss Long-Term Gain/ Loss Net Gain! Loss This summary excludes transactions where cost basis information is not available. This Period Year4o-Dote Uraulized For Your Information 0.00 13,290.01 1,028,925.56 0.00 171,626.41 483,30925 0.00 108,336.40 745,616.31 The European Central Bank (the' ECG, ) and other credit institutions introduced negative interest tales' . Negative interest expense may be charged to your account it you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table G ooa Casi °mem Closing Arnold in Currency USD Equivalent per U9) currency blame Base Currency USD CANADIAN DOLLAR 0.7669 1.3038 HONG KONG DOLLAR 53,842.05 6,859.96 HONG KONG DOLLAR 0.1274 7.8487 Total Global Cash Balance $6,859.96 Exchange rates are based on interbank exchange rates as of 08/ 31? 201$. Exchange rates can vary. Money Market Fund Detail Date Activity Type Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.84% Activity Ending: 08/ 31/18 08/01/18 Opening Balance 3,425,497.39 3,425,497.39 08/01118 Deposit MONEY FUND PURCHASE 44,202.00 3,469,699.39 08/16/18 Deposit MONEY FUND PURCHASE 33,945.35 3,503,644.74 08/31/18 Deposit INCOM E REIN V EST 5,430.52 3,509,075.26 08/31/18 Closing Balance $3,509,075.26 Total All Money Market Funds $3,509,075.26 CauriptIon Amount Simms CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Umber. CONFIDO. L Rated Excellent Every Yes, Since 2007 DALIAR RATED COMMUNICATIONS ()tall INCE Page 2 of 12 Clearing Urger Pert ~ad Maid's" of The Mak einAelloa CaPorabon (MY Man) PerIhnx 11.C. mn-tx• ONRAVVYLlielt00048511 DB-SDNY-0011335 EFTA_00159120 EFTA01254362 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income and Expense Summary August 1,2018 August 31, 2018 1114r MA 7r TPUCT Current Period tirade Non Taxable Yealo-Dale Tootle Noe Taxable Dividend Income Equities 33,945.35 0.00 260,051.44 0.00 Money Market 5,430.52 0.00 25,499.96 0.00 Other Dividends 8,348.29 0.00 225,232.00 0.00 Interest Income Credit Interest 0.00 0.00 0.00 -265.09 Expenses Withholding Taxes 0.00 0.00 462.24 0.00 Total Dividends, Interest, Income and Expenses $47,724.16 $0.00 $510,021.16 4265.09 Portfolio Holdings U.S. DOLLARS Account Opening Date (Manley Number Activity Opening Ending Balance Oa Sig Sacs Accrued Income Income Maw 30.0w Ceinent Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 44,202.00 0.00 Money Market Cal AC TR OWS GOVT AGINSTL 08101118 3,509,015.260 N/A 08131118 3,425,497.39 3,509,07526 544.84 25,499.96 1.83% 1.84% Total Money Market $3,425,497.39 $3,509,075.26 $544.84 $25,499.96 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $3,469,699.39 $3,509,075.26 $544.84 $25,499.96 Adlocied Woolard Accrued Estimal ed Estimated DeteAcmiked Quantity Link Coat Cog Beats Markel Price Merkel Value °SUL= rawest Annual Income Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds SSINYTSGlifill SR NT REG S Scarily Identifier: A29866AA7 INNS USA29866AA70 7750%13128120 EVE DID 1:1/28/13CALLABLES/28/1358 PRAM(' 8+ 05118118 1,000,000.000 102.3790 1,023,785.43 101.6010 1,016.010 00 -7,775.43 26,263.89 77,600.00 762% Original Cost Basis: 51026.55000 05/22/18 1,000,000.000 102.2450 1,022,445.98 101.6010 1.016.010.00 -6.435.98 26,263.89 77,600.00 7.82% CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) Account Number: CONFIDOP Page 3 of 12 Rated Excellent Every Year Sect 2007 DALIAR RATED COMMUNICATIONS EXCELLENCE Clewing through Peek owned sotaltIlacy of Mt lanItalelellen CopoestIon (MY Millen) Penhnx 11.C.mn-tx. FINIIA.444t! emern_00048512 DB-SDNY-0011336 EFTA_00159121 EFTA01254363 Portfolio Holdings (continued) U.S. DOLLARS (continued) Ode Acquieed Crustily Unit Cod Adjusted Cod Bads Market Rice Market Value Unrealized Gain Loss Awned Interest Estimated Eslimaled Annual Income Yield FIXED IICOM E (continued) Corporate Bonds (continued) .13.5 INVTS GM BP SR NT REG S (continued) Original Cost Basis:5'1025.000.00 Total Covered 2,000,000 000 2046,231.41 2 032.020 00 -14,211 41 52.527 78 155,000 00 Total 2,000.000 000 $2,046,231.41 $2.032.020.00 -514.211.41 552 527 78 5155.000.00 SS ORGAN CHASE& CO DEP SHSREPSTG Security Identifier, 46525HHA1 PATH PFD SERIFIX0) TO RIG RT BD 5.828% 04/23/58 B/E 010 04123/08M pod y Rating BAA3S8 P Rating BBB- 05/10111 'Ile 3,000,000.000 111.2650 3,337,958.33 100.7000 3,021,000.00 316,958.33 15,541.33 174,840.00 5.78% Original Cost Basis: 53 1956.33 Total Corporate Bonds $5,384,189.74 $5,053,020.00 4331,169.74 $68,069.11 $329,840.00 5,000,000.000 TOTAL FIXED INCOME $5,384,189.74 $5,053,020.00 4331,169.74 $68,069.11 $329,840.00 5,000,000.000 Unasked &lidded Needed Date Marked Nudity UM Cod Cod Bads Marker Fin Market Value Oda= Maud Income Yldd EQUITIES Common Stocks ALPHABET INC CAP STK CL C Secure). Identifier GOOG Dividend Oplion: Cash CUSP. 02079KA7 12/05117 1,000.000 1,014.0150 1,014,015.20 1,218.1900 1218.189.99 204,174.79 02102118 1,000.000 1,116.1660 1,116,166.00 1,218.1900 1218,189.99 102,023.99 02/05/18 1,000.000 1.106.0070 1,106,006.80 1,218.1900 1218,190.02 112,183.22 Total Covered 3,000.000 3,236,188.00 3,654,570.00 418,382.00 Total 3,000.000 $3,236,188.00 $3,654,570.00 $418,382.00 $0.00 CARVANA CO CL A Security Identdier:CVNA Dividend Oplion: Cash CUSP. MOM OM 8/18 2,500.000 42.7900 108,975.00 84.7400 181.850.00 54,875 00 06/18/18 5,000.000 44.3400 221,699.15 64.7400 323,700.00 102,000 85 06/18/18 5,000.000 44.0400 220,200.00 64.7400 323,700.00 103,500 00 06/18/18 2,500.000 43.5400 108,850.00 64.1400 161,850.00 53,000.00 06/19/18 2,500.000 42.6140 106,666.00 64.7400 161,850.00 55,164 00 06/19/18 2,500.000 43.0850 107,712.93 64.7400 161,850.00 54,137 07 06119118 2,500.000 42.7520 106,879.20 64.7400 161,850.00 54,910 80 06/19/18 2,500.000 42.8400 107,100.00 64.7400 161,850.00 54,750 00 Page 4 of 12 Account Number CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Rated Ozoient Clewing through Penh U lailtaY clamed Every Year Since 2007 sataldlari of De Mahal Mellon DALBAR RATED COMMUNICAT.314 Caeponefon (IINY Melon) (JtallItia Pectira LLC. member FINRA.M4It! itEOra-00048513 DS-SDNY-0011337 EFrA_00 159 122 EFTA01254364 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Cite Acetone Nudity Unk Coil Cast Bat Markel Price Minket Value Untested °Moles* Estimated Ed Sealed Annual Income Yield EQUITIES (continued) Common Stocics (continued) CARVANA CO CL A (continued) Total Covered 25100 000 Total 25.000 000 1,086.102 28 81,086 102 28 1 618.500 00 $1.618.500.00 532,397 72 6532 397 72 $0.00 UNITED TECHNOLOGIES CORP COM Dividend Option: Cash Security Identthec. UTX CUSP 91301799 05/20118 15,000.000 125.5300 1,882,941.30 131 7000 1,975,500.00 92,555.70 42,000.00 2.12% Total Common Stocks 96,205,234.56 $7,248,570.00 $1,043,335.42 $42,000.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 11000TH PFD SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 115/23025.00 Dividend Opl ion: Cash Security Idenlifier:C PRK OJSIP: 172967341 02/03/14 79,000.000 25.3090 1,999,418.90 27.7000 2.188.300.00 188.861.10 135 78125 6 20% Total Preferred Stocks 91,999,418.90 $2,188,300.00 $188.881.10 $135,781.25 TOTAL EQUITIES 98,204,653.48 $9,436,870.00 61,232,216 52 9177/81.25 Unmixed Estimated Estimated Date Acquired Quantity UnN Cod Cad Bass Make* Rice Market Value Galn1Losis Annual Income Yield MUTUAL FUNDS NORGAN FLOATING RATE INCOME FUND CLASS I Open End Fund Dividend Option: Reinvest: Capital Gain Option: Reinvest Security Idenlitier: JPHSX CUSH? 462131 01/22(13 198,216.056 10.0890 1,999,715.56 9.3700 1,857,284.45 -142,431.11 74,422.19 410% 02701/13'•s 630.057 10.0660 6,342.01 9.3700 5,903.64 438.37 236.56 4.00% 03(01/13 711.578 10.0590 7,157.46 9.3700 6,667.49 489.97 267.17 4.00% 04/01/13'•s 789.547 10.1090 7,981.19 9.3700 7,398.05 163.14 296.41 4.00% 05701/13's 751.550 10.1290 7,612.14 9.3700 7,042.03 170.11 282.18 4.00% 06/03/13 " 757.360 10.0890 7,640.69 9.3700 7,096.46 -544.23 284.36 400% 07/01/13 668.131 9.9690 6,660.32 9.3700 6,260.39 499.93 250.86 400% August 1,2018 - August 31,20 13 TI.ICIJA7FTPIICT Account ?turbot CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Page 5 of 12 Rated Excellent Clearlancoorl'orMlifitilimmed Every Year Since 2007 sobildiwy of Tee IMMO Mellon DALBAR RATED C0MMUNICAT*16 Corpormlon(lItlY Mellon) EXCELLENCE Peri FinxlIC. member AURAS—WI lel- 00048514 DB-SDNY-0011338 EFrA_00159123 EFTA01254365 Portfolio Holdings (continued) U.S. DOLLARS (continued) OateAcqtrised Quantity (M Cost Cod Bets Merkel Sloe Market Woe Untested Gels/Loss Eallmated Estimated Maui Iacono Yield MUTUAL FUNDS (continued) "MORGAN FLOATING RATE INCOME FUND (continued) 08101113 ' •4 704.609 10.0590 7,087.36 9.3700 6,602.19 485.17 264.55 4.00% 09103113'•3 709.115 10.0290 1,112.01 9.3700 6,644.97 467.04 266.21 4.00% 10101113 t3 712.100 10.0220 7,136.83 9.3700 6,872.37 464.46 267.36 4.00% Total Noncovered 204,650.163 2,064,445.57 1,017,572.04 -146,873.53 76,837.94 Reinvestments to Date 46,940.230 9.5520 448,386.88 9.3700 439,829.94 1,556.94 17,624.18 4.00% Total Covered 46.940 230 448,386 88 439,829 94 -8 556.94 17.624 18 Total 251.590 393 $2.512,832.45 $2.357.401.98 -$155.430.47 594,462 12 TOTAL MUTUALFUNDS $2,512,832.45 $2,357,401.98 4155,430.47 $94462.12 Coed Buis Merkel Vies TOTAL U.S. DOLLARS CANADIAN DOLLAR DescripMan $19,610,750.93 Oaandly Market Prke $20,356,367.24 Market Value Connor EQUITIES Common Stocks BOVEIARDIERINC CLAMS Security Id coldly: BBD B.CA CUSP:09775200 25,000.000 4.3100 107350.00 82,642.95 CAD USD Total Common Stocks 107,750.00 82,642.95 CAD USD TOTAL EQUITIES 107350 00 82,642 95 CAD USD Market Value Currency TOTAL CANADIAN DOLLAR 107.750 00 CAD 82,642 95 USD HONGKONG DOLLAR Untedazed Accrued Estimated Gelatins lateral Annuli Income $745,616.31 $68.089.11 $627,583.33 Delimited Yield Acaued liters 0.00 0.00 OPmS9 Posing Accrued 30.0ey Descriplion Cleardity Bain Balance Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance CONFIDENTIAL — PURSUANT TO FED. R CRI6A. P. 6(e) Account Number 53,842.05 53,842.05 HKD 6,859.96 USD CONFIDO. L Page 6 of 12 Rated Excellent trey Year Since 2007 MBAR MEW COMMUNICATIONS EaallitICE Clewing Menge Peal& rail , evened sobeldlacy al Mt Melte. Meta CcePtestIon melon) Penhnx 11.C. nwntn. manktrialYuLeM_000413515 DE1-SDNY-0011339 EFTA_00 I 59 I 24 EFTA01254366 Merkel Value Currenoi 53,842.05 HKD 6,859.96 USD Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) HONG KONG DOLLAR (continued) 0escrIpMee CASH, MONEY FUNDS, AND BANK DEPOSITS(continued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 53,842.05 53,842.05 HKD 0.00 August 1,2018 - August 31,2018 THE HAZE TRUST 0urtky Cpsnkg Posing Accrued 10.0ay Basco Baena Cutting Income Yleid 8,859.98 USD 0.00 Accrued latent TOTAL HONG KONG DOLLAR 0.00 0.00 Unmated Accrued Baratta Oat Batts Market Value Galallora intereti Annual Income TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS 319,810,750.93 $20,445,870.15 3745,818.31 368,089.11 3827,583.33 Noncovered under the cost basis rules as dehned below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099.8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary Incorrect adjusted cost basis reflected until the cost basis system Is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 Thecod basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Number CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) RAS Escoilent (wry Year Since 2007 DALIAR RATIO COMMUNICATIONS LIMAINCE Page 7 of 12 Cleanng through finis llU a" owned sobsidiary of De Make. Melba CarpontIon OPNY WNW Perthnx 11.C. nwntatt FtratA.Waxelt00048516 DB-SDNY-0011340 EFIA_00 I 59 I 25 EFTA01254367 Holdings Summary by Cur r enc.) Cunene! Cash Fixed Income Equities Mutual Funds Total by Currency U.S. DOLLARS 3,509e75 5,053,020 9,436,870 2,357,401 20,356,367 USD CANADIAN DOLLAR 0 0 107,750 0 107,750 CAD HONG KONG DOLLAR 53.842 0 0 0 53.842 FWD Total USD Equivalent 3,515,935 5,053,020 9,519,512 2,357,401 20,445,870 USD % of Allocation 17% 25% 47% 11% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEASOF PRCEDATEONLY APPEARS W HEN THEPR10EDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 3 of '2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO' Robed tocellent Chinni through Persh lLt a metal owned bay Yew Since 2007 set &Peri of The Monk of Mellon OM AR Ural COMMUNICATIONS Corporaeloo(ONY Mellon) EXCILLUICE PowlictetLC.woo wow , ,ilioo:PWILia9m-00048517 DB-SDNY-0011341 EFTA 00159126 EFTA01254368 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) August 1,2018 - August 31,2019 THE HAZE TRUST Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions. regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any tees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. M essages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule t0b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary s a ,0,ILS 9 rn .9,9 c,,rre„c Securities GeditoltisPeriod Debits TuisPeriod Net ThisPeriod Credits YesdoiDate 0ebiloYeardo•Dete Net YeeeitoiDate Securities Bought 0.00 8.348.29 .8.348.29 0.00 44,064,184.41 14.064.184.41 Securities Sold 0.00 0.00 0.00 11,295,983.50 0.00 11,295,983.50 Total Securities $0.00 48.348 29 48.348 29 S11.295.983.50 $14,064,184.41 42.788.200 91 Dividends and Interest $47,724.16 $0.00 $47,724.16 $510,183.40 4265.09 8510.518 31 Fees $0.00 $0.00 $0.00 30.00 440.00 440.00 Taxes Withheld $0.00 $000 $0 00 $0.00 4762.24 4762.24 Cash Deposits 0.00 0.00 0.00 816,872.63 0.00 816.87283 Total Cash $0.00 $0.00 $0.00 $818.87283 $0.00 $818.87283 Page 9 of 12 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID Rated Galls. Eery Yeas Since2007 DALIAR PATEDCOMMUNICATIONS LXCGLINCE Clewing %MVO Pealsivashaly evened sabsidiary a The Bank a Melba Corporation (MY MOW p.,.P.n4 LK. in ter DA Bays )f, 2 P D N My:00 00 014137 2 EFTA_00 159 1 27 EFTA01254369 Activity Summary (continued) etudRs TNsPetlod DebileThisPurlod Net TalsPetlod CrolitsTem-to-Dale DeollsThat-to-Date NH Yew-to-Die Totals Transactions by Type of Activity $47,724.18 38,348.29 $39,375.87 $12,623,639.53 414,085,251.74 41,441,612.21 Process Settlement Date Activity Type DetalptIon (Manly Mee Accrued Interest Amount Conroy Securities Bought and Sold 08/30/18 RONVEST CASH INO3ME "MORGAN FLOATING RATE INCOM E FUND CLASS I 890.959 $HSX 250699.4340 SHRSSHRS PURCH.AT 59.37000 RD 08/28 PO 08/3011 1,348.29 USD Total Securities Bought and Sold - U.S. DOLLARS Dividends and Interest 08/15/18 CASH DIVIDEND FCC-COVED 79000 SHRSCITIGROUP INC DEP BIS REPSTG 91300 TN PFD C PRX SER K 0 IV 6.875% PERPETUAL MATT PERPETUAL CALL W15/23.25.90 RD 08103 PD 081618 08130/18 CASH DIVIDEND RECEIVED PM ORGAN FLOATING RATE !IKON E FUND CLASS I SHSX 250699.4340 SHRS RD 00126 PD 0813016 08131/18 MONEY MARKET FUND CASH AC TR OW S GOVT INCOMERECBVED PER232045 0.00 -8.34129 33,945.35 8148.20 5,430.52 USD USD USD Total Dividends and Interest - U.S. DOLLARS 0.00 47,724.16 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 39,375.87 USD Cash Not Yet Received Seaway Rowe Data Prot* Data ()wally Held Rate Dividend Option Amount of Payment Dividends UNITED TECHNOLOGIESCORP COM 08/17/18 09/10/18 15.000.000 0.700000 Cash 10,500.00 Total Cash Not Yet Received $10,500.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Account Number CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) Rated Excellent Every Year Since 2007 MBAR RATED COMMUNICATIONS EXCELLENCE Page 10 of 12 Clewing through Penli tl Incliallayovmed sotteldiacy of Tee Melte/ MNbn CarporatIon (MY Mellon) Pe,, RC. cren-bn tIvRnA4illielt 00048519 DI3-SDNY-0011343 EFTA_00159128 EFTA01254370 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Client Service Information Your Investment Specialist ZEM Y August 1, 2018 - August 31,20 13 THE HAZE TRUST Your Account Information Coated Intonation Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Informat ion and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you w ill not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333.AII other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFID L Page 11 of 12 Rabid Excellent Clewing fin* °Mb tit henswid Every Yew Since 2007 solzoldlarc of The IMMO Mellon DALOAR RATED COMMUNICATIONS Corporalon OW melon) EXCELLENCE PerIhnx RC. nin-tan ONRA.Sqtlitixellt00048520 DB-SDNY-0011344 EFrA_00 I 59129 EFTA01254371 Important Information and Disclosures (continued) The Role of Pershing (continued) Disclosure Statement. please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Page '2 of 12 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Rated hottlent Emmy Year Since 2007 DALIAR RATIO COMMUNICATIONS VICILLINCI can throve. Pertly *gay evened sobsidiary of De Make. Melba 02000eatIon (OM man) Per Ihnx 11.C. mnWon FtivilAAKOM- 00048521 O13-SDNY-0011345 EFDC00159130 EFTA01254372 rA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTBN DARREN K INDYKETTEES 6100 RED HOOK QUARTER B3 ST THOMASVI 00802 Your Investment Specialist. MARTIN ZEMAN Asset Summary Otutvlv Sant etli.air N•anh liOnsgenest 10,(.n (teal. 6, on: 0.01, Toll 'roe MA 07 1.141, evert SID 845 560 July 1, 2018 -July 3 2018 Account Number: Portfolio at a Glance This Period Year4o-Dale BEGINNINGACCOUNT VALUE NM Cash Deposes and Withdrawal $19,340,098.43 435.49 818,370,824.99 816,872.63 Adjusted Previous Account Value 19,340,533.92 19,187,697.62 Dividends. Interest and Oleo Income 83,919.39 182,791.15 Total Taxes Withheld 462.24 -782.24 Other Transactions 0.00 40.00 Net Change in Portfolio' 537,023.99 291,025.53 1`,.c.-:ii.;11":142,9Idll $70,940,715.06 819,940,715.a Accrued literal 540.096 78 Estimated Animal Income 5621.023 58 'Net Change in Portfolio is the difference between the ending account value and beginning account value atter activity. a Peiceni Asset Type Prier Yemad Lad Period TbisPerlod 18% Cash, Money Funds, and Bank Deposits 4,643,619.22 3,419,793.62 3,176,560.91 25% Fixed Income 3,037,500.00 5,057,500.00 5,063,500.00 45% Equities 8,392,270.00 8,530,57815 9,051.600.15 12% M utual Funds 2,297,435.77 2,332,228.16 2,349,053.70 100% Account Total (Pie Chart) $18,370,824.99 819,310,098.43 819,910,715.06 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL4 Rated [stollen% Dewy Year Since 2007 DALIMR RATIO COMMUNICATIONS EXCHLUKt Page 1of 14 Clewing Iteough Perste, 1.l eg tAtolly owned stiffing of The lanka Mellon Carpormlon (MY Mellon) Peroing RC. 