Case File
efta-01268297DOJ Data Set 10OtherEFTA01268297
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01268297
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Page 1 of 2 )
Page 1
From:
To:
Subject
caselD=58113174
Attachment:
From Address:
Message ID: 103673256
Case ID:
58113174
Form Message
"KOFAX PROD PROCESS"
Thu, 21 Feb 201914:52:28 -0500
Removal of Bruce Galloway as Trading Agent //- messagelD=103673256
Attachment_20168742.zip
FULL NAME: Richard Kahn
ACCOUNT TITLE: SOUTHERN FINANCIAL LLC
USERID:
ACCOUNT_NUMBER:
User-Agent: Mt:villa/5.0 (Macintosh; Intel Mac OS X 10.13; rv:65.0) Gecko/20100101 Firefox/iSS.0
ENVIRONMENT: invest.ameritrade.com
Please see form to remove Bruce Galloway as trading agent.
Thank you
[ Attachment I Type: application/pdf Name: Trin Trading_Authorization Removal_Bruce_Galloway_-
_Feb_2019.pdf]
CONFIDENTIAL
SONY_GM_00012174
EFTA_00122825
EFTA01268297
Rage 2
of
2)
Southern Financial LLC
6100 Red Hook Quarter, B-3
St Thomas, USVI 00802
February 21, 2019
To: TD Ameritrade
Re: Account
To Whom It May Concern:
Per my authorization, please remove Bruce Galloway as an authorized trading agent for the above
referenced account. Please call me with any questions at
Thank you.
Resp
ully,
...-
......7
Jeffre
stein
CONFIDENTIAL
ial
t
SDNY_GM_00012175
EFTA 00122826
EFTA01268298
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