EFTA01275237

;It UBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Men:0430751071215 X12 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Account number. Your financial Advisor- SCOTT STACK MAN1LYLE CASIBEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the RMA ReSourCeUne at 800-RMA-1000, account 029323574 UBS Strategic Advisor December 2015 GHISI AINF MAXWFI I Value of your account on November 30 (5) on December 31(5) YOur assets 1,351,897.60 1,311,717.81 Visitour websIte: Your liabilities 0.00 aoo www.ub5comainancialservices Value of your account Accrued interest in va'ue above 11,351,897.60 53,080 52 Tracking the value of your account S mcUanes 'SPA 3 $1,311,717.81 15,17888 1 '.St 311 7 • DK 2014 Nov 2015 Dec 2015 As a service to you, your portforrivalue of 51,311,717 81 includes accnred interest Sources of your account growth during 2015 Value of your account at year end 2014 51,584,344.34 Net deposits and withdrawals 4303,350.40 Your oveStinent return DM:lendand interest income $71278.97 Change in value of accrued interest 41,76501 Gunge in market value -138.790.09 Value of your =pant on Dec 31., 2015 31,311,717AI SDNY GM 00022480 Member SIPC EelPI00040313075107 Ne70003118760CCO5 12150305750N Y1235745501100% Page I of 12 CONFIDENTIAL EFTA_00I33I00 EFTA01275237 SUBS UBS Strategic Advisor December 2015 Your account balance sheet Account name: r. SI Friendly account na Account number: The value of your account inducts assets held s 185 and cenan assets held WM/ Iron 085 See page I for fnCuelriOnnatiOn. Summary of your assets Value on December 31 (t) Percentage of your account A Cash and money balances S41.48 0 04% B Cash alternatives 0.00 000% C Equities 427,085.10 3256% D Fixed income 884,091.23 67 40% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% 0.00 0.00% Total assets $1,311,717.81 100.001E Value of your account $1,311,717.81 Your current asset allocation A Eye on the markets Index Your n vandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Cash and money balances may Include available cash balances. UBS Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Percentage change December 2015 Year to date -1.58% 1.38% -2.05% 0.48% -1.33% -0.39% -0.32% 0.55% ENP700:54025075108 HP2C(10311€12600206 1215 030525C04 VI23574SW litimy_Gm_000224me 2 of 12 CONFIDENTIAL EFTA_00B3101 EFTA01275238 *UBS UBS Strategic Advisor December 2015 Account name: friendly account name Account number. Change in the value of your account Summary of gains and losses December 20'5 (Si rear to date (I) Opening account value $1,351,897.60 $1,584,344.34 Deposits, including investments transferred in 0.00 3,998.72 Withdrawals and fees, including investments transferred cut -24,799.11 -307,349.12 Dividend and interest income 541.48 71,278.97 Change in value of accrued interest 2,098.36 -1,765.01 Change in market value -18,020.52 -38,790.09 Closing account value $1,311,717.81 $1,311,717.81 Dividend and interest income earned For purposes of Inis statement, taiatilly of interest and dnidend income has been determined from a uS lam reporting cerennne Based upon the residence of the account holder, account type. or product type. Some interest ands clvidend payments ma) not be subject to United States (US) NOV Puerto Rico (PR) income fates. The dent monthy statement is not intended to be used and cannot be rated upon for tat purposes. Chen% should refer to the axlicrlde tar reporting forms They recent Ircen U8S annualy, such as the Forms 1099 and the Fars 4130, for lax repotting infoimatuto It Is the practice of 1.185 to file the tookaste tar reporting forms with the US Internal Revenue Service and PR Treasury Departrrent and in such forms accurately dasJfy dwdend ardor interest as tar exempt or tact* imam. Please comult your irdvdual tar prepare/ December 2015 (1) Year to date IS) Taxable dividends 541 48 8,528 72 Taxable interest 0 00 49,522 55 Tax-e>empt interest 0 00 10,000 00 Miscellaneous 0.00 3,227 70 Total current year $541.48 $71,278.97 Total dividend & interest $541.48 $71,278.97 Your ri sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Vaues reported telow exclude products for which gam and losses are not classified Realized gains and losses Unrealized December 2015 (•S) Year to date (1) gains and Losses (I) Short term 0.00 14.17 660.98 Long tens -12,229.74 -12,229.74 68,766.60 Total -$12,229.74 -$12,215.57 $69,427.58 Cash activity summary See Account activity the monthtot dela Is. Mantes In your Sweep Options are included in the opening and closing bdances yaue. FDIC insurance scones only to deposits at UBS Bank USA, rot to deposits at LOS AG, Dank,d french or bank deposits pacedtwos* the LIES Intern/lona Deposit Account prcgram. SiPC protection applies to money market sweep fund holdings but not bank deposits Steimportant information about your statement on the last too pages of this document for decals December 2015 (S) rear to date (S) Opening balances Add bolts Deposits and other funds credited $5,167.87 000 $464.36 3,998.72 Dividend and interest income 541.48 71,278.97 Proceeds from investment transactions 19,631 24 232,148.55 Total additions Subtractions Professional management fees and related services $20,172.72 000 $307A26.24 -7,654.88 Other funds debited -2h,79€ I1 -299,694.24 Total subtractions -$24,799.11 -$4,626.39 $541.48 -$307,349.12 Net cash flow Closing balances $77.12 S541.48 SDNY GM 00022482 re1870004C0807SID9 riP7C0)31187600305 1715030575031 Y123574550 110003 Pegs 3 of 12 CONFIDENTIAL EFTA_00133102 EFTA01275239 *UBS UBS Strategic Advisor Account name: friendly account name LL Your Fi nancial Advisor SCOTT STACK MANLYLE CASRIEL December 2015 Account number 212-821.7O0O/8OO-3O8-3140 UBS Bank USA Deposit Account APY Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 12,383.89 Closing UBS Bank USA Deposit balance Dec 6 $0.00 Number of days in interest period 31 Average daily balance 13,18253 Interest earned 10 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - moderate investment eligibility consderaum None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. EnflOCO4CO8O75I 1O NP7O0O3I 1876OO:O6 121S O3O575CO4 YI 2357455O 1106MyGpvL00022§gle 4 of t2 CONFIDENTIAL EFTA 00133103 EFTA01275240 6VBS UBS Strategic Advisor December 2015 Your assets Account name: Account number. Friendly account ntedle Sank ones, tricorn! and current values shorn may teepprOxiinale. AS a Intl. gdlns diCHOSSeSMey riol be ecofialely refkcled. Set attpomon intomnabon Maur your statement a the end of this document for more infornalon. Cash Cash and money balances Cash and money balances may include avalable cash balaxes, UBS Bant USA deposit account balances, UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by tne vAl to n yak able limits, but are not protected by SIPC USS AG Stanford Stanchdeposit SCOunt Prances an not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the endof this document for detain about those Mantes. Hddng L135 BANK USA CEP ACCT GHISLAINE MAXWELL Doering bdance Cloung tulence ince per share Average on Dec I (I) on Dec 31 (1) on Dec 21 ft) rate Deaden:I Interest period Your Pi nodal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 0411 vi period Cy anounl (S) Equities Common stock Hddng Trade date laorber of shares Purchase pixel Average price per snare (S) Cost basis (S) Price per share on Dec 31 (S) Velue on Dec 31 (1) unrealized Hddng oath or loss (1) period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 119% May 17, 11 303.003 11 .860 3,593 84 16.830 5,09949 1,505.65 LT Jun21, II 313.000 10.670 3,33986 16.830 5267.79 1,927.93 LT Aug 2, 1 1 328.000 9.802 3215 15 16.830 5,520.24 2305.09 LT Security total 944.000 10 751 10,148 85 15,887 52 5,738.67 OTIGROUP INC Symbol: C Exchange NYSE EAI: 172 Current yield: 0.39% May 17, 11 115 000 AI 249 4,743 71 51.750 5,951 25 1.207 54 LT lun 21, 11 121.000 38 285 4,632 57 51.750 6261 75 1,629.18 LT Aug 2, 1 1 122.000 38 297 4,672 24 51.750 6,313 50 1,641.26 LT Sectrity total 353 000 39 242 14,048 52 18,526 50 4,477.98 continued next page 5.167 87 541 48 250.000 00 SDNY GM 00022484 reae7000400807Si I1 HP7030311876 00006 1215 0305750)1 Y123574550 110000 Page S of 12 CONFIDENTIAL EFTA_00133104 EFTA01275241 4It UBS UBS Strategic Advisor December 2015 Account name: GHISLA1NE MAXWELL Friendly account name Account nuntber. Your 15nandd Advisor: SCOTT STACK MANLYLE CASFUEL 212 -821.70001800-308.3140 Your assets Equities r Common stock (continued) back Hddng date Number of shares Purchase price average price per share (5) Cora basis (5) Price per share on Dec 31 (51 Value on De< 31 (y) unformed gain or loss (I) Hddng Pined GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAI: 31,977 Current yield 4 23% Nov 18, 10 1373003 36 416 50,030 00 34.010 46,695 73 .3,304.27 LT PR PARTNERS INC A Symbol PiT Exchange NYSE Oct 1,15 27.003 3809 102.85 28.290 763.83 660.98 ST SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol. SLR Exchange. NYSE EAI: 3226 Current mkt 2.87% May 17, 11 37.000 13I 270 3,007.00 69.750 2,580.75 -426.25 LT Jun 21, 11 40 .000 82 436 3,297 45 69.750 2,790 00 -507.45 LT Aug 2, II 36.000 89 433 3219 59 69.750 2,511.00 -708.59 LT Security total 113.000 84 284 9,524.04 7,881.75 -1,642.29 Total 383.62426 189.75533 15.931.07 Total estimated annual income: 32,464 dosed end funds & Exchange traded products lotal reinvested is the tota d a renvested chxtencts n does not Fricludt any cash docends. n Is not a tat lot for the purposes of determining Nildng periods or cost basis. The shares you receive each hma you reinvest dwdends became a separate tax lot est bald is the total purchase cost of the security, inducing tonvestedcludencts Ire cost basis trey need to be °titled (or return d (*aid payments in order to determine the adusted cost can la tar reporting purposes. Hddng SPCA S&P 500 ETF TR Symbol. SPY Trade date: Jul 12, 13 EAP 36,288 Current yield 2.06% "Knelt! WKS NUMbet Averdgt price of shares per Shale (Y) 1,495.000 Client investment (5) 167.496 250,407.85 Untealeed ((åe) gem or toss is the Olference between the current vdue and t he cost bass and would generary be your tamable gan or loss II the security was sold as this date. The unteakzed (tad gen or loss may need fa be "dusted for return of capild perimeMs In older to 'mine the 'edited galn or IOSS la tax reporting purposes. IrwestmeM return Is the current value minus the «noun( you 'mead: It does not include shares that are not reflectedon your statement includng shares Chat have been *Ailed as either a gin or a loss It also dars not include cash dudends mal were nol *Invested Cost Price per snare basis (4) on Dec 31 (3) value on unrealized (tad 'incliner* Hddng Dec 31 IS) gain or loss (5) return (5) Puled 250,407.85 203.870 304,785.65 54,377.80 54,377.80 LT EAP70C04008075112 HP70003118760CC061215 030575034 Y123574593 I10"yGit 000224ese 6 of 12 CONFIDENTIAL EFTA_00133105 EFTA01275242 *UBS UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your if 'sandal Advisor: December 2015 Friendly account name: Account number. SCOTT STACKMAMLYLE CASNEL 2124321-7000/800-308-3140 Your assets . Equities (COntinued) Other equity investments Cost basis and gans and losses haw not been adjusted autonsiically for return of capital payments. ResIncled sec u rIty eel ties ace estimaled Ice Informational purposes See wporr4nr informovon about your statement at the end c( this document for additional information Purchase peke Trade lawber Average glee Cost Price per share Value on unrealized Hdckng wiring die of shares per share (S) best CP on Dec 31 (St Dec 31(1) gan or losS (IS Pened BLACKSTONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange' NYSE EAT $3,228 Current yield. 9.92% Sep IS, la 1,113.000 32 319 35,972.05 29.240 32,544.12 3,427.93 . LT Fixed income Corporate bonds and notes P (maned from independent quotation bureaus that use ccerpteened va Wheel formulas to talc .are current values Actual market eaves may vay and thus gaindlosses may not be accurately reflected COSI basis has been &lusted for OCC ieted °Nina] issue dscount (DID). COSI basis has been sicking GEM, NEC CPTL CCeP AO) RATE MATURES0911/16 CU90 3696262/5 Moody. Al SSP: AA. EAI: $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.50 1 100.000 so,c0000 4605.50 LT BANK OF AMER iNTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST $690.00 CUSH) 06050WOW2 Moody Baal S&P- NEN ICOOCO 152,169.00 EAI: 15,400 arnant yield' 3.55% Nov 01, 10 150,000000 150,000.00 101,446 2,16900 LT continued next page Trade dae Iota fae yaw a mat any (1) Purth&e vete (S) ascrnscally actustedfor arnornetion of bond prerreum using the coastal yieldmetNW If you have made a tax election to deduct the vernuni ancrlization on taMple debt secunties, you may request UBS alust cat basis fa the tondpremum roan/ration. Agusted cat bass (5) Nice on Dec 31 ($) Valle on Dec 31 (1) unreaired edam; gan co loss (I) per SDNY GM 00022486 ENP70004C08076113 riP7C003I 1876 00036 1215 030575031 Y123574550 110000 Page 7 of 12 CONFIDENTIAL EF1'A_00133106 EFTA01275243 SUBS U BS Strategic Advisor December 2015 Account name: Friendly account name Account number: Your assets Fixed income corporate bonds and notes (continued) HclOng JP MORGAN CHASE & CO NTS 8/E RATE 07.900% MATURES 04/29149 ACCRUED INTEREST 31,97500 CUSS' 46625HHAl Moody Baa3 S&P' BBB. EAI: 111,850 Current yield: 7.76% Original cost basis 3157,909 17 Dec 22, 09 150,000.000 105 100 157,650.09' 101.800 152,700 00 .4,95009 LT Total $350.000.000 $353,04459 $354,869.00 $1,824A1 Total accrued interest $2,665.00 Total estimated annual income: $17,389 ' Irk s'es cost basis intoonaton provided bor ycu of xicf her Mini ba-ty. UR'S ES has not verified Isis informateon and does not guarantee ns accuracy trade date rani •xt vaue roahoily (I) PufCrio,: holusted Fife on vaueon pace (s) eon bass (5) Ot( 31 ($) DeC 31 (5) Your K asocial Advisor: SCOTT STACK MAI/LYLE CASRIEL 212.821.7000/800-308.3140 (Inreelized Hddog gen or loss (S) period Municipal securities Pikes are obtained from independent quotation bureaus that use computerized vitiation formulas to dscoum for securities issued at a dr.ccunt When original cost tarn is desolated, anorbtation ha been calculate current values Actual market vaues may vary aid thus gar/glosses may not be accurately done uung ire constant geld met hod cauterise amonizarion has been done using the straight line (Owed Cost basis has been °off:010(81y aclusted for maxim, amonizaiien of bOnd Prerri um on method coupon tax-erempt municoa sec unties using the constant yell method and for accreted 'sigma issue trade Taal face value Punhat Aciuded Price on value on unrealzed Holing Hddng date a maturity (I) pnce(S) cat basis (El Dec 31 (5) Oec 31 (5) gen or loss CO period MICHIGAN MUN 8D AVTH RV PREF BEM PRE•REFUNDED RATE 05.000% MATURES 10(0 I/ 26 PREREFUNDED 10101/16 9 100.00 ACCRUED INTEREST 3562.50 CUSP 59455T3R1 Moody Not rated S&P: Not rated EAI: 32,250 Current yield: 4.84% Orignal cost basis 346.406.60 Nov 22, 11 45,000.000 101.900 45,855.38 103.406 46,532.70 677.32 LT continued next page rda70034C08075114 HP700031187600:05 1215030575004 Y123574550 t 10M,reGrit 00022fee it of 12 CONFIDENTIAL EFTA_00133107 EFTA01275244 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Handal Advisor: December 2015 Friendly account name Account number. SCOTT STACK MANLYLE CASRIEL 212-821-7000800-308-3140 Your assets Fixed income . Municipal securities (continued) Traie total face we ue Funnece Aclusle0 Nice on v4ueon Unreaed Hddng Melting date a maturity (I) rafIce(S) ant bast (I) Dec 31 (0 Dec 31 (3) grin or loss (1) POW DROWSE TX INDPT SCH D PREF BEM/ PRE-REFUNDED RATE 05.000% MATURES 02/1929 PRERERJNDED 0211917 0 100.00 ACCRUED INTEREST 31,70000 CUSP 000874U5 Moody. Aaa SW: Not rated EAI: 34,500 Current yield: 4.77% Original cost basis. 393,704.74 Nov 14,11 90,000.000 MICHIGAN MUN BD AUDI RV EON RATE 05.000% MATURES 1001126 CALLABLE 10/01/16 0 10160 ACCRUED INTEREST 162.50 CUSP 594557485 Moody Aaa SW: AAA EAI: 4250 Current yield 4.84% Original cost basis. 35,034.35 Nov22, 11 5,000 .000 BIRDVILLE TX INDPT SCH D BEI& RATE 05.000% MATURES 031929 CALLABLE 02/15/17 0100.00 ACCRUED INTEREST 3188.88 CU9B090874W6 Moody Aaa SW: AAA EAI: 4500 Current yield 4.78% Original cost basis. 310,056.85 Nov 14, 11 10,000.000 Total 8150.000000 Total accrued interest $2.513.88 Total estimated annual income: $7.500 102.591 92,332.13 104.818 94,33620 2,004.07 LT 100.430 5,021.52 103.383 5,169.15 147.63 LT 100.331 10,033.13 104.593 10,45930 426.17 LT $153242.16 $156.497-35 83255.19 SONY GM 00022488 ENPT00040360751151,107000.3111316 003061215 030575001 Y123574550 110003 Page 9 of 12 CONFIDENTIAL EF1'A_00133108 EFTA01275245 *UBS UBS Strategic Advisor December 201S Account name: Friendly account name: Account number: Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL 212.821.70001800.308.3140 Your assets Fixed income (continued) Preferred securities Tod* hunter 14:1cing PSI Of shares Purchase Not per ',II (1) rst twos (S) Price pet shore on Dec 31 (1) Value on Dec 31(1) unrealized lidding gain or Ion (1) P•140111 OTIGROUP CAPITAL XII EXCIFLT TRUST PFD 7.875% DUE 10'30/2040 Symbol: C.PRN 6change: NYSE EAI: 419,690 Current yield: 7.58% Oct 4, 10 10,000.000 26 130 261,300.00 25.990 259,900.00 •1,400.00 LT COUNTRYWIDE CAP V 7.000% CUE IVOI/36 CALLABLE Symbol. CFC PRB Exchange: NYSE EAI: $7,350 Current yield. 6.83% Oct 26, 10 4,200.000 23.518 98,778.96 25.630 107,646.00 8,867 04 LT Total $360,078.96 $367,546.00 $7,467.04 Total estimated annual income: 527,040 Your total assets Percentage ot Cost Stanated Untealzed yaw. on Dec 31 (S) your mown' basis (5) annual infant (S) roan or loss (5) Cash Cash and money balances 541.48 0.04% 541.48 Equities Common stock 89,755.33 83,824.26 2.464.00 5.931.07 Closed end funds & Exchange traded products 304,785.65 250,407.85 6,288.00 54,377.80 Other equity investment 32,544.12 35,972.05 3,22800 -3,427.93 Total *guides 427,085.10 32.56% 370,204.16 11,980.00 56.880.94 lived income Corporate bonds and notes 354,869.00 353,044.59 17,389.00 1,824.41 Municipal securities 156,497.35 153,242.16 7,500.00 3,255.19 Preferred securities 367,54600 360,078.96 27,040.00 7,467.04 Total accrued interest 5,178.88 Total fixed income 884,091.23 67.40% 866,365.71 51,929.00 12,546.64 Total $1,311,717.81 100.00% $1,237,111.35 $63,909.00 $69,427.58 ENP70C04038075I IS NP70C03118760M061215 03057%01 YI23574550 110StilfeGm00021,1141, 10 of 12 CONFIDENTIAL EFTA_00 I 33109 EFTA01275246 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: - December 2015 Friendly account name Account number. SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Account activity this month Date Mihaly Description Arnotet (S) Dividend and interest income Taxable dividends Dec 24 Cividend BANK OF AMER CORP PAID ON 944 47.20 Dec 29 Dvidend GENERAL MOTORS CO PAID ON 1373 494.28 Total taxable dividends Total dividend and interest indsne $541.48 $541.48 Dde Adiety Desc6pbon Arnment (5) Other funds debited Dec 1 Transfer JOURNAL TO VI 23575 GISSIANE MAXWELL -5,167.87 Dec 24 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL -19.631.24 Total other funds debited Investment transactions F • ‘,. to price/wan ;Flown tar restricted securities, see Overton: information eØ sot a,5:eit,er:• ar ire end of this dl cunent Dolt Actiliy Desdiption Quantity yaw (S) Dec 24 Sold SPOR GOLD TRUST Total Price (5) -$24,799.11 Proceeds Iran Funds investment withdrawn for Accrued reanrocuons (s) intinUnents Ocuppt (0 interest (1) •190.000 103.324200 19431.24 $19431.24 Cult Activity Cies0Vlicci Amount (S) Money balance activities Nov 30 Balance forward 35.16747 Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/01/15 -5.167.87 Dec 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 47.20 Cec 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 494.28 Dec 31 Closing URS Rank USA Deposit Acosunt $541.48 The UBS Bent LISA Depost Accour< is your primary sweep cplion SDNY GM 00022490 ENP70004C08075117 W703031187600:05 1715 0305750811 Y173874550 110000 Page 11 of 12 CONFIDENTIAL EFTA_00133110 EFTA01275247 SUBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knoncial Advisor: Friendly account name SCOTT STACK MANY LYLE CASRIEL December 2015 Account number: 212.821.7000'800'308.3140 Realized gains and losses Tne estimated realized gam and losses stows below ale not fa tar purposes. Flease rate that gain ce loss recognized on the sae Of recentotion of cenain Structured Prioducts, Ike Contingent DM Securities. (OY De granary, and not <vita, gain or loss. Please Cheek with your tax achnor To calcJele dans ano losses. live liquidate the ddest security lot first. This is knann as the first4A lint out or FIFO accounting method We use this method unless you specified whir h la< la to close when you piecedyour order. This is known as a venal purchases or V5P order Set Important information about your statement a the end of this document for mote Long-term capital gains and losses Security descrtation Method 9DR GOLD TRUST Quantity or Purchase Sale fat value date date informaron We may not ad ust Bans and losses fa al camelchives. We autcmalicaty adjust cost basis for taKieeerhot and AMT coupon muniCePa sec unlit, 101 (-Shrgalle0 anctizatron 010M0 prep um and tot Matte0O10 fa securities issued at a dgcunt If y0u *quested trvit UtEsSalud cost basis lot the 00r4 premium arontaa0n on taiatle debt sec unties then (Oft bakd reflected for these securities has beenadjusted Estimates in the section can net be classified as short tensor long term bee ate information is 'Muni; or the product is one in which the gal nnoss calculation is not provided Sae Cost amount (S) basis (51 19,63 I 24 31,860.93 -12,229 74 Waft Sale Cod basis adjuslment(S) las (S) Gan (5) FIFO 150000 Sep 11,12 De:21,15 Summary of approved payees and recurring payments eased Ca your instructions, the rollohing payees and recurring payments are considered •approved weer Ale renut (7)you may authorize ad010'Onal transfers to these Past veleudY and (2)M, are no longer rerevirg ndrektual contents:eons Aor payments to these payees. Cnbursement Payee description Amount (S) method Y123575 varied Transfer The payees and recurting payments sealed tubs do not include XV Payments E*ctronic funds Transfers and fettles Other trentltn between ['Counts 41085 :fry) have ockiikmal payees ainf/Or reCtitrifig irnfluCtOnt on nte you wit rerun, separate conlirmatsons from your finance; 'kismet To update Of canter My Of theft dtsfructions. prone confect yew fonafiCiaAOSYSOf TyperEvent Frequency Payee on file Upon request Ma Na Dec 24, IS Last used Start date End dale dale Ee1P70004008D7SI IS MR7000311876 005051215 03057%04 vt 23574593 t etqw_Gpk geogiert 12 of 12 End of statement for account number Y I 22574 55 CONFIDENTIAL EFTA_001331 I I EFTA01275248 Important information about your statement LBS Firuncial Services tc. the F im or UBS Financial Sonakes), is a merrter of all orincthal entity, cannnity and splits exchaves. LA36 Financial Semites and LEG Bank USA we rdrect %badmen of LBS AG and affiliates of LBS Secvitin U.C. The Fim's Handal statement is available upon %gag. The Fin's maculae off ces ye a: CBS Simnel Since, Iv. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the colt official record of you 1.85 Financial Services account. Other march, rapt official tar docuTunts. containing cordlidtg data should rot be relied ran t you bathe there is an ems or emission pease mood h immediately n siting to the Branch Manager of the office Naha you account. Athaiti al figures shows are ntended to be accurate. statement data should not be used fa to purposes Rely sae& on yethend lax (i.e., Form 1099, SRA 10425, etc.) whin preptregyour tax return. The Pim is required by low to report to the IRS all taxabk dhiclena, report** rcntaicable eltridends and taxable nieren earned en secteties Mid nyas wean, nit procee:b an sale transactors, and cog tam co certain covered tease its. Corramications with the Fine • Please re-confirm ant oral cormetcabores inert -9 to further protect your rips, nixing yat mpg' viler the Sautes Investor Protection An (SPA) • II the finax ial nteution cn the tip lets of the front of this statement is not UBS Fa-rancid Services, LSS Financial Senses canes you account as clearng broker by ana-gerrent well the nokated ingauton We Wormed you of this relatorchP when you opened this attars. h thie case, your fads and segrities are located a UBS financial Services and rot tie ironadxtg broker, ad you nut mace a %pan of ay ems or mission to both firms. All accarit statements shall be deemed cemobte ad accurate t not objected ton wring within 60 days. • Please diect customer complaints or tepees to The RM. Clint Relations Depavnent a 201.352.1699 or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M FT Monday through Friday, a in writtg to UBS Financial Senses ti., Client Relations Dein-nerd, P.O. Box 766 Union City, NJ 07087. • h caw of errors or pentium about an electronic kids transfer WMlot psyment sr UBS Wedge card transactions, call 980-762-1000, awrte to UBS Financial Semis., Is., 1000 Hatallsd, 6th floor, Weehawken NI 07086, Mrs RIA4035A Seams. Cal a onte as soon a; yar cat if mu Mils you- statement or receipt 4 swag or if you need more tecemation axest a transfer on the %gement or reaps The Firm or Card bear (as applablB must hear from you no Ina tan 60 days after tie inn sent you tie fig statement en neigh the arts or problem xpeaut - r na-nr rd rr np-rhn t APri, — Mute the error or tie trawler you re snore $0.1l, and explah as dealt as you cal shy you belies t is an error a why you need more narration — amide the dollar arnan of the suspected emu. The Firm a. Cad Issuer MI engage% sour cam:girt and MI correct any error tromp*. I we take nog tan 10 banns claw to do thin we mil credi your ascots* For the angst you Theis a herr.% so tat you will hat tie use of the money dreg the tine h takes us to complete Our Mestgation. Pleasemake all ducks payable to the hen or to Ii. vial Mantuan rdcated on the front of this statement hadditonto regales- accost fees, anoints my be subject to magentas lees, champs for late paummt for want purchases and charges kr unpaid wants ti Cash accou-its. Accounts that at marderred to other institutions May be subject to a trawler tee UBS Sweep Options UBS offers optiom for sweeping cash balances, balances to bank deposits at UBS Brk USA and U35 AG %mean trench (Bank Sweep Programs), money market mutual Ards (Money Re-4) rd the intenut gnat Depose Ocean (0.4)1a customers with an international Reran. Management Account. Through the Bank Sweep Program cash balances T. swept to 1185 8a-k USA up to an est.:tested knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC nix. For mare ilcrinatith peas kit wrmidic got. Deposes at UBS AG Stanford Brach aid shores of Morey Finds at rot ire red by then:AC. Through the Ok 'mein toad. baleen are mete to depose accounts a UBS AG New York Benched LBS AGCasrun Bravh These deposits are not Raved by the FOC. Balances held at the LES AG Cayman &arch are tempo's* avow' to the sovereign rile of the Cumin Man& and there is no %warts, a other *ligation of LBS AG to repay the balances while clothe • Cayman's Brach's books. Deports at LBS Bat USA and each UBS AG Branch are not protected by SIPC. Money Fund than are protected by SIPC See #U35 Financial Services Acorn Thatcher.- bens.. Upon 'Ur repast, balances in to Bank Sweep Rogers or CA may be withdrann and share, of a Money Fund may be liquidated, ad the premeds returned to you a your season acogn. Firkin domution about available sweep options, ineksing arrant tang rates and Welck„ k available at epoottbswoloweeprel*, horn your Francial Advisor or by %ling 800-762-1000. UPS %natal Service' amount protection The Fern a a member of **Steve*, Investor Protection Corporatim 151K), which protects beanies a-co.ras its members up to S500,000 (ncludng 42t0,000 for daim for cask). The SIPC asset prates-6:n limits apply to all accouns that you hold in a panicLtr sagacity. The Fem, together with certain aNhates, has also purchased osophrrental protection. The megrim amount payable to al eIgiale clones, colecleek Le-der this praecicn is 1500 millon as of Decanter 10, 2013. Stoma to the policy corditons ad Imitations, cash a the Firm is further protected fa Lp to SI 9 million n the exregate for alma amounts heed is a particular capacity. Alai °spy of he poke/ wading is available upon request. The SIPC protect in and the supplemental potation both do not apply to* • Certen financial assets controlled by (and nicked n your account value) bee held away f corn CBS Fine-cal Services (e.g., certain 0) rah at LBS Bat (il cab at LBS AG Stamford brands (id i -surarce maga including variable annuities. and Stares of rrub.al finds where such shares are registered drecdy n the nave of the account holler on the books and records of the applicable beam a triter agent). • Certain nvinnent contracts or immanent interests pig., limited peter:Mx and private placements) tat ere rot registered under the Securities Act of 1933; ad • Commodities contacts (e.g, foreign ',charge and prec Pusmetal antrettg includtg futures antracts arc commodity option COntraCIS. The SIPC potectco and the suppkmental polestar, do not apply to these asset, <SI 4 they °hirers< appear on you gaternents. TM SEC protedion ad the gr/Olgriental protection do not protect agent changes in the market vale of you investments (whether as a result of market mosernent, issuer batruptcycr otherwise) More id ormution is avenge term regast You may obtati more information about SPC, a-slide* the 51K Brochure, by contacting 51fC at /02-37141300a by Listing the SIX website awww.aptoug Dividend Renvertment Program (DRIP) The price reflected is an average lark, You may obtan the actual age from yos Financial Athnsor. Orey whole nuts re purchased vder DRIP; partial three will Le wed ad the each call be deposited h your *aunt TM dvideed reiwestment pricesuppled byte issuer may Offer from the market price at which the partial lures at sold Cadenlieu 018 whole urns may be heal in yov *cove if you at egged to a palial snit as a result of a cbriderd awoken et otherwise, the Firm call other sell palial Was at matt ;fie a accept an annunt determined lag a regateed closing agency, aid credit year weo.re Investment objectives The nvestmere °locums ad nsk profile ao speck to each account and may say Canton Please edge% the Firm prompt& in min; of any eignilkart change in pa financial situacn or miasma objectives. For each CONFIDENTIAL account Mkt, you choose One o6 the following nesment °Nestles' • Prague amentincome. l,.earer as seekng the generation d income cribs • Achim Opt*, Approciatan: Insertments seeking power of prncpal rather that the generation of e. • Produce Combination of arcane ad th e of seektg both the gerwatcn of ncome and Taisho' pritpil. Oen' silk profiles • Conservative Seas to matitain nhit prirc.pai, with bar risk and volatility to the accost swat even tut means the accost does not generate 59111 cant norm a nears and may rot keep pace with halation. • Moderate Willing to accept sane rids to pincPal and tolerate some votatairty to seek hgher returns. • Aggressne: Wang to accept high rile to prnopal and high volatility to seek high returns over tin% Statement Thouseholdthe We may consolidate al related account statements with the sane elites n the sent eavetce. Accost may be related la this purpose Mame they have owner who also maintain Olt accord relationships with other client at the sine address. This practice 6 Than as *1-aseholdrg. t you prefer to receive individual statements mated n separate aftVelOpeS — you may decline Museholding by calIngyour Financial Adriscir. Friendly accoemt name The Therdy accoug name reflects 1-definition that you entered en the firm's rankle senates webste. It it a catorniuble 'nicIrserre • chosen by you to as% 1,0J witi your recordkeeping it hat no legal effect an your account. You can change yar Riendhccotnt Want, thmeth Once Services a by contactrg yov Fina-cial Adieux. Accost overview • ease othoo• accounbbornbes. Net of assets and • Asset. Inclas avail* cash balances, vases lot restricted storey leg 1, and Global tine Deposits, La-roared marks to market, and caftan assets not hell by the aim. rot include unpriced %strike; assets at the end of the pior and curtnt statement periods, or prvale irveanwas, awned stock options and 'womb* stock options • Lierubtos Includes debt bilirces, oohlarding magn tort, credit We, ern accuse bale-ices. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bark USA deposit balcrces,UBS AG Stamford Stanch depose balances and money market Mutual hold sweep hi:Incas, at the claw of the statement period. Nornetrenosity Vet credit balances in your accost at rot segregated from other balances a-4 to Fin. may use any of these funds in the ordinary course of its Maine's. these funds are payable upon your demard. This total is included in tie current period closi-g value. SDNY_GM_00022492 EFTA_001331 12 EFTA01275249 important information about your statement (contorted) tinued) Lending information Fce Maned informal:xi on the Fin's lending practices and «ramises. refer to yaw Cent Relate:ship Agreement or A«cme Aweenieni and the General Terns rd Coedit ons UBS Stalemen of Creed Iran kes mailable in Agnomens an< 1 Dim bones al want atm r miter r v irtirekse ems Yew ants You statement Reties securities and other assets held in the smolt at the end oil the statement pried. You may ask for deanery of luny paid securties at art! tine. You mayrecent securities used as loan collateral after paying any balance die on them. Arty statutes In of.IUJ to the lien citing the statenvnt pored are Feudal rocket vale as of the end of the staemere Pena& • Cost bad% h determining the cost basis of the smiles included in this statement where indcated wth the nimble 'I,' LOS fnacial Services An relied al Sarmatian cbuined from sources other than UBS f /uncial Services. including nip:motion Iran another tint et that you may haveprovidedto you Fnancial Advisor. The Nom does not indepenitabi wily a grantee the accur. a wide): of a' Somation provided by lanes Ow than LES Fivixial Seethes almigh LOS Financial knees generally plates this isthmus:mat it is received., the Fin: ekes not amide at assume.. that the infonnaihn under "Cost basis` and linealced gara loss' is actuate as of the date of this statement. As such please do not rely on this Somalian to make prchese a sale decision, for ue mimosas« othenrise. Accounts Oast toed to the firm may reflect gad loss eicernahra only for the period ct tine they are held a the Firm Mae historical ettermalen can be added by your Annie' Advent. • Unrealised gaiis/tmeos When data is available. emanated uveafaed gaing bases are calculated for eh/std.:al seosey lots. The transaction data for rekintot lots mayor may not /Men carmen:an cemegn XXIV :acuity reorganitatim evens. Dildind and other reiweament lots and systematic archese kits are each cartned to display one averaged lot. The Trade dale' solemn presents the aged trarnacton trade date. • Callable I:maiden Bends and preload stock that the issuer cats fa eat regime:non sea be selected ethanol& by lot Iran among all Noses of that issue held in out fume or in nominee mane lee cur clients Call brave infamakin it obtained from third parties and n accuracy is not guaranteed. Cher call teams may est whch could affect yiekt carolete eternal«) will be pr &tided then request • Certificates of deposit (ma). COt are 10K nutted up to $299.000 n ancPal and accrued interest per depositor ad per depository'VitenCre inaccordance wth FOIL rules. • lariadvalue Snort Maned for moriten and came predicts may be higher or lower than the price that pu wouldamok, recent n the ntarket Feces ah obtained fran various tied patty maces Mich me bekve to be reliable, but ate do not guarantee thee accuracy. — We ten« At vie the dosing price when wad* or the men of the bid ad at prices fee lined securities ad %Marts or oney bid prices la OTC SeCtaite. — Less active & traded murk in maybe priced using a valuation model or the most recent pie we ebta•-•id and may not reflect an actual market peke a wale. - Certain petitions may appear wife.% a price and will show as 'price was not avelable• ft we re unable so cbtain a price I or a storey - Deposits or societies desxminated in currencies other than U.S. daLrs are reflected at the &change rate as of the statement date. - For teen searities tracing it nonconformim denarninatern ;et ant SluartitY (I ace salts) may have been adiated to faciliale proper vabstian. To obtan current isolations, Moen amiable, coma matr FnancialAdisa. • Private Maleness and structured products. Mate inestnwa morale*(ec Wing drect partichatian program and real estate iniestmern trust securities) and strucued peodicts are generally hr:fily Said Cron structured predicts have not been «grand with the Securities and Exchar.r Commissim a seder any state securities laws We provide estimated vain for private investment secuities and stamen:I products to informatanal Folsom my. Accuracy is not guaranteed — These +akin maydiffer substantiaay from prices, if any, at *hitt a private Megrim:I secuity ix %strayed product may be bastil or sold ad do not necessarily represent the yak* you may receive upon Ikuktition. - lhid partyname's of value aro as of a torten date and are applied to UBS Financial SMACK on a regale bass by an independent valuation tins. btu, general Partner a sponsor estimated values. if are aro :unshed to the Fen by the our, gneral parries* or spans« and may be calculated based an dfferert at: maim fran that used by third patios to dente thes Mead values. - You an ottin additianal ihormaten regarding the methodology used to deteemine the estimate of value end re date of the Somalian that is the bassi« the minute by contacting your Financial Advise - Thid tarty *stewed vibes may be reflected as 'Not priced' in several that:ens: ashen an independent valuation Inn has not neaPhed a s unable to assign a vabe, when we become aware that a material event has occurred that may call a peeviusly waned rake ineci question, or Men a yak* would be high& speculate* der to the mere c4 the Notify. - When other an mute, general partner a sponsor estimated value nee a thrd-party estimated value is laroveled the value of the seconty will be different from its owthase price — 'Dstrragions to date' may nckde retumol capital Some a' both. — 'pgnalv.t six.' represents the Mot off errh price per me and may rot reflect your cost bass • Restricted amities Restristed Starint, recall( ere not ores& Nigible for public sale. 1.85 Financial SHVICCS uses the mrket price of the unrestricted stock of If,. same issuer as an routed value for the restricted clock For purposes of the statement ony. To the esters that rooted securities' are NOM to a the wake received may be stbstantielk less than the imps ed value sham • a (ostirneted) income, cumine yields and sew. An minuet% anal income it based on currant dnidind and interest rates, moving the securities will be held fee one yea keen statement date a troll maturity. Its estimate is any a guideline, accuracy ad centinuml inccene a. not gurranteect — Este:wed arnuel income and caret yield for certain byes of motile; could nctde a ratan of watch% or captal gans n vanish case the est. ammo (end cummt weld) would be overstated. — Eginated arrnul Scene and cum% yield and the actual iectre and yield might be lower or higher then the estmred amounts. — An emanate of amialited income (divelend alder intent) deded by the curet rturtort vehelavrimp• balance is based on the host dividend or Mere% Parrett made by the issuer and assures the sear beedepouts will be hell for one yea from the statement date a until matunty. Accuracy and continued WAS are net guaranteed • Assets not held by UK financial Services. Certain assets are not held by the Pim and not we the Fern's possessira or control. These assets are deployed on mar statement for Sometiml poposes only. Positions and vans presented are provided by the swig fns. UBS Fiancal Serves is not resposble for to inf ornuton and does not guarantee its accuracy. These assets re nal protected by Sitar. Finis nahlernental Slit coverage. • Revenue clearing and additional compensation. — In ad6ticn to CCOVVIiSSCaS on as and 12b1 fees received n ecenetton with the chWitistien of trutuil find to our CIICI3 we ada err afore receive some sharing Pefineres from d.tributen arida advisors of the mutual funds that we sell. These amounts are based on two dIfeent corepcnents 0 the amount of sales by LOS of a penult. MIAS find fen& to out clients. and 40 the asset value of a particular mutual find lamiys shares hetd a the lien — We and cis all hate ate atone nem:tieing and combs processing lees in cankleraten ter transfer agent crevices that we provide tots mutual turd: These fees generally are pad from investor assets in the mutual fund and are a fired doter mount based on the molter of accounts at the brokendealer holden; trawl finds ol that lund finely CONFIDENTIAL - h ackltion to commesMs received in comedian wth the sale or astrbiAion of anhay contracts and urn investment trust units loots clients, we anace or, affiliate receive rewnut theng compernation from merry of the Murano companies urderwreith the ern* contracts. all bates of she insurance «thanes or sponsors of the ins immanent etmts we casaba — cur aft aisles alsoreceive trading cormissions and other commuter:from renal Ards and insurance companies whose products we &Rau* — We receive an anvil fee kom LOS Bat USA and CS AG Suerdold Branch or up to $25 per acorn sweeping b the banks uncle. the UBS Bank Sweep Swans Adivity Sornotionregerdng «0111VISCelf and otter charges Stoned n comedian wth the execution of trades. incldng Men tramxions has been included on «intimations venous& furnished to you. and will be provided to you pretreat& on reepest. SAM selling f you at engaged in that selling a security, eau may incur a charge it. to cenin baroreg cos% for that pal kW./ security. Open orders Regarding open CR '9:od.tileancelled* ceder: that were not executedbythe %semen date. open kWand sell slop orders are reduced by the aware of disalenzb et righs on an exavidends cm thrights dr. unless Strutted otherwise by yo.i. You we moon:able fa orders that are executed due to you lailure to cancel s aga ? chin Orders. Privacy To obtain a copy el as omen Clime Privacy Wake. please contact your Financial Advisor a Sit or websert at 3yeew obi tortithri v arenoliev UBS enancial 51/VOS is nal a bat The RMA, Business Services Account BSA and IRMA are brokerage accounts which provide access to barking services and products though arrangements vain ael hated barks and other thed-party banks, and provides access to entrance and annuty prodacts issued by unathliated thedpany nuance companies through Surma agency subsidiaries ol UBS Financial Services Inc. truelavanh nsurarxe. arhd annuny products: Not FDIC rend • No laink guts rte.* May lose vets RMA. Resource Management Accord. Business Services Account 85k BMA and international Resource Management Accord are registered service marls of UBS Financial Saha* he Visa Signature is a room-Need service mrk of Visa Imerrotionel LOS Visa Sgriahre cm& cads and U3S Vila debt cards at axed by LOS Bank USA with omission from vna USA sorporred, UBS financial Services Inc Rev 201511 SDNY_GM_00022493 EF1'A_001331 B EFTA01275250 UBS 085 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CN470056899250I16X1 Vi 0 Account name: GHISLANE MAXWELL Friendly account name Account number Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone. 212.821 .7000/800.308-3140 UBS Strategic Advisor January 2016 GHISLAINE MAXWELL Questions a bout your statement? Value of your account call yOur FirlanCig AdviSOf Or Ore RMA ReSOurCeline at 800-RMA- WOO, on December 31 (1) on January 29 (1) account 029723574 Your assets 1,311,717.81 1,275,550.79 Malt our websIte: Your liabilities 0.00 0.00 vmw.ubstontlfinanCiakerviCeS Value of your account Accrued interest in value above $1,311,717.81 $5,178.88 Tracking the value of your account 5 113c 36aill5 '.544 3 $1275550.79 17,13680 1.3117 1,275.6 Dec 2014 Dec 2016 /44 2016 As a service toyou, your partfofrovalue of 11275,55079 includes accrued interest Sources of your account growth duriag 2016 Value of your account at year end 2015 91,311,717.81 Net deposits and withdrawals -1599.71 your MeStMellt return Dividend and interest income 41,867.77 Change in value of accrued interest 11,957.92 Change n market value .139423.07 Value of your account on ken 29,2016 S1,275.5%79 SONY GM 00022494 Member SIPC 0070909305659925 Nr7000187084 Coerce CI IA 03057504 712357.4550 100000 Page 1 of 12 CONFIDENTIAL EFTA_001331 14. EFTA01275251 SUBS UBS Strategic Advisor Account name: GHISLAINE MAME!) Your Nnancial Advisor. Friendly account name: SCOTT STACK MANLYLE CASR1EL January 2016 Account number. 212-821.7CC0/800-308-3140 Your account balance sheet The value of your 3count inducts assets held 3 IJES and cenan asses held Way Iron U8S. See page for more I donation. Summary of your assets Value on January 29 (II Percentage of your account A Cash and money balances 82,143.30 6 44% B Cash alternatives 0.00 000% C Equities 314,089.79 24 62% D Fixed income 879,317.70 6894% E Non-traditional 0.(:0 000% F Commodities 0.00 0.00% G ' 0.00 0.00% Total assets Value of your account B1,275,550.79 $1275,550.79 100.00% Your current asset allocation Eye on the markets Cash and money balances may Include available cash balances. 085 Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change January 2016 Year to date S&P 500 -4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29,2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% 1.38% 1.38% CNP7001:0005669926NP70C0187084 C0036 0116 030579004 Y1 23574550 10MjyyGitocozane 2 of 12 CONFIDENTIAL EFTA_00133115 EFTA01275252 UBS Strategic Advisor SUBS January 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name: Account number. January 2016111 Year to date (1) Opening account value Deposits, including investments transferred in Withckawals and fees, including investments transferred out Dividend and interest income Change in value of accrued interest Change in market value Closing account value $1,311,717.81 $1,311,717.81 1,600.00 1,600.00 -2,169.71 -2,169.71 1,867.77 1,867.77 1,957.92 1,957.92 -39,423.00 -39,423.00 $1,275,550.79 $1,275,550.79 Dividend and interest income earned For purposes of this statement, tstAlty of interest and chidend income ha been determined from a US tae reporting PersPectiee. Based upon the residence of the account holder. account type. or Product type. some Interest rondos dvidend payments may not be subject to United States (UA 8037 Puerto Pico (FR) Income takes. The dent montlay statement is not Intended to be used and (amen be 'eked Ken ice tar purposes. Clients should refer to the applied:le tax reporting loans they mane from UBS annualy. such as the Forms 1099 and the FCM'a 483. fa ler reporting Information It IS the practice Of U85 to file the eppli(aUe Jar reporting forms with the US Interred Revenue Service end PR Treasury Department. end in Sue h forms accurately classify chidends and/ Cl interest attar exempt or tattle income. Rea consult your indvdual tax preparer. January 2016 (1) Year to dale IS) Taxable dividends 1,867.77 1,867.77 Total current year $1,867.77 Total dividend & interest $1,867.77 $1,867.77 $1,867.77 Summary of gains and losses Values reported helm exclude products for which gam and losses are not destined. Realized gains and losses Unrealized January 2016(5) Year to date (1) gains and losses (S) Short term 586.02 586.02 0 CO Long term 1,422.30 1,422.30 28,35423 Total $2,008.32 $2,008.32 $28,354.23 Your Pi sandal Advisor: SCOTT STACKMANYLYLE CAMEL 212-821-7000'800-308-3140 Cash activity summary See Account Kielty the month Cos decals. Maces in your SweePOPOOM are indudedin tne cpenng and closing balances edit. FDIC Insurance apples only to deposits at UBS Bank USA, rot to deposits at WS AG, Stamford Branch or bank deposits paced through the UBS International Depcsii Attain! program PK Protection aPfeitS to money model sweep fund Adding: but rot tent deposits. Se* IMpOrtant inionnaeon gout your statement on the tat two pages of this document for mars. January 2016 (1) Year to date IS/ Opening balances Addkions Deposits and other funds credited $541.48 1,600 00 1341.48 1,600 00 Dividend and interest income 1,867.77 1,867.77 Proceeds from investment transactions 80,303.76 80,303.76 Total additions Subtractions Professional management fees and related services $83,771.53 -1,628.23 $83,771.53 -1,628.23 Other funds debited -541.48 -541.48 Total subtractions -$2,169.71 -$2,169.71 Net cash flow Closing balances $81,601.82 $82,143.30 $81,601.82 $82,143.30 SDNY GM 00022496 CelP7COCE005669927 W7000187084 00036 0116 030575004 Y123574550100000 CONFIDENTIAL Pogo 3 of 12 EFTA_00133116 EFTA01275253 *UBS UBS Strategic Advisor January 2016 UBS Bank USA Deposit Account APY interest period Dec 7 -Jan 7 Opening UBS Bank USA Deposit balance Dec 7 SOW Closing UBS Bank USA Deposit balance Jan 7 $0.00 Number of days in interest period 32 Average daily balance $87.56 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about )O(.1r statementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate investment eligibibty consideration • None selected Your account instructions • - - account cost basis default closing method is FIFO, First In, First Out. Your linundd Advisor: SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 CNe700C0005699928NPA:001137084 00005 0116 030575004 VI 23574550 1OMyGitgoomilyie 4 of 12 CONFIDENTIAL EFTA_00133117 EFTA01275254 UBS Strategic Advisor Account name: GH151 AINE MAXWFI Your Pinandal Advisor: T January 2016 Friendly account n Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Some pnces, income and Current 'Mires ShOnn May be apprOxinVale. AS a recut. gains arCllOsses may rids be accurately refkaed. Set Apoaint into meson about your statement a the end 01 the document 10r more infornason. Cash Cash and money balances Casts and mousy balances may include avalade cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit a< oum balances au not 'enured by FDIC and are nor protected by SiFC Money market sweep balances are protected by SEC bin are not insured by the FDIC. See the Important information about your statement at the endof this document for details about those Sanas. Openng balance Hddng on Jan 1 (S) UBS BANK USA EV ACCT 541.48 Cloyng bdaxe ince per share Average on tan 29 (1) on tan 29 (1) rate Dnidend rm.:est period Days en period cep mount (1) Equities Common stock Hddng MW OF AMER CORP Symbol: BAC Exchange: NYSE EA', 1189 Current yield- I 42% May 17, 11 303.000 11 860 lin 21, II 313.000 10.670 Aug 2, 1 1 328.000 9.802 Security total 944.000 10 751 GENERAL MOTORS CO Symbol GM Exchange. NYSE EAt 11,473 Current yield 4 86% Nov 18, 10 1023 003 36 416 Total Total estimated annual income: $1.662 82,143.30 Purchase price Trade Renter Average prke date of shares per shale (5) Cost basis (S) Price per share on ian 29 15) Value on Jan 29 (1) 250.000.00 Unrealized Honing gain or loss (1) Perim' 3,593 84 14.140 4284 42 690.58 LT 3,33986 14.140 4,425.82 1,085.96 LT 3,21515 14.140 4.637 92 1 A22.77 LT 10,148 85 1 3,348 16 3,199.31 37,254 19 29.640 30,321 72 .6,932 47 LT $47,403.04 $43.669.88 •$3,733.16 SDNY GM 00022498 C NP7COCE1305669929 NP70031E17084 COCOS 0116 030575001 Y123574S50 100000 Page 5 of 12 CONFIDENTIAL EFTA_00133I 18 EFTA01275255 *DUBS UBS Strategic Advisor January 2016 Account name: Friendly account n Account number:amel Your assets . Equities (continued) dosed end funds & Exchange traded products Total reinvested is the Iota of s reinvested dudends dots not induct any cash dridends. it is not lot far the purposes of determining hakt rg periods or cost basis. The shares you receive etth time you reinvest dug:tench became a separate tax lo1 Cost Casa i5 the tout purchase cost of the Security. Inducing reinvested d Wends The cost basis may need to be OlUSZed fee return of rapid payments in order to detect-nine the adjusted coil basis to to repanng purposes Hddng SPCA S&P 500 ETC TR Symbol. SPY Trade date: Sul 12, 13 1245.000 167.496 208,533.63 EAI: 35,236 Current yield: 2.17% Other equity investments Cost basis and guns and losses haw not been adjusted atAcoHIHMly tot return of caplet payments Restncted '<curtly %faun Me estimated foe informational purposes See Important inkirmanon about yew statement at the end of the daturrern for addruorai information Purchase pow %rite, Average price of shares per share (S) Clio% investment (s) GHI4 AINE MAXW LL Your A nandd Advisor SCOTT STACK MANLYLE CASRIEL 212 821 7000/800308 3140 Unreakel (MO gem or loss a the 61Itrence between the current value and t ft cost bates aid would ge netaaf be your taralde gan or loss if the sec laity was sold on the date The u wasted (Iee) ga n ce loss may need to be acbtrsted for return of capital psfineres in order to determine the nand gain or last for tax "'Patin purposes ;Amanita( term is the current value minus the amount you imeste6 It does not include shares Thal aie not reflectedon your tImement, inducing shares that have bean rmlisecl at either a gun ce a toss It Ito duel not include cash Ow:lends that were not *invested Cost PrKe per share basis p) on Ian 29 (1) value on unrealized dm) imtstment Hddng Jan 29 (5) ;Snot toss CS) ',turn 0/ Period Hddng BLACKSTONE GROUP LONE uNrr REPSTG LTD PARTNERSHIP INT Symbol. BX Exchange: NYSE (Al: 33,038 Current yield. 10.39% Trade dat lUurrbet of shares Purchase poser Average puce per shore (5) 208,53163 193.720 241,181.40 32,647.77 32.647.77 LT Con PDC e ref Sr2te Vaue on unreatrzed Huang oasis (5) on Ian 2901 Ise 29 (0 gam or loss (I) period Sep IS, 14 1,113.000 32.224 35,866.06 26.270 29,238.51 -6.627 55 LT CNP7C000005689930 NP7000187084 COM 0116 030575001 V123574$50 I °CO264YGM00022111i 6 6 of 12 CONFIDENTIAL EFTA_001331 19 EFTA01275256 UBS Strategic Advisor *U BS January 2016 Your assets (Continued) Fixed income Corporate bonds and notes Prices are dotanrd from independent quotation bureaus that use cavpuenzed valuation formulas to (*Watt cur rent wakes Actual market vaues Milivay and thus gam/losses may not be accurately reflected Cost basis has been &lusted for acc (Ned ouginal issue &count (01D) Cost basis nes been Wiring Trade day Total race viue a mattatly (S) PUIChae pite (I) Ai:lusted cost basis (S) Price on tan 29 (S) Value on Is. 29 (i) Unrealized gan of loss (1) Hdding penod GEM. ELEC CPTL CORP AD) RATE MATURES0911/16 CUSP 36962G2V5 Moody. Al SW AA. EAT $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.50 100.020 50,010.00 4.615.50 LT BANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 41,110.00 CU9P 06050WDW2 Moody Baal S&R 888+ EAP $5,400 Ctsrent yield 3 SS% Nov 01, 10 150,000 000 ICO 000 150,000 00 101 458 152,18700 2,18700 LT P MORGAN CHASE & CO NTS EYE RATE 07.900% MATURES 04(29149 ACCRUED INTEREST $2,92999 CU9P 46625HHAl Moody. Baa3 5&p B88- EAI: 111,850 Current yield 7.83% Dec 22, 09 150,000.000 105100 157,650.09 100.938 151,407 00 -6,243.09 LT Total 5350,000.000 $353,044.59 $353,604.00 $559.41 Total accrued interest $4,039.59 Total estimated annual income: $17,389 Account name: friendly account name Account number. GHISLA1NE MA (WELL Your Financial Advisor: SCOTT STACK mikr4 Lr LE CASkiEL 212-821-7000'800-308-3140 ascrnaticarly aclusted for amortizaion of tonal prernum using t he constant y.eld met hod If you have made a tap( election to deduct the parent um snarl ration on taraole rblar sec unties. you may request UBS alust cost bais for the bond Prawn amarlitatiOn. SDNY GM 00022500 CNP7O3 NP7003187084 000:6 0116 03057S004 VI 73574S50 100000 Page 7 of 12 CONFIDENTIAL EFTA_00133120 EFTA01275257 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL. Your Pi sandal Advisor: January 2016 friendly account naml Account number. SCOTT STACK MANLYLE CASRIEL 212-821•7000f 800-308.3140 Your assets Fixed income (continued) municipal securities Prizes aN °Maned from Independent quotation bureaus the uSe carpuleitzecl a melon formula to osmium for StaidlleS Issued a a discount. When °Mined cost basis Is cfspleryed, anortuaton ha been arc tate current %dues. Actual musket values rmy way and thus calnillosses may ncl be accurately done usinglM constant yea met hal *theme se canonization ha been done using the straight line reflected Cat bait has been automatic* aciested for mandatory am:dilation of bond wont= on method Coupon tamemerrpt munIcipa sec unties using the constant Oelci method and for accreted cured issue Trek TN" l&e vtlue Purchase A:lusted Rice on trim on unrealized Hdding Hddng dare a matuity (S) pnceCR cost bass CR ran 29(P Jan 29 CR gan or loss 0) period MICHIGAN MUN BD AVM RV PREF BEM/ PRE-REFUNDED RATE 05.000% MATURES 1001/26 PRERERJNDED 1001(16 0 100.00 ACCRUED INTEREST 4737.50 CUSIP 5945513R1 Moody. Not rated SW: Not rated (Al: 12,250 Goren( yield: 4.85% Original cost Baas: S46,406.80 Nov 22, 11 45,000.000 G1RDVILLE TX INOPT SCH D FREE BE/P/ PRE-REFUNDED RATE 05.000% MATURES 0211929 PRERERJNDED 02/1917 0 100.00 ACCRUED INTEREST 32.05000 CUSIP 090874U5 Moody. Asia SW: Not rated EAI: 14.500 Current yield: 4.78% Original cost bras- S93,704.74 Nov 14, 11 90,000.000 MICHIGAN MUN BO AUTH RV BE/PI RATE 05.000% MATURES 1001/26 CALLABLE 10/01116 0 tr:O.00 ACCRUED INTEREST $81.94 CUSIP 594557485 firtiody. Ma SW: AAA EAI: 1250 Current yield 485% Original cost basic $5,034.35 Nov 22, 11 5.00080) 101.704 45,767.05 103.115 46,401 75 634.70 LT 102.414 92,172.92 104.663 94,196.70 2,023.78 LT 108386 5,019.31 103.115 5,155.75 136.44 LT continued next page CNP70009005039932 NP70001070134 00006 01 16 030575004 V123574550109Mgc Grit 00022ljele II of 12 CONFIDENTIAL EFTA_00133121 EFTA01275258 sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnandal Advisor: January 2016 Friendly account name Account number: SCOTT STACKMANTYLE CASRIEL 212-821-7000/800-308-3140 YOLK assets Fixed income . Municipal securities (continued) Trade Torsi fete value NI(haSe Alluded Price co Vdueon Unrealized Hddng Hddng die al maturity 04 pae0) cost tam (8 Jan 29 (S1 )an 29 ft/ °an or losS (1) period 84ROVILLE TX INDCT SCH D BEM RATE 05.000% MATURES 02(1929 CALLABLE02/15/17 IP 100.00 ACCRUED INTEREST 4227.77 CUSP 090874LM8 Moody An 58P: AAA EAI: 4500 Current yield 4.79% Original cost basis. 