'rte. rtha,...PknfikacM_000473522 DB-SDNY-0011346 EFTA_00l59BI EFTA01254373 Summary of Gains and Losses Realized Short-Term Gain! Loss Long-Term Gain/ Loss Net Gain! Loss This summary excludes transactions where cost basis information is not available. Mt Period Year4o-Dale Unrealized For Your Information 0.00 13,290.01 559,830.47 0.00 171,828.41 484,758.41 0.00 108,336.40 275,072.08 The European Central Bank (the' ECB' ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table currency CANADIAN DOLLAR 0.7681 1.3018 HONG KONG DOLLAR 0.1271 7.8469 Exchange rates are based on interbank exchange rates as of 07/ 3V 2018. Exchange rates can vary. USD 6wlvaleM G ooa Casi Currency per USD currency Money Market Fund Detail Date AdtrIty Type &weep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.8131 Activity Ending: 07131/18 08130/18 Opening Balance 3,419,793.62 3,119,793.62 07117118 Deposit MONEY FUND PURCHASE 435.49 3,420229.11 07131/18 Deposit 5,268.28 3,125,497.39 INC0MEREINVEST 07/31118 Closing Balance 13,425,497.39 Total All Money Market Funds $3,425,497.39 Closing Smoot in Wanes Base Oaring USD HONG KONG DOLLAR Total Global Cash Balance 53,842.05 8,081.52 61861.52 Desalptbn Amount Iliknoe CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number CONFIDOP Page 2 of 14 Rated Excellent Every Year Since 2007 OMAR Itaital COMMUNICATIONS EXIalliteCE Clewing through Penh Ll layasallay ~ad ribald's." al The Malta Mellon Carponalan(ItlY Man) Per, Ping WC. ner-tee FINRAVVYIllielt 00048523 DB-SDNY-0011347 EFTA_00 I 59132 EFTA01254374 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income and Expense Summary July 1,2018 - July St 2018 THFI-IA7FTRUST Ohient Pitied Taxable Non TVS! Taxable Dividend Income Equities 7,622.41 0.00 226,106.09 M oney Market 5,268.28 0.00 20,069.44 Other Dividends 51,028.70 0.00 216,883.71 Interest Income Credit Interest 0.00 0.00 0.00 Expenses Withholding Taxes -762.24 0.00 -762.24 Total Dividends, Interest, Income and Expenses 563,157.15 $0.00 $462,297.00 Portfolio Holdings U.S. DOLLARS Account Opening Dale Quantity Number Activity Opening Ending Ban Doing Balance Acaued Income Income This Yam 30-ay Current Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 0.00 44202.00 Money Market CASH AC TR DWS GOVT AGINSTL 06/30/18 3,425,497.390 N/A 07/31/18 3,419,793.62 3,425,497.39 0.00 20,089.44 1.81% 1.81% Total Money Market $3,419,793.62 $3,425,497.39 $0.00 $20,069.44 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $3,419,793.62 $3,469,699.39 $0.00 $20,069.44 Adluteed Unieebtd Acaved Estimated Estimated Clete Agate Dune Unil coo Cost Baas Merkel Price Merkel Value 011artass lateral Annual Income Yield FIXED INCOME (in Maturity Date Sequence) Corporate Bonds .138 INVTS GMBH SANTREG5 Seventy Identifier: A29866AA7 INNS USA29866AA70 7750%13128120 EVE DID11/28/13CALLABLED/28/13$8 PRating 8+ 05118118 1,000,000.000 102.4640 1,024,636.83 102.5150 1,025,150.00 513.17 19,805.56 77,500 00 7 55% Original Cost Basis: 51026,550 05/22/18 1,000,000.000 102.3250 1,023,248.84 102.5150 1,025,150.00 1,901.16 19,805.55 77.500.00 7.55% Yea ao-Date Non Taxable 0.00 0.00 0.00 -285.09 0.00 4265.09 CONFIDENTIAL — PURSUANT TO FED. R CRlIcl. P. 6(e) Account Number: CONFIDOs L Page 3 of 14 Rabid Excellent Even, Year Sect 20O7 DALIAR RATED COMMUNICATIONS [MELINCE Clearing through Penis LI ntrafillay corned ./Now of lin Make/ Man Cenceatton OM WSW Perthnx RC. netnott riwriecircOlertelt00048524 DB-SDNY-0011348 EFrA_00 I 59B3 EFTA01254375 Portfolio Holdings (continued) U.S. DOLLARS (continued) Ode Acquired OutatIty UnN Cod *dulled Cud Bads Market Price Market Value Unrealized Gard Loss *caved ',finest SWIM OASIS Maul home Yield FIXED IICOM E (continued) Corporate Bonds (continued) SS INVTS GM OH SR NT REG S (continued) Original Cost Basis: $1025.000.00 Total Covered 2,000,000 000 2,047,885.67 2.050.300.00 2.414 33 39.611 11 155,000 00 Total 2,000.000 000 $2,047,885.67 $2.050.300.00 $2,414.33 539.611 11 5155.000.00 SS ORGAN CHASE & CO DEP SHSREPSTG Security Identifier: 46525HHA1 PATH PFD SfR IFIKED TO RIG RT BD 5.828% 04123/58 B/E 010 04123/08M ood y Rating BAA3 S & P Rating BBB- 05/10/11 " 2.5 3,000,000.000 111.2650 3,331,958.33 100.4400 3,013,200.00 424,758.33 485.67 174,840.00 5.80% Original Cost Basis: $ 709133 Total Corporate Bonds $5,385,844.00 $5,063,500.00 4322,344.00 $40,096.78 $329,840.00 5,000,000.000 TOTAL. FIXED INCOM E $5,385,844.00 $5,063,500.00 4322,344.00 940,096.78 $329,840.00 5,000,000.000 Unrested Estimated SIksaled Data /mind Ova tky lleN Cod Bads Market Pox Market Value aimless maul Income Ylaid EQUITIES Common Stocks ALPHABET INC CAP STK CL C Securly Identifier: GOOG Dividend Opl ion: Cash CUSP. 02079K97 12/05/17 1,000.000 1,014.0150 1.014.015.20 1,2172600 1217,259.99 203,244 79 02/02/18 1,000.000 1,116.1660 1,116,166.00 1,2172600 1211259.99 101,093.99 02/05/18 1,000.000 1.106.0070 1.106.006.80 1,217.2600 1217,260.02 111,253.22 Total Covered 3,000.000 3,236,188.00 3,651,780.00 415,592 00 Total 3,000.000 $3,236,188.00 $3,651,780.00 $415,592.00 $0.00 CARVANA CO CL A Security Identifier CVNA Divides Opl ion. Cash WSIP. 4886992 06/18/18 2,500.000 42.7900 106,975.00 43.0000 107,500.00 525.00 06/18/18 5,000.000 44.3400 221,699.15 43.0000 215,000.00 4,699.15 06/18/18 5,000.000 44.0400 220,200.00 43.0000 215,000.00 .5,200.00 06/18/18 2,500.000 43.5400 108,850.00 43.0000 101,600.00 .1,350.00 06/19/18 2,500.000 42.6740 106,686.00 43.0000 107,500.00 814.00 06/19/18 2,500.000 43.0850 107,712.93 43.0000 107,500.00 .212.93 06119118 2,500.000 42.7520 106,879.20 43.0000 107,500.00 620.80 06/19/18 2,500.000 42.8400 107,100.00 43.0000 107,500.00 400.00 Page 4 of 14 Account Number CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Rated hotlient (Teri Year Since 2007 DALIAR RATIO COMMUNICATIONS (ICILLINCI Cleanng *roar Putt" owned "'midi." of De Make/ Melba CarpontIon(ONY Mao) Pent ate 11.C. mertatt fltiRAVVillielt 00048525 DB-SDNY-0011349 EFTA_00 159 134 EFTA01254376 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquined Qiantay Unk Col Cod Bet Markel Price Market Value Undeabid Gain/loss Estimated Estimated Annual Income Yield EQUITIES (continued) Common Stocirs (continued) CARYANA CO CI. A (continued) Total Covered 25,000 000 1,086.102 28 1 075.000 00 -11,102.28 Total 25.000 000 $1,086.102.28 51,075,000.00 411 102 28 $0.00 UNITED TECHNOLOGIES CORP C011 Dividend Option: Cash Security Identrf pet UTX CUSP 9130999 06120118 15,000.000 125.5300 1,882,944.30 135 7400 2,038,100.00 153,155.70 42,000.00 206% Total Common Stocks 96,205,234.58 $6,762,880.00 9557,845.42 $42,000.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 1900TH PFD SER a DIV 6.875% PERPETUAL II ATY PERPETUAL CALL 1115/234N5.00 Dividend Opl ion: Cash Security IdenI tier: C PRI( CUSP .172967341 02103114 79.000.000 25.3090 1,999,418.90 27.7800 2,194,620.00 195,201.10 135,781.25 6.18% Total Preferred Stooks 91,999,418.90 92.194.620.00 $195,201.10 9135,781.25 TOTAL EQUITIES 98,204,653 48 $8,957,500.00 $752,846.52 9177,781.25 Untested Estimated Estimated Dale Acidulent Quantity UnN Odd Cod Bads Markel Peke Market Value ()ladles Annual Income Yield July 1, 2018 - July 31, 2018 THE HAZE TRUST M UTUAL FUNDS ,Pfl ORGAN FLOATING RATE INCOME FUND CLASS I Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Wenlitiet "HS% CUSIP. 4821.51 01722113'.° 198.216.056 10.0890 1,999,715.56 9.3700 1057,284.45 -142,431.11 73,793.85 3.97% 02101/13 ' •3 630.057 10.0660 6,342.01 9.3700 5.903.64 438.37 234.56 3.97% 03701413 ' •3 711.578 10.0590 7,157.46 9.3700 6,667.48 489.98 264.91 397% 04/0 U13 " 789.547 10.1090 7,981.19 9.3700 7,398.06 163.13 293.94 397% 05701113 ' •3 751.550 10.1290 7,612.14 9.3700 7,042.02 470.12 279.79 397% 06103/13 ' •3 757.360 10.0890 7,640.69 9.3700 7.096.47 -644.22 281.96 397% OtrOtit3 668.131 9.9690 6,660.32 9.3700 6,280.39 499.93 248.74 3.97% Account Number CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 5 of 14 Rated Czottlent Every Year Since 2007 DALBAR RATIO COMMUNICATIONS ()tallINCE Clewing through Mel Penh tit *owed istaldlary a Melnik,/ Mellon Canceatlan (ONY WNW PerOing 11.C.mer-bn ritettiA.WAVizeiGM-00048526 DEI-SDNY-0011350 EFIA_001 59135 EFTA01254377 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acqtried Quantity una Coq Cod Bads Markel Price Market Value UnitaNeed Wins EellmMed SIMMS Maud loom, Yield MUTUALRJNDS (continued) "MORGAN FLOATING RATE INCON E FUND (continued) 0810U13" 704.609 10.0590 7,087.36 9.3700 6,602.18 485.18 262.32 3.97% 09103113'•3 709.115 10.0290 7,112.01 9.3700 6,644.98 467.03 264.02 3.97% 10101113 t3 712.100 10.0220 7,136.83 9.3700 6,612.37 464.46 265.11 3.97% Total Noncovered 204,650.163 2,064,445.57 1,917,572.04 -146,873.53 76,189.20 Reinvestments to Date 46,049.211 9.5560 440,038.59 9.3700 431.48116 .8,556.93 17,143.69 3.97% Total Covered 46.049 271 440,038 59 431,481 66 -8 556.93 17.143 69 Total 250.699 434 $2,504.484.16 $2.349.053.70 -$155 430 46 $93.332 89 TOTALMUTUALFUNDS $2,504,484.16 $2,349,053.70 -5155.430.46 393,332 89 Unrealized Acaued Egimele4 Coq Buis Mortal Vim Gaiivloes lateral Annui Income TOTAL U.S. DOLLARS $19,564,681.03 $19,839,753.09 $275,072.06 $40,096.78 $621,023.58 CANADIAN DOLLAR BASIS Oescriplem °elflike Markel Prim Merkel Value Currency Yield EQUITIES Common Stocks BON BARDIERINC SASSO 25,000.000 4.9000 122,500.00 CAD Security Id edifier: BBDIICA 94,100.45 USD CUSP:09775200 Total Common Stocks 122,500.00 CAD 94,100.45 USD 122,500.00 CAD 94,100.45 USD TOTAL EQUITIES Market Value Currency 122,500.00 CAD 94,100.45 USD Acaued latest TOTAL CANADIAN DOLLAR HONG KONG DOLLAR 0.00 0.00 Opening quip Mimed 30'Oay Desalplion Cetanilly Bin Wm Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 0.00 53,842.05 RD 6,861.52 USD Account ?turbot CO FIDP Page 6 of 14 RAS hottlent CleadinglfsrourPenb i ltaa""d Every Year Since 2007 stabsidiary Of The MAO Melba DALBAR RATED COMMUNICATC.NS CancatIonOINY Mao) EXCILLINCI Per thnx 11.C.Frenbt• FINRA.tAVVELGM—00O48527 DB-SDNY-0011351 EFTA_00159B6 EFTA01254378 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) HONGKONG DOLLAR (continued) OtterIpOon CASH, MONEY FUNDS, AND BANK DEPOSITS (continued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 0.00 53,842.05 HKD 0.00 8,881.52 USD 0.00 Accrued Market Value Currency Interest July 1,2018- July 31,2018 THE HAZE TRUST °Nasky Opeang (Young Armed 30 .0ey Bin Balance Curving Income Yield TOTAL HONG KONG DOLLAR 53,842.05 HKD 8,881.52 USD 0.00 0.00 linial/aed Accrued Shad Cod Bats Markel Value Gentiles Interne Annual Income TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS 819,564,881.03 $19,940,715.06 $275,072.06 $40,096.78 5621,023.58 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099.8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a /399B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary Incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basisinformetion, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. a The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Rated Eacelient (Teri Yes, Since 2007 DALBAR RATED COMMUNICATIONS EXCELLENCE CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 14 Clewing through Pertly•1.1 4 skey evened sobsidiary of De Mak enAellea 02000eatIon (MY man) eat Retsina 11.C.nytt-tan FINRA.M4VilildOnfl-00048528 DB-SDNY-0011352 EFTA_00 I 59 I 37 EFTA01254379 Holdings Summary by Currency Quincy Csiti Fixed Income Equkies Mutual Funds Total by Currency U.S. DOLLARS 3,469699 5,063,500 8,957,500 2,349,053 19,839,753 USD CANADIAN DOLLAR 0 0 122,500 0 122.500 CAD HONG KONG DOLLAR 53.842 0 0 0 53.842 Hitt) Total USD Equivalent 3,476,560 5,063,500 9,051,600 2,349,053 19,940,715 USD 94 of Allocation 18% 25% 45% 12% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. &wring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 8 of '4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID Paled Iscollent Clewing *seer Penn LI.0 a %la/owned (very Yew Since 2007 stteldiacy o1 T1ie Bank ol Mellon DALIARAATED COMMUNICATIONS Ceerermlon (MY Mellen) UCtI.LINCI Pelting RC. reet-tatt nnkn. tY,Ofuet9m-00048529 DB-SDNY-00 11353 EFTA_00 159138 EFTA01254380 PA Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) July 1, 2018 - July 31, 2018 HAZE TRUST Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause. or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Schedule of Realized Gains and Losses Current Period Date Dale Realized Description Disposed Acquired Designation Cisposition Method r Transaction Quantity Proceeds Cost Basis Gain/Loss As of Trades HONG KONG DOLLAR CUR 06111/18 05124118 Noncoveree Amt In First Out/SRL 37.901.750 4,829.14 4,830.52 •1.38 Security Identifier. HK0999999 06111118 06108118 Noncovered' Rrst In First Out! SELL 5,982.450 76214 762.24 0.00 06/11/18 06111118 Noncovered' Versus Purchase! SELL 4.262.568.960 543.102 73 543.230.78 -128.05 06/11/18 06111118 Noncoveree Versus Purchase/ SELL 3,439,605.440 438,247.25 438,350.57 -103.32 06111/18 06111118 Noncoms( Versus Purchase! SELL 3,335,000.480 424,919.31 425,019.50 -100.19 06/11/18 06111/18 Noncom( Versus Purchase! SELL 3,182,141.000 405,443.17 405,538.76 45.59 • Noncovered under the cosi basis rules as defined below. Generally. securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable lax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 9 98, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have available to you CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID AL Rated Enellent Every Year Since 2007 DALIAR RATED COMMutoCATIONS ['MANCE Page 9 of '4 Clawing tIvousli perch LLC a weak owned subsidiary of The Ink of Mellon P.,,Prig: LK. Mn",41 Corporation 15NY Mellon) HI, RAA4P4steMSICI048530 DB-SDNY-0011354 EFTA_00159139 EFTA01254381 Schedule of Realized Gains and Losses Current Period (continued) W hen you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your lax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account If you do not select a method, your account will be defaulted to First In. First Out (FIFO) Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B. M essages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 0-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (A., a„] s &ray., , are base curre„ci) Debits This Period Net Ibis Petted aides Year-to-Date Debits Year4o-Date Net Year-to-Date Oedits iNs Petted Securities Securities Bought 0.00 .6.826.70 4.826.70 0.00 -14.055,836.11 -14.055.836.12 &Wilms Sold 000 0.00 0.00 11,295,983.50 0.00 11.295.983 50 Total Securities $0 00 46.826 70 46426 70 $11,295,983.50 414,055,836.12 42.759.852 62 Dividends and Interest 863,919.39 $0.00 $63,919.39 $463,059.24 4265.09 $462,794.15 Fees $0.00 $0.00 $0.00 $0.00 440.00 440.00 Taxes Withheld $0.00 4762.24 4762.24 $0.00 4762.24 4762.24 Cash Deposits 435.49 0.00 435 49 816.872.63 0.00 1316.872.63 Total Cash $435.49 $0.00 $435.49 5816.872.63 $0.00 $816,872.63 Totals $64,354.88 47.588.94 $56,765.94 $12,575,915.37 414.056,903 45 41,480,988 08 Page '0' of '4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID 4 Rated Galls. berg Yem Since1007 DALIARIATIDCOMMUNICATIONS LXCHUINCE Clowngllwoosh Persh LLC a web* owned stessIdiory of TM Banked Mellon Comoratfon OM &Woo) Pori tint LC. weber in.lt*.ZtVqq2M—0uu4853 I DB-SDNY-0011355 EFTA_00159140 EFTA01254382 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity July 1,2018- July 31,2018 THE HAZE TRUST Process* Settlemenl Dete Adivity Type Description Quaid, Price Acaued Interest Amount Currenq Securities Bought and Sold 07130/18 REINVESTCASH INCOME .PHSX PMORGAN FLOATING RATE INCOM E FUND CLASS I 728.570 249970/640 SHRS SHRSPURCH. AT S9.37000 RD 07126 PD 07/30/13 -6.826.70 USD Total Securities Bought and Sold - U.S. DOLLARS 0.00 -6,826.70 Dividends and Interest 07/13/18 FOREIGN SECURITY DIVIDEND 40500.00 SHARES PING AN INSURANCE CO LTD SHARESSHSH 9,970.74 HKD RECEIVED !SINS CREDO 0003X6 FOREIGN SECURITY DIVIDEND RECEIVED 1.270.40 USD 235:HK R006085 PD 0798 AS OF 06/08/11 07113/18 FOREIGN SECURITY DIVIDEND 40500 00 SHARES PING AN INSURANCE CO LTD SHARESSHSH 49.853.76 HKO RECEIVED (SINS CNEV00003X6 FOREIGN SECURITY DIVIDEND RECEIVED 6,352.01 USD 23814K RD 06081 PD 0788 AS OF 0618/8 07/30/18 CASH DIVIDEND RECEIVED .PMORGAN FLOATING RATE INCOM E FUND CLASS I 6,826.70 USD .PHSX 249970.8640 SHRS RD 07126 PD 07/30/1 07/31/18 MONEY MARKET FUND CASH AC TR DWSGOVT 5.268 28 USD INCOME RECEIVED PER232045 07131/18 CASH DIVIDEND RECEIVED 3000000 JPM ORGAN CHASE& CO DEP SHSREPSTG Yt3TH PFD 41.202.00 USD 46625HHA1 SER 1 FIXED TO FLTG RT BO RD 07/27 P0 0713018 ADJSOURCE CODE Total Dividends and Interest HONG KONG DOLLAR 0.00 59,824.50 HKD TOTAL USD EQUIVALENT 0.00 7,622.41 USD US. DOLLARS 0.00 56,296.98 USD Taxes Withheld 07/13/18 FOREIGN TAX WITHHELD AT 40500 00 SHARES PING AN INSURANCE CO LTD SHARESSHS H -997.07 HKO THE SOURCE ISINt CREDO 0003%6 FOREIGN TAX WITHHELD AT THE SOURCE -127.04 USD 238:HK RD 06081 PD 0788 AS OF 0618/8 07113/18 FOREIGN TAX WITHHELD AT 40500 00 SHARES PING AN INSURANCE CO LTD SHARESSHSH -4,985.38 HK0 THE SOURCE ISINY CREDO 0003X6 FOREIGN TAX WITHHELD AT THE SOURCE -635.20 USD 2313:1IK RD 06081 PD 0711 AS OF 0618/8 Total Taxes Withheld - HONG KONG DOLLAR 0.00 -5,982.45 Total USD Equivalent 0.00 .762.24 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO. L1 Rated Dielitat trey Year Sine 2007 DALIAR RATED COMMUNICATIONS EXCELLENCE Page 11 of '4 Clown through Penlitialay owned subudiara of The Make. Mellon Corporation (BNY Melba) P!,Pmg '11,0.g4q2,GM_000473532 DB-SDNY-00 11356 EFTA_00 I59 I EFTA01254383 Transactions by Type of Activity (continued) Process; &Ahmed Ode Adivay Type Deo:notion Cash Withdrawals and Deposits 07116/16 FEDERAL RINDS RECEIVED USD994997 Tot el Cash Withdrawals and Deposits- U.S. DOLLARS Quantity Price Accrued Interest Amount Quincy NSW BANK USA, NATIO 25351 435A9 UM Transedionsanismy HONG KONG DOLLAR U.S. DOLLARS The price and quantity displayed may have been rounded. Told Accrued haired Tots Amount Told Adored Intend Told Amount OJirenq USD Equivalent USG/Equivalent 0.00 435.49 lent Service Information 0.00 53.842.05 HKD 0.00 6.860.17 0.00 49.905.17 USD 0.00 49,905.77 Your Investmern Speciaba:ZEM Canted Informetion N NY Your Account Information Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Page 12 of 14 Rated Excellent beet Year Since 2007 OM AR WM COMMUNICATIONS EXCELLUICE Clewing M l Stia l.. a ollay evened stifling al Me Bank anAellen CarpotatIon (My Man/ P ex RC. ner-bn FINRAAWR! 00048533 DB-SDNY-0011357 EFTA_OO I 59142 EFTA01254384 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures July1, 2018 - July 31, 2018 THE HAZE TRUST The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the acceptance and, in certain instances, execution of securities orders.the assessment of the suitability of those transactions. w here applicable. the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any am endm ents t hereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified: or CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number CONFIDO AL Page '3 of '4 Rated Centllent Cleannolvousli Persh 11.0 a elmay owned (my Year Since 2007 subudiare of The Danko' Mellon DMIMR RATED COMMutoCATIONS Corporation MINY Mellon) tn.,. , LeCILLINCE P.,, Pmillic.rm-s>fr ‘INIZA.RWAII. M—000 48534 DB-SDNY-0011358 EFTA_00159143 EFTA01254385 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 14 of 14 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID Rated Galls. bay Yea. Since 1007 DALIAR ItATEDCOMMUNICATIONS OCCGAINC( Clewing liner Penlivatlay owned aikido./ of Ilte Make. Mellon Corporation OtIV Melloo) fientint LC. mer0“ rmnA.zt4NgaGM_00048535 DB-SDNY-00 11359 EFTA_00159144 EFTA01254386 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 THE HAZE TRUST UAD 02! 09/ 99 JEFFREY EPSTBN DARREN K IN DYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMASVI 00802 Your Investment Specialist. JOSHUA SH OSHA N Dtutvke Lint PtIsair Marit. MI../ (me,' Mulcts (O.nart Woos Clung NM ft ? ;105 Clue. 1 /0 8.$ at June 1, 2018 - June 30 2043 Account Number: Portfolio at a Glance TlisPerhd Year4wIlialt BEGINNINGACCOUNT VALUE No Cash Deposits ad Withdrawals $18,970,508.88 67,978.48 818,370,824.99 816,437.14 Adjusted Previous Account Value Dividends. Interest and Other Income Other Transacltons Net Change in Portfolio' 19,038,485.34 17,905.31 8.00 283 715 78 19,187,262.13 398,87416 40.00 .245 998 46 EN DINGACCOUNT VALUE 319,31a4.3_81M0,098.43 Accrued Interest Estimated Annual Income 456,320.11 5815,254.08 'NW Change in Portfolio is the difference between the ending account value and beginning account value alter activity. Asset Summary Pereeni Meet Type Prior veered Last Period lbisPerlod • 18% Cash, Money Funds, and Bank Deposits 4,643,619.22 1,957,100.13 3,419,793.62 O 26% Fixed Income 3,037,500.00 5,058,750.00 5,057,500.00 • 44% Equities 8,392,270.00 9,619,509.88 8,530,576.65 12% Mutual Funds 2,297,435.77 2,335,149.05 2,332,228.16 100% Account Total (Pie Chart) 318,370,824.99 818,970,508.88 819,340,098.43 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL Rated Eiciilent Every Year Since 2007 DALIAR RATED COMMUNICATIONS LXCILLINCI Page ' of Clewing through Pena. . 1.1 re tAtolly owned totaling of The Bank a Mellon CarpotatIon(mNY Mellon) Penhnx 11.C.Fmrtit Pin RA. at!nriptGM_00048536 DB-SDNY-OO1136O EFTA_001591415 EFTA01254387 Summary of Gains and Losses This Period Realized Yeas4a4)ale Unrealized Short-Term Gain! Loss 13390.23 13,290 23 41 958 36 Long-Term Gain! Loss 36.269.06 171.626.41 -310.290 37 Net Gain! Loss -27.021.17 108336.18 -268.332.01 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB° ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency Currency USO Equivelenl per U9) CANADIAN DOLLAR 0.7602 1.3153 HONG KONG DOLLAR 0.1274 7 8452 Exchange rates are based on interbank exchange rates as of 06! 29! 2018. Exchange rates can vary. Money Market Fund Detail Date Activity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield 1.79% Activity Ending: 0 61 291 18 Desaiotkin Mount Bin 06101118 Opening Balance 1,957,100.13 1,957,100.13 06/01/18 Withdrawal MONEY FUND REDEM PTION -114.813.09 1.842.287.04 06/04/18 Deposit MONEY FUND PURCHASE 126.74845 1.969.035.49 06/05/18 Deposit MONEY FUND PURCHASE 101.166.80 2.373.202 29 06/06/18 Deposit MONEY FUND PURCHASE 94.976 36 2.468.178.65 06/01/18 Deposit MONEY FUND PURCHASE 464,853.72 2,933,032.37 06/08118 Withdrawal MONEY FUND REDEMPTION ,913,263.52 2,019,768.85 06/12/18 Deposit MONEY FUND PURCHASE 2,643,744.00 4.663.512 85 06/13/18 Deposit MONEY FUND PURCHASE 1.817.303 84 6.180.816.69 06/20/18 Withdrawal MONEY FUND REDEMPTION -657.724 15 5.823.092 51 06/21/18 Withdrawal M ON EY FUND REDEMPTION -525.876 75 5,297,215.79 06/22/18 Withdrawal M ON EY FUND REDEMPTION -1,882,944.30 3,114,271.49 Page 2 of Is CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID 4 Rated tactile/A (my Year Since 2007 DMA/AWED COMMUNICATIONS EXCluttia Clam. through ILC •%lag owned ittoldisey of The Dinka Mellon Camoembon Ma Mellon) Per c.ig RC. rnet-ter rtrazo..