EFTA01275587

UBS U8S Financial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Resource Management Account March 2019 CNF7076517511 0319 )0 5 VI 0 Account name: OHISLAINE MAXWELL Friendly account name: Ind CashfSavng Account number: _3575 SS Your financial Advisor: SCOTT STACKMANILYLE CASPJEL Phone] Questions about your statement? Call to Emery:la Advsor or tke Value of your account RMA Resourceline at 800-RMA-1000, account 029323575 on February 28 (1) on March 29(S) Your assets 694,182 87 173,792.07 Visit our websIte: www.u0S.Cornifinan0a1SennCeS Your liabilities aoo O.00 Value of your account $694,182.87 $173,792.07 Items for your attention , Holy vutc,:t yc lion: Irani and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sou rats of your account growth www.annuakreditreporteorn. Tracking the value of your account during 2019 Value of your account 1 Thousands at year end 2018 1699,9S4.77 6,144.7 Net deposits and viittdraee* -1529,682.39 4000000.11\ 4,208.9 Your nvestrnent return Divdend and interest income Change m market value 33519.69 10.00 9914 817.6 Dec 3017 7000 Dec 301s 694.2 Feb 3019 ins Mar 2019 Value of year worn on Mar 29, 2019 $173,792.07 Dec 2014 Dec iois Dec 3016 SDNY GM 00023000 Member SIPC CNP70008006517511 NP7003302199 03072 0319 030579004 Y123575650103010 Page 1 of 6 CONFIDENTIAL EFIA_00133620 EFTA01275587 UBS Resource Management Account March 20'9 Your account balance sheet Summary of your assets Value on March 29 ($) Percentage of you octant A Cash and money balances 0.00 0.00% B Cash alternatives 173,792.07 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Comrnodrties 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $173,792.07 $173,792.07 100.00% Account name: GH5LAINE MAXWELL Friendly account name: Incl:CasbiSaving Account number YI 23575 55 Your current asset allocation B Eye on the markets Your Finandul Advisor: SCOTT STACK MANY LYLE CASFeEL Index Percentage change March 2019 Year to date S&P 500 1.94% 13.65% Russell 3000 1.46% 1404% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.5. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% 1.92% 2.94% CNP703093C65175I 2 NP7003302I99 00032 ce19 D30575004 YI 23575550 I CfgaiLlYGM000230blite 2 of 6 CONFIDENTIAL EFTA 00133621 EFTA01275588 SUBS Resource Management Account March 2019 Change in the value of your account March 2019 (3) Year to date (Si Opening account value $694,182.87 5699,954.77 With&awals and fees, including investments transferred cut -521,156.46 -529,682.39 Dividend aid interest income 765.66 3,519.69 Closing account value $173,792.07 5173,792.07 Account name: GHI5LAINE MAXWELL Friendly account nano:Ind:Cash/ Saving Account number. Y I 23575 55 Dividend and interest income earned For proposes of INS statement, tacatiity of inkiest and dol.:lend Income has been dekmlned Item a US tar legating perspective. fixed upon the residence of the account holder. account type, or product type, sane interest andor dvidend payments may not be subject to United States (US) and Puerto Rico (RR) income tarn The dont month« statement is rot intended lob used and carrot be rtked upon for tar 0010Set Clients should refer to the apt:kale tar reporting forms they recent from IRS annually, such as the forms 1099 and the Forms 493, fa tar reporting information n is the practice of UBS to file the digital:« tar reporting forms with the US internq Revenue Service and PR Treanury Oeturtnent and in such forms accurately das9 fy chidends arcla Interest eat, trenrpt Or bauble income rime consult your inchodua tax preparet March 2019 (S) rear to date IS) Cash activity summary Your Vinandal Advisor: SCOTT STACK MANIYIE CASRIEL See Account activity the month lot deta Is &dances In your Sweep Options are 'rid ucedIn the open to and closing balances value FDIC insurance Lott to ckponts at UBS Bank