410,056.85 Nov 14, 11 10,000.000 100.309 10,030.90 104.427 10,442 70 411.80 LT Total 9150300400 $152,990.18 $156,196.90 $3,206.72 Total accrued interest: $3.097.21 Total estimated annual income: $7,500 Preferred securities Hddng OTIGROUP CAPITALMil FXDFLT TRUST KO 7.875% DUE M3012040 Symbol: C.PRN Exhange: NYSE EAI: 119,690 Current yield: 7.70% Oct 4, 10 10,000.000 26.130 261,300.00 25.570 255,700.00 -5,600.00 LT COUNTRYWIDE CAP V 7.000% CUE t V01/36 CALLABLE Symbol: CFCPRB Exchange: NYSE EAI: 47,350 Current yield: 6.89% Oct 26, 10 4,200.000 23.518 93178.96 25.400 106,680.00 7,901.04 LT Total Total estimated annual income: 127,040 4360378.96 9362.380.00 92301.04 ' 1411Tbe Of flares Purchase pact p.m thare 11) Puce per share Whit on Cott oasis CO on ran 29 (5) Lin 29 04 outsized licking gun or loss(;) period SDNY GM 00022502 0NP7000)305669933 NP7003107084 C0006 0116 030575004 Y123574550 100000 Page 90112 CONFIDENTIAL EFTA_00133122 EFTA01275259 (SUBS U BS Strategic Advisor Account name: GFIRAINE MAXWELL Your Amanda' Advisor Friendly account name SCOTT STACK MANLYLE CASR1EL January 2016 Account number: 212.82 I-70001800-308a 140 Your assets (continued) Your total assets Yaue on Jan 29 (S) Percentage el your account Cost basis (1) Esimated annua near Unrealzed gan or loss Cl) Cash Cash and money balances 82.14330 6.44% 82.14330 Equities Common stock 43,669.86 47,403.04 1,66200 -3,733.16 Closed end Bids & Exchange traded products 241,181.40 208,533.63 5,236.00 32,647.77 Other equity investments 29,238.51 35,866.06 3,03800 6,627.55 Total equities 314,089.79 24.62% 291,802.73 9,936.00 22287.06 Irmed income Corporate bonds and notes 353,604.00 353,044.59 17,389 00 559.41 Municipal securities 156,196.90 152,990.18 7,500.00 3206.72 Preferred securities 362,380.00 360,078.96 27,040.00 2,301.04 Total accrued interest 7,136.80 Total fixed income 879,317.70 68.94% 866,113.73 51,929.00 6,067.17 Total 51,275550.79 100.00% 51,240,059.76 5610365.00 528354.23 Account activity this month Date Actlety Description Amount (Si Deposits and other fends credited Jar 19 Transfer FM Y1235750100 1.60000 Total deposits and other funds credited tie Aaroy 1)exiction $1.600.00 ArnOtell ($) Dividend and interest income Taxable dividends Jan 8 Foreign SCHLUMBERGER LTDNETNERLANDS ANTILLES PAID ON tividend 113 56.50 fan 28 Dindend SPOR S&P 500 ETF TR REPORTED TAX YEAR 2015 PAID ON 1495 1,811.27 Total taxable dividends Total dividend and interest income $1,867.77 $1,867.77 Oa. Aclioty De:creation Anoint (S) Jan 22 Fee Charged QUARTERLY FEE •I.628.23 Total professional management fees 41.628.23 Fees Date Acth4ty Description *mated (S) Other funds debited Jan4 Transfer JOURNAL TO Y I 23575 GHSLA1NE MAXWELL -541.48 Total other funds debited .154148 CNP70000009589934 NP7000187084 00006 0116 030575004 Y123574550 Gitocoakie 10 of 12 CONFIDENTIAL EFTA_00133123 EFTA01275260 SUBS UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your Si vandal Advisor: January 2016 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Account activity this month centnued) Investment transactions For more Information atout the price/value shown for restricted secwities, see unportare Informaiort about your women: a the end of this document We Activity Desception Ournity yduif(S) Price en Pm,teeth from Funds investrrent WO* even Ice Accrued transactions (5) inworrents bOc4 (5) interest (5) Jan 27 Sold GENERAL MOTORS CO -350.000 29.242700 10,234.76 Jan 27 Sold C(TCROUP INC -358.000 41.13 14,724.27 Jan 27 Sold RFT PARTNERS INC A -27.000 25.514030 688.87 Jan 27 Sold SCHLUMBERGER LTD NETHERLANDS ANTILLES .113 000 64 22 7)56 73 Jan 27 Sold SPE* S&P 500 ETF TR -250.030 189.60 47,399.13 Total 560.303.76 Date ACIrvity Description amount (I) Money balance activities Dec 31 Balance forward $541A8 Jan 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/04/16 -541.48 Jan 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 56,50 Jan 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,600.00 Jan 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 01/22116 -1.628.23 Jan 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 60,303.76 Jan 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,811.27 Jan 29 Closing UBS Bonk USA Deposit Account 142,143.30 me UBS BMA USA Deposit ACCOUN Is your primary sweep option SDNY GM 00022504 CNP7COOE005039935 Ny700318708400036 0116 030575004 Yt23574550100000 ►age 11 of 12 CONFIDENTIAL EFTA_00133124 EFTA01275261 *UBS UBS Strategic Advisor January 2016 Realized gains and losses Account name: Fr account n Account numbe r: amel The estimated realized gam and losses s town below are not for tar putt:esti. Please note that gan or toss recognized on the sae Of reCkiffplitSr1 of cenaln Structured Products, Ike Contingent OM Secuuties, may Pe ordinary, and not <vita, gain or loss. Please check with your tax ahnor to (alai Se gain and losses, we liquidate the aces( security lot Fest lhs is known as the firsuin lint out or CFO accounting method We use the met had unless you specifiedwhich la Id to close when you FISedyouc order. Thit is known maw nu, purchases or VSP order. See Important information about your zratemont a It. end of this document for mote Short-term capital gains and losses Welsh Salt Quantity or Puxhae Sae Sae Cost COSI basis Security description hrelhot fae v4 u? dab? date amount (S) base (S) adjiztrnentell Ices (5) Gain (5) PIT PARTNERS INC - A FFO 27 000 Oct 01, 15 Jan 22, 16 688.87 102.85 586.02 Long-term capital gains and losses WaSh sale Quantity or Purchase Sae Sae Cost cost basis Security descrotico face value date dale arnauni (I) bass (s) asitsimem(3) Loss ($) Gan (3) OTIGROUP INC FIFO 115.000 May 17, I 1 Jan 22, 16 4,729.86 4,743 71 -1385 FIFO 121.000 Jun 21, II San 22, 16 4,976.64 4,632.57 344 07 FIFO 122.000 Aug 02, 11 Jan 22, 16 5017.77 4,672.24 345.53 GENERAL MOTORS CO FIFO 350.000 Nov IS, 10 Jan 22, 16 10234.76 12,745.81 -2,511.05 SCHLUMBERGER LTD NETHERLANDS ANTILLES FIFO 37.000 May I7, I I Jan 22, 16 2376.10 3,007.00 -630 90 FIFO 40000 Jun 21, 11 Jan 22, 16 2,568 75 3,297.45 •728.70 FIFO 36.000 Aug 02, 11 Ian 22, 16 2,311.63 3,219.59 -907.71 SPDR 58,F, 500 ETC TR FIFO 250000 1(112, 13 Jan 22, 16 47299 13 41,874 22 5,524 91 Total 679,614.119 676,192.59 44,792.21 56,214.51 Net long-term capital gains or losses $1,422.30 Net capital gains/losses: 62,006.32 GHISLANE MAXWELL Your Amanda Advisor: SCOTT STACK MAI4LYLE CASRIEL 212-821.70001800-308.3140 informaton. We may not ad ust Bans and losses fcr al canal c barges. We autcmaucary adjust cost basis for ttn-titerpt and AMT coupon munlotaa secumIts for estIrnaecianonzatcon of Ccodprerrourfs aid rot accreted OID Ip secuntits issued at a dsccunt I you leguested that U85 adult <05f 0.054 101 the 00od premium ZWOrtzatiorn on Unable debt sec unties then cost onus reflected tof these secunbes has beenadjusted Estimates in the VOCIOgifrd section can not be classified as short tensor long term bet arse infotmason is missing or the pro:audit one in wtricrt the co MOSS Calculation is not provided CNP70380305669936NP70C0187084 00036 0116 0305750041023574550 lOglikw_Gp,c000±11sr 12 of 12 End of statement for account number Y I 23574 55 CONFIDENTIAL EFIA_00133125 EFTA01275262 Important information about your statement U3S Firancial Services tic. the F im or UBS Financial Sonotes). is a merrter of all Berta:el rosily, ocennwity and Entre exchanges. LBS Financial Winces and LES Bank USA an rdrect skinichares of LES AG and affiliates of LBS Secuitin U.C. The Fim's financial statement is available upon reopen. The Firrn'S rear* off ices re a: LES Normal Sancet 1200 Harbor Boulevard Weehawken, W 07086 DE statement represents the only off icial record of you LBS Financial Saigon amount. Other march mat Official tar drumlins. containing cordlideg data shard rot be relied Ian If youbelieve there is an emx or emission, please report h immediately n wring to the &inch Manager of the office serving you account. Artmixt. al homes shown are ntended to be accurate. statement data snub not be used kr to purposes Rely bay on arend tax IC0115.0.t.. Form 1099, 5498. 10425, etc.) whin preprogyour tot return. The Finn k requiredby law to won to tie IRS all taxabk divident. report** raytauble drands and tattle interelt eared on acuities held nyoxr amort, net proceeds on tie transactors, and cog bar atcertain covered acuities. Communicotione with the Finn • Please re-confirm ay oral cormitnatats in mmHg to further protect your rig.; incasing you ropes utter d-e Swear Investor Protection Ace (EMT • B theIra-gni bonbon with* top left of te ford of this statement is not LISS Franca Servkes, LOS Financial Services caries you account as cleamg broker by amagement with the ndcated triSlitutOn We informed yw of this rib:ton:kW when you opened this accord. In Kg case, your Ards and stashes are located a UBS financial Services and rot ter ironsdreg broker, ad younut mace a repon of ay error or cminion to both firms. All accart statements shall be boned connobte and accurate t not objected to in nriii-g vrthin 60 days. • Please divot customer complaints or imp hies to tie Wm'sClew Relations Depavnent a 201.352.1699 or eatable at 803.354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, or in lung [DUBS Phancial Semites Inc, Client Relations DePatmento P.O. Box 766 Union City, W 07087. • in caw of errors or manna about an electronic fun* transfer WT WI parent or UBS Wedebit card transactions, call 990-762-1000, certif.to UBS Finn/jai Sehices M., 1000 Hatcr Blvd, 6th floor, Weehawken. NI 07086, Attrc RIA485A Stores. Cal or note at loon at you can if you the+ yar statement or receipt 4 wrong on you need more ircemation Amor a transler an the statement or wept. The firm or Card bear (as applcalr must hear from you no later thin CO days after toe Fite sent you he fir statement on With the acv or problem append. - Nwle you. ran r r nirriror r — Descrte the error or tie transit( you ere inure Exult andespial as okay as you cal shy you belga t is an error or new you need more information — Pronde the dollar amour of the suspected elect The Firm or Cad Issuer MI ...emigre sour cenflaire and MI correct any error promptb. I we take rine tan 10 banns days to do tit in all meat your assort for the a-notrit you theic t in error, so tat you will have tie use of the money dreg the Ire it takes us to complete Our Mennation. Please make all chars payable to the aim or te franca' insttutton rdcated on to front of this statement hadditir to regra accost fees-accounts my be subject to maitenate lees, charges for Me pajmmt for senses purchases and charges kr unpaid annfls n Cast, accou-its. Accounts that are cinferred to other inStalitiOnS May be subject to a transfer lie. UBS Sweep Options URS offers optian for wowing cat barges. balances to ba-A deposits at UBS Ba-k USA and U3S AG Stanford branch (Bank Sweep Reignite), money market mutual fords (Money FtnE) and the Interat Knell:ghost Amour (OA)tor customers with an knernatiral Itefara Managwerd Account. Through tie Bank Snap Prance. cash balances are sww4 to UBS Bak USA it, to an established lint ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC Stored in accordance with FDIC nits. For mere Cdcrinatir ram kit werefdic gor. Deposes at LES AG Stanford Elramh ad she-es of Monty Funds are rot ions red by the FDIC. Through the Os/ salable touch Manors are owes( to depoU accounts at UBS AG Mr Yok Wench ard LBS AGC wan Branch These deposits are not rased by tie FOC. Balances held at tie LES AG Cayman Brach are temporary ...posed to the sovereign irk of the Cann Wands, and there is no wane or otter ablation of LBS AG to repay te balances nhilt <tithe LIES Cayman's Brach's books. Deposits at MS Bat USA and each UM AG Branch are not protected by SIFC . Money Fund shaves are protected by SIPC See *UFA Financial Services Account Wotection- bebve. Upon vas reread, balances in to Bark Sweep Brogans or CA may be withdraw and sham of a Money Find may be liquidated, ad the proceeds retuned to you or your secures accart. Foster Hofmann about available amp options, inckaang oarent newt rates and yields, is available at wynotth <cerise/Ny*1:k from your Financial Advisor or by eating 800-762-1000. UPS lorenciel Service' ocean peotectien The Fkm is a member of We Searles Investor Protection Comoratir 6IPC). *Nth [roasts acuities awarits of its members up to S500,0:0 fncladng 5250,000 for for GM. The SIPC asset protectir limits wetly to ad among that yob hold in a pangua two/city. The Fern, together with certain aft nates, has also purchased eapbrnental protection. The moo-run amount payable to al •Igbie chars, coin-lab ceder this praecicn is 1500 millon as of (*center 10, 2013. kloject to the poky corditons ad Imitations, cash a the Wm is further protested for W toff 9 million ri the agg'egae For admix amounts held in a particular capacity. A ftA copy of tango, wadfg is available upon request. The SIPC protect ir end the supplemental probation both orb not apply to' • Certan financial assets controlled by (and naiad n your account value) last held away from U8S f Mama Services (e.g., strain (i) cash at LES Birk. (i) cash at LBS AG SurnIcrd bunch, (id i-icurarc• proelicts, including variable annuities. and fig tares of mutual finds where such shares are registered drectb n the nave of to account holier on tie books ad records of der appliuka iaaer or transfer agent). • C•clain rmnImeed contracts er hactneed interests (fg., limited partratkos and private placements/ tat an rot registered trder the Securities Act of I933; ad • Cornnoditoes contacts (e.g, foreign exchange and pmCosmetal contrats), includiw futures antracto ad commodity option contracts. SIPC protects:a and the suppkomental uotecton do not apply to these assets Cr. 4 they othecaise appear on you Materna*. 11-a SEC protection ard the skflarrantal protection do not protect agar changes in the maker vela of you investments (whether as a result of market movement, issuer banruptcy Cr otherwite) More information is avail** tpcn when Yom may obtain more hfamation about SIC, i-clidorig the 51K Brochure, by contaning 51fC at 202.371.8300u by 9sitng the 51K *abide sr raw.Mocaig Dividend Reiweratent Program (DRIP) The [tee reflected is an average price You may obtan the actual price from you Fnancial Advisor. Orsay *hole rams are purchased order DRIP; partial shares wil be sold ad the rah wg b deposited h your account. TM dviderd reinvestment pricesupplied byte kg-et may offer from the market price at which to partial shares a. sold Caiderolieu Only whole units may be hekl n you account. If yw are mired to a partial unit as a result of a &Wird payment or anemia, the Firm call ether sell panal ales at marirt prke or r accept an anent determined Iv a regoord closing army, andcredit you actors Investment objectives The mestmere arrow ad nsk profile at specie to each Moen and may mybetween Please sane the Rimpromptly ,n saw of any significant change in yos financial siturr or ntestmere objectives. For each CONFIDENTIAL account MId you choose one Of the following imesment °badges' • Worse Conant/imam.. awaye as seang the generation of income crib.. • Adieu* Ca pttaf Approciatan: Investments making growth of prncpal rather than the generation of e. • Produce Combination oiMoorne and Capita/ Appreciator Wesiments seeki-g both tie generator of income and 'myth of faitptl. Overall Sc penes • Consenteve: Seeks to mantain nhial princni, with low risk and coMility to the amou-n owral, even that means the accost does not generate signd cant none or return, and may rot keep pace with Collation. • Mafeent Wang to accept scent risk to pincital aril tolerate sure *Way to seek hgher returns. • Aggrespie: Wiling to accept hit risk to prnopal and high volatility to seek highreturns oar tint. Storer liouseholdhe We may consolidate al related account strternents with the sane dioiceSS n the same envetpe. ACCCultS may be related Ice this purpose betas:e they have owners who akomanain p' int won relationships with other clients at the saw address. This practice 6 known as *I-ousel-olcag R you reefer to recent idiaclual statements reeled in separate envelopes — you may decline Museholding by calling yOUr F nimbi Achicor. Friendly account name The Friend& account nine reflects information that you entered cep the Firm's onlne services websee. It a a cutorniuble 'nicInaim • chosen by yes to err you nth your recordkeeping It KM no legal effect an your accotnt. You can (ha-gen:kr Riendhccotrt Marron. tra4u Erre Services or by contactrg yov Fina-cial Asher. ACCIPAlt overview • V*e ofjou accounthortirio Net of assets and liabilities. • Asset. narks as cash balances. vitas for restricted storey list), and Global tine Deposits, u-realzed marks to market, and coyish swats not held by the Firn. Does rot include warted secure; assets at the end of the prior and arrant statement periods, or pram* rareanwns, arrested stock options and tameable stock options • tirtatos Includes debt Warn outotarding megn low, credit I'M 001 accord balances. • CashAtoney balances. Total of uninvested available cash balances, plus LES Bak USA deposit balances, LOS AG Stamlord Branch deposit balances and money market MALI fund sweep bilancet, at the oboe of the statement period. Noncom/lock We credit balances in your accost are rot segregated from other balances ad the Fan may use any of these funds in the ordinary course Of its ttainess. These funds re payable upon your domed. This total is included on to tarot period closig value. SDNY_GM_00022506 EFTA_00133126 EFTA01275263 Important information about your statement (coritrued) Lending information Far detain information on the Etnis boding practices and doclostres. Mir to you Clem Relatornhip Acronym or Accurst Agreement and the General Terms ad Conditions UFS Stawnent of Credit Practices notable in Aprisenumrs and Clixfasuros Wien al: comi.renur•eirall tins 'deur Matt Your statement Sends recision and other sots held en the amount at the End 01 the statement period. You may ask for deWecy of tidy paid securities at any tire. YOU may recent startles used as loan coarseral after paying any beim. due on them Any secures, Wandered to Swim, dying the statement period are listed at market vitae as of the end of the Patentees period. • Cast basis. In determining the cost basis of the secure*. Skidded in this statement where indicted wet the note IS$ Finincial Services Ms relied on information obtained tom sources other than LEIS Financial Seines, nluding information Iran another sin a that you may haveprovidedto you Fins-cast Advisor. The Firm dm nal andeperdently wady or guano* the accuracy or validity of ay damson provided by panes other than WSSi-uncut Services. en eddlort although LOS Financial Scenes general& teadates the rif ennation at it is receimd the hen does not provide any assurances that the infarnahon u-der -Cost basis' and "Urrealced gat-Moss' is accurate as of the date of this statement. As such. please do not rely on this information to make purchase et sale deck:int for iv pupate. or Otherwise. Accounts transferred to the rim my ref km gin/loss Horn' kn cety for the period of tine they are held at the firm More hi ton nfornsehn can be added by your Margit Advisor. • Unrealised gaits/kones When data r available. tainted unrealized gang lasses are °Rutted fa ravinalsearty lots. The trans action data for rxkvilial lots my or may not reflect carrnisscns, chart axter security reorgarreatim events Dhiciend and other reinvestment lots and systematic purchase lots are each cembhard to dig:dayare averaged lot The • Trade dale damnpresents the dyne' transaction trade date • Callable wean-kith Bends and velarred stock that the inute cats for ea rederrotion oil be sented tranalty by Ice Item among all stoners of that Mut held is Our Mint or n nOinnte mare lot our clientc Call $eatxe i fem,atcn i obtained from third parties and is accuracy is not guaranteed. Other call f tastes may east whch could affect yield andel, nlonnalca will be provided upon request • Cettificats, of deposit (Md. COs are FDIC toured up to $250.000 in pricPal and accrued irterm per deposcor ad per depository ingittnon reaccordant watt FDIC ores • Price/valuer Frees displayed for Secure*, end other podxls may be higher or lower than the price that You would aunty receive n the market Pin' are dinned from various thrd pry sources reach we believe to be retitle, but we do not %wane< their acuracy. - We eimerakir use the, dosing price when available or the mean of the bd ad ask prices for listed setteribes and oplons or onty bid pekes tor OTC securities. - lass maw& traded securities may be priced using a valuation model or the most refine pin we obtained and may not reflect an actual matet price or value. - Certain pollens may appear maxis a price and yell 'how a, • pike was not sealable' if we are unable so detain a price for a steely - Nposhs or sentries denominated in currencies ether thin U.S. ddlars se reelected a the ....china* rate as of the stalemem date. - for certain securities wading n noricenfamng deorninanny price and purely (faze value) may have been admted to facilitate termer vakartion To obtain current Cluataliant, when evatable, contact your F nano.' Athisor. • Private ertestments and structured products. Private Investment wishes Encasing deed pans cation program and real estate trimmest Om recoils.) and structured pro:luta ale generally 14+4 raid Conn structured products have not beers regebred with the Securities and Exchange Con-mission or under any state secure*, be" We provide ettkinated ViaLtS fee private investment securities and structured products for rOormatonal purposes only Sconce is not guaranteed - These values maar differ wilmantialty from prices if my, at *Nth a private armament sensity or sonved prone' may be basynt a sold and do not necessarily represent the vane you may receive upon IMiilation - Thid paly mignon of value re as cie >certain date and am applied to UBS Financial Services cn a krauts basis by an independert valuation Inn. - Issuer, general partner or sponsor estimated values. arry erg walled to the F ins by the mar, general partner or sponsor and my be calculated based en df leen information tam that used by third parties to darn thee estimated wilts. - toucan obtan additional information regarding the methodology used to determine the who of value art the date of the ncemation that is the basis for the estente by contacting your Financial - mid party esrented valid may be reflected a 'Not priced' h Senegal Stuattint when an independent valuation Ian has not second ad triable to e value, wens we become aware gal material nen has occurred that my call a Venus's( reported value no questa\ a Mon yak/ would be highly speculative are to the rune a the deny — %hen reithet an Issuer, genital partner sponsor estimated titre no a thrd-pany estimated value is poi i ts the value of the tensity MU be cliff erent from its purchase Mee — *Dortrixtions to dote' may include retumol capital, income cr both. — 'enamel's." see• rearestrrts the nilul °deity Cote per use and may not reflect you cost bass • Reebictod sear-Pies Restricted mutts oneralEr St not currently eligible for public Salt LEIS Finn-Kral Sennett uses the mane" price of the unrestricted stock of the same issuer as an floated value lo. the restricted stock for purposes of Our tenement only. To the Mont that restricted securities are eligiab for sale, the value received may be substanbalb less than the imputed value shown • Est. histineted./ Marne. tenni yields and rates. M (Phute of arrual nome is bated on current trio:rand and interest rates, musing the sentries Will be held for ore yea from statement date or and maturity 7th estimate is onty a gudelne. MLitt( y and continued mane we not gunmen — Mimed and non and current yield for cedar types of securities could .nude a return of larndoal or captalgans n which case the est income f and current yek0 would be overstated. — fainted anal noon and current yield arid the actual income and yield mids be lower en hastier than the estmwed ankonts. — An minute of ern/deed lame (dividend arida entries) divvied by the current made van/eying. balance is based an the last dividend or ^toren payment made by the issuer and assures the sectriteSdeposts will be held for one yea from the statement date Cr until maturity. Accuracy and continued yield are not wararesed. • Assets not held by UBS Financial Service. Certain .assets are not held by the Fim and not wthn the urn's possession or control these assets are displayed as your statement la nf °motional purposes only. Positions and yam presented are provided by the 'pang Inn LOS Financial Seines is not respcnsble for IM Manuton ad does not guarantee as accuracy These assets are not protected by $WC or the Fa*, supplemental SIC connect • Revenue sharing and additional compensation. — In adoticn to conwrssions cn Wm and 12b-1 fees received in archaism with the Mobs/ion of mutuil fsndt to ors c lents at and*, out af f role receive revenue sharing ;tyros-es from dart:um ardor nelson of the mutual funds that we sell. These anztorts are based on two dffreens components U the amount ol sales by LEG of a Piniculat mutual fund family to our chows. arid (*) the asset value of apatinae Mutual laid :mills shires held t the tam — We and cu Of bate ato receive neuvockng and mots processing lees in consideration fet transfer agent wins that es provide to the mutual lunch These fees generally are pad front investor assets in the mutualkind and are a teed &la amount based on the ranter of accounts at the twolerikaler Noldng a1ala funds of that fund family CONFIDENTIAL — h added, tocommove.", received n el:meets', w th the saber distrinion of a-rut/contracts aunt swestment suit Inds to our dents, we and« cur attire reoe:.* revins stung compensation from may of the nuance companies urdenwitin the amity <owns. all hates of the insurance ccerpank-i or sponsors 04 the use tuts we due tote. — Cur affiliates also receive trading (Mrs tskris and other componst Cal Dorn mutual lurch and insurance cc pries ksh09? products we cbstrixne. — We receive an anal fee from UBS Balk USA and UBS AG Stanford Branch it up to $25 per moan sweepng to the bats under the IBS Bank Sweep Programs Activity Mannino regarding rennesscen and other charges norred n correction well the executors of wades, enduing option transactons has been included en confirmations previously furnished to you. and will be crowded to you porptay on (mint Sheet Swig I you are engaged in short selling a wunly, you may hem a charge due to rertin borrowrg costs for that particular security. Open garden Regarding open or • wadailicakceike orders that were not limited by the statement date, open tuyxt set slop orders are reduced by the won't dradends rights on an ex-dividends or tenth date unless :wonted otherwise by you. You are resperoble fa odors that we executed due toyer blare to cancel "MS? open orders. Privacy Toobtain/now of vs current Chen Nita Wire. please contact your Financial Advisor cent as "Atte at prim nth emehwiewstelor UBS Annual Services is Inaba.* The Jur A. Bosses, Services Anon BSA and IRMA are Inking* mounts which provide access b bolting service, and products through arrangements with Piplated banks and other thrd-paty banks, and vowed access to nuance and annul), products inutd by unt I deed thrd.psty eisurance compan'iec through tiara ice agency subsidiaries of UBS Enna' Services Inc kuestmem, insurance. ad amity inducts: Not FDIC rand • No bunk gunmen* May lose vette RhIA Resource Management Amount Business Services Account BSA, BMA and international Resource Mantgernent Attakte are registered service mart, of MIS financial Winos kric V6a 59131 e 6 a registered service mark of Visa Inaimationai LISS Visa Sanitise cede cards and 185 Visa debt cads me owed by UBS Ban USA with remission from visa U S A hcaporawd. UBS Financial Services Inc Fey 201511 SDNY_GM_00022507 EFTA 001;3127 EFTA01275264 UBS U85 Fnanoal SeNices hc 299 Park Avenue 25th Floor New York. NY 10171.0002 UBS Strategic Advisor February 2016 CM:005749191 0216X1 Y1 0 GHISLAINE MAXWELL Account name: GHISLAIVE MAXWELL Friendly account name: Account number: Your Financial Advisor- SCOTT STACKIAANNYLE CASRIEL Phone- 212.871.70(01800.308.3140 As a unite to you, your portfoio value of Questions about your statement? Call /Our Financia Advisor or the Value of your account 11,195,86341 includes eic rued interest RMA Resourcetine at 800-RMA-1000, account 029323574 onlantaary 29(1) r February 29 (1) YON!' isISSel5 1,275,550 79 1,195,863 41 Melt our website: www.ubscomifinancialservices Your liabilities 0.00 0.00 Value of your account 11,275,550.79 31,195,863.41 Accrued interest in value above 17,136 80 $6,69928 Tracking the value of your account Sources of your account growth derive 2016 Value of your account 1 Thousands at yea' end 2015 11,311,717.81 1,584.3 Net deposits and withdrairaki -382,71301 1,311.7 1,195 9 1,275.6 Your nvestrnent return Dividend and interest income 111,183.59 Change in value of accrued interest 31,52040 Change in runlet v:Aue .j45,845 38 Dec 2014 Dec 2015 Ian 2016 Feb 2016 Value of your account on ?eh 29, 2016 61,195863.41 Member SIPC SDNY GM 00022508 CHP70309305749191 NV7003202277 00035 0216 030575004 \,123574550 101;000 Page 1 of 12 CONFIDENTIAL EFTA_00B3128 EFTA01275265 UBS UBS Strategic Advisor February 2016 Your account balance sheet Account name: Friendly account name Account number. The value of your acount inducts assets held .3 MS and cenan assets held ateiw from UBS, See page I for more I donation. Summary of your assets Value on Febniary 29(4) Percentage or your account A Cash and money balances 9,315.82 0 78% B Cash alternatives 0.00 000% C Equdies 311,822.81 26 07% D Fixed income 874,724.78 73.15% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $1,195,863.41 100.00% Value of your account S1,195,863.41 Your current asset allocation A Eye on the markets Index Percentage change February 2016 Year to date S&P 500 -O.13% -5.09% Russell 3000 -0.03% -S 67% MSC - Europe, Australia & Far East -1.80% -8.89% Barclays Capital U.S. Aggregate Bond Index 0/1% 2.10% Your Fi asocial Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.3083140 Cash and money balances may include available cash balances. 08S Bank USA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% CNP7COEGOOS749192NU00O202277E0036 0216 030579004 Y123574550 tomigy_Gm_000221Isse 2 of 12 CONFIDENTIAL EFTA_00133129 EFTA01275266 UBS Strategic Advisor Change in the value of your account February 2016 (11 Year to date (I) Opening account value $1,275,550.79 $1,311,717.81 Deposits, including investments transferred in 0.00 1,600.00 With&awals and fees, including investments transferred cut -82,143.30 -84,313.01 Dividend and interest income 9,315.82 11,183.59 Change in value of accrued interest -437.52 1,520.40 Change in market value -6,422.38 -45,845.38 Closing account value $1,195,863.41 $1,195,863.41 Account name: friendly account name Account number. Dividend and interest income earned For purposes of tNs statement, tepatility of interest and dnidend Income has been determined lam a US Is lePaling perspective. Weed upon the residence of the account holder. account type. or product twat some Interest ardor *Attend payments may not be subject to United MOM (UA 80301 Puerto RICO (PR) Income teats The dent montt4 statement is not Intended to be used and cannot be feked upon for tat purposes. Clients should refer to the apactle tar reporting loans they receive from UBS annuals,. such as the Forms 1099 and the Farts 480. fee tat reporting information. It IS the prance C4 U85 to file the IPPIrcatie tar reporting forms with the US 'Mani Belem* Sarin and PR Treasury Deparerent, and in suc h (omit accurately dairy chianti aria interest as to earrpt or Usable income. Mae consult your Incledual tar preparer. February 2016(S) Year to date (S) Taxable dividends 0.00 1,867.77 Taxable interest 6,136.89 6,136.89 Tax-exempt interest 2,500.00 2,500.00 Miscellaneous 678.93 678.93 Total current year $9,315.82 $11,183.59 Total dividend & interest $9,315.82 $11,183.59 LL Summary of gains and losses values reported below exclude products for which cons and losses ale not damned. Realized gains and losses Unrealized February 2016($) Year to date ($) gains and losses (5) Short term 0.00 586.02 0.00 Long term 0.00 1,422.30 22,221.09 Total $0.00 $2,008.32 $22,221.09 Your financial Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account activity the month to, dela Is. Banes in your Sweep OPO au are inductedin the opento and closing Mantes edit. FDiC insurance apposes only to deposits at UBS Bank USA, not Widens:nits M UBS AG, Stamford Branch or bank deposits placed through the UBS International Deposit Account pavan. UPC prole< hon awaits to money market sweep fund Adding: but rot bark deposits. Se* Important inionnation about your Wren tent CO the last two pages cf this document for teals. February 2016 (1) Year to date IS) Opening balances $82,143.30 $541.48 AddEions Deposits and other funds credited 000 1,600.00 Dividend aid interest income 9,315.82 11,183.59 Proceeds from investment transactions 0.00 80,303.76 Total additions $9,315.82 $93,087.35 Subtractions Professional management fees and related services 0.00 -1,628.23 Other funds debited -82,143.30 -82,684.78 Total subtractions -$82,143.30 -$84,313.01 Net cash flow -$72,827.48 $8,774.34 Closing balances $9,315.82 $9,315.82 SONY GM 00022510 CW70:03005749193 Nn7003702277 00006 0216 0305750CM Y123574550100000 CONFIDENTIAL Page 3 a 12 EFTA_00133130 EFTA01275267 *UBS UBS Strategic Advisor Account name: HI AIN MAX 1 Your financial Advisor: February 2016 Friendly account name Account number: SCOTT STACK MAMLYLE CASRIEL 212.821.7000'800 308-3140 UBS Bank USA Deposit Account APY Interest Period Ian 8 - Feb 4 Opening UBS Bank USA Deposit balance Ian 8 80 .00 Closing UBS Bank USA Deposit balance Feb 4 81,837.70 Number of days in interest period 28 Average daily balance 812,602.45 hiereSt earned 80 .20 Annual percentage yield earner: 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratemenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderabon None selected Your account instructions • • • a:count cost bases default closing method is FIFO, First In, First Out. CHMOaC0305749194 NM0C0202277 00C06 0216 030575004 Y123574550 l0clayGm00022itiie 4 o CONFIDENTIAL 2 EFTA_00133131 EFTA01275268 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your fl sandal Advisor: Friendly account nal Account number. February 2016 SCOTT STACKMANYLYLE CASRIEL 212-821-70001800-308-3140 Your assets Sane Onces, income and Current values ShPan may be Epptoafnlate. ASS telt*. gdln5 and losses ma/ nal be accurately reflected. Set Aporunt infosmafron stout your sfetentere a Ine end of the et cumem for more Informason. Cash Cash and money balances Cash arai money balances may include avalaale cash balances, UBS Bar* USA deport account balances, UBS AG Stanford Branch otpo9t account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by Irk WC vAltrn topic et* limits, but are not ototetted by 9PC ties AG Stanford Branch deposit sec ou m balances an not insured by FDIC and se not protected by 9PC Money market sweep batances are protected by 9PC but ate not insured by the FDIC. See the important information about your statement at the end of this doctrnent for details about those blames. Hddng U3S BANK USA CEP ACCT 82.14130 9315.82 250.000.00 Openly; brIence Cimino Wince het Per these Average on Feb I(1) on Fob 29 (I) on Feb 2g (S) IMO Onidend Interest period Daft in period Cepmount (1) Equities Common stock tad d n g Trade date Mother of snares Purchase pricer Average Prke per Shalt (S) Cost basis (V Peet per share on Feb 29 (5) Value on Feb 29(1) uniezdized gain or loss (1) Holdng period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield- 160% May 17, 11 303.000 11 .860 3,593 84 12.520 3,793.56 199.72 IT kin 21,11 313.000 10.670 3339.86 11520 3,918.76 578.90 LT Aug 2,11 328.000 9.802 3215 15 12.520 4,166 56 891.41 LT Security total 944.000 10 751 10,148 85 11,81888 1,670.03 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: 11555 Current yield 5 16% Nov 18, 10 1.023 000 36 416 37254 19 29.440 30,117.12 -7,137.07 LT Total M7,403.04 $41,936.00 -$5,467.04 Total estimated annual income: 11.744 SDNY GM 00022512 c fir7c007.7c6749195 N770037022 n 00036 0216 030579004 V12367aSSO loc0C0 Page 5 of 12 CONFIDENTIAL EFTA_00133132 EFTA01275269 *DUBS K U Strategic Advisor February 2016 Account name: Friendly account namel Account number: Your assets . Equities (continued) Closed end funds & Exchange traded products kW reinvested is the total of al reinvested thedends It does not moues any can chide ndS. n IS not a tar lot for the purposes of determining holdrg periods or cost basis. The shares you receive eah time you reinvest d sedan& become a separate tax lot. Cost taus is the told purchase cost of the security. inducing reinveSteddvdencts The cost basis may need to be altasted fee return of capitd payments in order to determne the atf lasted cost bars for lax mooring purposes Hddng SPCA S&P SWEEP TR Symbol. SPY Trade date: Sul 12, 13 1245.000 167.496 208,533.63 EAI: 15.236 Current yield: 2.17% Other equity investments Cost basis and gems and losses have not been adjusted atilonalicerly for return ce capita payments. Restncted security values ace estimatedfoe Informational purposes See Important information about your statement at the end of this docurrem for axlitional information Purchase once' %rant Aveltify puce of shares per share (1) Client investment (1) GHIsLAINE MAXWELL Your 15 nodal Advisor: SCOTT STACK MANYLYLE CASRIEL 212-821.7000/800308.3140 Unteaked (fa)gein Or 10:4 is the Ofference between the current value and the cost basis text would general, be your tasalde gain al tos If the security was sold on this date The unrealized (tax) gen a loss may need to be *lusted for return of raptai payments in order to determine the reified gain or loss for tax Iftnerea li mre nge PUretTeS m Is the current value minus the amount you orwested n does not include Shares these At not reflectedon your statement, includng shares that have been realized at either a glen cr a loss II alto does not include cash dvdends that were nol *Invested Cost Rite per share basis (I) on Feb 29(1) Value on Unrealized (tar) investment Hold rg Feb 29 (1) gVn or toss (I) return (5) period Hddng BLACKSTONE GROUP LP/THE UNIT REPSTG LTDPARTNERSH1P INT Symbol. BX Exchange: NYSE EAI: 33,038 Current yield. 1051% Trade date loarbe of snares Purchase puce Average price per sheet (5) 208,533.63 193.560 240,982.20 32A4 8.57 32,448.57 LT Cost Puce per share Value on bass (5) on Feb 29(1 Feb 29(1) Unrealized Hddng gan or loss IS) Food Sep IS, 14 1,113.000 32 224 35,866 06 25.970 28,904 61 6,961 45 LT CNP7C008005749196NP70CO202277 00036 0216 030575004 Y123574550 ICrift&y_Gm_000221itlie 6 of 12 CONFIDENTIAL EFIA_00133133 EFTA01275270 sUBS UBS Strategic Advisor Account name: MAXWELL Your Financial Advisor: friendly account naafi Account Account number: February 2016 SCOTT STACKMAN LYLE CASRIEL 212-821-7000i 800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes NKr: tie cbt a ned from Independent quotation bureaus that use ccerputerized valuation formulas 10 car date current valuos. Actual mason visas may vary and thus gout/losses may not be accuritly reflected. Cost basis has been a4usted for accretedorigin/1i issue dscount COID). Cost basis has been Hcldng Trade ode Toldlace vaue a maturity (9 Purchase pike (S) Adusled cost basis ($) Nice on Feb 29 ($) Vdue on Feb 29($) Unredized gan or loss (1) Hddng period GEM. ELEC CPTL CORP AD) RATE MATURES0911/16 CUSP 36962G2V5 Moody Al S8P. AA. EAI: $103 Current yield 082% Dec 11, 09 50,000.000 90789 45,394.50 99.997 49,998.50 4,604.00 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 11/1916 ACCRUED INTEREST 41,560.00 CUSP 06050WDW2 Moody Baal SW 68B+ EAI: $5,400 Ct s rent yield: 3.57% Nov01, 10 150,000.000 100 000 150,000.00 100.741 151,111.50 1,111 50 LT 1P MORGAN CHASE & CO NTS IYE RATE 07.900% MATURES 04/2949 ACCRUED INTEREST 43,917 08 CUSP 46625HHAI Moody. Baa3 S&R 888- EAI: $11,850 Current yield 7.92% Dec 22, 09 150,000.000 105.100 157,650.09 99.750 149,625 00 -8,025.09 LT Total Total accrued interest $5.477.08 Total estimated annual income: $17,353 $350.000.000 $353.000.59 $350,735.00 4250959 automatically adusted for amortization of bond premium using the coonart yield method. If you have made a tar election to dectud the median anorlization on tattle debt securities, you mei request UK alust cost basis for the bond pre-rium anonizahon. SDNY GM 00022514 CNP703C0305749197NFI00O202277 00006 0216 030575001Y123574550100000 Page 7 of 12 CONFIDENTIAL EFTA_00133134 EFTA01275271 *UBS UBS Strategic Advisor February 2016 Account name: Friendly account n Account number: GHIct A1NF MAXWFI I Your Pi Banda Advisor, SCOTT STACK MAN LYLE CASR1EL 212-821.7000f 800-308.3140 Your assets . Fixed income (continued) municipal securities Paces ere obtaned from Independent quotation bureaus the we computenzed vet talon formulas to discount for securities issued a a discount. When engine cost basis a Molt:Fed, anortitabon has been cdc Sate current %Sues. Actual make) vans msy very and thus gentilosses may not be accwaely done using the constant yield met Ixct °themese anorlization ha been dine uslrq the Wright km reflected. Con basis hers been automaton alusted for rnenctkory ematizaficn of bond preniurn on method coupon teweserept munICipd sec unties using the constant yield method and for accreted mire issue Trek Teal It4t velue Purchase Aelufted Nice on Vaue on UnreSized Hdcing Hddng date a natio* (5) canted) cost ban (51 Feb 29 0/ Feb 29 (5) gan or loss (1.) period MICHIGAN MUN BD AUTH RV PREF BEIRI PRE.REFUNDED RATE 05.000% MATURES 1001126 PREREFUNDED 1001(16 0 100.00 ACCRUED INTEREST 4925.00 CUSIP $945513R1 Maody. Not rated S&P. Not rated EAI: $2,250 Cisrent yield: 4.87% Original cost basis- $46,406.80 Nov 22, 11 45,000.000 EIRDVtLE TX INGOT SCH D FREE 890 PRE-REFUNDED RATE 05.000% MATURES 02/1929 PREREFUNDED 02/1917 0 100.00 ACCRUED INTEREST $17499 CULP 090814U5 Moody. Ma S&P: Not rated EAI: 44,500 Cisrent yield: 4.79% Original cost basis- $93,704.74 Nov 14, 11 90,000.000 MICHIGAN MUN BD AWN RV RATE 05.000% MATURES 1001/26 CALLABLE 10/01/16 0 100.00 ACCRUED INTEREST 4102.77 CU9P 594557485 Moody. An SW: AAA EAI: $250 Current yield 487% Original cost basis $5,034.35 Nov 22, 11 5,O00 O03 101.481 45,666.54 102.745 46,235.25 568.71 LT 102.208 91,987.31 104.331 93,897.90 1,910.59 LT 1CO.327 5,016.36 102.743 5,137 15 120.79 LT continued next page CNP700C0005749198 NP7000202277 00005 0216 030575004 Y123574550 104algyGrit 00022tne i of 12 CONFIDENTIAL EFTA_00133135 EFTA01275272 *MIS UBS Strategic Advisor Account name: friendly account n Account number. GHISLAINE MAXWELL Your II sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/800-308-3140 Your assets Fixed income . Municipal securities (continued) fetal face vtlue Hddng at maturity (1) Pul(haSe pncetS) AluStel cost bens (S) Pnce on Feb 29(S) Wilton Feb 29 (SI Unreand can or losS (11 Fielding SOW BIRDVILLE TX INOPT SCH D BBIV RATE 05.000% MATURES 0211929 CALLABLE 02115/17 0100.00 ACCRUED INTEREST 419.44 CUSIP 090874LM8 Moody. Aaa S&P: AAA EAI: 4500 Current yield 4.80% Odgn al cost basis 110,056.85 Nov 14, 11 10,000.000 100.307 10,030.73 104.102 10,41020 379.47 LT Total Total accrued interest $1.222.20 Total estimated annual income: Preferred securities Hddng 57.500 Track OA* $150,400000 Nuntoef of sham PuicNaSe once pet sane IS) S152,700.94 Cost bass (0 PnCe per Store on Feb 29(S) $155,68050 Moe on Feb 29(P $2,97956 Unrealized gan or loss (S) Hddng prod CITIGROUP CAPITALMI EXCIFLT TRUST PFD 7 875% CUE 14:nO/2O4O Symbol: C.PRN Echange: NYSE EAI: 119,690 Current yield: 7.74% Oct 4, 10 10,000.000 26.130 261,300.00 25.430 254,300.00 -7,000.00 LT COUNTRYWIDE CAP V 7.000% CUE 1 1/011 36 CAU.ABLE Symbol: CFCPRB Exchange: NYSE EAI: 17,350 Current yield:6.85% Oct 26, 10 4,200.000 23.518 95,778.96 25.550 107,310.00 8,531.04 LT Total Total estimated annual income: 127,040 $360,078.96 $361,610.00 S1,531.04 SDNY GM 00022516 CHP7O0O3OO5749199NP7OCO2O2277 00006 CO16 030575004 Y123574%O1O0O0O Page 9 of 12 CONFIDENTIAL EF1'A_00133136 EFTA01275273 *UBS UK Strategic Advisor February 2016 Your aSSetkontared) Your total assets Account name: GHISLAINE MAXWELL Friendly account name: Account number: Viue on Feb 29 (1) Your 15 nonciol Advisor SCOTT STACK MANLYLE CASRIEL 2124214000/800-308a 140 Percentage at Cost Estimated your account basis (I) annual income ft) Unrealized gain or loss (I) Cash Cash and money Weems 9,315.82 0.78% 9,315.82 Equities Common stock 41,936.00 47,403.04 1,744.00 -5,467.04 Closed end funds & Bo:harge traded products 240,982.20 208,533.63 5,236.00 32,448.57 Other equity investments 28,904.61 35666.06 3,038.00 4,961.45 Total equities 311022.81 26.07% 291,802.73 10,018.00 20,020.08 Iroced income Corporate bonds and notes 350,735.00 353,044.59 17,353 00 -2,309.59 Munkipal securities 155,650.50 152,700.94 7,500.00 2,979.56 Preferred securities 361,610.00 360,078.96 27,040.00 1,531.04 Total accrued interest 6,699.28 Total fixed immune 874,724.78 73.15% 865224.49 51,893.00 2,201.01 Total $1,195,863.41 100.00% $1,166,943.04 $61,911.00 $22221.09 Account activity this month Gate ACIllity 0tiatti0n Amount (S) Dividend and interest MOM! Tavable interest Tax-exempt interest Feb I Interest COUNTRYWIDE CAP V 7 000% DUE 11101/36 CALLABLE PAID ON 4200 CUSIP: 222388209 1637 50 Feb 5 Interest tin BANK USA, DEPOSIT ACCOUNT AS OF 0208 16 0.20 Feb 5 Interest CMGROUP CAPITAL XIII FXDILT TRUST PFD 7875% DUE 101302040PAC ON 10000A5 0F 01/2916 CUSIP: 173080201 4.228 9t Feb 11 Interest GENL ELEC CPTL CORP 00.556% 051116 DIM 1 ION-COSI 107 MED TERM NTS PAID ON 50000 CUSIP: 36962G2V5 70.28 Total taxable interest 86,136.89 Feb 16 Interest (intOvILLE TX t4DPT SCH DPREF 8985 DUE 021529010011507 CALLABLE PRE-REFUNDED PAD ON 90000 AS OF 0211916 CUSIP: 09C674U5 2250.00 continued next page CNP7C0C0305749200NP70CO202277 C0035 0216 030575004 Y123574550 106tfiqyGro0002Figie 10 of 12 CONFIDENTIAL EFTA_00133137 EFTA01275274 UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Mendel Advisor: T February 2016 Friendly account name Account number. - SCOTT STACK MANLYLE CASRIEL 212-821-n00800-308-3140 Account activity this month (Contritied) Date *Only ['twit:Mon Amount (S) Divided and intemstincorne (continued) Tax-exempt interest (continued) Wiscellaneous Feb 16 Inter*St BIROVILIE TX INDPT SCH D89 S DUE 021529 DID 011507CALLABLE PAID ON 10000AS OF 0211916 CUSIP: 09013741MB 250.00 Total tax-exempt interest *2.500.00 Feb 16 Conclend BLACKSTONE GROUP LPITHE UMT REPSTG LTD PARTNERSHIP NT PAID ON 1113 678.93 Total miscellaneous Total dividend and interest income Cale Actinty Descipaon $678.93 $931520 Arrow' (S) Other funds debited Feb 1 Transfer JOURNAL TO VI 23575 GMSLANE MAXWELL 82,143 30 Total other funds debited Dee Activity oeschotice 412,14330 Amount ($) Money balance activities ran 29 Balance toward 592,14330 Feb2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/01/16 -75,383.92 Feb 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02)04116 -4,921.88 Feb 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/04/16 0.20 Feb8 Deposit UBS BANK USA DEPOSIT ACCOUNT 4228.91 Feb 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 70.28 Feb 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,178.93 Feb 29 Closing U.S Bank USA Deposit Account $9,315.82 The UBS eant USA Depaat Account b your unwary sweep colon. SONY GM 00022518 0070305005749201 NP7000XI2277 00006 0216 030575004 Y123574550 100000 CONFIDENTIAL Page 11 of 12 EFTA_00B3B8 EFTA01275275 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nand', Advisor: - Febri:r: 2016 Friendly account name Account number: SCOTT STACK MAI/LYLE CASRIEL 212 821 7000/800 308 3140 Realized gains and losses The estimated realized gam and losses steno below ate no for tac puiposes. Please rate that gain or loss recognized On the sae Of reCkfr0ti0n Of ce nolo Structured eno0uCtS, Ike COntincent De( SeCultheS. may to ad nary, and not <Old, gain or loss. Please check with your tie achvsof To talcdate gins molasses. we liquidate the nicks( security lot first. This is known as the first.' n lint out or FIFO accounting method We use this met hod unless you specified vinic h Imp lot to close when you axedyour order. This is known as a anus purchases or leSP order. See impottJnt information about your tatemont a the end of thisdi:cu.-nen, for more Prior month or year activity adjustments Gan and loss twat, presented here reflect <krises lopreviouny sported gains and losses. resutting from a u.ns rz.ne,:ninion cqA tit et an tc14e!ci rpst basis tithe alvelment is a resift et awash Long-term capital gains and losses Security deSCoption SPDS GOLD TRUST MethOCI Adjustment Quantity or Purchze sae tat saw die Cate 190000 Sep 11,12 Dec21.15 intormacon We mw not adjust gans and losses fcr al extra, chanrs. We aseemalicay adjust cost bass for uaererrpt and AMT coupon munlcwa sec unties for eslImaedinondemon 01 Ccnd pre/nuns and (01 accreted OD for securities issued at 6 clams you requested that US$Sion <Mt Data for the toOnd premiumterrorizationon Uvalde debt securities then cost basis reflected for these securities has been adjusted Estimates in lilt illodassile0 section can not be elosofied as short to Qs tong term bet sae inkomition is missing or the product is main which the garAoss calculation is not provided sae transaction, the amount at the dscilowed loss has been sided to the cost bas of the securities ot the sameIMMO that you head sibSequent to the wash sae sae amount (S) 19,631 24 Cost bass (S) 31,772.29 wash sale cost basis Wjustrnem(4) Loss (S) Gale (SI -12,141.05 CelP7C0C0305749202 NP70C0202277 C0O36 0216 030575004 KI23514S50 l0rigeigy_Gm_0002S2afra 12 of 12 End of statement for account number Y I 23574 55 CONFIDENTIAL EFTA_00133139 EFTA01275276 Important information about your statement LES Financial Services lx. the F im or UBS Financial Services) is a merger of all orinciml moray, tannsity and colons exchanges. LES Frargial Semites and LES Bank USA we /effect sinkers of LBS AG and affiliates of LES Sesritin U.C. The Fim's financial statement is available upon (egad. The Firsts executes off ices ye a: WS etyma' Sass 1m. 1200 Harbor Spulevard Weehawken, NJ 07086 This statement represents the only official record of you LBS Financial Series account Other micacb swept Official far dxunents. contahing cordlicleg data should not be relied ran If you berme there is an ems or omission pease repot h immediately n wring to the Pinch Manager of the off ice servig you account. ATheuti al figures shown are ntended to be accurate. statement data sh:uld not be used lie tar purposes Rely step on ws-end tax kOM.O.e.. Form 1099 Sage. 10425, etc.)whinprepiregyour ter return. The Fins required by law to report to the IRS all taxable dividers& mond* restaubh detands and tattle Merest eared an mattes held n sou acant, net proceeds as sale transactors, and cog ban on certain covered Seosities. Corrantnications with the Fie • Please re-confirm any oral cormkteateans in *Meg to twiner protect your rips. bylaw your rig*, ceder the Seseiffis Investor Protection An (SPAS • t the linen ial ineffution an the top let of the frail of this statement is not IBS Finaral Servkes, LES Financial Winces canes you account a cleamg brdcer by ana-gerrent well the notated insoknon We irdormed you of this rebtorchP whenyou opened this attars. In this cast your ards and secunies are located a U85 financial Singes and rot te ironarceg broker, ad you nut mace a report of ay eta or amain to both firms. All account statements shall be deemed cenwiete ad accurate i not objected to in veering within 60 days. • Please diect customer complaints or hashes to tie Fhm'4Clern Relations Depatnent a 201.352.1699 or toll-free at 8C0-3S4-9103, BOO A.M. to 6:00 P.M ET Monday through Frday, or in writirg to U3S Ftencial Senices hc, Client Relatirts DePa-tmentr P.O. Box 766 Union City, it1 07087. • h cam of errors or &stens about an electronic fu-ds transfer WO.bi psyment cr UBS Watched card transactions, call 990-762-1000, cc ache to UBS Financial Senices ex., 1000 Hata 8Iyd, 6th floor, Weehawken. NI 07086, Agra RIAPESA Senses. Cal a wnte as soon as you core if mu In+ you statement or receipt 4 wag or if you need more erfamation dxsa a Manger en the smitten or receipt. The firm or Card bsuer (as mottle) must hear from you no later then CO days after tie Pim sent you ter fig statement an whit the met or prcblan append. - an1 n tpri-ot trj — Descsbe the error or tie transfer ycu ere enure tcck and explah as clap as you cal shy you belies t is an error a why you need more information — amide the dollar amount of the suspected error. The Firm a Cad Issuer MI inegigate sour ampairt and MI canes any error premed/. t we take non tan 10 business days to do tit we will creek your account for the want you thiric is in error, so tat you will haw the use of the morey drip the ter* h takes us to complete our instigation. Please make all cheat payable to the Fern or tre Wanda' tided/on rdested on to from of this statement haddeonto regista- scant fees, asserts may be subject to mai-tenet. lees, cheeps for late payment for marlin purchases and chugs for unpaid arrants in Cash accares. Accounts that me hardened to other inStalitrOnS may te subject to a trawler be UBS Swap Optima URS offers optia for pimping cash balances, balances to bank deposits at UBS Bak USA and WS AG Stanford branch (Bank Sweep PrOgrarn), money market mutual Ards (Money Ftra) and the intera enal Depose Accoat (M)ta customers with an Imernational Regan. Management Account. Though theBank Sweep Fri:yarnw cash balances ere SWC9t to 11135 Bak USA up to an esti:Stied knit ani then to UBS AG Stanford Branch is a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC nits. For mere ilarnaten pease kit wermfdic got. Deposes a L05 AG Stanford Want ad shares of Money Funds a rot ensued by the FDIC. Through the 0A, mailable to tat lulanon are mem to depoU accounts at UBS AG New Vol. Wench ad LOS AGC wan Bramh These deposits are not moored by the FOC. Balances held at tie LES AG Cayman Math are tempted* exposer:to the sovereign reh of the Cayman Islands, and thew it no warren a other obligation of LES AG to repay to balances While cn the UPS Cayman's Brach's books. Deposits at LOS Bak USA and each UBS AG Branch are not protected by SIPC. Money Fund shoes are protected by SIPC See *U35 Finmeial Services Accent Rotection- bear. Upon vas reµnst, balances in to Bank Sweep Prorate a OA may be withdraw and shares of a Money Fund may be liquidated, ad the proceeds returned to you a you seosein accant. Fuller ilommtion about available sweep options, inckefing current tatted rate, and yields, t available at onew•bs CCM( SWeepyiell'n from your Financial Advisor or by callng 800-762-1000. UPS Nnancial Service' amount protection 71-re Firn e a member of to Seosities Investor Protection Corporation 6IPC), which protects securities amosels of is members up to SSOO,C00 (mixing 42t0,000 for claim for cash) The SIPC asset protection limits aPPIP to ail anmunts that you hold in a panicuia- capacity. The Frm, together with certain affiliates, has also purchased oabrnental protection. The magnate anount ogre to al *Gable clans, cobectimb seder this praecten is 1500 millon a of Decanter 10, 2013. Svoyect to the poky corditons ad Imitations, cash a the Firm is furter protected fa isp to SI 9 million el the animate for alma amounts hold in a particular capacity. A full apy of tie poky wadim is available upon request. The SIPC protect en and the supplemental protection both do not aoPlyta • Certan financial assets controlled by (and teethed n your account value) bat held away f ran U85 Financial Services (e.g., certain 0) cash at UBS But. (ii cat at LOS AG Stamford bunch, (id i-turarce pada including variable annuli:. and Off shares of truism' finds where such shares are registered drectly n the nane of the account holier on the books ad records of the septic:ha lose a transfer agent). • Certain inuesimene convects or hannent interests (eg.. limited partnenhix and private placermnts) tat are rot registered 'rider the Securities Act of I933; ad • Cornnodibes contracts (e.g, foreign barge and vs nu metal contratg included futures contracts arc commodity Option contracts. The SIPC potectan and te supplemental polectsan do not apply to these assets hen if theyotherwise appear on you staterneres. 