*4/11,1a.GM 000473537 DB-SDNY-0011361 EFTA_00 159 146 EFTA01254388 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Money Market Fund Detail (continued) Date Actenty Type Sweep M oney Market Fund (continued) DEUTSCHEGOVT CASH INSTL (continued) 08/29118 Deposit 06/29/18 Closing Balance Total All Money Market Funds icome a Id Expense Summar, June 1, 2018 - June 30,20 13 THE HAZE TRUST Despite INCOMEREINVEST Amount edam 5,522.13 3,419,793.82 33,419,793.62 33,419,793.62 Curierl Period Yeaple-Dde Taxable Non Tax able Taxable Non Title Dividend Income Equities M oney Market Other Dividends Interest Income Credit Interest Total Dividends, Interest, Income and Expenses Portfolio Holdings U.S. DOLLARS Opening Die CASH, MONEY FUNDS, AND BANK DEPOSITS M oney Market ORITSOIE GOVT CASH itisn 08/01/18 3,419,793.620 N/A 06/29/18 1,957,100.13 3,419,793.82 168.78 14,801.18 Total Money Market 31,957,100.13 33,419,793.62 $168.78 $14,801.16 TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 51,957,100.13 $3,419,793.62 $168.78 314,801.16 5,592.98 5,522.13 7,055.29 0.00 318,170 40 0.00 0.00 0.00 -285.09 4285.09 218,483.68 14,801.16 165,855.01 0.00 3399,139.85 0.00 0.00 0.00 485.09 4265.09 Account Mikity 010110 Ming Acaued Income Way Comet Quimby Number Ending Basco Mince Income This Yeir Yield Yield Account Number CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) 1.73% 119% Page 3 of 18 Rabid ("Logien? (very Yea, Since 2007 DALIAR RATED COMMUNICATIONS ("allINCE Cleating through habit* evened sobsidiary of De Make. Meta Co0NeatIon (MY melon) Perihnx 11.C. nwrion FttatA.flAnaGM_00048538 DB-SDNY-0011362 EFTA_00 159147 EFTA01254389 Portfolio Holdings (continued) U.S. DOLLARS (continued) DeteAcquked Crumtky UnN Cost FIXED INCOM E (In Maturity Date Sequence) Corporate Bonds JISINVISGMBH SR NT REG S WNO US429866AA70 7750%13128120 EVE OTD 1.1/28/13 CALLABLE'S:I/28/13SL PRating B+ Adjusted Cod Basis Market Price 05118118 1,000,000.000 102.5180 05122118 1,000,000.000 102.4050 Total Covered 2.000.000 000 Total 2.000.000 000 ,PM ORGAN CHASE & CO DEP SHSREPSTG /AN PFD SFR 1FIXED TO FM RT BD 5828% 04123158 Ed E DTO 04123/08Moody Rating Er1A3S8 P Rating BBB- 05110/11 %to 3,000,000.000 1112650 Total Corporate Bonds 5,000,000.000 TOTAL FIXED INCOME 5,000,000 000 Date Acquktd Quantity IAN Cod EQUITIES Common Stocks ALPHABET INC CAP STK CL C Dividend Opl ion: Cash 12/05/17 1,000.000 1,014.0150 02102118 1,000.000 1,116.1660 02105118 1,000.000 1,106.0070 Total Covered 3,000.000 Tot al 3,000.000 CARVANA CO CL A Dividend Oplion. Cash 06/18/18 2.500 000 42.7900 06/18/18 5,000.000 44.3400 06/18/18 5.000800 44.0400 1,014,015.20 1,116,166.00 1,106,008.80 3,236,188.00 Sootily Identifier A29866AA7 1,025,483.60 101.7500 Original Cost Basis: 51026,56060 1,024,047.30 101.7500 Original Cost Basis: $1025.000.00 2.049,530 90 $2.049.530.90 Security Identiliet.46625HHA1 3,337,958.33 100.7500 Original Cost Basis: $3,337958.33 85,387,189.23 Market Value 1.017.500 00 1.017.500.00 2.035.000 00 $2.035.000.00 3,022,500.00 $5,057,500.00 85,387,189.23 Cod Baia Market Ric $5,057,500.00 Market Value Scarily Identifier GOOG CUSP 02079K97 1,115.6500 1,115.6500 1,115.6500 $3,236,188.00 Security Identifier: CVNA CUSP 116869132 106,975.00 41 6000 221,699.15 41.6000 220,200.00 41 6000 CONFIDENTIAL - PURSUANT TO FED. R CRI6,1 P. 6(e) 1,115,649.99 1,115,649.99 1,115,650.02 3.346.950.00 53 346,950 00 104,000.00 208,000.00 208.000 00 Unrealized Gainless Amid Est baled Wailed Mend Annual Income Yield .7.983 60 13.341.22 77,500.00 7.61% .6 547 30 13,317.22 77,500.00 7.61% -14.530 90 26.694.44 155.000 00 -814330.90 828694.44 8155.000.00 -315,458.33 29,625.67 174,840.00 5.78% 4329,989.23 $56,320.11 3329,840.00 4329,989.23 $56,320.11 $329.840.00 Unaesized Estimated Eslimaled CAA= Armoire:ems Yield 101,634.79 416.01 9,643.22 110,762.00 3110,762.00 -2,975.00 -13,699.15 -12,200.00 $0.00 Page 4 of 18 Rated timeliest trey Year Since 2007 OM AR MTFO COMMUNICATIONS uctuara Clewing Omagh Peals', tU ica, owned Maid/pry of The Make/ Meta CoWlitlan (11Ny melon) Pen hnxil.C. merter tivRAVVYLOM-00048539 DB-SDNY-0011363 EFT:4_0015914S EFTA01254390 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Dote Acquired Nudity Unit Cod Cod Bads Merkel Price Market Value Unealzad Oddloss Estimated Ed imaled Annual Income Yield EQUITIES (continued) Common Stocks (continued) CARVANA CO CI A (continued) 08118/18 2,500.000 43.5400 108.850.00 41.6000 104,000.00 4,850.00 06/10118 2,500.000 42.6740 106.686 00 41.6000 104,000.00 -2,686.00 06/10/18 2,500.000 43.0850 107.712 93 41.6000 104,000.00 -3,712.93 08119118 2,500.000 42.7520 106.879.20 41.6000 104,000.00 -2,879.20 06119118 2,500.000 42.8400 107.100 00 41.6000 101100.00 -3,100.00 Total Covered 25.000 000 1.086.102 28 1,040,000.00 -46.102.28 Total 25,000 000 $1,086,102.28 $1.040100.00 546.102.28 S0.00 UNITED TECHNOLOGIESCORP COM Security Identifier: UTX Dividend Oplion: Cash CUSP:9130219 06/20/18 15,000.000 125.5300 1,882,944.30 125.0300 1,815,450.00 -7,494.30 42,000.00 223% Total Common Stocks $6,205,234.58 $6,262,400.00 $57,165.42 $42,000.00 Preferred Stocks (listed by expiration date) CITIGROUP INC DEP NIS REPSTG MOON Sourly Identifier C PRIC PFD SER K OW 6.875% PERPETUAL MATY CUSIP: 172967341 PERPETUAL CALL MS/2415.00 Dividend Oplion: Cash 02/03/14 79,000.000 25.3000 1,999,418.90 27.4600 2,169,340.00 189,911.10 135,781.25 825% Total Preferred Stocks $1,999,418.90 $2,189,340.00 8189,921.10 $135,781.25 TOTAL EQUITIES 88,204,853.48 $8,431,740.00 $227,088.52 $177,781.25 Unmixed allraded Eillmated Date Acquired Quantity UM Cod Cod One Market Price Market Value CaddLoso Annual Income Yield M UTUAL FUNDS June 1, 2018 - June 30, 2018 THE HA ZE TRUST /MORGAN FLOATING RATE INCOME FUND Secutity Ideal ilier: SHSX CUSS I CUSP. 4821313 Open End Fund Dividend Option: Reinvest. Capital Gains Option: Reinvest 01/22/13'•5 198,216.056 10.0890 1.999,715.56 9.3300 1,849,355.81 4 50,359.75 73,611 49 398% 02101/13 ' 's 630.057 10.0660 6.342.01 9.3300 5,878.43 483.58 233.98 3.98% CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDgs L Page 5 of 18 Rated hotRent own onto P.Seaay owned (very Year Since 2007 stigma of The Mak deflation DALIAR RATED COMMUNICATIONS Carpotaban(atly MSoo) LaCILLINCI ittelhng 11C.trea-bet Fthatkilkile Ralt-tm-00048540 DB-SDNY-00 11364 EFTA_00159149 EFTA01254391 Portfolio Holdings (continued) U.S. DOLLARS (continued) OeleAcqvirod CultIty Una Cod Cod Bads Market Prim Market Value UNesated Gehrloss lethal ed Annual Income Whaled Yield MUTUAL FUNDS (continued) ?MORGAN FLOATING RATE INCOME FUND (continued) 03101113'•3 711.578 10.0590 7,157.46 9.3300 6,639.01 418.45 264.26 398% 04101113'•3 789.547 10.1090 1,981.19 9.3300 7,366.48 414.71 293.21 3.98% 05101113'3 751.550 10.1290 7$12.14 9.3300 7,01116 400.18 279.10 3.98% 06103113'•3 757.360 10.0890 7$40.69 9.3300 7.066.16 474.53 281.26 3.98% 07101113'•3 668.131 9.9690 6,660.32 9.3300 6.233.67 426.65 248.12 3.98% 08101113'•3 704.609 10.0590 7,087.36 9.3300 6.573.99 413.37 281.67 398% 09103113'•3 709.115 10.0290 7,112.01 9.3300 6,616.60 495.41 263.31 3.98% 10101113'•3 712.100 10.0220 7,136.83 9.3300 6.643.89 492.94 264.45 398% Total Noncovered 204,650.163 2,064,445.57 1,909,386.00 .155,059.57 16,000.91 Reinvestments to Date 45.320.701 9.5590 433,211.89 9.3300 422,842.16 -10,369.73 16,830.76 398% Total Covered 45.320 701 433.211 89 422.842 16 -10.369.73 16.830 76 Total 249,970.864 $2,497,657.46 $2.332,228.16 4165,429.30 $92,831.67 TOTAL M UTUAL FUNDS $2,497,657.46 $2.332,228.16 4165,429.30 $92,831.67 Unrested Accrued &Welted Cad Bath Markel Ville Gelnaost Meted Annuli Income TOTAL U.S. DOLLARS CANADIAN DOLLAR $19,509,593.79 $19,241,261.78 4268,332.01 $56.320.11 $615.254.08 Estimated Desolator Weedy Markel Ms Might Value alff they Yield EQUITIES Common Stocks BOMBARDIER INC CLASS 8 25,000.000 5.2000 130.000 00 CAD Security IdWiner:88D FICA $8,836.65 USD CUSIP. 097751200 Total Common Stocks 130,000.00 CAD 98,836.65 USD 130,000.00 CAD 98,836.65 USD TOTAL EQUITIES TOTAL CANADIAN DOLLAR CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Market Value Coning 130,000.00 CAD 98,836.65 USD Account Number CONFIDO. L Rated Excellent Every Year Since 2007 DALIAR RATED COMMUNICATIONS LXCILLINCE Accrued Interest 0.00 0.00 Page 6 of 18 Clewing through Penist" ~ad sobsidiary De Make. Melba 02000eatI of on (MY WNW Perghnx RC. mentan FlIvRAVVYR7PM-00048541 DB-SDNY-0011365 EFTA_00 I 59150 EFTA01254392 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) June 1, 2018 - June 30,2018 THE HAZE TRUST Untedind Acaued Estarnsted cod Bat Madan Value Gannets Inkiest Annul Income TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS $19,509,593.79 $19,340.098.43 4288,332.01 958,320.11 $815,254.08 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as-noncovered'. Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as fo the accuracy of thisinformation. Pershing has received updated cost besisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. o The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency °mem Caen Reed Income Equities Mutual Funds UMW Cunene/ US COLLARS 3,419,793 5,057,500 8,431,740 2,332,228 19,241,261 USD CANADIAN DOLLAR 0 0 130,000 0 130,000 CAD Total USD Equivalent 3,419,793 5,057,500 8,530,578 2,332,228 19,340,098 USD % of Allocation 18% 26% 44% 12% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number. Page 7 of 18 Rated hatlient Clewing through Perste UC a May owned (my Year Since 2007 sataldiaryof The Basked Medea DALBAR RATIO COMMUNICATIONS CanceatIon(lta /Atka) (1CILL MCC Panama 11.C.n.artat IthRA.EXV +M _00048542 DB-SDNY-0011366 EFTA_00159151 EFTA01254393 Portfolio Holdings Disclosures (continued) Pricing (continued) prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any tees. costs. expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities, and do not address suitability for investment purpose Credit ratings should not be relied upon as investment advice. Page 8 of -8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID 4 Rated Galls. Gary Year Since1007 DALIARIMTEDCOMMUNICATIONS LXCIIMINCE Clewing i—r Pena LI.0 mete/ owned seteldiary of The Bair a Mellon Cemorabon OM Mika) Perillem Marine 48543 DB-SDNY-00 11367 EFTA_00 159 152 EFTA01254394 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period June 1, 2018 - June 30,2018 THE HAZE TRUST Date Dale Reeked Desaipeon Disposed Acquired Designation Disposition Method/ Transadlen Quantity Proceeds Cod Bogs Gin/Less Short Term HONG KONG DOLLAR CUR 06111118 05124118 Noncom( First In First Out! 43.884 200 5.59138 5.592 98 -1.60 Security Identifier. HKD999999 06111118 06111118 Nom:ovine( First In Fast Out! SELL 4.262.568.960 543.102 73 543.230 78 -128.05 06111/18 06111118 Noncovehre First In First Out! SEII 3.439.605 440 438,247.25 438.350 57 -103.32 06/11/18 06111118 Noncovetee Arst In First Out! 68.1 3.335.000.480 424.919.31 425.019 50 -100.19 06/11118 06/11/18 Nonovered. Fist In First Out S&L 3.182.141.000 405.44317 405,538 76 -95.59 Total 14.263.200.080 1,817,303.84 1,817,732.59 428.75 SPOTIFY TECHNOLOGY S 06108/18 05/02/18 Covered First In First Out / S9.1 2.945.000 505,901.63 498,759.81 7,141.82 ED SHS ISHII LU1778762911 06108118 05/10118 Covered Ant In First Out / Sal. 3245.000 557,436.60 504,399.46 53,037.14 Security Identifier. L86817132 06108118 05/30/18 Covered Frit In First Out! SELI. 3.200.000 549,706.35 499134.24 49,772.11 06108118 06/06118 Covered Fret In First Ohl / Sal 6.000.000 1.030.699.42 981,240.00 49.459.42 Total 15,390.000 2,643,744.00 2,484,333.51 159,410 49 AIA GROUP LTD HONG K 06/11118 01/23/18 Covered First In First Out! Sal 59.000.000 543,230.78 508,816.10 34.414 68 INS HK00000 69689 Security Identifier. Y002A1115 CHINA LIFE INSURANCE 06111/18 01123/18 Covered First In First Out! 68.1 151,000.000 438.350.57 507,284.60 -68.934.03 ISMS CNE1300002L3 Security Identifier. Y1477R204 CHINA PAC INSGROUP 06111/18 01/23/18 Covered First In First Out! 68.1 95,400.000 425,019.50 511,931.30 86,911 80 'STEREO SHSH (SINS CNE0000090 7 Security Identifier. Y1052133 MOAN INSURANCE CO 06111118 01/23/18 Covered First In First Out! S9.1 40,500.000 405,538.76 506,379.58 -100,840.82 SSHSH IS1HS CNE1300003X6 Security Identifier. Y69790136 Total Short Term 8,273,187.45 6,338,477.68 13,290.23 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID L4- Rated Extvilent (my Year Sine 2007 DALBAR RATED COMMUNICATIONS EXCELLING( Page 9 of '8 Glenn& (Sough ha tE a" owned subudiarf of The Malta *OW Corporation EILNY Melba) 111•RA.Pknia.GM00048544 DB-SDNY-00113613 EFTA_00159153 EFTA01254395 Schedule of Realized Gains and Losses Current Period (continued) Date Date Reeked Desolation Cispood Acquired Designation Disposition Method' Trantaction Quantity Proceeds Cod Bade Oakum Long Term CitIGROUP INC DEP 511 06101118 10129114 Covered First In First Out! SELL 14,006.000 354,020.57 340,525.08 13,495.49 /ZOO PFD SER C DIY 51% PERPE Original Cost Basis: 340,525.07 TUAL MATY PERPETUAL CALL 04122 06101118 10129114 Covered First In First Out / SELL 1,989.000 50,146.23 48,358.16 1,768.07 Security Identifier. 82967366 Original Cost Basis: 43581 08/04118 10129114 Covered First In First Out f SEL 3,700.000 94,976.36 91,416.13 3,560.23 Original Cost Basis:914€.2 06105118 10129114 Covered Ant In First Out! SELL 18,403.000 464,853.72 447.428.45 17,425.27 Original Cost Basis: 447,428.45 Total 38,158.000 963,996.88 027,72712 36,269.06 Total Long Term 963,996.88 927,727.62 36,269.06 Total Short and Long Term 7,237,184.33 7,264,205.50 -27,021.17 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1988, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1399B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 10 99-8 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to HR.14 24. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warrantieswith respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B. Page 10 of 18 CONFIDENTIAL — PURSUANT TO FED. R ORlIcl. P. 6(e) Account Number CONFIDO. Rated ticellent trey Yew Since 2007 DALIAR MTV) COMMUNICATIONS LXCILUNCI Oswiecim* POT t ab• i ll eo.i"wed soltildlay offltellanicoa Melba Corporation 0INY WWI P U.C.ertn—ber thalkin4lt! soaelvt_00048545 DI3-SDNY-0011369 EFTA_00 I 59 I 54 EFTA01254396 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 M essages June 1, 2018 - June 30,2018 THEHAZETRUST Your statement reflects a substitute payment reimbursement because you received one or more substitute payments last year in lieu of a qualified dividend. This reimbursement is being made because substitute payments do not receive the same preferential tax rate as qualified dividends. We credited your account with an amount equal to 13.33% of each eligible substitute payment. based on the difference between an assumed rate on ordinary income of 25% and the rate for qualified dividends of 15% (10% difference). We amended your reimbursement from 10% up to 13.33% to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as 'Other Income' on Form 1099-M ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you may have received less than 13.33% of the corresponding substitute payment. Since incom e from investment companies may consist partly of non qualified dividend income, your reimbursement was calculated only on the percentage of income that qualifies for the preferential tax rate. If you have any questions regarding your reimbursement, please contact your advisor. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC RulelOb-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (r.. a. ,o.nts s. o,,.: e in Cur/ 8, , Cy) DebitsMO.6A Net ThisPeteed ()edits Yest-to-Date DebileYeer-to-Date Net Year-to-Date Credits iNsPeteed Securities Securities Bought 0.00 4,651,759.07 .4.651.759.07 0.00 -14,049.009.42 -14,049,009.42 Securities Sold 7,749,061.93 0.00 7,749,061.93 11,295,983.50 0.00 11,295,983 50 Total Securities $7.749.061.93 44,651,759.07 $3.097.302.86 $11295.983.50 414.049.009.42 42.753.025 92 Dividends and Interest $18,170.40 4265.09 $17,905.31 $399,139.85 4265.09 $398,874 76 Fees $0.00 48.00 48.00 $0.00 440.00 440.00 Cash Deposits 67,976 48 0.00 67,976 48 816,431.14 0.00 816.437.14 Total Cash $67,976.48 $0.00 $67,976.48 $816,437.14 $0.00 $816 437 14 Totals $7,835,208.81 44.652.032.16 $3,183,176.65 812,511,560.49 414,049,314.51 41.537.754.02 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID 4 Rated Galls. Gary Year Since1007 DAJAR RATED COMMUNICATIONS OCCOMINCE Page 1' of 18 Clewing Ihreesh Peat 11.0 a %lag owned setoldiacy of The Banked Mellon Ceegeraboe &Woo) Peribirm ~Orr ihRA.AWANKet9m—OW4 0546 DB-SDNY-00 11370 EFTA_00159155 EFTA01254397 Transactions by Type of Activity Prom* Trade; Settlement Transaction Date Date Activity Type Securities Bought and Sold Description Quantity Price Acaued interest Amount Carrency 06/01/18 05130118 PURCHASED SPOTIFY TECHNOLOGY SA REGISTERED SHSISINt LU1778762911 3.200 000 156.1894 X99.934.24 USD SPOT UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/01/18 05130118 SOLD CITIGROUP INC DEP SHS REPSTG Yt00 PFD SER C OW 5.8% -15,127000 25.1500 379,834.01 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/13(425.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT 06101/18 05130/18 SOLD CITIGROUP INC DEP WS REPSTG 61300 Ff0 SER C DIV 5.8% -210.000 25.2171 5.287.14 USD C PRC PERPETUAL MAC( PERPETUAL CALL 04/22/13a2S.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06104/18 05131/18 SOLD CITIGROUP INC DEP SHSREPSTG 11100 WO W.R C DIV 5.8% -2,147.000 25.1594 53,930.66 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/1425.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06104/18 05131118 SOLO CITIGROUP INC DEP SHSREPSTG Yt00 Ff0 SER C DIY 5.8% -2,898.000 25.1700 72,825.79 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/ [email protected] UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT 06105/18 06101118 SOLD CITIGROUP INC DEP SHS REPSTG Yt00 PFD SER C DIV 5.8% -14006.000 25.3166 354,020.57 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/05/18 06101/18 SOLD CITIGROUP INC DEP SHSREPSTG 61300 PF0 SER C DIY 5.8% -1,989.000 25.2521 50,146 23 USD C PRC PERPETUAL MATY PERPETUAL CALL [email protected] UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/06/18 06104/18 SOLD CITIGROUP INC DEP SHSREPSTG 1100 Ff0 SER C DIY 5.8% -3.760 000 25.3000 94,976.36 USD C PRC PERPETUAL MAT? PERPETUAL CALL 0412211025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 06107/18 06105/18 SOLO CITIGROUP INC DEP SHSREPSTG 11300 Ff0 SER C DIV 5.8% -18,403.000 25.3000 464,853.72 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/t(42500 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT OMV)8 0610/9 PURCHASED SPOTIFY TECHNOLOGY SA REGISTERED SHS 'SIN. LU1778762911 6.000.000 163.5000 981,240.00 USD SPOT UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT Page '2 of '3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO. 4 Rated Galls. twery Yew Since 2007 DMIM ILATID COMMUNICATIONS UMIAK( Charing through Penis I. Sti m . away owned winter of Ns Molt el Mellon Corporation Om Mellon) _00048547 Pershing ll.C.nverper DB-SDNY-0011371 EFTA_00159156 EFTA01254398 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) June 1, 2018 - June 30,2018 THE HAZE TRUST Process, Seillemeni Date Trade; Transadlon Dale Adivily Type Description ()middy Price Accrued Interest Amount Currency Securities Bought and Sold (continued) 06112/18 06108/18 SOLD SPOTIFY TECHNOLOGY SA REGISTERED SHSISINSLU1778762911 -15.390.000 171.8254 2.643.744 00 USD SPOT UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06113/18 06111118 SOLD HONG KONG DOLLAR -14.263.200.080 7.8485 1,817,30384 USD 06/13/18 06111/18 SOLD ALA GROU P LTD HONG KONG SHS IS NO H KO 0 0 0 0 69689 -59.000 000 72.4336 1.262.568 96 H K0 1299.HK ALLOCATED ORDER YOUR BROKER ACTED AS AGENT AS OF 543,230.78 USD 06/1,2013 06113/18 06/11/18 SOLD CHINA LIFE INSURANCE CO H SFIS ISINOCNEt00002L3 -151.000.000 22.8377 3,439,605.44 HKD 2628:HK ALLOCATED ORDER YOUR BROKER ACTED AS AGENT AS OF 138,350 57 USD 06/11'2013 06113/18 06111118 SOLD CHINA PAC INS GROUP CO LTD REGISTERED SHSH -95.400 000 35.0484 3,335,000.48 HKD 2601HK ISINB CNED0000907 ALLOCATED ORDER YOUR BROKER 125,019.50 USD ACTED AS AGENT AS OF 06/79201 06/13/18 06/11/18 SOLO PING AN INSURANCE CO LTD SHARES SHS H 40.500 000 78.7744 3.182.141.00 HK0 2313.HK ISINSCNED00003X6 ALLOCATED ORDER YOUR BROKER 405,538 76 USD ACTED AS AGENT AS OF 06111211 06/20/18 06/18/18 PURCHASED CARVANA CO CL A UNSOLICITED ORDER ALLOCATED ORDER 2.500 000 42.7500 -106,975.00 USD CVNA YOUR BROKER ACTED AS AGENT 06/20/18 06118/18 PURCHASED CARVANA CO CI A UNSOLICITED ORDER AVERAGE UNIT PRICE 5.000 000 44.2998 -221.699.15 USD CVNA TRANSACTION YOUR BROKERACTED ASAGENT 06/20/18 06118/18 PURCHASED CARVANA CO CI. A UNSOLICITED ORDER ALLOCATED ORDER 5.000 000 44.0000 -220.200.00 USD CVNA YOUR BROKER ACTED AS AGENT 06120/18 06118/18 PURCHASED CARVANA CO CL A UNSOLICITED ORDER ALLOCATED ORDER 2,500 000 43.5000 -108,850.00 USD CVNA YOUR BROKER ACTED AS AGENT 06/21/18 06119/18 PURCHASED CANADIAN DOLLAR 129.050 000 1.3272 -97,233.53 USD 0 ernii 8 06119/18 PURCHASED BOMBARDIER INC CLASS B UNSOLICITED ORDER ALLOCATED 25.000 000 