USA and an banks participating in the UBS FDIC insured Deposit «wan. I does not aliply to deposits at UBS AG. strrioet Search. UPC potection applies to money market sweep find holdings but not bare deposits Seelmportant inCorination about your statement on the tat two pars of this document for detals Mardi 2019 (3) Year to date 04 Opening balances $0.00 $0.00 Additions Dividend aid interest income 765.66 3,519.69 Proceeds from investment transactions 521,156.46 529,682.39 Total additions $521,922.12 $533,202.08 Subtractions Other funds debned -521,156 46 -529,682.39 Funds withdrawn for investments bought -765.66 -3,519.69 Total subtracttons -$521,922.12 -$533,202.08 Closing balances $0.00 $0.00 Taxable dividends 765.66 3,519.69 Your investment objectives: Total current year $765.66 $3,519.69 Total dividend & interest $765.66 $3,519.69 You have identified the following investment objectives for this account If you have questions about these objectves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Cunent income &capital appreciation Your risk profile: Primary - Moderate Investment ehgibihty consderaton - None selected SDNY GM 00023002 cinv7coosci05517SI 3 Ne7003302199 00072 0319 030575004 Y173575550100010 Page 3 of 6 CONFIDENTIAL EFTA_00133622 EFTA01275589 UBS Resource Management Account March 2019 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Account name: GHISAIIE 10A:01VELL Friendly account name: Savng Account number. Y I 23575 SS Your Hounds' Advisor: SCOTT STACK MANY LYLE CASRIEL 01P7C0C00065175I 4 NP7000302I99 00002 0319 030575004 YI2357555010ftftlyGit000230ter 4 of 6 CONFIDENTIAL EFTA_00133623 EFTA01275590 *UBS Resource Management Account March 2019 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ind.CaShiSaving Account number. Y1 23575 55 Some prices, income and current vaues Sheet(' May be approximate. AS a teak gam &tresses ma/ nol be accurately reflected. See rmporunr infoanabon about your statement a the end of this ciccurneM far more infornzon. Your Fi modal Advisor: SCOTT STACK MANLYLE CASRIEL Cash alternatives Money market funds Money market funds at reinter insured to, gisaffinteed ty the Feeeta Deposit Insurance Corporation or any Other goverment agency. inslautona prime and institutional municipal funds must nog flea net asset values (NAV) per share to the nearest It I COIN of a cent (e.g., S1.0000 Government and fetal money market funds will continue to transact al a stale $1.00 net asset value. Although money matte' funds seek to preserve the value of your Investment at CO per share. II d possible to lose money by inieging in these funds. Total (virtue:fed is the tali d ale reinvested chadonds n does not include any cash dsidends n is not ale lot for the purposes of determining hold rg periods or cod basis. The shares you receive eah time you reinvest cl wdends becorne a separate tax fbl Cost boas is the total purchase cost of the security. includng reinvesteddudends The cost basis may need to be adusted for return d capital payments in order to deleirrine the alusted cost basis for tar retonirg pumices. Purchase price Number steerage price Chem Hddng d dises per Mae (S) investment(S) U85 PRIME RESERVES FUND EAI: 14,206 Curent yield: 2 42% Your total assets 173,792 070 Unreafrod (ax)goin or bas is the difference between the <in rent value and the cost basis ad would generally be your taxtlegan or loss if the security was sold cn this die. The unrealized dal pan or loss coat need lobe a0usted for ret Lin of (spate' parents in order to determine the readred gain or loss for tax reporting purposes. investment return is the current value minus the amount you invested t does not Include shares that are not reflected on your statement. End ud ng shares that have been realized as either a gan o a to5s. R also does not include cash cludencts that