11-w SEC protection ad the sal:mental protection do not protect mann changes in the market vane of you investments (whether a a result of market movement issuer haThruptcy or otherwise) More itorrrution is avalable .an recast say may obtain more information about SIC, kick* the 51K Bath" by contacting 51K a 302-371-8300a by wsitng the 51K website at www.goting Dividend Retvertmont Program (DRIP) The ate reflected 6 an average price You may obtan the actual price from yor Fnancial Advisor. Or whole tares re purchased ran DRIP; panel shoes wil be sold ad the cat wra be, deposited in your account. The dviderd reinvestment price supplied byte issuer may Offer horn the market price at which ter partial shares ere sold Cadetelieu Cn9 whole units maybe held in your scant. if you an sealed to a pa-lial unit as a result of a titled am • ot se eren , the NM WM ether sell panal units at maim pine a accept an arrant determined by a eg r oond dozed agency, adcredit your scorn Investment objectives The rnestmere Sodas ad nsk profile an speck to each account and may say behveen Please skim the Armprompt& ;n slew of any sicnileart change in your financial situates, or ntestmere objectives. For each CONFIDENTIAL account kaki you choose One Of She following Mewled °toddles' • Prague Cement/mom.. 1 snob rin as seekng the generation d income crib% • Actin* °peel Appreciatan: Investments seeking yowls of ancpal rather than the gel-oration of e. • Produce Combination of and Capt.? Appreciation: Inesiments sedckg both to gereraten of income and gush ol Overall risk penes • Conservative: Seeks to maroon nhis prircia with law risk aid volgiley to the accost owrat even that means the accost does nee generate sired cant nurne a returns and may rot keep pace with inflation. • Maferate. Wilfrg to accept sane tit 10 pincPal arid tolerate some nobility to seek hgher returns. • Apgressne: Wiling to accept hit lilt to pri-epal ad high volatility to seek 4hreturn!' over tinny. Statement liouseholdhe We may consoldme al related account statements with en sane &dress n the same envelope. Accosts may be related Ice this purpose became they have owners who also maimain pit aeon relationships with other client at the sae address. This practice 6 known as •hotimbolirg t you pre( er to receive a-di/dual statements mated in separate envelopes — you may decline householding by waling JOU, F handier Advisor. Friendly account name The Feiendb, account name reflects int °maim that you entered cn the Firm's once services webute. It a a cutorniuble *nictrarin • chosen by you to assig you rah you recordkeeping It KM no legal effect an your account. You can cha-ge yar Men* resat MMUS, trce4 Onto? Services a by contactrg your Fina-cial Advisor. Acciwnt overview • Vibe of tore arreunblaOrniabd. Net of assets and • Asset. Inclas salable Cash balances. vatrs la restricted storey less), and Global tine Deposit% u-realred marks to market, and reclaim mats net beg by tie Firn. Does rot include unpriced wittiest assets at the end of the prior and caveat statement periods, or prvase inoestnwits.. trusted stock options and esercoable stock options • Liablas Includes debt balrees, wrath-ding may, credit We, don accant balance.. • CashAwney balances. Total of uninvested available cash balances. plus UBS Ban USA deposit brirces,UBS AG Stamford Branch depose balances and money market MALI lund sweep balances, at the clue of the statement period. Norscannocity free credit balances in your accost ye rot segregated from other balances ad tie Fern frig use any of these funds in the ordinay course cd its testiness. These funds ase payable upon your &med. This total n included in tie anent period closig value. SDNY_GM_00022520 EFTA_00133140 EFTA01275277 important information about your statement (Contra ued) Lending information Fce Maned inform:non on **Firs lending practices and disclosises, refer to gem Clem Relatcnthip Agreement or A«ciast Aremern "AI the General Team and Conditions LAS Slaternml of Creed had Ms awitable in Agreement l And Dart:cures at ewe eat romiacccurAricerkam. Yew Sett You statement amts securities snd other sews held in the ac«unt at the end of the Manner% period. You may ask for defreery of lady paid tarries at ray' time. You ma/recent searities used as loan coaneral alter paying any balance dia on therm Any securities IrinemIll to the Fins d.ring the statenwnt period are lends musket vale as of the and of the sidemen, period. • Cost bads. In detemning the cost bad of the teatimes itxtuded n this statement. where indcated with the nerrbtr LOS f inancial Serene, has relied co informatim obtained from sources other than UBS f /uncial Sakes. including nip:motion Iran another fins ce that you may have provided to you fnancial Adds«. The Fin don nol inckpw wrnya gparanlee the occur. valdity of are nlomation provided by saves Om than LIBS Financial Stokes h merlin aftlxugh LOS financial Sawn general& updates this Mental:an as it is received. the firm does not provide any assuiances than the inforinatien under "Cost basis' and "Urevalced garl loss' is acute as of the date of this statement. As such please do not re& on this Monnation to make ;eschew or sale decisions, for In prposes Otheorthe. Accounts transferred to the fin, my ref ed °artless ricernathn on& for the period ce tent they are held a the Mn More historical ntamalien can be added by your Anoxia Adveor. • Unrealised gairefiones Man data is available. minded urreaMed gate losses are calculated for Individual seamy lots. The transaction data for exkviatal lots mayor may not relied commix* clurgn XXIV seaway reorganicalcn wanes. Dildind and otter reinveament lots and systematic pscluse lets are each confined to display one averaged lot. The • Trade dale coUnn tandems the original uarnacton trade date • Callable securities Bends ad pretimed stock that the issuer cats for eat rederriAnn wit be selected apartial& by lot Iran among all SenedIAS of that issue held in out name or n non*** new ler cus clients Call baste infonnetkn is obtained from third pales and its accts., is not guaranteed. Other call teams may exist witch could affect yiekt complete Marnalcen will be «ended upon request • Certificates of deposit (a). COs are 10K inured up to $29G.000 n pricgal and accrued interest per deposter ad per depository ', FOAM' its accordance wth FDIC rules. • Prioehallue limn displayed lot warit4s and pew prod.ds may be higher a lower than the ;eke that you wok:a-saki recent tithe market ince% an obtained fran vain.* thee' party sarces trench sue bekve to be reliable, but we do not guarantee they accuracy. — We rrtwty use th• dosing price when swiLable or the mean of the bid rid ask prices fee lined securities and colonsor on& bid prices ke OTC securities. — Less actin& traded securities maybe «iced using a vakation model a the most recent price we <Maned and may not reflect an actual motel once ow yak*. — Certain pceitian may appear without a price and will thew as 'ark* was not avalable• ft we re nimble to obtain a price for a scarily — DecOSitS Cr searkies denominated in twenties other than U.S. dotal are reflected at the «change rate as of the statement date. - Ter «nen searities teeing is nonconforming denaninalOnt. price land (Pariah' 0 are valve) may have been ademed to f militate «cm( vabneon. To San Current ctotations, Men avaiabat contact yet fnancialAMisor. • Private krembnents and structemed products. Private inestment securities (ix Wing died pankgatian proseam and real estate mestmerd trust situating and summed products are general he)* 114,4 Cense. structued «oaten haw not been registimed with the Securities and Exchaw Carmen: xi a srdm any state securities laws. We provide estimated yaks ler private nytitrnent mantis and natured products for irgerrnatonal PaliOws <nisi Accincy is nee gweardeed — Thew +taken maydiffer substantial& from «km if ay, at *heti a «WM investment secuity a Moved ;road may be basfil or sold and do not net...wilyrepresent the Mae you mid ware upon Ikuktation. - Thid parlyestinges of yak* re as of a certain date and are applied to UBS Fnaxial Services an a regular basis by an independent vatation I km. - btu, general panne. Or sponsor minuted values, if are. are supplied to the F im by the our. primal pause or sponsor and may be calculated based on dfferert Manton from that used by third parties to drive they minuted vats. - You tin Kean additional rionnation regarding the nvninedology used to determine the *sinus* of value and the date of the dermal:tothat is the basil« the es irate by contacting your Financial Advisor. - Mid piny estrinned mess may be reflected as 'Not piked' in several situations: wen an independent solution Inn has not slppbeda is unable to assign a rata, when we become await that a material event has occurred that may call a previously reported War into questkiacention Va* Ma i d hiiMispeculath* clue to the flare of the security. - When tether an rssuer, general partner a sponsor estimated rake nor a thrd-party estimated valor is provided, the value of the tensity will be different Iran itt purchase price. — 'Dmmtinions to date' may include retum of caohat ixome or both. — •Coginal urn um' represents the nib& *Bern; price per tole and may nOt tenet' yarr cost basis • Restricted sonorities Restrkted secuities general& me not carom& eligible for public salt LOS financial Sena, uses the market peke of the unrestricted stock of the same issuer as an imputed value let the restricted stock few purposes el tsar ann.* cent To the anent that moo-Med securities are reliable for cab, the value received may be abstanial& less than the imputed value shown • Eq. (estimeted) income, current yields and rata An minxe of aryual income it based on current dnickind and Merest rates, manning the sentries will be heldfor ale year from statement date or soil maturity. This ennuie is any a guideline, accuracy ad continued Maine ;re not gurranteect — Efirmted anal income and anent yield for cerlan bpes of securities could inclde a return of PreinTal Or Capital gains n Atli*, case the est more ferxlcument yield) would be overstated. — Estimated arnuel acme and newt yield and the actual income and yield might be laver or higher than the estmted amounts. — An emanate of a-conned:fiat* (dirderd and« intent) dirded by the anent market cater avow« balance is based on the last dividend or Henn payment made by the ismer and assures the sectrkiendepouts will be held for one year from the statement date« until maturity. Accuracy AM continued yield are not pruiranteed. • Assets not hal by UBSFisarleial Services. Certain assets are not held by the Firm and not wthin the fern's possesscn or control. These assets are deployed on yor statement for informational purposes only. Positions and values :resented re provided by the dating fin. UBS financial Services is not respanble for tars int pennon and does not guarantee its accuracy. These assets are rot protected by Silty*. Finis applemental Slit coverage. • Revenue Swung and additional compensation. — In addition to CCOOliSSCaS on Ws and Obi lees received n cotnecton rah the dotribstion initial finch to CV <In we ardor Our affable receive merit,' sharing Imernerts horn distributers awoke advisors of the mutual finds that we sell. Those arnafils are based on two deferent components (I the amount of sales by US of a pankula neAuel fund fan& to out dents. and (*) the met yak* of a particular mutual fund faniys shags held a the firm — We and cm afloat, ate receive netweekng and combs processing lees in consideration kr transfer agent myna that we pont to to mutual fund These fengenerally are pad from id investor asset the mutual fund and are a fad doer amount based on the rumber of accounts at the brokers:Wake holding image link of that find family CONFIDENTIAL ▪ h acetion to commriskini Maned h connection wth the sale or distrbution of truly contracts and urst errestrnint teat units loots clients, we anifix err affiliate mews rewrite sturng compernsion from marry of the insurance coermnirs «decocting the annuity corwrads. all bates of the ilium-se companies or sponsors of the um investment 016IS we «white. — Cur affiliates alsomotive trading ccernesions and other comp:mate° from mutual lurch and insurance companies show products we chflrbilei — We receive an anneal fee from LOS Bank USA and GAS AG Sungoed Sandi of up to 115 per secant sweeping to Ow banks under the UBS Bank Sweep Progrann. Mikity hteerrutiortregardng commissions and other charges insarred n correction with the extuAcrs of erodes, aiding option transactions has been included en confirmations venous& furnished to you. and vell be provided to you promptly on reopen. Skirt Sills you are engaged in that selling a 'murky, you may hat a charge die to cedar, borrowing costs fa that palkular security. Open at P.90,Clin9 con a iscocalitcancelled* «dew that were not executed by the sidemen date. open buy ad sell stop orders are reduced by the mare of «Men* or rights on an exavidends or meights dote unless instructed otherwise by you. You am responsible foe orders that re executed due to your failure to cancel eestng WWI orders. Privacy To obtain a copy of ou current Clem rrieacy Notice please contact your Finamial Advisor or yin Our IVOSile at srow date WV& aevbroliev UBS financial Services is not a ban. The BMA, Business Service Account BSA and IRMA are brokerage accounts which provide access to larking services and products through arrangernents win Of hated barks and other tined-party banks, and provides access to entrance and snug product, issued by unaffiliated thedpeny insurance companies through it-imam* agency subsidiaries of UBS financial Services Mc. Inestnxink nsurance. ad arnuny products: Not FDIC rimed • No fink guvantem May lose value WA Rename Managenwt Account. Business Services Anoint E6.4, AMA and nternaticcal ReSadte Management Attars are registered service mans of UPS financin Services he Visa Sign/ are is a regelired service mirk of Visa Interrationat lbi Via Sgruare deck cards arid toes V0.3 debt cards are issued by UK, Bank LISA with permission from visa USA evaporated. UBS financial Seevioes Inc Rev. 201511 SDNY_GM_00022521 EFTA_00133141 EFTA01275278 ;It UBS U65 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 aw70065181870316x13 vl 0 Account name GHISLANE MAXWELL Friendly account name. Account number. Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821.70001800.308-3140 Questions about your statement? Call your Financial Advisor or the RMA ReSOurCeLine at 800-IIMA- '000, account 02%23574 1fisit our website: vmw.ubscomlfinancialservices UBS Strategic Advisor March 2016 GHISLAINE MAXWELL Value of your account on February 29 (S) on March 31(5) Your assets 1,195,863 41 1,218,711.47 Your liabilities 0.00 0.00 Value of your account Accrued interest in value above $1,195,863.41 S6,699 28 Tracking the value of your account ThcLiS3,11$ 51,216,711.47 18.866 38 594 ,,311 7 1, '95 9 1218.7 Dec 2014 Dec 2015 Feb2016 Mar 2016 As a service to you, your portfoici value of $1,218,711.47 includes accrued interest Sources of your account growth during 2016 Vzdue of your account at year end 2015 Net *poop and withdrawals Vow tiveStenent return: Dividend and interest income Change in value of accrued interest Change in market value Value of your account on Mar 31, 2016 41,311,717.81 -692,02983 411,619.66 53.68750 -$16284.67 51,218,711.47 SONY GM 00022522 Membn SIPC 0070001005618187NP7000309989 00004 03I6 0305750N Y123574550101000 Page I of 12 CONFIDENTIAL EFTA 00133142 EFTA01275279 SUBS UBS Strategic Advisor March 2016 Your account balance sheet Account name: Friendly account name Account number: The value of your 3count inducts assets relax IRS and cenan asses held alai from UBS, See page I for more I rtOnnatiOn. Summary of your assets Value on March 3 (I) Percentage of your account A Cash and money balances 436.07 0 04% B Cash alternatives 0.60 000% C Equities 332,007.82 27 24% D Fixed income 886,267.58 7272% E Non-traditional ace 0.00% F Commodities 0.00 0.00% G 0.00 0.00% Total assets Value of your account $1,2113,711.47 $1,218,711.47 100.00% E MAAMELL Your current asset allocation A Eye on the markets Your A Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.700O800-308 3140 Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. Uff5 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change March 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% 0.92% 3.03% CNP7C0CE006518188NP70C0 02004 0316 030579004 Y12357455010 gityjwGmoporpjae 2 of 12 CONFIDENTIAL EFTA_00133143 EFTA01275280 SUBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your PI sandal Advisor: March 2016 friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Change in the value of your account Summary of gains and losses March 2016 (5) Year to date (S) Opening account value 31,195,883.41 $1,311,717.81 Deposits, including investments transferred in 0.00 1,600.00 Withdrawals and fees, including investments transferred cut -9,315.82 -93,628.83 Dividend and interest income 436.07 11,619.66 Change in value of accrued interest 2,167.10 3,687.50 Change in market value 29,560.71 -16,284.67 Closing account value $1,218,711.47 $1,218,711.47 Dividend and interest income earned for purposes of Ms statement, timbity of inkiest and dnidend income has been determined from a US lac rerating Peradhn - Based upon the residence of the account holder, account type, or product type, some interest and°, dvidend payments may not be subject to United States (US) ant/or Puerto RICO (PR) Income ta.es Ttk tient months/ statement is VI Intended to to used and cannot be ram, rain for tat papooses. Clients should refer to the axlicolle tax reporting forms they recent Iran PBS annualy, such as the towns 1059 and the Parrs 480, fa lac repotting inlomation It Is the protect of UBS to file the mpagaue Its reporting forms SIN the US Internal Revenue SeMCe and PR Treasury Department and in sue h fomm accurately dais fy dudenck ardor in Ind sodual tax prepare/ S tag <MOTO or to “Sat infant. PieSt comult your march 2016 (5) Year to date (1) Taxable dividends 435.94 2,303,71 Taxable interest 013 6,137 02 Tax-exempt interest 0 00 2,500 00 Miscellaneous 0.00 678.93 Total current year $436.07 $11,819.68 Total dividend & interest $436.07 $11,619.66 Wives peporled telc,v exclude pooucts for which gain Enohomes are not classified Realized gains and losses Unrealized March 2016(51 Year to date (1) gains and lasses (1) Short term 0.00 586.02 0.00 Long term 0.00 1,422.30 52,054.10 Total $0.00 $2,008.32 $52,054.10 Cash activity summary See Account eche/Tythe month tot deta h &lances on your SweepOptions are induded on the opening and Closing balances race. FDIC insurance 4:poet only to deposits at USS Ronk USA, not to deposits at 25 AG, starMoto Branch or bank deposits paced through the Liss intemmonzi Beppu+ Account program SIPC protection applies to /money market sweep fund holdings bul not bank dep.:sin. See Important information about your statement on the tact two pages d this document for atals Mardi 2016 (5) Year to date (S) Opening balances $9,315.82 $541.48 Additions Deposits and other funds credited 0 00 1,600.00 Dividend and interest income 436.07 11,619.66 Proceeds from investment transactions 0.00 80,303.76 Total additions $436.07 $93,523.42 Subtractions Professional management fees and related services 0.00 -1,62823 Other funds debited -9,315.82 -92.00060 Total subtractions -$9,315.82 -493,628.83 Net cash flow -$8,879.75 -$105.41 Closing balances $436.07 $436.07 SDNY GM 00022524 CO1P70009305618169 W7003305'399 00004 0316 03057SOCM Y123674%0101000 Page 3 of 12 CONFIDENTIAL EFTA_00133144 EFTA01275281 *UBS UBS Strategic Advisor Account name: friendly account naml GHISLAINE MAXWELL Your 15 nancial Advisor SCOTT STACK MANLYLE CASRIEL March 2016 Account number. 212-821.70001800-308-3140 UBS Bank USA Deposit Account APY Interest period Feb 5 - Mar 6 Opening UBS Bank USA Deposit balance Feb 5 $1,837.70 Closing UBS Bank USA Deposit balance Mar 6 $0.00 Number of days in interest period 31 Average daily balance $5,857.09 Interest earned $0 .13 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sraremenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility cOnWeration NOtle selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CuP70305006618190 WOW C0004 0316 030576004 Y123574550 1040ILY_GM_00022titie 4 of 12 CONFIDENTIAL EFTA_00B3145 EFTA01275282 (SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nisandal Advisor: Friendly accouetaamel SCOTT STACKMANYLYLE CASRIEL March 2016 Account number. 212-821-70001800-308-3140 Your assets Some paces, income and current vaues shores may he Etapfoxirnene. AS a lei UR. OM and losses may not be &Quakily iefkaed. See Anporuat insomefron about your statement a the end of ths document for more lnfonnson. Cash Cash and money balances Cash and money balances may include avalaie cash balances, UBS Bar* USA dep3ot account balances, UBS AG Stanord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC xlthn dyne /de limits, but are not protected by SIBC UBS AG Stanford Branch deposit accoum balances are not insured by FDIC and se not protected by SirC Money market sweep balances are protected by SEC but me not insured by the FDIC. See the Important information about your statement * the end of this docurent for del airs about those blames. Hddng UBS SANK USA CEP ACCT 9.315.82 436.07 250.00000 Opertng bdance Closing balance on Man I (S) on Mar 31 CU Price per share on Mar 31 (t) Average tate Dnickncl 'Merest period Days in pMod Cy mount ft) Equities Common stock Hddng 8ANX OF AMER CORP Symbol: BAC Exchange: NYSE EAt 1189 Current yield 148% May 17, 11 303.000 II 860 km 21, 11 313.000 10.670 Aug 2, I 1 328.000 9.802 Security total 944.000 10 751 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: 11.555 Current yield 4 34% Nov 18, 10 Total Total estimated annual income: $1.744 Purchase VIC!! Trade Mother Average price date of shares per share (t) 1,023 030 36 416 Price per share Cost basis (S) on Mar 31 (11 Value on tiniealzed Hddng Mar 31(1) gain or loss (t) period 3,59384 13.520 4,09656 502.72 IT 3,339 86 13.520 4,231 76 891.90 LT 3215 15 13.520 4,434 56 1,219.41 LT 10,148 85 12,762 88 2614.03 37254 19 31.430 32,152 89 -6101.30 LT $47,403.04 $44,915.77 -$2,487.27 SDNY GM 00022526 c NeTc003306518191 NP7003309309 00004 0316 03057%04 Y123 5745501010C° Page 5 of 12 CONFIDENTIAL EFTA_00B3146 EFTA01275283 J UBS Strategic Advisor March 2016 Account name: GHISLAINE MAXWELL Friendly account name Account number: Your assets r Equities (continued) Closed end funds & Exchange traded products row remveued is she told of .1 reinvested dstdends n does rot include any cash dsedends. it Is Mat& lot for the purposes of determining bald rg periods or cost basis. The shares you receive etth here you reinvest dvdends become a separate tax Cost taus is the tout purchase EOM of the security. Inducing reinvested d udends The cosi basis may need to be Ousted for return of capitd payments in order to determne the adjusted cost basis to tee mooring purposes Hddng SPCA S&P 500 (IF TR Purchase price' Hunter Average price of shares per share (%) Client investment (5) Your Ignendal Advisor SCOTT STACK MANLYLE CASRIEL 212-821.70001300308-3 1 40 trnreaN:ed (tar) gem or loss es the cillerenct between the c went ...Sue and tin cost basis aid would generally be your t side grin or loss If the sec laity wen sdd on this date The u dad gen a loss may need to be atoned for "et urn of rapid pafiner4 s in order to determine the reared gain or lost for tar reporting purposes imeament rearm is the current v5ue minus the amount you irnested It does not Include shares this' at not reflected on yap statement, includng shares that have been realized at either a gin or a toss H alto does not include cash cer:lends Mat were nol *invested Cost Price per share basis (S) cis Mar 31 (5) Value on Llerealind (tai) Investment Hddng Mar 31(S) gain or loss (1) return (1) period Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 EAI: $5,385 Current yield: 2.10% Other equity investments Ccal basis and gems and losses have not been adjusted aulonsticaly for return of capital payments. Restricted security yaws are estrntted for informational purposes See Important information about your statement at the end of this docurrem for additional information Hddng BLACKSTONE GROUP LPYTHE ()MT REPSTG LTD PARTNERSHIP INT Symbol BX Exchange: NYSE (Al: 13,038 Current yield. 9.13% Ira date l.hrrber or snares Purchase price Average price per stare (1) 208,533.63 205.520 255472.40 47,338,77 47,338.77 LT Cost Price per share Vaue On unrealized Hddng basis (51 on Mar 31 (S) Mar 31 (5) gam or loss (I) penod Sep IS, 14 1,113.000 32 224 35,866.06 28.050 31,21865 .4,64641 LT CNP7C003306518192NP7OCO 03034 0316 030579304 x12357455010 MAW GM 00022.S. 6 of 12 CONFIDENTIAL EFTA_00I33147 EFTA01275284 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: md,{2 friendly account name: Account number: SCOTT STACK MAN LYLE CASRIEL 212-821-7C00/ BOO-308-3140 Your assets (Continued) Fixed income corporate bonds and notes Braes are cbta ned from I niece ndenl quotabon bureaus that use carputenzed valuation formulas to (*date current values actual market vases may vary aid thus glimilosses may not be acctaitly reflected. Cost basis has been adusted for accretedorigina Issue dscount (OID). Cost basis has been HcIdng Trade date Tdal face vaue a maturity ($) Purchase once (S) Minted cost bah (5) Price on mar 31 (3) value on Mar 31(5) Unreaized gan or loss (1) Hddng period GENL ELEC CPTL CORP AD) RATE MATURES osr 11/16 CUSP 36962G2V5 Moody. Al 58P Ake EAI: $103 Current yield 0.82% Dec 11, 09 50,000.000 90789 45,394.50 100.026 50,01300 4.618.50 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 1111916 ACCRUED INTEREST $2,040.00 CUSIP 06050WDW2 Moody Baal S&P BBB+ EAI: $5,400 Currant yield 3.57% Nov01, 10 150,000.000 100 .000 150,000.00 100.959 151,438.50 1,438.50 LT P MORGAN CHASE & CO NTS B/E RATE 07.900% MATURES 04129149 ACCRUED INTEREST 44,937.50 CUSIP 46625HHAl Moody. Baa3 S&P 888- EA!: $11,850 Current yield- 7.93% Dec 22, 09 150,000.000 105.100 157,650.09 100.000 150,000.00 4650.09 LT Total 9350.000.000 9353.044.59 4351.05150 41.593.09 Total accrued interest $6.977.50 Total estimated annual income: $17,353 autcrnaluay &lusted for amortization of bond premium using the construe yield method. Otto have made a iSS election to deduct the premium ancnization on textile debt securities. you aver /NOW UK aclust cost basis for the toad prerrium anonizafion. SDNY GM 00022528 CNP50001005518193 NPT000309989 00004 C016 030575004 YI23574550101000 Page 7 of 12 CONFIDENTIAL EFTA_00133148 EFTA01275285 *UBS U BS Strategic Advisor March 2016 Account name: Account number: Friendly account naml GHISLAINE MAXWELL Your lloondai Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-7000/1300-308.3 140 Your assets . Fixed income (continued) municipal securities Noes ow chicaned from Independent quotation bureaus that we corpjeized vat union formulas to *stow* for securities issued a a docount when O$ AS cost basis Is dspleyed, anortgation ha been cdc Watt current Sues Actual meeket Sues may very and thus Gelassiosses may not be accwately done using tie constant Weld method chemise amortization has been done using the strdght Yne reflected. Cat back hit been automatically 'Ousted for mandatory anixtizatim of bond prenicrn on method coupon taveverrpt munlcipd images using the constant yield method and for accreted wird Issue Trade Toed lace Sue Purchase Adusted Nice on Sueon Unrealized Hddng Hddng date a matwity (i) pnceCN cat bass (PI Mar 31 (I) Mar 31 (S) ga n or loss (S) period MICHIGAN MUN BO AUTH RV PREF BUR PRE-REFUNDED RATE 05.000% MATURES 1001126 PREREFUNDED I 001:16 0 100.00 ACCRUED INTEREST S1,125.00 CUSIP 59455T3R1 Moody. Not rated S&P. Not rated EAI: 12,250 Cisrent yield: 4.89% Original cost basis 146,406.80 Nov 22,11 45,000.000 61RDVILLE TX INDPT SCH D FREE BEM? PRE-REFUNDED RATE 05.000% MATURES 02/1929 PREREFUNDED 02i1917 0 100.00 ACCRUED INTEREST 357500 CUSP 090874U5 Moody. Ma S&P: Not rated EAI: $4.500 04rent yield: 4.82% Original cost basis- 193,704.74 Nov 14, 11 90,000.000 MICHIGAN MUN BD AU711 RV BE/Pt RATE 05.000% MATURES 1001/26 CALLABLE 100I/16 0 100.00 ACCRUED INTEREST 4125.00 CU9P 594557465 Moody. Ma S&P: AAA EAI: 1250 Current yield 489% Original cost basis 35,034.35 Nov 22, 11 5.000.203 101.270 45,571.81 102.226 46,001.70 429.89 LT 102.016 91,814.69 103.808 93,427.20 1,612.51 LT 100.281 5,014.06 102.288 5,114.40 100,34 LT continued next page CHP70309003518194 NPV000309989 00004 0316 030575004 Y123574550 10MiyGtkociorMit 1i1 of 12 CONFIDENTIAL EFTA_00133149 EFTA01275286 (SUBS UBS Strategic Advisor March 2016 Account name: GHISLAINE MAXWELL Friendly account namel Account number. Your Maandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7030800308-3140 Your assets Fixed income . Municipal securities (continued) Trade Taal lace vSue Melting die * maturity 04 Pul(haSe price(S) Ai:lusted cat 0864 Pace on Ma 31 01 Vdtston Mar 31(1) Unrealized On or loss (1) ticking Period BIRDVILLE TX INDPT SCH D BEM RATE 05.000% MATURES 02(1929 CALLABLE 02/15/17 0 100.00 ACCRUED INTEREST 463.88 CUSP 0908741M8 Moody- An S&P: AAA EAI: 4500 Current yield 4.83% Odgnal cost basis: 310056.85 Nov 14, 11 10,000.000 100.280 10,028.03 103.564 10,356.40 328.32 1.1 Total Total accrued interest: 11.888.88 Total estimated annual income: Preferred securities Ming 57,500 Tiede die 9150000.000 motet of earn PurtMse pie pet that (3) 9159428.64 Cott ban 04 slice per snare on Ma 31 (S) 915499930 Wise On Ms 9104 92.97196 linreSlied gain or 1013 (3) dicing Pen041 OTIGROUP CAPITALXIS FXCIFLT TRUST PFD 7.875% WE 10'30'2040 Symbol: C.PRN Exhanga: NYSE (Al: 119,690 Current yield: 7.49% Oct 4, 10 10,000.000 26.130 261,300.00 26.2% 262,900.00 1,600.00 LT COUNTRYWIDE CAP V 7.000% CUE 11101(36 CAU.ABLE Symbol: CFCPRB Exchange. NYSE EAI: 37,350 Current yield:6.80% Oct 26, 10 4,200.000 23.518 93,778.96 25.750 108,150.00 9,371.04 LT Total Total estimated annual income: 127,040 5364078.96 1371.05040 010,971.00 SDNY GM 00022530 CNP7000005518195NP70003099199 00004 0016030575004 Y123574550101000 Pitt 9 of 12 CONFIDENTIAL EFTA_00133150 EFTA01275287 *UBS UBS Strategic Advisor March 2016 Your assets (continued) Your total assets Value on Mar 31 (1) Percenta;e of your account Cost bass CP Estimated annual mcare (S1 Unrealized gain or loss (5) Cash Cash and money balances 436.07 0.04% 436.07 Equities Common stock 44,915.77 47,403.04 1,744.00 -2,487.27 Closed end ItaidS & Exchange traded products 255,872.40 208,533.63 5,385.00 47,338.77 Other equity investments 31,219.65 35,866.06 3,038.00 -4,646.41 Total equides 332,007.82 2724% 291,802.73 10,167.00 40205.09 *old income Corporate bonds and notes 351,451.50 353,044.59 17,353.00 -1,593.09 municipal securities 154,899.70 152,428.64 7,500 00 2,471.06 Preferred securities 371,050.00 360,0)&96 27,040.00 10,971.04 Total accrued interest 8,866.38 Total fixed become 886,267.58 72.72% 865,552.19 51,893.00 11,849.01 Total $1,218,711.47 100.00% $1,157,790.99 $62,060.00 152,054.10 Account name: Friendly account name Account number: GHISLAINE MAXWELL Your K Bendel Advisor: SCOTT STACK wagLYLE CASRIEL 212.82 I-7000/800-308-3140 Account activity this month Date ActInty DefeetrtiOn Amount (S) Dividend and interestincome Taranto chvidends Taxable interest Mar 24 Cividend GENERAL MOTORS CO PAC ON 1023 388.74 Mar 28 Dvidend BANK OF AMER CORP PAID ON 944 AS OF 03/25/16 47.20 Total taxable dividends $435.94 Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030416 0.13 Total taxable interest Total dividend and interest income $0.13 $436.07 Date At linty Descapoon Amount 01 Other funds debited Mar I Transfer JOURNAL TO Y1 23575 GHSLAINE MAXVVILL -9,315.82 Total other funds debited 49.31522 C NP70X0306518196 NP7OCO DOM OM 030575004 Y123574S501001WGht 0002tast 10 of 12 CONFIDENTIAL EFTA_00133151 EFTA01275288 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl nandal Advisor: Friendly account name: SCOTT STACKMANLYLE CASNEL March 2016 Account number. 212-821-7000/800-308-3140 Account activity this month (continued) Date Activity Description Amount 0) Money balance activities Feb 29 Balance forward $9.31512 Mar 2 Withdrawal UBS RANI: USA DEPOSIT ACCOUNT AS OF 03/01116 -9,315.82 Mar 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 388.87 Mar 29 Deposit UBS BANK USA DEPOSIT ACCOUNT A 7 20 Mar 31 Closing 1)15 lank USA Deposit Amount 1936.07 The ttl3S Bant USA DePOPt ACCount Is your primary Sweep cation SONY GM 00022532 0470009305519197 NP7OCO 00004 03'6 030575004 YI23574550 10'000 Pegs 11 of 12 CONFIDENTIAL EFTA_00133152 EFTA01275289 *DUBS Your notes CNP700033C6518198 N0700030998900001 0316 030575004 Y123374550 101ffiliy,,,,,o2P20jig 12 of 12 End of statement for account numb.. Y1 23574 S5 CONFIDENTIAL EFTA_00133153 EFTA01275290 Important information about your statement U3S Financial Services tic (the Fern or UBS Fitarcial Seining it a member of all principal washy, ccmrrodey and options exchanges. UBS Financial Services and 1.8$ Balk USA at Mita subsilanes of UPS AG and *bats of U3S Seines LLC. The Fines nerioal statement h available upon recites; The Finn execteire dins we a. UB5Fina-cal Staga 1200 Harbor Boulevard Weehawken, RI 07086 This state mere represents the only off icial record of you' LBS Financial Semites account. Other wads, tape official to dxunents. contanng contligng data should not be relied wan II you believe there 6 en emir cr emission phew report it immediately n writing to the Branch Manager of the office wvig your accost. Alban"' al tames shown are Mended to be accurate. statement dela Doug not be wed for to purposes Rely salehr on yerend tax krms. (iv Form 1099.549t 10425. etc ) when Drepamg your lax return. The Film 5 required by law to repon to tie IRS all eatable golden& reportable nortunabk anima and uuble Merest erred en securities Feld in your scoot" net proceeds on see tratactions, and cost basis on certain covered seosaies. Cavereedatkme wit ter Firm • Please record iim ay oral cormonaatons in wring to further protect your ritds indudrg your rites urger the Seoskies Intestor Protection Act ISDN- • It the financial ntitution cn the top left of tie been of this statement isnot LBS Ennui Servtes,U3S Financial Senates carries yea =aunt as gearing tacker by arra-gement woh the ndcated institution We informed you of this relatcnshio sdOen you opened this ann. h the cast your fu-a and searlties we bated at UBS financial Services and rot the incdoci-g broker, red you nowt make a opal of any error or omission to both firms As desated lithe accouk ageerrents, you mat nattyus of any errors or fraud invohing domes reflected an your statrript *Mtn 30 days after k was mailed or made avadtb. All statement shall be <berried complete a-d aconite ni al other respects if red objected ton *rang within 60 days. • Please don anomie complain or ibuiles to to Fen's C led Relators Detained at 201.352.1699 or toll-free at 820-354-9103, 8:CO A.M. to 603 P.M ET Monday through Frday, a in wring to LBS Fioncial Semites ex., Client Relations Deportment, P.O. Box 766 Union Cy, NI 07037. • In case of errors organ-lions about an electronic fads transfer (EFIT, bi parent or UBS Visedebk card transactions, call WO-762-1000, or mite to UBS Manual Senses ex., 1000 Barba Mid, 6thfloor, Weehnsegn NI 07006, Atte RMNBSA Smogs Cal or write as soon as you can, if you rink yes statement or receipt 6 wrcrg or if you need more idemsatcn tout a twofer on the statemmt or may* The Firm or Card how Cm inoicablei must her Iromyou no later then 60 days after the Fein on you the tnt statalint on whih the erns or Problem appeased, - toed, tow now and axon nwricer Of any) - Cesate the error or the trawler you re inure about, ad Peden as dearly as you CT why you believe a is anent a why ?au need mat information - Providethe dolar anent ci te suspected era. The Firm or Card Muer wit noestgate your <emplane and will (cereal ay error promptly. For alleged errors a-oolong UBS Vea•deba cad transact:re. if we take more dial 10 bw ions days to dates, we will credk yaw wcoad for the amount you that 6 in error, so that you was have the use of the money dung he tine a takes us to campleig our iwestiptian. Please mike all checks payable to the Firm or the tomcat incaution (Warted on the front of the statement In addition to nods accotnt fees, accounts may be abject to mai-gene-co lees. chines for We parrot lac securities °willows and charges Ice unpaid arnans n cash octants Accounts that we transferred to other instadcns my be subject to a bander tee. LIDS /weep Options U65 offers options en magic cash bala-ces balances to bark deposits at UBS Ba-k USA and U3S AG Stanford branch (Bark Sweep Progeny), money rnatet mutual Ards gAoney Fins) rid the Intonational Depose Accord (DO or customers with an Intentional Ryon Management Account. Through the Bat Sweep Program; cash balances we swept to ILS5 Bank USA tp to an established Sent aryl then to UBS AG Stamford Stanch. or a Money Fund. Deposits at Les Bank USA are FIX hared in accordance whh FCC tubs. For more cif emotion pease loaf wmvfdic goo. Deposes A WS AG StamfordBranch rd shares of Money Ftrds are rot hared by the FDIC. Through tie OA, math to cath balaxes re swept to depose a-cconts al UBS AG NewYak Branch and LEG AG Cannon Branch These deposits are not hued by tie FCC. Bairns held at the LDS AG Cayman Branch are temporary hpawd to the wankel risk of the Cayman Dads, and there is no gworanee or other otrigabon of UBS AG to repay ew flalates FFFIik al the LEG Cayman's Braces books, Depose. a LES Bark 1.611 and eichUBS AG Branch are rot protected by SIPC. Mom" Fund shares are protected by SIPC. See 'LBS Mandel Services Acauk Protecton' below. Upon your request, balances n the Bank Sweep Programs or DA may be withdrawn arid shires of a Malegfinlmay be hoicked.; and the proceeds returned to you or you SOCadatilbaCall. Fitter niormalcn about available sweep options, nclairg wren iraerest rates and yields, is mailable at ormv.ubscarioveepyolds, from your Fnancial Advisct a by calling 800762.1000. MOS Financial Swims Noon protection The Fen is a member of the Scathes nen 'Megaton Corporation f9PC). which protects seo.rties scam-got as members up to 5500.003 (including 5250,003 far dams for cash). The SIPC asset protection limits apply to all ICCOUVI that you hog a pagoda capacity. The Finn, together with attain Of Mtn, ha also purchased supplinental protection. The maximum amount paid* to as Otte shwas. colteciaelyu-de this protection is 1500 million as of December 10, 2015. h/pect to the poky corclittra bd limiutiens, oath a the firm is further protected fa up to $1.9 million in the agtegate For enrols accounts head h ova-tauter twangy. A f WI copy of the poky wodrg is mail** won request. The SIPC protection red the applermntal protection both do not apply to: • Certain friancial assets controlled by (and maned your account value) fait held away from WSFine-col Services g., certain G) cash at UBS Bark USA, lig cash at LBS AG US.brard-in 6.0 inswa-ce product, including valet* enmities, sod (iv) stares of MAW faith irk•asuch shires are registited drealy n the name of the account holder co the books fed record; of do applicable aUfr a twofer agent), • Certain nvennere contract a investment interest (e g.. landed partnerships aid pirate placements) that are rot regitered wider the Securities Act of 1933; end • Commodities contacts (e.g, foreign exchange and tree Cut metal areraig inducing futures cannot% a-d commodity option contracts. The SIPC protecton and tie supplemental proteclon do not apply so these asset then if theydivinity appear on yes statements. The SVC protection and the implemental protection do not prong aginst changes in the motet vain of yes investments (*tether as result of market mthernent, issuer ba-kruptcycr othernae) More information is avertable tpcn repast. YOU may obtain more afaillai011 about 5K, nixing the SIPC Brochure, by contacongSIPC at 202-371-8300 or by gong the 5/C website wow.stgoig Dividend Renvegement Program EDRIP) The once reflected is an average price. You may obtan the actual price Iran yos Friencial Adviscr.Orty oh* shares are purchased under DPW; panel shiesme be sold ail the cash wit be deported nyour account The dvideni reconnect pice applied by the issue mg 6ffer from the market price at *bah **partial shuts are sold Cn• Y whole Urn; May be held yea accant. if you are entitled to a partial unit a result of a dividend parrnend or otherwise, the Finn will ether sell panel tros at mart et price a accept an sonars determined ly a registered cleat] gamy, rd credit year ward Investment objectives The nvestment °booties end tisk profile are caeca c to each account and my vary between pa recants. Plea, advise the Firm proems y in wring of ry CONFIDENTIAL sigodcam change a your tunnel situation investment objectives. For each accord held, ytu does* one of the Follove-g eminent cbjectorast • Prodore CcirrenrIncarre. nigh im es seekng the generation of (tome ay. • Aceieve Capital Appreciation: Insestmeres seeking growth of pwcoal rather than the generation of oncorre. • Produce Combination of Mean and Capital Appreciattut Invest unts seektg both this generation of ncowe and growth of prixtal. Overall risk profiles • ConfavariVO Seeks to mairlain nail prixtad with low risk aid volatility to the accord owa4 even if that means the accost does riot generate signif kat incorre a reams and may not keep pace with inflation. • Madera* Willing to weed new risk to principal ad tolerate same volatility to seek higher returns. • Aggressire: Wiling to accept hilt risk to principal ad high volatdity to seek high returns merlin*. • Intestneat NOW* Constitution: If selected a portion of the ported', for that account may include complex strafes, lined liquicky and rater volatile?. Statement dhoiseholding• We may consolidate al related account statements with the Sara address in the same envoi:pc eg. because they have owns who ako mantain jon ocean retitionsheos such aka dents a the sere address. If you prefer to receive individual suternegs mailed 'n separate err...lope; you my decline ho wrier by seat.; your Fiontral Advisor Friendly account name The Friendly account name is a cusierntble 'neknane clown by you so assist you with your record; eepin; It has no legal effect on your account Vox can change your friendly account names, through OnIne Soirees at by contacting yell F franca' Advisor. ACCOLNI• oversew • Va* of you, notnyorrfara Net of assets and litanies • Asia Includes evadable cash balance; vales for restricted securer gat and Global Tine Deposits, unrealled marls to market, and ceetan buts not held by In Fim. Coes rot include unprical secuMinatets at the end of Ike air and anent staterrent pnods, a prelate noesonents. uwested stock olkiOnS aid eerceatae nod options • Lingoes nixie debt Waxes, onstardng mewl loans, credit line, short =cum balinces. • Cash/money balances. Total of uninvested awed* cash balances, PLis depxa balances at UBS Bank USA. UBS AG U.S Branches end °trey matte rrutuil fad sweep balances. at doe cbse of the stmerrem plod NalifOnITICaity free cede Dilates in you. meant are not sevegved from other balances and the Fm. may use arry of these (Int lithe ordina-y course of es Waits, Stew funds we payable upon your demand. This total is ex Wed in the anent period doting wen. SDNY_GM_00022534 EFTA 001±3151 EFTA01275291 Important information about your statement (Othantied) Winding information Fix deleted intormition on the Finis lending Falun and discbstres. refer to yes Clem Warm-Sy Agreement or Accost Agreement ad the Genral Isms aid Conditions. LES Statement of Credit ?ratites audible in Agiermers andDisclosurn at anew wearionterrountritirelnue•t. Year mats Your statement itemises acuities ad other assets held in the accord at the end of tie gatemen period. You may ask for &Ivey .24 fay paid stories of ry time. You may receive securities bad as loan collateral afar paying any balance de on them. My securities transfuse:Ito the Fins dreg the statement period are lied at market vase as of the end ol the statelier/ period. • Cat berm. In determining the cost basis of the secretes included in this statement. where indicated vet the nunter 'I,' LES FnancialServkes has relied on information obtained from sources other thanLES Patina/IIService% including information from another fin or that you mw have provided to yam Financial Adler. The Firm does rot ireieperdertly verty a gwrintee the accuracy a vadity of are Wonnation provided by sauces other than LBS Fiuncial Services. h aiitkry. *hotels LIMEttancal Services geneelly tcdates this tdormaticn as t is received, the Firm does not paid any anurances tut the Marnation orator 'COM base ad "Uncealdedgernoss* is accurate as re de date of that statement. As such Please dorm rely on this nformition to make atduse or sale decisions, fa tanpaposesar otenvise. Account transferred to the Fnll may reflect gar/loss itrintition only for the period of tint they sre held at the Fir More haorical information cube ad:Web/you- Financial Advisor. • Urinated gehellosees Mn data oarailabk. *singed trrerieed gairrilosses n calculated kr indvilatuasky lots. TM transaaton data for indviclat lots may or may not reelect commisCons, armor well reorganizat on events fetd and other reinvestment lob ad systematic ;eschew bb are each combined toditpbyae averagedlot The 'Trade date' colann pawls the <natal vansaaion trade date. • Callable emurities Bonds and preferred stock that the boar cats for eery redermion veil be selected impartial& by lot from among all stunt of that issue held in our name or in nominee name for or <lents. Call lease Wartatis is obtained from third parties awl its accuracy is not guranteed. Other call leases may east which could affect wekT complete Horrid On will be prosided upon recant • Certificates of deposit (CDs). CDs are FDIC rowed tato $253,000 n principal and accrued interest per depositor ad per depository institutors h Acton:knee wt RAC ruin • Rice/value Prces dig:acted fa securities and otter protests may be higher or borer troll the price that you would adualb receive in the midst Prices a-e obtained from various third party sources which we believe to be reliable, but we do not gurney ter accuracy, — We serer* we tie closi-g price when avalsbk the mean al the t•d and ask onus for listed tersritka ad optiors a ones bd prices la OTC sccuitin. - Less actneS *rad wallies may be priced using a valuation model a the mod recent price we cbtaned and may not reflect an fl ail Markel price a vas - Certain poutiro may appear without a price ad will stow as 'eke was rot available' if we re unable to obtain a price for a nearby. - Deposits or storms*, denominated ncurrercies other tan U.S dollen se ref kded al the ewe-tinge rate at of the statement date. — For certain searbies racing ihnonconfonig denornrationb pace ad guatity (face "ale) may have been adjusted to facilitate proper value's To cbtin osent quotations, when aratibb, contact ray' finarrial Adriscr. • Private investments and structured products. Private nvestmere mantes incl.:etc drect participation program end real estate investment tat warned and stunted Freda are Slcrmalb highly liquid. Orlin striated prodxts have not been registered with the Securities and 5admaige Committal a trader Wry sale StKultirits. We provide *dinned vibes for private investment swarms ri d 'tinctured products for informalenal papaws only Acosary snot guaranteed. — These sefLPS may differ abstintialy Van pekes, il any, at Myth a preiate ninfttrnent seamy a seructured product may be boughs or sold and do rot neanibrIWrosard the vals you may receive Loon licauidaticn. — Third party estitufes of vale are as of a certain date and are supplied to UM Fria-Sae Services on a Inas ban by an independent volution limn. — lost, general paints orsponux estimated vales, ary, are moplied to the Fin by the issuer, general partner or sponsor and may be cakulated based on &Were information than tut used by taxi partin to Write their estinaied values. — You cart obtain additional ila-mation regardig the methodology used to determine the estimate of value ad the date of the Wormalon that is the basis for the estimate bycontacting yout FianOal Achim. — Third patyeainmed vases may be reflected as 'MX paced' in several etuaticny when an eckperdent valuation Ism has not suiPled or unable to assign a vas. whenwebers:me aware that a material twit has °caned thee nay call a permute/ reported value Ceo question, or when a value would be highly speouttne due to the nature of the stoutly. — When neither an issuer, general panne or sponsor ed Waled tutu nor • thrdparty estimated vase is provided, the tate d Ihe ;easily will be diHerst from its puchese Price. — 'Distributions to date' may indude ream of capital. imam orboeh. — • Orgnal see' represent the initial °Berns3 prxe per one and may not reflect yoam cost basis • Restricted securities Restricted searitin general' am rot tawnier eligbk torpubric sale. UBSFina-cial Services uses the casket price of the onrestncted Pod of the sane *suer as an mputed value for the restricted stock for purposes of the; statement only. To the extent that resisted amnion are elgble fa sale, the wile rewired may be stbstantralS less that the imputed value torm • Eat. (estimated) incense. current Odds and rataa. An athlete of areal scare is based on doers draderd ad interest rates, assuning the wanton will be held for one yer from statement dale or until nutunty. she attune is ark a gudelne, accuracy and corermad income art not guiranteed — Estimated maul mean and current yield for certain tees of searites cooed include a rettm of usual or capital gait n which case the est income gridCURS' yearn WO-dd be ownsated. — Estimated maul front and cured yield and tie actual Wane adyiell mite be beer or higher than the hinted mounts. — An °Pinot. of STaselaed income (divdend andor interest) divided by the Current market valrmarmagt balance is based on the last dividend or nterest payment made by the issuer and amines to searmestdeposes will be held f or cre year from he statement date or until indult". Accuracy rd continued Well am not gummed • AMU not held by WS Financial Services. Certain assets re rot held by the Fein and nee wthn the Tams possession or corwol. These awls are deployed on year statement for informational purposes only. Positions ri d values presented are provided byte issuig fir. LIES Financial Services is not rest: enable for this formation and does not guarantee its accuracy. These abets are nu protected by SOK at the Fires supplemental Sat coverage. • Revenue sharing and adcEtianal oempensaticen — In addlion to corrmiwons on sales and 12b1 lees received in correction with the dot/bubo', at rrutual funith to our teems we ander our affiate receive revenue sharing payments Wm daributors ardor advisors of the InJUli funds that we sell. These arrant are based on two deferent comxnents U the &Mull of sales by UBS of a perticular mutual fund I arniS to our climb; and CO the asset value of a particula- mutual fund amiS's shares held at tie Inn — We and ar Abate ato receive networking and orrintus processing fees in consideration for transfer agent services that we prod* to the rrultal tuts. These fees generally are pad from investor asset in the mutual lend and are a feed dole amount based an the n.mber of accounts at the broker-dealer Asking mutuil Krick al that fund family CONFIDENTIAL — in addition to commissiens received in connection with the sale a dstrbution of a-ruity contract rd unit nest:nerd but snits tows clients., we a-dorms- affiliate strew rievinUe sharp compensation frommany of the instance companies uderwrang the trinity contracts, Of bates of the insurerse conganies or sponsors of theme irmornent rues we diStri:Ott - Ott allhates also receive trading commorms and other comeensation from weal knot and inesance companies whose products we daubs. - Wereceive an anima fee frorn UBS Bari: LEA and UBS AG Stamford Bunch of tea to $75 per accoure romping to the barks under the UlitS Bark Sweep Progarre. Activity Information regardngammksiss and other charges incurred Si de-neat:en with the maul:sof trades, inducing option transactions ha Wen included tel confirmations previously !unshed to you, and will be provided to you pranaly on repast. Short wiling II you are engaged in short selling a rm.Ulity, you may incur a thug* due to Catlin tanNfieg costs for that palkular seasity. Open orders Regarding open or fiy:Ccl-till-CalCeke cede that were not executed by the statement date, open buy and sal stop orders am redxed by the amount of diticknds or rights on an ex-dividertb a e' rots dee unless insbruted otherwise by VOu are responsble for orders that are executed Os to you failure to cancel reeling open orders, Privacy To obtain a copy of our current Client AngryNuke. please contact you F nancial Achiscr a nit as website at wsw mvhm rominfiwyr.,frr UBS Nina Sermes is rot a ba-k The BMA. 13J5ifielf Seftif el kart BSA and IRINA are brokerage accant which previa access so balking spices NMIproducts through arringenedi With affeated bat and other third.pany barks, arid provides access to Munroe and army products issued by unaHiliated third-pry sonnet companies through Warne agency stbsiciares of CBS Financial Services Inc. Ins-Wont, intense. and a-ruky products. Not FDIC inned • No balk qua-ante,. May toe value RMA. Resource Men/rent Aren nt. Business Services Account BSA, lRMA rd nurmitional Resource Ma-awned Account ae registered service marks of UBS Financial Sinews hc Visa Silviae is a registeredservice murk of Visa Wmunion* UBS Yu Swoon cede ands rd 185 Visa debt cads are issued by UBS Beck LEA with permission tom Vna U.SA Incoporated. UPS Finandel Services the Rev. 20161 SDNY_GM_00022535 EF1'A_00133155 EFTA01275292 ;It UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 C4477005675125006 vl 0 Account name: GHIStANE MAXWELL Friendly account name: Account number- Your linancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212.821.7000i800.308.3140 UBS Strategic Advisor April 2016 GHISLAINE MAXWELL Questions about your statement? Value of your account Call yOa Financial Advisor or 1h4 RMA ReSOurCeLine at 800-RMA-1000, On March 31 (1) On April 29 (1) account 029323574 Your assets 1,218,711 47 1,220,040.57 Visit our webslte: Your liabilities 0.00 0.00 www.ubscomlfinancialsewices Value of your account Accrued interest in value above 51,218.711.47 51,220,040.57 58,866 38 19,574 30 Tracking the value of your account 1 Thousands 1,594.3 1,30.7 1,2197 1,220.0 Dec 2014 Dec 2015 mar 2016 aor 2016 As a service to you, your portfoliovalue of 11,220,04057 includes accrued interest Sou roes of your account growth duriag 7016 Value of your account at year end 2015 11,311,717.81 Net deposits aid withdrawals -193,714.50 Your nvestment return Dew:lendand interest income 114,176.42 Change in value of accrued interest 44,395 42 Change m marker value 416,53418 Value of your account on Apr 29, 2016 51,224040.57 SDNY GM 00022536 Member Ilk CNP70001005675125NP7000191098 00004 0416 030575004023574550000000 Page 1 of 12 CONFIDENTIAL EFTA_00I33156 EFTA01275293 SUBS UBS Strategic Advisor Account name: GHILLAINE MAAVcEIL Your Fi Asada' Advisor Friendly account name] SCOTT STACK MANLYLE CASRIEL April 2016 Account number: 2 I 2-821•7000/800-308-3140 Your account balance sheet The value of your account Inducts assets held .3 IRS and cenan asses held away from U8S. See page I for more I dOnnatiOn. Summary of your assets Value on April 29 (1) A Cash and money balances 1,306.76 B Cash alternatives 0.00 C Equities 333,697.61 D Fixed income 885,036.20 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total snots Value of your account $1,220,040.57 $1,220,040.57 Percentage of your account 011% 000% 27 35% 72.54% 0.00% 0.00% 0.00% 100.00% Your current asset allocation A Eye on the markets Cash and money balances may include available cash balances. VBS. Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money mai ket mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2016 Year to date S&P 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% 0.38% 3.43% CNP7000$00$675126 NP70C0191098 cepa; 0416 030579004 Y123574SS0COMywocoSe 2 of 12 CONFIDENTIAL EFTA_00B3157 EFTA01275294 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI sandal Advisor: :.fell 2C IC friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account April 2016 (SI Year to date (I) Opening account value $1,218,711.47 $1,311,717.81 Deposits, including investments transferred in 2,290.00 3,890.00 Withcfrawals and fees, including investments transferred out -3,976.07 -97,604.90 Dividend and interest income 2,556.76 14,176.42 Change in value of accrued interest 707.92 4,395.42 Change in market value -249.51 -16,534.18 Closing account value $1,220,040.57 $1,220,040.57 Dividend and interest income earned For purposes of cis statement tem:Italy of interest and dnidend Income has been determined from a US tax lire-000 perspective. Based upon the residence of the account hoedet account type. or product type, some IMertft ardor dvidend payments may not be sumo to United Stites (UA ardr Norio Poo (FR) Income WM. The dent monthey statement is not intended to be used and cannot be died upon fn tat purposes. Clients should refer to the applicaie tax reporting forms they real* from UM annualy, such as the keens 1099 and the an 480, for lac mooning information. n is the prance ol UBS to the the elasticatee tar mooning forms with the US interned Revenue Sent(' and PR Tremury Departrrent and in such torn accurately dmiffy 4. Jena arctic, interest atm exempt or tarok income. Meat consult your inckedual tat preparer. 4012015W Year to dale (S) Taxable dividends 1,306.76 3,610.47 Taxable interest 0.00 6,137.02 Tax-exempt interest 1250.00 3,750.00 Miscellaneous 0.00 678.93 Total current year $2,556.76 $14,176.42 Total dividend & interest $2,556.76 $14,176.42 Summary of gains and losses Values reported below exclude products for which gam and losses ate not classified. Realized gains and losses Unrealized April 2016(5) Year to date ($) gains and losses (S) Short term 0.00 586.02 0.00 Long term 0.00 1,422.30 52,068.95 Total $0.00 $2,008.32 $52,068.95 Cash activity summary See ACCOWIf activity the month for decal;. Balances in your Sweep00cm are includedin the onento and closing balances yam. FDIC insurance aropues only to deposits at UBSEsank USA., rot to deposits at UBS AG, Stamford Branch or bank deposits piano t Nouse, the UBS IMernitiond Depose Account program SIPC protection applies to money market sweep fund holdings but not bane deposits. See impoP nt information abort your statement on the last two pages d this document for dents. April 2016(5) Year to date (S) Opening balances $436.07 $541.48 Additions Deposits and other funds credited 2,290 00 3,890 00 Dividend and interest income 2,556.76 14,176.42 Proceeds from investment transactions 0.00 80,303.76 Total additions $4,846.76 $98,370.18 Subtractions Professional management fees and related services -2,263.39 -3,891.62 Other funds debited -1,712.68 -93,713.28 Total subtractions -$3,976.07 -$97,604.90 Net cash flow 5870.69 $765.28 Closing balances $1,306.76 $1,306.76 SONY GM 00022538 c eirTcondosseS127NP7003191098 00001 0416 030575004 yin574550000000 CONFIDENTIAL Page 3 a 12 EFTA_00133158 EFTA01275295 *UBS UBS Strategic Advisor April 2016 UBS Bank USA Deposit Account APY Interest Period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $0 .00 Closing UBS Bank USA Deposit balance Apr 6 $1,250.00 Number of days in interest period 31 Average daily balance $217.91 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHSLAINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Friancel Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponnt information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate Investment eligibility ccnsderahon None selected Your account instructions e You account cost basis default dosing method is FIFO, First In, First Out. Your K Bendel Advisor: SCOTT STACK MAI/LYLE CASFUEL 212521.7000f 800.30&•3140 CNP703C0305675128 NP70C0191098 03034 0416030575004 Y123574550 C4iffAsyGm00022%. 