5.1120 -129.050.00 CAD BBD B:CA ORDER YOUR BROKER ACTED AS AGENT ASOF 06/1/201 -97,249.43 USD 06/21/18 06119/18 PURCHASED CARVANA CO CL A UNSOLICITED ORDER 2,500.000 42.6344 -106.686.00 USD CVNA 06121/18 06119/18 PURCHASED CARVANA CO CI. A UNSOLICITED ORDER AVERAGE UNIT PRICE 2,500 000 43.0451 -107,712.93 USD CVNA TRANSACTION YOUR BROKER ACTED AS AGENT 06121/18 06119/18 PURCHASED CARVANA CO CL A UNSOLICITED ORDER AVERAGE UNIT PRICE 2,500 000 42.7116 -106,879.20 USD CVNA TRANSACTION YOUR BROKER ACTED AS AGENT CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO. L4 Rated ['mental fray Year Since 2007 OMAR MITO COMMUNICATIONS EXall(Na Page 13 of '5 Clewing It i tt Pershow4S.Arz iered sc CarporatIon Mellon) A PerchnglIC.nwt-txt fthRA.RYkOha91" 00048548 DB-SDNY:00 11372 EFTA_00159 157 EFTA01254399 Transactions by Type of Activity (continued) Process Trade; Settlement Transaction Date Dale Activity Type Securities Bought and Sold (continued) 06/21/18 06119/18 PURCHASED CVNA 06122/18 06120/18 PURCHASED UTX 06/28118 REINVESTCASH INCOME .PHSX Description CARVANA CO CI A UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT UNITED TECHNOLOGIESCORP COM UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT YMORGAN FLOATING RATE INCOM E FUND CLASS I 24922.4800 SHRSSHRS PURCH. AT S9 34000 RD 06126 PD 06/28/1 Quantity Price 2.500.000 42.8000 15.000.000 125.4896 755.384 Accrued Interel Amount Currency •107.100.00 USD 4,882,944.30 USD -7,055.29 USD Total Securities Bought and Sold CANADIAN DOLLAR TOTAL USD EQUIVALENT HONG KONG DOLLAR TOTAL USC EQUIVALENT U S. DOLLARS Dividends and Interest 06108/18 FOREIGN SECURITY DIVIDEND RECEIVED t299:HK 06120/18 06119/18 CASH DEBIT INTEREST USD999997 06/28/18 CASH DIVIDEND RECEIVED .PHSX 06/29/18 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest HONG KONG DOLLAR TOTAL USC EQUIVALENT U.S. DOLLARS Fees 06/01/18 06/01/18 FOREIGN CUSTODY FEE AAIGF FOREIGN CUSTODY FEE 59000.00 SHARES AIA GROUP LTD HONG KONG SHS ISINK HK00000 69689 FOREIGN SECURITY DIVIDEND RECEIVED RD 0524E PC 06089 AS OF 051241E CASH DUE INTEREST FOR IDEBIT DAYSAVBAL 93172.67 RATE 9250 05.22-9 TO 05.22-1 PMORGAN FLOATING RATE1NCOME FUND CLASS I 24922.4800 SHRS RD 06126 PD 06/28/1 DEUTSCHEGOVT CASH Fgn Safekeeping MAY 201 CUSP Y002At 2-5 Fgn Safekeeping MAY 201 CUSP. Y1477120-4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 0.00 -129.050.00 CAD 0.00 17,249.43 USD 0.00 14219815.88 HKD 0.00 1.812.139.61 USD 0.00 1,382412.68 USD 0.00 0.00 0.00 Account Number: CONFID 43,884 20 HKD 2592 98 USD -265O9 USD 7.055.29 USD 5.522.13 USD 43,884.20 H KO 5.592.98 USD 12,312.33 USD -2.00 USD -2.00 USD Page '4 of "8 Rated [smitten Clewing through Perste*** owned trey Yew Since 2007 sobsidlary of The Ilat*a Mellon DAMARRAITO COMMUNICATIONS CarporatIon(ONY Mellon) t ,. , i , LVALLINCI Perchnx 11.C.nwt-tan IthRA.RWYLII9M- 000 48549 DB-SDNY-0011373 EFTA_OO159158 EFTA01254400 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 T a n sact ions by Type of Activity (continued) June 1, 2018 - June 30,2018 THE HAZE TRUST Protein Dean Settlement Tientadlon Clete Date Activity Type Desaiplion Donny Rio Awued Wetted Amount Cuttenq Fees (continued) 08/01/18 FOREIGN WSTODY FEE Fgn Safekeeping NAY 208 CUSP Y1505I- .3 -2.00 USD CHPXF 06101/18 FOREIGN CUSTODY FEE Fgn Safekeeping NAY 208 CUSIP. Y69790.13.5 -2.00 USD RAW Total Fees - U.S. DOLLARS 0.00 4.00 Cash Withdrawals and Deposits 06/07/18 FEDERAL FUNDS RECBVED NSW BANK USA, NATIO 40925 67,976.48 USD USD999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 67,976.48 Total Awued Interne Tots Amount Trensadions %mein Tots Accrual Meted Told Amount 0Jirency USD Equivalent USDEquivalent CANADIAN COLLAR 0.00 -129,050.00 CAD 0.00 47,249.43 HONGKONG DOLLAR 0.00 14283,200.08 HKD 0.00 1,817,732.59 U.S. DOLLARS 0.00 1.482.893.49 USD 0.00 1.462.693.49 The price and quantity displayed may have been rounded. Client Service Information You Investment SpedaDet: ENJ Cooled Information JOSHUA SHOSHAN Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Husby CONFIDO. L Rabid Eic•Ilent Erin Yet Since 2007 DALIAR RATED COMMUNICATIONS VICILLINCI Page 15 of 18 Clewing through Pee/ corned SASS." of Ile Mak enAelloa CoOXwinbanaltly MAW 00048550 Per Oita U.C.rneMer DB-SDNY-0011374 EFTA_00159159 EFTA01254401 Your Account lnformati TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC 0 EU VERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. 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For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You ere advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the Page 16 of 18 CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Account Number: CONFIDO. L Rated Excellent Clewing demur Pflelati volay ~cal Crew Year Since 2C07 atolls" drat lanleAellon DIOAR RATED COMMUNICAT*16 corpototton (wa Ammon) EXCILLINCE Perthnx U.C. m FI erger NRMMIel lel- 00048551 DB-SDNY-0011375 EFrA_00159160 EFTA01254402 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) June 1, 2018 - June 30,2018 THE HAZE TRUST Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the coialforbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows. Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page'? of •e, Account Number: CONFID 4 Rated Gallen, Claming liner *, U••miay owned Eery Since 2007 satosIdlity of fleetk ongellon DALIARPATIEDC0INAUNICAll0NS Corporation OM Alden) EXCELLENCE PeeNettl tC. mown, finitn.ilWqa9m_000473552 DB-SDNY-00 11376 EFTA_00159161 EFTA01254403 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT Of ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS r• ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING" FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET WUCER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR PNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WVVW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADOITIONAL DISCLOSURES: WWVV.PERSHING.COMDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS- RULE 607(AX1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (M380). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HI3H QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F Ala OF THE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-MG IMMEDIATELY IN WRITING SY CERTIRED MAIL TOONE PERSHNG RASA JERSEY CITY, NJ 07399, ATTN LEGAL DEPT CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) Account Number. CONFID L Rats hotlist (my Yes Sins 2007 DAMS RATED CCAIMUNICATIONS UEELLMICE Page '8 of '8 Cleats Hear Perth LLC a Say owned sataldiary of The BASS Melba Cowman awir memo) Pent ma LLC.rnat-Its FINRAARNYIELGM-000 48553 DB-SDNY-0011377 EFTA_00 159162 EFTA01254404 lril Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 THE HAZE TRUST UAD 02! 0 9/ 9 9 JEFFREY EPSTBN DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 0 0 80 2 Otuttzke Sant Prinein aVrallt. kg4.16 (men N . Inc Toll Ira 1141.-417 5541S 04Ittl SS4t May 1,2018 M ay31 201B Account Number: Portfolio at a Glance TbieFerled YeeMo-Date Your Investment Specialist. BEGINNINGACCOUNT VALUE 318,486,782.53 818,370,824.99 JOSHUA SHOSHAN No Can Deposits ard Withdrawals 287,473.25 748,460.66 Adjusted Previous Account Value 18,734,255.78 19,119,285.65 Dividends. Interest and Other Income 182,723.17 380,969.45 Other Transactions 4.00 42.00 Net Change in Portfolio' 73 537 91 -529,714.24 EN DINGACCOUNT VALUE mationo Accrued Interest $28,347.78 Estimated Annual Income 5663,102.57 Asset Summary 'Nei Change in Portfolio is the difference between the ending account value and beginning account value after activity. le Ea Per eel And Type Prim Year-Bod tad Period Ibis Period 10% Cash, Money Funds, and Bank Deposits 4,843,819.22 1,053,517 45 1,957,100.13 27% Fixed Income 3,037,500.00 3,022,500.00 5,058,750.00 51% Equities 8,392,270.00 12,053,744.59 9,819,509.88 12% Mutual Funds 2,297,435.77 2,337,020.49 2,335,149.05 100% Account Total (Pie Chart) $18,370,824.99 816,466,762.53 818,970,508.86 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID I AL4 Wed ticellent begs Year Since 2007 DAllIAR WIG C0MMUNCATI0NS UMIAK( Page ' of '8 Clewing through knits WL owned subsidiary of The IMMO Mellon CarpotatIon Mellon) P nxil.C. nner-ber Ithttn.WIlinet9m—Ouv48554 DB-SDNY-001 1378 EFTA_00159 163 EFTA01254405 Summary of Gains and Losses This Period Realized Yeas40-Dale Unrealized Short-Term Gain! Loss 0.00 0.00 13,152 15 Long-Term Gain/ Loss 135,357.35 13535735 -281.263.79 Net Gain! Loss 135357.35 135357.35 -268,111.64 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB" ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table iiency CHINA RENM INBI HONG KONG DOLLAR Exchange rates are based on interbank exchange rates as of 0 5/ 311 2018. Exchange rates can vary. CO irency US0 Equivalent per USD 0.1562 6.4010 0.1274 7 8439 Money Market Fund Detail Date Activity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield 168% Activity Ending: 0 51 3V 18 Desaintien Mount Win 05101/18 Opening Balance 1,053,517.15 1,053,517.45 05/02/18 Deposit MONEY FUND PURCHASE 118.192.00 1.172.009.45 05104118 Withdrawal MONEY FUND REDEMPTION 498.759 81 673.24914 05/11/18 Deposit MONEY FUND PURCHASE 857.417,13 1.530.666 77 05/14118 Withdrawal M ON EY FUND REDEM PTION -178,848.13 1,351,818.64 05/15/18 Deposit MONEY FUND PURCHASE 591,123.92 1,942142.56 05116118 Deposit MONEY FUND PURCHASE 88,633.66 2,031,576.22 05/17/18 Deposit MONEY FUND PURCHASE 17.541.59 2.049.117.81 05/18/18 Deposit MONEY FUND PURCHASE 928128.52 2.977.116.33 05/22/18 Deposit MONEY FUND PURCHASE 76.369 50 3,053.515 83 05123/18 Withdrawal M ON EY FUND REDEMPTION -1,031,716.67 2,021,799.16 05124/18 Withdrawal M ON EY FUND REDEM PTION 421,220.14 1,200,579.02 05125/18 Deposit MONEY FUND PURCHASE 103.969.59 1,304,548.61 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO Page 2 of 18 Rated Gallen, Claming *sour Pa*, U •okily owned Eery Year Since 2007 soisIdlity of Tits lank onIellon DALIARPATEDCOMMUNICATIONS Corp./melon OM Alston) EXCELLENCE PeeNittlIg.inente, 00048555 DB-SDNY-00 11379 EFTA_00159164 EFTA01254406 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Money Market Fund Detail (continued) VI ay 'I, 2018 - M ay 31, 20 18 THE HAZETRUST Dale Activity Type Description Amount Ulna Sweep M oney Market Fund (continued) DEUTSCHEGOVT CASH INSTL (continued) 05128/18 Deposit MONEY FUND PURCHASE 471,647.95 1,778,198.56 05130118 Deposit MONEY FUND PURCHASE 29,508.21 1,805,704.77 05131/18 Deposit MONEY FUND PURCHASE 149,171.89 1,954,876.46 05/31/18 Deposit INCOM E REINV EST 2,223.87 1,957,100.13 05/31/18 Closing Balance $1,957,100.13 Total All Money Market Funds $1,957,100.13 Income and Expense Summary Current Period Taxable Non Taxable Yea4n-Data Taxable Non Taxable Dividend Income Equities 33,945.35 010 212,890.70 0.00 Money Market 2,223.87 0.00 9,279.03 0.00 Other Dividends 126,554.15 0.00 158,799.72 0.00 Total Dividends, Interest, Income and Expenses $162,723.17 $0.00 $380,989.45 $0.00 Portfolio Holdings U.S. DOLLARS Accost Opening Dale Duality Number Adtilty Ending 4404 Balsa CNN Biala Accrued Income Income This Yeir 30-Day Yield Current Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHEOMITCASH INSTL 05101/18 1,957,100.130 N/A Oaths 1,053317.45 1,957,100.13 0.00 9,279.03 1.65% 68% Total Money Market 61,053,517.45 $1,957,100.13 $0.00 $9,279.03 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,053,517.45 $1,957,100.13 $0.00 $9,279.03 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Page 3 of 18 Rated Excellent (my Yew Since 2007 DMIAR MUD COMMUNICATIONS EXCWANCE Clewing through Pertly 1.1 4 .11Key evened sobsidiary of The Mak enAellai CarporatIon (OM Mellon) Perihnx 11.C.nnt-to FtuRASPAELGM—°°° 48556 DS-SDNY-0011380 EFIA_00159165 EFTA01254407 Portfolio Holdings (continued) U.S. DOLLARS (continued) OeteAcqtited Ouantky Unk Cost Mated Cod Bads Market Price Market Value Untested alintloss Acaued Estimated Eallinaled Interact Annual Income Yieicl FIXED INCOME (In Maturity Date Sequence) Corporate Bonds SS INA'S GM 86 SR NT REG S ISIN1USA29866AA70 7750%13128120 EVE OTD 1.1/28/0CALLABLED/28/1368 P Rating 8+ Secarity Identifier. A29866AA7 05118118 1,000,000.000 102.6330 1.026.325.75 102.0000 1.020.000.00 .6,325.75 6,888.89 77,500.00 7 59% Original Cost Basis: $1026,550.00 05122118 1,000,000.000 102.4840 1,024,841.36 102.0000 1.020.000 00 4,841.36 6,888.89 77,500.00 7.59% Original Cost Basis: $1025000.00 Total Covered 2.000.000 000 2.051,167 11 2.040.000 00 -11,167.11 13.777.78 155.000 00 Total 2.000.000 000 sia ORGAN CHASE & CO DEP SHSREPSTG $2.051.167.11 Security Identifier. 46625HHAl $2.040.000.00 -$11.167.11 61311218 5155.000.00 /13TH PFD SFR 1FIXED TO RIG RT BD 5.828% 04123158 II/E DID 04/23/081/ nod y Rating Baa3 58 P Rating BBB- 05110/11 %to 3,000,000.000 111.2650 3,337,958.33 100.6250 3,018,750.00 319,208.33 14,570.00 174,840.00 579% Original Cost Basis: 53,337958.33 Total Corporate Bonds $5,389,125.44 $5,058,750.00 4330,375.44 $28,347.78 $329,840.00 5,000,000.000 TOTAL FIXED INCOME $5,389,125.44 $5,058,750.00 4330,375.44 $28,347.78 $329,840.00 5,000,000 000 UnteaRzed Estimated Ealimated Cate Acgolitd Ousatay IAN Cost Cod Bads Market Ma Market Value Gabflom Annual Income Yield EQUITIES Common Stocks SPOTIFY TECHNOLOGY SA REGISTERED $11$ ISINt 1U1178752911 Dividend Opl ion: Cash Security Idealilier SPOT CUSIP.L868ff/02 05102/18 2,945.000 169.3580 498.759.81 1571100 464,455.95 -34.303.86 05/10/18 3,245.000 155.4390 504.399 46 157.7100 511,768.95 7,369 49 Total Covered 6.190.000 1.003,159 27 976,224.90 -26.934.37 Total 6.190 000 $1.003,159 27 $976,224.90 •$26.934.37 $0 00 AIA GROUP LTD HONG KONG Secur4y Identifier. AAIGF SH5151N$H140000069689 CUSP Y0024105 Dividend Oplion: Cash 01123118 59,000.000 8.6240 508,816.10 9.1800 541,620.00 32,803.90 11,189 32 206% CONFIDENTIAL - PURSUANT TO FED. R CRIKA. P. 6(e) Page 4 of Rated Excellent Clare...through Penh U lgoasaat ovni•d (very Year Since 2007 Mallory of De Make. Melba DALBAR RATED COMMUNICATIONS CaoporatIon (MY Mellon/ LXCILLINCI Per Ihnx 11.C. rrertan FINRAVVYLEIGM-00048567 DS-SDNY-0011381 EFIA_00159166 EFTA01254408 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) DereAcquired Nudity UM Cod Cut Basis Market Price Market Value llniealaed Gain Loss Estimated Estimated Annual Income Yield EQUITIES (continued) Common Stocks (continued) ALPHABET INC CAP SIX CL C Dividend Option: Cash SecnSy Identifier: GOOG CUSP. 020791037 12105117 1,000.000 1,014.0150 1,014,015.20 1,084.9900 1,084,989.99 70,974 79 02102118 1,000.000 1,116.1660 1,116,166.00 1.084.9900 1684,989.99 -31.176 01 02705/18 1,000.000 1,106.0070 1,106,006.80 1,084.9900 1,084,990.02 -21 016 78 Total Covered 3,000.000 3.236.188.00 3,254,970.00 18 782 00 Total 3.000 000 53.236.188.00 $3.254,970.00 $18.782 00 $0.00 Total Common Stocks $4.148,163.37 54.772.814 90 824 651 53 $11,189.32 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG11000TH Securdy Identifier C PRK PFD SER K ON 6.875% PERPETUAL MATT CUSP 172967341 PERPETUAL CALL IV S12302510 Dividend Opl ion: Cash 02103114 79,000.000 25.3090 1.999.418 90 27.1400 2,144.060 00 144,641 10 135,781.25 6.33% CITIGROUP INC DEP SHS REPSTG 21300 Security Identifier C PRC PFD SER C DW 5.8% PERPETUAL MATT CUSP. 172967366 PERPETUAL CALL 04122/13025.00 Dividend Opl ion. Cash 10729114 58,540.000 24.3130 1,423,271.31 25.1400 1,471,696.60 48,424 29 84,883.00 516% Total Preferred Stocks $3,422,690.21 83,615,765.60 $193,065.39 $220,664.25 TOTAL EQUITIES $8,170,863.58 $8,388,570.50 $217,716.92 $231,853.57 May 1, 2018 - May 31,20 13 THE HAZE TRU ST Rated [scented Lary Year Since 2007 DALIAR RAM COMMUNICAT.316 C0allttla CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of la ckie.:1!:".7g1Z:::111iliterd cumutax.reHrukew redrugitc.flxrt.criheAlikqe63PLOCO 48558 DB-SDNY-0011382 EFIA_00159I67 EFTA01254409 Portfolio Holdings (continued) U.S. DOLLARS (continued) ple Acquigal MUTUAL FUNDS JRAORGAN FLOATING RATE INCOME FUND CLASS' Open End Fund Dividend Option: Reinvest; Capital Gams Option: Reinvest Seedily Identifier ,PHSX CUSIR 48121113 01/22/13 ..3 198216.056 10.0890 1,999,715.56 9.3700 1,851.284.45 ,142,431.11 73276.50 394% 02/01/13" 630157 10.0660 6,342.01 9.3700 5.903.63 -438.38 232.92 314% 03/01/13 711.578 10.0590 7,157.46 9.3700 6.667.48 48918 263.06 314% 04/01/13" 789.517 10.1090 1,981.19 9.3700 1,398.06 483.13 291.88 3.94% 05/01/13" 751.550 10.1290 7,612.14 9.3700 7.042.02 170.12 277.83 314% 06103/13" 757.360 10.0890 7,640.69 9.3700 7,096.47 144.22 219.98 314% 07/01/13" 668.131 9.9690 6,660.32 9.3100 6260.39 499.93 246.99 314% 08/01/13" 704.609 10.0590 7,087.36 9.3700 6,60219 485.17 260.48 394% 09103/13" 709.175 10.0290 7,112.01 9.3700 6,644.97 467.04 262.17 314% 10/01/13 ..3 712.100 10.0220 1,136.83 9.3700 6,672.38 464.45 263.25 314% Total Simmered 204,650.163 2,064,445.57 1,917,572.04 -146,873.53 75,655.06 Reinvestments to Date 44,565.317 9.5630 426,156.60 9.3700 417,577.01 4,579.59 16,474.91 314% Total Covered 44,565.317 426,156.60 417,577.01 -8,579.59 16,474 91 Total 249,215.480 $2,490,602.17 $2.335.149.05 -3155,453.12 192.129 97 TOTAL MUTUAL FUNDS $2,490,602.17 $2.335.149.05 -$155 453 12 392.129 97 Unrealized And Winded Cod Buis Market Value Gain Loss !Merest Annual Income Ousatity Unit Coq Unrealized Cad Dada Maraca Price Market Value Gaifloss WSW Weeded Maud Income Yield TOTAL U.S. DOLLARS CHINA RENM INBI Description $18,007,681.32 $17 739.569 68 4268.111 64 $28,347.78 $663.102.57 Cleenlity Market Rice Market Value Currency EQUITIES Common Stocks CHINA PAC INS GROUP CO LTD REGISTERED SHSH ISINt CNED0000907 Security Id eotifier: 260 tHK CUSP: YE052D3 Total Common Stocks 2,643,536.77 CNY 95,400.000 27.7100 2,643,53617 CNY 412,300.58 USD 412,300.58 USD TOTAL EQUITIES 2,643,536.77 CNY CONFIDENTIAL - PURSUANT TO FED. R CRI6/1 P. 6(e) 412,300.58 USD Account Note; CONFIDO. L Estimated Yield Page 6 of 18 Rated [strata? Clewing %trough Perttlay owned (very Year Since 2007 stoney of The Make nAelloa DALIAR RATED COMMUNICAT*16 Carpotabon(UNY Mellon) VICILLINCI Perthrw U.C.nwrivere inceatigneceM-00048559 DS-SDNY-0011383 EFIA_00 I 59168 EFTA01254410 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings (continued) CHINA RENM INBI (continued) M ay 1,2018 - M ay 31, 2018 THE HAZE TRUST Markel Velee Outing Awned lateral TOTAL CHINA RE IM INBI HONGKONGDOLLAR 2,843,536.77 CNY 0.00 412,300.58 USD 0.00 Deeded Desmpuer (MN d y Merkel Pike Merkel Velue Currency Yield EQUITIES Common Stocks CHINA LIFE INSURANCZ CO II SHS 151.000 000 21 S 000 3,306,900.00 HKD INN* CNED000021.3 421,586.72 USD Security Id eelifier: 2628:NK CUSP Y/1778204 PING AN INSURANCE CO IT0 SHARESSHS H 40,500.000 76.9000 3,114,450.00 HKD ISMS CRE1100003X6 397,051.88 US0 Security Ideolilier: 2313:HK CUS1P: Y69790116 Total Common Stocks 6,421,350.00 HKD 818,638.60 USD TOTAL EQUITIES 6,421,350.00 HKD 818,638.60 USD lenket Value Currency Aimed Mere* TOTAL HONG KONG DOLLAR 6,421,350.00 HKD 818,638.60 USD 0.00 0.00 WSW Accrue Estimated Coates. Markel Value Wailes Intend Metal lame TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS 518,007,681.32 518,970,508.86 4268,111.64 528,347.78 5663,102.57 Noncovered under the cost bads rules as defined below. CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) Account Note; CÖ FIDg L- Reed Welt« ben/ Yee Since 20O7 DALBAR RATED COMMUNICATIONS IXCILLINC( Page 7 of 18 among through Petakenvmed "Midi's‚ of roe ionic el nAellea exPentbon Sly Melon) Peihnx 11.C. menter FrietAgeXtelt 00048560 DB-SDNY-0011384 EFTA_00I 59169 EFTA01254411 Portfolio Holdings (continued) Generally, securities acquired before 2011 in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998. the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. c Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided fo us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency OJ henry Cacti Reed Income &plies mutualFunds Total by OIfteflry U.S. DOLLARS 1.957.100 5,058.750 8,388.570 2,335,149 17.739,569 USO CHINA RENM IN8I 0 0 2.643.536 0 2.643.536 CNY HONG KONG DOLLAR 0 0 6,421,350 0 6,421,350 NW Total USO Equivalent 1,957.100 5.058,750 9,619,509 2,335,149 18,970,508 USD % of Allocation 10% 27% 51% 12% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THE AS OF PRICE DATEONLY APPEARS W HEN THEPR10EDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Page 8 of '3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO' 4 Rated Guinea. Clewing through Pena LI.0 a ..