Case File
efta-01273264DOJ Data Set 10OtherEFTA01273264
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01273264
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Signature Page
Ghisialne Maxwell
Account Number and Description
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Signature Requirement
By signing below and depositing cash or securities in my account, I acknowledge that I have read, understand and agree with the enclosed UBS Client
Relationship Agreement, as well as the terms, conditions and disclosures in the Agreements and Disclosures booklet that I previously received,
IRA Benefldary Designation
By signing below, I designate the beneficiary or beneficiaries that appear
on the enclosed Account information pages.
Employer Retirement Plan Rollovers
For fOlloVPIS born an employees retirement darn I have reviewed the
options available and evaluated the Investment and non-investment
considerations described in the IRA Rollover Disclosure avallabe In the
Agreements and Disclosures booklet; I understand the fees and costs
associated with
IRA and I have made the decision to roll over my
assets to a UBS IRA independently. I also understand that if UBS
provides services to my employees retirement plan, none of the
information provided to me by MIS or its employees about rolhng over to
an IRA was provided as part of any existing fiduciary relationship to the
plan under ERISA and that neither UBS nor its employees acted as an
ERISA fiduciary in supplying such information.
Electronic Delivery Consent
As you requested, we have sent your agreements and disclosure booklet
and other account-related documents electronically to
which we consider to be the e-mall address of
record or all owners of the account. The Information is also available at
www.ubs.com/accountdisdosures or by request to your financial Advisor.
Scott Stedman I Lyle Cavielat 1.212-821.7000.
The Client Relationship Agreement contains a pre-dispute arbitration clause located in the final section under the title "Arbitration'
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EFTA 00131056
EFTA01273264
Technical Artifacts (2)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Domain
www.ubs.comPhone
1.212-821.7000Forum Discussions
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