4 of 12 CONFIDENTIAL EFTA_00133159 EFTA01275296 UBS Strategic Advisor sUBS April 2016 Your assets Account name: Friendly account name: r Account number. Some prices, income are:ICurrent values SbOtrts May teapprOxiMale. AS a teat. gdlns aidIOSStSM not be accurately reflected. Set /moor:ant intosmabon about your statement a the end of the clz cumeM lOr mare information, Cash Cash and money balances Casts and money balances may include avalaale cash balances, UBS Bank USA depout account balances, UBS AG Stallard Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl to n applicable limits, but are not protected by S/PC UBS AG Stanford Branch deposit scowls bsances arie not insured ty FDIC and ate not protected by SIPC Money market sweep balances are protected by 9PC but ace not insured he the FDIC. See the important information about your statement at the end of this docunent for detaih about those Sanas. Hddng UBS BANK USA CEP ACCT 43607 1306.76 250.00000 Operingtulance Cloung baaxe Price per that Average on Apr l (I.) on Apr 79 (5) on Apr 79 (3) rate Dtridend invest petted Your /Isandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 00j1 n potiOd Clp STIOUAI (i) Equities Common stock Hddng Trade date Writer of shares Purchase pined Average price per share (0 Cost basis ( s) Price per share on Apt 29(3) Value on Apr 29(3) Unrealized gain or loss (I) Holdng period BAW OF AMER CORP Symbol: BAC Exchange: NYSE EAt 4189 Current yield 1 38% May 17, II 303.003 II 860 3,59384 14.560 4,411 58 817.84 LT Jun21, II 313.000 10670 3,33986 14.560 4,557.28 1,217.42 LT Aug 2, I 1 328.000 9.802 3,215 15 14.560 4,775.68 1,560.53 LT Security total 944.000 10 751 10,148 85 13,744.64 8595.79 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAl. 11,555 Current yield 4 78% Nov 18, 10 1.023 003 36 416 37,254 19 31.800 32,531 40 -4,722.79 LT Total $47,403.04 $46,276.04 -$1,127.00 Total estimated annual income: 51.744 SONY GM 00022540 curccOmosmS129NP7003191099 00001 0416 030575004 Yt 23574350000000 Page S of 12 CONFIDENTIAL EFTA_00133160 EFTA01275297 SUBS UBS Strategic Advisor April 2016 Account name: GHISLAINE MAXWELL, Friendly account name: Account number: Your assets . Equities (continued) dosed end funds & Exchange traded products Total remvested is the told d b reinvested declends n dal not meta arty (ash chide nds. it b natal& lot for the purposes of determining hold rg periods or cost basis. The shares you receive etth time you reinvest dedench become a separate tax lot. Cost taus is the total purchase EMI of the security. Inducing roneeSteddsedenct The cost bars may need to be aciuszeo for return of capitd payments in order to detects-line the edfusted cod bad to tar cepor.ng purposes HdcIng SPCA S&P 500 ETE TR Purchase price Nurrbet Average pace or shares per share (S) Client investment (S) Your li nandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000,800-308-3140 dtweaN:ed (Cadges, or loss 6 the dIfereort between the current value and the cost basis and would genera be your taratie gdn or loss lithe sec linty was sold on this date The unreakzed (ta) senor loss may need to be *lusted for return of rapid pmments in order to determine the mend gain or las for tax (ocolinpurixses in•estment realm is the current veal fx• minus the amount you 'retested It does not include shares that are not reflectedon your statement, rncludng shares that have been relines as either a gain or a toss H also does not indork cash <aden& that were nol reinvested Cost Price per share basis es) on Apr 29(1) Value on Unmarried (tad Investment Hord at) Apr 29 (S) spin or IOSS (5) return (5) period Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 (Al: 35,385 Current yield: 2.1004 Other equity investments Coil basis and Bans and losses have not been adjusted automatically for return of capital payments. Restncted security yaws are estmated for informational purposes See Important inkumation about sot statement at the end of Ns clocurrem for additiond informal ion ticking BLACKSTONE GROLP LPYTHE ()MT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange: NYSE EAI: 12,360 Current yield. 7.73% Trade dale tsbrrber of snares Purchase pricer Average pace per Mae IS) 208,533.63 206.330 256.86025 43,2A 7.22 48,347.22 LT Cost Pere per share Value on Hmeaded ticicing taus ($) cn Apr 29 (51 Apr 29 ft gan or loss ($) !Hood Sep 15, 14 1,113.000 32 224 35,866.06 27.440 30,540 72 5.325 34 LT CNP7C008005675I30HP70C0I9I 098 C0CO4 0416 030575004 V123574550 COISAYGM000222Ale 6 of 12 CONFIDENTIAL EFTA_00133161 EFTA01275298 UBS UBS Strategic Advisor April 2016 Your assets (continued) Fixed income Corporate bonds and notes Phces are ctstanNS from Inclece ndenI quotation bureaus that use connseezed valuation formulas 10 cal{ watt current Yalu's Actual market vitas may vary and thus gairtsllosses may no be accurately reflected cost basis has been adusted for accreted original issue (Suount (O1D) Cost basis has been Trade Total Lae vaue Ncicing dat a maluily (I) Pulthae puce (S) axornalcally adusted for amongaion of bond rxernum using the constant reld met hod If you have made a tar election to deduct the preni um snort ration on tar Date cetx sec unties. you may request UBS aclust cost bais for the band 0/019umarr011ilatiOsi. A4usted PriCe On Vaile on Unrealized Hdckng cat bad (S) Apr 29 (5) NY 29(S) gan or 1051 (1) Wad GEM. ELEC CPT. CORP AD) RATE MATURES0911/16 CUSIP 36962G2V5 Moody. Al S&P. AA. EAL $103 Current yield 0.82% Dec 11, 09 50,000.000 90 789 45,394.50 100.007 50,003 50 4.60900 LT RANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 42,460.00 CUSIP 06050WDW2 Moody Baal SW BBB« EA' 16,400 Current yiald• 3 56% Nov 01, 10 150,000000 100 000 150,000 00 101.103 151,654 SO 1,654 50 LT P MORGAN CHASE & CO NTS EYE RATE 07.900% MATURES 04(29/49 ACCRUED INTEREST 15,892 09 CUSIP 46625HHA1 Moody. Baa3 S&P BBB- EAI: 111,850 Current yield 786% Dec 22, 09 150,000.000 105.100 157,65009 100.563 150,844.50 •6,805.59 LT Total 5350,000.000 $353,044.59 5352,502.50 $542.09 Total accrued interest S8.352.09 Total estimated annual income: $17,353 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Flnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 SDNY GM 00022542 Cs/6760O2O05676131 N67060191098 00604 0416 03057%04 Y173 574$5000000) Pegs 7 of 12 CONFIDENTIAL EFTA_00133162 EFTA01275299 SUBS UBS Stregic Advisor Account name: GHISLAINE MAXWE Your II sandal Advisor: Friendly account name SCOTT STACK MAMLYLE CASRIEL April 2016at Account number: 212-821-70009303089140 Your assets . Fixed income (continued) Municipal securities Puce% at cleaned from Independent quotation bureaus the use cerpUtertzed vaualon formulas to dsCount for securities Issued a a discount. when origins cost basis Is &played, anottuaton has been Sr date current Sues. Actual rnatket Sues may way and thus calmilosses may not be accurately done using tile constant yield met hcct. °themese centyllzation has been dune using the straight ine reflected. Cat basis has been automaticoty aclusted for mandatory arnortizafion of bond toren-awn on method ooupon tagAtterrpt munICipd Sec untleS using the constant )field method and for accreted cedes issue Hddng Trek date Total fed due a matt:stya/ Purchase lanced/ aduded cost bas (A Nice on Apr 29(S) Vitt on Mr 29(9 Unrealized gen or loss CS/ Hddng period MICHIGAN MUN BO AUTH RV PREF BRAE PRE•REFUNDED RATE 05.000% MATURES 1001/26 PRERERJNDED I 001/ 16 0 100.00 ACCRUED INTEREST 4175.00 CUSIP $945513R1 Moody. Not rated SW: Not rated EAI: 32,250 Goren( yield:4.91% Original cost basis- 546A06.80 Nov 22, 11 45,000.000 101.064 45,479.17 101.878 45,845.10 365.93 LT 61ROVILLE TX INOPT SCH D FREE BE/F4 PRE-REFUNDED RATE 05.000% MATURES 02f 1929 PRERERJNDED 02J 19 17 0 100.00 ACCRUED INTEREST $92500 CUSIP 090874U5 Moody. Ma SW: Not rated EAI: $4500 anent yield: 4.83% Original cost basis- 393,704.74 Nov 14, 11 90,000.000 101.830 91,647.82 103.453 93,107.70 1,459.88 LT MICHIGAN MUN BD AUTH RV BE/PI RATE 05.000% MATURES 1001/26 CALLABLE 10:01/16 0 100.00 ACCRUED INTEREST $19.44 CUSIP 594557485 Moody. An SW: AAA EAI: $250 Current yield 491% Original cost basis- 35,034.35 Nov 22, 11 5.000.000 100.235 5,011.78 101.936 5.096 80 85.02 LT continued next par CNP70001005675132 NP700319I0980000t 0416 030575004 Y12357455000allicom000221Ase II of 12 CONFIDENTIAL EFTA_00133163 EFTA01275300 UBS Strategic Advisor sUBS April 2016 Account name: t )( LL Friendly account name Account number. Your Mnandal Advisor: SCOTT STACKMANLYIE CASR1EL 212-821-700(/800-308-3140 Your assets Fixed income . Municipal securities (continued) Trade ICtal lace roue liddng die al maturity (t) Pul(haSe piked) &lusted cost bass CP Price on Apr 29 (5) Vdueon Aid 29(S) Unreaized grin or loSS (1) ticicing POW 8IRDVILLE TX INUIT SCH D EIBIV RATE 05.000% MATURES 0211929 CALLABLE 02115/17 0 100.00 ACCRUED INTEREST $10277 CUSP 090874Liv18 Moody An SW: AAA EAI: $500 Current yield 4.83% Original cost basis 110.056.85 Nov 14, 11 10,000.000 100.255 10,025.51 103318 10351 80 32629 LT Total Total accrued interest: $1.222.21 Total estimated annual income: Preferred securities Hating $7,500 Tiede doe $150000000 hunter or awes Purchase Once per wan (1) $152,164.28 COQ WE'S (%) Pike per Share cn Ape 29 CA $154.401A0 Value On Apt 29(S) $2,237.12 Imre/bud gin or loss (1) ridding O•nocl OTIGROUP CAPITAL XIII FXDFLT TRUST PFD 7875% DUE 10'30/2040 Symbol: C.PRN Exhange: NYSE EAI: 118490 Current yield: 7.07% Oct 4, 10 10,000.000 26.130 261,300.00 26.150 261,500.00 200.00 LT COUNTRYWIDE CAP V 7.000% CUE I 1101/36CAUABLE Symbol: CFCPRB Exchange. NYSE EAI: 17,350 Current yield:6.87% Oct 26, 10 4,200.000 23.518 9%778.96 25.490 107,058.00 8279.04 LT Total Total estimated annual income: $25,840 1360.078.96 5360,558.00 18.47904 SDNY GM 00022544 CNP70003305675133 HP7000191038 00004 0416 030575004 YI23574550 000000 Pogo 9 of 12 CONFIDENTIAL EFTA_00B3164 EFTA01275301 *UBS UBS Strategic Advisor April 2 Your aSSet(contexced) Your total assets Value on Apr 29 (0 Pocentage of your account Cost oasis CP Estimated annum incur* (1) Unrealzed can or loss (s) Cash Cash and money balances 1,306.76 0.11% 1,306.76 Equities Common stock 46,276.04 47,403.04 1,744.00 -1,127.00 Closed end finds & Exchange traded products 256,880.85 208,533.63 5,385.00 48,347.22 Other equity investments 30.540 72 35,866.06 2,36000 -5,325.34 Total equities 333,697.61 2735% 291,802.73 9.489.00 41294.8$ Iroced income Corporate bonds and notes 352,502.50 353,044.59 17,35300 -542.09 Municipal securities 154,401.40 152,164.28 7,50000 2237,12 Preferred securities 368,558.00 360,078.96 25,840.00 8,479.04 Total accrued interest 9,574.30 Total fixed income 885,036.20 72.54% 865,287.83 50.693.00 10,174.07 Total $1,220,040.57 100.00% $1,158,397.32 $60.182.00 $52,068.95 Account name: Friendly account name Account number: Your Pi nand.' Advisor SCOTT STACK MAI1LYLE CASRIEL 212.821.700(4800.308.3140 Account activity this month Date ActInty Description Amount (I) Deposits and other fends credited Apr 20 Transfer FM VI 235750100 2290.00 Total deposits and other funds credited tie Dr:action $2,290.00 Amount (I) Dividend and interestinoome Taxable dividends Apr 28 rivilend SPDR S&P 500 ETF TR PADON 1245 1306.76 Total taxable dividends 61,30636 Tax-exempt Merest Apr I Interest MICHIGAN MUM BD MPH RP PREF 89W 5 DVE 100126 DM 110206 1,125.00 CALLABLE PRE-REFUNDED PAD ON CUSIP: 5945513R1 45000 Apr 1 Interest MICHIGAN MON BD AUTHRV EIBFV5 DUE 100126 DTD 110206 125.00 CALLABLE PAID ON 5000 CUSIP: 594551485 Total tax-exempt interest $125000 Total dividend and Merest Income $2,556.76 OW70060005675134 NP7000191098 00001 0416 030575004 V12.357455000%ffiyGit 0002ten 10 of 12 CONFIDENTIAL EFTA_00133165 EFTA01275302 *UBS UBS Strategic Advisor April 2016 Account activity this month (contrived) Date fees Account name: friendly account n Account number. Degr1/2:410r1 GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL 212421-7C00/800-308-3140 Arnoteil (1) -2263.39 Apr 22 Fee Charged QUARTERLY FEE Total professional management fins 4226339 Odle Mihaly DeItfipbon Amin' (/) Other funds debited Apr I Transfer JOURNAL TO Y123575 GNSIANE MAXWEU. -436.07 Apr 27 Transfer Total other funds debited 41212.61 JOURNAL TO Y1 23575 GHISLANE MAXWEU. -1276.61 Date A(Inity Desuplico Amount (S) Money balance activities Mar 31 Balance fonvard $436.07 Apr 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 813.93 Apr21 Deposit UBS BANK USA DEPOSIT ACCOUNT 2290.00 Apr 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/22/16 -2263.39 Apt 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04127116 -1276.61 Apr 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.306.76 Apr 29 Closing U9S Beak USA Deposit Account 61,306.76 The LISS Bank USA Cepont ACCOUnt is your primary sweep onion SDNY GM 00022546 CelP700C0305675135 NP7000191 090 00004 0416 030575004 Y123574550000000 CONFIDENTIAL Page 11 of 12 EFTA_00133166 EFTA01275303 *DUBS Your notes CNP70009005675136NP7003191098 0000I 0916 030575004 Y123674150 CO9lAy_mtooutlen 12 of 12 End of statement for account number 1•1 23574 55 CONFIDENTIAL EFTA_00B3167 EFTA01275304 Important information about your statement U35 Fitment Services Pc. (the Firm or UBS hurtle! Strokes). is a merrber of all principal acuity, commothey and cobra exchanges. UBS Financial Semler, and CBS Bat USA re i-diect subsilenes of UPS AG and affihaes of 1185 Skulks LLC. The Finis Menial statement C available upon reetest The Font exeouthe offices ire a. CBS Finricel Simms Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of you' 116 Financial Services account. Other records, emelt official lac doornails, contanng conflictingdata should rot be relied cps II you bane thee e an era a Omn9Oh please report it immediately n mites; to the Brand Manage of the office serving sour accost. Allhouit a figures shown are Mended to be accurate. statement detaskicukf not be wed fa is purposes Rely used on yethend tax fonts. fie , Form 1099. 5498, 10425. etc ) when prepamg your lax return. The Fim s required by law to (*NO to he IRS all Usable dividends, mportakie rontauble dentin* and uxtk interest erred is satiates held rimy scant ran reminds on see tratadixe, aid cost basinscertain covered smelts- Cteralitsedableitle with the Mien • Pleasremain, my oral corrrmniations in sting to further protect your cistfts. inducing Mir ottitS Iron the Sectsines Investor Protecion (SWAT • d thefinancial institution is the top left of die front of this statement is not USS F natal Serviet LEG Menial Senices carries year account as clearing biker by arra-gemmt wsh the rdcated institutors We in you of the 'Vit.:115k, when you opened this accost h the cast your kids and stories re boated a LOS financial Strews and rot the rwudcig broker, ad you mat mike amps of sy a or omission to both firma. As described tat account agreements, yOU must natty IA Of ary errorsor Stud twoling chedcs reflected on your statement wthit 30 dins alter it was mailed or made available. Alinement shall be deemed corrplse and accurate n all other respects if not objected to in wring within 60 drys. • Please deed cutromer complaints or I-a/nest° to Finri's C lent Renton Oepatnent at 201.352.1099 a toilet* as 903.354-9103, 8:03 A.M. to 6 OP P.M FT Monday through Friday, or in retro to LES Financial Satires ex., Client Relations Dept/neat, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or guntore about an electronic Keith transfer MU. bit permit a UBS Voathdebit card transactions, call K0.762-1000, a write to UBS Financial Senices Ix., 1000 arta 814, 6th floor. Weehawken. NI 07086, Atth RIAA(88A Sakes. Caller rte as es you can, if you hick yea statement a receipt k man or if you need more Montanan than a transfer on the statement or receipt. The firm or Card Isker (as ipplicable)must her from you no later thin CO days steer the rim sent y0u the int statenwird on which the CM:for problem appeared. - Proide your name ad scorn number of any) - Decoke the !MX Of the tiliolder you are inure about, and splain as clear i as you cal why you believe a is senior a why you need more niamsten - Prot:dethe icier arrant et the suspected error. The Firm or Card Issuer MI twestiote you tcompaaht and cad correct my error promptly. For alleged mots inokiing UBS Viatrdebil cad bread irk if we take mere than 10 businnsdays to &this, we will credit your accord for the &WWII ytuthilk 6 in error, so tea you id hwe the use of the money during tie tine it takes us to complele our nostgetion. Please mite all checks payee to the Fern or the financial ossincn Mitated on he front of this statement In addition to regular accost fees, accounts may be object to mantissa* In., chinas for We payment kr securities purchases and charges kr unpaid amounts n cash accasts. Accounts that re transferred to other intik:firs may be subject to a transfer tee. UBS Swoop OrAidins LES offers options for stwoong cash balances. balances to be* deposits at UM Bak USA and LEG AG %asked bunch (Bak Sweep Procjarm), money matte mutual lads Money Fuca) end the IntensionalDepose Aswan (DA)la customers with in nueretional Resource Llanagernerd Account. Though the Back Sweep Program cash balsas re swept to LESBank USA to to an estebashed kni ad then to UPS AG Stanford Branch. or a Money Fund. Deposits at U26 Bank USA are FDIC insured in accordant with FCC mule. Format tiormatin please Mit wwwfdic rt. Deposes at LEG AG Stanford Bradt ad shares of MoneyFadsare rot mitred by the FDIC. Through the DA, (salable to cad balaxes are swept to depost scants at UBS AG New Yak Branch and 185 AG Cayman Ranch Thew deposits arena toured by the FDIC. Balaxes held at the CBS AG Cayman Branch are umpired, oposed to the sovereign Ink of the Caiman Wads, and there is no guarantee or other obligation of UBS AG to repay II* Saxes whiff f he LEG Caymens Brach's books. Deposal at LES Bak USA and each UPS AG Branch are not protected by SIK. Money Fund sham re protected by SIPC. See 'LOS Financial Services Accost Protection' below. Up:nits request balances in the Bank Sweep Program or DA may be withdrawn and chats of a Money Fund may be liquidated, ad the proceeds returned to you or your secuties accost. Ftrfhe• Hammon about available sweep *Seen netting cumin: interest rates and WICK 5 available at wmviibs can't...egret:b. from your Manual Adviser or by along 80D-762-1000. UN Financial Service' account protection The 5,t-n rt a rroni-or SF the (te. Tao< I--ento• PrOortre. Corporation (SIPC), which protects 163-rlieS OCCO-VHS 01 its mentors up to $920,000 (including 1250,003 kr dahns for cash). The Slit asset protection limas altilY to all accost; that you hold it a particular tenacity. The Fitt together neth certainaffiliates, has also purchased fiaSkellenthIplOteCtiOn. The madman amount payabb 10 al Spine dint, CONKliok under this protection is ZOO Whoa as of December TO, 201S. Subject to the poky on-ditons ad lmi ations. cash the Finn is further protected fa up to fa .9 million n the swept* for allyour accounts held n a patkubr mueity. A fJ copy of thepoky wording is available sten request. The Slit potent: ad the supplemental protection both do not apply to • Cason Unsocial assets controlled by (and inclatad n your account value) but hell away from LOSFinancial Services (e.g., certain( cash at UBS Bat USA, 60 cash at Les AG U.S.banthes, (4 Murame point including variable annuitee, and 60 Aarn of maw' funds where sigh thaws re moistened down it the name of the account holier on the books rd records of the applictff suer a transfer agent), • Certain rmsb-nent contracts a intesement ravens (e.g., 'Weed partnaships aid private placements) that are rot metered irder tw Securities Act of 1933; ad • Commodities contacts (e.g, foreign exchrge and meowsmetal contracts), includirg futures contracts ad commit, option contracts. The SIPC protection and tie supplemental protect:silo not apply so these assets event they otherwise appear on yes statements. The StC protection aid the kianff mental protection do not protect aganst changes n the market value of your instilment> (whether as 4 result of market movement issue balsruptcy a °Menke) More Waitron 6 amiable itxn request. You may cbtan more irionnation about Slit, ticluddi the SIPC Broths% by cordacting SIPC at 202371.8300 or by suiting the SIPC :settee at smtreptorg Dividend Reewestment theorem pun The ate reflected n an borax pike. You may 0btan the actual price banns inertial Advice. Onty *hoe shares ere purchasedunder DRIP; partial slats we be soli and the cash wi be riposted in your scant The &Mend reinvestment price applied by the inter may • ffer Isom the mead price al which the partial shires are sold Cattrin-lieu Cnk whole urns may be held n yam accost. t pure entitled bestial tril a s result of a thiderd pelmet or otherwise, the Firm well tether sell partial unit at marlin price a accept an /mead determined by a regitrered cleiriu agency. ad credit sox accord. Investment objectless The benimere objection and risk profile re spec ea to each account and may maybetween you accords Please elves the Firm empty in waning of ay smni Scent change in you Inancial stetson or investment objectives For each accord held, you Moose areal the folbsiu insammt objectives. CONFIDENTIAL • Mocks? Cunene income: hvolments seekng the generation of thorns onk. • Achim Cope., Apswedation. Investments seeing port of principal rather than the worths of income. • Produce Combauttio ot babe and Capital Appreoeton. freesentints seeking both the gereencn of name awl groat of Fascist. Overall risk profiles • Conservative. Seeks to martin ittial pixipal, with low risk and volatility to the accost °mak nen if thee means the accost does not generate sign it [ant Mom or return at may rot beep pre with hIlation. • Moderate. Willing to accept some risk to pimPal and tolerate some totality to seek higher returns, • Aggressive: Wiling to accept high ids to pnncpi and high solar lily to seek high returns owe tiff*. • ?neaten EiSbaby Considefation:t select•P a POliOn of the porHolkif or tat account may exIxte complex strategic, feinted liquidly and rater Statement •hausheldier We may <cootie* a related account statements with the same adiess it the same enmetve, e.g. because they have 0rentri who a10 mantan Sol account ra4lcmhip oath other dens a the same address. If you reefer to recent indlecial natmish mailed in separate ernelcoes you may decline hacr,eholing by calling vex( Financial Alter Friendly smut name The Frurity acccult nano is a custorncaple 'nickname' chosen by you to assist you with your recomffeePte0 his no legal effect on you account You can change inendi scorn names., though Onnc SeniKe5 a by contact rg your eionctal Adoor Account overview • Value Meow accountlion(olo. Net of assets and • Amer trcludes amid* can balances, mks, fa merited steady let ), and Global Tim Depot its, areared marks to makes, and certain assets not held by the Fint Does rix include paced sectritiMassets at the endhol the prior and a un nent statement periods, or prune inessmenk invested stock options and enrceable stock options • Lathiletes Includes debtbetimes. outstanding margh bens, a-edit lire, short accord balances. • Cathhooney balances. Total of unimested available cash balances, plus deposit telexes at UPS Bank USA, LES AG U.S Branches ad minty make mutual fund sweep balms. at the close of tie it:errant period Nxtrontredity free ask balances in pat account are rat born other balances and the Fine may sae sty of these lads it the ordnay course of is businno hese funds repayable won your downed This total is eluded n 11-0 arrant period closing vaiJt Lending information Re cleaned inton ation an the Firm's kiting practices and declostret refer to you Chem Relationship SDNY_GM_00022548 EFTA_00133168 EFTA01275305 Important information about your statement (C011fillUal) Agnment or ACCOLII Agreerrenl and the General Tens ma Conditions U3S Statement of Credit Practices available in Agreements indeed:sures a jazar r.n norm, ninerho vet Yew assets Your statement itemizes securities ate other assets hell nth. accord at the end of ire elsemers period. You may ark for dein d fun paid seoskies al ay time. You may receive securities used as loin collateral alter paying any balance ca as them. Any securities Insinuate he Fkm cling the 10.1.111tIll period are listed at market value as of the end of the state-nue period. • Cost bets In deter:fling tie cost basis of he securities incbded m this statement awe indicated wile the number " l, • WS F minces' Services has relied Oninformation obtained from source, other than 1.e5 Financial Semites. incleding crmation hem another lien a that sumac have grovided to )0J Gavial Atka,. The Film does rot idea-rarely venfy garantee the am a vatdin d ry information provided by sources of the, LES Financial Senices additin *hough UPSFe-trial Services seemly adates nformatin as el is received the firm does not ;conch assurnes that tie norm:dim snider 'Cost bath ate ^Unnaked grim' is accurate as of the date of Chi statement As such please do not reg on this narration to make puthasea sale decisions for taxi:Le-poses a otherwise. Accounts tonderred to he Sim may flan gar lost hanker only for tie period if tine they re held at tie Fin Morehi:canal harmatcri can be aitkd by wer Fnaxial Advisor. • Unreedind gans/losees Viten data is awilabk, eninated neaten suing:loot ore cactstalod Ice lamina] swan lots. The transaction data for nedvilial lots may or may not ref kct commissions, rZ dor security reorgrintin events an cl and otter reinvestmene lots id systemati ptschl4t bit are each combined lodge:day ore awraged lot he 'Trade date' colon presents the cegetil transaction trade date. • Callable securities Bonds and passed stock that the tar cats for eat radon-pan wit be selected iromally by lot hem anong all states of ta issue held in ournarne or in nominee name fa as clients. Call lean /dui:rata) is obtained from third pain and is weary is not gunned. Other call fenes may out which add Art held cemodele ifermatin eillbe anis' upon request • Certificates of deposit (084 CDs are FDIC aired epto 1233,000 in principal and served aunt per depot:sr and per &rockery inane h accordance win FDIC fl/es • Price/value Prices displayed f or securtes and otier cadets may be higher or lower than the price that )OJ would actually receive in tie nodes rake, are obtained from .arias hid party sources whit, we tense to be reliable, but we do not spare-We thek accursy. - We prefab, use he closing price when avarabka the mean of the bid and ask price, for listed auto and opticeo a only bet prices for OTC searities. - Less acheir traded securities may be priced using a valuation model a the most recent axe we named ad may net reflect en actual market price a vane - Certain positions may appear barn a price ate will tar as 'price was rot avatlatee• it we se enable to obtain a price fora seamy - Depot a securities denominated ilCUM7con otter thin U.S dolas are reflected at the towns rte a of the statement date. - fcr certain startles fading n non-conformrig denornnations, puce and enmity (face rata) may have been slimed to adds paper whant To cbian turn train& when available, contact yes Rea :el riana • Private investments and nevi:tura products. !ovate enrolment sear nets (ex kilng cried participation program and real estate investment trust servant) andstuttered proiacts are general highly ,paid. Celan sena-tend reedits have not been registered with the Securities and Exchl Commission a under ay state seeurtieTars. We peon de estimated values for pia.- investment searitis didnatured products for ndamatinal purposes cribs !Kong diet guranteed. - These vanes may differ misstate* ban prices, il any. at which a alai nestnerri rim structured product maybe bought or sold and do rot necessztiirureser4 the vise you mayrecta. n on 'fadeless. - Third party *sense of vain are as a a attain date ad an supplied to UBS Finarcui Services on a reg.Jr basis by an independent satiation firm. - baser. general oannr or sponsor estimated ral es. any, are applied to the Fm by the issuer, general partner or sensor and may be calculated based an dff Earn information from tat used by tad denies to derive tuff 'negated values. - You can obtain aediloral formation regarding tie metablegy used to determine the estimate d value and the dale of the it em:Ianthat is the basis kr the esimate by contadig your Pi -uncial Adekor - Third party 'singed vales may be reflected as 'Not pncect in several situations: when an 1-dependent valuation lire has not tainted a arab/. to assign a valav wfwerwe become ware that a material mot has caused tat may call a areoun reported vane into question, or wen a value would be high spenthe due to tie nature et the security. - When neither an burr, general partner or torn estimated value nor a thrd-paly estimated tie is protricist, the sake d tie money will be diKerent tram its suchen price. - •Ditributicos to date' mt.include ratan of capital. ncome orboth. - 'Original unit size' represents tie hkial offeeing price per unit and mat not reflect wur ad bald. - OPP rd udiseed FEn seoseies are not toted on a national securities exchange, and are gunman liquid and event they can be sold. tee aft received may be lei tan the per tare airrated vitae provided n the scant statement. . Restricted searities. Resented searities general8 are rot twenty elegble to public sale. U8S Financial Services uses the marvel prima I hp unrestricted stork of the same issuer as an imputed value for the restricted sick troogrees aegis statement ordy To the extent hat resticled stories are elqbk to sale, the value reread may be tbstartalbr less than the imputed vake down • En. (estimated) income, anent yields and rates M erketate of annual income is based on current dnidend and interest rates, assailing tie strains will be held for en, year from easement ate or until maturity Ins Minas sonny a gudelne; accuracy and continued income are not gum-anted - Estimated anal itane and cement yield for certain types of leashes could freak a fetish of parietalor capital gen in which ewe the est income (a-d curried yield would be overstated. - Estimated anal norm and cunt yield and tie actual ?cane and yield reicht be Intro, higher than the estimates's-roans. - An estimate of realized income (diedend ancfcr interest) divided by the current market salmi average balance is based in the la dividend or interest payment made by tie tar and nines tie secuterIeptas will be het/ foe cot year from to statement date or until musky Accuracy ate conteued yell se not staranteed • Assets not held bytes Handal Services. Certain ones are rot held by the Finn Nana wenn the Ferm's possosin or carol. These nets ate displayed on year statement for informational purposes cast Positions and values presented re provided by tee are ins firm. UBS Financial ruces is not ennoble for his information and does not guarantee 0 accuracy. These assets re not protected by UPC or he Fins supplemental SIPC coverer. • Revenue sharing and additionalcompensation — in addition to cormissions on sales and 12b-1 lees received el coreetiert with he dist butiai mutual fads to ow dents we ander our Adak, receive revenue sholln Payments Iran dianbutors it'd or advisas of thermal funds that we sell. These smarms are based on two cWereni corrponents (k the amoad of ales by UBS of a grinds mutual fund I amig to our clients and 8) the asset value of a particular rrutual fund tanks shares held a tie trm — We and as idlest* ako receive flunking aid combs procening fees it con-Mention for transfer agent 142OSelth* we croak to the rruttal lent These fees generally are pad from investor asses is the rune lend and snaffled den amount bawd on the number of accounts at the broker-dealer Isokfing mutual Mae of that fund I a-nify CONFIDENTIAL — h addaion to cornmssists received n connection with the sale or destitution of array contracts and art investment but inns tools clients, we ander our affiliate recent reverse shrug compensation from many of the loosen. companies Yarning the amity Contrails, aft/ins a to henna carrnies or sponsors of he ant imesemmt tun we distbute. - Our affiliates also recta trading commosions ad otter compensator, from maul ands and maxi companies whose precincts we der bute. - We receive an anal fee from UBS Bat USA ad LES AG Stanford Ranch of to to 425 per sent sweeping to the barks under the UBS Bank Sweep Programs. Adlvity ikons:xi regardng commksins and otter chases haired h connection with he exeodlin of trades, &lading option transactions ha been incbced on conf Maeicre premousy furnished to you, and wll be provided to you prerrptly onrepast. Short selling H you are engagedin short selling a security, you may ha a charge der to entrain barscieng costs for that partkubrsecuriy. Open arta Regaling open or • gad-till-canceled' oaten that were not nosed by the statement date, open buy and al slop orders are redaced by the amount of dinderds a red-es en an ex-checked, a enntils date unless neenxted otherwise by yds You are responsbk for orders gutare executed Ow to trair failure to cancel nest leg op.. orders. Sting To obtain a copy d car current Client PrivacyNage. plewe contact you F metal Achiscr a vat our websik at wsw ..hr er0iMeittnitt)fer lib Financed Sirens n not a ba-k The AMA, Busi-ess Services Account GSA and IRMA are brcicerage accounts which provide access so banking services and protests tem* arngetwrits with Slimed bales ad other Ihniparty banks, ri d provides access to itera-ce and anotitY [rodeos and by unaltiliatedthid-party notate companies through insurance agency subsdianes of UBS Financial Services Inc. nest-need, iturame, ad a-nuely producer Not 10K intend • No bank guanstew May lose Ida RUA. Resource Management ben nt, Business Services Account BSA, IIMA and intonational Resource Management Acecum an registered service mats of 135 hunted Services fix WS Sigma* is a regetered Servile milk of VILE human:nal LES vise Septa credit cads and IBS Visa debt cards re issued by UBS Rah USA with PearISSI011 from Vna U SA Incorporated. GIG Financial denies Inc Rev 201604 SDNY_GM_00022549 EFTA 00(;3(69 EFTA01275306 *UBS U85 Financial Services Inc 299 Park Avenue 25th Roor New York NY 10171.0002 CNP70055031290516 Nirl 0 UBS Strategic Advisor May 2016 GHISLAINE MAXWELL Account name: GHSLANE MAXWELL Friendly account name: Account number Your Anancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821.7000'800.308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account As a service toyou, your portfokivalue of $1,169,317.37 includes accrued interest RMA ResourCeLine at 800-RMA-I000, account 029023574 on April 23 (S) on May 31 (S) Your assets 1,220,040 57 1,169,317 37 Visit our websIte: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account 51,220,040.57 S1,169,317.37 Accrued interest in va'ue above 49,57430 13,11635 Tracking the value of your account S ThcLr,and$ Sources of your account growth during 2016 Value of your account at year end 2015 41,311,717.81 544 3 Net deposals and withdrawals -$157,614.45 1,311 7 1,1200 1,169.3 YOir tiveStelleilt return Dividend and interest income 529,469.2t Change in sake of acaued interest .12,062.53 Change m market vat* .S12,1 92 67 Dec 2014 Dec 2015 Apr 2016 May 2016 Value of your account on May 31, 2016 41,169,317.37 SDNY GM 00022550 Member SIPC 0111000S005593129NP1000191995C00041:516 030575004\1235745500000GO Page I of 12 CONFIDENTIAL EFTA_00I33170 EFTA01275307 SUBS UBS Strategic Advisor May 2016 Your account balance sheet Account name: GHISLAINE MAXV, Ell Friendly account namel Account number The value of your account Inducts assets held .3 U6S and cenan assets held atm/ Iran UBS See page I for rrore I fi0M18110n. Summary of your assets Value on May 31 (1) Percentage of your account A Cash and money balances 2,700.00 023% B Cash alternatives 0.00 000% C Equities 336,361.47 2877% D Fixed income 830,255.90 71 00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account 31,169,317.37 $1,169,317.37 100.00% Your current asset allocation A Eye on the markets Index Your Nouns's' Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.3083140 Cash and money balances may include available cash balances. 085 Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual find sweep balances See the important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% Percentage change May 2016 mat to date 1.80% 3.57% 1.79% 3.41% -0.78% -0.75% 0.03% 3.45% 0470003005593130NP7000191995 00034 0516 030579004 Y1235745500AffilyyGitoconiame 2 of 12 CONFIDENTIAL EFTA_00133171 EFTA01275308 UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your finandal Advisor: May 2016 Friendly account Met Account number. SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account Summary of gains and losses May2016(4) Year to date (1) Opening account value 31,220,040.57 $1,311,717.81 Deposits, including investments transferred in 0.00 3,890.00 Withdrawals and fees, including investments transferred cut -63,899.55 -161,504.45 Dividend and interest income 15,292.79 29,469.21 Change in value of accrued interest -6,457.95 -2,062.53 Change in market value 4,341 51 -12,192.67 Closing account value $1,169,317.37 $1,169,317.37 Dividend and interest income earned For W rposes of Ms statement, tie/tatty of interest and oink:lend income has been determined tram a US lac reporting gercediee Based upon the residence of the account holder, account type, or product type. some Interest andra dvidend payments may not be subject to United States (US) ardor Puerto Ri(0 (PR) Income faits The dent manlier statement is not Intended to be used and cannot be relied upOn for tat purposes. Clients should refer to the a;plictie tat reporting forms they recent Iran UBS annualy, such as the forms 1099 and the forma 480. fa lax reporting information Ills the practice Of U135. to He the applicabe tar reporting forms with the US interns' Revenue Semite and PR Treasury Department. and in such fOnrn accuratey (rasa f y clindend arcya interest 45 tag <MTV or tact* imam Mese consult your Ind vdual tax prepare/ May 2016 (5) Year to date (1) Taxable dividends 0.00 3,610 47 Taxable interest 14,981 15 21,118 17 Tax-e*mpt interest 0 00 3,750 00 Miscellaneous 311 64 990.57 Total current year $15,292.79 $29,469.21 Total dividend & interest $15,292.79 $29,469.21 Wives reported telory exclude products for which gam and losses are not dNsifed Realized gains and losses Unrealized May 2016(1) Year to date ($) gains and bsses (5) Short term 0.00 586.02 0.00 Long term 4,605.50 6,027.80 52,078 43 Total $4,605.50 $6,613.82 $52,078.43 Cash activity summary See Account activity the month for deals. Balances in your Sweep Options are induadin the cpenng and closing bdances roue. FDIC insurance applies only to deposits e u8S Rank USA, rot to deposits at WS AG. slanlord Er an(%) or bank deposits paced throw", the ups intetnecorizi Deposit Account program. SIPC protection applies to money market sweep fund holdings but not bark deposits 5•9 important information abOuf your Stafernent on the last MO pages cf this document for deters May 2016 (5) rear to date (S) Opening balances $1,306.76 $541.48 Additions Deposits and other funds credited 0.00 3,890.00 Dividend and interest income 15,292.79 29,469.21 Proceeds from investment transactions 50,000.00 130,303.76 Total additions 365,292.79 $163,662.97 Subtractions Professional management fees and related services 0.00 -3,891.62 Other funds debrted -63,899.55 -157,612.83 Total subtractions -$63,899.55 -$161,504.45 Net cash flow $1,393.24 $2,158.52 Closing balances 32,700.00 $2,700.00 SDNY GM 00022552 CtIPPC003005593131 MI003191995 00(104 OS16 030579004 Y123574%0000:10 Page 3 of 12 CONFIDENTIAL EFTA_00133172 EFTA01275309 *UBS UBS Strategic Advisor May 2016 UBS Bank USA Deposit Account APY Interest Period Apr 7 - May 5 Opening UBS Bank USA Deposit balance Apr 7 $1,250.00 Closing UBS Bank USA Deposit balance May 5 $12,178.59 Number of days in interest period 29 Average daily ba bnce $2,385.72 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: Friendly account naml Account number: Your investment objectives: You have identified the Following investment objectives fa this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenr at the end of this document Your return objective: Current income &capital appreciation Your risk profile: •nmary Moderate investment elicitor:fly consderat,on None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. GHISLAINE MAXWELL Your financial Advisor SCOTT STACKMAN:LYLE CASRIEL 212-821.70001800-308-3140 CrIPAS0CE005583132Nn0C0I9I995C0034 0516030575004 Y123574550 CCifffiyGht000ntlit 4 of 12 CONFIDENTIAL EFTA_00133173 EFTA01275310 *UBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your N vandal Advisor: May 2016 Friendly account name: Account number. SCOTT STACKMANYLYLE CASILEL 212-821-70001800-308-3140 Your assets Some prices, income and current vaues ShPan may be approximate. AS a tette. aidlOsses may not be accurately reflected. See Aporunt inromefron about your statement a the end of this docurnem for more infornason. Cash Cash and money balances Cash and morray balances may include avalaole cash balances, UBS Bant USA derout account balances, UBS AG Stanford Branch depout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n applicable limits, but are not protected by S/PC 085 AG Stanford Brant h deposit account balances an not 'muted by FDIC and are not prOleded by SIPC Money market sweepbalances are protected by PPC but and not insured by the FDIC. $ the important information about your statement at the end of this doctrnent for details about those bSances. Hddng IRS BANK USA CEP ACCT 1,30676 Opering Wane. Clovng belaxe on My 1 (S) on May 31 (I) Price per share Average on my 31 It) rate DnIdencl Interest period Das n period Crid intent (1) Equities Common stock Purchase pad Trade Mother Average prIce Hddng date of shares per shale 10 BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 1 35% May 17, 11 303.000 I1 860 Jun 21, 11 313.000 10.670 Aug 2, 11 328.000 9.802 Security total 944.000 10 751 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: $1,555 Current yield 4 86% Nov 18, 10 1,023 003 36 416 Total Total estimated annual income: $1.744 2,700.00 25090000 Pnce per share Cost basis(S) on May 3t (SI yam on untainted Hddng May 31 (1) on or loss (1) period 3,59384 14.790 4,481 37 887.53 LT 3,33986 14.790 4,629 27 1,289.41 LT 3215 15 14.793 4,851 12 1,63697 LT 10,148 85 13,961 76 3,812.91 37254 19 31.280 31,999 44 -5.254.75 LT 147,403.04 145,96130 -$1A41.84 SDNY GM 00022554 C elP7C003305580133 NV7003191995 00034 0516 03057%04 Y123574$50000000 Peg • S of 12 CONFIDENTIAL EFTA_00I33174 EFTA01275311 *UBS UBS2016 Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nandd Advisor may Friendly account name Account number: SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 Your assets . Equities (continued) Closed end funds & Exchange traded products total reinvested d the Iota Cl S reinvested dudends n does not include any cash dv1dends. II is natal& lot for the purposes of determining troldrg periods or cost basis. The shares you receive tin time you reinvest d widen& become a separate tax tot. Cost bas. 6 the tots purchase cost of the security. lndudng reinvested dudencts The cost basis may need to be eluded foe return of capital payments in order ID determine the Austed cost basis lor tear reporang purposes Hcldng SPCA S&P SCOETE TR Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 (Al: 35,385 Current yield: 2.06% Other equity investments Coat basis and guns and losses have not been adjusted enlanytictlly for return of capital payments Restncted security values are estimatedfor informational purposes See important intolmation about your statement at the end of this document for additional information Purchase price Nurrber Averiy price of shares per share (S) Client investment (5) UnleaN:ed(tar)gam or doss ef the clIference between the current value and Iry cost bars aid would generale be your t sable gin or loss if the sec why was sold on the date The unteakzed hex) ga n ce loss may need to be ads riled for ret tan of cap tal payments in order to determine the reozel gain or lees for tar "Wiling purposes Imeament realm Is the current value r,fnus the anount you invested n does not include shares that aee not reflected on your statement, includng shares that hare been realized as either a gin or a toss II Olio does not include cash dudends that were not reinvested Cost basis (S) Rice per share on May 31 (5) Value on Unrealized (tar/ Investment Hold rig May 31(S) 9310 or loss (I) return (I) Period ticking BLACKSTONE GROUP LATHE ()MT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange: NYSE EAI: 12,360 Current yield. 8 10% Tra die hunter of shares Purchase pricer Average price per share (5) 208533.63 209.840 261,250.80 52,717.17 52,717.17 LT Cost Prat pet stare Vaue on Unregued ticking basis (5) en May 31 (5) May 31 (S) gan or loss (S) penod Sep 15, 14 1,113.000 32 224 35,866.06 26.190 29,149 47 -6.71659 LT CW70308005590134 NP70C0191995 00004 0516 030575004 Y123574550 COIMYGM00022,Ste 6 of 12 CONFIDENTIAL EFTA_00I33175 EFTA01275312 UBS Strategic Advisor UBS May 2016 Your assets (continued) Fixed income Corporate bonds and notes Prices are cats nrd from IrdependMl quotation bureaus thee use catputenea valuation formulas to calc Watt current yaws Actual market vdues may vay and thus gairtsrlosses may nd be accurately reflected Cost basis has been ailusted for arcieleOorsainal issue &count (DID) Cost basis ha been *icing BANK OF AMER INTERNOTES NTS WE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 1240.00 CUSIP 06050VYDW2 MOOdy. Baal S&P. 888+ EAI: 32,700 Curen1 yield- 3 57% Nov 01, 10 150,0130000 100003 1E0.000.00 100.795 151,192 50 1,192 50 LT JP MORGAN CHASE & CO NTS EVE RATE 07.900% MATURES 04129149 ACCRUED INTEREST $987 49 CU9P 46625HHA I Moody. Baa3 S&P 888- EAI. 311,850 Current yield. 7 73% Dec 22. 09 150,000.000 105100 157,650.09 102.250 153,375.00 -4,27509 LT Total $300,000.000 5307,650.09 5304,56750 43.082S9 Total accrued interest $1.227.49 Total estimated annual income: $14,550 Account name: Account number: Friendly account naml Trade Total face vaue Purchase die a matully (I) Pace (S) GHISLAINE MAXWELL Your PI sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 asornadcaily aclustedfot amortization of bond prernum using the constant reld met Nod If you have nude a tai election to deduct the premium snort ration on tattle (*Di sec unties. you may request UBS adult cost bais for the tondPfEsoom amortization. A4usled cost bars (S) Price on may 31 (S) Vaue on May31 (1) Unrealized Hdcang gan or loss (I) WOO SDNY GM 00022556 Cile70303305560135 NV7003191995 COCOS OS16 03057%04 Y123574$50000000 Pig. 7 of 12 CONFIDENTIAL EFTA_00133176 EFTA01275313 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II Bendel Advisor: May 2016 Friendly account name Account number: SCOTT STACK MAMLYLE CASRIEL 212.821.7000800.306.3140 Your assets . Fixed income (continued) Municipal securities Prices me (Vaned from Independent quotation bureaus that we carpuseszed Suction formulas to ciscount for securities Issued a a discount. When origIned cost basis ks &played, mons/non has been St date current Sues. Actual rnmket Sues may way and thus ceinsilosses may not be accwately done using tit constant yield method, otheml se canonization has been done using the streight Yne reflected. Cost basis ha been autoenaticaty miusted for mandator; amortization of bond genius on method coupon tm.eterrpt munIcipa smuntles using the constant yield method and for accreted olignif Issue Hddng Trade date Totalface Sue a matt...10(P Purchase pncef” A4uSted cost bass 01 Elite on May31 CP Vatican May31 (5) Unrealized gan Of 105$ (i) Hddng Mood MICHIGAN MUN BD AUTH RV PREF BEM PRE•REFUNDED RATE 05.000% MATURES 1001/26 PREREFUNDED 1001f 16 0 100.00 ACCRUED INTEREST 5374.99 CUSIP 59.155T3R1 Moody. Not rated S&P. Not sated (Al: $2,250 Current yield: 4.93% Original cost basis S46,406.80 Nov 22,11 45,000.000 100.851 45,383.34 101.469 45,661 05 277.71 LT B1RDVILLE TX INDPT SCH D PREF BE/PI PRE-REFUNDED RATE 05.000% MATURES 0211929 PREREFUNDED 02f 1917 0 100.00 ACCRUED INTEREST $1.324 99 CULP 090874U5 Moody. An 58R: Not rated EAI: 14.500 assent yield: 4.85% Original cost basis 593,704.74 Nov 14, 11 90,000.000 101.639 91,475.20 103.067 92,760.30 1285.10 LT MC NIGAN MUN BD AUTH RV RATE 05.000% MATURES 1001/26 CALLABLE 1001/16 0 100.00 ACCRUED INTEREST 441.66 CU9P 59455T485 Moody. An SW: AAA EAI: $250 Current yield 492% Original cost basis $5,034.35 Nov 22, 11 5.000.0O3 100.188 5,009.42 101.530 5.076 50 67 08 LT continued next page CNP70009005590136NP7000191995 000040616 030575004 Y12357455000Myokt gcuSe i Of 12 CONFIDENTIAL EFTA_00133177 EFTA01275314 UBS Strategic Advisor (SUBS May 2016 Your assets Fixed income . Municipal securities (continued) IWdng trade date feral fete vaue at maturity(S) NI(1126e Octet) A4usted cost Masa) Price on M 431 (I) May 31 gianUllorreloSS 44(.1d) HPe cking 000 BIRDVILLE TX INOPT SCH D BEN RATE 05.000% MATURES 02(1929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 4147.22 CUSIP O9O874lM8 Moody An SW: AAA EAI: 4500 Current yield 4.85% Original cost basis 510,056.85 Nov 14, 11 10,000.000 100.228 10,022.85 103.082 10,308.20 285.35 LT Total Total accrued interest: 51.888.86 Total estimated annual income: Preferred securities Hddng 57,500 Tiede dna 8150000600 Hate of Own Pu (MS e Once per Mao IS) 5151,890.81 Con baus(S) Puce per store m May 31 (5) $153,806.05 vsue On may 31 Cla 81,91524 Uniellized gan or loss (S) Hddng rancid OTIGROUP CAPITALX.11 FXDIFLT TRUST PFD 7.875% CUE 1030'2040 Symbol: C.PRN Echango: NYSE (Al: 118,490 Current yield: 7.09% Oct 4, 10 10,000.000 26.130 261300.00 26.070 260,700.00 -600.00 LT COUNTRYWIDE CAP V 7.000% CUE 11101136 CALLABLE Symbol: CFC PPG Exchange: NYSE (Al: $7,350 Current yield:6.8O% Oct 26, 10 4,200.000 23.518 95,778.96 25.730 108,066.00 9,287.04 LT Total Total estimated annual income: 525,840 $360,078.96 $368,766.00 $8,687.04 Account name: GHISLAINE MAXWELL Frit nd ly account name: Account number. Your Mundell Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 SONY GM 00022558 CW70300305593137 NP7000191995 C0004 C516030575004 Y123574550000000 Page 9 of 12 CONFIDENTIAL EFTA_00133178 EFTA01275315 SUBS UBS Strategic Advisor may 2016 Your assetskontintieco Your total assets value on Mel 3i (5) Percentage of your account Cost basis CS) Esimated annual income (1) UnreiNed gen°, loss CS) Cash Cash and money balances 2,700.00 0.23% 2,700.00 Equities Common stock 45,961.20 47,403.04 1,744.00 -1,441.84 Closed end folds & Exchange traded products 261,250.80 208,533.63 5,385.00 52,717.17 Other equity investments 29,249.47 35,866.06 2,360.00 4,716.59 Total equidu 335.36147 26.77% 291,802.73 9,4119.00 44356.74 rated income Corporate bonds and notes 304,567.50 307450.09 14,550 00 -3,08159 munkipal securities 153,80605 151,890.81 7,500.00 1,915.24 Preferred secunbes 368,766.00 360,078.96 25,840.00 8,687.04 Total scatted interest 3,126.35 Total fixed income 530255.90 71.00% 819.619.66 47,590.00 7.519.69 Total $1,169,317.37 100.00% $1,114,122.59 $57,379.00 $52,078.43 Account name: GHISLAINE MAXWELL Friendly account name Account number: Your II sandal Advisor: SCOTT STACK MANY LYLE CASRIEL 212.821.700&800.308.3140 Account activity this month Date Mikity Ot1CfniOn Amount (1) Dividend and interest income Tacabfo interest May 2 Interest COUNTRYWIDE CAP V 7 OW% DLJE 11101/36 CAU.A8LE PAID ON 4200 1,837 50 AS OF 05/01116 CUSIP: 222388209 May 2 interest P MORGAN CHASE & CO07.900% 042949 D1O0423064,O03008 NTS EWE 5,925.00 PAID ON 150000 AS OF WOO/ 16 CUSIP: 46625HHA1 May 2 Interest CMGROUP CAPITAL XIII EXCIFLT TRUST PFD 7.875% DUE 10/3O2040PA1O 4A16.09 ON 10000 CUSIP: 173080201 May I I Interest GENL ELEC CPTL CORP 00.820% 051116 D700511071-081107 MED TERM 102.56 NTS CUSIP: 36962G2V5 May 16 Interest BANK OF AMER INTERNOTES03.600% 111516 DTD11041CFC051511 NT5 2,700.00 81E PAID ON 150000 CUSIP: 06050WOW2 Total taxable interest $14,951.15 CNP70X00055.93138NP7000191995C0034 0516 030575004 7123574$5003MyGhtooS 10 of 12 CONFIDENTIAL EFTA_00133179 EFTA01275316 UBS Strategic Advisor *UBS May 2016 Account activity this month (continued) Account name: GHISLAINE MAXWELL I Friendly account name Account number. Your PI sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Oate .401)tly DeS4 Dalton ArrICtuat Divided and interestingly (continued) Miscellaneous May 9 Dwdend BLACKSTONE GROUP LRTHE UA1T REPSTG LTD PARTNERSHIP INT PAID ON 311.64 1113 Total miscellaneous $311.64 Total dividend and interest income $15,292.79 Date Activly Descripton amoral (S) Other funds debited May 2 Transfer JOURNAL TO VI 23575 GHSLAIIIE MAX1ArElL -1,306.76 May 12 Transfer Total other fi nds debited -$63.899.55 JOURNAL TO VI 23575 GINSIAINE MAXWELL -62.592.79 Investment transactions lot more informal°, atotet the pactivalue shown for restrictedsecurities. see Important rntormation about your statement at tne end Ot MS 00C unent Date Activity Desceptebn Ottamity Vaue (S) Price May 11 Carl Redemption Proceeds fran funds Investment vothdrawn Icc accrued transactions (S) imesurents bought (5) merest (S) GENL ELEC CPTL CORP 00.820% 051 116 OTCOS1107 FC081107 IVIED TERM NTS CUSP: 36962021,5 -90,000.000 50,000.00 Total $50000.00 Date Activity Cescrebton Arrount (5) Money balance activities Apr 29 Balance forward $1.306.76 May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 10,871.83 May 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 311 64 May 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 50.102.56 May 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 0912116 -62,592.79 May 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,700.00 May 31 Closing UBS Beak USA Deposit Account $2,700.00 The UBS Sant USA Deposit Account is your primary sweep cotton SONY GM 00022580 ClIP703011305580139NP7003191995 00004 0516 030575004 YI 23574S50 000000 CONFIDENTIAL Page 11 of 12 EFTA_00 I 33 I 80 EFTA01275317 *UBS UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your 14 nancial Advisor Friendly account name SCOTT STACK MANLYLE CASRIEL May 2016 Account number. 212-821-7CC0/800-308-3140 Realized gains and losses The estimated realized gam and losses stow, below ale not for tac purposes. Please note that gan or loss recognized on the see or reckrrption of cenaln Structured PrOduCtS, Ike Contingent OM Securities, rnoy tie ord nary, and not capita, gain ot loss. Mtge Chetk wth your tar adeS0i TO (Olaf Se gam and IOW'S. we liquidate the detest security lot first. This is known as the first.' n first out or FIFO azcou riling method We use Ow method unless you specified wbf h tar lot to close when you plaedyouf order. This O known as a wino purchases or VSF order See Important information about your aortae& a the end of this dectenent for more Long-term capital gains and losses Security description Method GEM. ELEC CPTL CORP 03.820% 05111601'0051107 1C081107 MED TERM NTS 1110 50,000 000 Dec 11,09 May 11, 16 Quantity or PurchAe Sale face yard date date information. We ma, not ad ust gans and losses for al sista changes. We autcmaucaty adjust cost basis for ta..exerrpt and AMT coupon munlopa sec unties for estimated anorizaton 01 bond wen um and for accreted 011) Ip sedzitieS issued at a clsccurn II you iegdSled that Ilt3S Slug COP Was lot the 0Ceid premium terorttation on tootle debt secuntiesthen cost Ono reflected for these securities has been adjusted Estimates in the WrOassifod section can not be classified as short tensor long term betas. inf.:UMW:On is rrisAng or the product is one in which the gat Moss calculatco is not provided yak Cost amount (5) bad (SI wash Sale cost basis adjiziment(S) toss (SI Gain (S) 50,000.00 45,394.50 4,605.50 CelP1C0060055€0140NPMC0191995 00004 0516 030575004 ys 23574$50 CO'MY_GM_0002ftill 12 of 12 End of statement for account number YI 23574 55 CONFIDENTIAL EFTA_00133181 EFTA01275318 Important information about your statement U3S Fiume's' Services to. (the Firm or UBS Fins-cid Serekes), is a merrber of all principal acuity, ccmrroity and options eschews. UBS Fisancial Semler, and CBS Balk USA re i-diect subsidenes of UPS AG and affihaes of U3S Stales LLC. The Files thanoal statemert C available upon recsest The Fine% exeosis offices we a. WS Fine-cal Serbs Ix. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of you' CBS f ?uncial Semites account. Other records, soma official is docunentx contanng conflictingdata should rot be relied spas II you bane thee e an Mee a Omn9On please report it immediately n waiting to the Branch Manager of the office serviu your account. Alltoup a ligure. shown are Mended to be accurate. statement olio *cub not be wed fa to proposes Rely sloth on yeawnd tax Iamb (L e , Form 1099. 5498, 10425. etc ) when prepamg your tax return. 