*owned Every Yeas Since 2007 sat elate el Die ea *I Mellon DAUM RATED COMMUNICATIONS Caporabon eeNY Melee) UMIAK( Peshint MLitt/nen, F men. tlelkmliatiolvl_00048561 DB-SDNY-00 11385 EFTA_00159170 EFTA01254412 O Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) VI ay 1,2018 - May31,2018 r HE HAZE TRUST Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. &piring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number CONFIDO AL Rated Litrilent (rely Year Sint 2CO7 DALBAR RATED COMMUNICATIONS IXCILLINCE Page 9 of '8 Clam. livens!. Penh LI.0 a witoet owned subsidiary of The lank Mellon Corporation (MY Mellon) P.,,P4n4 '1INIZA.PkripteM_00048562 DB-SDNY-00 11386 EFTA_00I59I71 EFTA01254413 Schedule of Realized Gains and Losses Curren, Period Desaiption Date Disposed Dale gawked Designation Disposition Method/ Tianaction Duality Proceeds Cod Bads Realized Gainaoss Long Term CIT1GROUP INC DEP SH 05109/18 10/28/14 Covered First In First Out? SELL 34.147.000 857.417.13 822.276.84 35.14029 P000 PFD KR COP/ 5.816 PEACE Original Cost Basis: 822276.83 TUAL MATT PERPETUAL CALL 04/22 05110118 10128114 Covered Ant In First Out? SBA. 2.313.000 58.078.08 55.698.20 2.379.88 Security Identifier. 172967366 Original Cost Basis 55598.1 05111118 10128114 Covered Ant In First Out? Sal 12,573.000 315'00.73 302.764.12 12,936.61 Original Cost Basis. 302.76412 05/11/18 10/29/14 Covered First In First Out! SELL 967.000 24,280.81 23310.48 770.33 Original Cost Basis:23.51/47 05111/18 10129114 Covered First In First Out / SELL 10,000.000 251,142,38 243,128.00 8,014.38 Original Cost Basis: 243.27.99 05/14/18 10129114 Covered First In First Out? Sal 2.178.000 54.608.31 52,953.28 1.735.03 Original Cost Basis:52853.27 05/15/18 10129114 Covered Arst In First Out! sat. 700.000 17.541.69 17,018.96 522.63 Original Cost Basis: 17.0195 05116/18 10129114 Covered First In First Out! SELL 37122.000 928,028.52 902,539.76 25,488.76 Original Cost Basis: 902.539.76 05118/18 10/29/14 Covered First In First Out? S&L 50.000 1,250.48 1,215.64 34.84 Original Cost Basis:125.63 05118/18 10129114 Covered First In First Out? SOS 3,000.000 75,119,02 72,938 40 2,180.62 Original Cost Basis: 7293839 05121118 10129114 Covered First In First Out? SELL 109.000 2.72133 2,650.10 79.23 Original Cost Basis:2850.09 05121/18 10/29/14 Covered Arst In First Out? Sal 1.474.000 36,878.99 35.837.07 1.041.92 Original Cost Basis: 15.837.06 05/22/18 10129114 Covered Ant In First Out? SELL 1.752.000 43,869.51 42,596.03 1,273.48 Original Cost Basis:42.596.02 05122118 10129114 Covered First In First Out? SELL 5,030.000 125,899.25 122,293.38 3,605.87 Original Cost Basis: 22.293.38 05123/18 10129114 Covered First In First Out/ SELL 2.991.000 74,923,57 72.719 58 2203.99 Original Cost Basis:72,7158 05/23/18 10129114 Covered First In First Out? SELL 1,160.000 29.046.02 28,202.85 843.17 Original Cost Basis: 28202 84 05124/18 10129114 Covered Arst In First Out? SELL 58.791.000 471.647.95 456.861.82 14.786.13 Original Cost Basis: 456.86182 05/25/18 10129/14 Covered first In First Out? SELL 659.000 16,540.68 16.022.14 518.54 Original Cost Basis: 5.022 A 05125118 10/29/14 Covered Ant In First Out? gal 515.000 12,967.53 12,521.09 446.44 Original Cost Basis: 2.52109 05/29/18 10129/14 Covered First In First Out? SELL 5.929.000 149,171.69 144.150 59 5.021.10 Original Cost Basis:14,51.59 Page 10 of '8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO Rated ticellent Clam. through Pent %lag owned trey Year Since 2007 sobsidlary of The Ilardc a Mellon DALMR RAM COMMUNICATIONS CarporatIon(INY Mellon) LVALLINCI Perchnx 11.C. meet/ fthrzo.. ;40fuet.."-000473563 DB-SDNY-00 11387 EFTA_00159 172 EFTA01254414 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period (continued) May 1,2018 - May31,2018 THE HAZE TRUST Dercription Dale Disposed Dale Acouked Designation Disposition Method TI3Pad ion Quantity Rounds Cost Beds Rafted Crein/Loss Long Term (continued) CITIGROUP INC DID 05/30118" 10129114 Covered first In First Out! sat 15,127.000 379,834.01 387,779.73 12,054.28 (continued) Original Cost Basis: 367,779.72 05/30118" 10129114 Coveted first In First Out! 58.1 210.000 5,287.14 5,105.69 181.45 Original Cost Basis:5,125.68 05131/18' 10/29/14 Covered First In First Out! SELL 2,147.000 53,930.66 52,199.58 1,731.08 Original Cost Basis:5219.58 05/31118" 10129114 Covered Ant In First Out! SBA 2,898.000 72,825.79 70,458.49 2,387.30 Original Cost Oasis: 70,458.49 Total 161,842.000 4,058,799.17 3,923,441.82 135,357.35 Total Long Term 4,058,799.17 3,923,441.82 135,357.35 Total Short and Long Term 4,058,799.17 3,923,441.82 135,357.35 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered" Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 139943 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustmentswhich you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for end makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L RAS Eicelient (wry Year Since 2007 DALBAR RATED COMMUNICATIONS EXCELLENCE Page 11 of 18 ciewng th.o.gm Penh, lit wady ~ad subs.dtary of The Bank 04 Melba Corporation IIIHY Mallon) P fix RCmet-ter FINRAP4XeiGM_00048664 DS-SDNY-0011388 EFTA_00 I 59173 EFTA01254415 Schedule of Realized Gains and Losses Current Period (c ntinued) u These shares are unsettled and have been recently disposed. You will also seethese shares on the Portfolio Holdings section until this transaction has been settled. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out ( FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRSForm 1099-B. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 1)-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown atom base currency) Credits iNs Petted Debits This Period Net This Petted Welts Year-to-Date Debils Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 4,073,527.31 4,073,527.31 0.00 4,397,250.35 4,397,250.35 Securities Sold 3.546.02t.57 0.00 3,546,921.57 3,546,921.57 0.00 3,546,921.57 Total Securities $3.544921.57 43,073,527 31 $473,394.26 $3.546,921.57 49,397,250.35 45,850,328.78 Dividends and Interest $162,723.17 $0.00 $162,723.17 $380,969.45 $0.00 $380,969.45 Fees $0.00 48.00 48.00 $0.00 432.00 432.00 Cash Deposits 267,473.25 0.00 267,473.25 748,460.66 0.00 748,460.86 Total Cash $267,473.25 $0.00 $267,473.25 $748,460.66 $0.00 $748,460.66 Totals $3,977,117.99 43,073,635.31 $903,582.68 $4,676,351.68 49,397,282.35 44,720,930.67 Page 12 of 18 Account Number CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) RAS hottlent (very Yet Since 2007 DALIAR RATIO COMMUNICATIONS ()tallINCE china !through Panel ,/ owned sabsidiar a Ile Mak enAellea in Mellon) Per, nett-bee FINRAVnaGM-00048565 DB-SDNY-0011389 EFTA_00 159174 EFTA01254416 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity vlay1,2018 - May 31,2018 IHEHAZETRUST Process: Trade; Settlement Transaction Dale Dale Adivily Type Securities Bought and Sold Description QuanlAy Price Acaued Interest Amount Correnq 05/04/18 05102/18 PURCHASED SPOTIFY TECHNOLOGY SA REGISTERED SHSISINSLUT/78762911 2,945.000 169.3181 498.759 81 USD SPOT UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 05111/18 05109118 SOLD CITIGROUP INC DEP SHSREPSTG Yl 00 Pf0 C DIV 58% 44.147000 25.1501 857,41713 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/13025.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 05114/18 05110/18 PURCHASED SPOTIFY TECHNOLOGY SA REGISTERED SH S IS LU1778762911 3245.000 155.3989 -504.399.46 USD SPOT UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 05114/18 05110/18 SOLD CITIGROUP INC DEP SHSRBISTG 11300 PFD SER C 51% 4,313.000 25.1500 58,078.08 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025 00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05115/18 05111118 SOLD CITIGROUP INC DEP MS REPSTG 11300 PM SER C OW 51% -13.540.000 25.1500 339.981.54 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/13025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT 05/15/18 05111118 SOLD CITIGROUP INC DEP SHSREPSTG 91100 Ff0 SER C DIV 58% -10,000 000 25.1548 251.142 38 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/SO2500 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 05116/18 05114118 SOLO CITIGROUP INC OW REPSTG 1300 SER C 51% -2.178.000 25.1500 54,688.31 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/ 13©2500 UNSOLICITED ORDER 05117/18 05115/18 SOLD CITIGROUP INC DEPSHSREPSTGY Si 00 PEI SE RC DP/ 5.8% -700.000 25.1000 17,541.59 USD C PRC PERPETUAL MAT? PERPETUAL CALL04/22/1302500 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05118/18 05116/18 SOLO CITIGROUP INC DEP MS REPSTG 1300 PFDSERCDIV51% 47.122.000 25.0400 928.028.52 USD C PRC PERPETUAL MAT? PERPETUAL CALL Olf 22/ [email protected] UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 13 of Account Number: CONFIDO L-- Rated banal Every Yew Since 2007 DAUM PATEDCOMMUNICATIONS EXCELLENCE Clewing *mei Pashltig" owned snislary el The lank a Mellon CorgewatIon ONY Mellon) ar,.. 00048566 Penningint EEC. rrembe, iNRA.1IVI? DB-SDNY-00 11390 EFTA_00 159 175 EFTA01254417 Transactions by Type of Activity (continued) Proass Trade; SettIsmael Transadlon Date Date Activity Type Description Duantily Price Awued 'nivel Amount Carrency Securities Bought and Sold (continued) 05/22/18 05118/18 PURCHASED J3S INYTS GM BH SR NT REG S !SINS USA29866AA70 7150% 1.000.000.000 102.6550 -5.166 67 -1.031.716.67 USD .BSAY4063436 1/28120 WE DEO 812818 CIS YLD 5.788 TO PAR AS OF 05113/2013 05122(18 05118118 SOLD CITIGROUP INC DEP SHS REPSTG 1100 Ff0 C DIV 5.8% -50 000 25.0500 1 250 48 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025.00 UNSOLICITED ORDER 05/22/18 05118/18 SOLO CITIGROUPINC D EP SHS REPSTG11300 Ff0 C 58% -3,000.000 25.0800 75.119 02 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05123/18 05121/18 SOLO CITIGROUP INC DEP SHSREPSTG 11300 Ff0 SER C DPI 5.8% -109.000 25.0800 2.729.33 USD C PRC PERPETUAL MATT PERPETUAL CALL 0 4/ 22/1©25.00 UNSOLICITED ORDER 05/23/18 05121/18 SOLO CITIGROUP INC DEP SHSREPSTG ti 00 Ff0 SER C DIY 5.8% -1.474.000 25.0600 36.878.99 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED ASAGENT 05124/18 05122/18 PURCHASED 26 INYTSGAIBH SR NT RIG S 'SINS USA29866AA70 7150% 1,000,000.000 102.5000 -5.597 .22 -1,030,597.22 USD JBSAY4063435 13/28120 WE DTI) 13/2818 CLB VUNSOL YID 5894 TO PAR AS OF 05/221201 05/24/18 05/22118 SOLD CITIGROUP INC DEP MS REPSTG 1'600 Ff0 C DPI 5.8% -1352.000 25.0800 43169 51 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDER 05/24/18 05/22/18 SOLO CITIGROUP INC DEP SHSREPSTG 01300 PR) SERCDIY 5.8% -5,030.000 25.0700 125,899 25 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05/25/18 05123/18 SOLO CITIGROUP INC DEP MS REPSTG 1'600 Ff0 C DPI 5.8% -2,991.000 25.0900 74.923.57 USD C PRC PERPETUAL MATT PERPETUAL CALL 04!22/1025.00 UNSOLICITED ORDER 05/25/18 05/23/18 SOLO CITIGROUP INC DEPSHSREPSTGY II 00 FfO SERCDIY 5.8% .1,160.000 25.0800 29,046.02 USD C PRC PERPETUAL MATT PERPETUAL CALL OW2/13025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 05/29/18 05/24118 SOLD CITIGROUP INC DEP SHS REPSTG 1100 Ff0 C 5.8% -18.791.000 25.1400 471,647 95 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDERALLOCATED ORDER YOUR BROKER ACTED AS AGENT Page '4 of '6 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO L Rated Galls. bay Year Since1007 DALIARIATEDCOMMUNICATIONS LC:WPC Cleanng It itt ram lii i iiry idred rJNdW Corporation (IINY Melba) PestintllCanentr FINRA.P4111,E,GM 00048567 DB-SDNY-0011391 EFTA_00159 F76 EFTA01254418 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) Nay 1,2018- May 31,2018 rHEHAZETRUST Rotes Trade; Settlement Transaction Date Dale Adivity Type Dna:Sion 0uantily Price Acaued Interest Amount Ormenq Securities Bought and Sold (continued) 05/30/18 05/25/18 SOLD CITIGROUP INC DEP SHS REPSTG 1'000 KO SER C OW 51% 859100 25.1400 16340.68 USD C PRC PERPETUAL MATT PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDERALLOCATED ORDER YOUR BROKERACTED AS AGENT 05130/18 05/25/18 SOLO CITIGROUP INC DEP SHS REPSTG 1/100 PFO SER C DIV 5.8% 815.000 25.2200 12,96733 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04/22/1025.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKERACTED AS AGENT 05/30/18 REINVEST CASH INCOME .PMORGAN FLOATING RATE INCOM E FUND CUSS I 860.486 1,054.15 USD SiiSX 2483541940 SHRSSHRSPURCH. AT 5936000 RD 05/25 PD 05/30/13 05131/18 05129/18 SOLD CITIGROUP INC DEP SHSREPSTG ?MOO PF0 SER C DIV 5.8% -5,929 000 251000 149,171.69 USD C PRC PERPETUAL MAT? PERPETUAL CALL 04122/1025.00 UNSOLICITED ORDERALLOCATED ORDER YOUR BROKERACTED AS AGENT Total Securities Bought and Sold - U.S DOLLARS -10,783.89 473.394.28 Dividends and Interest 05101/18 CASH DIVIDEND RECEIVED 3000000 FM ORGAN CHASE& CO DEP SHSREPSTG 19TH PR) 118300.00 USD 466251111M SERIFIKED TO FLTG RT BD 7.900%04129149 81E OTO 04/2348 CAB RD 04/29 PD 04/30/1 05/15/18 CASH DIVIDEND RECEIVED 79000 SHRSCITIGROUP INC DEP SHS REPSTG 11/00TH PFD 33145 35 USD C PRK SFR K DIV 6.875% PERPETUAL MATT PERPETUAL CALL WS/234)25.00 RD 05/04 PC105/1/1 05/30/18 CASH DIVIDEND RC-COVED PMORGAN FLOATING RATE INCOM E FUND CLASS! 8.054.15 USD PHSX 248354.9940 SHRS RD 05/25 PD 05/30/1 05131/18 MONEY MARKET FUND CEUTSCHEGOVT CASH 2,223.61 USD INCOME RECEIVED PER2320 45 Total Dividends end Interest - U.S. DOLLARS 0.00 162323.17 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page '5 of '8 Account Number: CONFID 4 Rated Gana. (very Yem Since 2007 DAJARPATILDCOMMUNICATIONS EMILIANCE Clewing through PersIsktily owned seteldlary el Th lma& Mellon &emotion (MY Melee) GM_ a Pennine UK. nverver 00048568 DB-SDNY-0011392 EFTA_00159177 EFTA01254419 Transactions by Type of Activity (continued) Process Tiede Settlement Ttansadion Date Date Adivgy Type Description Ouantily Price Acaued leaflet Amount Canonry Fees 05/01/18 FOREIGN CUSTODY FEE Fgn Safekeeping APR 201 CUSP. Y002A71.5 -2.00 USD AAIGF 1/18 FOREIGN CUSTODY FEE Fgn Safekeeping APR 201 CUSP. Y11311240.4 2.00 USD OLF 05101/18 FOREIGN CUSTODY FEE Fgn Safekeeping APR 2013 CUSP Y1505Z-13-3 -2.00 USD CH PXF 05101/18 FOREIGN CUSTODY FEE Fgn Safekeeping APR 20$ CUSP: Y69790.9-6 -2.00 USD PWF Total Fees- U.S. DOLLARS 0.00 -8.00 Cash Withdrawals and Deposits 05/11/18 FEDERAL FUNDS RECBVED PSC BANK USA. NATIO 36876 267,473.25 USD US0999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 267,473.25 Total Value of Transactions -10,763.89 903,582.68 UED The price and quantity displayed may have been rounded. Trades Not Settled SettlerooM Dale Trade Dote Activity Type DesuiptIoe Cleantily Price Acauod Intotett Settlement Amount 06/01/18 05130/18 Bey SPOTIFY TECHNOLOGY SA REGISTERED SHS 3,200.000 156.1894 0.00 499,934.24 IWit LU1778762911UNSOUCITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/01/18 05130/18 Sell CITIGROUP INC DEP &IS REPSTG Y1)00 -75.127.000 25.1500 0.00 379.831.01 PFD SSC DIV 51% PERPETUAL II ATY PERPETUAL CALL 0402/13.25.00 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER 06101118 05130118 Sell CITIGROUP INC DEP SHSREPSTG V 00 -210.000 25.2171 0.00 5.287.14 PFD WIC DIV 51% PERPETUAL II ATV PERPETUAL CALL 04122/M25.00 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION Page 16 of 18 Account Hanby CONFIDENTIAL — PURSUANT TO FED. R CR[9,1. P. 6(e) Rated [smitten hely Yew Since 2007 DALUR WED COMMUNICATIONS EXCELLENCE Cleanng IMO Ravke• a wIlay owned sobsidiary of Me Mak el eAellom CarporatIon OM Melba) Per ihnx 11.C. mnWon IttatAVVYaxelt 00048569 De-SDNY-0011393 EFrA_00159178 EFTA01254420 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Trades N t Settled (continued) May 1,2018-May31,20 19 THE HAZE TRUST Settlement Trade Adivity Date Cite Type Occupies Ono* Price Amed literal Settlement Amount 06104118 05131/18 Sell CITIGROUP INC DEP SNSREPSTG 11700 .2,147.000 25.1594 0.00 53,930.66 PFDSERC DIV 5.8%PERPSUAL MATY PERPETUAL CALL 04122/142500 UNSOUCITED ORDER AVERAGE UNIT PRICE TRANSACTION 06/04118 05131/18 Sell CITIGROUP INC DEP SHSREPSTG 11000 -2498.000 25.1700 0.00 72,825.79 PFDSERC DIV 5.8% PERPETUAL II ATY PERPETUAL CALL 04122/14)2560 UNSOUCITED ORDER ALLOCATED ORDER YOUR BROKER Total Amount of Trades Not Settled $11,943.36 Client Service Information Your Investment Specialist RO Contact Intotrantion A H HAN Telephone Number: Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield M ethod: Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. First In First Out First In First Out First In First Out Yes Constant Yield Method No CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Humber CONFIDgs L Rated hatlitnt trey Year Since 2007 DAtRAR RA TED COMMUNICATORS taaLliela Page '7 of 18 Cln"ng tMougb Past, al r.setaly amid subadtare of The Bank o4 Mellen Corporat10.111MY McRae) Pen hag 11.C. Me rinenAciWilePA-000413570 DB-SDNY-0011394 EFTA_00159179 EFTA01254421 Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities orders.the assessment of the suitability of those transactions, w here applicable: the rendering of investment advice. if any. to you and in general, for the ongoing relationship that it has with you • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department: One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified: or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '8 of '8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. CONFID Wed [stollen? (my Year Since 2007 DALBAR RATED COMMUNICATIONS ['CEILING( Chang Onus/. Pena. at r owned tobildlary Tine Santo. Mellon cceoommo atm Man) P!,.hnE rrintgt FINIZA. PknhacM_00048571 DB-SDNY-00 11395 EFTA_00159180 EFTA01254422 a Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 THE HAZE TRUST UAD 0 2/0 9/9 9 JEFFREY EPSTBN DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Otutvlae Sant PtIsalr N•nrih COnflgt Won: Down( ....saw. PK Toll 'roe MA t17,10, Evert 110 845 5411 April 1, 2018 - April 30.2018 Account Number: Portfolio at a Glance TelsPerbd Year-to-DS Your Investment Specialist. BEGINNINGACCOUNT VALUE $18,059,178.55 318,370,824.99 JOSHUA SHOSH A N Net Cash Deposits aid Withdrawals 411,522.88 480,987.41 Adjusted Previous Account Value 18,470,699.41 18,851,812.40 Dividends. Interest and Other Income 81,393.52 218,24828 Other Transactions 8.00 44.00 Net Change in Portfolio' 85,302.40 403,252.15 EN DINGAGCC1 Estimated Anaual Income 8772,990.81 I Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Pawed Asaet Type Prior Year•End tad Period IblaPerbd 6% Cash, Money Funds, and Bank Deposits 4,843,819.22 588,448.08 1,053,517.45 16% Fixed Income 3,037,500.00 3,015,300.00 3,022,500.00 65% Equities 8,392,270.00 12,148,730.54 12,053,744.59 (D 13% M utual Funds 2,297,435.77 2,328,897.95 2,337,020.49 100% Account Total (Pie Chart) $18,370,824.99 318,059,170.55 $18,468,782.53 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOKFAL4- Rated ticelleM tweet Year Since 2007 DM AR MTFO COMMUNICATIONS EXCIaltha Page' of Claim. through PenbrISC. mite/ owned .blewof The Bak a Mellon Cap:ream (MY Millon) Perihnx 11.C. rnento rimin.4lAetUOM 00048572 DB-SDNY:OO 11396 EFTA_OO15918I EFTA01254423 Summary of Gains and Losses Reatizaa Mt Period Year-to-Date Unrealized Short-Term Gain/ Loss 0.00 0.00 .168,52043 Long-Term Gain! Loss 0.00 0.00 .92.268.07 Net Gain/ Loss 0.00 0.00 -260.788.50 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB° ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency CHINA RENM INBI HONG KONG DOLLAR Exchange rates are based on interbank exchange rates as of 04/ 30/ 20 18. Exchange rates can vary. Omency USD Equivalent per USD 0.1576 6.3449 0.1274 7 8480 Money Market Fund Detail Date Activity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Desavatien Amount Current Yield 164% Activity Ending: 0 4/ 30/ 18 03)30118 Opening Balance 568.448.06 568.448.06 01/03/18 Withdrawal MONEY FUND REDEM PTION 8.00 568.440.06 04104118 Deposit MONEY FUND PURCHASE 37.263.37 605.703.13 01/17118 Deposit MONEY FUND PURCHASE 371.259.19 979.962 92 04)24118 Deposit MONEY FUND PURCHASE 72,500.00 1.052.162.92 04130118 Deposit INCOM EREINVEST 1,054.53 1.053.517.45 04/30/18 Closing Balance $1.053.517.45 Total All Money Market Funds 81,053,517.45 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. CONFIDO' Page 2 of '2 Rated ticollent Claming %trough Pent**owned fray Tear Since 2007 a .I Wee TN Bak ealellon DAMMAM COMMUNICATIONS ComeatIon(RNY mum) ," UMIAK( Ptr,hng IIC.ererbt/ IthRAOMOrria9m-00048573 DB-SDNY-00 11397 EFTA 00159182 EFTA01254424 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Income and Expense Summary April 1, 20 - April 30, 2018 THE HA ZETRUST °Altai Period Taxable Non Taxable 0.00 0.00 0.00 $0.00 Tango Yonnta-Date Non Taxable Dividend Income Equities Money Market Other Dividends Total Dividends, Interest, Income and Expenses 72,500.00 1,054.53 7,838.99 178,945.35 7,055.36 32,245.57 0.00 0.00 0.00 $81,393.52 $218,246.28 $0.00 Portfolio Holdings fl inty Ending Opening Ming Balance Mace Acaued Income Income Thieves 30-Gay Yield Current Yield U.S. DOLLARS Account Opening Dale Quantity Number CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH WTI. 03/30/18 1 053 517 450 N/A 04130118 568,448.06 1053517.45 0.00 7.055.38 1.83% 1.84% Total Money Market $568,448.06 $1,053,517.45 $0.00 57,055.38 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Date Atquked Quantity Unll Cod Adjusted Cod Bads $568,448.06 $1,053,517.45 Marks Pala Market Value $0.00 Waltzed GalelLos $7,055.38 Moved lidded Stlested Blinded Maud Income laid FIXED INCOME (In Maturity Date Sequence) Corporate Bonds MORGAN CHASE& CO DEP SHSREPST6 /13TH PFD SERI FIXED TO FLTG RT BO Security Identifier 4662511H41 7.000%04/29149 BIEOTD 04/23/08M oody Rating LAMS& P Rating IM38- 05/10/11 '.12.0 3,000,000.000 111.2650 3,337,958.33 100.7500 Original Cost Basis: $3337958.33 3,022.500 00 415,458.33 0.00 237,000.00 7.84% Total Corporate Bonds 3,000,000.000 $3,337,958.33 $3,022,500.00 4315,458 33 $0.00 $237,000.00 TOTAL FIXED INCOME 3,000,000 000 $3,337,958.33 $3,022,500.00 4315,458.33 $0.00 $237,000.00 CONFIDENTIAL — PURSUANT TO FED. R. CR[Ivi. P. 6(e) Account Note, CONFIDO. L Rated Excellent trey Year Slate 2007 DAtRAR RATED COMMUNICATIONS EXCELLENCE Page 3 of 12 Clewing through Peralgesey ~eel sobsidiary of Mt IlaM al Mellon CarporatIon OM Mellon) Pent me RC. mnnon iiimeARMiaceit 000413574 DS-SDNY-0011308 EFTA_00159183 EFTA01254425 Portfolio Holdings (continued) U.S. DOLLARS (continued) Ca Acquired OustIty UM Cod EQUITIES Common Stocks AlA GROUP LTD HONG KONG Sli 5 (SINS HK00000 69689 Dividend Option: Cash 01/23118 59,000.000 86240 ALPHABET INC CAP STK CL C Dividend Option: Cash 12405717 1,000.000 1,014.0150 02702718 1,000.000 1,116.1660 02405118 1.000.000 1,106.0070 Total Covered 3,000 000 Total 3,000 000 Total Common Stocks Preferred Stocks (Listed by expiration date) CITIGROUP INC CEP SHS REPSTG 1A0 0TH PFD SER K DPI 6.875% PERPETUAL MAW PERPETUAL CALL MS/23025.00 Dividend Opl ion: Cash 02703114 79,000.000 25.3090 CITIGROUP INC DEP SHS REPSTG 11)00 PFD SER C DPI 5.8% PERPETUAL MATT PERPETUAL CALL 04/22/[email protected] Dividend Option: Cash 10728114 49,033.000 24.0810 10/29114 150,967.000 24.3130 Total Covered 200,000.000 Total Total Preferred Stocks TOTAL EQUITIES 1,014,015.20 1,116,166.00 1,106,006.80 3,236,188.00 43,236,188 00 $3,745,004 10 Cod Beds Maid Price Market Value Uncoated GelnAoss alksided Edkulee Annul Inmate Yield Security Idealiser. AAIGF CUSP: Y00241125 508,816.10 8.8900 Securily Identifier: GOOG CUSP 0207914177 1,017.3300 1,017.3300 1,017.3300 Securely Ideal der C PRK CUSIP. 