1-*Fim s required by law town to he IRS all taxable dividends, reportable nontaxable dstickna and =able Merest erred on simile, held rimy scant, rid swede on sit betractiore, rd cost basi:incertain covered seines. Czeolitslieatilitle with de Finn • Please recortinn eta oral combine/bons in *eking tofurther protect your darts. inducing your icier under the Se:trines Investor Proteceon Act (M7A) • d the financial iatitotion cn the top let of to tat of this amens* isnot LBS f mita Sects, LBS Francis' Penises carries vas =aunt as clearing bicker by arra-gement with the re:bated institutors We in forced of this 'Vit.:115k, when you opened this accost h the cast your lent and sealties tre located at LOS financial Services and rot the itred.org broker, ad you mat mcdue a epos of any era or omission to bode firma. As described to account agreements, you must natty w d ant errors or fraud Thotrig chedcs reflected ion your statement wash 30 CItyl alter t was mailed or made available. Agnomens shall be deemed complee and accurate n all other repels if not Seeded to in vettrg within 60 days • Please deect outromer cornetist or twines to to Fen's C lent Reborn Oepatneet at 201.352.1699 a totes at 903.354-S03, 0:03 A.M. to 693 P.M FT Monday through Friday. or in writ -g to U35 Financial Senices lax., Client Relations Depalment, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or gone:re about an electronic knob trainer (71). bit payment a UBS Votokbit card transactions, call 912762-1000, a write to UBS Fronde' Senices Ix., 1000 Barbs 814, Fith floor. Weehankers NI 07086, Attrx MW855. Sakes. Caller Write as soon o you can, if you tee yar statement a receipt k song or if you need more iicanaten Scut a transfer on the statement or receipt The firm or Card Issue (as esticable)must hear from you no later thin CO days after **Sim sent yOu the Int statement on which the eta or problem anted. - beide yocr none rd score nester Of any) - Deco& to !MX Of the ender you Ye inure about, and splain as ckath as you cal why you believe a is al error a why you need more rikensim. - hoed. the dolor arrant of the suspected IOU. The Firm or Card Issuer wt hostiote put rampart and eel correct my error promptly. for alleged eras imolvng UBS Via debit cad tratradia if we take more than 10 busCossdays to Si this, we will credit yas accost for the anoint ytuthilk 6 in error, so tea you will have the use of the money during tie tine it takes us to complete our mestigstion. Please mice all checks payie to the Fern or the financial instinct Saluted on he front of this statement In addition to regular accost lees, accounts may be Saks to maiionarce leer, chins. for Ise parent for securities purchases and charges for unpaid emus* in cash octants. Accosts that re transferred to other instiutirs may be subject to a transfer fee UBS Sweep Oseiens offers options for weeping cash biros balances to teak deposits at UM Bak USA and LEIS AG Stanford bunch (Bat Sweep thwarts), money market mutual lads (Money hods) sod the interrutional Deposit Accant (DAff of cabmen with in Intarotional Ancona Llanagarntra Accost. Though the Bak Sweep Programs, cash balms we swept to LES Bank USA is to an established Irbil ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at I_ES Bank USA an FDIC Mad in accorda-ce with FCK stn. format information phew esit wwwfdic rt. Deposes at LEG AG Stanford Brach ad shares of MoneyFadsare rot Owed by the FDIC. Through the DA, (milable to cash Isolates are swept to depose scants al UBS AG New Yak Branch and LES AG Cayman Ranch Thew deposits arena Muted by to FDIC. Balaxes held at the LEG AG Cayman Brandi are temporary mooted to the sovereign Ink of the Calms Wasik and there is no guarani** or other obbution of UBS AG to repay to balances whiff on The LEG Caymon's Brach's books. Depose, at LBS Birk USA and each UBS AG Branch are not protected by SIK. Money Find shaves are protected by SIPC. See 'LOS financial Services Accost Protect-an' below. Upin you request balances n the Bare Sweep Program or DA may be withdrawn and shares of a Money Furd may be lisidated, ard the proceeds returned to you or your seoseies accost. Ftrtho• Hammon about available sweep optcn nckedreg cumin ireerest rates and tit, 5 imitable at wmvubscorretweeprekk from your F natio' Advisor or by calling KO-762-1000. UN Financial Servkee attain protection The Fr-n rt a rroni-or of the <en plot I--ento• rettectrn Corporation (SIPC), which petteCtsItOalieS taCcntS 01 its members up to $970,000 (including 1,250,003 kr dams for cash). The MK asset protection limits arty to all accuses that you hold h a partible- caecity. The inn, together with certain aft Orates, has also parch/ad eSplarientel plebeian. The madmen amount pa/al:410 at •Igible chit, CON Klink code this erasion is ZOO maroon s of Docents 10, 2015. Stbra to the poky orditorts ad limilatian, cash a the him is further protected fa up to SI .9 million n the aggregate for all your accounts held n a patioulor capacity. A fii copy of thepoky wordisg h sailebb often request. The Slit protection ad the suppkmental protection both do not mph to • Cr.lin Unseal assets controlled by (and Mixed n your account value) but hell away from LOS Fine-col Services (e.g., certainty cash at UBS Bark Va. 00 cash at 1.8$ AG U.S.banrhes, (4 Murano poolots, including valible annuities, aid (in tares of Maud funds where such than re registered duvet& is the name of the account hobs on tie books ad records of the applicasb des* a trader agent), • Certain mesb-nent contracts or innesiment interests (e.g., bleed pannwships and private placements) tut are rol red's-toned taller tw Securkies Act of 1933; ad • Commode*, contacts (e.g, foreign silage and preccus metal contracts), including futures contacts ad commodity option contras The SIPC protect Cin and tie supplemental protectiondo not apply so these assets then if theyotherwise appear on you statements. he StC protection ad the 9470hrnental protection do not protect against changes n the market vats of yar investments (Nether as result of market movement, issuer balsruptcy a °think.) More irtonnaton n amiable son repast. bums °bun more Senn:vonabout SIPC, misfit") the SIPC Brockm. by contacting SIPC at 202-371 -83C0 or by Meng the SIPC webae at wenn/mom Dividend Reinvestment Pregame pun The are reflected b an anew price. You may °Nan the actual price Iran you f rectal Advises. Or4 *hole shares are purchasedunder DRIP; petal them wit be soli ad the cash wit be Spotted your want The cividerd reinvestment price applied by the Seer may • ffer from the mike pea a which the partial tires re sold CS.-' lieu Dray whole urns may be held n yar accw-th If you ere entitled to a petal unit a a result ol a chiderd payment or Ohintrite, the Firm will ether sell partial use at market price a accept an amount determined by a regiaered ckarg agency. ad credit yes accost. Investment objectives The isonlmeri objection and risk profile are spec lb to each account and may vay between you accarits Mese advise the Finn moot& in wining of ay 59-Scant change in you Ionia Weston or investment objectives For eachaccost held you choose one of the folbseu inseams chastises. CONFIDENTIAL • arootece Cummt loam.: hvestments seeing the generation of income enth. • Arbriv CAS*, Appreciation. Investments sang /myth of principalrather than the gererstion of roam. • Produce Contbauebn or scene Capeta( depot:non. freedinents bang both the genera's of ham. and growth of pritcpal. Overall risk profiles • Conseevabe. Seeks to manten nilid pi-cipal, with low risk and valets to the acccan °weak nen if tit means the accost does not generate signitPant 'roam or returns as1 may rot reap pre with Minion. • Moderate: Willing to accept sane risk to piroPal and totem* some notattity to seek higher returns, • Aggnisseve: Wiling to accept high Ms to pnncpi and high vole lid to see high returns oar time. • /or Lament ElOcrlay Cootileration:f sniffed, a PtniOn of the poreloli, f or that account may exist canplex strateges, limited Wacky and rate voktiky. Statement Theuesheldier We may consordase al related account statements with the sane Wass in the sane emcee:ye, e.g. because they have owners who abet martan Sol account •etairrehips well other clews a the fame addressif you peeler to wee indurdual statements mailed is separate envelopes, you may dectre hsaholdno by caging your Nona Admix Friendly award name The bade/ acccu-4 nano is a cusiornealo 'nickname' chosen by you to assist you with your recordleePre7 has no legal effect On yea account You can change yet triendth scowl names. through °nine Services a by contain; your FiVnoal Adtnor. Account overview • vote Saw accostroorthoto. Net of assets and • Ana hcbdes an cash balances, vdues Ice restricted warty lest), and GlobalTim Deposit, urea marks to make, and certain assets not held by the Fine. Does rot include unpriced seositiciassets at the end a the ;nor and carent statement periods, or prate isesemene smelted stock options and eraceable stock options • Othildes Includes debt balances. Weaning moron bins, credit lire, tats. orst balances. • Cadtheriney Patinas Total of unimested amiable cash balances, plus deposit Slates a UPS Bank USA, LBS AG U.S Branches ad money make mutual fund sweep biros at the cbso of tie statement ;Sod lew-cceerrodity free credt balances in you' account are rot swegaed tom other balances and the fin may sue sty of these lads in the ordinay course ol As bunnies Tee funds re payable ism your downed. This total is ridded in to arrant period citing Vain Lending information Re detached onloinlatIOn On the Firm's lending mattes and Santry,. refer to pas Client Relationship SDNY_GM_00022562 EFTA_00133182 EFTA01275319 Important information about your statement (COntintlet0 Agee/nerd or ACCOLII Agfeefterla and the General Terms ad Conditions U3S Statement of Credit fraction avoidable in Agreements indeed:sures at yaw frotafarent intekrinto met VOW Meets Your statement itemizes mattes and other assets hell ro the avant at the end of to statement period. You may ask for delved? Of K4 paid seariies al anytime. You may remise securities used as loin collaterit alter paying any balance cis on them. Any securities transient to At Firm dreg the statement period are listed at market vabe as of the end of the statement period. • Cart basis n detemining die cost basis of tie securitiesincited in this statement, were indicated wih the number" l, • WS F nonce.' Services has relied aninformation obtained from sources other than 1.85 Ftracial Senices, including Acemation from another him a that scum./ have provided to yea Finaxial Athesor. The Firm does not indepenantly serty a garde* the aco_racy a validly day idormation Provided by soave, other than LES Phancial Sonia. atition although MA -acid Serects greralY Le:dates fib nIcemation as it is recent, the Finn does not provide any assuarcet tut the Hamad, seder "Con base ad *Unmated gorf loss' is accurate as of tie date of this statement. As such please dons reky on this Hantion to make ;manta sale decisions fa tax puposes or otherwise. Accounts natant to tie Firn may reflect gee-floss adarroten only for the period cd tine they are held ate Fim More historical information cab, aided by you' Fnaxial Advisor. • Unrealised gaits/loss %teen data s wadable, unmated smeared duinilown we cactiated itevitial teaser lots. The transacten data for edvilial lots may or may not ref led commissions, ender security reorganizatan events degas cl and otter reinvestment lots ad systematic carchne lots are each combined to display ore averaged lot The 'Trak date' com mn presents the cegiul transition trade date. • Callable securities Bonds and pherred stock that ttre ever cats for eat redenthen will be selected rya-tally by lot Crow arrow all mann of fee issue held hoarse/net:camomile. none fa or clients Call Gate itmsatia is obtained from third patties and is accuracy is not gorantord. Other call hares may Mai which void ailed yet comMete information Lek* croett upon request • Certificates of deposit (0.). CDs are FDIC aired sotto $230,000 in principal and accrued Ham per depositor ate per depository inoituna in accordance wit MK nit • Price/value Prices drat:mid for settles and toter do:clots may be higher or lower than the price that wu would actualY receive in the mar likes obtained from writs thid party sources whiti we tekew to be relable, bit we donor garadee thei accuray. - We gent* Lae he closet price when avakke the mean of the bid rd ask price, kr listed sateen and optera or only Al prices for OTC sect:Wes. - Less 3Ctivair traded securities may be priced LAN a valuation model ate most recent ri ce we obtained and may not reflect an actual matte price a vase - Certain positions may weer video_d a price ad will Aar as 'take was rot awalable• it we re triable to obtan a price fora sewn), - Dwain a securities denominated ilcurvercies other thin U.S &Ors a reflected at the hoar rate as of the Patriot date. - for certain sectriles fading n non-conformrg denornnstrons, price and qualityRace Hue) may have been adjusted to facilitate reaper Human To cbuin Arnim thatabris, when availabk. contact nor Fir snits Ades,' • Private investments and 'structured products- !ovate Att u. secs nes fix Laing clittl participation program ad real acute investment tuct crates) and struckred pro:Cysts are taffeta, highly desed. Caen sena-bad proolds have not been registered with the Securities and E.d,age Commission ce under avy state seeurfieTars. We von* ostmated value$ for private investment secant ird structured products for Hormatanal purposes any. Atarary Sam °Lathed. - These vitas may differ sastati0y ken prices, il any. at which a pride Aetna' lb structured product maybe bought or sold and do, rot necessarily represent the vaia you may receive spat liquidator. - Third pay somas of vale ate as detrain date rd an supplied to UBS Finarca Services on a rapier basis by an independent valuation firm. - HA. general oannr or sponsor estimated vales. it ay, ate applied to the Fm by the issuer, general partner or wows and may be Stated based an di( erent information from tat used by third parties to &nye their estimated values. - You can obtain additional nkernation regarding the metwoblogy used to decennia the estimate cit wan and the dale die Hamadanthat is the basis kr the estimate by contacting your Financial Advisor - Third party 'singed vales may be reflected as 'Not piked' in several situations when an Idependent valuation tiro has not scarfeda it valet to Air a vals. Hero we become ware that a matenal event has caused tat may call a ateaudy reputed value et question, or when a value would be highy *Wane due to tie nature of the security. - When neither an ester, general partner or wonsor estimated value nor a third-pay Hinted take is wooded, the vela d tale secaty wilt* diderent from its paha* price. - • ladtributicos to date' may indude ratan of capital, morn. orboth. - 'Original unit size' represents tie Anal offering pate per IA'S ra d mar not reflect you con bast - OPP ad unlisted REM sautes a not listed on a national ocurines exchange. and as goner* liquid and ever) if they am besot tie prke received may be lee tan the per dare estimated vain provided n the a-coat statement • Restricted securities Restated sewn/A generally are not currently elglok to public sale. UBS Financial Servile, use. the maim priced the unrestricted stock of the sane issue( as an imputed value for Iht restricted Oak brouposes HA; statement oak To the extent tat netted sautes are elgbk to sale, the value reared may be sastartaly less thin the imputed vain town • Est. (estinaed) income. arrant yields and rates. M estimate of anus( income is based a current dividend ad interest rates, assuming ter startles will be had for ere war from statement date or ad maturity The Hindle bony a gudolne; accuracy and continued income are not auratted - Estimated email Home and curet yield for certain types of washes could rekele a retie, of pried:dor capital gain is which ease the est income (a-dcurna yell would be overstated, - Estimated anal income and amid Weld ard tie awl Aar* and yieU mitt be lower°, higher than the estimated anoints. - An estinah of arrushed income (dirklend enter interest) divot by the current market valataverage balance is based on the Last distend or hired payment made by the si suer and tonnes tie sectrhAdepats will be held for one year Iran the statement date or until remedy. Accuracy at continued yell are not guara-deed • Assets not held by UBS Financial Services. Certain Ads se rot held by the Fnn art not motel the Arn's possession se control. These assets ate Waling on acts staternerd for informational purposes only Positions and values presented re provided by dal issuing firm. UBS Inancial services is not rerperwble tor Ns information and don not guarantee its accuracy. dyne assets rot protected by SRC or tie Fires suladasental Slit Own?. • Revenue shuts and additional oomputsatice. — In ackSticn to commissions on saes and 12b.1 lees received n correctionwith tie destributiai et mutual fund to our dents we anchor our Ahab/ receive revenues hrirK) Payments from didnbotors ads( advisas of the nasal funds that vie sell. These anoints are based on two Merril corrporents (Eta emoted of isles by UBS of a Patter mutual fund family to our clients: and CO the asset value of a particular mutual fund famiya shares held a the Iran — LW and as MIAs* ako receive networking aid combs processing fees n contention for transfer agent servces that we prow* to the nutud lint. These fees generally are pad from investor asses in the nuke I Cut and ate a Coed dais amount based on the nabs- of accounts at the brokertealer tiding mutual fat of that fund fmiy CONFIDENTIAL — In addtion to commissions received n connection with the sale or destitution of array contracts and art investment but Irak 10 Ole clients, we ands( our affiliate rectos revenue sha'rg compensation from tasty of the insuance companies Undenrieg the amity Centrals, Wises of Ho Aura carpals or sponsors of teat irriresimmt rusts we distate. - Our affiliates abo receive trading commosions rd otter convenience, from nasal fuck and insurance companies lotto products we derbute. - We receive an anal fee from UBS Bat USA ad LISS AG Stanford Brands °Aoki 425 per accord sweeping to the barks under the UBS Bank Sweep Program. Adivity hketation rezoning anintsans and otter charges tarred in conned/on with he exeada of trades, &tart option transactions has Hen incbad on corif irrittare prewousy furnished to you. ri d veIl be provided to you promptly on repast. Short sidling you are engaged in short selling a security, you may ear a charge die to eaten banowig costs for that particular seasity. Open orders Regading open or • gxotilkancelled' orders tat were not executed by the Stlittnitte date, open buy and sea slop orders are redad by the mount of dividends or rig-ds on an ex-dividerad or rraltds date unless instnxted °chemist by p.a. You are responsbk for orders that are executed da to yOur failure to cancel wising open orders. Priem To obtain a copy d as current Client Primacy Notice, please contact you F nett' Atha or vat our weloste at wsw rnm/egive•vne,fry LEG Finawid Sates a not a ball The AMA Bustass Services Account BSA and IRMA re brokerage accounts Mich provide sass so banking services and prodsts text* ATIalrllerlit with all dated baths and other Ihniparty bads, at provides access to rocrace and arrosty crixtrIs owed by unaHiliatedthid-party insurance canpanes through troura-ce agency subsdiaries of UBS Financial Services Inc. twastnere adura-co, ad arwity products, Not FOC instred • No bank durance.. May lose vale RMA. Resource Management Arm 1, Maness Seta Account BSA, IRMA and international Resource Management Accuse re registered service maks of 1.85 Fnancii Services fix WS Signalise t a registeredAdd mark of Viso hkmational LOS visa Gratin ova cards and ten ibsa debt cards are owed by UBS Beret USA with permssion from Visa USA Incorpaated. UM financial Settees We Rev 201604 SDNY_GM_00022563 EF1'A_00133183 EFTA01275320 `UBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York IV 10171.0002 CNe70065052210616x1235v1 0 UBS Strategic Advisor June 2016 GMISLAINE MAXWELL Account name: GHSIANE MAXVVEU. Friendly account name Account number. Your financial Advisor- SCOTT STACK MAN1LYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account As a service toyou, your portfoficivalue of $1,162,82056 includes accrued interest RMA ResOurCeUne at 800-RMA-l000, account 029023574 on May 31 (5) on lune 30 (5) Your assets 1,169,317 37 1,162,820.56 Visit our website: www.ubscomainancialsevices Your liabilities 0.00 0.00 Value of your account $1,169,317.37 $1,162,820.56 Accrued interest in value above $3,116.35 55,143 04 Tracking the value of your account S Thc36311CS '.544 1,311 7 1,169.3 1,1628 Dec 2014 Dec 2015 Nay 2016 Jun 2016 Sources of your account growth during 2016 Value of your account at year end 2015 Net deposits aid withdrawals Your nwstrnen t return DiWdend and interest income Change in value of accrued interest Change in market vague Value of your account on kin 30, 2016 51,311,717 81 4160,314.45 529,905.21 435.84 -S18,452 17 31,162,820.56 SDNY GM 00022564 Member SIPC CNP700C0305505721Ne70C030351 4 COON C616 030575001 vi 23 574550 111010 Page I of 12 CONFIDENTIAL EFTA_00133184 EFTA01275321 UBS UBS Strategic Advisor Account name: GHICLAINE MAAVrEIL Your Amadei Advisor Friendly account naml SCOTT STACK MANLYLE CASRIEL lune 2016 Account number: 212.821.7000' 800-308-3140 Your account balance sheet The value of your account inducts assets held .3 U035 and cenan asses held array from U8S. See page for rrore I dOnnatiOn. Summary of your assets Value on June 30 ft) Percentage of your account A Cash and money balances 436.00 0 04% B Cash alternatives 0.00 000% C Equities 329,587.17 28 34% D Fixed income 832,797.39 71 62% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G 0.00 000% Total assets Value of your account $1,162,1120.56 31,162,820.56 100.00% Your current asset allocation A Eye on the markets Index Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% Percentage change June 2016 Year to date 0.26% 3.84% 0.21% 3.62% -3.32% -4.04% 1.80% 531% CNP70003006505222NP70C0309514 00C04 0516 030579004 Y1 23 514550 1 1ge#eGm00022Rse 2 of 12 CONFIDENTIAL EFTA_00133185 EFTA01275322 $UBS UBS Strategic Advisor June 2016 Account name: friend ly account name Account number. Change in the value of your account Summary of gains and losses lune2016(3) Year to date (1) Opening account value $1,169,317.37 $1,311,717.81 Deposits, including investments transferred in 0.00 3,890 00 Withdrawals and fees, including investments transferred cut -2,700.00 -164,204.45 Dividend and interest income 436.00 29,905.21 Change in value of accrued interest 2,026.69 -3584 Change in market value -6,259.50 -18,452.17 Closing account value $1.162,820.56 $1,162,820.56 Dividend and interest income earned For purposes of this statement, terabit), of interest arc( dnidend Income has been determined from a US lac rep:ding Mreedive. Bated upon the residence of the account holder, wrote,: tape, or product type. some Interest and°, dvidend payments may not be Subiect to united States (US) aria Puerto RICO (PR) Income tares. The (lent monde/ statement is not Intended to be used and cannot be relied utOn for tat purposes. Clients should refer to the applied:4e tar reporting forms they teethe Iran UBS annualy, such as the Forms 1099 and the ram 480 for lax reporting information It Is the practice of 0B5. to file the (ppficaue tar reporting forms with the US Internal Remote SeMCe and PR Treasury Department and on such forms accurately Wbify <Indend redo cr interval as tar eoiroat or tact t 'mane_ nese consult you Ind vdual tax prepare/ kme 2016 (3) Year to date IS) Taxable dividends 435.94 4,046 41 Taxable interest 006 21,118 23 Tax-exempt interest 0 00 3,750.00 Miscellaneous 0 00 990.57 Total current year $436.00 $29,905.21 Total dividend & interest $436.00 $29,905.21 Your Pi nandal Advisor: SCOTT STACKMANf LYLE CASRIEL 212-821-70001800-308-3140 Values reported below exclude products for which gans and losses are not classified. Realized gains and losses Unrealized June 2016(5) Year to date (1) gains and losses (4) Short term 0.00 586.02 0.00 Long term 0.00 6,027.80 46,092.40 Total $0.00 $6,613.82 $46,092.40 Cash activity summary See account activity the monthfog dela la Balances In your SweepOptions are Indtidedon the cycling and closing balances Taut. FDIC insurance *awl only to deposits MUSS Rank USA, not to deposits at LOS AG, starricod Branch or bank deposits pacedthrough the ins internarona Deposit Account program. siPc protection applies to money market sweep fund holdings but not bank deposits. See importanr inearmerion about your statement on the last two pages cf this document for &tab June 2016 (1) Year to date IS) Opening balances $2,700.00 3541.48 Additions Deposits and other funds credited 0 00 3,890.00 Divdend and interest income 436.00 29,905.21 Proceeds from investment transactions 0.00 130,303.76 Total additions $436.00 $164,098.97 Subtractions Professional management fees and related services 0.00 -3,891.62 Other funds debited -2,700.00 -160,312.83 Total subtractions -$2,700.00 -$164,204.45 Net cash flow -$2,264.00 -$105.48 Closing balances $436.00 $436.00 SDNY GM 00022566 CriP7C009305505223 NPT000309S1 4 00034 d616 030575004 Yt23SzaSSO 111010 Page 3 of 12 CONFIDENTIAL EFTA_00133 I 86 EFTA01275323 cat UBS UBS Strategic Advisor lure 2016 UBS Bank USA Deposit Account APY Interest Period May 6 - fun 6 Opening UBS Bank USA Deposit balance May 6 $12,178.59 Closing UBS Bank USA Deposit balance tun 6 $0.00 Number of days in interest period 32 Average daily balance $3,568.59 Interest earned $0.06 Annual percentage we'd earned 0.02% Account name: Friendly account nail Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objecbws, disagree with them, or wish to change them, please contact you Friancel Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • Vote account cost basis default closing method is FIFO, First In, First Out GHI5LAINE MAXWELL Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 0470008006505224 NP7000sWSI 4 C0004 CO 6 030575004 Y123574550 " Oikiy_cm_oamesge 4 of 2 CONFIDENTIAL EFTA_00133187 EFTA01275324 UBS Strategic Advisor T June 2016 Your assets Account name: friendly account ntill Account number. Sane pnces, tricorne and current vaueS Shear' may be approximate. AS a Intel. galas aldlOSSeS may neil be ecoodlely reflected. See AporUntinlosenefron about your 'Cerement a the end011ns dxumeM for more intormagon. Cash Cash and money balances Cash and manly balances may include. avaladecah balances, UBS Bant USA post account baances, UBS AG Stardord Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC tNlhn topical* limits, but are not poteded by SiPC UBS AG Stanford Brant h deposit account balances arre not insured by FDIC and se not protected by SEC Money market sweep balances are protected by PPC bin ale not 'Muted by the FDIC. See the important information about your statement at the end of this document for details about those Sanas. Hddng U8S SANK USA CEP ACCT GHISLAINE MAXWELL Goering Want. Cloung bdaxe Price per share Axsage on fun 1(A co tun 20 (I) on Jun 30 (s) rate Prudence Interest period Your financial Advisor: SCOTT STACK MANLYLE CASRi EL 212-821-7000'800-308-3140 Dais in period Cepanew:II 111 Equities Common stock Hddng Trade dale latinter of shares Putchate pic Average price pet share (I) Cost bags (S) Pnce per shoe on fun 30(11 Value on Ain 30 (1) Unrealized gain or loss (1) Hddng period MW OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 1 51% May 17, 11 303000 II 860 3,59384 13.270 4,02081 42697 LT Jun21, 11 313.000 10.670 3,33986 13.270 4,153.51 813.65 LT Aug 2,11 328000 9802 3215 15 13.270 4352.56 1,137.41 LT Security total 944.000 10 751 10,148 85 12,526 88 2378.03 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: 11,555 Current yield 5 37% Nov 18 10 1.023 0:0 36 416 37,254 19 28.300 28,950 90 -8,303.29 LT Total $47,403.04 541,477.75 -$5,925.26 Total estimated annual income: $1.744 2.700.00 436.00 250.00000 SDNY GM 00022568 007000300650522S NV7003309514 OWN C61603057`001 Y123S7ASSO 111010 Pogo S of 12 CONFIDENTIAL EFTA_00133188 EFTA01275325 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor: Friendly account name SCOTT STACK MANLYLE CASRIEL June 2016 Account number: 212-821.70001800.308.3140 Your assets . Equities (continued) Closed end funds & Exchange traded products TOW et/ mated is the tote/ ofd reinvested dot:lends n does not include any cash duldends. it Is not a Is lot for the purposes of determining head rg periods or cost basis. The shares you receive esh time you reinvest dudench become a separate tax lot. Cost taus o the toted purchase cog of the security. Ind udno reinvested d Wends The cost basis may need to tie °lusted for return of capita payments in order b3 determine the ar4usted cost basis for ter ceporang purposes NcicIng SPCA S8.13 5C0 ETE TR Purchase pricd Number Avon price of shares per share (I) Client investment CS) tintealced (arm) gam or loss is the Witte/Ice between the current "Sue and the cost trays aid would generaty be your linable gain or loss if the sec laity was sdd on thes ctate The unmated dee genes loss may need to be acEinted for return of capti menses in order to determine the rented gain or less for tax reporting purposes invemeMtetven is the current value trdnus the amount you 'retested It does not include sham's that are not reflected on your statement, includng shares that have been realised at either a pan a a Inn It alto don not include cash dor:lends that were not reinvested Cost Desis(') Prue per ShSe on nun 30(1) value on unrealized dm) Investment Nordrig in 30 (1) On or ICUS (1) return (I) Period Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 Eat' 35.444 anent yield 2 09% Other equity investments Cost basis and gsns and losses have not been adjusted enionatic Sly for return al capital payments. Restncted security wives se estimated for informational purposes See Important inkvmation about your statement at the end of this document for additional information ticking BLACKSTONE GROUP LOTHE UNIT REPSTG LTOPARTNERSHIP INT Symbol: BX Exchange: NYSE EAI: 32,360 Current yield. 8.64% Trade date hurrber or shares Purchase price Average plce per street (5) 208533.63 209.475 260,796.37 52,262.74 52262.74 LT Cost Dash (S) Puce per shale an tun 30(5) Value on run 30(1) unrealized ricking ga n or loss (1) penod Sep 15, 14 1,113.000 32 224 35,866 06 24.540 27,313 02 -8.553 04 LT CNP70305006505226 NP700030951 4 C0004 C616 030375004 Y123574SSO II gOiliyGht 00022erie 6 of 12 CONFIDENTIAL EFTA_D0133189 EFTA01275326 SUBS UBS Strategic Advisor June 2016 Your assets (continued) Fixed income Corporate bonds and notes Prices at cbtaned from I Niece ndenl quotation bureaus that use ca-rpteenzed yea wilco formula so calculate current values Actual market yaws may vale and thus gaindlosses may nd be acc irately renetted Cost basis has been eluded for accreted onginal issue dscoum (01D) Cost basis has been HcIdng BANK OF AMER INTERNOTES NTS WE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 467500 CUSIP 06050VVDW2 Moody. Baal S&P 888+ EAI: $2,700 Current yield 3 57% Nov 01, 10 150.000000 100 000 150.000 00 100.719 151,078.50 1078 50 LT P MORGAN CHASE & CO NTS WE RATE 07.900% MATURES 0429,49 ACCRUED INTEREST 31,975 00 CUSP 46625HHAI Moody. Baa3 S&P BBB- EAL 311,850 Current peld. 7.75% Dec 22.09 150.000.000 105.100 157.650.09 102.000 153,000.00 -4450.09 LT Total 6300,000.000 5307,650.09 1304078SO 43.57139 Total accrued interest 52.650.00 Total estimated annual income: 514.550 Trade dae Total lace yaue a matmly (I) Account name: Account number. Friendly account nail GHISLAINE MAXWELL Your II sandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 aJtornadcally &lusted for arrortzaion of bond premium using the constant raid met hod If you have made a tar election to deduct the premium anonitation on twaile (Rd securities. you may request UBS aitnt cost bale f or the tend Prernorn amoniration. PUIChiZe A4usted price (5) cost bars (S) Price on tun 30(5) Vaue on tun 30 (1) Unreaixed Hdckng gan of loss (5) period SDNY GM 00022570 GIPTC0C0306505227 NP7003309SI 4 03C04 0616030575004 Y123574S50 111010 Pogo 7 of 12 CONFIDENTIAL EFTA_00 I 3 3 190 EFTA01275327 *UBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Ignandal Advisor: lune 2016 Friendly account name Account number: SCOTT STACK MANLYLE CASRIEL 21243.21.7000/800308.3140 Your assets . Fixed income (Continued/ Municipal securities Pats ore ()Waned from Independent quotation bureaus that use a:crowned vinuatIon formulas N discount for acuities issued a a &count. when engines cost basis is &played, anortaation nas been alc wale current %Suet Actual menet nun msy way and thus celnI/IOSSIS may not be scantily date using the C011gent yield method othemi se cencoltalon ha been done using the straight line reflected. Cost bait has been autanaticaty 'dusted for rnandatod =collation of bondsman= on method coupon taketerna municipt sec unties using the constant yeld method and for accreted digest issue Trade Total lace nue Purchase Aduded Nice on Valueon Unreaized Hdcing Hddng dae a moistlyIS) pnced) cost bast 01 30(S) an 30 04 gen or loss (S) period MC H1GAN MUN BO AUTH RV PREF BEM PREREFUNDED RATE 05.000% MATURES 1001/26 PRERERJNDED 1001/16 0 100.00 ACCRUED INTEREST $556.24 CUSIP 5945573RI Moody. Not rated SW: Not rated EAI: 12,250 °Arent yield: 4.94% Original cost basis: S46,406.80 Nov 22, 11 45,000.000 DRDVILLE TX INOPT SCH D PREF BE/PJ PRE-REFUNDED RATE 05.000% MATURES 0211929 PRERERJNDED 02/1917 0 100.00 ACCRUED INTEREST 41.687 50 CULP 090874U5 Woody. Ma S&P: Not rated EAI: 14.500 CLerent yield: 4.87% Original cost basis 490,704.74 Nov 14, 11 90,000.000 MICHIGAN MUN BO AUTH RV REM RATE 05.000% MATURES 1001126 CALLABLE 10011160 100.00 ACCRUED INTEREST 461.80 CUSIP 594557485 Moody. An S&P: AAA EAI: 1250 Current yield 4.94% Original cost basis S5,034.35 Nov 22, 11 5,000000 100.638 45,287.50 101.133 45,509.85 222.35 LT 101.447 91,302.57 102.721 92,44890 1,146.33 LT 100141 5,007.07 101.186 5,059.30 52.23 LT continued next page CNP700C0305505228 NP7000X951 4 00004 06l6 030575004 VI 23574550 11 glekyork00022,1* B of 12 CONFIDENTIAL EFTA_00133191 EFTA01275328 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Maandal Advisor: Friendly account name- Account number. SCOTT STACKMANLYLE CASRIEL 212-82 1-7800(800-308-3140 Your assets Fixed income . Municipal securities (continued) fetal Nee Niue maturity(t) PulChaSe Pricers) At:lusted cost basis CS) Price on Jun 30(0 vdueon Jun 30 (S) unrealized grin or loss (S) Holding Period BIRDVILLE TX INUIT SCH D DEIN RATE 05.000% MATURES 0211929 CALLABLE 02115/17 0 100.00 ACCRUED INTEREST $187.50 CUSP 090874LM8 Msbody. An SW: AAA EAI: 4500 Current yield 4.86% Original cost basis $10.056.85 Nov 14, 11 10,000.000 100.202 10,020.20 102.798 10,27980 259.60 LT Total Total accrued interest: $2.493.04 Total estimated annual income: Preferred securities Hddng $7,500 Trade cut 1150,000.000 Winne of shares PuichmelSere pH 010e (1) 1151,617.34 Cott oasis (S) Me per share on Ion 30(S) 1153,29725 vMue on ran 30 (1) 11,680.51 uniesized aan or loss (I) Hddng period OTIGROUP CAPITAL MI EXIXFLT TRUST PFD 7.875% DUE 10'3012040 Symbol: C.PRN Exhange: NYSE EAI: 418,490 Current yield: 7.09% Oct 4, 10 10,000.000 26.130 261,300.00 26.070 260,700.00 -600.00 LT COUNTRYWIDE CAP V 7.000% CUE 1101136 CALLABLE Symbol: CFC PR8 Exchange. NYSE EAI: $7,350 Current yield:6.71% Oct 26, 10 4,200.000 23.518 98,778.96 26.0% 109,578.00 10,799.04 LT Total Total estimated annual income: $25,840 1360.078.96 1370.27890 110.199.04 SONY GM 00022572 CNP70001006505229 NP700030951 4 00004 0616 030575004 712357455011I010 Pigs 1 of 12 CONFIDENTIAL EFTA_00133192 EFTA01275329 SUBS UBS Strategic Advisor June 2016 Your aSSetS(contritred) Your total assets Account name: Friendly account n Account number: ame' Value on Jun 30 (I) GHISLAINE MAXWELL Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-82 1.7000/800-308.3 140 PeKentage ci Cost Estimated your account oasis (SI annua inane (5) Unrealized gan or loss (S) Cash Cash and money balances 436.00 0.04% 436.00 Equities Common stock 41,477.78 47,403.04 1,744.00 -5,925.26 Closed end finds & Exchange traded products 260,796.37 208333.63 5,444.00 52262.74 Other equity investments 27,313.02 35,866.06 2,360.00 4,553.04 Total equides 329,587.17 20.34% 291,802.73 9,548.00 37.704.04 Mad income Corporate bonds and notes 304.078.50 307,650.09 14,550 03 -3,571.59 Municipal securities 153,297.85 151,617.34 7,500.00 1,680.51 Preferred securities 370,27800 360,078.96 25,840.00 10,199.04 Total accnied interest 5,143.04 Total fixed Jenard, 832,797.39 71.62% 819,346.39 47,890.00 8,307.96 Total 51,162,820.56 100.00% $1,111,585.12 $57,438.00 $46,092.40 Account activity this month Date ACtinty DeCttli0n Amount (5) Dividend and interest income Taxable dividends Taxable interest Jun 23 Cividend GENERAL MOTORS CO PAC ON 1023 388.74 Jun 24 Cividend BANK OF AMER CORP PAID ON 944 47.20 Total taxable dividends $435.94 Jun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0909 16 0.06 Total taxable interest Total dividend end interest income $0.06 5436.00 Date Acthity OtSaptiOn Anatol (S) Other funds debited Jun I Transfer JOURNAL TO Y1 23575 GHSLANE MAXWELL -2,700.00 Total other fi nds debited -52.700.00 CNP70009005505230NP700030951 4 00004 0616 030575004 Y123574550 11 gleitiyGitc,00215,91 10 of 12 CONFIDENTIAL EFTA_00133193 EFTA01275330 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Mundt/ Advisor: *DUBS June 2016 friendly account name: Account number. SCOTT STACK MANLYLE CAMEL 212-82 l -7C00/ 800-308-3140 Account activity this month (continued] Date Attnly Desenpaon Amount (SI Money balance activities May 31 Balance forward S2,700.00 Jun 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06,0If16 -2,700.00 Jun 22 Deposit U85 BANK USA DEPOSIT ACCOUNT 388.80 Jun 27 Deposit UEIS BANK USA DEPOSIT ACCOUNT 47.20 Jun 30 Closing UBS Bank USA Deposit Account S436.00 The UBS Bank USA 0e0aPt XCCount isyourDAM/ Sweep (capon SONY GM 00022574 CNP7000X)06505231NP7000303514C0C04 t616 030575004 V123574550111010 ►age 11 a 12 CONFIDENTIAL EFTA_00133194 EFTA01275331 *UBS Your notes CNP70009006505232 W000309514 00004 OM C005750O4 Y12357 4Z0 1 1 WMYGM0002t.S5 1, of 12 frtd of statement for account number Y1 2357a 55 CONFIDENTIAL EFTA_0011331195 EFTA01275332 Important information about your statement U3S fruncial Services Pc. (the Firm or UBS Finercial Serekies), is a meths' of all principal warily, commodity and cote:menthe-eget. UPS Financial Seniors and CBS Bask USA re i-died subsilones of UPS AG and aft 'hags of U3S Season U.C. The Fein's 1 ronoal statement k available upon regsost The Fin% extant& alias ire a. WSFinance' Sermes K. 1200 Harbor Boulevard Weehawken. NI 07086 This satanic-4 represents the only official record of you' CBS &uncial Services account. Other records, exept official tat documents contanng cordlickg data should rot be relied was H youbane there is an tiler a Omi990n please report it immediately n miter; to the Brandt Manager in the office servi6 your accost. AllhaeS al Igoes shown re attended to be accurate, statement data sficukf not be wed fa to purposes Rely Wok on yerend tax forms. fie , Form 1099. 5498, 10425. eto ) when 'repass your lax return. The Fim required by taw to report to to IRS alterable thicket* aportabb rontauble cleibkna and uxtk niers erred as steadies held rimy exant rid steeds on see breactions, rd cos* basi:no:thin covered Czenlitstilealleiell with the Finn • Pleas rocordinn net oral corerminkations in wring tofurther protect your cishtt inducing your rktit IISEkr the Seculies Investor Frotecbon (WM. • 11 the financial tatitution on die top let of d-re hone of this statement isnot LBS f naiad Strokes, LBS Randal Series carries was account a dewing broker by arra-gerrent wit, the Mooted institutes We informed you of this relah1n5h101151entrat opened this accost h the cast your kra and stoats tre located a LOS financial Services and rot the, I-addict9 broker, ard you nut make amps of any error or omission to beds firms As described in the account agreements, pa U must nirnla5 c4 Ty errors or fraud roofing chedcs reflected a your statement Shit 30 dew alto d was mailed or made available. All stamens shall be donned complete and accurate n all other speck if not Seeded to in venlig wthin 60 days • Please divot cuRomer complants or iv-West° tee Fierrs C lent Reborn ()tonne* at 201252.1699 a tolltreer al 903.3M-9103, 8,03 A.M. to 6 at P.M FT Monday through Friday, or in yeti -g to U35 Financial Senices ix., Client Relations Department, P.O. Box 766 Union Coy, 14.1 07087. • In case of errors Or ClUellire about as electronic knob transfer (61), bit poor a UBS Vasa:Wit card vantactions, call $26762-1000, or vitae to UBS Fiancee' Senices Inc., 1000 Harbor 814, 6th floor. Weehawken. NI 07086, Afire RIA4855. Sakes. Cat or write as soon symbol, il mu hi+ mos cisterns a receipt k twin or if you need more i'damation to* a transfer on the statement or receipt. The firm or Card War (as applicable)must hear from you no In tun CO days after tie Fine sent yOu die lest statenwei on which the error or problem spored. - Presideyour rum" ad scant number Of any) - Describe the STOr Of the wander you revere about, and eplain as <kali as ye' can why you believe t is as entre a why you need more infanunat - Proinde the dolor an-anat. suspected error. The Firm or Card Issuer vii rerestigate put dominant and yell correct aw error promptly for alleged woes imolving UBS Vora debit cad crewed nevi. if we take more dun 10 bus Coss days to do this, we will credit par accost for the EMOL•11 ytuthilk is in error, so that you reell hive the use of die money durng tie tine it lakes us to complete our reantigetion. Please mire all checks payek to the Fon or tie Sanaa' instants exikated on to bait of this statement In addition to regular acccut fees, accounts may be abject to matienarce Ins, charges for lee payment kr securities purchases and chars kr unpaid anoints n cash accosts. Accosts that at transferred to other 'stemless may be subject to a transfer fee. UBS Sweep Option LES offers options kr sewepho cash balances. balances to bat deposits at UM Brit USA and (BS AG %oinked branch (Bark Sweep Procjarre), moneymaker mutual hats Money Fong aid the international Depose Accost (DA)for c weans with in Intarutional RescUCO Management Account. Though the BSc Sweep Programs, cash balms re swept to LES Bank USA to to an estabashed knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at U26 Bank USA ay FDIC inured in accordathe with FDIC miles. format Sormatian Ovate net army/die Deposes at (65 AG Stamford Brach ad shares of Money Finds ale rot insured by the FDIC. Through tie DA, sealable to cash balances an swept to depose scants al UBS AG New Yak Branch and LOS AG Cain's Ranch Two deposits arena nured by to FCC (Waxes held at the (.BS AG Caisson Brandi are tempi:are/ emoted to the sovereign rat of the Caren Ida-dc, and there is no swans* or other obtostion of UBS AG to MS We foams whileonthe LEG Cayman's Brach's books. Deposes at LBS Bark ($4 and each UBS AG Branch are not protected by SIPC. Money Fund three are protected by SIPC. See 'LOS f Social Services Accost Protect-on' below. Ups your request balances in tie Bane Sweep Program or DA may be vathdrawrc and sham of a McneyFurd Mae be liquidated, and the proceeds returned to you or yew seosties accost. Bator Hammon about available sweep *Mos ncladrg (sent interest rates and MIS 5 amibble at smvubsconlsweeprekk from your F nacre' Advisor a by along 806762-1000. UBS Financial Denies astern protection The Fr-n rt a manta, 101 1--enee• h71 0 -ti n Corporation (WC), which protects 110-flieS aCr-Ccr11101 its mentors up to 5500,000 (including 1250,003 kr thins for cash'. Tx SIPC asset protection limit, ;PDX to all accosts tot you hold be a particuts cwacity. the Fern, togeths win certain aft hates, has also purduthi eialnilentalpateCtiOn. The madman amount payabb 10 al chit, CONK1ink cods this protection is ZOO mbar a of Decent* 10, 2015. Sibpd to the poky corditorts ad limitations, cash a the km is further protected fa up to SI .9 milbn n the aggregate kr all your accounts held n apse:Wm slouchy. A fJ copy of thepoky *saw es salable Won request. The SIPC protectis ad the supokmenbl protection both do not apply to • Certain Sandal assets controlled by (and Skated n your account value) but hell away from LOSFinancial Services (e.g., certain( cash at UBS Bat USA. fig cash at Les AG U.S.Manrhes, (4 aurarce pothas, including variable amok's, aid OS Ant of ittituil funds when such shoes re moistened dried& is the name of the accou-4 holier on to books and records of to applica* aster a tracer agent), • Certain nosb-nent contract a inosiment interests (e.g.. listed pannships rid private placements) that are nal regotencd sider to Securities Act of 1933; ad • Commodities arrays (e.g, foreign eats? and preccus metal contracts), includerg futures contracts ad commodity option contract,. lh•SIPC protect On and tie supplemental pros-bindo not apply so these assets eon if theyotherwise appear on you statements. SPC protection aid the Failikrnental protection do not protect against (homes n tie market yet* of sat intestments (whether at result of market moverrem, issuer baltruptcy cl- oths/4e) More Walston is intone eatabl won request. vourney cbtan more nationaboul SRC, ricluang the SIPC Brockne. by contacting SIFC at 202-371-830D or by viiitiv the SIPC isebtite at amps/wow Dividend Reesestment Program pun The pat reflected is an ate fax take. You MN WW1 the sual deice km yar Fronde Advise'. Onfi whok shares are purchased under DPP; paha' shags wil be sold ad the cashwi be deposited is your account The cividerd renvestment price applied by to toyer may • ffer loomthe maker price al which the partial shares ire sold Cash-Slieu Cnheihole unts may be hedges°, acmust. pat entitled to a petal sit a s newsda chiderd pasmert or caprice, the Firm will Sher sell parhal sesat mo ie or accept an arose detantined by a registered clearers agency, rd credit sax accost. Invanneent objectives The nommen objectives and risk profile n spec it to each account and mw maybetween yam scout Please adze the Finn pronpely in wining of a-y seg-if Cant change in you Inscial situation or investment obscures For eachwant held you choose or, of the following intendant thistly's CONFIDENTIAL • Frocks. Cunene become: nankeens seekng tre generation of nom* thy. • Aehnie Cape*, Apantrinion Investments seek Co gosh of priwipal rather than the genersais of iscan. • Praha Comb/tubas of income atal Capitel Appredaton. freeninents metro both tie generals a name ted growth of papist Overall risk profiles • COnSetVAt Seeks to mantan ideal pi-cipal, with low not and volatility to the accost overall eseruf tin means the scout does not generate sign it Cant 'ream a natant and may rot keep pace with • Moderns Wiling to accept sane rick to percPal and totems some votathty to seek hyper returns. • Agonise: Wiling to accept high tok to sap* and high *tat lily to sees high returns owe time. • Ire. trmiter Edaibefire Consideration: I Wlifteol, a P7500 of the portfolio for that account may existe canplex strategic, lined Haack and grater yoblikey. Stideffient Thoupehokfor We may corsoldate al related account statements with to sane address n the same envetpe, e.g. because they have owns who ako mantas, Use account Sat crehips welt other dents a the sera address. If you peeler to wont inditidual statements mailed is separate entelcoet you may *dig kotneholdng by ailing 16s f 'natal Advisor. Friendly scant name The frierdk accost name is a curtain:the 'nickname' chosen by scu to assist you with your recordkeeS4 has no legal elect on you* account_ You can dunge qtr Friendy *cost nano., though Ordne Services or by contacting your Enamel Admix. Account overview • Vote of yore asounWonYoko. Net of assets and • .43.10b tricbdies sal** cash balance,, votes kr nestekted stay ), and Global Tiro Deposit, by marks to ma-ket, and certan assets not held by to Fem. Does rot include spread sees/list assets at to end a the prior and arrent statement EX41005, or prince twesments. tatted stock options and enrceeble stock options ions ▪ bribiAtes Inducts debit betakes. astaarding merges bans, aedit lire, tat accost balances. • Cathhoonty balances. 50145 of unimested auadatee cash balances, plus depose telexes a UBS Bank USA, (RS AG U.S Branches ad money market mutual fund sweep brims, at the thee of to statement period Ns-ccarredity free omit balances in you account are rot sec/Lighted from other balances and the fins may au any of these hods is the ordnay course of is Seines hose funds re pestle son your Monad. This total is ncluded in 1I-0 arrant period closing Vale Lendng information For &tared information al the firm's lendig padres and disbars refer to gar Chen Relationship SDNY_GM_00022576 EFTA_00133196 EFTA01275333 Important information about your statement (COntitiUtd) Aggement or ACCOal Agreement and the General Terms ad Conditions LBS Statement of Credit Practices ;suitable in Ageeemenig indeed:ewes a 'net ~Watery ontekrintr met Yew .ts Your statement itemises neuritis end other assets hell is the axon at the end of the .acmes period. You may ask for deiverY d full/Paid seosties al anytime. You may receive securities tried as loan collateral after paying any balaxe d* as them. Any securities translated to tie Firm cling the Ittlitlittllt period ale listed* market vabe as of the end of the staternall period. • Cast bale, th detemining the cost basis of the securities incbded ei this statement where indicated wih the number" l, • WS Nunn* Services has relied Cel information obtained from source, other than LES Financial Semites, including if ormation Hatt another film a that sumer tattegrovided to you finaxial Ad . The Film does not irdeperokrtly verify a issarantee the nanny a verdy of are information provided by 30.,)05 otherthen LES Financial Sonic's addeticra *hough UPS 'bagel Services general& Le:dates this nIcrmation as if is reamed, the firm does not provide any aunts that the Mammal seder 'Con bans^ woe ^Unrealized serf lore is accurate as of the date of this statement. As such please donut rNei on this nfarrotion to make peschne or sale decisons. fa tax puposes or otherwise. Accounts mode/red to the Film may refer gar/loss informant., only for the period d tine they we held at tie fim More hisorical relamaton crib. aided by mer Flatlet Advisor. • Unrealised sans/Iowa Yellen dies is soilable, snared ismaithed guinflown ore acciated ler hangs* secant lots. The transition data for idvilum bit may or may not ref kct commissions, security reuse-gratin events r= anctor d and other reinvestment lots erd systemetk dram* bit are each combined to dieplei ale averagedlot The 'Gale date' colrnn presents the original transaction bade date. • Callable securities Bonds and weltered stock that Nw ever cols for ray redemption will be selected nthemalb by lee from am:cci all sentries of fir Eve held in our nameor in nominee name fee as <lents, Call leave ntanutith is obtained from third parties and its accuracy is not garanteed. Other tall tenses may eat which call Med mkt comedete inkrrnatign taillbe provided upon request • Certificates of deposit (ON). CDs are FDIC awed is, to 1283,W0 in principal and wens] incest per depot:tor ate per depository innituixt ens accordance with FDIC nuns. • Pricehalue Prces displayed for secuntes and other proicts may be higher or lower than the price that )0J would ectualb receive in the maker tikes x• obtained from .arias thid party sources Meth we teethe to be releble, but we donor garage* the* accurxy. - We germ* use to closing price when avertablea the memo of the bid and Ink prices for listed securities and option a only bee prices for OTC searities. - Less acting traded secants may be priced usig a valuation model a the moss recent prce we claimed end may not reflect in actual make price a value - Certain positions may wear vatoi a pice arid will ?row as 'rake was not avatlable• it we se unable to dam a price fora seamy - Depost a securities denominated ilCUM71-00 Othet thlrl U.S clothes at reflected at the 'whiny rate as of the natement date. - for certain sect/gees fading n non-conformrig denornnations puce and quality (face Wu) may have been *limed to I/cilium peeper valuation To cbuin &mem @nag when available, contact ccarcel Zen:Cr • Privets investment' and "augured products. 1).010 Investment :mules (miring drool participation program and real mute immuring these mashes) and structsed prolocts are gennolg highly akpid. Colon sena-tired radial have not been registered with the Securitees and Exch Commesion under awe gate seeweile7ratin. We von* estimated Mite for private investment searitis ird structured productsfor rikanatirul purposes any. Adak tic, snot gualateed. - These velar may differ skean* km prices, il any. at which a print nominee,' thy subdued product maybe bought or sold and cb 11:4 necessarily represent the vat* you may receive span liceidatith. - Third party estmees of vale see le a attain date ad an supplied to UBS Inarcial Services on a regilar basis by an independent volution firm. - bwa, general Dann* or sponsor estimated valet it any, are subbed to the Fern by the issuer, general partner or wawa and may be calculated based on Menem information from that used by thid polies to delve their estimated values. - You can obtain addiforol Normaten regarding the methodology used to determine the estimate value and he dale of U. ilamnin that is the basis fa the eaimate by contacting your f runnel Advter - Third party 'singed vales may be reflected as 'Not priced' in several situations: won an I-dependent valuation corn has not unded a it seobitto astir a vela. when we become wore tot a matenal ewnt has awed tot may call a prewousty reported value imo question, or when a value would be high tumults:et due to tie nature c4 the security. - When neither are Muer, general partner or Noma estimated value nor a thed-paly estimated min is provided, the vela d We most', will bedi/event Irene its pirshase price. - •Ditributiens to date mar include tarn of capita( name orboth. - 'Original unit size' represents tee Seal offering price per link wed may not reflect Our con bast - DIP ate urliseed REM sedates are not listed on a ration* securities exchange, and se gamely liquid and town if they can be sold, tie price received may be less than the per chore *dimmed mew provided n the n-come statement. . Resbicted securities. Restcted 'muftis generals, are not mien, eigble for public sale. U8S finamal Salvias use the mrsie priced the unrestricted stook of the same issue as an imputed value for the restnned slat brougxeses aegis statement orgy To the extent that restiled seosties are elgble to sale, the value received may be stbstantialg less than the imbued vibe town • Est festinated) income. cent yields and rates. M estimate of emu* income E based ca current dnidend ad interest rates, assuring the seosites will be NU for or, war from statement due or until maturity This intimate thong aquiline*: accuracy ad continued income are not guagriteed - Estimated Naval roan and curet yield for certain types of leashes could rickede a retain of pensioner capital gahs h which nee the est income (and currea yell would be ownlated. - &Meted and income and cured yield ard tie anal ?cane aid yieU miStt be lower°, higher thin the estimated mounts. - An *Oink of numbed income (din:lend mace interest) dividedbythe current market valet average balance is based as the Inv dividend or ?Serest paiment made by tie issuer and amines tie sectreegdeptens will be held for one year from the gatemen date or until metwiey Accuracy ad continued yell xe not guara-deed • Assets not held by LISS Financial Services. Certain ones se rot teldby the f mm ad not twilit the Firn's posansin or canoe These noels ere displayed on yaw statement for informational purposes outs Positions and values presented se provided by tat Mang firm. UBS Fnvncal5erwces not reepanble for this intonation and does not guarantee as accuracy. Thew Mans a• rot protected by SRC or tie Fists suPelernagal Slit Own? . • Revenue 'berths and additional compensation. — In addition to commissions on ales and I 2b. 1 lees received re correction with the destributiai mutual Suds to ow ciente we enact our AN*, receive revenue toll') Payments Iran dignbutors ardor advisas of the natal funds that we sell. These anoints are based on two Menne corrponents (* the monad of ale. by UBS of a Palicuter mutual fund I erne), to our clients: and 8) the asset value of a particular mutual fund famig's shores held a the fa — We and as altEate ate receive networking rid amba accessing fees in consideration for transfer agent woven that we croak to the rrultel lint. These fees generally are pad from investor asses n the mate* etude mid neatened dear amount baud an the nuribm of accounts at the broker-dealer holing mutual fund of that fund family CONFIDENTIAL — h addition to co-animists received n connection with the sale or destitution of may contracts and ant investment that with tows ciente. we ander our affiliaie receree resenue sha-reg compensate:a Itornmany of the Osumie companies antennae-I; the amity contracts, aft/win d the Nunn:• carnet or epornors of team irriestmmt tugs we disertute. - Our affiliates also receive trading commesions ad odor compensatenfran gaol kends and Metres companies whose products we derloute. - We receive an aril he from UBS Bat USA wel LBS AG Stanford Ranch °Nolo 475 per wave sweeping so the barks under the UBS Bank Sweep Program. Activity hkemancinregardng commksiths and other charges toured h connection with the execute:not trades, slay g option transactions has la...nine/odd on conlimitere FreA0U*Iumished to you, rid all be presided to you promptly on repast. Short selling II you ale engagedin short selling a security, you may extractors* de to entrain tompwig costs for that pertiulir nosey. Open orders Regarding open or • stifle -cancelled* odes that were not executed by the Stlittnitte dew, open buy and sea slop orders are reduced by the mount of diederds or ritesen an ex-dividends or reidnn date sinless reenxted otherwise by pa. You are er for odes that are executed datayour Inure to cancel east ig open melees. Priem To obtain a copy of ar current Client Newsy Nonce. please contact you F ramie' Achiscr a vat our wet:isle at wstie r nminfivr • vmirev UE6 fiend Savnas 4 rota bark The WA, Busi-ess Services Account ESA and IRMA we talons. accounts which provide access so banking services aid protests dra.4n avangernerits with af I Sated lurks ad other Ihniparty bads, rid provides access to nness-ce and onnowt foodios ivied by unaffiliated thid-party insurance ampanes through insurance agency stabil:Rants of UBS financial Semites Inc. ionisenet, Swat* and stuity products, Not 10K Mated • No bank quagreew May lose 14. RUA. Resource Management bin nt, Business Services Account BSA, IRMA and intonational Resource Management Accord ag registered service mats of UBS fronted Strikes he Signalise it a regat0dtellite Milk of VILE formations LGSMs-a Signets* credit cards and IBS Visa debt cards ere issued by UBS ita-k USA with permssion from Visa U SA Incorporated. UM Financial Service the Rev 201604 SDNY_GM_00022577 EFTA 00(;3(97 EFTA01275334 SUBS U85 Financial Services inc. 299 Park Avenue 25th Root New York NY 10171.0002 CNP70056542590716 vl 0 Account name: GHISLANE MAXWELL Friendly account nam Account number: Your Financial Advisor: SCOT/ STACK MANILYLE CASIOEL Phone 212.821.7000/800.308-3140 UBS Strategic Advisor July 2016 GHISLA1NE MAXWELL Questions a bout your statement? Value of your account Call your Finarog Advisor or the RMA ReSOurCeline at 800-RMA-1000, on June 30(3) on July 29 (31 account 029323574 Your assets 1,162,820.56 1,187,306.51 Malt our websIte: Your liabilities 0.00 0.00 sweveubscornainancialsenrices Value of your account Accrued interest in value above S1,162,820.56 $5,143.04 Tracking the value of your account S Thousands 51,187,306.51 $7,13680 1.584.3 1,311.7 1,1628 1,187.3 eirm r+41 Dec 2014 Dec 2015 run 2016 hi 2016 ftMmber SIPC As a service to you, your portfolio value of 51,187,30651 includes accrued interest Sources of your account growth duriag 2016 Value of your account at year end 2015 91,311,717.81 Net deposits old withdrawals 4160,738.93 Your nwstment return Dividend and interest income $35,676.76 Chance in value of accrued interest 31.957.92 Change in market viue -31,307.05 Value of your account on Jul 29, 2016 31,167,30651 SONY GM 00022578 CNP10001005654259 No7000195185 00004 0716 030575004 v 1235745500000GO Page 1 of 12 CONFIDENTIAL EFTA_00133198 EFTA01275335 SUBS UBS Strategic Advisor July 2016 Your account balance sheet Account name: Friendly account na Account number: The value of your acount inducts assets held .3 IRS and cenan assess held WM/ Iran UBS See page I for more I rtOnnatiOn. Summary of your assets Value on July 29 ft) Percentage of your account A Cash and money balances 4,484.19 0 38% B Cash alternatives aco 000% C Equities 347,434.02 29 26% D Fixed income 835,388.30 70.36% E Non-traditional 000 0.00% F Commodities 0.00 0.00% G Ot^,- 0.00 000% Total assets Value of your account $1,187,306.51 S1,187,306.51 100.00% 'P MAs,VVELL Your current asset allocation A Eye on the markets Index Your Fi Asada' Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Cash and money balances may include available cash balances. VBS. Bank USA deposit account balances, LIB5 AG Stamford Branch deposit account balances and money mai ket mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Percentage change July2016 Year to date 3.69% 7.66% 3.97% 7.74% 5.08% 0.83% 0.63% 5.98% Cl470D0EP00S654260 NPT0C0ISSI8S CM). OM 030579004 Y123514SS00NMyyGm00022Pme 2 of 12 CONFIDENTIAL EFTA_00133199 EFTA01275336 SUBS UBS Strategic Advisor Account name: GI1151AINE MAXWFI Your N nodal Advisor: July 2016 Friendly account name, Account number. SCOTT 574CW/wolf CAMEL 212-821-7000/800-308-3140 Change in the value of your account July 2016(3) Year to date (1) Opening account value $1,162,820.56 $1,311,717.81 Deposits, including investments transferred in 2,200.00 6,090.00 Withckawals and fees, including investments transferred cut -2,624.48 -166,828.93 Dividend and interest income 5,771.55 35,676.76 Change in value of accrued interest 1,993.76 1,957.92 Change in market value 17,145 12 -1,307.05 Closing account value $1,187,306.51 $1,187,306.51 Dividend and interest income earned for purposes of this statement to:satiety of interest and dnidend income has been determined from a u5 la( repining Peradne. eased upon the residence of the account hoiderr, acme,: type, or product type. some inereSI ands dvidend payments may not be suniert to United State (US) ardor Puerto RICO (PR) Income tares. The dent mont4, statement is not Intended 10 be used and cannot be felled upon for tat purposes. Clients should tete' to the applict4e lac reporting forms they recent from U8S annualy, such as the Forms 1099 and the Faros 480, fa tax rel>3lIm9 information It Is the practice of UBS to He the so/ Katie ten reporting forms with the US mternal Revenue SeMce and PR Treasury Departrrent and in sot h fortrn accurately danafy chndenck ardor interest as tar evenot or taable income. Please consult your incivdual tar prepare( July2016(3) Year to date 1$) Taxable dividends 1,342 66 5,389.07 Taxable interest 4,42889 25,547 12 Tax-erempt interest 0 00 3,750.00 Miscellaneous 0 00 990.57 Total current year $5,771.55 $35,676.76 Total dividend & interest $5,771.55 $35,676.76 Summary of gains and losses Yeas re/zoned below exclude products for which gain and losses are not classified Realized gains and losses Unrealized July 2016($) Year to date (1) gains and losses ($) Short term 0.00 586.02 3.84 Long term 0.00 6,027.80 63,498 04 Total $0.00 $6,613.82 $63,501.88 Cash activity summary See Account aanrty the month tot dela Is. Balances in your Sweep 000M are induded In the cpenng and closing balance: value. FDIC insurance *pies Only to deposits at UBS Bank USA, not to deposits at LOS AG. Starriord Banch or bank deposits placed through the LIEKInternaiond Deposa Account program. SiPC protection applies to money market sweep find holdings but nal bank deposits Seeimportent inkAmation abhor yOuf statement cn the tact two pages Cl this document for 'Phials July 2016 (1) Year to date (5) Opening balances $436.00 $541.48 Addkiorrs Deposits and other funds credited 2,200 00 6,090.00 Divdend and interest income 5,771.55 35,676.76 Proceeds from investment transactions 0.00 130,303.76 Total additions $7,971.55 $172,070.52 Subtractions Professional management fees and related services -2,188.48 -6,080.10 Other funds debited -436.00 -160,748.83 Rinds withdrawn for investments bought -1,298.88 -1,298.88 Total subtractions -$3,923.36 -$168,127.81 Net cash flow $4,048.19 $3,942.71 Closing balances $4,484.19 $4,484.19 SDNY GM 00022580 CH1,70009305654261 NP7000195185 00004 0716 030575004 5,1n574550000000 Page 3 of 12 CONFIDENTIAL EFTA_00133200 EFTA01275337 SUBS UBS Strategic Advisor Account name: GHI IN MAX Your financial Advisor: Friendly account name SCOTT STACK MAW LYLE CASRIEL July 2016 Account number: 212.821.700&800.30&.3140 UBS Bank USA Deposit Account APY Interest Perron) Jun 7 - Jul 7 Opening UBS Bank USA Deposit balance tun 7 $0 .00 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in interest period 31 Average daily balance 49328 Interest earned $0 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch manager `Mu can find a ful description of the alternative investment objectives in Important information about your sratementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eltg ty constferat,on None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out. CNP7C00800S6S4262NP70C0I95I85 00C04 07I6 030575004 yingyaSS0CCifyyjtaGM00022,gie 4 of 12 CONFIDENTIAL EFTA 00133201 EFTA01275338 UBS Strategic Advisor UBS July 2016 Your assets Account name: Friendly account newel Account number. Some pnces, mottle and current vanes shown may teeppronervite. Asa Mull. gal crs alCSIOsses ma/ n71 be accurately reflected. Set Assonant intantabOn about your statement a the end ol ttws dxuenem fOt mote Intornalon. Cash Cash and money balances Cash and moony balances may melts* avatar& cash balances, UBS Bant USA deposit account balances, UBS AG StainSord Branch de post account balances and money mattet mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC villein applicable limits, but are not potected by 9PC UBS AG Stanford Branchdeposit so oum baances ate not insured ty FDIC and are not protected by 9PC Money rnaiket sweep balances are protected by PK but age not 'inured by the FDIC. See the important information ?boot your statement at the end of this document for det as about those Sanas. sicking Cash GHISLAINE MAXWELL Doering Wane. Closing tatrice Pere Pei th" Average as Jul 1 (1) on Jul 29(1) on Jul 7931 rate Diadem:I 'Merest period Your Pi sandal Adelson SCOTT STACK MANLYLE CASNEL 212-821-70001800-308-3140 Dap in period Cep atonal (1) 0.00 4,472.67 l/35 BANK USA DEP ACCT 436 00 11.52 250.000 00 Total Equities Common stock mddno Trade date Norte( of shares Purchase pica AWN(' price per Seale (1) COD basis (S) Poet Per thel e on tut 29(S) \lane on Jul 79 (11 unrealized Dan or lOts (1) Had no period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1283 Current yield 2.07% May 17, 11 303.000 117360 3,593.84 14.490 439D.47 796.63 LT Jun 21,11 313.000 10.670 3,33986 14.490 4,535.37 1,19531 LT Aug 2, I 1 328.000 9.802 3,215_15 14.490 4,752_72 1,537.57 LT Security total 944 000 10 751 10,14885 13,678.56 3,529.71 GENERAL MOTORS CO Symbol: GM Exchange. NYSE FAI: 41,555 Current yield: 4.82% Nov 18, 10 1,023.000 36.416 37,254.19 31.540 32,265.42 .4,988.77 LT Total $47,403.04 $45,943.98 -$1,459.06 Total estimated annual income: $1,838 8436.00 $4484.19 SDNY GM 00022582 (HP70009005654263 NP2073195I8S 00031 0716 030575004 Yi 23574550 000000 Page S of 12 CONFIDENTIAL EFT/k_00133202 EFTA01275339 *UBS UBS Strategic Advisor Account name: GHIsLAINE MAXWELL Friendly account name Account number: Your assets . Equities (continued) Closed end funds & Exchange traded products foot (contested n the told of al reinvested dadends n does not induct any cash Chidemt. it is not alai lot for the purposes of determining told rg periods or cost basis. The shares you receive eah lift you reinvest dude's& become a separate tax tat. Cost Afses 6 the told purchase cost of the security. lndudng reinvested d Wends The cost basis may need to be adtruedfa return of mild payments in order to determine the adjusted cost bars Ice tar reponng purposes Your 15 Banda' Advisor: SCOTT STACK 1.44/4LYLE CASRIEL 212-821.7000/1300-308.3140 Unteaked (tad goo or lox, n the devote between the current value and the cost bars aid would generatry be your tette gain or loss if the stoutly was sold on this date The unmated gag gan or loss may need to be 'tined for return of <weld pnenents in order to determine the remind gain or loss for tax reporting Purposes Imeamerdmano is the current value minus the amount you Invested It does not include shares that are not reflectedon your statement, includng shares that have been realized as either a gin or a loss nano does not include cash duclends that were not *Inverted Hddng Number of shares Purchase pixel Average price per share (1) Client Investment CO Cost basis (s) Axe per share oohs' 290) value on Jul 29 (1) Unrealized dttO gain or loss (I) Investment Holding return (S) Period SPCA S&P 500 LIT TR Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208.53163 208,533.63 217.120 270114.40 61,780.77 LT Total reinvested 6.000 216.480 1298.88 217.120 1,302.72 384 EAL 15,471 ardent yield: 2.01% Sectrity total 1,251.000 167.732 208,533.63 209,832.51 271,617.12 61,784.61 63,083.49 Other equity investments Cost basis and gans and losses have not been adjusted arlornanally for return of capital payments Resincted sec u city wirers ate estimatedIce informational purposes See Important ',Marmorean abouryour statement at the end of tho document for actlivonal informalion Hddng BLACKSTONE GROVP LPYTHE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange' NYSE EAI: 11,937 Current yield: 6.48% Trade dose tiumber of shares Purchase pow Average peke per than (9 Cod Price per share Value on basis (S) on ha 29(11 Jul 79 (5) Unmarred Hording gan or loss (i) period Sep IS, 14 1,113000 32 224 35,86606 26.840 29,872 92 .5,993 14 LT CNP703080056$426.4 NP7OCOI95I 85 C0004 07I6 030575004 Y123574SSOCOMIllYGM00022ttae 6 of 12 CONFIDENTIAL EFTA_00 133203 EFTA01275340 *UBS UBS Strategic Advisor July 2016 Your assets (continued) Fixed income Corporate bonds and notes Prices are cbtaned from I niece ndml quotation bureaus that use carpaemed vausticn formulas to cork date current values Actual mascot Wu.; may vary and thus gairtsrlosses may nd be accurately reflected Cost basis has been actusted for accreted on0inal nsue duoum (O1D) Cost basis has been tang Trade ale Total face vaue a maturity (I) Account name: Friendly account name Account number. Your N mandril Advisor: SCOTT STACKMANILYLE CASRIEL 212-821-70001800-308-3140 alonalcarly &dusted for arrortintron of bond prernum using the constant yield met hod If you have made a taK elechon to deem the premium anonratan on tarade debt secunties. you may request ues aIust cost bais for the tondIxernrurri anonisauon. Purchase At:lusted Price on rote (S) cat bars (S) Id 29(S) Vaue on Jul 29(5) Unrearzed Eiddmg ga n or 105s (1) period BANK OF AMER INTERNOTES NTS BfE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 11,110.00 CUSP 06050VYDW2 Moody. Baal S&P B88+ EAI: $2,700 Current yield 3 58% Nov 01, 10 150.000000 100 000 150.000 00 100 419 150,628 50 628.50 LT JP MORGAN CHASE & CO NTS WE RATE 07.900% MATURES 0429,49 ACCRUED INTEREST $2,929 59 CUSH) 4662SHHA1 Moody. Baa3 SW BBB- (Ai. 111,B50 Current peld. 7.60% Dec 22. 09 150,000.000 105.100 157,650.09 104.000 156,000.00 -1,650.09 LT Total 6300,000.000 3307450.09 1306.628.50 41,021.59 Total accrued interest 54.039.59 Total estimated annual income: $14,550 SDNY GM 00022584 CelP7C0O3305654765 Ny7003195185 C0CO1 0716 030579004 Y123574550000000 Page 7 of 12 CONFIDENTIAL EFTA_00133204 EFTA01275341 *UBS UBS Strategic Advisor Account name: GNISLAINE MAXWFU_ Your 0 asocial Advisor: July 2016 Friendly account name Account number: SCOTT STACK MAI/LYLE CASRIEL 212.821.7000 800-308.3 140 Your assets . Fixed income (continued) Municipal securities nos are Maned from independent guotabon bureaus the use carputeized ye union formulas to ciscoum for securities issued a a discount. when ongIref cost basis Is &prayed, anortrzabon has been St Sate current Sues. Actual market Sues may way and thus ceinsilosses may not be accurately done using tte cond.:en yield method, otherwise amortization ha been done using the straight line reflected. Cat basis he been autoenaticety a:lusted for mandatory arnortizatiol of bond prenium on method cotoon tar.orerrot munIcipe sec unties using the constant >it'd method and for accreted dire Issue Hddng Trade clae Teallee fl ue a moult/Da Purchase pnceS) A4usted cost barb 01 Price on M 29(S) vim on Jul 29 (S) unredized gan or loss (S) Hddng period MICHIGAN MUN BD AUTH RV PREF BED PRE-REFUNDED RATE 05.000% MATURES 10'01/26 PRERERJNDED ICY09 16 0 700.00 ACCRUED INTEREST $737.50 CUSP 5945573R1 Moody. Not rated S&P. Not rated EAI: $2,250 Goren( yield: 4.96% Original cost bays 546,406.80 Nov 22, 11 45,000.000 100.433 45,194.86 100.768 45,345.60 150.74 LT DRDVILLE TX INDPT SCH D FREE BE/Rf PRE-REFUNDED RATE 05.000% MATURES 02f1929 PRERERJNDED 02J 19 17 0 100.00 ACCRUED INTEREST $2,05000 CUSP 090874U5 Moody. Ma SW: Not rated EAI: $4,500 anent yield: 4.88% Original cost ba95 $93,704.74 Nov 14, 11 90,000.000 101.261 91,135.70 102.406 92,165.40 1029.70 LT MICHIGAN MUN BD AUTH RV BE/Pi RATE 05.000% MATURES 10*i/26 CALLABLE 1001/16 0 100.00 ACCRUED INTEREST 487.94 CUSP 59455T485 Moody. Ma S&P: AAA EAI: 1250 Current yield 496% Original cost basis 35,034.35 Nov 22, 11 5.000 000 100095 5,004.79 100.776 5.038 80 34.01 LT continued next page CNP7000900.5654266NP7000195185 00004 0716 0305750Cht Y12357465000(gljgyGit 0002Mit 8 01 12 CONFIDENTIAL EFTA_00133205 EFTA01275342 (SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor: lUly 2016 Friendly account net Account number. SCOTT STACKMA/XILYLE CASRiEL 212-821-7C00/800-308-3140 Your assets Fixed income . Municipal securities (continued) Trade Taal lie nue tiding die at malunly (I) Furnace Priced) Ai:lusted cost baus Nice on la 29 (0 vim. on lul 29 (S) Unrealized can or loss CS/ Ending Period 8IRDVILLE TX INDPT SCH D 089/ RATE 05.000% MATURES 0211929 CALLABLE 0211917 0 108.00 ACCRUED INTEREST $227.77 CUSP 090874LMl3 Moody An SW: AAA EAI: $500 Current yield 4.88% Original cost basis 310056.85 Nov 14, 11 10,000.000 100.176 10,017.63 102.412 10,241 20 223.57 LT Total Total accrued interest: $3.097.21 Total estimated annual income: Preferred securities Wino 67,500 Trade din $150.000000 Number of darts 'WOW! once pram 111.0* (i) $151,357.98 Cott bans (1) PnCt Per share COW 29 (A 8157,791.00 vSue on Jul 29 (1) $1A38.02 Unredlized gain of loss (s) Wing 0•60d OTIGROUP CAPITALnil FXDFLT TRUST PFD 7.875% DUE 10'30'2040 Symbol: C.PAN Exhange: NYSE EAI: 418,490 Current yield: 7.06% Oct 41, 10 10,000.000 26.130 261,300.00 26.190 261,900.00 600.00 LT COUNTRYWIDE CAP V 7 000% CUE 11/01136 CALLABLE Symbol: CFCPRB Exchange. NYSE EAI: 37,350 Current yield: 6.87% Oct 26, 10 4,200.000 23.518 93,778.96 25.460 106,932.00 8,153.04 LT Total Total estimated annual income: 125,840 $360,078.96 8360,832.00 50753.04 SDNY GM 00022586 CHP7ROCE0056S4267 Nr.7000195186 00004 0716 030575004 Y123574S50 000000 Page 9 of 12 CONFIDENTIAL EFTA_00133206 EFTA01275343 SUBS UBS Advisor Account name: GHISLAINE MAXWELL Your 15nenciel Advisor: July 2016Strategic Friendly account name Account number: SCOTT STACK MANYLYLE CASRIEL 212.821.7000/800.308.3140 Your 355et.5<contnveCO Your total assets fl ue on it( 29 (1) Percentage of your account Cost basis (51 Estimated annual Incare (51 Unmated gan or loss (5) Cash Cash and money balances 4,484.19 038% 4,484.19 Equities Common stock 45,943.98 47,403.04 1,838.00 -1,459.C6 Closed end funds & Exchange traded products 271,617.12 209,832.51 5,471 CO 61,784.61 Other equity investments 29,872 92 35,866.06 1,93700 -5993.14 Totul equities 347,434.02 29.26% 293,101.61 9.246.00 54.332.41 15xed income Corporate bonds and notes 306,628.50 307,650.09 14,550.00 -1,021.59 Municipal securities 152,791.00 151,352.98 7,500.00 1,438.02 Preferred secunbes 368,832.00 360,078.96 25,840.00 8,753.04 Total accrued interest 7,136 80 Total fixed income 835388.30 7036% 819,082.03 47.890.00 9.169.47 Total $1,187,306.51 100.00% $1,116,667.83 $57,136.00 $63,501.88 Account activity this month Date Ac11Mty oescripilon Amount (5) Deposits and other fends credited Jul 15 Transfer FM Y1 23575 0100 2,20900 Total deposits and other funds credited 52,200.00 0,2le Adimy Amount (I) Dividend and interestintome Taxable dividends lul 29 Cividend SPOR S&P 500 ETF TR Total taxable dividends 1342.66 $1,342.66 Taxable interest Jul 29 Interest CMGROUP CAPITAL XIII FXEYFLT TRUST WO 7.875% DUE 10/302010MID ON 10000 CUSP, 173080201 4,428.89 Total taxable Interest Total dividend and interest income Cate Aclhay DeSCnotion Jul 22 Fee Charged QUARTERLY FEE -2,188.48 Total professional management fees -$2.158.418 $4.428.89 $5.771.55 aslant (1) Pen CRPT0009305654268 NP7003195I85 00004 0716 0305750CN Y12357455000ffiliywiggSggo 10 of 12 CONFIDENTIAL EFTA_00133207 EFTA01275344 UBS Strategic Advisor T July 2016 Account activity this month (contrived Date Other funds debited Aztiuty Account name: r. friendly account nam Account numbe l GHIStAINE MAXWELL Your Financial Advisor: SCOTT STACK MANILVLE CASRIEL 212-821-7000/800-308-3140 Description Amount (S) Jul 1 Transfer JOURNAL TO VI 2395 GI4SLAINE MAXWELL •436.1)0 Total other funds debited Investment trensactions For mare Information aboA the price/value shown Mr restricted sKurroes, see important in(ortnatkin stoat your statement at the end of this dxtrnent. Proceeds Fran Funds investment withdrawn fp Accrued Date Acthity Desolphon Quantity %Rue CS) nice tO transactions (S) investrrents trousitt (S) Interest CS) Jul 29 Reinvestment SPCA S&P 500 ETF TR AT 216.479748 REINVEST 6.030 • 1,298.88 PRICE REINVEST DIV ON 07129/16 EXECUTION CAPACITY: AGENT Total -6436.00 41.298.88 Date Activity DtSCriSal Amount (S) Money balance activities ism 30 Selena forward $436.00 Jul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/01116 436.00 Jul 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 220000 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07122116 -Z188.48 Jul 29 Closing MIS Bank USA Deposit Account 511.52 The UBS Bank USA Deport Account is your primary sweep apices SDNY GM 00022588 01P7000)005654769 WT000195185 C0004 0716 03057500i Y173574550 000000 Page 11 of 12 CONFIDENTIAL EFTA_00133208 EFTA01275345 *UBS Your notes CNI, 000.056562, 0 Ne7000,95,04 00004 0716 WOW,. VI .1 . ,7 ,,00,901YGAt0002§MS 12 01 12 End of statement for account number 51 23574 55 CONFIDENTIAL EFTA_00133209 EFTA01275346 important information about your statement IS Fiuncial Services Pc. (the Firm or UBS Firiercial Servkas), is a merrber of all principal cecssily, canmodey and option; exchanges. UBS Financial Seniors and LES Bank USA we idled subsilones of UPS AG and Ohba*, of U35 Sautes LLC. The Fim's fnanoal statement k available upon reckest The Firtrs exautiee off kes we S. WS Financed Swath Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement repiesents the only off icial record of you' LBS Financial Services account. Other *cads, exept official tax documents. contanng conflicting data should rot be relied Loan II joubane there is an error a OmiSPOn please report it immediately n miry to the Brand Manager of the office serving your account. Althea:Sit a 'ivies shown are Mended to be accurate, statement data triculd not be wed kr la purposes Ray *WY on yea-4nd tax kirms. tre , Form 1099. 5498. 10425, etc >Mien breparg your tax return. The Finn requiredby law to repo to the IRS all Useable doe:knots insportakie rantaxible detikna and =able interest end on sweeties held hyous axant, net proceeds on see breadkre, aid cos* basis on certain covered skulks- Czeamardeallanswith the Finn • Pleat recording ear oral cortrmskations in *ring to f urther protect your rights. inducing you itintS coder the Seanties Investor Proterbon Act °CAI • II the financial institution cn the top lerit of toe Iron of this steams isnot U3SFroricill Senrkes,1_036 Financial Sonic* carries year ecocunt as clearing broker by arra-gement bah the rdcated inslikrion We informed you of this Midis: fib went you opened this accost h the case. your ke-a and seoshes ae boated at LOS financial Seneca and rot the rexcbcrg Order, and you nut make a mpst of any error or omission to both firms As described the account agreements, you must no* us of anr errors or baud roofing chedcs reflected on your starter* wash 30 days alter it was mailed or made available. Alinements shall be deemed compete and accurate n all other respects if not objected to in ventrg within 60 days. • Please deed customer complaints or rarest° the Fetri's C lent Rebore °torment at 201.352.1699 a toll.froe m 900354.9103, U.00 A.M. to 603 P.M FT Monday through Friday. or in rating tol135 Financial Service Ix., Client Relations Deprment, P.O. Box 266 Union Coy, W 07037. • In case of error or ganthro about an electronic firth transfer (EFT), bat parr a UBS VoOokbit card transactions, ell e00762-1000. or wise to UBS Financial Seneca Irk, 1000 auto 814, 6th floor. Weehawken. NI 07006, AIRY RIAAOSA Sakes. Caller voile as soon es yew can, if you hit you- staterrent or receipt k mono or if you need more rricanation tout a transfer on the statement or receipt. The Firm or Card Isker (as appleable)must her from you no In tun CO dearer tie Elm sent yOu the int statement On Mskh the MC, or problem append. - hordeyour name ad woort number B any) - Decal* the error or the Wander you revere about, inisplain as cleat as you can why you belies* t is an ecru a why you need more informakei. - Pros:dethe dolar arrant d tie suspected era The Finn or Card Issuer vii hastigme your compdatt and vial carat any error prompty. For alleged more Salving UBS Vela* debit card broad itro„ if we take more than 10 bus Ss, days to der this, we will credit yon acorn for the amount youthisk A in error, so that you vii have the use of the money during tie tin* it lakes us to complete our instigation. Please mire all checks payek to the Fern or the financial instkeir intated on tie front of thA statement In addition to regular accost lees, accounts may be abject to maionarke Ins, changes for lete parent kr securities purchases and charges kr unpaid arrotres n cash accounts. Accounts that re transferred to other eat ratans may be subject to a transits fee UBS Sweep Opiens UM offers options Icr sweeping cash balancet balances to bah deposits at UM Bait USA and LEIS AG Wankel trench (Bak Sweep Pro: airs), money matte mutual leafs Money Fun30 and the internationalDepose Accoug Otrafforoustanen wit. an Migrational Rococo Manx/erne* Account. Though the Bat Sweep Programs, cash balwices we swept to LIK Bank USA tp to an estabkhed Irk ad then to UBS AG Stanford Branch, or a Money Fund. Deposes at 1.85 Bank USA are FDIC insured in accosts-re with FCC Ries. Format information please Mit wwwfdic Deposes at LEG AG Stamford Brweth ad shares of Maley Finds are rot hared by the FDIC. Through tie DA, (mailable to cash balances are swop to depose &cants al UBS AG New Yak Branch and LBS AG Capron Ranch Thew deposits arena roused by the FCC. Baines held at the LOS AG Casman Brandi ale tempi:reef reposed to the weereign rok of the Caren Wank, and ter. is no guarantee or other obagation of UBS AG so repay Be Wines whiff rin The LEG Cayman's Brach's boas. Deposes *LEGBerk USA and each UBS AG Branch are frOl protected by SIK. Monty Fund shwa we protected del SIPC. See 'LOS Financial Services Account Femecton" below. Uponyour request baron in the Bank Sweep Program or DA mw be wethdran and shares of a Money Ford may be liquidated, and the proceeds returned to you or your seoshes Rate I-dorm/eon about available swap *Pont nckedrg wren gyred rates and yields. 5 awikble at wmvubscordsweeppekb. from your Fnancial Advisor a by calling KO-762-1000. UN Financial Semites account protection The Fen, rt a rro-ri-orof She (en nine 1-eeno• Protects", Corporation (WO, whith protects 163-flieS aCta-MSOI its marten up to $502000 (including 1250,ODOla daims for caska. The Slit asset protection limes ;POP to all accork that you hoed h a particolw smeary. The Fm,,, together mt. certain aft does, has also purchased SiSpinlientelprOtatiOn. The madman amount payable lo at iagible colleclink under this proses-ion is 1500 mafiosi at of Decent*, 10, 2015. Stbrn to the poky medians ad limitations, cash a the firm is further protected fa up to 61.9 million n the agaegMe kr all your accounts held n apricot* caucity. A hi copy of the potty wading h wailabk upon request. The Slit proles-lir ad the supplemental protection both do not apply to • Cron 1na,cial assets controlled by (and nasal n your account value) but held away from WSFinancial Minikes (e.g., certain() cash at UBS Bark Va. 00 cash at 1.8$ AG U.S.Manrhes, (4 reurance pods* including minable enmities, aid (iv) taros of trutuil funds where such awes are registered deed& nth. name of the account holier on to books ad records of to appliciA its eat a transfer agent), • Crain rwstrnent contracts or inwsiment interests (e.g.. limited partnerships and pirate placements) that are rot regitered under tie Securities Act of 1903; and • Commodities arrays (e.g, foreign excha-ge and precis°, metal contracts). including futures conracts ad commodity option contract. The SIPC protect kin and the supplemental protectiondo not apply so these assets nen if trey otherwise appear on yea statements. The SIX protection aid the oakokrnental protection b not protect against changes n the market vale of yet imestments (whether as result of market movement. issuer balsruptcy or °think.) More irtonnation is a-ratable wxn request. You mw cbtan more irrionnation about SIPC, including the SIPC Brochse. by contacting SIPC at 202-371 -83C0 or by Whig the SIPC wank* at wnwapearg Dividend Bei:west-event Paean (MP) The prOe reflected is an average price. You may oaten the actual price from you Fruncial Advisor. Ony whole shares we purchasedunder DRIP; palial shwes will be soli ad the cashwi be ckpoWed in your account. The dotted reinvestment price applied by the ester may of ler from the market pikes winch tie partial tires re sold °whin-lieu achy whole unts may be held n your =art. f you at entitled to a petal knit a a result of a ckriderd parent or ctheewiw, the Film will ether sell panel unit at market price a accept an /morn determined by a regiaered cleirrg agency, and credits", accost Investment objectives The investment objectives and risk profile are spec it to each account and ma/ may between you accounts Nate ado* the Firm paned& in lacing day sg-if joint change in rex I nancial siketion or hvestment &roves For eachwant held, you choose one of the folowin investment objectives. CONFIDENTIAL • Frocks, Cunene income: hvesbments seekng die generation of econa onbr. • Achem Cape*, dporeriotion Investments seek rig growth of principal rather than the generation of n tame. • Produce Conebauboo of Warne aol the newinents seeerg both the genssaan of exam aid growth of pretrial. Overall Sc profits • ConsavaOrt. Seeks to maintain initial arcipal, with low risk and volatility to the accord °wall rent that means the accost does not generate sir it kart Mom co mum and my rot bap pace with inflation. • Moderate Wiling to accept sane ripe to pincjoal and tolerate some motility to seek hyper returns. • Aggress/re: Wiling to accept high fa to pampa and high solet lily to sea high returns thee time. • bboSim,•" Eli** Consileation:f alerted, a POrliOn of the portfolio for that account may route complex oranges, feinted liquicity and grater volatiky. Statement Thetweheldier We may cockade* a related account statements with the sane adiess h the same erotism., e.g. because they have Oontrs who ak0 maintain fit account ram crehips wall other dents a the same address. If you peeler to receive individual statmunts mailed in separate envelopes, you mat dicta Ixtr,eholcing by calling yes Farhat Acheor Friendly acoatentname The FraccISi acccu-4 name is a (Uncrna*le 'nickname' chosen by you to assist you with your recordteeag has no legal effect on your account You can change txr hiend9 achOcill names. through °nine Services a by canticle-9 your eissancsal Athisor. Account overview • veal. of yew accountabonfolo. Net of meets and kabala • Asset lictides available cash balances, values fa restrkted seamy fed ), and Global Tim Deposes, sweated marks to ma-ket, and certain assets not held by he Fern. Does rid include unasked seositiePassets at the end d the pior and current statement OC410dS, or pritate iswessmints. smelted stock options and exercisable stock options • bibiaes Includes debit betakes aistarding margin bans, credit are, shir account balances. • Cashrmoney balances. Total of uninwsted rata* cash balances, plus depose telexes a UBS Bank USA, LBS AG U.S Branches erd money make mutual fund sweep bala-on, at the chase of tie statement period lith-corwrodity free oak balances in nos account are rim segregated from other balances and the Fins may is. ay of these find in the Ordiney coursed As bestrew. Thew funds re hirable yam your domed This total is included in the arrant period closing vain Lending information For &tared inf pulsation On the Film's ',SOSO practices and dod oes's. refer to yin Client Rationship SDNY_GM_00022590 EFTA_00B3210 EFTA01275347 Important information about your statement (COMItitled) Aueenent or ACCO-al Agreement and the General Terms ad Conditions U3S Statement of Credit Practices boilable in Armories and Orabotres at mop ea< ~Alberni ontekrintr met Yew masts Your statement itemises securities and other assets hell h (Marconi at the end of tie Mannar' period. You may ask for deiverr of fun paid seosiies al anytime. You may receive securities used as loan collateral alter paying an balate d* on them. Any securities transferred to tit Firm cling the statement period are listed at market vine as of the end of the statism. period. • Cost fare In detemining tie cost basis of he securities incbded in this statement where indicated with the number" l, • WS F mincer Services has relied on information obtained from sources other than UPS Financial Semites, including if amnion frcm another trim a that sumer have provided to yea Finaxial Malta. The Firm does not irdeperantly verty a gaira-2•4 the accuracy a validity day Sarmatian Provided by sou, other than LESPi-uncial Sonnet. ▪ xklticru *hough UESPhricial Semites greralY updates hb nktmaten as it is waved, the Finn does not provide any assurtroes that to illamation seder 'Con bans° and *Unrealized gat loss' is accurate as of to date of fhb statement. As such please do not reef on this nil:amnion to make ruchase or sale decisions, fa to ruboses a otherwise. Accounts turderred to de Elm may refine gai loss infamatim only for the period id tine they as held at tie Fin Morehi:tonal intimation <abbe added by your Flatlet Advisor. • Unmealbad sans/los' NI 'hen data s awilable, orienatee sneaked guinilown re cittAalod Ice roddial stony lots. The transition data for itivelial bat mayor my not reflect ammissions, r= dor security reap-Staten events dan and ober reinvestment lots ad systematic deduct bts are each combined RASO', cr. enragedlot The 'Trade date cokinn presents the crgrul transaction trade dale • Callable securities Bonds end intend stock that the aver tat for eat redenplom will be selected TrOalially by lot frcm aments all senates of that Ewe held ri outrun* cr in nominee nom fa or <lents, Call tease ntanuten is cbtaned from third parties and in accuracy is not garantewl. Other tall tenses may end whit mid idled poet compete inkrrnatnn MO be provided upon request • Certificate' of deposit COX. CDs are FDIC muted sp to $23),000 ik principal rid accrued interest per deponor and per depository inoiturion in accordance, wti FDIC riles • Prialvalue Prices divined for securities and oder packets my be higher or lower than the price that nu would actuary receive in the matte. him me obtainedfrom vats he, party sources whiti we teeing to be reliable, bit we donor guarantee then acturxy. - We german use he closing price when avallak or the mean of the bid anal ask price, for listed secultin ad optitra or only bid prices for OTC securities. - Less 3Clefair traded secuities may be priced ushg a valuation model a the moss recent pee we drained ad may not reflect en actual maim price a vats - Certain positions may axes **PS a price anal will Ste rate was not avatlable• it we av usable to obtain a price fora seamy - Deposal a securities denominated al cunercies other thin U.S dollars an reflected at the eachrise rennet the nation date. - fen certain secures racing n non-contemns denominations. price and quality (fan iota) may have been Aimed to facilitate Freer valuaten To cbtain anent guanidine, when sealable, contact your Finacial Adviser. • Private irreestment" and struceared product'. hivate investment waits (ittding deed pankipaten program zed real estate investment suet washes) andstructured proins are gmeralb highly akuid. Celan stnstred proctots have not been registered with the Securities and Exch Cam use er under any state seeunitilasn. We amide estmated values for private investment startles ird structured products for Scrmatenal purposes any. Scam) is na4 gumanteed. - These vibes may differ ststatisty from peek il any. at which a prate inestneril rid structured product maybe bought or sold and do not necessaly reprehend the vat* you may receive upon licaidaten. - Third party estmaees of vale are as 04 a certain date and an supplied to UBS Instil Services on a regular basis by an independent valuation firm. - bait.. general panne- or sponsor estimated vain% ary, are suppled to **Flan by the issuer, general patina or sparser and may be cakultied based an tiff erent information ton tut used by third parties to derive their 'negated values. - You can obtain additorel Sormataon regarding the metocblogy used to determine the estimate d value and the dale of dr ilamnin that is the basis kr the ectimate by contanit your Financial Advisor - Third pity 'singed vakies may be reflected as 'Not priced in several situations: Mien an 1-dependent valuation lire has not tankeda is utile to assign a verb e. whame become snare that a material meet has coasted tot may call a mown regaled vat* rep question, ot when a value would be highy specula:re due to tie nature c4 the snaky. - When miter an issuer, general partner or wonsor estimated value nor a third-pay *Annelid yak* is providect, the eta d the security Mk be dikter* kayo its pstruce price. - • Ontributiens to date' may indude return of capital ncome orboth. - 'Original unit size' represents tie oral offering peeper snit axial./ not rebel sots con bans - OPP ad unlisted REn stasis are rot listed on a national securities exchange. and are german liquid and °kaki they can be sold de prke received may be loss than die per dire edirnated value provided n the accord statement. . Restricted securities. Res-toted sectaries generaly are not many ingble for public sale. UBS Financial Service: uses the motet priced the unrestricted node of the COae issues as an Mooted value for the restricted slid brourposesolthis statement on4o To the extent teat rentled seorities are elgbk to sale, the vale reeebed may be ststanualy less than the in sled vabe down • Est. (estimated) income, arrant yields and rates. An estimate of amual income 6 based on current dividend and interest rates, assuming tie seosites will be heel for cne yes from statement date or until maturity This Minsk San a gudolne; accuracy ad continued income are not guautreed - Estimated arrest kerne and current yield fa certain types of leashes could ncksie a return of patio:star capahl gain in which ease the est income (a-d curried yell would be owniated. - Estimated anal income and open yield and to actual exam iniyieU miS1 be lower°, higher that the entinateddritunte. - An *stinte of nudged income (dadend ander interest) divided by the current market valsraverage balance is based ok the tut dirdend or merest payment mode by the Misr and awns tie sear teSdettats will be held for cne year from the statement date or until maturity. Accuracy anal continued petal at not guaranteed • Assets not held by tl€S Financial Serviced Conan roses se rot held by the F im ire not *whin the rim's possession or control. These assets are donned on leer statement for informational purposes only Positions and values presented are provided byte Muting fem. UBS Financal5ereeces not resemble for do information and does not guarantee es accuracy. T's, assets we not protected by SRC or de Ferris supplemental SIC coverage. • Revenue 'halals and additional compuniatim. — In addition to commissions on saes and Lib.' lees received n erection with tit distribution if rrulual funds to our dents we anda our Aisle receive revenues sing payments Iran distributors at/ or adisas of the maul funds that we sell. These amens are based on two cMermi torrpononts (k the amount of Yin by UBS of a Patrols mutual fund I amikr to our clients: and OS the asset value of a particular mutual fund famikns shores held a the lrrn — We and as allneete ate receive num:eking aid ambit accosting fees n col-adoration for transfer agent service, that we myrre to the mutual lends. These fees generally are pad from investor asses nn the moral lured and &teetered data amount blued al the number of accounts at the broker.dealer holing mutual funds of that fund family CONFIDENTIAL - h addien to cornrassens received n connection with the sale or danbution of awn contract and trait imestment but trit toast clients. we anda our affiliate recewe ',woe shalt; ompersaim frommany of the loosene companies undenalh; the amity contracts, Wises d de insurance cormato or manors of tie ant imesimmt rusts we disabuse. - Our affiliates also teethe trading commosions ad ate compensationRan wadi knots and Striae companies whose products we dataise. - We receive an anal fee from UBS Bat USA ad LIRS AG Stanford Ranch of to to 425 per accuse sweeping to the barks under the UBS Bank Sweep Program. Adivity klionnanon reporting conmksens and otter chsges hind h connection with he execute:not trades, educing option tranuctions has been incbctd on coil imaticre prewuef furnished to you. rid will be Posited to yzu promptly on repast. Short selling II you are engagedin short sellrg a security, you may nor a charge die to amain banters costs for gut priests- security. Open orders Regarding open or • stolid-cancelled' aden that wee not executed by the stattentre date, open buy and sell slop orders are rediced by the route of diederds cr rititscn an vadividend a ianSts sine knits ranxted ahenvise by gay You are responsbk for orden that are executed ds to yOur ladure to Cancel *niter; open orders. Prawn To obtain a copy d err current Client Pri cyMake. pleat contst yas FrontalAdmit ot ve at our websik at wsw in! rrventhirovmiriv UEG Finatid Senkes 6 not a ba-k The WA, Business Services Account BSA and IRMA are brokerage accounts which provide access so barking services and pockets tem* sungenenits wih all Seed lurks ad other Ihniparty banes, an/ providers access to i-oisa-ce and anmatY Products abed by unaHiliatedthid-party rouraice caftans through insurance agency subsdianes of UBSFinaroial Services Inc. lmast-no-S, neura-ce. ad aroily products, Not FOC insured • No bask guanine. May tow value RMA. Resource Management Arm nt, Business Services Account BSA, IRMA and intonational Resource Management Accord an registered service maks of Fnancii Smites vex WA Signalise it a regale...de/MO Milk 01 Visa Hemel knal LGS Visa Signature ova cads and IBS Visa debt cards a-e anted by UBS Orb USA with permission Iran Visa USA Incorporated. UM Financial Sanaa Me Fey 201604 SDNY_GM_00022591 EFTA_001332I I EFTA01275348 r*UBS lies Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Che700563343350816 v1 0 Account name: GHIStANE MAXWELL Friendly account name Account number. Your Knancial Advisor- SCOTT STACK MANILYLE CASPIEL Phone 212.821.7003/800.308-3140 Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029323574 UBS Strategic Advisor August 2016 GHISLA n\IE MAXWELL Value of your account On July 29 (S) on August 31 (9) Your assets 1,187,30651 I , I 85,383.34 IRA our website: Your liabilities 0.00 0.00 vmw.ubstorntlinancialservices Value of your account Accrued interest in value above 11,187,306.51 $1,185,383.34 47,136 80 $6.803.85 As a service toyou, your portfoia value of $1,185,383.34 includes walled interest Tracking the value of your account Sources of your account growth during 2016 Yak* of your account Thousands at year end 2015 41,311,717.81 1484.3 Net demon and withdrawals 4167,050.62 1,311.7 1,197.3 1,185.4 Your tiveStrnent return: Dhidend and interest income $40,414.94 Change in value of accrued interest 41,624.97 Change in market value -31)13.76 Dec 2014 De< 2015 Jul 2016 Aug 2016 Value of your account on Aug 31, 2016 $1,194311334 SDNY GM 00022592 Member SIPC CW7000%05633929 W000197198 00004 0816 030575004 v123574550 000000 Page 1 of 12 CONFIDENTIAL EFTA 00133212 EFTA01275349 UBS UBS Strategic Advisor Account name: GHI AIN" MAA Your Fi vandal Advisor. Friendly account name SCOTT STACK MANLYLE CASRIEL August 2016 Account number: 212-821.7030f 800-308-3140 Your account balance sheet Tne value of your 3count induces assets held .3 U6S and cenan assess held ava/ Iran 085 See par I for more I riOnnatiOn. Summary of your assets Value on August 31 (I) Percentage of your account A Cash and money balances 2,900.68 0 24% B Cash alternatives a00 000% C Equities 350,351.16 2956% D Fixed income 832,131.50 7020% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% 0.00 0.00% Total assets Value of your account $1,185,383.34 S1,185,383.34 100.001E Your current asset allocation A Eye on the markets Index Percentage change August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 8.01% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Cash and money balances may include available cash balances. 085 Bank USA deposit account balances. U85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% ChiP7COOBOOSO33830 hiPMCOI97I98 POW. 03I6 030579004 Y123514SSOCOnlyyGht ocoSie 2 of 12 CONFIDENTIAL EFTA_001332 I 3 EFTA01275350 SUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your linandal Advisor: Friendly account nal SCOTT STACKMANLYLE CAMEL August 2016 Account number. 212-821-7000'800.308-3140 Change in the value of your account August 2016 (3) Year to date (1) Opening account value 31,187,306.51 $1,311,717.81 Deposits, including investments transferred in 0.00 6,090.00 Withckawals and fees, including investments transferred out -6,321.69 -173,150.62 Dividend and interest income 4,738.18 40,414.94 Change in value of accrued interest -332.95 1,624.97 Change in market value -6.71 -1,313.76 Closing account value $1,185,383.34 $1,185,383.34 Dividend and interest income earned for purposes of tNs statement, terrabity of interest and dnicknd income ha been determined Iron a US to reporting perspective. Bawd upon the residence of the account header. account type. or Product type, some interest ardor (Mcleod payments may not be tuoien to United Patel (UP ardor Puerto I8C0 (PR) income faces. The dent monthey statement is not Intended to be used and cannot be Reed Ken for tae purposes. Clients should refer to the applicade tar reporting loans they receive from USS annuity, such as the Forms 1099 and the an 483. for lar reporting Information. It IS the prance 01 U85 to file the aPPricatre tar reporting forms with the US listener Revenue Service and PR Treasury Depanment. and in such forms accurately classify dricknct andict interest attar eserrpt or eatable income. Please consult your incledual tar prepare,. August 201601 Year to dale ($) Taxable dividends 0.00 5,389.07 Taxable interest 1,837 50 27,384.62 Tax-exempt interest 2,500 00 6,250.00 Miscellaneous 400.68 1391.25 Total current year $4,738.18 540,414.94 Total dividend & interest $4,738.18 $40,414.94 Summary of gains and losses Values reported below exclude products for which gam and losses ale not destined. Realized gains and losses unrealized August 2016($) Year to date ($) gains and losses (9) Short term 0.00 586.02 5.40 Long term 0.00 6,027.80 63,773.60 Total $0.00 $6,613.82 $63,779.00 Cash activity summary See &Could &ably this month for dela Is. Balances in your Sweep Options are includedIn the openng and clotting balances rail. FDIC insurance applaes only to deposits at UBSBank USA, not todeposits a as AG, Starr/old Bench or bank deposits placed Wogs the UBS internsionai Deposit Account peogeen SIPC prole< tion applios to money medal sweep fund holdings but not bank deposits. Se•Important information about your statement Co the test two pages d this document for detals. August 2016 (5) Year TO date IS/ Opening balances $4,484.19 $541.48 AddEions Deposits and other funds credited 0 OD 6,090.00 Dividend aid interest income 4,738 18 40,41 4.94 Proceeds from investment transactions 0.00 130,303.76 Total additions $4,738.18 $176,808.70 Subtractions Professional management fees and related services 0.00 -6,080.10 Other funds debited -6,321.69 -167,070.52 Funds withdrawn for investments bought 0.00 -1,298.88 Total subtractions -$6,321.69 -$174,449.50 Net cash flow -$1,583.51 $2,359.20 Closing balances $2,900.68 $2,900.68 SONY GM 00022594 Cerr70003305633031Ne70C0I97198 00031 091603057`004 Yt2ssyessoc00000 CONFIDENTIAL Pogo 3 of 12 EFTA_001332I4 EFTA01275351 * UBS UBS Strategic Advisor Account name: GHIcLAINE NIA',111Ett Your 15 nancial Advisor Friendly account name SCOTT STACK MAMLYLE CASRiEL August 2016 Account number. 212-821.70001800-308-3140 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 4 Opening UBS Bank USA Deposit balance Jul 8 $0 .00 Closing UBS Bank USA Deposit balance Aug 4 $0.00 Number of days in interest period 28 Average daily ba bnce $478 SS Interest earned $0 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you France' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Curren; income &capital appreciation Your risk profile: Primary • Moderate investment cOnWerabon • None selected Your account instructions • Ynv account cost basis default closing method is FIFO, First In, First Out. CNI170C01105633832 NP7003197198 COCOS MI6 Dammam y:235ussOCOM11/YGM00022,141e 4 of 12 CONFIDENTIAL EFTA 00133215 EFTA01275352 $UBS UBS Strategic Advisor Account name: CHI!A_AINE MAXWELL Your /I sandal Advisor: Friendly account name SCOTT STACKMANLYLE CASILEL August 2016 Account number. 212-821-7000/800-308-3140 Your assets Some OnCes, mcoMe and Current values Sheen) May be approximate. AS a kit*. OM ale fosses may nal te accurately reflected. See Aporunt infosenefron about your statement a the end of ttws document for more infornmon. Cash Cash and money balances Casts and mosey balances may include avalaole cash balances, UBS Bant USA depost account balances, UBS AG Stamford Branch depoot account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC valhn applicable limits, but are not potected by 9PC LMS AG Stanford Brant h deposit account balances an not 'Muted by FDIC aid se not protected by 9PC Money market sweep batances are protected by 9PC but Ene not insured by the FDIC. See the Important information about sour statement at the end of this document for details about those balances. Hddng Cash Goering balance Cloong Wage on Aug t(t) on Aug 31 (I) Price per :hen on Aug 31 (1) Average rate 0:olden(' Interest period Deo en period cap &Yount (5) 447267 0.03 t165 BANK LISA DEI> ACC" 11 52 2,900 68 250.000 00 Total Equities Common stock $4,484.19 $2,900.68 Purchase pied Trade litireber Average price Hddng date of snares per male (II BANK OF AMER CORP Symbol: MC Exchange: NYSE EAI: 1283 Current yield 186% May 17, 11 303.000 11.860 hen 21.11 313.000 10670 Aug 2, I 1 328.003 9.802 Security total 944.000 10.751 GENERAL MOTORS CO Symbol. GM Exchange NYSE EAI: 11,555 aerent yield: 4.76% Nov 18, 10 Total Total estimated annual income: 61,838 1,023.000 36.416 Price per Shen Con bans (V pis Aug 31 (5) Value on unrealized Hddng Aug 31 0/ gain or loss (5) period 3,593 84 16.140 4,893.42 1296.58 LT 3,33986 16.140 5,051 82 1,711.96 LT 3,215.15 16.140 5,293.92 2,078.77 LT 10,148 85 15236 16 5,087.31 37,25419 31.920 32,654.16 -4.600.03 LT $47.403.04 $47.89032 $48728 SDNY GM 00022596 0,700030305633833 NP7003197198 00034 0816 030579004 Y123574S5003C000 Pogo S of 12 CONFIDENTIAL EFTA_00133216 EFTA01275353 UBS UBS Strategic Advisor August 2016 Account name: Friendly account name Account nunsber: Your assets r Equtties (continved) dosed end funds & Exchange traded products Total remeested iS me tot, of as reinvested dadendl it does nol Induik dry cash dvIdends. n Is not a lai Id for the parposes of deterrrining hddrg periods or cost basis. The shares you recove etth time you femelt dodend bttome a ~rare taR bl. Cost boys is the total purchase tost of the security. Indudog renvested d udends The tost basis may ned to be &lus:cdCc< return d capita payrnents in order b deterrnne the edjustedcost bars fa ter reporing parposes reflededon your Ornement, includng sloom thx have been realired at enne( a pin oe a lott n alto does not include cash dodend; Mal wee nol .elmened Purchase pr.W Iesurber Averfl pace alant Cosi PrKe per share value on Linrealized (m) imtstment Haan Hddng of share, per share fl) investment basis(S) an Aug 31 (S) Aug 31 (4) yen or las (S) return (S) period SPD« S&P 500 ETT TR Symbol. SPY Trade date: frul 12, 13 1245.000 167.496 208,533.63 208,533.63 217.380 270,638.10 62,104.47 LT Total reinvested 6.001 216.480 1298.88 217.380 1,304.28 5.40 EAL $5,471 Cisrent yield: 2.01% Security total 1251.000 167.732 208,533.63 209,832.51 271,942.38 62,109.87 63,408.75 Your K nuclei Advisor: SCOTT STACK MAI4LYLE CASRIEL 212-821.7000/800-308-3140 untetived (to pon or Oss n Ine calleence Cervixen the c 'vrom warme and the tost traas end would genera>, be your taalde gein or loss II t he sec Lolly was sold on ths date Ine u nreaked (tm) giet na loss may veed su be achnted lor rei urn of capita pasments in order to determine the realind glin or tas lot ta "1"34119PUr1/05eS Inee2menf Mum Is the c ment valare rNn us Ihe ontluist you imested n does nol entlude gl4feS thS are nol Other equity investments Cosi basis and gans and tosses have nol been adjusted automatie tfly tor return of capita pttrme nis itesincted sec u Aty Induts are estmtted fa irlorrnational purposes See Important information »out your statement at the end of dus document for acidieonal informat ion Hddng BLACKSTONE GROU> IPYTI-IE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange' NYSE EAt 11,937 Drent yield: 6 35% Trade dae lourrber shares Purchase por& Average rune pet share IS) Con Nice po share Va I ue on unregized Harding tom (S) on Aug 31 (5) Aug 31 (5) gan or loss (1) period Sep 15, Id 1,113000 32 224 35,866 06 27,420 30,518 46 -5,34760 LT CHP7C0C1005633834 NP7OCOI97198 C0004 Pel 6 030575004 Y123574SSO 03~y Ght000ntsge 6 of 12 CONFIDENTIAL EFTA _00133217 EFTA01275354 UBS UBS Strategic Advisor Account name: friendly account name GHISLAINE MAXWELL Your financial Advisor: SCOTT STACK MANLYLE CAAkiEL August 2016 Account number. 212-821-70001800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Paces are Marino from independent gnomon bureaus that use cco-puenzeo va union formulas to calc Wait current values Actual market vaues may vay rid thus gairtsrlosses may na by accuately reflected Cost basis has been Ousted for accreted original issue duoum (01D) Cost basis has been Hddng BANK OF AMER INTERNOTES NTS WE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 31,590.00 CUSIP 06050WDW2 Moody. Baal S&P. BBB+ EAI: $2,700 Current yield- 3.59% Nov 01, 10 150.000000 100 000 150.000.00 100.234 150,351 00 351 00 LT JP MORGAN CHASE & CO UTS EVE RATE 07.900% MATURES 04(2949 ACCRUED INTEREST 33,94999 CUSIP 466251-MAI Moody. Baa3 S&P B813- EAL 311,850 Current yield. 7.61% Dec 22.09 150.000.000 105.100 157,650.09 103.759 155,625.00 -2,025.09 LT Total 1300,000.000 8307450.09 1305.976.00 -11,674.09 Total wined interest $5,599.29 Total estimated annual income: $14,550 Trade dae Total lace value a mainly (S) Pu !chase puce (S) a.rtanadcally &dusted for amortization of bond premium using lye convert yield method If you have made a tar election to deduct the preni um snarlration on fatale debt secunties. you may request U85 ust cost bais fa the tenni:german annanZatiOn. Aciusted cost bars (S) Price on Aug 31 (Si Value on Aug 31 (1) Unrealized HcIdtng gan or loss (I) period SDNY GM 00022598 Gie7COCE005633835NP7003197198 00004 0816 03057%04 Y123574550000000 Page 7 of 12 CONFIDENTIAL EFTA_00133218 EFTA01275355 *UBS UBS 201 Strategic Advisor August 6 Account name: Account ccou number: account um r name' -HaAINE MAXWELL Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL 212.82170001800.306.3140 Your assets . Fixed income (continued) municipal securities Prices are et:Reined from Independent quotation bureaus the we carputeized ea teflon 10fMtilt6 10 CiSCOUIll for sea/dies issued a a discount. When engines cost basis Is dsplayed, anortuation has been St date current Sues. Actual market Sues may very and thus calnillosses may not be accwately done using t te constant yield method otheml se cenortliation has been done using the straight km reflected. Cal basis has been autananicaly 'dusted for rnancbtory am:dilation of bond monism on method coupon tax.eserrpt munIciptf sec unties using the constant yieldmethodandfor &Crete() coigne Issue Hddng Trade date Teal face value a mattsity (4) Purchase pnced) Aduded cost basas Price on Aug 31 (5) Sue on Aug 31 (51 Unrealized gen or loss (S) Hddng period MICHIGAN MUN BO RUTH RV PREF BEM PRE.REFUNOECI RATE 05.000% MATURES 1001126 PREFERiNDED 1001(16 0 100.00 ACCRUED INTEREST 4937.49 CUSrP 5945573R1 Moody. WI rated S&P: Not rated EAI: 12,250 Cisrent yield: 4.98% Original cost Baas; $46,406.80 Nov 22,11 45,000.000 100.212 45,095.83 100.373 45,167.85 72.02 LT 61RINILLE TX INOPT SCH D FREE BeFte PRE-REFUNDED RATE 05.000% MATURES 0211929 PRERERJNDED 0211917 0 100.00 ACCRUED INTEREST $19999 CU9P 090874U5 Moody. Ma SW: Not rated EAI: 44500 Ciarent yield: 480% Original cost bags $93,704.74 Nov 14, 11 90,000.000 101.062 90,956.11 102,000 91,800.00 843.89 LT MICHIGAN MUN BO ALT' RV RATE 05.000% MATURES 1001126 CALLABLE 10'01116 0 100.00 ACCRUED INTEREST 4104.16 CU9P 594557465 Moody. Ma SW: AAA (Al: $250 Cur tent yield 498% Original cost bays $5,034.35 Nov 22, 11 5,000.003 100047 5,002.36 100.374 5.018 70 16.34 LT continued next page CNP70309005E33B36 NP7003197193 00004 0816 030575004 YI2357455000MyGht coorAtat 8 of 12 CONFIDENTIAL EFTA_00133219 EFTA01275356 UBS Strategic Advisor (Pit UBS August 2016 YOU( assets Fixed income . Municipal securities (continued) Hddng TAMe elate fetal feet Niue at maturity(1) Pul(hd5e priced) &lusted cost Um (1) Pace on Aug31 (S) Valueon Mg 31 (S) unreaized gin or loss (1) ridding Period BIRDVILLE TX1NDPT SCH D DON RATE 05.000% MATURES 0211929 CALLABLE 02/15/17 0 100.00 ACCRUED INTEREST 422.22 CUSP 090874LM8 Moody An SP: AAA EAI: 4500 Current yield 4.90% Ceign al cost basis. 310,056.85 Nov 14, 11 10,000.000 100.148 10,014.85 101.991 10,199.10 184.25 LT Total Total accrued interest: S1.263.86 Total estimated annual income: Preferred securities Hddng 57,500 Tiede dale 1150,000.000 tauter of sham PuicM5e0aCe ref thin IS) 1151,069.1S Cott baut (S) Puce per store on Aug31 (S) VI52,185AS Witt On Aug 31 (5) $1,11650 unreedized gin or loss (5) Lidding period OTIGROUP CAPITALMil FXDFLT TRUST KO 7.875% WE 1030'2040 Symbol: CNN Exchange: NYSE (Al: $18,490 Current yield: 7.14% Oct 4, 10 10,000.000 26.130 261,300.00 25.910 259,100.00 -2,200.00 LT COUNTRYWIDE CAP V 7 000% CUE It/01/36 CALLABLE Symbol: CFC PRO Exchange. NYSE (Al: 37,350 Current yield:6.804/o Oct 26, 10 4,200.000 23.518 9%778.96 25.730 108,066.00 9287.04 LT Total Total estimated annual income: 525,840 1360,078.96 2367.166.00 17,087.04 Account name: Account number. Friendly account nail GHISLAINE MAXWELL Your Nuandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 SDNY GM 00022600 CW0009305633837 NP7003197t90 00304 0816030575004Y123574550000000 Pogo 0 of 12 CONFIDENTIAL EFIA_00133220 EFTA01275357 *UBS UBS Strategic Advisor August 2016 Your assets lcon trwedl Your total assets value on Aug 31 (I) Percentage or your account Cost Dane (5) Estimated annual tooter* (5) Unrealized gsin or loss (5) Cash Cash and money Wallas 2.900.63 024% 2,900.68 Equities Common stock 47,890.32 47,403.04 1,838.00 487.28 Closed end funds & Excharge traded products 271,942.38 209,832.51 5,471.00 62,109.87 Other equity investments 30,518.46 35,866.036 1,93700 -5,347.60 Total equities 350,351.16 29.56% 293,101.61 9,246.00 37,249.53 Iroced income Corporate bonds and notes 305,976.00 307,650.09 14,550 00 -1,674.09 Municipal securities 152,155.65 151,069.15 7,500.00 1,116.50 Preferred securities 367,16800 360,078.96 25,840.00 7,087.04 Total accrued interest 6,803.85 Total fixed income 832,131.50 70.20% 813,79020 47,890.00 6,329.45 Total $1,185,383.34 10000% $1,114,800.49 $57,136.00 $63,779.00 Account name: Friendly account name Account number: Your Knancisi Advisor. SCOTT STACK MAN LYLE CASRIEL 212.821.7000) 800-3084140 Account activity this month Cote Adler; Description Amount (1) Dividend and interest income Taxable interest Aug 1 Interest COUNTRYWIDE CAP V 7 000% MX11/01/36 CALLABLEPAIDON 4203 1,837.50 CUSIP: 222388209 Total taxable interest Tax-exempt anterest Aug 15 Interest M1Scellaneous BIRDVILLE TX INDPT SCH D PREF BE/P/5 DUE 02 I 529070011507 CALLABLE PRE-REFUNDED PASO ON 90000 CUSIP: 090874U5 $1.83750 2250.00 Aug 15 interest BIROVILlE TX INDPT SCH DBEIF7 5 DUE 021529 DM 011507CALLABLE PAID ON 10000 CUSP: 0908741M8 250.00 Total tax-exempt interest $2,500.00 Aug 8 ()Mend BLACKSTONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP NT PAID ON 400.68 1113 Total miscellaneo es $400.68 Total dividend and interest income $4,738.18 C NP7ODC0305633838 W7000197198 C0004 0816 030575004 V123574SSOceeffigyGht000ggri uf of 12 CONFIDENTIAL EFTA_00I33221 EFTA01275358 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IIsandal Advisor: T August 2016 friendly account nawl Account number. SCOTT STACK MAP/ LYLE CASRIEL 212-821-7000'800-308-3140 Account activity this month (coati-WO Date Actinly Oesccpuon (1) Other funds debited Aug 2 Transfer JOURNAL TO Y 123575 GHISLAINE MAXWELL -6321 69 Total other funds debited Ode Activity Desoiplion -$6.321.69 Amount (1) Money balance activities MI 29 Balance forward $11.52 Aug 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,472 67 Aug 2 Deposit L185 BANK USA DEPOSIT ACCOUNT 1,837.50 Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08102116 -6321.69 Aug 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 400.68 Aug 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 2.500.00 Aug 31 Closing UK Beak USA Deposit Account $2.900.68 me UBS Bent USA Deposit Account Is your primary sweePOPItoo SONY GM 00022602 CNP7034:030563.3839 NP7000I97I90 00004 MI6030575004 YI23574550000000 Pegs 11 of 12 CONFIDENTIAL EFTA_00133222 EFTA01275359 *UBS Your notes ""- ="7:===;:,75"--------2'""°''' CONFIDENTIAL EFT,00133223 EFTA01275360 important information about your statement U3S Financial Services Pc. (the Firm or UBS Finarcial Strakal is a moniker of all principal security, canrrodey and weirs exchanges. UPS Financial Services and LES Bank USA re (died teak/ones of UPS AG and aft ihaes of U35 Smite LLC. The Fares fhanoal statement C available upon request The Font execute oil ices re a. LESFinance Sereces 1200 Harbor Boulevard Weehewken, NI 07086 This meatiest represents the onk official record of you' LBS Finscial Services account. Other records, scent official taw Om/ninth contanng conflicting data should rot be relied wan 11 you bane thee is an tor a Orni990n plan report it immediately n memo to the Branch lianacter of the office serving your accost. Mbar a fires shown are Mended to be accurate. statement tea tcukt not be wed fa la proposes Rely seek on yeaund tax Ism. (ie , Form 1099. 