172967341 1,999,418.90 27.5100 Seco ril y Ideal Wier C PRC CUSP. 172967386 1,180,739.16 25.2300 3,670,430.48 242300 4,851,169 64 200,000.000 $4,851,169.64 $6,850,588.54 $10,595,592.64 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 524,510.00 1,017,329.99 1,017,329.99 1.017.330.02 3,051,990.00 53.051,990 00 63.576,500 00 2,173,290.00 1,237,102.59 3,808,897.41 5,046,000.00 15,603.90 3,314.79 48,836.01 48076.78 .184.198.00 -5184.19890 -5168.504 10 173,811.10 56,363.43 138,466.93 194,830.36 11,183.44 2.13% 80.00 $11,183.44 135,781.25 624% 71,097.85 574% 218.902.15 574% 290,000.00 Account Nurnbet $5,046,000.00 $7,219,290.00 $10,795,790.00 $194,830.36 $368,701.46 $200,197.36 Rated Excellent (my Year Sect 2007 DALIAR RATED COMMUNICATIONS EXCELLENCE $290,000.00 $425,781.25 4436,964.69 Page 4 of 12 Gime...through Pais t hleolislay evened st essIdlity of The Melte/ Mellen Otererallan Man) Pen hex 11C. nter-bn FileRnARK:Itcelt00048575 DS-SDNY-0011399 EFIA_00 I 59 I 84 EFTA01254426 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Dote Acquired MUTUAL FUNDS Nudity UM Col April 1,2018 - April 30,2018 THE HA 7F TRUST Untealized Cod Bads Market Price Hulot Value Gornto's Estimated Estimated Annual Income Yield „MORGAN FLOATING RATE INCOME FUND CLASS I Open End Fund Dividend Oplion: Reinvest:Capital Gains Option: Reinvest Secutity Idenlilier OM CUSIP ill112t513 011122113 .3 198216.056 10.0890 1,999,715.56 9.4100 1,865,213.09 ,134,502.47 73,403.37 393% 02101!13'•3 630.057 10.0660 6,342.01 9.4100 5.928.43 413.16 233.32 393% 03!01!13 ' •3 711.578 10.0590 7,157.46 9.4100 6,695.94 461.52 263.51 393% 04701!13 ' •3 789.547 10.1090 7,961.19 9.4100 7,429.65 451.54 292.39 393% 05101/13 ' •3 751.550 10.1290 7,612.14 9.4100 7,072.08 440.06 278.31 393% 06103113 ' •3 757.360 10.0890 7,640.69 9.4100 7,126.77 413.92 280.47 393% 07101113 ' •3 668.131 9.9690 6,660.32 9.4100 6,287.12 373.20 247.42 393% 08101/13 . •3 704.609 10.0590 7,087.36 9.4100 6,630.36 457.00 260.93 393% 09/03/13 " 709.175 10.0290 7,112.01 9 1100 6,673.34 438.67 262.62 393% 10101113'•3 712.100 10.0220 7,136.83 9.4100 6,700.87 435.96 263.71 393% Total Noncovered 204,650.163 2,064,445.57 1,925,758.05 ,138,687.52 75,786.05 Reinvestments to Date 43,704.831 9.5670 418.102.45 9.4100 411.262.44 4,840.01 16,181.77 393% Total Covered 43,704.831 418,102.45 411,262 44 4,840.01 16,184 71 Total 248,354.994 92,482,548 02 $2,337,020.49 4145,527.53 $91,970.82 TOTAL M UTUAL FUNDS $2,482,548.02 $2,337,020.49 4145,527.53 $91,970.82 UseaOaad Accrued Metaled Cod Otis Merkel Value Gainless Interest Annual tome TOTAL U.S. DOLLARS $17,469,616.44 $17,208,827.94 4260,788.50 $0.00 $772,990.87 Account Number CONFIDENTIAL - PURSUANT TO FED. R CRlIcl. P. 6(e) Rated ticellent tray Year Since 2007 DAL/ARUM COMMUNICATIONS (Amnia Page 5 of 12 Cleanng through Penh t, ~ad sobsidiary of De Make/Va Melba CapoestIon(ONY Mellon) Perthnx 11.C.nwetan FINRAVNYLEIGM-00048576 DI3-SDNY-0011400 EFTA_00 I 59 I 85 EFTA01254427 Portfolio Holdings (continued) CHINA RENM INBI Estimated Descloon ditty Monet Fake Maki value Wiener vied EQUITIES Common Stocks CHINA PAC INS GROUP CO LTD REGSTERED 95,400.000 28.2080 2,691,043.68 CNY SHS H ISMS CNE130000907 424,847.59 USD Security Ideetifier.260tHk CUSH): Yt505Z103 Total Common Stocks 2,691,043.68 MY 424,847.59 USD 2,691,043.68 CNY 424,847.59 USD TOTAL EQUITIES Awued Market Value Currency !Wiest alarmed TOTAL CHINA RENM INI3I HONGKONG DOLLAR 2,691,043 68 CNY 0 00 424.847 59 USD 0 00 Deacrepteon 0vaMAy Market Pike Madet Value Cafrellty Yield EQUITIES Common Stocks CHINA UFE INSURANCE CO H SHS 151,000.000 22.5000 3,397,500.00 FWD ISMS04130000213 432,909.45 US) Scanty Id eatifier. 2628:14K CUSP. Y1778204 PING AN INSURANCE CO LTD SHARESSHSH 40,500.000 77.5500 3,140,775.00 HKD 'HSI CNE1300003X6 400,197.55 US) Security Id eatifier. 231311K CUSIP: Y69790136 Total Common Stocks 6,538,275.00 HKD 833,107.00 USD TOTAL EQUITIES 6,536,275.00 liK0 633,107.00 USD Make Value Centaur Accrued Infant TOTAL HONG KONG DOLLAR 6,538,275.00 HKD 0.00 833,107.00 USO 0.00 Account Number CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 12 Rated Eacellant (my Year Same 2007 OMAR RATV3 CGMAUJNICATONT EXCILIANCE Clawing through knistt ly ~ad sabaldiary of The Baikal Melba CaelateatIonatly Man) Periaira ltC. Mr FthalataRniteM_00048577 DB-SDNY-0011401 EFTA_00 159 1 86 EFTA01254428 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) pril 1,2018 - April 30, 2018 THE HAZE TRUST trusted Accrued Estimated Cost Bads Market Value Galarlose Memel Annual Income TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS $17,469,616.44 $18,466,782.53 4260,788.50 $0.00 $772,990.87 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as -noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form /399-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Pershing has received updated cost basisintormation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency Currency Ceth Eked Income EquIllas Mutual Funds Tar by Currency US. DOLLARS 1,053,517 3,022,500 10,795,790 2,337,020 17,208,827 USD CHINA REND INBI 0 0 2,691,043 0 2,691,043 CNY HONG KONG DOLLAR 0 0 6.536,275 0 6.538.275 HKD Total USD Equivalent 1,053,517 3,022,500 12,053,744 2,337,020 18,468,782 USD % of Allocation 6% 16% 65% 13% 100% CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) Account Number: CONFIDO. Page 7 of 12 Rated [smitten trey Yew Since 2007 DM ARRATED COMMUNICATIONS uauttla Clewing through Penhtay ~ad istald iaof Ile Make/ Melba CogNeatb nr anatlY Mellon) Perniat LI.C.menter FINRA.WAHLGOA-00048578 DB-SDNY-00 11402 EFTA_DOI59 I 87 EFTA01254429 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions. regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose Credit ratings should not be relied upon as investment advice. Page 8 of 12 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO AL Rated [icemen (my Year Since 2007 Clown& through Penh 11C a wit" owned subotary of The look ad MOW DALBAR RATIO COMMUMCATIONS Como ail:n(8NY Mellon) DIMLING( .P.nr tic Mrv.1,41.1i• RA gibillua.GM_00048579 DB-SDNY-00 11403 EFTA_00159188 EFTA01254430 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Messages A pril 1, 20 iS - April 30,2018 THEHAZETRUST Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are on base currency) Credits ThisPeriod Dans ThisPorial Net IbisPeriorl Crellits Yent-to.Doe Debits Yoar4o-Cete Net Yea-to-Date Securities Securities Bought 0.00 4,838.99 4,838.99 0.00 -6,323,723.01 -6,323,723.04 Total Securities $0.00 47,838.99 47,638.99 $0.00 46,323,723.04 46,323,723.04 Dividends and Interest $81 393 52 $0.00 $81,393.52 $218,246.28 $0.00 $218,246.28 Fees $0 00 48.00 48.00 $0.00 424.00 424.00 Cash Deposits 111,522 86 0.00 411,522.86 180,987.11 0.00 180,987.11 Total Cash $411,522.86 $0.00 $411,522.88 8480,987.41 $0.00 $480,987.41 Totals $492.916.38 47,846.99 $485,089.39 $699,233.69 46,323,747.04 45,824,513.35 Transactions by Type Activity of Process Settlement Date Activity Type DosalptIon Securities Bought and Sold 04127/18 REINVEST CASH INCOME ,PM ORGAN FLOATING RATE INCOM E FUND CIASS I SHSX 247521.0590 SHRSSHRS PURCH AT 59 40000 RD 04125 PD 04/27/13 Total Securities Bought and Sold - U.S. DOLLARS Quantity Moo Accrued Intern( Amount Currency 833.935 -7,838.99 USD CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO. L Rated Careatnt Every Yet Since 2007 DALIAR RATED COMMUNICATIONS LXCILLINCI 0.00 -7.838.99 Page 9 of 12 Clearing through Ran ll iv alety earned sataldiary of Tee Reek einAellea eemeratron OM Mellon) Purr me RC. enerber Fineleataildi Stidawm-00048580 DB-SDNY-0011404 EFIA_00 159 I 89 EFTA01254431 Transactions by Type of Activity (continued) Process; Settlement Date Activity Type Description Quantity Price Awned Interest Amount Qinency Dividends and Interest 04123/18 CASH DIVIDEND REEVED 200000 SHRSCITIGROUP INC DEP SHS MKTG TV 00 PFD SET( 72,500.00 USD C PRC C DIV 51% PERPETUAL BATY PERPETUAL CALL 04/22113025.00 RD 0412 PO 0412311 04/27/18 CASH DIVIDEND RECEIVED PM ORGAN FLOATING RATE I NOON E FUND CLASS I 7138 99 USO PHSX 2475210590 SHRS RD 04125 PO 04127/1 04/30118 MONEY MARKET FUND DEUTSCHEGOVT CASH 1,054.53 USD INCOME RECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 81,393.52 Fees 04102/18 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 201 CUSIP. Y002Alt1-5 •2.00 USD AAIGF 04/02118 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 2011 CUSIP Y1477R-20-4 -2.00 USD OLP 04102118 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 201 CUSIP. Y6052-1-3 -2.00 USD CHPXF 04/02/18 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 201 CUSP Y69790.1.6 •2.00 USD Total Fees - U.S. DOLLARS 0.00 -8.00 Cash Withdrawals and Deposits 04/03/18 FEDERAL RINDS RECBVED HSBC BANK USA, NATIO 48267 37,263.37 USD US0999997 04116/18 FEDERAL RINDS RECBVED HSBC BANK USA, NATIO 50641 374,259.49 USD USD999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 411,522.86 Total Value of Transad Ions 0.00 485,089.39 USD The price and quantity displayed may have been rounded. Chent Service Information Your Investment Speciekil: BO A H HAN Contact IntorreatIon Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRII11. P. 6(e) Account NUMber: CONFIDO. L Page '0 of 12 Rated Excellent Every Year Since 2007 DMIAR WED COMMUNICATIONS LaallUICE Clewing through ileisliVt alay ~eel .Mean of Tie Bunke. Melba Copotation OM Melba) Pertainell.C.nnencan ruaktriVireselt 000413581 DB-SDNY-0011405 EFTA_00 I 59 I90 EFTA01254432 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Your Account Information April 1, 2018 - April 30,2018 THE HAZE TRUST TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 41:3-3330. Errors and Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Page 11 of 12 Rated ticellent bay Year Since 2007 DALIAR RATED COMMUNCATI0NS LXULlitia Clewing through Sae* ~ad .blew of The kalconlellea Carpoestlan (IINY Melee) Pen hng U.C.nen—ber 00048582 DB-SDNY-0011406 EFTA_00159191 EFTA01254433 Import ant Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '2 of '2 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO. Rated Galls. berg Yea. Since1007 DALIMRIATEDCOMMUNICAllONS LXCHMINCE Clewing lamer Penblverialay owned sobsIdlary of The WE Mellon Corporation NM Mellen) Ye t wont. FiftlitAiiNnfigeM_00048583 DB-SDNY-0011407 EFTA 00159192 EFTA01254434 a Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 212O3 THE HAZETRUST UAD 02/09/99 JEFFREY EPSTBN DARREN K INDYKETTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 otutvfre sant Pth.ein Marit, tm.,+ Mallets Contact Oroos Toll nip.. WI 1•17 )1.05 Wee 1/0 Si5 Sur M arch 1,2018 - March 3 2019 Account Number: Portfolio at a Glance TbisPerled Yee-to-Die Your Investment Specialist. BEGINNINGACCOUNT VALUE 318,381,418.23 318,370,824.99 JOSHUA SHOSHAN No Dash Deposits ad Withdrawals 12,077.03 69,164.55 Adjusted Previous Account Value 18,373,493.28 18,440,289.54 Dividends. Interest and Other Income 9,711.82 138,852.78 Other Transaclions 4.00 -16.00 Net Change in Portfolio' -324 020 33 ,517,949.75 EN DINGACCOUNT VALUE SSW $ Accrued Interest $98,750.00 Estimated Annual Income 3771,194.27 'NM Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Awl Type Prim Year-IN test Period leisPerlod • 3% Cash, M oney Funds, and Bank Deposits 4,613,619.22 555.691 54 568,448.06 • 17% Fixed Income 3,037,500.00 3,026,250.00 3,015,300.00 • 87% Equities 8,392,270.00 12,459,335.26 12,148,730.54 13% Mutual Funds 2,297,435.77 2,320,139.43 2,326,697.95 100% Account Total (Pie Chart) 318,370,824.99 318,361,416.23 $18,059,176.55 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL4 Rated ['mental fray Year Since 2007 DM MR WM COMMUNICATIONS UMIAK( Page' of '3 Clewing throve. Penis l. tailat owned totalling el Me Baikal Mellon CeeiNtatIon (MY Mellon) cnni nki . . A Perihnx nee-bere Itt.RA.RFAlAatal_Ow48,-,0-• DB-SDNY-OO 114O8 EFTA_OO 159 193 EFTA01254435 Summary of Gains and Losses %AM Mit Period Year4o-Dele Wreaked Short-Term Gain! Loss 0.00 0.00 449,46327 Long-Term Gain/ Loss 0.00 0.00 4233818 Net Gain! Loss 0.00 0.00 -172,202.05 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the ECB' ) and other credit institutions Introduced' negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency Currency USD Equivalent per USD CHINA RENMIN8I 0.1589 6 2917 HONG KONG DOLLAR 0.1274 7 8481 Exchange rates are based on interbank exchange rates as of 03! 29/ 2018. Exchange rates can vary. Money Market Fund Detail Dale Adivity Type Sweep Money Market Fund DEUTSCHE GOVT CASH 1NSTL Current Yield: 1.53% Activity Ending:03/ 29! 18 03101/18 Opening Balance 555 691 54 555,691.54 03102/18 Withdrawal MONEY FUND REDEM PTION 8.00 555,683.54 03/15/18 Deposit MONEY FUND PURCHASE 12.077 03 567.760.57 03/29/18 Deposit INCOM E RBN V EST 687.49 568,448.06 03/29/18 Closing Balance $566,448.06 Total All Money Market Funds $568,448.06 Dew:Okm Amount flahnee CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 13 Rated Ezerelent Clewing IMO Penb t itaeli"^"/ (very Year Since 2007 sobsidiary of The Make/ Melba DALIAR RATED COMMUNICATIONS Canceabon(IINY Mellon) EXCILLINCI Perihng U.C.menter FINRAticknlielt 00048585 DI3-SDNY-00 11409 EFTA_00 159 194 EFTA01254436 a Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income and Expense Summary Dividend Income Equities Money Market Other Dividends Total Dividends, Interest, Income and Expenses Portfolio Holdings U.S. DOLLARS March1,201B-March31,201S THE HAZE TRUST Orient Paled Yetto-Osta Taxable Non Taxable lexable Noe Taxable 0.00 0.00 106,445.35 0.00 687.49 0.00 6,000.83 0.00 9,024.13 0.00 24,406.58 0.00 $9,711.62 $0.00 $136,852.76 $0.00 Account Opening Dale Quality Number CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH INTL 03101/18 568,448.060 N/A Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Actnity Ending Opening Balance Going Bins Accrued Income Date Atatieed FIXED INCOME (In Maturity Date Sequence) Corporate Bonds IN ORGAN CHASE& CO DEP SH$ REPS% /13TH PFD SER1FIXED TO FUG RT 80 7.900%04/29/49 WE DT° 04/23/08Moody Rating 8M3 S t P Rating BBEI- 05/10/1 1 'An 3,000,000.000 111.2650 3,337,958.33 100.5100 Original Cost Basis: 53.337959.33 3,015,300.00 -322,658.33 98,750 00 237,000 00 7.85% Total Corporate Bonds 3,000,000.000 $3,337,956.33 $3,015,300.00 4322,658.33 $98,750.00 3237,000 00 TOTAL FIXED INCOME 3,000,000 000 $3,337,958.33 33,015,300.00 4322,658.33 $98,750.00 $237,000.00 Poky Unit OA 03/29/16 555,691.54 $555,691.54 $555,691.54 Minted Cost Baia Market Pak* 568.448.06 3568,448.06 3568,448.06 Miket Value IrIC0Me This Yea 30 -Osy Quirt Yield Yield 26.41 6,000.83 1.40% 153% $26.41 $6,000.83 $26.41 $6,000.83 United Awned Binaded alkested Galailose lateral Maud IMPS Yield Security kientilier:46625HHA1 CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Account Number CONFIDP L Page 3 of 13 Paled tirellent Even/ Yew Since 20O7 DALBAR RATED COMMUNKATIONS EXCILLINC( Charm. through Panblaslay ~ad sthsidlary of The Whoa Melba CavotatIon(ONY Mellon) ea..,,, ...... Penhnx 11.C.mertn FtIvRA.M4IVIENra-00048586 DB-SDNY-0011410 EFTA_00159195 EFTA01254437 Portfolio Holdings (continued) U.S. DOLLARS (continued) Dale Acquiied EQUITIES Common Stocks AIA GROUP LTD HONG KONG SHS ISINS HK0000069689 Dividend Oplion: Cash 01123118 ALPHABET INC CAP STK CL C Dividend Oplion: Cash 12/05/17 02102118 02/05/18 Total Covered Total Total Common Stocks Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP %IS REPSTG 11)00TH PFD SER K DIV 6 875% PERPETUAL I/ ATY PERPETUAL CALI. [email protected] Dividend Oplion: Cash 02103114 79,000.000 25.3090 CITIGROUP INC DEP %IS REPSTG1"000 PFD SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALI. 04/22/[email protected] Dividend Oplion: Cash 10/28/14 10/29/14 Total Covered Total Total Preferred Stocks TOTAL EQUITIES Quantity Unit Cod Cod Bads Market Nice Market Value 59.000.000 Security Ideal AAIGF CUSIP.1002A705 8.6240 508.816.10 8.4800 1,000.000 1.014.0150 1,000.000 1,116.1660 1.000.000 1.106.0070 3,000 000 3,000.000 49,033.000 150.967.000 200,000 000 200,000.000 24.0810 24.3130 1,014,015.20 1,116,166.00 1.106.006.80 3,236,188.00 $3,236,188.00 83,745404.10 Security Identifier: GOOG CUSP 02079K97 1.031.7900 1,031.7900 1.031.7900 Seca ril y Identifier. C PRK CUSIP: 172967341 1,999,418.90 28.0300 Securely Identifier C PRC CUSP. 172967366 1,180,739.16 3.670.430.48 4,851,169.64 25.4200 25.4200 $4,851,169.64 $6,850,588.54 $10,595,592.64 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Unrealized Gainrloss Estimated &haled Annual Income Yield 500.320.00 1,031,789.99 1,031,789.99 1.031.790.02 3,095,370.00 $3,095,370.00 4.496 10 17,774.79 -84,376 01 .74.216.78 ,140,818.00 4140,818.00 11,183.36 $0.00 223% $3,595,690.00 4149,314.10 $11,18336 2.214.370.00 214,951.10 135.781.25 6.13% 1,246,418.86 65,679.70 71.097.85 5.70% 3.837.581.14 167,150.66 218.902.15 5.70% 5,084,000.00 232,830.36 290,000.00 55,084400.00 5232,830.36 6290.000.00 $7,298,370.00 8447,781.46 $425,781.25 $10,894,060.00 8298.467.36 8436,964.61 ACCOUIll NUMbil= CONFIDO Rated ticellent fray Year Since 2007 OMAR MITO COMMUNICATIONS EXCULINCI Page 4 of '3 Clewing through Pent...a/owned sobsidiary of The Bank nellon CO•Parakel Oita Millon) PerOing 11.C. mote HMV...RW.1419m-00048587 DB-SDNY-0011411 EFTA_00 159 196 EFTA01254438 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) M arch 1, 20 18 - M arch 31,2014 THE HAZE TRUST Uregad Estimated Estimated Cute Acquired Nudity link Cod Cost Bads Markel Price Market Value Await Income Yield M UTUAL FUNDS IN ORGAN FLOATING RATE INCOME FUND CLASS I Open End Fund Dividend Option: Reinvest Capital Gains Option: Reinvest Security Ideal ifier. SIM% war. 4$12t5i 01122113'.3 198416.056 10.0890 1,999,715.56 9.4000 1,863,230.93 -136,484.63 73,066.49 392% 02101113'•3 630.057 10.0660 6,342.01 9.4000 6.922.54 419.47 232.22 392% 03101113'•5 711.578 10.0590 7,157.46 9.4000 6,688.84 488.62 282.27 392% 04/01/13" 789.547 10.1090 7,961.19 9.4000 7,421.75 459.44 291.00 3.92% 05101113'•5 751.550 10.1290 7,612.14 9.4000 7,064.58 447.56 277.00 392% 06103113" 757.360 10.0890 7,640.69 9.4000 7,119.18 421.51 279.14 392% 07101113" 668.131 9.9690 6,660.32 9.4000 6,280.43 479.89 246.25 392% 08101113'•3 704.609 10.0590 7,087.36 9.4000 6,623.32 484.04 259.70 392% 09703/13" 709.175 10.0290 7,112.01 9.4000 666625 445.76 261.38 362% 10101113'•3 712.100 10.0220 1,136.83 9.4000 6,693.75 443.08 262.46 392% Total Noncovered 204,650.163 2,064,445.51 1,923,711.57 -140,734.00 75,427.91 Reinvestments to Date 42.870.896 9.5700 410,263.46 9.4000 402186.38 -7,277.08 15.800.92 3.92% Total Covered 42.810.896 410,283.46 402,986.38 -4277.08 15.800 92 Total 247,521.059 62,474,709.03 $2,326,697.95 4148,011.08 $91,228.83 TOTAL M UTUAL FUNDS 62,474,709.03 $2,326,697.95 4148,011.08 $91,226.83 Untested Accrued EdIrealed Cod timis Markel Value GS Loa lateral Annual Income TOTAL U.S. DOLLARS $16,976,708.06 616,804,506.01 4172,202.05 $98,750.00 $771,194.27 Account Number CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rated Lactated bey Yew Since 2007 DALIAR MTV) COMMUNICATIONS ExCillatiCE Page 5 of 13 Clearing ovule th Pa* ~ad sobsidiary f e Mak enAelloa CofiX•litban Oltly Mellon) Perchra U.C. mete FINRASVSIV soacnn-00048588 DB-SDNY-0011412 EFTA_00 I 59197 EFTA01254439 Portfolio Holdings (continued) CHINA RENM IN BI Estimated Description Oeurithy Neat Prku Market Value Currency Yield EQUITIES Common Stocks CHINA PAC INS GROUP CO LTD REGSTERED 95,400.000 28.1703 2,887,449.88 CNY SIGH ISINAGIE130000907 427275.33 USO Security Idettifier.260IIIK CUSIP: Yt5052103 Total Common Stocks 2,687,449.88 CNY 427,275.33 USD 2,887,449.88 CNY 427,275.33 USD TOTAL EQU ITIES Accrued Market Value Currency Interest Estimated TOTAL CHINA RENM INBI HONG KONG DOLLAR 2,687.449 86 CNY 000 427,275.33 USD 000 Description patNKy Market Prim Market Value Currency Yield EQUITIES Common Stocks CHINA UFE INSURANCE CO SHS 151,000.000 21.6000 3,261,600.00 HKD GNI NE00000213 415,589.75 USO Guilty Id Wilier. 