5498, 10425. etc ) when prepamg your tax return. The Fan 5 required by law to temp to tie IRS all taxable dividends, reporubb nortutuble clitaiind and uxtk Mere* erred en securities held apt/ exant ran atone on see tratradire, rd cos* basison certain covered seculars, Czenlitsliankiell with the Finn • Please recortinn raj oral coureinkations in wring tofurther protect your rights. inducing your rit ender tie Se:Lilies Investor ProtectionAO (SEAR • n thefinancial institution is the top let of du fire of this statement isnot U36 F ntricial Sakes, LEG Handal Smite carries year b=eet as dewing baker by arra-gement with the ideated inslitution We in you of this ralahariShia when you opened this accost h the cast your kits and stories tee located a UK financial Services and rot the neadang broker, ad you nut make aern of ay error or omission to both firms As described tie account agreements, you must no* w of a errors or triad awaking chedcs reflected on your staterrent weal 30 Chyl alter t was mailed or made available. All eternise shall be deemed corrplse and accurate n all other respects if not objected to in writng wthin 60 days • Please divot cutromer complaints or notnes to tie Fints C lent Re strou Deanne* at 201252.1699 a toll** r. 903.354-9I03, 8:03 A.M. to 6 at P.M FT Monday through Fraley, or in awing to LES Financial Senices Ix., Client Relations Department, P.O. Box 766 Union Coy, NJ 07087. • In case of ears Or ClUtIliara about an electronic ftricla transfer (61), bas parr a UBS Votclebit card vantactions, call KO-762-1000, a robe to UBS Financial Senices lx., 1000 Harbor 814, 6th floor. Weehawken NI 07086, Aare RIAMKA Sakes. Caeca Write at nom in yeti can, if you Ptak your stemmed a receipt k among or if you need more lawman:el toe a transfer on the statement or receipt The Firm or Card ester (as epicable)must hear from you no leer then CO days alter taken sent yOu the trst statenard on which the WC( Of anablem appinad. - Prorate your name ad a-cord number (4 any) - Deco& the MOM Of the ante you are inure about, and splain as ckaik as you cal why you believe t is serer or why you need more infametis. - Frondethe dole an-ant ca the suspected error. The Firm or Card Issuer vii hoestigate put Pampa* and vial correct my error promptk For alleged mots Menu UBS Vora 4 debit cad tramed km, if we take mote than 10 bus i-ess days to obligor we willcredit you accord for the EMOL•It ytuthaik is in error, so that yea yell have the use of the money durng tie tine lakes us to complete our mestgetion. Please mire all checks payek to the Fan or the Inancial inflation a-dated on he trait Ce the statement In addition to regular acccul fees, accounts may be abject to mantenerke Ian, chain for rte payment kr securities purchases and charges kr unpaid amounts a cash acacias. Accounts that re transferred to other instiulirs my be subject to a transler fee UBS Sweep Oreiens LES offers options kr sweeping cat balsas. balances to ha* deposits at UM Brit USA and LEG AG Stanford Manch (Bak Sweep Ritcprrs)), money make mutual bads (Money Fuca) and the internetional Depose dawn (DA)Iorcuttanect with in antirational Rqfp,r0a Maneprrierd Accost *tough the Bair Sweep Programs, cash balms we swept to LES Bank USA to to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposes at U26 Bank USA ay FDIC inured in accorda-ce withFM mules. Format iriormatian please *sit wwwfdic Deposes at LEG AG Stamford Brad, ad shares of MoneyFadsare rot hared by the FDIC. Through the DA, (mailable to each balancer ar• swept to depose &costs al UBS AG New Yak Branch and LES AG Caplan Ranch lieu deposits are not Sauced by tie FCC. Betakes held at the UDS AG Carman Branch are tempests, reposed to the sovereign lit of the Calms Mack, and there is no guarantee or other obligation of UBS AG to renal to Saxes while al the LEG Cayman's Brach's books. Deposal at LES Berk LISA and cab UPS AG Branch are not protected by SIK. Monet Fund chres are protected by SIPC. See 'LOS Financial Services Accost Protecton' below. Upon mu repeat balakin in the Bare Sweep Program or DA may be arthdrawn and shires of a Money Furd may be licpidated, ad the proceeds returned to you or your seosdies acccui 1. Bator inform/ton about available sweep agora nokadrg wre n it rates and Prick 5 available at wmyubs cense/tenni:ix from your F nano* Adam' or by along KO-762-1000. UN Financial Serrkee astern protection The 5,t-n r. A manta, ci (te. ran< 1--ea-eo• PrOta-tra. Corporation (SK), which protects series *oasts* its renters up to $502000 On( Wing 1.250,003 kr daims for cell The SIK asset protection limit, ;PP* to all fl ank that you hold h a particale cmacity. the Fna togethn web certain aft hates, has also purchased tagplerienteplOtatiOn. The Mairnall amount peeatie to M *gibe clkgtc, cokaclieey undor this area-ion is ZOO mbar x of Decent*, to, 201S. Saud to the poky orditons ad limitation, rash a the hem is further protected fa up to 51.9 milbn n the aggregate teat all your accounts held n a patioulei capacity A fJ copy of the poly wading is salable *son request. The SIK protection ad the suppkmenUI protection both do not apply to • Caton trance assets controlled by (and ialded n your account value) but hell away from UBSFina-cal Services (e.g., certain( cash at UBS Bat USA. 00 cash at Les AG U.S.Manrhes, (4 neurarce padtas, including variable ennui**, aid (in turn of Maud kinds where such tram re registered drat& n the name of the account holier on the books and records of to malice* agar a transfer agent), • Certain mesh-nerd contracts or iniesiment interests (e.g.. lirnited partnerships end parse placements) that are rot regitered tat tie Securities Act of 1933; ad • Commodities cortrads (e.g, kreign *char and roc°, metal contracts), includirg futures contacts ad commodity option contract,. The SEC protect ion and die supplemental protean do not apply to these assets nen if they otherwise appear on your sUtements. The SEC protection aid the 54Tellanental protection do not protect against changes n the market vela of yes inurement> (whether as result of market movement, issuer bets a other** More irtonnation is avaable spot. repast. You mey cbtan more irionnation about SIK, erclud09 the SIPC Boar by contacting SIPC at 202-371 -83C0 or by Ming the StPC inesee at wawa/more Dividend Reimestmene Program pun the prin reflected is an eta ay take. You may °Man the ewe price transom F retie Adam' .04,i *hole shares aro purchased under DRIP; petal Alain MI be soldad the cash MI be deposited your account. The &Wad reinvestment price applied by the tear may • ffer from the make price al whch tie partial shires re sold Cedleinlieu Cnk uncle unts may be head yam amount. If you au entitled to a petal sit a a nesun ol a minded parent or otherwine, the Firm will either sell panel web* made price a accept an /mord determined by a registered clearng a;ency, and credit you' attars. Investment objectives The hanimere candies and risk profile an spec it to each account and may vay between tar =cut Neese advese the Firm rapt& in wining of ay smna joint change in I nor dial situation or investment &actives For eachwant het you choose one of the following investment objectives. CONFIDENTIAL • Preen Cunene Income: twestments seekng the generation of income cinht • Achim, Canal dpantrinion Internments seeing apish of regal rather than the minis of hcane. • Produce Combauthe of Man* and Capital Awed:non Iveninents seeing both the gennecn of nand rd groinh of rick* Overall Sc profiles • COnSetVAt Seeks to mainUn niii ancipat with low risk and volatility to the accord moat rani the means the *cost does not generate sir it Cant acme a Mani and my rot keep pea with Manion. • Moderate. Wiling to accept sane lips to pircPal and tolerate some totality to seek hgher returns. • Aggress/a: Wiling to accept high a* to ponce,* and high valet lily to seek 4hreturns Ow air*. • an wean' Edaabefira Comiteration: I Contact a PaliOa of the portfolio for *at account may node camas strategic, limited Reeky and rater Statement •heuteholdier We may cakordate all related account statements with the same attfress n the same enmelax, a g. because May have owners who ako maistain Sonl account relearohips well other clients a the same address. If you safer to went individual **mien* mailed n separate enalcoes, you may decline hocr,eholdng by calling your Finance Ai tor Friendly aware name The Fixedk acccu-d name is a custancazto 'nickname' chosen by you to assist you with your recoreeePhi has no legaleffect on yOur account You can clunge your inend9 aCCOUll narnel. though Onkue Services a by cantata-9 your Financal Athiscr. Account overview • vote of yon acothatrionfolo. Net of assets and abiluK • Asxb ncLides weld* cash balance,, sakes fa merited *curdy hesf ), and Global Tire Deposita reared marks to make, and certain assets not held • the Fim. Does rot include raked sectritieassets at the end the prior and arrent statement (*.nods, or pane ineestrntritt invested stock options and enrusable stock options • ulieees Induces debit baleces. cumarding margin loss, credit kith short accou-d balances. • Cetheoney balances. Total of uningsted *agate cash balances, plus depose telexes at UBS Bank USA, Lw5 AG U.S Branches ad money make mitial fund sweep balms. the cane of tie statement period lartanirrodik free crib& Saxes in you' account are not served born other balances and tie Fan may iAt ay these funds h the ordinay coura of is bushes These funds re path ran your downed This total is ridded in to went period caning Vain Lending hformation For cleared pnl °natation on the Fern's le dig pretties and declare. refer to you Client Rebtionthip SDNY_GM_00022604 EFTA_00133224 EFTA01275361 Important information about your statement (COMIntled) Aratement or ACCOLII Agf et* It'd and the General Terms ad Conditions U3S Statement of Credit Practices mailable in Agreements and Oix &ores a Bmay ratrmantansurvererletu tot. Yow an Your statement itemises securities ate other ends held tithe account at the end of the risemers period. You may ark for debreW d hay pad seosities at re time. You may receive securities tried as loan collateral aher paying any balance sea an them. Arrysecureves Pentland to the Firm rising the statement penal are listed at market value as of the end of the staternall Perot • Cost base. In determining the cost basis of he securities inebded in this statement, where indicated wih the number " I, • .BS F natal Services has relied VI information &lined from sources other than UES Fnoncial Santis. including information from another fine a that sumac have provided to you finaxial Adam The Film does not irdeperantly verity gairantee the actracy a vaklity of ary Wormation provided by 30S)05 Car than LES Pi-antral Seneca, ▪ adatim *hough UPSfit-kW Serrices general& La:dates nfamatim as t is recerved, the him does not provide any &unreel tut the int:emelt:a seder 'Cost bans° ad ^Unrealized god Ws' is accurate as of the date of fhb statement. A, such please do not relit on this nfanution to make peschase or sale decisions for tax puposes a otherwise. Accounts turderred to the Fiat may reflect gait ca hfamatim only for the period d tine they are held at tie Fin More hiaorical rilcrmaten can be aited by wer Faaxial Advisor. • Unwanted gant/lonee item data n euinated tamarind &initiates are cam/and la • nosey lots. The transaction data for navies' lots may or may not reflect ccmmissicns, rZ cedar security reorganizaten 'wets d and other reinvestment lot ad systematk puchisie lots are each combined to distally cr. engaged lot IN 'Trade date' colan presents the original transaction trade dale. • Callable securities Bonds and preferred stock that the issuer cats for try rederepion wit be selected irroalrallt by lot from among all seaman of hat tie held h ournarne or n nomixe name for os clients. Call team recematicn m cbtaned lionwhird parties and al accuracy is not &manned. Other call haves may ant which could 'Mat nett campreie rikrrnaticn will be crovi*d upon request • Certificates of deposit (CDs). CDs are FDIC nsured rip to S2 b),000 in principal and ascend irtenni per depositor ate per depository inaitunort h acccedance with FDIC mks • Prim/value Prces dieplayei f or secuntes and other predicts my be higher or lower than the price that )0J would actually receive in the make. Mae are obtained from varkus grid party sources which we &Wye to be relable, bat we do not gaunter then accuracy. - We gemmed use the closing price when avalhka Ow man of the bid ad ask prices for limed acuities and optics ce only bid prices for OTC saint its. - Less actere4 traded secuities may be priced using a valuation model a the moss recent ace we claimed and may not reflect air actual market price a value - Certain positions may appear mitoa a price and will thaw as 'peke was not awilide• it we are unable to obtain a price fora warty. - Deposita a securities denominated ilCUM71-00 other thin U.S &errs are reflected at the 'whir& rate a of the statement date. - fa certain senates rading n non-conformrig denornnations. price and quantity (face Wu) may have been adjand to facilitate paper vatuatim To &tarn te em quotalene when avaittle. contact you Financial Advisor. • Private inmarnems and arachnid products. Private ratan most at Inching drat pankipati:n program and real Waite investment mist sessile.) and struclued proins are generalb highly 44iid. Celan stnstised pecclets have not been regotered with the Securer's and Exdsage Commesian ce undo. aed date seeuritiZein. INe provide es:Initial Wee for private investment senates ird Mirrored products tor hilamatinal purposes any. !sang is rot guaranteed. - These vahes may differ abstawised bons prices, il any. at which a private Setirntril thy structured product maybe bought or sold and do rot necessitibi represent the vaia you may receive ipso litaidatim. - Third petty estmess of vain are as a ecertain date ard an supplied to UBS fascia Services on a regrear basis by an independert valision firm. - barer. general Tumor or sponsor estimated vales. if and, are 'aled to the Fm by he issuer, general partner or paha and may be calculated based an &Jena information from tut used by third patties to &rive their estimated values. - You can obtain aedincrel informaton regarding the metcoblagy used to determine the estimate value ad the dale of Me Haman:name is the basis fa the ectimate by contanina your financial Advisor - Thirdparty 'singed valet may be reflected as 'Not priced in several stumble when an ideperdent valuation tiro has not %Willeda it unable to assign a vat*. nelearwe become mare that a matenal 'wet has ccosred that may call a aevous/d repined value rep question, or awn a value would be high speculathe due to the nature the security. - When neither an num general partner or sponsor estivuted value nor a third-pal/ Minuted Tula is penarded, the vale el the study Mk be diherent Irene itseach& price. - • Datributiens to date' may include robin of capital, ncome orboth. - 'Original unit size' represents tic hkial dieting peke per exit at :I mar not reflect you cot bast. - DIP at unlisted REn settees are not listed on a rational securities exchange, and are goner* liquid and own a they can be sold, the pre. received may be leis than the per shore estimated vain provided n the Award statement, • Restricted securities. Restricted sedates general4 aw not tummy elcbk for public sale. UBS Financial &arca Tat the mesa priced the unrestricted stock of the same issuer as an imputed value for the restOcted Pak 'troupes's of th4 statement orgy To the extent tut reatted settees are eligbk to sale, the value raened may be sibstanual4 less thanthe incised vahe *040 • Est. (estimated) income. arrant yields and rates An estivate of annual income is based en current dividend ad interest rats, morning the seosites will be MU for or,. yes from statement date or until maturity This intimate early a gudolne; accuracy ad continued income are not guaranteed - Estimated snail acme and cumin yield for certain types of leashes could &kale a tetra of ethane:dor capital gains in which case the est income (a-dcurrere yell would be ownlated. - Estimated anal income and anent yield and tie actual exam and yield Mgt be lowers higher than the estimated armunts. - Are *Sinn of arrualeed income (dividend sada intend) divided by the current malet valkiaverage balance is based on the Inv dividend or interest payment mode by die issuer and mans the seetrereadepasts will be held foe me year from 4-e statement date or until amen, Accuracy at continued yell xe not guaranteed • Assets not held bytes Financial Services. Cenah mats are rot held by the Finn and not wean the Fern's possessim or tan& These assets are deplayed on tar statement for informational purposes orify. Positions and values presented re provided by dal asu'rg fern. UBS Inancial Services not retycrwMt tor NS information and does not guarantee es accuracy. These assets aie rot protected by SRC or he Fines suPalanentalSIPC Own?. • Revenue shuns and additional ampueesatica. — In addition to commissions an saes and 12b-1 lees received in terrectiat with be distribution a rrulual hats to ow dents we ands our affaate receive revenue sharing Payments horn dienbeitors ardor advisors of therata funds that me sell. These arnants are based on two &fermi corrpononts (a the amant of ales by UBS of a Palicular mutual fund Pamir to our clients: and d) the asset value of a particular rrutual fund famiVs shares held a the Urn — We and as allAate ako receive flanking rid cumber accosting fen n consideration for trader agent amuses that we prate to the mutual fir& These fees generally are pad from investor asses n the revalue leant and area load dais amount based on the iambs, of accounts at the broker.dealer linking mutual funds of that fund fairy CONFIDENTIAL — h aaltion to cornmesims received n connection with the sale or &thbution ol array contract endue investment but tries tows clients, we audit( our affiliate reemergesme sharp cempensation fromfumy of the instance companies Underlining the amity Centrals, aft/rates et to beteara cormats or glamors of the ant imestmmt tuts we anima - Our affiliates also receive trading commesions ad odor compensate° from nand' tuts and rune companies talon products we &abut. - We receive an aerial he from UBS Bre USA ad LES AG Stanford Rand, 0(0)10 $25 per accart sweeping to the barks under the UBS Bank Sweep Programs. Adivity hkemabon repining commksims and other chsges haired in connedim with the eye:taker of trades, etliefrg option vansections ha been inctstd on conliMaiore prewousbr fuirthed to you, and vat be provided to you prcrriptly on repast Short sidling you are engagedin short selling a security, you mad heir a charge dm to certain tomerag costs for that patbulase sty. Open orders Regarding open or • gxottillicancelledi ceders tut were not executed by the StattalitIV date, open buy and sea slop orders are redmed by the amuse of dhichreds or rktits cn an ex-dividends a earhis Sae unless inflated odserwee bysum You are responsbk for orders that are executed Oa toyer% lalure to cancel misting open order,. Perm To canaries a copy of as current Client PrivacyMake. please coital you F name' Athiscr or net our mink at ttaaw 0), enagatatnartirer IBS Financie Stakes 4 not a bark The MIA, Business Services Account EGA and IRMA are takinge accounts which provide access so banking services and prophets am* avangements with af I Sated lurks ad other 'hr.:loamy bares, at provide maw to notrace and emote products owed by unalf ilWed thid-party insurance amps- es through insurance agency subsdianes of UBS Financial Services Inc. Pronment. imuraxe. ad aruily products, Nat MK Meted • No bank guaartew May Rive vela RUA. Resource Management Arm nt. Business Services Account BSA IIMA and intonational Resource Management Accord aw registered service malts of UBS humid Servkies Inc VISA Signalise is a moaned service mask 01 Visa Immatimat IBS Via &gnatse are cads and UBS Visa debt cards are eared by UBS Bre URA with Prmssion from Vna U SA Incorpaated. UM Financial Resvices Ms Rev. 201604 SDNY_GM_00022605 EFTA_00133225 EFTA01275362 UBS 1.165 Fnancial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700545a7570916X13 VI 0 Account name: GHISLANE MAXWELL Friendly account name Account number: UBS Strategic Advisor September 2016 GI-1151ACE MAXWELL Your Financial Advisor: SCOTT STACK MANIISLE CASRIEL Phone 212.821.700QB00.308.3140 Questions about your statement? Call yOur FinarKig Advisor Or the Value of your account As a service to you, your portfokr value of $1,182,E61.13 includes accrued interest RMA Resourceline at 800-RMA- 1000, account 029323574 on August 31 (4) On September 30(4) Your assets 1,185,383.34 1,182,861.13 VisItour websIte: www.ubS.COMIlinanCiakerviCeS Your liabilities 0.00 0.00 Value of your account 51,185,383.34 $1,182,861.13 Accrued interest in value above $6,803.85 18,830 54 Tracking the value of your account Son roes of your account growth derive 2016 Value of your account S Thousands at year end 2015 41,311,717.81 1,584.3 Net deposits aid mrithdratials 4169,951.30 1,311.7 1,1821 1,185.4 Your nvestment return Dindendard interest income $40,874.48 Change in value of accrued interest 43.651.66 Change m market vat,. -13,421.52 Dec 2014 Det 2015 Au9 2016 Sera 2016 Value of your account on Sep 30, 2016 41,102,861.13 SDNY GM 00022606 Member SIPC CNP70005006454757 NP7000306144 00004 0916 030575004 Y123574550101003 Page 1 of 10 CONFIDENTIAL EFTA_00133226 EFTA01275363 SUBS UBS Strategic Advisor September 2016 Your account balance sheet Account name: Friendly account name Account number: Tne value of your acount induces assets held s LAS and cenan assets held awe/ Iran USS See page I for more I d0nnati0n. Summary of your assets Value on September 30 (14 Percentage of your account A Cash and money balances 459.54 0 04% B Cash alternatives 0.00 000% C Equities 346,280.50 29 27% D Fixed income 836,121.09 70 69% E Non-traditional 0.60 0.00% F Commodities 0.00 0.00% 0.00 r 00% Total assets Value of your account $1,182,861.13 $1,182,861.13 100.009E t.tAaNNELL Your current asset allocation A Eye on the markets Index Your Fi sandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.70301800-308-3140 Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2016 3-month Treasury bills: 0 One-month LIBOR: 0.53% Percentage change September 2016 Year to date 0.02% 7.84% 0.16% 8.18% 1.27% 2.20% -0.06% 5.80% CNIve0030064547513NP7OCOX6144 COCO. 0916 030579004 n23514550 IONNWGit0002200e 2 of 10 CONFIDENTIAL EFTA_00133227 EFTA01275364 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N sandal Advisor: September 2016 Friendly account nal Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Change in the value of your account September 2016(Si Year to date (I) Opening account value $1,185,383.34 $1,311,717.81 Deposits, including investments transferred in 0.00 6,090.00 Withdrawals and fees, including investments transferred out -2,900.68 -176,051.30 Dividend and interest income 459.54 40,874.48 Change in value of accrued interest 2,026.69 3,651 66 Change in market value -2,107.76 -3,421.52 Closing account value $1,182,861.13 $1,182,861.13 Dividend and interest income earned for purposes of Pis statement, tacabity of interest and dnidend income has been determined !tan a US tar reporting Percectne Based upon the residence of the account holder, account taw. or product type. Scene Interest antler (laclend payments ma) 001 be Subject to United Stares (US) anaor Puerto PICO (PR) Income ta.es The (lent month)/ statement Is not intended lo be used and cannot be rated rain for tar purposes. Clients should refer to the apt:lad:4e tax reporting forms they fertile (torn UBS annualy, such as the forms 1059 and the Farm 4e0. foe Ian reporting information It Is the practice of UBS to file the spigatie tar reporting forms SO the US internal Revenue Senice aid PR Treasury Department. and in sec h roma accurately dreg ly &item/ ardor interest as tar elan(' or tact * imam Please consult your Ind vdual tax preparet September 2016 en Year to date (S) Taxable dividends 459.54 5,848 61 Taxable interest 0 00 27,384 62 Tax-e>empt interest 0 00 6,250 00 Miscellaneous 0 00 1,391 25 Total current year $459.54 $40,874.48 Total dividend & interest $459.54 $40,874.48 Summary of gains and losses Values reported telcw exclude products for which gam andlosses are not classified Realized gains and losses Unrealized September 2016 (5) Year to date (5) gains and bsses (4) Short term 0.00 586.02 -1.08 Long term 0.00 6,027.80 61,948 12 Total $0.00 $6,613.82 $61,947.04 Cash activity summary See Account activity the month to de1als &lances in your Sweep Options are indudedin the opening and closing balances rave. fDiC insurance acches only to deposits at UBS Bank USA, not to deposits at 1185 AG, Starriord Bench or bank deposits paceothrou0 the UBS Internaiond Deposit Account prcgram. 9PC rxotection applies to money market sweep fiord holdings but nal bar* deposits. S./timpani°, inearmation goat your fraternal* on the last two pars ci this document for &leis September 2016 (5) Year to date (S) Opening balances $2,900.68 $541.48 Additions Deposits and other funds credited 0 00 6,090.00 0lvdend and interest income 459.54 40,874.48 Proceeds from investment transactions 0.00 130,303.76 Total additions $459.54 $177,268.24 Subtractions Professional management fees and related services 0.00 -6,080.10 Other funds debded -2,900.68 -169,971.20 Funds withdrawn for investments bought 0.00 -1,298.88 Total subtractions -$2,900.68 -$177,350.18 Net cash flow -$2,441.14 -$81.94 Closing balances $459.54 $459.54 SDNY GM 00022608 CHP7COCO3C6454759NP7000305144 00034 0916 030575004 Y17357455010100) CONFIDENTIAL Pogo 3 a to EFTA_00133228 EFTA01275365 UBS UBS Strategic Advisor September 2016 UBS Bank USA Deposit Account APY Interest Period Aug 5 - Sep 7 Opening UBS Bank USA Deposit balance Aug 5 $0 .00 Closing UBS Bank USA Deposit balance Sep 7 $0.00 Number of days in interest period 34 Average daily balance $1,447.52 Interest earned $0 .00 Annual percentage yield earner.: 0.00% Account name: Friendly account name: Account number: Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important inbmation about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary moderate investment eligibility consderahon None selected Your account instructions • You account is currently coded for margin. • lots account cost bash default closing method is FIFO, First In, First Out Your Kneed. Advisor: SCOTT STACKMAIN/LYLE CASRIEL 212.821.7006800.308.3140 CrIPTC0C0306454760N/T000306I44C0004 0316 030575004 YI23574550 I0M4yGm000220se 4 of 10 CONFIDENTIAL EFTA_00133229 EFTA01275366 *UBS UBS Strategic Advisor September 2016 Your assets Account name: Account number. Friendly account not Son* ones, nicotine and current vaues Sherif May teapproxirnate. AS a feint. gains andlOsses may not be accurately refkcied. see Aporunt infosenabon about your statement a the end of the td cumem fOr more infornmon. Cash Cash and money balances Cash and money balances may include avalddecah balances, UBS Bant USA depaut account balances, UBS AG Startord Branch deposit account balances and money market mutual fund sweep baiances UBS Bank USA deposit account balances are insured by use WC auti ton applicable limits, but are not protected by SMC UBS AG Stanford Branch deposit accoum mantes arre not insured by FDIC and are not protected by 91,C Money market sweep balances are protected by SSC but are not innured by the FDIC. See the Important information about your statement at the end of this docunent for de Ms about those biances. Hddng LIB5 BANK USA CEP ACCT 2.90068 459.54 250.00000 Operang balance Closing tclaxe on Sep I (I) on Sp 30 (S) GH17.LAINE MAXWELL ante per that, Average on Sep 30(1) rate Doldencl Interest period Your Finandd Advisor: SCOTT STACK MAN/LYLE CASNEL 212-821-70001800-308-3140 Days n petiod anouol (1) Equities Common stock Hddng trade date reinter of snares Purchase pritd Avertipe bribe pet share (1) Cost basis (I) PK< per shtee on Sep 30(S) Vdue on Sep 30(1) unietazed gain or loss (1) Hddng Period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1283 Current yield 192% May 17, 11 303.003 II 860 3,59384 15.650 4,741 95 1,14a11 LT Jun 21, II 313.000 10.670 3,33986 15.650 4,898 45 1,558.59 LT Aug 2,11 328.000 9.802 3215 15 15.650 5,133.20 1,91805 LT Sectrity total 944.000 10751 10,148 85 14,773 60 4,624.75 GENERAL MOTORS CO Symbol: GM Exchange. NYSE EAk 11.555 Ctsrent yield 4 78°4 Nov 18, 10 1.023 003 36 416 37,254 19 31.770 32,500.71 -4,753.48 LT Total 147,40344 $47,27431 -$125.73 Total estimated annual income: $1.838 SDNY GM 00022610 CelP7C009306454761 Nn7000305‘ 44 COCOS 0916 030579004 Y123574550101003 Page S of 10 CONFIDENTIAL EFTA_00 133230 EFTA01275367 *UBS UBS Strategic Advisor September 2016 Account name: Friendly account naml Account number: Your assets . Equities (continued) Closed end funds & Exchange traded products Total reinvested is the tole d al reinvested dad ends_ tt does not indite* any Leah dvIdends. It Is nal a la lot for the purposes of determining hold rg periods or cost basis. The shares you receive etth tale you reinvest dudench become a separate tax Cl. Cost Also o the told purchase cod of the security. inducing reinvested dudends the cost basis may need to be eluded for return of taped payments in order so detect-one the "lusted cost basis Ice to reponng purposes reflected on your statement, mncludng shares that haw been realized as either a gin ce a toss li tho does not endue:teeth duclends that were nol *invested Purchase price Number Average pace Client Cost AKe per share value on Linearized dm) investment Hddrg Hddng of shares per share (I) investment (S) basis) on Sep30(1) Sep 30 (S) gain or loss (I) return (S) Period SPE* S&P 500 ETF TA Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208,533.63 216.300 269293.50 60,759.87 LT Total reinvested 6.000 216 480 1298.88 216 300 1,297.80 -1.08 EAL 15,532 Ccsrent yield: 204% Security lOtal 1251.000 167.732 208,533.63 209832 51 270,591.30 60,758.79 62057.67 GHISLAINE MAXWELL Your A nodal Advisor: SCOTT STACK MANY LYLE CASRIEL 212-821.7000/800-308.3140 emreaNzed NOgemor loss is the alienate between the current "due and the cost Daus aid would gene" be your Invade gen or loss if the seclaity was sold on the date The unreakzed dad gen or loss may need so be adinted for return of capita pameres in order to determine the realized gain or ins for tax royolino purposes Imearnenf maim is the current value minus the amount you wrested It does not include shames that ace not Other equity investments Cost basis and gans and losses have not been eluded aul mark aly for return of capital payments Resincted security values are estimated fee informational purposes See Important •Worrnafron about your statement at the end el this document for additional information Hddng BLACKSTONE GROVP LPITHE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange NYSE EAII 11,937 aerent yield 6.82% Trade darn of shares Purchase price Average price per three IS) Cost Price per share Value on basis 01 on Sep 30 (S) Sep 30(S) Unrealized Hddng gan or loss ft period Sep 15,14 1,11300D 32 224 35,866.06 25.530 28,41489 7,451 17 - LT CNF7C000306454 762 N1,7003305144 00004 0916 030575004 Y123574550 IONNWGro00022tome 6 or + CONFIDENTIAL EFTA 00133231 EFTA01275368 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor: September 2016 friendly account name: Account number. SCOTT STACK mArl LYLE CASRIEL 2124321-70000300-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Prices are claa nal from I nckce ndenl quotation bureaus that use ccomseenzed valuation formulas 10 calculate current values Actual market vitas may vay and thus gairtsrlosses may nd be nately reflected. Cost basis has been Ousted for accreted original dsue duount (010) Cost basis ha been Iddng BANK OF AMER INTERNOTES NTS PIE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 12,025.00 CU9P 06050VVDW2 Moody. Baal S&P. B88+ EAI: 12,700 Current yield- 3.60% Nov 01, 10 150,000000 JP MORGAN CHASE & CO NTS WE RATE 07 900% MATURES 04129e9 ACCRUED INTEREST 34,937 50 CUSP 466251-1HAI IsAoody. Baa3 S&P BBB- EAl. 111450 Current relit 7.69% Dec 22, 09 150,000.000 Total $300.000.000 Total accrued interest 56.962.50 Total estimated annual income: $14,550 Trade dee Total face value a matmly (I) axamdcally actusted for amortization of bond prerrtum using the convert yield met hod If you have made a tax electron to deduct the preniurn mot ration on untie Mbc secunties. you may mount UBS a4ust cost bars for the bond premium amortization. Purchase A4usted Price on Vaue on Unrealized Hdding cote (1) coat bad (I) Sep 30 (S) *:•30 (S) gan or loss (I) Period 100 000 150400.00 100.128 150,19200 192 00 LT 105100 157450.09 102.750 154,125.00 -3,525.09 LT 9307460.09 930401740 43033.09 SDNY GM 00022612 C PiP7C009306454763 NV7003305144 C0001 0916 030579004 Y123574S50 101040 Page 7 of 10 CONFIDENTIAL EFIA_00133232 EFTA01275369 *UBS UBS Strategic Advisor September 2016 Account name: GHISLAINF MAXWELL Friendly account name Account number: Your IS nand) Advisor SCOTT STACK MANLYLE CASRIEL 212.821.70001800.306.3140 Your assets . Fixed income (continued) Municipal securities Plats are obtained from Independent queen& bureaus the we cortputented vacation formula to dscount for sectilles issued a a discount. when origins cost basis 4 &played, anottatagon ha been cat was current Sues. Actual market Sues may way and thus winillosses may not be accwately dote using tit constset yield method °theme amortization na been done using the straight Ione reflected. Can bait has been automaticity adusted for mandatory amortization of bond premium on method coupon tareserrpt municipal sec unties using the constant yield method and for accreted coigne issue Hdtlng Trade date Teal fee value a rretuity Purchase pncet0 A4uSted cat bans (9 Pace on Sep 30 (5) Vinton kp30(5) Unreabed gan or loss (1) Holding period MICHIGAN MUN BD AUTH RV PREF REM PREREFUNDED RATE 05.000% MATURES 100 1126 PRERERiNDED 1001/16 0 100.00 ACCRUED INTEREST S1,118.74 CUSIP 5945513R1 Moody. Not rated S&P: Not rated (Al: $2,250 Cisrent yield: 5.00% Original cost bat 446,406.80 Nov 22, 11 45,000.000 100.000 45,000.00 100.012 45,005.40 5.40 LT B1RDVILLE TX INOPT SCH D PREF B&W PRE-REFUNDED RATE 05.000% MATURES 02/1929 PREREFUNDED 02/15/ 17 0 100.00 ACCRUED INTEREST 3%2.50 CUSIP 090874U5 Woody. Ma S&P: Not rated EAI: 54.500 Current yield: 4.92% Original cost basis: 493,704.74 Nov 14, 11 90,000.000 100.868 90,781.21 101.558 91,402.20 620.99 LT MICHIGAN MUN BD AUTH RV BE/PI RATE 05.000% MATURES 10101126 CALLABLE 10/01116 0 100.00 ACCRUED INTEREST 412430 CUSIP 594557485 Moody. Aaa S&P: AAA EAI: 1250 Current yield 498% Original cost bear 35,034.35 Nov 22, 11 5.000.00) 100000 5,000.00 100.363 5.018 15 18.15 LT continued maps'. ChIP700C0005454764 NP7000305144 00004 0316 0305750N YI 23574550 lOgagyGm00022bie II Of 10 CONFIDENTIAL EFIA_00133233 EFTA01275370 UBS Strategic Advisor sUBS September 2016 Account name: friendly account namel Account number: CHISLAINE MAXWELL Your Pi sandal Advisor: SCOTT STACKMA:aLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Fixed income . Municipal securities (continued) Dade Icor face rave Hddng dale at mabilly fu,cnae priced) A4usted Cost bean (S) Pore on Sep 30 (S) Vdueon Sep30(t) Unrealized gain or losS (1) Hddng pedal BRDVILLE Tx INDPT SCH D BEM RATE 05.000% MATURES 0211929 CALLABLE 02/1517 0 100.00 ACCRUED INTEREST $62.50 CUSP 0908741M8 Moody Aaa S&P: AAA EAI: $500 Current yield 4.92°k Original cost basis. $10,056.65 sloe 14, 11 10,000.000 100.121 10,012.14 101358 10,155.80 143.66 LT Total Total accrued interest: $1.868.04 Total estimated annual income: Preferred securities Hddng $7,500 Trade date 9150,000.000 Witter of sham PUICI155e once pin glare (5) 5150,793.35 Cost bmis Pace per store on Sep 30 (S) 9151,581.55 Witt On Sep 30 ($) 9788.20 Unmerited gap or loss (I) ridding period OTIGROUP CAPITALMI FXCIFLT TRUST PFD 7.121% CUE 1030'2040 Symbol: CNN Echango: NYSE (Al: $17,720 Current yield: 6.73% Oct 4, 10 10,000.000 26.130 261,300.00 26.320 263,200.00 1,900.00 LT COUNTRYWIDE CAP V 7 000% CUE 11/01136 CALLABLE Symbol: CFC PPR Exchange: NYSE (Al: $7,350 Oorent yield:6.79% Oct 26, 10 4,200.000 23.518 9%778.96 25.760 108,192.00 9,413.04 LT Total Total estimated annual income: 125,070 5360.078,90 9371.392.00 $11,313.04 SDNY GM 00022614 011,700:07064$476SNP70033C614400004 0916 030575004 Y123574%0101000 Pogo 9 of 10 CONFIDENTIAL EFTA_00 133234 EFTA01275371 SUBS UBS Strategic Advisor Account name: GHIS.ANE MAXWELL Your Knancid Advisor: September 2016 Friendly account n Account number: SCOTT STACK MANY LYLE CASRIEL 212-82 I-7000/ 800-3C6.3140 Your assets icontnyedl Your total assets Vaue on Sep 30 (5) Percentage of your account Cost bans (51 Esimated annual more (S) Unreaized gain or loss (S) Cash Cash and money Wallow 459.54 0.04% 459.54 Equities Common stock 47,274.31 47,403.04 1,838.00 •128.73 Closed end funds & Exchange traded products 270,591.30 209,832.51 5,532.00 60,758/9 Other equity investments 28,41499 35,866.06 1,937 00 -7,451.17 Total equides 346250.50 29.27% 293.101.61 9,307.00 53,175.59 %zed income Corporate bonds and notes 304,317 00 307,650.09 14,55000 ,333.09 Municipal securities 151,581.55 150,793.35 7,500.00 788.20 Preferred securities 371,392.00 360,07&96 25,070.00 11,313.04 Total accrued interest 8,830.54 Total fixed income 536.121.09 70.69% 818,522.40 47,120.00 5.765.15 Total $1,1824861.13 100.00% $1,112,083.55 $56,427.00 $61,947.04 Account activity this month Date Actlety Descnollon ATOUnt Dividend and interestincome Taxable dividends Sep 23 Dividend BANK OF AMER CORP PAID ON 944 70 BO Sep 23 Dividend SENERAL MOTORS CO PAID ON 1023 388.74 Total taxable dividends $459.54 Total dividend and interest income 545954 Date Mikity Desteption Amatest (S) Sep 1 Transfer JOURNAL TO Y1 23575 GHSLANE MAXWELL -2,900.68 Total other funds debited 42.900.68 Other funds debited Date ACIntily Description Arrount (S) Money balance activities Aug 31 Balance forward 52,900.65 Sept Withdrawal 1)85 BANK USA DEPOSIT ACCOUNT AS OE 0901/16 -2.900.68 Sep 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 459.54 Sep 30 Closing UBS Bank USA Deposit Account The UBS Bank USA Deposit Account Is your prima sweep option $459.54 CNP7C00:0306454766NP70003051440000t 0316 03057500t VI 23574S5010~yGht 0002tteS 10 of 10 End of statement for account number Y1 23574 S5 CONFIDENTIAL EFTA_00 133235 EFTA01275372 Important information about your statement U36 Fe-uncial Services no. (the km or UBS Finercial Strokes), is a merrber of all prircipel Nasky, community and optians exchanges. UBS Financial Semler, and 1.8$ Bank USA re i-diect subside: des of UPS AG and aff ihaes of LBS Securities LK. The Fein's enamel statement R available upon regtest. The Font extant* offices re at: L€S Gina-col Serses I-c. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the °thy off icial record of pax LBS Financial Services account. Other records, esept official ter. doornails. contanng conflicting data should not be relied tan II youbane thee is an tiler a Omi990n piste report it immediately n enitng to the Branch Manager of the office serving your accomit. Alticup a figures anon are ifferided to be accurate, statement detainsub not be wed fa to purposes Rely slob on yea-rend tax forms. fie , Form 1099. 5498, 10425. etc ) when prepamo your lax return. The Fim required by law to report to tie IRS all taxable dividends, report/tee ranutable detittsna and uxtk interest erred en secwities held hangs scant, net proceeds on see framactiris, rd cos* basis cn certain covered seculars Czennstleatleins with the Phan • Pleauerercori inn any oral comma-rations in wiling tofurther protect your rights. inducing Sir rktitS order the Sea ties Investor Proteobon Act (SBA). • II the financial institution on the top left of te had of this stifle* isnot U36 f meta Straka, LBS Fe-andel Smits carries yea account as doming taker by arra-gement with the ideated inslibreon We in you of this relatrOri5hto when you opened this scan. h the cast your kits and stories tre located at LOS financial Services and rot the, tutolacig broker, rd you nut make a apart of any error or omission to bode firma As described dm account agreements, you must 50* US of arty errors or fraud rwoing checks reflected al your statement with 30 drys alter t was mailed or made available. All statement challis awned con-ph° and accurate n all other respect if not objected to in venti-g within 60 days • Please deed cuRomer complaints or roans to to Firm's C lent Reborn ()torment at 201.352.1099 a toll(reer at 903.354-9I03, 8,03 A.M. to 6C0 P.M FT Monday through Friday, or in mac to LES Financial Services ix., Client Relaters Depalment, P.O. Box 266 Union Coy, NJ 07037. • In case of errors or crystals about an electronic knit transfer (61), bit [weer a UBS Viteadebit card transactions, call $20.762-1000, or trite to UBS Financial Senices Vs, 1000 Rata MA, &Moor. Weehawken. NI 070E6, Ann ITMAISSA Senses. Cal a write as soon as you can, if you hit sex statement a receipt k wrong or if you need more tdamatian tar a transfer on the statement or recent. The firm or Card Ike( (as splicabledmust hem from you no later than CO dawdler fie km sent yOu the tent statement on which the error or problem anted. - Proide your rime ad scorn number 64 any) - Decoke Pm (Ma Of the wander ICU revere about, indeplain as crab as you cats why you believe t is an error a why you need more infanuitan - bade the dolt arrant l the suspected lent The Firm or Card Issuer MI a-Instigate put comteaht and will correct ay error promptly. for alleged emus reeking UBS Veen debit cad tremadere., if we take more tits 10 tus i-ess days to obeli's, we will credit tar accord for the amount youthisk is in error, so that you all have the use of the money durqg tie tine it lakes us to complete our reastigetion. Please mire all checks payele to the Finn or tie financial instertn rdcated on he holt of this statement In addition to regular scan fees, accounts may be Sopa to mantenarce Ian, slags for We paned for securities purchases and charges kr unpaid amounts n cash accounts. Accounts that me transferred to other instimans may be subject to a tangier fee UBS Sweep Option LES offers options for sweeping cash balances. balances to bait deposits at UBS Bak USA and U35 AG Stamford Ranch (Ba-k Sweep Pitcjarrs), moneymaker mutual hats Money Funds) at the International Deposit Auouit (DAS or cuttomea with an Intarutional RoscvCO Llanagerrird Account. Through the Bak Sweep Programs, cash balsas we swept to LIK Bank USA co to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at CBS Bank USA are FDIC tared in secorda-ce with FCC mule. Forma" id ormation please Mil wwwfdic re. Deposes at UK AG Stanford Bradt aid shares of Money Funds are rot insured by the FDIC. Through to DA, &Stable to cad, betakes as swept to depose scants al UBS AG New Yak Branch and IBS AG Cayman Eranch Thew deposits arena toured by tee FCC. Eualrices held at the LES AG Cadman Branch are tempi:nay reposed to the sovereign nit of the Calmen loads, and there is no swears* or other oblostion of UBS AG to repay line balms whiff on The LEG Cayman's Brach's boas. Deposal at LES Bark USA and each UPS AG Branch are not protected by SIPC. Money Fund shres are protected by SIPC. See 'LOS Financial Services Accent Protection' below. Lip:inyour rase* balnes in the Bar* Sweep Program or DA may be vethdraert arid shares of a Money Furd may be liquidated, ad the proceeds returned to you or your sealant wean Rate informalon about available sweep sateen nclydrg wrens interest rates and yields, 5 available at tymvsJbscordwieeppetk from your FnacialAdvior a by ceiling 80D-762-1000. UN Financial Services account protection The Firm r. A nv-itor rrl 'my,* o• Proteetrn Corporation (SIPC), Mid, protects ItO-rlieS taCcrltS 01 its mentors up to $920,000 (including 1250,003 kr dans, for cash). The Slit asset protection limits ;PDX to all amount that you had h a particar cracity. The Finn, together web certain aft irises, has also purchased faMplenientelplaatiOn. The Mairnall amount payabee to at agibe diet, collictink unda this protection is ZOO milion a of Decent*, TO, 201S. Subject to the poky medians ad lmi Goons. cash a the firm is further protected fa up to $1.9 milbn n the aggregate for all your accounts held n a pricam cipaity. A fJ copy of thepoky wading is sailebb uPon request. The SIPC prolectOn ad the suppkmental protection both do not nay to • Ceri in anemial assets controlled by (and abated n your account value) but held away from UBS Financial Services (e.g., certain( cash at UBS Bark VA. OR cash at LES AG U.S.banrhes, (4 name reedicts, including invidale annunietvrnd 00 tires of Maud funds when such axes re moistened dreotb in the name of the account holier on the books ad records of the applicasff taxi a transfer agent), • Certain rash-nerd contracts a investment interests (e.g.. Sided partnerships ad private placements) that are rot rept-toad ruder tee Securities Act of 1933; and • COMMOditrel contacts (e.g, foreign exchange and preccus metal contracts), inducers futures contacts ad commodity option contracts. The SIPC proudOn and she supplemental protection do not apply to these assets nen if theyotherwise appear on you statements. The StC protection ad the PYPPlernental protection do not protect agar( changes n the market vale of par internments (whether as result of market movement, issuer baleruptcy otherwise) More irtonnation is saable upon request. You may cbtan more ini °reason about SIPC, including the SIPC Brochre. by confiding SIPC at 202371.8300 or by viativ the SIPC wante at wmteptorp Dividend Reiwestment Perron pun The price reflected Is an ate rage trice. You my °Nan the actual price Irons yar f remise Adviser. Onair *hob shares are purchased under DRIP; partial Alava coil be sold ad the cash wi be deposited in your scam. The cividerd reinvestment price applied by she inter may if le from the mead pia al winch the partial shires re sold Cesteialieu CnV whole ants may be held n you. acccunt. If you ere entitled to a petal urn a a result a a chide rd payment or OhirVin, the firm will ether sell partial win at market pike a accept an amotrd determined by a regiaered cleirtg agency, ad credit mar acod. Investment (*Jodie*, The ilonlment objectives and risk profile are spec it to each account and mw raybetween war accords rinse ale,. the Firm moony in wining of any sc-dicant change in yr:vfnancial sit/donor investment obeeebves For eachwant held, you moose ore of the folberiv imenment CONFIDENTIAL • Produce Cunene income: basements seang the generation of income ashy. • Adam CaprotApprocanion. Investments seeing /ova a premium' rather than the gereraan of 'mane. • Produce Conebaubon abase andCapital Appian:Row Iroestronts seeking both the gerinatcn of axone at growth of priscisal. Overall risk profiles • Consummate. Seeks to maintain SW pi-cipal, with low risk and volatility to the scorn oral, tend dot means the scan does not generate sign it kart 'mono or roam and my rot lap pea with • Mai era*: Wiling to accept sane risk to pircemi and tamale some totality to seek higher returns. • Aggress/a: Wiling to accept high ea to pnricpal and high ,olat lily to sea high returns feat time. • misonenf Eli** Consideration: e selected, a potion of the portfolio for that account may Smirk complex straeges, Treated liguicity and rater volatiky. Statement •heureholdier We may camordale all related account statements with the sane alkyls n the same envelope, erg. because they have owners who also maintain nee account •elationships well other cants a the sense address. If you peeler to raga manclual 'Laments mailed in separate ensuebbet, you may decline hstr,eholdno by tiling par financial Achoor Friendly arrant name The frandb acccu-4 name is a cutters:Pole 'nickname' chosen by you to assist you with your recordleeag has no legaleffect Ca your account You can <hinge yaw hiendb aCCOUll flint% through Orittle Services a by contsag your FiVnual Athisor. Account overview • Vette of dew accoun4onTolo. Net of assets and abilaK • Aseb tclydes sad* cash balances, saws for reserkted mossy fest ), and GlobalTim Deposits created marks to ma-ket, and certain asset, not held by to Fin. Does rot include unpriced seckritieRassets at tie end a the pior and anent statement periods, or prone iviesbrItritt. trnested stock options and earosable stool anions • Othildes Includes debit balances. Warding ma* tans, credit Ere, Pas arrant balances. • Cashatoney balances. Total of unimested available cash balsnces, plus dsart valances al UBS Bank USA, LES AG U.S Branches rd money maker mutual fund sweep boraces at the close of be striernent period N:n-controdity free creit balances in yds account are rat segagsed from other balances and the Fern mai ate my of these krds tithe ordinay courseof is Isminew Thew funds ere parable won your Canard. This total is included in the anent period timing vaiJt Lending infonnetien For Mated information on the firm's tering practices and docents's. ref a to you Chen Rebtionaga SDNY_GM_00022616 EFTA_00133236 EFTA01275373 Important information about your statement (COMmmed) Agnenent or ACCOul Agreaftera ad the General Tams ad Conditions U3S Statement of Credit Practices nobble in Agreement end OS:sures at gap r1At combrew 0*Sb-fol.vet Yew .0 Your statement Sans securibes /tether nuts held a.th• avant at the oriel of the stsemere petal You may ark for &kart Of ft* paid sallies at art time. You may receive securities ised as loan collateral after paying any balance dR al them. Arty securities tensioned to the Firm drag the statement period are 'Sada market value as of the end of the steamer* period. • Cost bait. In detemining fie cost basis of he securities incbded in this statement, were indicated wih the number " I, • LBS Fara& Services has relied on information dashed from sources other than US$ Financial Senices, including information hem another farm a that sum./ NW* grovided to yea financial Mona The firm does not indeperantly verty a swine* the aco-racy a valdh day Sarmatian Provided by 50."05.5 other than LESFinancial Senecas. In satin. although UESChricial Services gearalb sedates this Haman:in as il is waved, the firm does not provide mg assurers.' trig tie information seder 'Cost bat ad *Unrealized gad lose is accurate as of the date of this statement. As such please do rce rem on this nfanution to make perchne or sale decisions fce tax puposes a otherwise. Accounts turderred to the fan may ages gal loss infarnatkn only for IN period cid tine they ye held at the firm Morehistorical information can be added by you' Shaxial Advisor. • Unrealised ganerlonee Yellen data n wadable, tamed trnmmed guinflown re actlatocl Ice havaial snout lots. The transacan data for iaYvoWl as may or may not Mkt commissions, dwges ri der security reoran cn izat events deiZ ri der d and other reinvestment lots ad systematk pschau lots are each combined to dieplay cat averaged lot. IN 'Ira* date' cobrapresentsthe /gal transaction trade dale. • Callable securities Bonds and prefeceed stock that the issuer can for era redenplam wit be selected irvalially by lot frcm arrag all setras of tin issue held in ournarne a in nominee nave fa or clients. Call leave elanuan is obtaned from third pinkie and its accuracy is not auranteed. Oita call leans may emt which avid eked yeti commas inkrmatisn raillbe panted upon request • Certificates of deposit (0). CDs are FDIC rased sato 1293,000 in principal and accrued interest per depositor ate per depository inaituixt h accordance with FDIC nAes • Pricehalue Prices displayed f or secuntes and other pada may be higher or lower than the price that mace would actually receive in the market. Pict are obtained from varkus thid pat sources whiti we bane to be reliable, bit we donor aura-nee then accuracy. - We geiway tae the closing price when avails* a the mean of the bid ad ask pikes for listed secuilin and option; a only bid prices for OTC seantits. - Less 30.5.4 traded secuities may be priced using a Susan model a the moss recent use we aimed end may not reflect in actual man price a vas - Certain positions may axes vrithca a price ate will PP* as 'vice was nol awaslabb• it we at triable to obtan a price fora seamy - Deposal a acuities denominated 555.51mi-cies other thin U.S alias au reflected at the etripe rate a of the Oatmeal date. - fa certain senates fading n non-coal ormrig automations. price ri d gummy (face NIA) may hive been awed to tans paper valuamm To obtain arrent quotatica, when avaiabIe, contact you Pima-cis' Adviser. • Private Irwestmento and struceared podia. hist swesaricra sectaries (iaLdig deed participation program ad real estate investment tug seorilis) and Pillared prodns are generalb highly Said. Celan encored proixts have not been regatered with the Sectarian and Exch Commesian or under ay satesin urainvs. We Provide amend vain for piste investment tiaras ird Sutured products for acematirial purposes cnbc Atarery snot guaranteed. - These vibes may differ Salabay km peak il any. at which a aka askant al structured product maybe bought or sold and do rot necessaries represent the vats you may receive ryas liquids n. - Third party tunas of van are as ascertain date ad an, Suppled to UBS Inarcisi Services on a realer basis by an independerc volution firm. - bast general panne- of sponsor estimated ratan it any, are 'woad to the Fern by the suer, pineal partner or sponsor and may be calculated based an deferent information from that used by third ponies to derive their 'gloated values. - You can obtain aedilorel teormation regarding the metablogy used to deconine the estimate of value and the dal of dr Seaman that is the basis for the eaimate by contacting your Financial Advisor - Third party 'singed vales may be reflected as 'Not priced' in several situations: Mien an tape-dent valuation lire has not sspphda is ugh/. to assign a saw Sanwa become ware that a matenal met has ccosced that may call a presusty reported ialue into question, or wen a value would be highq specula's due to to nature the security. - When neither an issuer, general partner or wonsor estimated slue nor alai:I-pair annelid ala crowded, the at. ca to stumwitbeddlerent lean its piths* price. - •Daributions to date' myindade Stan of capital, income orboth. - 'Original unit size' represents he hal offering stapes pike ad map not relied yon cost bases - DIP ad unlisted RUT salsas are not listed on a rational securities exchange. and a• gra* liquid and event they can besot, the prke received nay be leis than the per chore estimated vale provided n the scant statement, . Restricted seesaw Restated searites aneralb are al mania elgbk gor public tale. UBS financial Service, use. the maw prima the mentricted stook of the sane issues as an inputed value for IN restated Pak brookases aegis statement way To the extent tut restided searities are elgiok la sale, the value received may be sibstanuala less thin the imputed vase ,ltwn • Est. (estimated) income. amen yields and rates. An estame of smut income is based on current dadend ad interest rates, assuring tie secretes will be NU for cat yew from statement date or until maturity This Mina natty aquatint accuracy ad continued income are not guaranteed - Estimated anal hcane and curent yield for certain types of leashes could riclude a retest of palatalor copal gains in which ease the est income (a-dews-A yea would be overstated, - Estimated areal kora and cement yield and tie actual ?cane andyield mitft be lower°, higher than the estimated mounts. - An entente of retained income (daklend sake intoned) dividedbythe current market valsiaverage balance is based an the tat dividend or interest payment mode by tie Ssuer and names too searbadepases will be held for one year fin the statement date or until mammy. Accuracy ad continued pal are not guaranteed • Assets not held by IBS Financial Services Certain assets Se rot held bytalent arena wenn the Sevnis ;inaction or control. These eats are &Owed on yds statement for informational purposes orig. Positions and values presented are provided by the asu'rg