2828:111( CUSP: Y1177R204 PING AN INSURANCE CO LTD SHARES SHS H 40,500.000 79.8000 3,231,900.00 FWD 'SINS CNE1300003X8 411,805.46 UM Security Ideatifier:2313:HK CUSIP: Y69790136 Total Common Stocks 6,493,500.00 HKD 627,395.21 USD TOTAL EQUITIES 6,493,500.00 HIM 627,395.21 USD TOTAL HONG KONG DOLLAR CONFIDENTIAL — PURSUANT TO FED. R CRIAA. P. 6(e) Mallet Valle ClIttenCy Account Humber 6,493,500.00 HIM 827,395.21 USD Rated hotlient (very Year Since 2007 DALIAR RATIO COMMUNICATIONS EXCILLINCI Accrued Interest 0.00 0.00 Page 6 of 13 Clearing through Penh LI SS,/ ~ad Mishit...yet De Make. Mellon 02000eatIon Oltly melon) Penhnx 11.C. mento FM:RA.4(442PM-00048589 DB-SDNY-0011413 EFTA_00 I 59198 EFTA01254440 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) March 1, 2018 - M arch 31,201S THE HAZE TRUST Unmated Scouted Estimated Cod Bads Muhl Value Gain Loss Intend AnnualIncome TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS 318,976,708.06 318,059,176.55 4172,202.05 394750.00 $771,194.27 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or hetd by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1399-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this in formation. Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. " The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency riency Cash Reed Income Equities Mutual Funds Told by Onteney US. DOLLARS 568.448 3,015,300 10,894,060 2,326,697 16,804,506 USD CHINA RENM 1N81 0 0 2,687,449 0 2,687,449 CNY HONG KONG DOLLAR 0 0 6.493.500 0 6.493.500 HKD Total USD Equivalent 588,448 3,015,300 12,148,730 2,320,897 18,059,178 USD % of Allocation 3% 17% 67% 13% 100% CONFIDENTIAL - PURSUANT TO FED. R CRilt,I. P. 6(e) Account Number CONFIDO. L Rated Cacelitnt Event Yes, Since 2007 DALIAR RATED COMMUNICATIONS LXCILLINCI Page 7 of 13 Cleating %teeter Pen L isted owned subsidiary of The Reeked Mello, Coettedlaten (OM Mellon) Panting tneratat FlivRacecOlatielt00048590 DB-SDNY-0011414 EFTA_00159199 EFTA01254441 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, M oney Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions. regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page 3 of '3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO' Rated ticellent trey Year Since 2007 OMAR PAITO COMMUNICATIONS EXCULINCI Clewing %mush Posh tAtayemonal sotaidiary of The Bank oa Wiwi CogNestIon OM Mellon) Parting 11.C. nitro:0 fthito.:RWh,wrii_00048591 DB-SDNY-0011415 EFTA_00 159200 EFTA01254442 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 M essages M arch 1, 2018 - M arch 31, 2016 THE HAZE TRUST Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are on base currency) ()edits ThisPetiad DebisThisPerlo4 Net ThisPeried CreelltsTeemo-Date DebilsYear4o-Dale Net Year-to-Date Securities Securities Bough! 0.00 4,024.13 4,024.13 0.00 -6,315,884.05 -6,315,884.05 Total Securities $0.00 49,024.13 49,024.13 $0.00 44315,884.05 46,315,884.05 Dividends and Interest $9.711.62 $0.00 $9,711.62 $136,852.76 $0.00 $136,852.76 Fees $0.00 48.00 48.00 $0.00 416.00 416.00 Cash Deposits 12,077.03 0.00 12,077.03 69,464.55 0.00 69,464.55 Total Cash $12,077.03 $0.00 $12,011.03 $69,464.55 $0.00 $69,464.55 Totals $21 788 65 49,032.13 $12,756.52 $206,317.31 46,315,900.05 46,109,582.14 Transactions by Type Activity of Process Settlement Date Activity Type Securities Bought and Sold 03128/18 REINVESTCASH INCOME PHU Desalption Ouallly Mai Acaued lateral Amount Weeny .PMORGAN FLOATING RATE INCOMEFUND CLASS I 960.014 1,024.13 USD 2455610450 SHRSSHRSPURCH.ATS9A0000 9003128PD 0312815 Total Securities Bought and Sold -U.S. DOLLARS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Rated Excellent Every Yes, Since 2007 DALIAR RATED COMMUNKATIONS LXCILLINCE 0.00 4,024.13 Page 9 of 13 Clone. through Reit I.J I •mlet evened satoldlael of Me Rank ca Mellen CarpontIon ketllea) Per Ca, 11.C. nwrtatre FINRAANYIELGM-00048592 DB-SDNY-0011416 EFTA_00159201 EFTA01254443 Transactions by Type of Activity (continued) Proem Settlement Dote Activity Type Description Quantity Price Awued Interest Mount ammo/ Dividends and Interest 03128/18 CASH DIVIDEND RECEIVED .PIA ORGAN FLOATING RATEINCOMEFUND MSS I 9024.13 USD SHSX 2465610450 SHRS RD 03126 PD 03/28/13 03129/18 MONEY MARKET FUND DEUTSCHEGOVT CASH 681.49 USD INCOMERECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 9,111.62 Fees 03101/18 FOREIGN CUSTODY FEE Fgn Safekeeping FEB 201 CUSP Y002A1D.5 •2.00 USD AAIGF 03101/18 FOREIGN CUSTODY FEE Fgn Safekeeping FEB 201 CUSIP. Ilt118-20-4 •2.00 USD CALF 03/01/18 FOREIGN CUSTODY FIE Fgn Safekeeping FEB 201 CUSIP: Y605Z-9-3 -2.00 USD CHPXF 03101/18 FOREIGN CUSTODY FEE Fgn Safekeeping FEB 201 CUSIP. Y69790-10-6 -2.00 USD RAW Total Fees- U.S. DOLLARS 0.00 -8.00 Cash Withdrawals and Deposits 03114/18 FEDERAL RINDS RECBVED NSW BANK USA, NATIO 41156 12,017.03 UM USD999991 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 12,077.03 Total Value of Transactions 0.00 12,756.62 USD The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist. ENJ JOSHUA SH OSHA N Contact Intonation Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) Account Number: Page 10 of 13 Rated Excellent Ever, Year Since 2007 MAAR RATED COMMUNICATIONS EXCIllatiCE Clewing through Perak e El l * evened subsidiary al Tee Mahal Meta Caellentlan Sly melon/ Per Ihnx rnertan FINRA.SR4VELGM_000485g 3 DES-SDNY-0011417 EFTA_00159202 EFTA01254444 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AM ORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. viarch 1,2018 - M arch 31, 2016 fHEHAZETRUST Important Informat ion and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze. Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CR[M. P. 6(e) Account Number CONFIDO. L Page 11 of 13 Rated ticellent Cleating thialli PinhVgansmid bereft,Since 2007 istaldlay ofThe IMMO Meta DA/SARUM C0MMUtisCAT*16 Corporation 0INY Melba) ni . it, ,..M—°0048594 IX Peri linx U.C.mer-bn FINRAAVIV OS.W 013-SDNY-0011418 EFTA_00159203 EFTA01254445 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '2 of '3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFID AL Rabid hollent (my Year Sine 2007 DALBAR RATED COMMUNICATIONS IICI U. MCI Clown& Ilvough Penlirialay awned subuduny The Melte. Mellon Corporation (MY MAW P.,,P4n4 tic. Mnte 11INRA.gWrila.GM- 00048595 DB-SDNY-0011419 EFTA 00159204 EFTA01254446 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. 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L Page 13 of 13 FINS CHWItm Ere y Test Since 2007 MBAR RATED COMMUNICATIONS tACWANCE Clam. *rough Penh aptU sHaly esned stitlalary of Mt Make. Melba CBRINATIon (ENT Melba/ Pen Nnx IIC.nyeNty FINEANV 00048596 DB-SDNY-0011420 EFTA_00159205 EFTA01254447 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Nut, he Sant 1,41,,iin /errant. mon.etmen Mantis (malt (tow Tau nor Olt'? ,105 Wert 11-0 8.5 Sur THE HAZE TRUST February 1, 2018 - Februar 28 2018 UAD 02/09/99 JEFFREY EPSTBN Account Number: DARREN K IN DYKE TTEES 6100 RED HOOK QUAKER B3 ST THOMASV1001302 Portfolio Glance at a TelsPerlod Yer4o-Dele Your Investment Specialist. BEGINNINGACCOUNT VALUE $18,440,712.28 318,370,824.99 JOSHUA SHOSHAN Net Cash Deposits ad Withdrawals 57,387.52 57,387.52 Adjusted Previous Account Value 18,498,09910 18,426,212.51 Dividends. Interest and Other Income 42,12104 127,141.14 Other Transactions -8.00 8.00 Net Change in Portfolio' -178..796 61 -193 929.42 EN DINGACCOUNT VALUE $18,361,416.23 somata Accrued Interest S77.683 33 Estimated Annual Income 5767.942 06 l Abar Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Amet Type Prior Year-8)41 last Period %%Period 3% Cash, Money Funds, and Bank Deposits 4,843,819.22 2,885.82 t 93 555,891.54 s 16% Fixed Income 3,037,500.00 3,041,250.00 3,026250.00 • 68% Equities 8,392,270.00 10,388,877 35 12,459,335.26 El 13% Mutual Funds 2,297,435.77 2,325,163.00 2,320,139.43 100% Account Total (Pie Chart) $18,370,824.99 518,440,712.26 518,361,416.23 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL-4- Page 1 of 12 Rated Excellent Clewing through Pasha% IIC sea* evened (my Year Since 2007 sabildlary of The Malta Hen Yak Mellen OMAR WM COMMUNICATIONS Ceepontlan (MY Mellon) rsa ixauitra PtrOinx 11.C.nwt-tan FINIO.. rqZ.LAIVI-00048597 DB-SDNY-0011421 EFTA_00 159206 EFTA01254448 Summary of Gains and Losses Realized This Period Yeara-Date Unrealized Short-Term Gain! Loss 0.00 0.00 67,068.77 Long-Term Gain/ Loss 0.00 0.00 4 0.505.21 Net Gain! Loss 0.00 0.00 56.563.56 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECB° ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Camay Currency USD EquiveleM per USD HONG KONG DOLLAR 0.1277 78251 Exchange rates are based on interbank exchange rates as of 02/ 28/ 2018. Exchange rates can vary. Money Market Fund Detail Dale Adivity Type S'weep Money Market Fund DEUTSCHEGOVT CASH INSTL Descrialeam Amount Berea Current Yield 131% Activity Ending: 0 2/ 28/ 18 02101/18 Opening Balance 2,685,621.93 2,685,621.93 02/02/18 Withdrawal MONEY FUND REDEM PTION 8.00 2.685.613.93 02/06/18 Withdrawal MONEY FUND REDEM PTION -1,116.166.00 1.569.441.93 02/07/18 Withdrawal MONEY FUND REDEMPTION -1.106.006.80 463.441.13 02/14/18 Deposit MONEY FUND PURCHASE 57.387.52 520.828 65 02116/18 Deposit MONEY FUND PURCHASE 33.945.35 554,774.00 02/28/18 Deposit INCOM EREINVEST 917.54 555.691.54 02/28/18 Closing Balance $555,691.54 Total All Money Market Funds $555,691.54 Page 2 of '2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO Rated Galls. Gary Yong Since2007 DALIMRPATILDCPMMUNICATIDPIS uauflece Charing Omagh PeishIlair owned IntoMdlerg of The Snake Mellon camorabon (eta manna) _00048598 Perslirtt tLC. matter FRAA.Wcilha9IVI DB-SDNY-0011422 EFTA_00 159207 EFTA01254449 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income and Expense Summary February 1, 2018 - February 28, 2018 THE HAZE TRUST anent Paled Taxable Non Taxable Tumble Yea4o-Oate Noe Taxable Dividend Income Equities 33,945.35 0.00 108,445.35 0.00 M oney Market 917.54 0.00 5,313.34 0.00 Other Dividends 7,258.15 0.00 15,382.45 0.00 Total Dividends, Interest, Income and Expenses $42.121.04 $0 00 $127,141.14 $0.00 Portfolio Holdings U.S. DOLLARS Account Malty 044n819 ODIN Accrued I110)111 30-0ay Curiae Opening Dale Quality Number Biding canoe Bdxce Income ThisYea Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH 'NUL 02101/18 555491 540 N/A 02/28/18 2.685.621.93 555.691.54 0.00 5,313.34 1.27% 1.31% Total Money Market $2,685,621.93 $555,691.54 $0.00 $5,313.34 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $2,685,621.93 3555,691.54 $0.00 $5,313.34 Adjusted Unmated Accrued alleeded Ellmaled Oala exulted Quantity Wa OXI Cost Baas MAX Piles Meeker Value GalarLes kiting Maud lame Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds AlORGAN CHASE& CO DEP SHS REPS% Security Identifier 46625HHO1 tOTH PFD SER 1FIXED TO FLTG RT SO 7.900%04129/49 BIE OTD 04/23/08M oody Rating 8,4A3 S 8 P Rating BBB- 05/10/1 1 *A0 3,000,000.000 111.2650 3,337,958.33 100.8750 Original Cost Basis: $3.337950.33 3,024250.00 -311,708.33 77,683.33 237,000.00 7.83% Total Corporate Bonds 4000,000.000 $3,337,958.33 $3,026,250.00 4311,708.33 $77,683.33 $237,000.00 TOTAL FIXED INCOME 3,000400 000 $3,337,958.33 $3,026,250.00 4311,708.33 $77,683.33 $237,000.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 12 Account Nurnbet CONFIDO. L Rated ticellent Satikai nerved trey Yew Since 2007 se:Same Mt lardelellea MAAR RAM COMMUNICATIONS Capes lost can Mellon) EXCILLUICC Peritirtg meter FINRA.IMIe1 1-00048599 DB-SDNY-0011423 EFTA_00159208 EFTA01254450 Portfolio Holdings (continued) U.S. DOLLARS (continued) Pile Acquired Oustky Un8 Cod EQUITIES Common Stocks AIA GROUP LTD HONG KONG VS ISMS HK00000 69689 Dividend Oplion: Cash 01123118 59,000.000 8.6240 ALPHABET INC CAP STK CL C Dividend Oplion: Cash 12/05/1? 1,000.000 1,014.0150 02/02118 1,000.000 1,116.1660 02/05118 1.000.000 1.106.0070 Total Covered 3.000 000 Total 3,000 000 Total Common Stocks Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 51300711 PFD KR K DIV 6.875% PERPETUAL MATY PERPETUAL CALL rit5/23025.00 Dividend Oplion: Cash 02103114 79,000.000 25.3090 CITIGROUP INC DEP SHS REPSTG 1100 PFD SER C DP/ 5.8% PERPETUAL MAT? PERPETUALCALL04/22/13025.00 Dividend Oplion: Cash 10128/14 10129114 Total Covered Total Total Preferred Stocks TOTAL EQUITIES 49,033.000 150,967.000 200,000.000 200,000.000 24.0810 24.3130 1,014,015.20 1,118,166 00 1,106,006.80 3,236,188.00 Cod Bads Market Price Market Value Security Ideal Wier: AAIGF CUSP: Y002A105 508,818.10 8.4400 Securily Identifier. GOOG CUSP. 02079K91 1,104.7300 1,104.7300 1,104.7300 407,980.00 1,104,729.99 1,104,729.99 1,104,730.02 3,314,190.00 83,236,188 00 23,745,004.10 83,314,190.00 83,812,150.00 Security Identifier C PRK CUSIP: 172967341 1,999,418.90 27.9400 Security Ideal Wier: C PRC CUSP. 172967366 1,180,739.16 3.670.430 48 4 851 169 64 $4,851,169.64 86,850,588.54 810,595,592.64 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 25.4500 25.4500 2207,260.00 1247,889.85 3,842,110.15 5,090,000.00 Unrealized Cain Loss .10.856.10 90.714 79 -1143601 .1.276 78 78.002 00 $78 002 00 567 145 90 207,841.10 87,150.69 171,679.67 238,830.36 Estimated EdInsaled Annual Income Yield 11.216 18 225% $0.00 211,216.18 135281.25 615% 71,097.85 5.69% 218.902.15 5.69% 290,000 00 Account Number. 25,090,000.00 27,297,260.00 $11,109,410.00 8238,830 36 8446,871 46 2513,817 36 8290 000 00 8425,781 25 $438,997.43 Page 4 of 12 Rated Excellent trey Year Since 2007 DAtIAR RATIO COMMUNICATIONS uctuoicr Clewing through Penh ll imasallay ~ad sabildiary of Tat Make/ Caetantlaa atly moon) 'tow RC. mentwe FaaRkflAnaGRA_00048600 DB-SDNY-0011424 EFTA_00159209 EFTA01254451 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired M UTUAL FUNDS February 1 2018 - February 28, 2018 THE HAZE TRUST Quantity Unit Cod Unrealized Cod Brie Market Price Market Value Goinflos Estimated Ed imaled Annual Income Yield MORGAN FLOATING RATE INCOME FUND CLASS I Open End Fund Dividend Oplion: Reinvest:Capital Gales Option: Reinvest Sootily Wealthy: ..PHSX CHIP Wan 01122113'.3 198216.056 10.0890 1,999,715.56 9.4100 1185,213.08 4 34,502.48 71,252.72 382% 02101/13 ••3 630.057 10.0660 6,342.01 9.4100 5.928.84 413.17 226.49 3.82% 03101113 ' •3 711.578 10.0590 7,157.46 9.4100 6,695.95 461.51 25519 3.82% 04101113 " 789.547 10.1090 7,981.19 9.4100 7,429.64 -551.55 28382 3.82% 05101113 ' •3 751.550 10.1290 7,612.14 9.4100 7.072.09 .540.05 270.16 3.82% 06103113 ' •3 757.360 10.0890 7,640.69 9.4100 7,126.75 4513.94 272.25 3.82% 07101113 ' •3 668.131 9.9690 6,660.32 9.4100 6287.11 473.21 240.11 382% 08101113'•3 704.609 10.0590 7,087.36 9.4100 6,630.38 456.98 253.29 382% 09103113 " 709.175 10.0290 7,112.01 9 4100 6,673.35 438.66 25483 312% 10101113'•3 712.100 10.0220 1,136.83 9.4100 6,700.86 435.97 255.98 382% Total Noneovered 204,650.163 2,064,445.57 1,925,758.05 438,687.52 73,565.60 Reinvestments to Date 41.910.882 9.5740 401,239.33 9.4100 394,381.38 1,857.95 15,065.69 3.82% Total Covered 41.910 882 401,239.33 394,381.38 1,857.95 15,065.69 Total 246,561 045 $2,465,684.90 $2,320,139.43 4145,545.47 $88,631.29 TOTAL M UTUAL RJNDS $2,465,684.90 $2,320,139.43 4145,545.47 $88,631.29 Untested flayed EdImated Cod Bade Muhl Value Gain/Lon littered Annual Monne TOTAL U.S. DOLLARS $1 6,954,927.41 $17,011,490.97 $58,563.56 $77,683.33 $767,942.06 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L RAS CiptIlent (very Yet Since 2007 DALIAR RATED COMMUNICATIONS (ACELL(NCC Page 5 of 12 Cleating through Penblual tilaprend Mak:limy of The Make/ Mellon CortcwatIon OPNY Melon) Per.FinxlICentr-ber iimm.fiRtdysLoPt000itattot DB-SONY-0011425 EFTA_00159210 EFTA01254452 Portfolio Holdings (continued) HONG KONG DOLLAR Estimated Description Coentfty Markel Prke Merkel Value Currency Yield EQUITIES Common Stocks CHINA UFE INSURANCE CO II SHS 151300.000 23.2500 3310,750.00 HKD ISMS CNED00002L3 Security Ideetifier.262811K CUSP: 71177R204 CHINA PAC INS GROUP CO LTD REGSTERED 95,400.000 38.5000 448,649.24 USD 3372,900.00 HKD SUS H I9Nt CNE1)0000907 Security Ideetifier:260tHK CUSP. Y305293 PING AN INSURANCE CO LTD SHARESSHSH 40,500.000 83.4500 469,370.86 USD 3,379,725.00 HKD ISINICNE1300003X8 Security Ideetifiw.239:11K CUSP: Y6979096 431,905.16 USD Total Common Stocks 10,563,375.00 H10:3 1,349,92326 USD TOTALEQUITIES 10,563,375.00 HIM 1.349.925 26 USD Market Value Currency Awned Mend TOTAL HONG KONG DOLLAR 10,563,375.00 HIT 0.00 1,349,925.26 DSO 0.00 Urinated Acaued Skated Cod Bads Markel Value Colinas Inland Annul Incase TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS $16,954,927.41 318,361,416.23 $56,563.56 $77,683.33 $767,942.06 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as 'covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Account ilumbl” Page 6 of 12 CONFID L balls* trey Yew Since 2007 DAtUM RAM COMMUNICATIONS amerce Cleanng through Penilirasilay ~ad sobsidiary of The Make. Melba CoacwatIon Oltly maw) Pen hnx 11.C. mfett. rimiA.BRnuxeM_00048602 DB-SDNY-0011426 EFTA_00 15921 I EFTA01254453 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) February 1,2018 - February 28,2018 THE HAZE TRUST should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as to the accuracy of thisinformation. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. T3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency al e n cy Cash Fixed Income Equities Mutual Funds Total by Cyrano; U.S. DOLLARS 555.691 3.026.250 11.109.410 2.320.139 17.011.490 USD HONG KONG DOLLAR 0 0 10,563,375 0 10,563,375 HKD Total USO Equivalent 555,691 3.026.250 12.459.335 2.320.139 18.361.416 USD % of Allocation 3% 16% 68% 13% 100% Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEASOF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Page 7 of 12 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO Rated Gallen, (nary Yew Since 2007 DALIARPATEDC0MMUNICATI0NS UMIAK( Clonal liner Peg*. art sh* evened set:oldie, of The IMMO Mae Corporation (MY Melee) Peshint LC. rreenew FilvRAAW UNIV.