fern. UBS Fnencal5ereces not resperwble foe his information and does not guarantee es accuracy. Thine sans s• nal protected by SRC or the Fars senstriarrental SIT( leverages • Revenue elnartig and additional companatica — In addition to commissions on sales and I2bil lees received n cancan with the daibution mutual finds to ow dents we antra our affAale receive revenue tering payments from distributors arch adrisas of the mats funds that we sell. These anants are based on two cMerent corrpsnents (e IN arrant of Uln by UBS of a Palicutik mutual fund I amib to our clients: and O) the asset value of a priCUIF mutual fund famibk shores held a the Iran — We and as allAate ako receive networking and combs Faxesting Inv n consideration for transfer agent 1.42nMe511-at we croak. to the rata Cut These fees generally are pad from investor asses n the minua I fund and are a feud dolls amount based a, the mamba of accounts at the broker.dealer taking mutual Iva of that fund family CONFIDENTIAL — h addeion to cornrnissisns received n connection with the sale or detrbution d a-ruey contract and tat investment but units tows clients, we andce our affiliate recewe rasa sharp compensation from many of the insuance companies unlearnt; the amity Contreras, aft Ames a the inswara ccerpses or warners of beta inirestmmt teas we attire. - Our affiliates also receive trading commosions aal are compensator, km weasel Ards and extraxe companies uhose atlas we dataute. - We receive an areal fee from UBS Bat USA ad LES AG Stanford Ranch of to to 425 per scare sweeping to the barks under the UBS Bank Sweep hoorahs. Adivity ic mean regardng commksisns and other charges tared h connection with the execuli:n of wades, alt deg option transactions ha been incbad an antMaim previous, birthed to you, and sill be podded to asupecrrptly on repast. Short sidling II you are engaged in short sellrg a seventy, you may Sanctions, des to eaten towavetg costs for that particular seasity. Open orders Regarding open or • gad-till-cancelled' aden that were not executed by the statmert date, open buy and sell slop orders are nand by the mount of dividends or rightson an ex-dividends cc ertarls date unless instructed ahenvise by pi. You are responsbk for /den that are executed die to JO& ladure to cancel tasting open orders. Piing To obtain a copy of at current Client Privacy Notice. please carnal you ataxia' Saha or vat our wank at maw intr magatainart fey lEG Nina Services is not a bails The AMA Business Services Account EGA and IRMA are tetterage accounts which provide Kass so barking services ridprotests alangtMatilt with Skated bales ad other Ihniparty bares, so' provides MIMI to ittra-ce and annoor racists OAS by unabiliatedthid-party tourrice companies through taurance agency sunsdianes of UBS Financial Services Inc. Imesmerd. towa-ce, ad a-ruity products, Net FDIC tared • No bank guava.. May lose vale RUA. Resource Management A". nt. Business Services Account BSA IRMA and intensional Resource Management Account aw registered service maks of UBS fnancit Sauces Fx Vila Signalise is a reposed Service Milk of Vial human:nal LOS Yu Signets cede cads and UBS Visa debt cards air issued by UBS Bar* USA with PrIVII59011 from Visa U SA Incorporated. UM Financial Unica Inc. Rev. 201604 SONY_GM_00022617 EFTA_00133237 EFTA01275374 SUBS Ut35 Financial Services Inc Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 CNP70055918351016 V1 0 Account name: GHISLAINE MAXWELL Friendly account name: Account number UBS Strategic Advisor October 2016 GHISLAINE MAXVVEL, Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone. 212.821.7000/800.308.3140 Questions about your statement? Call your Finan:hse. Advisor or the Value of your account As a service to you, your portfokr value of 11,135,63052 includes accrued interest RMA 30501.matine at 800-RMA-l000, account 029323574 on September 30 (1) on October 31 (1) Your assets 1,182,861.13 1,1 35,630.52 Visit our webs1te: ynuseubsoomffinancialservices Your liabilities 0.00 0.00 Value of your account $1,162,861.13 31,135,630.52 Accrued interest in value above S8,830 54 13,566 38 Tracking the value of your account S Thousands Sources of your account growth during 2016 Value of your account at year end 2015 51,311,717.81 1.584.3 1,311.7 Net deposits and withdrawals 4216,641.51 1,182.9 1,1354 Vow rwestmeit return: Diedend and interest income 454051.91 Change in valte of accrued interest 41,612.93 Change in market value 411)385.19 Dec 2014 Ott 2015 016 OC1 2016 Value of yea account on Oct 31, 2016 31,135,630.62 SDNY GM 00022618 Member SIPC CNP7000930559tet3SseMS0193559 00004 1016 030575004 Y123574550 000000 Page 1 of 12 CONFIDENTIAL EFTA_00133238 EFTA01275375 SUBS UBS Strategic Advisor Account name: GHISLAINE INA$MELL Your Asandal Advisor. Friendly account name: SCOTT STACK MANLYLE CASRIEL October 2016 Account number: 212 -821.7CO0/ 800-308-3140 Your account balance sheet Tne value of your acount Induces assets veld 3 UBS and cenan asses veld anal Iran UBS. See page I for more I rtOnnalliOn. Summary of your assets Value on October 31 (I) Percentage of your account A Cash and money balances 10,680.70 0 94% B Cash alternatives 0.00 000% C Equities 342,936.54 3020% D Fixed income 782,01 3.28 6886% E Non-traditional 0.00 000% F Commodities 0.00 0.00% G - 0.00 0.00% Total assets Value of your account B1,135,630.52 S1,135,630.52 100.00% Your current asset allocation A Eye on the markets Index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% CH1,70003005591836 NU0C0193559 00O34 1016 030579004 Y123514SS0COnlyyGht0002~ 2 of 12 CONFIDENTIAL EFIA_00133239 EFTA01275376 UBS Strategic Advisor *I_JES October 2016 Change in the value of your account October 20160 1 Year to date (I) Opening account value $1,182,861.13 $1,311,717.81 Deposits, including investments transferred in 2,250.00 8,340.00 Withckawals and fees, including investments transferred out -48,930.21 -224,981.51 Dividend aid interest income 13,177.43 54,051 91 Change in value of accrued interest -5,26416 -1,612.50 Change in market value 4,463.67 -11,885.19 Closing account value $1,135,630.52 $1,135,630.52 Account name: Account ccou number. Friendly account GHII.: Dividend and interest income earned For purposes of Ms statement tersabltyof interest and dividend Income ha been determined hem a US tax reporting Per;Pertly,. eased upon the residence of the account hoer, account type. cn Product type. some interest ander dvidend payments may not be subject to United StateS (UA and herb) IBCO (PR) Income tare. The dent monthty statement is not intended to be used etvi cannot be feted upon for tar purposes. Clients should Niel to the applied:1e tax reporting loans they wet* ft= UBS annudly, such as the forms 1099 and the Fans 4130 for lax reporting information. It is the prance Of Uti5 to file the applicade lac reporting forms with the US intoned Revenue Service and PR Treasury Department end in sus h fort accurately dadfy cincknct ardict interest sits. etstrpt or tea income. Please consult yew inclvdual tax Diener's. oinober 2016 It) Year to date (5) Taxable dividends 1,353.67 7,202.28 Taxable interest 10,573.76 37,958.38 Tax-exempt interest 1250.00 7,500.00 Miscellaneous 0.00 1391.25 Total current year $13,177.43 $54,051.91 Total dividend & interest $13,177.43 $54,051.91 Summary of gains and losses Values reported below exclude poi:runs for which gam andlosses ale not dassified. Realized gains and losses Unrealized October 2016 (3) Year to date ($) gains and losses (S) Short term 0.00 586.02 -24.34 Long tens 0.00 6,027.80 53,685 32 Total $0.00 $6,613.82 $53,660.98 Your Financial Advisor: SCOTT STACK MANKYLE CASNEL 212-821-70001800-30&3140 Cash activity summary See Account minify the month for dela Is. Bdances in your SwetPOPtlee6 are inductedin the opeing and closing balances rate. FDIC Insurance apples only to deposits at UBSErank USA, not to deposits at MIS AG, Stamford Banch or bank deposits pieced 'Nougt the UBS internsond maw Account program SIPC protection amain to money market sweep fund headings but rot bark deposits. Seelmportun inbrmatbn about your statement on the last two pages d this document for Slats. October 2016 (1) year to date (I) Opening balances $459.54 $541.48 Adclkions Deposits and other funds credited 2,250.00 8,340.00 Dividend aid interest income 13,177.43 54,051.91 Proceeds from investment transactions 45,030.00 175,303.76 Total additions $60,427.43 $237,695.67 Subtractions Professional management fees and related services -2,220.67 -8,300.77 Other funds debited -46,709.54 -216,680.74 Funds withdrawn for investments bought -1,276.06 -2,574.94 Total subtractions -$50,206.27 -$227,556.45 Net cash flow $10,221.16 $10,139.22 Closing balances $10,680.70 $10,680.70 SONY GM 00022620 CdP70303005991 837 NOT000197559 00034 1016 030575004 Y123574550000300 CONFIDENTIAL Pegs 3 a 12 EF1'A_00133240 EFTA01275377 *UBS UBS Strategic Advisor Account name: AENE MAYAS RE Your financial Advisor Friendly account name: SCOTT STACK MAMLYLE CA3RIEL October 2016 Account number. 212-821.7030/800-308-3140 UBS Bank USA Deposit Account APY Interest Period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0 .00 Closing UBS Bank USA Deposit balance Oct 6 $0.00 Number of days in interest period 29 Average daily balance $126.77 Interest earned $0 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratement a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility conwleration • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CNP7C008005531038WOCOIS055980804 t016030575004 M235aassOCOMItlYGM00022tHe 4 of I2 CONFIDENTIAL EFTA_00 133241 EFTA01275378 UBS UBS Strategic Advisor October 2 ). r; Your assets Account name: Friendly account nom Account number. Some Antes, income and current mitre Shorn may befpprOxInlble. AS a result gams aid losses May rot be accutalely reflected. See rmporunt infOltniben atour your statement a Ine end of the d cumem for more infornalon. Cash Cash and money balances Cash and money batances mai include avalaale cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch depoot account balances and money matte mutual fund sweep balances. UBS Bank USA deposit aCcOunl balances are insured by the FOC v4Ihn awe< ebte limits, but are not protected by UPC USS AG Stanford Stanchdeposit account balances an not insured by FDIC and are not protected by SSC Maley market sweep batances are protected by SEC bin ale not insured by the FDIC. See the important information about your statement at the end of this document for details about those balances. Hddng °perms bdance on Chi I (0 Claims tulaxe Brae per than Aveiro, Addend Interest °WS in on Oct 31 (S) on Oct 31 (t) rate period period Cap anounl Cl/ Cash 0.00 4,726.37 l/35 BANK USA DEP ACCT 459 54 5,954.33 250.000 00 Total 1.459.44 810,680.70 Your Financial Advisor SCOTT STACK MAP/ LY LE CAMEL 212-821-7000'800-308-3140 Equities Common stock Hddng Trade date Number of shares Purchase price/ Average price per share ($) Cott basis (S) Price per share on Oct 31 (s) Value on Oct 31 (1) Unrealized gain or IOSS (1) Hddng relied BANK OF AMER CORP Symbol: MC Exchange: NYSE EAI: 4283 Current yield 182% May 17, 11 303.000 1 t ,1360 3,593 84 16.500 4,999.50 1,40666 LT Jun 21, 11 313.003 10.670 3,33986 16.500 5,164 50 1624.64 LT Aug 2, 11 328.003 9.802 3,21515 16300 5,412.00 2.196.85 LT Security total 944.000 10 751 10,148 85 15,576 00 5427.15 GENERAL MOTORS CO Symbol. GM Exchange: NYSE (Al: 11,555 Current yield: 4.81% Nov 18, 10 1,023.000 36.416 37,254 19 31.600 32326 80 -4,927.39 LT Total $47,403.04 $47,902.80 $499.76 Total estimated annual income: $1.838 SDNY GM 00022622 CrIPTC0C0305$91839 HP7003193659 00004 1016 030579004 v123574sS000C00) Page S of 12 CONFIDENTIAL EFIA_00133242 EFTA01275379 SUBS UK Strategic Advisor October 2016 Account name: GHISLAINE MAXWELL Friendly accouenamel Account number: Your assets . Equities (continued) dosed end funds & Exchange traded products Total reinvested n the IOW M S reinvested dvidends. n *XS rot include any cash dividends. n is not a ten lot for the purposes of determining hold rg periods or cost basis. the shares you receive eeen time you reinwst deckech become a separate tax lot. Cost bass is the told purchase (OP of the security. Inducing reuWeSteddeCknds the cost basis may need to be aduszedfcr return or capltd payments in order to determine the dusted cost basis Icr ter mooring purposes Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308-3 1 40 UnteeN:ed(taggem or log 6 the cIfferenct between the current value and the cost basis endwould generals, be your tenable On or loss If the sec unty was scld on this date The unrealizedOa-0 gen or loss may need to be *lusted for ret urn of rapid ps)meres in order to determine the relived gain of Az, for tan reporting PurCoses InveSmeof letum is the current value minus the amount you I rnested It does not include shares that zre not 'electedon your statement, includng shares that have been realized at either a gen or a Ion Naito does not include cash dedench Thai were not *Invested arching leurrber of shares Purchase pricd Average priCe per share (S) Client investment (S) Cost basis (1) Puto per shirt on Ocl (1) Value on Oct 31 cs) Unrealized (tai) gain or loss (S) Investment Hddrg return (11 period SPQR S&P 500 Elf TR Symbol SPY Trade date: Jul 12, 13 1245.000 167496 208,533.63 208,533 63 212.550 264,624.75 56,091.12 LT Total reinvested 12.000 214.578 2.574 94 212.550 2,550.60 .24 34 EAL 15,558 Current yield. 2.08% Security total 1257000 167.946 208,533.63 211,108.57 267,175.35 56,066.78 58,641.72 Other equity investments Cost basis and gans and losses have nol been aijusled acct emetic ally for return of capital payments Resincled security vd um are estmired for informational purposes See knportant •Mormatton about your statement at the end of this document for aO:litiOnal information Hddng MACK570kt GROUP LPYTHE UNIT RERSTG LTD PARTNERSHIP INT Symbol.. BX Exchange NYSE EM: 11,848 Current yield- 6.63% Trade cite twitter of shares Purchase price? Average price per :nee Cost PnCe pef share Value on Unredized HGdng totes (S) on Oct 31 (5) Oct 31 (S) gin or loss CD period Sep IS, 14 1,113 00D 32 224 35,866.06 25.030 27,858 39 .8007 67 LT 01P70:/06005591840NP70C0150559 C0004 to 6 030575004 srs 23574s50 COWIYGM00022tee 6 of 12 CONFIDENTIAL EFTA_00 133243 EFTA01275380 UBS Strategic Advisor SU BS Your assets (continued) Fixed income Corporate bonds and notes Prices are obtained liom indecendenl eructation bureaus that use oxrpreenzed valuation formulas to calculate current values Actual market yaws may vay and thus gairtsrlosses may nee be acc 'fatly reflected Cost Oasis has been Ousted for arc feted original issue &count (01D) Cost basis ha been Trade dale Total lace value a mat telly (S) Account name: Account numbe: Friendly accout er n Purchae price (5) GNISLAINE MAXWELL Your PInodal Advisor: SCOTT STACKMANYLYLE CASRiEL 212-821-7000/800-308-3140 ascrnadcally aclusted for amortization of tond prernum using the constant yield met hod If you have made a tar Stetson to deduct the tarerri um snort ration on tar able rkla sec unties, you may request U8S a4ust cost bais for the tend Prentlin amortization. A4usted cat bad (S) Price on Oct 31 (S) Value on Oct 31 (I) Unrearzed Hdckng gan ci IOSS (S) r*nOd BANK OF AMER INTERNOTES NTS PIE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 42,490.00 CUSIP 06050VVDW2 Moody. Baal S&P. BBB+ FM: 42,700 Current yield- 3.62% Nov01,10 150.000000 JP MORGAN CHASE & CO NTS WE RATE 07.900% MATURES 0429,49 CUSIP 416625HHAl Moody. Baa3 SEP BBB• EAI: $11,850 Current pelt 7.66% Dec 22, 09 150.000000 Total $300,000,000 Total accrued interest: $2,490.00 Total estimated annual income: $14,550 100 000 150.00000 99.537 149,305 50 .694 50 LT 105 100 157,650 09 103.075 154,61250 -3.037 59 LT $307,650.09 $303,918.00 -$3,732.09 SDNY GM 00022624 CH870009305591641 MI003197559 00004 1016 030575004 Y173574%0000000 Pogo 7 of 12 CONFIDENTIAL EFTA_00133244 EFTA01275381 *UBS UBS Strategic Advisor Account name: aml Friendly account n GHISLAINE MAXWELL Your A sandal Advisor. SCOTT STACK MAMLYLE CASRIEL October 2016 Account number: 212.821.7000800.308.3140 Your assets . Fixed income (continued) Municipal securities Price; are obtaned from independent quotation bureaus that use ccavutenzed vauatIon formulas to dscount for securities issued a a dncount. when origna cost basis rs displayed, anonization has been calculate current roues. Actual musket etas may vary and thus gal rallosses met not be a«uraely done using the constad yieldmethod othernite amonization has been done using the straght line reflected Cost bail has been autccruatcay /dustedfor mandatory amortization of herd premium on method coupon tmcierrpt munlcoel set unties using the constant yeld method and for accreted coigne' issue Hddng Trade dae haat fat vd ue a rral (3) Purchase pnce(f) Aclusted cat bass (S) Pnceon Oct 31 (ft Value on Oct 3I (5) Unredired gan or loss (3) Holing penod SIRDVILLE TX INOPT SCH D PREF 8E/Ft/ PRE-REFUNDED RATE 05000% MATURES 02f 1929 PREREFUNDED 02/1917 0 100.00 ACCRUED INTEREST 4950.00 CuSJP 093874US Moody. Aaa S&P: Not rated EAI: 34,500 CLerent yield: 4.94% Original cost basis 393,704.74 Nov 14, 11 90.000.000 100.673 90,606.32 101.220 91,098 00 491 68 LT MICHIGAN MUN 8D AUTH RV RUN RATE 05.000% MATURES 1001126 CALLABLE 11/30/16 9 100.00 ACCRUED INTEREST 320.83 CUSJP 59455T485 Moody. Aaa SSP: AAA EAL 3250 Current yield 4.98% Original cost basis S5,034.35 Nov 22, 11 5.000.000 100.000 5,000.00 100.366 5,01930 18.30 LT BIRDVILLE TX INDPT SCH D 8E/R/ RATE 05.000% MATURES 011 1929 CALLABLE 0211517 * 103.00 ACCRUED INTEREST 310555 CuSIP 0908741M8 Moody. Aaa SW: AAA (Al: 3500 Current yield 494% Original cost basis. 310,056.85 Nov 14, 11 10,000.000 100.094 10,009.42 101.206 10,120.60 111.18 LT Total Total accrued interest 51.076.38 Total estimated annual income: 55.250 $105415.74 4106.736.90 $621.16 $105,000,000 CNP70X0305931842NP7OCOI93559 00034 1016 030575004 Y123574S500316ffiliyfim00022lytie it of 12 CONFIDENTIAL EFTA 00133245 EFTA01275382 UBS Strategic Advisor UBS October 2016 Your assets Fixed income (continued) Preferred securities Hddng Tiede Punter date of shares Purchase pace per IS) Con bats (S) Price per stare on Oct 3t (S) Wive on Oct 31 (t) Unrealized Pdcing pan or loss ($) pedod CITIGROUP CAPITAL XII EXCIFLT TRUST PFD 7.121% DUE i0,30/2040 Symbol: CPRN Exchange.. NYSE EAI: $17,720 Current yield: 681% Oct 4, 10 10,000.000 26130 261,300.00 26.010 260,100.00 -1,200.00 LT COUNTRYWIDE CAP V 7.000% WE 11(01136 CALLABLE Symbol. CFC. PRB Exchange: NYSE EAI: 37.350 °Arent yield 6.79% Oct 26, 10 4200.000 23.518 96,778.96 25.760 108,192.00 9,413.04 LT Total $360,078.96 $368,292.00 $8,213.04 Total estimated annual income: $25,070 Your total assets Percentage of Cost emoted Unrelated Value on Oct 31 (1) your account bans (t) annual income (11 gain or loss (t) Cash Cash and money balances 10480.70 0.94% 10,68010 Equities 47,902.80 47,403.04 1,838.00 499.76 Closed end (knot it. Exchange traded products 267,175.35 211,108.57 5,558.00 56,066.78 Other equity investments 27,858.39 35,866.06 1,848.00 -8,007.67 Total *guides 342,936.54 30.20% 294,377.67 9,244.00 48,558.87 Axed income Corporate bonds and notes 303,918.00 307,650.09 14,550.00 -3,732.09 Municipal securities 106,236S0 105,615.74 5,25000 621.16 Preferred securities 368,292.00 360,078.96 25,070.00 8213.04 Total accrued interest 3,566.38 Total fixed income 782,013.28 68.86% 773,344.79 44,870.00 5,102.11 Total $1,135,630.52 100.00% $1,078,403.16 $54,114.00 653,660.98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 SDNY GM 00022626 CoP70009:105591643NP700019355900:04 1016 030575004 Y123674S50000300 Pogo 9 of 12 CONFIDENTIAL EFTA_00133246 EFTA01275383 *UBS 1.3B5 Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nandel Advisor- October 2016 Friendly account name Account number: SCOTT STACK MAI/LYLE CASRIEL 212.821.70001800.306.3140 Account activity this month Date Aclinty Description Amount (s) Deposits and other funds credited Oct 17 Transfer FM Y1 235750100 2250.00 Total deposit and other funds credited $2250.00 Cote nanny DesaCtion Amour(I) Dividend and interest income Taxable dividends Oct 31 Cividend SPDR SW 500 ETF TR Total taxable dividends $135347 1.353.67 Taxable interest Oct 28 Interest J P MORGAN CHASE & CO 07.900% 042949 DID0423C6FC1030C6 PITS WE PAID ON 150000 CUSIP 46625HHA1 Tax-exempt merest 5,92500 Oct 31 interest CMGROUP CAPITAL XIII EXEYFLT TRUST PFD 7.121% DUE 10/302040 4,648.76 CUSIP: 173080201 Total taxable interest $10473.76 Oct 3 Interest MICHIGAN MUN BD AUTH RY PREF CALLABLE PRE-REFUNDED PAID ON CUSP: 5945513R1 8E/R/5 DUE 100126 DTD 110206 1,125.00 45000AS OF 10,01/16 Oct 3 Interest MICHIGAN MJN BD AUTHRV BEM/5 DUE 100126 DTD 110206 CALLABLE PAID ON 5000 AS OF 1001116 CUSIP: 59455T485 125.00 Total tax-exempt interest Total dividend and interest income Dee Acuity Dercription Oct 24 Fee Charged QUARTERLY FEE -2220.67 Total professional management fmts 4222047 $1,25000 $13.17743 mart (I) Fees Date Acikily Description AMOUill Other funds debited Oct 3 Transfer JOURNAL TO Y123575 GI/SLANE MAXWELL -459.54 Oct 4 Transfer JOURNAL TO Y1 23575 GI4SLAINE MAXWELL -46250.00 Total other funds debited 446,700.54 CHP7C00800559i $44 NP7OSOISOSS9 C0004 1016 030575004 Y123 SUSS° CONFIDENTIAL CONffiliyfim0002ten 10 of 12 EFTA_00 I 33247 EFTA01275384 SUBS UBS Strategic Advisor October 2016 Account activity this month (continved Account name: friendly account name Account number. Investment transactions for more Information stout the price/4ue shown for restricted securities, see knoortanz informaion about your statement a tse end of this detriment Die Activity Dnciption Quantity value (5) Price CO Proceeds flan investment transactions (I) funds vifthcfrawn ke Accrued investments buntin (1) interest (S) Oct 3 Cal Redemption MICHIGAN MUN BD AUTH RV PREF BEM 5 DUE 100126 DID 110206 CALLABLE PRE-REFUNDED AS OF 10/01/16 CUSP: 5945573111 -45,003.000 45,00000 Oct 31 Reinvestment SPCA S&P SOO ETF TR AT 212.676254 REINVEST PRICE REINVEST DIV ON 10/31/16 EXECUTION CAPACITY: AGENT 6.000 -1276.06 Total $45,000.00 -51276.06 Oate ACtnitty DegnptiOn Amount (5) Money balance activities Sep 30 Balance forward 5459.54 Oct 4 Deposit LOBS BANK USA DEPOSIT ACCOUNT 45,790.46 Oct 5 Withdrawal LIFIS BANK USA DEPOSIT ACCOUNT AS OF 1 or Diu16 -4625000 Oct IS Deposit UBS BANK USA DEPOSIT ACCOUNT 2250.00 Oct 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 1024116 -2220.67 0031 Deposit (IBS BANK USA DEPOSIT ACCOUNT 5,925.00 Oct31 Closing UBS Bank USA Deposit Amount 55,954.33 GHI5LAINE MAXWELL Your Mnandal Advisor: SCOTT STACKMANLYIE CASRIEL 212-821-7000/800-308-3140 The 08$ Bank USA OeCOot Account Is your primary sweep coon SDNY GM 00022628 CNP70001305501845NP7000190559 00004 1016 030575001N/1235745SO000000 ►age 11 of 12 CONFIDENTIAL EFTA 0(1133248 EFTA01275385 UBS UBS Strategic Advisor October 2016 Realized gains and losses Account nary*: GNIS.LAINE MAXWELL Friendly account name: Account number: The estimated realized gam and losses shown below are nor for tar pun:esti. Please rate that gan or loss recognized On the sae Of redemption Of te naln Structured PrOatIaL Ike COotincenlOM SeCulltreS, fray tie Ordnary, and not capita, gain or loss. Please Cheek web your lax atosor To sal(/ale gain aid losses. we liquidate the ddest security lot first. This is known as the firm' n, lint out or FF0 accounting method We use this method unless you specified whic h Im lot to close when you paced your order. This is known as a se nus purchases or VSP order See Important information about your statement a the end of this document for more Long-term capital gains and losses Security desorption Method MICHIGAN MUN 80 AUTH RV PREF BUN 5.000 100126 DID 110206 Original cost basis • S 46,406 80 FIFO 45,000000 Nov 22, II Oct 01, 16 Ouanlay or Purchase Sale fan vase date date Your K nendal Advisor: SCOTT STACK MANLYLE CASRIEL 212 821 7OW/800-308 3140 'mammon We may not ad ust gans and losses Ice al opticha-syn. We asecmalrcafy adjust cost basis for tax.exerrOt and AMT coupon municeas sec unties for estimate(' arcrizaton 01 bond wen tenS aid (Or Matter:ICH() for staxilits issued at 6 ciscani it you iecpested Oat UEIS Oust cost basis for the 00N premium arrortzauon on times debt sectinties then cost bops reflected for these securities has been Ousted Estimates in the Unctossilwl section can nog be classified as short tensor tong torn bet arse inkumsbon is rrisung or the product is one in which the ga Moss calculaion is no provided Sae Cost amount (S) basis (SI Wash Nit Cost basis adnalrnenten loss (SI Gain (5) 45,000.00 45,000.00 OINC00030$9)1046 N1'2000197559 C0004 MI6 030575004 Y123574SSOCOMy_Ght 0002teg 12 of 12 End of statement for account numbe Y I 23574 S5 CONFIDENTIAL EFTA_00133249 EFTA01275386 Important information about your statement U3S Financial Services Pc. (the km or UPS Finercial Strokes) is a member of all principal securRy, ccmrroity and optima exchanges. UBS Fihancial Semler, and LEG Bank USA ate i-died subsdenes of UPS AG and athhaes of U3S Starnes LLC. The Finis faunae' statement b available upon reqwet The Font executhe cakes we a. WS Financial Serrces 1200 Harbor Boulevard Weehanyken. al 07086 This statement represents the only official record of you' U3S Ft-uncial SepAces account. Other records, skeet official Isdoosnenb. contanng conflictingdata should rot be relied iron II you bane then is an tar a Omif9Oh please report it immediately n eking to the Branch Manager of the office scram you account. Alltougn a limo.' shown are intended to be accurate, statement elate thaukl not be used fa to proposes Rely sclobt on yethend tax forins. De , Form 1099. 5498, 10425. etc ) wben orepamg your lax return. The Fim required by law to reran to tie IRS all taxable dividends, mporttiae nontaxable clatiokna and tout& interest erred en amities held n pas scant, nit state on see tranaclixis, ad cos* bake:neaten catered mortis Carallatileallene with the Finn • Pleas nercordinn eel oral comma-Orations in wring to further protect your rishtt inducing your nit War the Secintin Investor Protection Act (SRA). • 11 the financol intiartion en the top left of d-le Inard of this stamen isnot U3S F manta Servket LDS Finneial Senate carries yea arrant as clearing broker by arramemmt wit. the Mooted inshartai We in you of this 'Vit.:115k, wile° you opened this accost litho cast your kits and works are located a LOS financial Senates and rot the nitodacim broker, ad you mat make a mart of any ma or omission to both firm. As described in the account agreements, yOU Must natty us of ay errors or fraud rooky sheds reflected on your statement wen 30 dew alter t was mailed or made available. Alinements shall be deemed conk° and accurate n all other respect if not objected to in venting within 60 days • Please dact cutromer complaints or amines to tee Fein's C lent Retook Depatnent at 201.352.1699 a tolltree r. 903.354-9I03, 8:03 A.M. to 6 OD P.M FT Monday through Friday, or in wring to LES Financial Semites Ix., Client Relations Department, P.O. Box 266 Unon Coy, NJ 07032 • In case of errors Or <peaked about an electronic has transfer (61), tai pryer a UBS Votclebit card vantactions, call K0762-1000, or wee to UBS FinncialSenices Inc, 1000 Harbor 814, 6th Dom Weehawken NI 07086, Atth RIAS855. Sakes. Calor write as soon in yeti can, A you hit you statement a receipt kywom or if you need more idomatin for a transfer on the statement or receipt. The Firm or Card Mar (as applicable)most hear from you no las than CO days after tie ken sea you tie list statement on which the WC( or problem appeared. - Doke your rumw ad score number Crf any) - Desert* tie error Of tie I/WSW you are inure about, and splain as ckab as you cal why you believe n is al error a why you need more erfanuran - amide the dolor arrant ate suspected error. The firm or Card Issuer vii hastigate your compdaht and coil correct any error promptly. For alleged eras roofing UBS USDAdebit cad transact raw, if we take more dun 10 buslossdays to obit*, we will credit you accord for the snood ycuthnk is in error, so that yea oil have the use of the money clang the tine it lakes us to complele our twestqation. Please mire all clacks payek to the Fan or the I innceal insterin Skated on he front of to statement In addition to regular accon fees, accounts may be abject to mantenroce Ina charges for We parent kr wakes purchases and charges kr unpaid wants n cash accounts. Accounts that re transferred to other instikirs may be subject to a tangier tee. UBS Sweep Options UM offers options kr sweeping cat banes. balances to bat deposits at UM Bak USA and LEIS AG Starnkrd trench (litalcSweep Prosfarr4 moneymaker mutual Arch Money Fuck) ad the international Depose Accord (DAyor c stances with in Interaional Rooky Managernerd Account. Though the Bat Sweep Programs, cash balms we swept to LES Dank USA im to an estabashed knit and then to UBS AG Stanford Bnat or a Money Fund. Deposits at U26 Bank USA ao FDIC inured in aceorda-cre with FCC miles. Format itrormaticn pleas kit wwwfdic goer Deposes a LEG AG Stamford Brad, ad shares of MoneyFindsare rot hared by the FDIC. Through the DA, (mailable to cad, balances an swept to depose smarts al UBS AG New Yak Branch and LEG AG Cayman Ranch Tow deposes arena toured by tie FCC. (Oakes held at the UDS AG Cayman Branch are tempi:rely reposed to the tovereign Ink of the Cann kirk, and there is no guarantee or other obigation of UBS AG to repay Saxes while cel the LEG Cayman's Brach's books. Deposal at LEG Berk LISA and each UPS AG Branch are rOt protected by SIK. Money Fund chores are protected by SIPC. See 'CBS Financial Services Account Protection' below. Lam your request, balances in the Bank Sweep Program or DA may be senthdrawn and sans of a Money Furd may be liquidated, ad the proceeds returned to you or your seoseies account. rtre-se Hammon about available sweep *pawn noladrg canna inkiest rates and yields, 5 available at wmtrubscoksweeprekk. from your F name! Advisor or by caring KO-762-1000. UN Financial Serfage attain protection The Fin, r. A manor-of cf tha ( en Trio< 1--eneo• PrOtortrn Corporation aPC), what protects ItO-flieS haa-fltS 01 its mention up to $502000 (inCkcling 1.250,003 kr dahns for cath. The Slit asset protection limits scaly to all accants tat you hoed it a particutv tweedy. The Form, together war certain affiliates, has abo parch/AM tiMplellentalplaStiOn. The Malkin amount proato 10 at eIgible rfiern, CONICtiak coda this erasion is ZOO matron s of December to, 201S. Stbra to the poky orditorts ad lmi actions, cash the km is further protected fa up to SI .9 milbn n the aggregate kr all your accounts held n apse:Sr opacity. A fJ copy of thepoky wading is salable won request. The MK protection ad the suppkmental protection both do not apply to • Certain Croatial assets controlled by (and noldcied n your account value) but hell away from WSFine-KM Services (e.g., certain( cash at UBS Bark USA. 80 cash at Les AG U.S.aanrhes, (4 ifiurarce poixts, including variable annuitne, and 60 Aare. of Maud lunch when such shares re registered direct& n the name of the account holier on the bodes rd records of to erotica* be a transfer agent), • Certain nwsb-nent contracts a investment interests (e.g.. liked partnerships and private placements) that an rot regilened under **Securities Act of 1933; and • Commodities COntOCIS (e.g, faeign excherge and preccus metal contracts), includirg futures contacts ad commodity option contracts. The SIPC prOtIabn and the supplemental protearcn do not apply so these asserts even if they otherwise appear on yea sUtements. The protection aid the Pazellernental protection cb not protect agars% changes en the market vela of Tar investments (whether as re result of market morerrent, issuer ba-kruptcy a °think.) More irtonnaton is sable mon request. rod mar dam more irionnation about SIIC, erclud41 the SIPC Brahma by contacting SIPC at 202-371 -83C0 or by Skim the SIPC nwbOte at smite/x.0g Dividend Reinvestment Program pun The pito reflected is an average price. You may Obtan the total price Iran yes F rapid Advises. Orgy *hoe shares are purchased under DRIP; palial thanes MI be sold ad the cashed be deposited your account The (Ward reinvestment price applied by the Soar may • ffer liom the mead price al which the partial than se sold Carithitrlieu Cnbroatiole unts may be held n you' account If pin entitled to a petal and a nesuk da chide rd paymera or otherwise, the Firm well tether sell partial aria martin prima accept an amok determined by a regidered clearim agency, ad credit you' accord. Investment objectives The nominen objection and risk profile av spec lc to each account and may may between you account Please advs. the Finn amplyin waning o4 ay scrif joint change in met Inahcial situation or investment &wows For eachscant held you Moos or* of the folowim investment clajtctivrt CONFIDENTIAL • Frocks Current Income: hvestments seekng tie generation of income of*. • Achet• C•peet Anon:Mon: Investments seeing stoat of principal rather than the generafim of Ocam. • Produce Conebnutim of Moss and Capital Appreoaton. kesenents seeking both the generator, of Sane ad growthof patriot Overall risk profiles • Cons-walk. Seeks to mantan nta ancipa, with low risk and volatility to the scorn overat men if this means the scan doers not generate sign loan name or returns ed may rot keep pace with irtlation. • Moderate. Willing to accept sane fide to pircPal and tolerate some votatirty to wek higher returns. • Aggress/re: Wang to accept high trA to paws' and high valid lily to sea highreturns Owe time, • linestment E‘oadirr Comaeration: I Canted, a PatiOn of the portfolio foe that account may ixIsle camas strategic, kneed limicky and rater volaiky. Statement shownhoWne We may corsofdase al related account statements with tie sane address in the same emekpe, eq. because they have wants who ako maintain jot account ram crehips will other clients a the tom address. If you Dopler to rook individual statements mailed n separate envelopes. you may decline Ixtr,eholdng by cling yon finaxial Ackitor Friendly esount name The Friendly account name is a custorreuble • nickname' chosen by you to assist you with your recordkeePOrd hes no legalelectionyour account. You can change trickly accord names. though Online Services or by coast am your Fe-soar Athwart Account overview • Value Seek accounMon(oto. Net of meets and • A Mb Sad's avalebk cash balances, values fa restrkted nosey lest), and Global Time Deposits, trreared marks to malret and certain assets not held by the Firn. Does rot include waked seasickassets at the end a the ;nor ands orient statement fX410dS, or ante I vied:nem awnd stock options and enrceable stock options • abbiAtes Indus debit berates. cumarding margin bans, credit Ire,shot accou-d balances. • Censoring balances. Total of unimested available cash balances, plus depose boraxes at UBS Bank USA, LES AG U.S Branches ad money market mitre' fund sweep Sates. at the One of tie statement period Nan-ccesredia free crectt Saxes in your account are Ina segegaled torn other balances and tie Fine may rate ay of these finds in the ordinay sours ol is business These funds are pestle real your downed. This total is metaled in the arrant period closing vain Lending information For detared information at the firm's Itrodeg practices and Oakum . refer to your Chem Rationale, SDNY_GM_00022630 EFTA_00133250 EFTA01275387 Important information about your statement DOOMIMIND Agsement or ACCOLal Ai" taffatti end the General Terms and Conditions U3S Statement of Credit Practices boilable in Agreements endear/wan at ray nen froattareettinteatrinto mat. VOW Meets Your stahament itemises meatus end other assets hell tithe accost at the end of to statement period. You may ask for &flea a SLY paid seoxiies al ay time. You may remise secunties used as ban collateral aher paying any balme dm an them. Any securities tranderied to he Firm cisi-g the statement period are toted at market value at of the end of the statement period. • Cost bean. h detemining the cost basis of he securities incbded n this statement, nbere indicated wile the number" I, • WS F flaxen Services has relied on information obtained from sources other than 'WS Fi-encial Service,, including information (rcm another rim a that mum* NW* grovided to yea finaxial Atha,. The firm does rot indeperantly ye* a %aunt« the aaracy a veldt/ day idormation Provided by sant other than LESFinancial Senecas. h addition although UESPhricial Seniors greralY updates fhb nIcrmation as it is reamed, the Finn does not provide ay assurers.' that the istormation seder "Coot bans" and "Unrealized gad loss' is accurate as of the date of hi statement. As such please dons refer on this nfantion to make Nrchne or sale decisions for taxi:uprose, a otherwise. Accounts tordened to to Elm may refleci gad loss llamas, only for the period ce tine they are held at tie firm Morehi:cornet relormation can be aided by you Friaxial Advisor. • Unrealind gansilones Yellen data n awilabG reamed moaned guindlown re camAauel havileal moray lots. The transaction data for havizbal lots may or may not rhea commissions, rZ ands security, reorganitaton events ands and other reinvestment lots eV systematk pitchai• lots are each combined to dieplay one averaged lot The 'Trade date' com emn presents the original vansamon wade date. • Callable securities Bonds and pretend stock that the ever cats for eat redenplean will be selected nasally by lot from arrag all seethes of he issue held in our name cr :mon.. nem for or clients. Call Ivan nkanati:n is obtained from third ponies and in accuracy is not garanteed. Other call leans moy int which mid Slew yeti* compete idcrmatim Mate provided upon request • Certificates of deposit (0). CDs are FDIC ensured two S2 B),000 in principal and earned Seam per depodor and per depository inainsixe in accordance wen FDIC Ries • Price/value Prices droplang for secunues and otter proricts may be higher or lower than the price that you would actually maim in tie make fetes obtained from varkus aid party sources atilt we been, to be rekable, bit we do not %era-nee ther accuray. - We germak tee he cloak; price when svallak or the mean of the bid ad ask price, for listed secullin ad optima or only bid prices for OTC secants. - Less 3Ctitti traded securities may be priced usig a valuation model a the moss recent pm. we %lamed and may not reflect en actual market price a vain - Certain positions may appear without a price ad will aux as 'rake was rot health • it we se triable to obtan a price fora 'toady - Deposita a securities denominated iicunarcin other thin U.S dales an reflected at the etching. rate as of the nate-nem date. - for certain startles racing n non-conformeg denornnstrons, price and quantity (face Wm) may have been adjusted to ladles peeper unmakes To obtain &nem antaxn. Ma available, contact aecoi Aclencr • Prnats investments and augured produas. !ovate mama* saunas (ex Laing deed participation program and real Nate investment tun soothes) and structred procbcts are generaly highly aged. Celan sena-tend credits have not been regretted with the Securities and Exdil Commission on under avy slate seaseieTaws. We Porde enmated values for pint.. investment searita ird structured products for Mcnnatiml purposes onbr. Marary snot guaanteed. - These vitas may differ s.bstakeiset kin Moe; il any. at which aeries Mara' thy structured product maybe bought or sold and do net necessalyrecresern the wax you mayreceive Lyon lipridatin - Third pity fl u mes of rain ate en d a sequin date rid an supplied to UK humid Services on a replan basis by an independent relation firm. - bate. general panne- or sponsor estimated vela,. it ay, are stppled to the Fm by the issuer, general partner or menu and m ay be calculated based on dfferent information frau tat used by third denies to delve their eninated values. - You can obtain additional information regarding the metextolagy used to determine the estimate a value and the date of Pr Hamblinthat is the basis for the estimate by contanig your Financial Advisor - Thirdarty 'slanged vela, may be reflected as 'Not priced in several stumble when an 1dependent valuation tiro his not ssePind a it stable to assir a nide. Men we become ware that a matenal event has named tat may call a premusfy reported value no question, or awn a value would be highy speculate...due to tie nature et the security. - When neither an Muer, general partner or sponsor estimated value nor a third-pa-et Minuted wig is provided the vale a tee seanty wilt* dilaerent Item its %raze price. - • Daributions to dale' may inriude return of capita( ncome orboth. - 'Original unit size' represents tie hkial offering paper true axiom, not reflect yow con bast - DIP rd unlisted RUT scant are not listed on a national securities exchange, and are goner* liquid and event they can be sold, the price received may be 1016 than the pe than estimated vain provided n the acorn statement, . Restricted securities. Resin-led searnies pnecaly ae not cumenty Viable for public sale. UBS Financial Service, uses Ill man prim d I he unrestricted stock of the sae issuer as an inputed value for the restrained stack for purposes of the statement oak To the extent that resigned seorities are elgble to sale, the value receieed may be tbstarvaly less than the inlayed vabe arm • Est festinated) income. assent yields and rates. M estimate of anus income is based an current drvidend ad interest rates, assisting tie seosites will be heldfor me yes from statement date or wee maturity The Minnie dont, a gudolne accuracy and continued income are not gum-anted - Estimated antral hcane and cumin yield fa certain types of seckrates could ncksle a retun of prat:IIor aped gains in which use the est income (ad curare yield would be overstated, - Estimated and income and anent yield and to actual income and yieU mitft be lower°, higher then the estimated mounts. - An *stint* of arrualeed income (dal:lend anew interest) divided by the current market valeraverage balance is based on the tb-t dividend or merest payment nude by he suer and manes tie seareseSdepans will be held foe ate year Iran the statement date or until mattria. Accuracy and continued sell xe not cuarateed • Assets not held by UBS Financial Services. Certain assets se rot held byPrelim an not vdtrin the Ferns possessia or control. These assets a* &played on year statement for informational purposes only Positions and values presented at aoudad by dal issuing firm. UBS Fhancial inrices is not repayable for this information and does not guarantee es Acura. These assets are not protected by MK or to Rim's supplemental SITC coverage. • Revenue sharing and additional compensates.. — In addition to commissions on SAFI and I .1b.1 lees received n correctionwith the distribution e4 rrulual fund to ow dents we ander our great, receive revenue shying Payments from dienbutors drda advisas of the natal lugs that we sell. These arna.nts are based on two cUterern corrpononts (a the amown of ales by UBS of a Palicular mutual fund I amiy to our clients: and Rd the asset value of a particular mutual fund famikes shares held a tie Inv — We and as altAate ate receive networking and combs, processing fees n consideration for transfer agent smites that we ran* to the rrutual lent These fees generally are pad from investor asses Si the Nubia I lured and me a Used dais amount bleed on the number of accounts at the brokactealer holing mutual fads of that fund fain CONFIDENTIAL — h edition to cornrnissians received n connection with the sale or dotribution ol arnuey contracts and wet investment but wins tooter clients. we alder our affiliate mew reserve sharing comperesaion from many of the inswance companies Widening the amity contracts, aft Rain ate Munroe contenies or warriors of he ant irmsemmt tuns we disttote. - Our affiliates abo recehe trading commissions rd Nee convenience, Dan natal funds and insireme companies whose products we dayloute. - We receive an smut fee from UBS Bs* USA ad LES AG Stanford EtanCh of to to 425 per accuse sweeping to the barks under the UBS Bank Sweep Program. Activity InScemaiOnregardngcommksbns and other charges rand h connection wth the executiri of trades, roasting option vansactions has Lk...nimbi:kid on tontnein premusy !webbed to you. ri d cull be prondod to you prcrrptly on repast Shad aellinp II you are engaged in short selling a seventy, you may Sox a charge der to entrain banging costs for tut prebuilt sectray. Open orders Regarding open or • gx6till-cancelled' orders that wee not executed by the itattmert date, open buy and sell slop orders are rediced by the mount of dividends or rktits on an ex-dividends or eentes date unless rignxted othenvise by yod. You are responsbk for orders that are executed da to your Idurt to cancel eisl ig open orders. Mew To obtain a copy of or current Client PrivacyNage. please contact >as F nerve' Advisor or vent our websne at wew oat rambwatnartfer 1.85 Finscii Senkes n not a ba-k The PM& Business Services Account BSA and IRMA are brokerage accounts which provide Koss so banking services and woolen trot* 2/Thlrberlit wth ablated bat and other Ihniparty barns, and provides Jacinto Haase and antra Maas eased by unaffiliatedteed-party Murree conpanes through insurance agency subsdianes of PBS Financial Services Inc. lwasmerd, enwa-ce ad a-ruily products' Not FDIC instred • No bank guaantep May lose value RMA. Resource Management Arun nt, Business Services Account BSA, IRMA and intonational Resource Management Accuse an registered service maks of 135 fnancii Sienna Inc Visa Signature d a regained Write Milk 01 Visa eternal knit LISS Yu Signetn ova cards and IBS Visa debt cards re issued by UBS gat* USA with Permission from Visa USA hcaporated. UBS Financial Swaim Me Rev 201604 SONY GM 00022631 EF1'A_0013325I EFTA01275388 UBS UBS Fnancial Senices tx. Private Wealth Management 299 Pak Avenue 25th Floor New York IV 10171.0002 CP0'70055355451 t16x135Y? 0 Account name: GHISLANE MAXWELL Friendly account name Account number: Your Financial Advisor SCOTT STACK MANILYLE CASRIEL Phone 212.821.70C0/800.308-3140 Questions about your statement? Call )(Oa FinandaI Advisor or the PIMA Resourceline at 800-RMA-1000. account 029023574 Value of your account Resource Management Account November 2016 GMISLANIE MAXWELL on October 31 (1) on November 30 (1) Y0ut assets 1,135,630.52 772.39 Visit our websIte: Your liabilities 0.00 0.00 v•ww.ubs.comffinancialservices Value of your account Accrued interest in value above 51,135,630.52 13,566 38 Tracking the value of your account Thousands $772.39 50 .00 1.594.3 1.311.7 1,1354 06 Dec 2014 Dec 3015 Oct 2016 Nov 2016 Sources of your account growth sludge 2016 Value of your account at year end 2015 91,311,717.81 Net deposits and withdrawn -31,366,60220 Wur iwestment return Diadendard interest income 559045.75 Change in value of accrued interest -15178.88 Change in market value 91269.91 Value of yeti account on Nov30, 2016 6772.39 SDNY GM 00022632 PA•mber SIPC CHP70XS30SS35545 Nel0o0i eS2 9 C0Coi 111603057'004 Y123574550101010 Pogo 1 of 8 CONFIDENTIAL EFTA_00133252 EFTA01275389 SUBS Resource Management Account Account name: INA,N1ELL Your K Randal Advisor. Friendly account name: SCOTT STACK MAN LYLE CASRIEL November 2016 Account number: 212.821.7000/600.308.3140 Your account balance sheet Summary of your assets Value on November 30 (S) Percentage of your account A Cash and money balances 772.39 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 a00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $772.39 5772.39 100.00% Your current asset allocation • A Eye on the markets Index Percentage change November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% OW70003005535546 NP70C0I852 I 9 COCO' 111603057506i v123574550 100jyy_Gm_00022ase 2 of 8 CONFIDENTIAL EFTA_00133253 EFTA01275390 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your M sandal Advisor: November 2016 friendly account nail Account number. SCOTT STACK MAIILYLE CASRIEL 212-821-7C00/800-308-3140 Change in the value of your account Dividend and interest income earned November 2016(4) Year to date IS) Opening account value 31,135,630.52 51,311,717.81 Deposits, including investments transferred in 0.00 8,340.00 Withcfrawals and fees, including investments transferred cut -1,149,960.69 -1,374,942.20 Dividend and interest income 4,993.84 59,045.75 Change in value of accrued interest -3,566.38 -5,178.88 Change in market value 13,675.10 1,72.9.01 Closing account value 4772.39 $772.39 For purposes of this statement, tartan of interest and cfrAdtnd income has been determined fran a US tar reporting perspKtive. eased upon the residence of the account tirade; accamt type, or product ex., same interest ardor dvidend paiments mar not be subject to United Stan (US) ands Puerto co (PR) Income tents. The dient month/ statement is not intended lobe used and camoi be relied Lam for tae purposes. Clients should refer to the applsatee tar reporting foam they *eel* nom UBS annualy, such as the forms 1099 and the Forts 493, foe lac reporting informal:eon it Is the predict of UBS to rite tte applIcatle ten reporting forms vAth the in internal Revenue XMce and PR treasury Department, and in such forms accurately dasefy &Mend and or interest a tag mama or ember income. Plea* corsair your irs:Nsrcbse tar prepare,. November 2016 (4) Year to date (1) Taxable dividends 0.00 7,202.28 Long-term capital gains 160.27 160.27 Taxable interest 4,537.51 42,495.89 Tax-e>empt 'merest 0.00 7,500.00 Miscellaneous 296.06 1,687.31 Total Currant year 54,993.84 139,045.75 Total dividend & interest 34,993.84 559,045.75 Summary of gains and losses Wilts reported belay exclude pr0duCts 101 voliSh garb andl0WS are 001 classified. Realized gains and losses Unrealized November 2016 (3) Year to date (4) gains and losses (4) Shod term 0.00 586.02 0.00 Long term 0.00 6,027.80 0.00 Total 50.00 56,813.82 $0.00 SDNY GM 00022634 CNP7030930SS3SM7NP7000111S219C0C04 111603057`004 Y123574550101010 ►age 3 of 8 CONFIDENTIAL EFTA_00 133254 EFTA01275391 *UBS Resource Management Account November 2016 Cash activity summary Account name: Friendly account naml Account number: See ACSOunt Sanity Ma MoNbtot dela h Belon( eS In your %ems 0D11ons are indudedin the opening and closing bdances value. FDIC Insurance apples only to deposits at 1)85 Bank USA not to deposits aI u85 AG, Stantoid &arch of bank deposits placedthrouch the UBS intemationd Deposit Account prog.am. SIPC protection applies to money market sweep fund ridding, but rot bank deposits. See important information about your statement on the tact two pages c( this document for detals November 2016 (1) Year to date (1) Opening balances Additions Deposits and other funds credited $10,680.70 0.00 S541.48 8,340.00 Dividend and interest income 4,993 84 59,045.75 Proceeds from investment transactions 150,000 00 325,303.76 Total additions Subtractions Professional management fees and related services 5154,993.84 772 39 $392,689.51 -7,528.38 Other funds debited -165,674.54 -382,355.28 Rinds withdrawn for investments bought 0.00 -2,574.94 Total subtractions -$164,902.15 -5392,458.80 Net cash flow Closing balances -$9,908.31 $772.39 $230.91 $772.39 GHISLAINE MAXWELL Your linenciel Advisor: SCOTT STACK MANLYLE CASRIEL 212421-7000/800-308.3140 UBS Bank USA Deposit Account APY Interest period Oct 7-Nov6 Opening UBS Bank USA Deposit balance Oct 7 50 .00 Closing UBS Bank USA Deposit balance Nov 6 $1,837.51 Number of days in nterest period 31 Average daily balance $989.83 Interest earned $0 .01 Annual percentage yield earned 0 01% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &caPital appreciation Your risk profile: Primary • Moderate Investment eligibility conSderat ion • None !elected Your account instructions • • azccunt cost basis default closing method is FIFO, First In, First Out CNP7C000005535548 W7003185219 C0004 1116 030575004 Y123574550 lOttrIkYGM000226§594 4 of a CONFIDENTIAL EFTA_00133255 EFTA01275392 *UBS Resource Management Account Account name: GHISLAINE MAXWELL Your /I sandal Advisor: - November 2016 Friendly account name: Account number. SCOTT STACKMANLYLE CASILEL 212-821-7000/800-308-3140 Your assets Sane paces, income and anent vanes sham may be approthrtax. AS a 'mut qam mcllosses mai me be accurately reflected. See imporuor infommbon abovi your statement a the endol ths dxurnem rot mon Infonmeon. Cash Cash and money balances Hcl dog Cash °oaring Mance on Nov 1 (1.) CIOSMO batnCt Me per share Average DnICIenglnlereSt on Nov 30 (S) on Nov 30 (S) rate perked Dais in period cap annum ES) 4,72637 772.39 UPS SAM: USA DEP ACCT 5,954 33 0.00 250,000.00 Total Your total assets Percentage el value on N0 30 (1) your mount Cost Oasts (11 B1irrgee0 ungeaszed smug Interne (I) aaln or IOSS (S) Cash Cub and money balances 77239 100.00% 77239 Total $772.39 100.00% Account activity this month $772.39 Date Acihily DescrotIon Amount (1) Dividend and interest income Long-term capital gains Nov 14 II Cap Gain BLACKSTONE GROUP LRTHE UMT REPSTG LTO PARTNERSHIP INT 160.27 Total long-tams capital gains 16027 Taxable interest Nov 1 Interest COUNTRYWIDE CAP V 7.000% DUE 11101/36 CALLABLE PAUDON 4200 I ,837.50 CUSIP: 222388209 Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1/0/16 0.01 Nov 15 Interest BANK OF AMER INTERNOTES03.600% t t 1516 DTD11041CFC051511 NTS 2,700.00 CUSIP: 06050WOW2 Total taxable interest $4537.51 510,660.70 677239 SDNY GM 00022636 C NP70303005$35549 NP700311352 1 9 00034 11 16 030579001 Y123574550 101010 Pegs S of 8 CONFIDENTIAL EFTA_00133256 EFTA01275393 UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nand Advisor: November 2016 Friendly account name Account number: SCOTT STACK MANY LYLE CASRIEL 212.821.7000.'800.308.3140 Account activity this month (Conti-US) Date *chitty Dividend and interest income (continued) /Ake/famous Nov 14 Dividend Descntmion Anoint (f) BLACKSTONE GROUP LPITHE UNIT REPSTG LTD PARTNERSHIP INT PAID ON 1113 BLACKSTONE GROUP L8THE UNIT REPSTG LTD PARTNERSHIP NT PAID ON 1113 7.79 Nov 14 Return Of Capital Nov 14 Dividend BLACKSTONE GROUP LPITHE WIT REPSTG LTD PARTNERSHIP INT Total miscellaneous Total dividend and interest income 14.47 273.80 Dale Adhey Description Nov 30 Refund PRORATED ADVISORY FEE Total professional management fees $296.06 64.99324 knots* (I) Dees 772.39 bate Actiuty Nov 1 Transfer JOURNAL TO VI 23575 GH1SLANE MAXWELL Nov28 Transfer TO Y1365092200 Total other funds debited Desceplion $772.39 Other funds debited -10ß80.70 -154.993.84 Investment transactions for more Information about the prkeelue shown So, restricted securities, see important information about your statement a the end Of this CbCtment. Date Actnity Nov 15 Cal Redemption Description BANC OF AMER INTERNOTES 03.600% 111516 -150000.000 150080.00 CITC8 10410 FC051511 NTS WE CUSIP: 06050WCW2 Quantity Vale ($) Price Proceeds (torn iniestment transactions(s) 4165.67434 Funds withdrawn to unestrnentsbougit (5) Accrued interest CS) Nov28 Transfer BIRDVIU.E TX INOPT SCH D PREP BEM/ 5 CUE 021529 WO 011502 CALLABLE PRE-REFUNDED TO VI 36509 2200 CUSIP: 09087405 -90000.000 -90.777.60 Nov28 Transkr BIRDVILLE TX 1NOPT SCH D 8Elle 5 CUE 021529 DTD 011507 CALLABLE TO Yr1 36509 2200 CUSP: 090674a/8 -10000.000 -10,082.50 continued next page CNP70309005535550NP7000185219 00004 1116 030575004 V123574550 10e#,IyGrit 000226efee 6 of 8 CONFIDENTIAL EFTA_00133257 EFTA01275394 *UBS Resource Management Account Account name: • ir MAXWELL Your Mtandal Advisor: November 2016 Friendly account name Account number SCOTT STACKMANLYLE CASRIEL 212-821-7000800-308-3140 Account activity this month (continued) Investment transactions (continued) Cate &linty Nov28 Transfer DeSCIPteNt MICHIGAN MUN 80 AUTH 1W BE/R/ 5 CUE 100126 DTD 110206 CALLABLE TO v1 36509 2200 CUSIP: 594551485 OutenRy Vdue (S) Price IS) Proceeds non Funds «vestment viithdrann Ia Accrued tiareactIons (I) IMISIMNIN 00411 Interest (S) -5.000.000 -5,016.80 Nov28 Transfer COUNTRYWIDE CAP V 7.000% DUE 101136 CALLABLE TO VI 36509 2200 CUSP: 222388209 -4200.000 -106,940.40 Nov28 Transfer OTIGROUP CAPITAL XII FXDFLT TRUST PFD 7.121% DUE 10302040 TO Y1 36509 2200 CUSP: 173080201 -10,003.000 -259.000.00 Nov28 Transfer BANE OF AMER CORP TO Y1 36509 2200 -944.000 -19,163.20 Nov28 Transfer BLACK STOW GROUP LP/THE UNIT REPSTG LTD PARTNERSHP INT TO Y 136509 2207 -1,113.000 -28,726.53 Nov28 Transfer GENERAL MOTORS COTO VI 36509 2200 -1,023.000 -34,833.15 Nov28 Transfer SPCA S&P 500 Elf TR TO Y1 36509 2200 • 1,257.000 -277,143.36 Nov28 Transfer P MCRGAN CHASE & CO 07.900%042949 OTC042308 FC103008 NTS (YE TO VI 36509 2200 CUSP: 466251+1A1 -150,000.000 -153375.00 Total $150.000.00 Securities transferred out Money balance activities Date Activity Oct 31 Balance forward -S935,058.54 Descriplico amount (S) $5.954.33 Nov 1 Deposit Nov 2 Withdrawal NOv 7 Deposit Nov 15 Deposit Nov 16 Deposit Nov 29 Withdrawal Nov 30 closing MIS leak USA Deposit Account The um Bent USA oepost Account Is your primary sweep colon UBS BANK USA DEPOSIT ACCOUNT 4,726.37 UBS BANK USA DEPOSIT ACCOUNT AS OF 11101116 -8.843.20 UBS BANK USA DEPOSIT ACCOUNT A5 OF 11104116 0.01 UBS BANK USA DEPOSIT ACCOUNT 456.33 UBS BANK USA DEPOSIT ACCOUNT 152,700.00 UBS BANK USA DEPOSIT ACCOUNT AS OF 11128116 -154,993.84 $0.00 SONY GM 00022638 CHP7001:0305535551 NPT0001135219 00004 1116 030575004 VI23574550 101010 Pose 7 of 8 CONFIDENTIAL EFIA_00133258 EFTA01275395 *UBS Resource Management Account November 2016 Realized gains and losses Account name: Friendly account name: Account number. The estimated realized gem and losses strum below me not for tar purposes. Please ride that gain or toss recognized on the sae of reCkniptiOn Of (enact Structured PrOduCtS, eke Contingent OM SeCurittS. may be ordinary, and not (vita, gain or loss. Please check with your tat Cidc6C4 to caloa ale gains add losses. we liquidate the rider security lot first. Itis is known as the Not o first dot or FIFO accou King method We use lila method unrest you specified veNc h Ica lot to close when you dated your order. This is known as a temp purchases or VSP order Sr. important information about your :tateraent a the end of this document for more Long-term capital gains and losses Security description Methdd BANK OF AMER INTERNOTES 03.600% 111516 ()T0110410 FC0515 I I NTS 8/E 1110 150,000 000 Nov 01. 10 Nov IS, 16 Quantity or PurChMr Sale tae yaw da [truncated]