—OWL/0OO DB-SDNY-0011427 EFTA 00159212 EFTA01254454 Portfolio Holdings Disclosures (continued) Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional Information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown areon base currency) CreditsitisPetioe DebasThisPeriod Net ThisPedoct PediteYear-to•Date DebileYear4o-Dete Net Yeepto•Dete Securities Securities Bought 0.00 32,229,430.95 -2,229,430.95 0.00 4,306,859.92 4,306,859.92 Total Securities $0.00 42,229,430.95 42,229,430.9$ $0.00 46,308,859.92 46,306,859.92 Dividends and Interest $42,121.04 $0.00 $42,121.04 $127,141.14 $0.00 $127,141.14 Page 8 of 12 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Rated hotHent Erect Year Since 2007 DAtRAR MTV) COMMUNICATIONS EXCILUtla Clearing through Stubs* evened MISS." of Me Stubs* CarporatIon(Iny Malan) Panama 11.C.nter-bn FthalkiiMe! SaaNivi—uwww " DB-SONY-0011428 EFTA_00159213 EFTA01254455 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Activity Summary (continued) February 1,2018 - February 28,2018 THE HAZE T RU ST Credits ThIsPerlod Debits ThisPettod Net Des Period Cleats Yes-to-Date DedlnYeat-to.Date Net Yes-to-Date Fees $0.00 48.00 48.00 $0.00 48.00 48.00 Cash Deposits 57,387.52 0.00 57,387.52 57,387.52 0.00 57,387.52 Total Cash $57,387.52 $0.00 $57,387.52 $57,387.52 $0.00 $57,387.52 Totals $99,508.58 42,229,438.95 42,129,930.39 $184.528.88 48,308,887.92 48.122.339.28 Transactions by Type Activity of Process Trade Settkment Transaction Date Dale AdIvity Type DesalptIon Dually Price Acaued 'Metal Amount Currency Securities Bought and Sold 02/06/18 02/02/18 PURCHASED ALPHABET INC CAP STK CL C UNSOLICITED ORDER AVERAGE 1,000.000 1,116.1160 -1.116,16600 USD GOOG UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 02107/18 02105118 PURCHASED ALPHABET INCCAP STK CL C UNSOLICITED ORDER 1.000 000 1,105.9568 -1,106,006.80 USD GOOG 02/27/18 RBNVEST CASH INCOME .PMORGAN FLOATING RATE INCOM E FUND CLASS I 772.144 -7.258.15 USD .PHSX 245788.901 SHRS SHRS PORCH. AT $9.40000 Fin 02/23 PO 02/27/1 Total Securities Bought and Sold - U.S. DOLLARS 0.00 -2.229,430.95 Dividends and Interest 02/15118 CASH DIVIDEND RECEIVED 79000 ST RS CITIGROUP INC DEP SHSREPSTG ID 00 TH PFD 33.945 35 USD C PRK SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL W612425110 RD 02/02 PD 02/15/1 02127/18 CASH DIVIDEND RECEIVED .PMORGAN FLOATING RATE INCOM E FUND CLASS I 7.258.15 USD .PHSX 245788.90T SHRSRD 02123 PD 02127/1 02/28/18 MONEY MARKET FUND DEUTSCHEGOVT CASH 917.54 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 42,121.04 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account NUMbet: CONFIDO. L Rated ticellent trey Year Since 2007 OMAR mrto COMMUNICATIONS ExaLLINC( Page s of '2 Cr uott futr akeota ii .Ar eikors Carpontlanalta Mellon) °ea Periling U.C. mote 1th RA.W.JrAil9m-04-"Aouv5 DB-SDNY-0011429 EFTA 00159214 EFTA01254456 Transactions by Type of Activity (continued) Process Trade Settlement Transaction Date Date Adivity Type Desaipt ion Quantity Price Accrued lamed Amount Osten, Fees 02101/18 FOREIGN CUSTODY FEE Fen Safekeeping AN 2011 CUSP. Y002/4114 -2.00 USD AAIGF 02101/18 FOREIGN CUSTODY FEE Fg n Safekeeping AN 20E CUSP Y1477R.20.4 .2.00 USD CIL; 02101/18 FOREIGN CUSTODY FEE Fgn Safekeeping AN 2011 CUSIP- r6OSZ..0.3 -2.00 USD CH PXF 02/01/18 FOREIGN CUSTODY FEE Fg n Safekeeping AN 2013 CUSP Y69790-0.6 -2.00 USD RAW Total Fees- U.S. DOLLARS 0.00 -8.00 Cash Withdrawals and Deposits 02/13/18 FEDERAL FUNDS RECEIVED HS8C BANK USA, MAY1040139 57387.52 USD 050999997 Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 57,387.52 Total Value of Transactions 0.00 4,129,930.39 UE0 The price and quantity displayed may have been rounded. Client Service Information Yew Investment Spedakd ENJ JOSHUA SHOSHAN NY 10017 Your Account Inforrnatiol Contact Inlonetion Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: Page 10 of 12 CONFIDOs L Rated Eaceilent Every Year Since 2007 DALBAR RATED COMMUNICATIONS EXCELLENCE Clewing through Sta.* evanad .blew of The Basica/ Mete Pero t C aratIon (IltlY Malan) er I Png U.C. mete FIIIIIAVVVELGM_00048606 DB-SDNY-0011430 EFTA_00159215 EFTA01254457 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures February 12018 - February 28,2018 r HE HAZE TRUST The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the acceptance and, in certain instances. execution of securities orders.the assessment of the suitability of those transactions. w here applicable, the rendering of investment advice. if any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award. unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any am endm ents t hereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO. Raul Galls. Gary Yea. Since1007 DALIARIMTEDCOMMUNICATIONS LXCLIAINCE Page of '2 Claimglteough posh LLC a meat owned motoldiary of The Bank a Mellon Cmpormlon (MY Melba) Pentiemll.Carcenbre DB-SDNY-0011431 EFTA 00159216 EFTA01254458 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page '2 of 12 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Rated CamRent (my Yea/ Same 2007 OMAR UM) COMMUNICATIONS LAULUNCE Clarinet...Jr Pone* owned sabaldiary of lie Mak a Mellon CamParatIon Oltly melon) Pori area-ba MAAR; VElelt00048608 DI3-SDNY-0011432 EFTA_00159217 EFTA01254459 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 THE HAZE TRUST UAD 02! 0 9/ 99 JEFFREY EPSTBN & DARREN K IN DYKE TTEES 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Otulsdidt Fink Pews* Noah Wsn•gtenosi Minns (peace 90.4 Maim Set Mn. !bairn Wit1-514IS Mao 410 1455 SS4t January 1,2018 - Januar 31 2018 Account Number: Portfolio at a Glance This Period Vettto•Date Your Investment Specialist. BEGINNINGACCOUNT VALUE $18.370.824.99 $18.370.824.99 18 370.824 99 JOSHUA SHOSHAN Adjusted Previous Account Value 18370.824.99 Dividends. Interest and Olhei Imam 85.020.10 85.020 10 Net Change in Portfolio' -15.132 81 -15,132 81 ENDINGACCOUNW $18.440.712.28 $18,440,712.28 Accrued Interest $59,250.00 Estimated Annual Income $759,015.13 'Net Change in Portfolio lathe difference between the ending account value and beginning account value after activity. Summary Asset Percent Asset Type Pdor Yestawl Lid Period ThisPeded 15% Cash, Money Funds, and Bank Deposits 4,643,619.22 4,843,619.22 2,685,821.93 fl 16% Fixed Income 3,037,500.00 3,037,500.00 3.041.250.00 56% Equities 8,392,270.00 8,392,270.00 10,388,671.35 LL:j! 13% M utual Funds 2,297,435.77 2.297,435.77 2,325,163.00 100% Account Total (Pie Chart) $18,370.824.99 818,370,824.99 818,440,712.28 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDWFAL-4- Rated Excellent trey Year Since 2007 DAtIARRAITI3 COMMUNICATIONS UCILLUICE Page' of " Clewing through Penetolly owned ssteldiary of The Bank a Mellon CarpotatIon (MY Mellon) Per Ow nwritt• rit,R,...P44U,GM_000473609 DB-SDNY-00 1 1433 EFTA 00159218 EFTA01254460 Summary of Gains and Losses Realized Ms Period Year-to-01e MeeNeed Short-Term Gain! Loss 0.00 0.00 153,718.95 Long-Term Gain/ Loss 0.00 0.00 43,091.87 Net Gain! Loss 0.00 0.00 110,627.08 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the' ECEK ) and other credit institutions Introduced negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Cunency CUnency USD Equivalent per USD HONG KONG DOLLAR 0.1278 7 8212 Exchange rates are based on interbank exchange rates as of 01./ 31/ 2018 Exchange rates can vary. Money Market Fund Detail Oete Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 124% Activity Ending: 01/ 31, 18 12/30/17 Opening Balance 4,643,619.22 4,643,61922 01/23/18 Deposit MONEY FUND PURCHASE 72,500.00 4,716,119.22 01/25/18 Withdrawal MONEY FUND REDEMPTION -2,034,893.09 2,681,228.13 01/31/18 Deposit INCOMEFtBNYEST 4,395.80 2,085,621.93 01/31/18 Closing Balance 12,685,621.93 Total All Money Market Funds $2,685,821.93 Activity Type Delatplin Amount Bina CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 2 of 1' Account Herby CONFIDO. L Rated ti c lieH (my Yew, Since 2007 DMIAR MUD COMMUNICATIONS EXCILLINCE Clewing through Penhtly ~ad istaldiary of Ile Make Mellon CoacwatIonaltly meNon) Perchnx LICerto—bn FtuRAARNYttelt00048610 DB-SDNY-00 11434 EFTA_00159219 EFTA01254461 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income and Expense Summary January 1,2018 - January 31,2018 THE HAZE TRUST Cumin Poke mantle Non Taxable Yeasts-Oda tirade Noe Taxable Dividend Income Equities 72,500.00 0.00 72,500.00 0.00 Money Market 4295.80 0.00 4,395.80 0.00 Other Dividends 8,124.30 0.00 8,124.30 0.00 Total Dividends, Interest, Income and Expenses 385,020.10 $0.00 385,020.10 $0.00 Portfolio Holdings U.S. DOLLARS Account Activity Opening Doe. Accrued Income 30-0ay Court Opening Mee Gustily Number Ending Balance Mince Income Thieves Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH Inn 12130/17 2,685,621.930 N/A 01131118 4,643,619.22 2.685.621.93 0.00 4,395.80 1.23% 124% Total Money Market 24,643,619.22 $2,685,621.93 30.00 34,395.80 TOTAL CASH, MONEY FUNDS AND BANK DEPOSITS 34,643,619.22 $2,685,621.93 30.00 $4,395.80 Adjule4 Walked Mould Ealleaded Slanted Dale Aequited Quantity Uell Oad Oast Baia Market Pike Market Value Galerless IMeni Maud Income Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds SSORGANCHASE& CO DEP SHSREPSIG Security Identifier 46625HHA1 /12TH PFD SERIFIXED TO FLTO RT 80 7.900% 04/29/49 8./E CAD 04123/08Moody Rating SAMS& P Palmy 888- 05/10111 3,000,000.000 111.2650 3,337,958.33 101 3750 3,041250 00 296,708.33 59250.00 237,000.00 7.79% Original Cost Basis: 33.337658.33 Total Corporate Bonds 33,337,958.33 33,041,250.00 4296,708 33 359,250 00 9237,000 00 3 000 000 000 TOTAL FIXED INCOME $3,337,958.33 33,041,250.00 4296,708.33 359,250.00 $237,000.00 3,000,000.000 Account Number CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rated hottlent Every Year Since 2007 DALIAR RATED COMMUNICATIONS ()tallINCE Page 3 of 1' Cles.ng through Pe.ah. U gay ~ad rubsnItaly of The Bank 04 Mae Corporation OINY Mallon) Peed. ing 11.C. mop, iinekfiAt4inotelt 00048611 DB-SDNY-0011435 EFTA_001 59220 EFTA01254462 Portfolio Holdings (continued) U.S. DOLLARS (continued) unrealized ENimated Esther/ea Dale Acqtired Quantity UnN Co14 Cast Bads Market NU Market Value Gain!Loss Annual Income Yield EQUITIES Common Stocks AIA GROUP LTD HONG KONG SHSISINI HK0000069689 Dividend Option: Cash Security Identifier AAIGF CUSP:1002MS 01/23118 59.000.000 81240 508.816.10 8.5810 506.219.00 .2.537.10 3.865.32 0.16% ALPHABET INC CAP STK CL C Dividend Option: Cash 12705117 1.000.000 1.014.0150 Scarily Identifier GOOG CUSP 020791(97 1.014.015.20 1,169.9100 1,169,940.00 155.924.80 Total Common Stocks 31,522/31.30 31,676,219.00 $153,387.70 63,865.32 Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 1900TH PFD SER K DIV 6875% PERPETUAL MATT PERPETUAL CALL Mt/21025.00 Dividend Oplion: Cash Security IdentilierC PRK CUSIP: 172967341 02103114 79,000.000 25.3090 1,999,418.90 28.2000 2,227,800.00 228,381 10 135,781 25 6 09% CITIGROUP INC DEP SIM REPSTG1900 PFD SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALL 04/22/SO25.00 Dividend Oplion: Cash Security Went Wier: C PRC WSW 172967366 10/28/14 49,033.000 24.0810 1,180,739.16 25.0500 1.228.276.65 47,537.49 11,097.85 5.78% 10129114 150.967.000 24.3130 3.670.430.48 25.0500 3.781.723.35 111.292.87 218.902.15 5.78% Total Covered 200,000 000 4.851.169.64 5,010,000 00 158,830 36 290,000 00 Total 200,000100 $4,851,169.64 35,010,000.00 3151830.36 3290100.00 Total Preferred Stocks 36,650,588.54 $7,237,800.00 3387,211.46 3425,781.25 TOTAL EQUITIES 38,373,419.84 38,914,019.00 3540,599.16 3429.646.57 Unrealized Estimated Estimated Dale Acquired Quantity Unit 0:d Cog Bass Market Price Market Value CainItoss Annual Income Yield MUTUAL FUNDS ;MORGAN FLOATING RATE INCOME FUND CLASS I Open End Fund Dividend Oplion: Reinvest: Capital Gains Option: Reinvest Security Identifier &HS% CUSP 402t59 01/22/13 " 52 198.216.056 10.0890 1.999.715.56 9.4600 1.875.123.89 -124191 67 70,945.49 3.78% 02/01/13 . •312 630.057 10.0660 6,342.01 9.4600 5,960.35 .381.66 225.51 3.18% 03701113'53: 711.578 10.0590 7.157.46 9.4600 6.731.53 125.93 254.69 3.78% 04/01/13 " 12 789.547 10.1090 7,981.19 9.4600 7.469.12 412.07 282.59 3.78% Page 4 of V CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO. Rated Galls, Charing through Pe lilV m . wady caned (very Yew Since 2007 seteldlay of The Make. Mellon 0MAR RATED CCOMUNICATIONS Caporatfon(ONY Melba) EXCMINCC PtrOirall.C.rnen5tr DB-SDNY-0011436 EFTA_00 15922 I EFTA01254463 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Otte Acquked Quantity Una Cod Cool Beau Market Prke Market Value Unniabld GeliOlors Estimated Eslimaled Annuli Income Yield MUTUAL FUNDS (continued) MA ORGAN FLOATING RATE INCOME FUND (continued) 05101113 '.3.12 751.550 10.1290 7,612.14 9.4600 7,109.87 4502.47 269.00 3.78% 06103113'•3.° 757.360 10.0890 7,640.69 9.4600 7,164.82 476.07 211.07 3.18% 07101/13"14 668.131 9.9690 6,660.32 9.4600 6,320.51 .339.81 239.14 3.78% 08101113 ' •3.4 704.609 10.0590 7,067.36 9.4800 8,865.59 421.77 252.19 3.78% 09103/13'•3.° 709.175 10.0290 7,112.01 9.4600 8,708.79 403.22 253.83 3.78% 10101113 ' •3'° 712.100 10.0220 7,136.83 9.4600 6,736.46 400.37 254.87 3.78% Total Noncovered 204,650.163 2064,445.57 1,935,990.53 ,128,455.04 73,248.38 Reinvestments to Date 41,138.738 9.5770 393,961.18 9.4600 389,172.47 4,808.71 14,724.38 378% Total Covered 41.138 738 393,981.18 389.172 47 -4.808.71 14.724 38 Total 245.788 901 62,458,426.75 $2,325,163.00 -$133 263 75 687972 76 TOTAL MUTUAL FUNDS 82,456,426.75 $2,325,163.00 -$133.263.75 587.972 76 January 1, 2018 - January 31, 2018 THE HAZE TRUST TOTAL U.S. DOLLARS HONG KONG DOLLAR Unrealized Accrued &Sated Cod Bids Martel Value Gainless Interest Annual Income 616,855,426.85 $16,966,053.93 $110,627.08 $59,250.00 $759,015.13 Oeserie4be Oeselity Market Price EQUITIES Common Stocks CHINA LIFE INSUMCE CO H SHS 151,000.000 28.4500 3,993,950.00 HKD ISM/ DiE130000233 510,654.37 U50 Security Id unifier. 262811K CUSIP:Y/177R204 CHINA PAC INS GROUP CO LTD REOSTEAS 95.400.000 39.7000 3,787,380.00 HKD SKS H ISMSCUE:00000907 484242.96 USD Security Id satinet: 260 tHK CUSIP: Y605293 mutat Value Cunene/ Estimated Yield Rated ticellent trey Year Since 2007 DALIARMTED COMMUNICATIONS LXCELLOICI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 1' Clewing through Peturlay ~ad stk.'s." of The Maker Aelloa Carpontlan (MY WNW Peri. ing WC. "rex/ rmallicrignatelt 000484313 DB-SDNY-0011437 EFTA_00159222 EFTA01254464 Portfolio Holdings (continued) HONG KONG DOLLAR (continued) Description Neatly Market Fake Estimated Mike Value Currency Yield EQUITIES (continued) Common Stocks (continued) PING AN INSURANCE CO LTD SHARES SHS H 40,500.000 92.8500 3,752,325.00 HKD ISINICNE1300003X8 479,761.02 USD Security Id Wirier: 23SHK CUSP. Y69790126 Total Common Stocks 11,533,655.00 NM 1,474,658.35 USD TOTAL EQUITIES 11,533,655.00 HKD 1,474,658 35 USD Market Value Currency TOTAL HONG KONG DOLLAR Aeaved Mad 11,533,655 00 HILO 1,474,658 35 USD 0.00 0.00 Wreaked Moved Uinta Cod Bads Markel Value Gab/ em Intend Annul Income TOTAL PORTFOLIO HOLDINGS • U.S. DOLLARS $16,855,426.85 $18,440,712.28 $110,627.08 $59,250.00 $759,015.13 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered'. Securities marked as 'covered*, were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 10 99-S for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 Thecost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basisinformation, therefore cost bass provided on previous client brokerage statements may differ from the new cost basis reported in this section. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 6(e) Account Number: Page 6 of 1' CONFIDO. L Rated Excellent Every Yew Since 2007 DAtRAR MEW COMMUNICATIONS EalallatICE Clewing lame. Patalivatiay owned sabildlary of Thalamic,/ Mellon Garporatfon (Ely Mellon) Peri Finx 11.C. meet.. on) DB-SDNY-0011438 EFTA_00159223 EFTA01254465 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Holdings Summary by Currency January 1, 2018 - January 31, 2018 THE HAZE TRUST Qniency Cain Reed Worm Equities Moduli Feeds Total by Cemenor U.S. DOUARS 2,685,621 3,041,250 8,914,019 2,325,163 16,966,053 USD HONG KONG DOLLAR 0 0 11,533,655 0 11,533,655 HKD Total USD Equivalent 2,685,621 3,041,250 10.388,1377 2,325,163 18.440,712 USD % of Allocation 15% 16% 56% 13% 100% Portfolio Holdings I scl sures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges Incurred In connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDgs L RAS hottlent (wry Yet Since 2007 DALIAR RATIO COMMUNICATIONS LICILLINCI Page 7 of 1' Clewing through PeralSidy evened sobsidiary of De Bank nista CarpotatIon(ONY Mellon) Perthnx 11.C. mnWon FINRAAKELGM-00048615 DB-SDNY-0011439 EFTA 00159224 EFTA01254466 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions (continued) corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the M argin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Doors. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. M essages Important Reminder for Pershing's 2017 Form 1099 tax statement (1099): The 1099 includes IRS 1099 Form B, DIV, INT, 0ID and M ISC. By February 15, 2018, you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will Inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than M arch 15, 2018. For more information please visit myttuthandbook.com. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. 'lease see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All am ountsshown are in base currency) treditslhisPetiod Debits ThisPeried Net IbisPetled Credits Yeat-to-Date Deeds Yearee-Ilete Net Year-to-Dale Securities Securities Bought 0.00 4,071,428.91 4,077,428.9? 0.00 4,077,428.9? 4,077,428.97 Total Securities $0.00 44,077,428.97 44,077,428.97 $0.00 44,077,428.97 44,077,428.97 Dividends and Interest $85,020.10 $0.00 $85,020.10 $85,020.10 $0.00 $85,020.10 Totals $85,020.10 44,077,428.97 43,992,408.87 $85,020.10 44,077,428.97 43,992,408.87 Page 8 of 11 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. L Rated Escoilent (my Year Since 2007 DMIAR WED COMMUNICATIONS EXCIllatia Owns through Inibralasinted subsidiary of Mt lardtalelellan Ono-saw (OM Mellon) Per Ihnx 11.C. mer-tx• FINRA.ROM STNen_00048616 DB-SDNY-0011440 EFTA_00159225 EFTA01254467 Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 Transactions by Type of Activity January 1,2018 - January 31,2018 THE HAZE TRUST Roast: Trade, Settlement Traosadlon Date Dale Activity Type Deatiption Quantity Price Acaued lateral Amount Currency Securities Bought and Sold 01/25/18 01123118 PURCHASED HONGKONG DOLLAR 15,905,233.100 7.8162 -2.034.893.09 USD 01125118 01123/18 PURCHASED AU GROUP LTD HONGKONG SHS ISINI HK00000 69689 59,000.000 67.2500 .3,977.975.14 HKD 199 HK ALLOCATED ORDER YOUR BROKER ACTED ASAGENT AS OF -508.816.10 USD 0123/201 01/25/18 01/23/18 PURCHASED CHINA LIFE INSURANCE CO H SHSISINOCNED0000213 151.000 000 26.1974 -3166.001.71 HKO 2628 HK ALLOCATED ORDER YOUR BROKER ACTED ASAGENT AS OF 407,284.60 USD 0123/201 01/25/18 01/23/18 PURCHASED CHINA PAC INS GROUP CO LTD REGISTERED SHS H 95,400.000 41.8453 4,002,330.07 HKD 260111K 'SINK CNEVO 000907 ALLOCATED ORDER YOUR BROKER 411131 30 USD ACTED ASAGENT ASOF0123120i 01/25118 01/23/18 PURCHASED PING AN INSURANCE CO LTD SHARES SHS H 40,500 000 97.5000 -3,958126.18 HKD 2313 HK ISINt CREDO 0003%6 ALLOCATED ORDER YOUR BROKER 406,379.58 USD ACTED AS AGENT ASOF0/23/20S 01/30/18 REINVEST CASH INCOME .PMORGAN FLOATING RATE INCOM E FUND CLASS I 859.714 4.124.30 USD ..PHSX 244929/70 SHRS SHRSPURCH. AT 19.45000 RD 0126 PD 0130/1 Total Securities Bought and Sold HONG KONG DOLLAR 0.00 -15,905,233.10 HKD TOTAL USD EQUIVALENT 0.00 -2,034,411.58 USD US. DOLLARS 0.00 .2.043,017.39 USD Dividends and Interest 01/22/18 CASH DIVIDEND RECEIVED 200000 SHRSOTIGROUP INC DEP MS REPSTG 11300 PFD SER 72.500 00 USD C PRC C OIV 5.8% PERPETUAL MAN PERPETUAL CALL 04/22/1025.00 RD 012 Ft 0122/13 01/30/18 CASH DIVIDEND RECEIVED PM ORGAN FLOATING RATE INCOM E FUND CLASS! 8.124.30 USD 911SX 244929.170 SHRS RD 0126 PO 013011 01/31/18 MONEY MARKET FUND DEUTSCHEGOVT CASH 4.395 80 USD INCOME RECOVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 85.020.10 Page 9 of " CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO. L Rated ticellent trey Year Since 2007 OMAR MITO COMMUNICATIONS EXallttla Clewing through Pagoirti llay owned totaling of The kelt oa Mellon CarporatIon My Mellon) PeriPing 11.C.nwt-to FtMto.. 10,c4439m—Ouv48617 DB-SDNY-0011441 EFTA 00159226 EFTA01254468 Transactions by Type of Activity (continued) Told Accrued Interest Total Amount Trassclionsamusity ToldAD:reed Interest Told Amount Olrrenq USDEquivalent USDEquivalent HONG KONG DOLLAR 0.00 45,905,23310 HKD 0.00 4,034,411.58 U.S. DOLLARS 0.00 •1,957.997.29 USD 0.00 -1.957.997.29 The price and quantity displayed may have been rounded. Dent Service Information You, Investment Specialist ENJ JOSHUA SHOSHAN NY 10017 Your Account Information Contact Information Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize pram RIM on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRON IC D BJ VERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important In' rmati ri and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you w ill not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances In your account may be directed to the Pershing Customer Service Department at (201) 4 t3-3333. All other inquiries regarding CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) Accoant Numbs, CONFID L- Page 10 of 11 Rabid ficiilent Every Yet Since 2007 DAL BAR RATIO COMMUMCATiONS ()tallINCE Cleanng through Pat•talayevnwel Malang of The kalconlellon CaPoratIon(Iny Mal) Penhnx 11.C.mtv-to FIMIA.691413GM_00048618 DEL-SDNY-0011442 EFTA 00159227 EFTA01254469 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1,2018 - January 31,2018 THE HAZE TRUST The Role of Pershing (continued) your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LW. Legal Department. One Pershing Plaza. Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: CONFIDO' Rated (welkin beer Year Since 2007 MBAR MUD COMMUNICATIONS EXCIILLINCE Page " of Clown. tIvousli Persh LLC a meat owned Saudis, of The Sank o Mellon corooterronour Menllon) li, _00048619 Penlira DB-SDNY-0011443 EFTA 00159225 EFTA01254470