were nor reinvested ---This information was unavailable-- Value on Mar 29 (S) Cost ante per share basil (S) on Mar 79 31 Percentage of your account Value on Mar 7901 1.0000 173,792 07 Cost basis (S) unrealized Investment mddng gin or loss CO return (S) Period Estimated unrealized annual mane (SI gin or loss (I) Cask alternatives a Money market funds Total • Missing cost basis information 173,792.07 100.00% 4,206.00 5173,792.07 100.00% $4,206.00 SDNY GM 00023004 CNPTC003306517515 WM003302199 00072 0319 030579004 Y123575S50 100310 Page 5 of 6 CONFIDENTIAL EFTA_00133624 EFTA01275591 SUBS Resource Management Account March 2019 Account activity this month Dividend and interestutoome Taxable dividends Other funds debited Account name: Friendly account name: it : Account number: Your Amanda' Advisor: SCOTT STACK MANLYLE CASRIEL Date AaIlly Demotion Amour* (S) Mar 29 Dvidend UBS PRIME RESERVES FUND SYMBOL UPRXX 765.66 Total taxable dividends Total dividend and interest income Die ACRYIy Description $765.66 $765.66 *mull (1) Mar I Transfer TO VI 23576 8100 -5,156.46 Mar 13 Transfer TO Y1451703100 -500,000.00 Mar 14 Transfer TO Y1236802100 -16,000.00 Total other fends debited 4521.156A6 Invesbnent transactions rot mare intonation tout the Oat taut shown for restricted secuddes, see important Mformation about your simmer* at the end& this Stirlen' Ole Mthlty DeStIpt:On Ouantlry vti tie (SS Prke 01) erc<eeds from investment transactions (I) Puna wftlsdrann for invesimentsbar9/4 (S) Accrued interest (I) Marl Sold UBS PRUVE RESERVES FUND SYMBOL: UPON .0.46o Marl Sold UBS PRIME RESERVES FUND SYIMIBOL• UPA)0( 4,156.000 5,156.46 Mar 13 Sold URS Pia* RESERVES FUND SWUM: UPRXX -500,000.000 500,000.00 Mar 14 Sold UBS PRIME RESERVES FUND SYMBOL: UPRXX -16,000.000 16,000.00 Mar 29 Reinvestment (AS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 0312919 SYM301.: UPRXX 0.660 -066 Mar 29 Reinvestment UBS PRR/E RESERVES FUND DIVIDEND REINVESTED AT 1.00 14AV ON 03/2919 SYN1301.: UPRXX 765.000 -765.00 Total $521,156.06 -$765.66 CNP703C0005517516NP70C0302199 00002 0319 0305750N Y123575550 IOCIEMY_GM_00023C81596 6 of 6 End of statement for account number Y1 23575 S5 CONFIDENTIAL EFIA_00133625 EFTA01275592 Important information about your statement 165 Financial Sevres K. (the Fames 185 reranCie Semi:era is a mentor of all pr i-cipal cecvuy, ccenmcday and omen orchargts. UBS Financial Sonnets and 185 Bank USA are ndrect sttskaaries of 185 AG and affiliates of UB5 Secukin RC. The F im's INA& Statement is available. upon request. The Firm's excayArq offices aro at: 18$ Feta-kal Services re. 1200 'Irby Boulevard Weehawken. NJ 07086 This statement represents the only official record of sex U3S Froncial Sevres account. Other records. erupt divot ter obornents. contanng centric-tag data should nor be relied won d youberme thee is an era or ceninan please report m ironintately n take.; to the Brans Manager of the office nag you account. Although al I igxes shown re trended to be accurate, statement data should not be used for lah exposes key witty on ye:tend tor. tons. Fern 1099.519& 1042$. etc when prepang your tat return. The Fan is regured by kw to (*poi to the RS altaxable doidends, reportable neattoable drafalia and taxable interest end al slurries held it pit =cent net proceeds on sale karnactbre, rd con basis awaken coaxed sentries- Ceankations with the Finn • Please reconfirm any oral cortruneatken i. nag tofurther protect your rights. inclaing your rgtits net the Securities mentor Protection Act DEAL • If thefinancial institution on the top left of the front of this Pined is not UBS Fnmeir Services. U35 riuncial Semen caries you Ikttalt as during baker by arrongerner wait to irked Minton we itonried you ce the retabontso mben your opened this account. h the raw you finds and secants re Mated a 1.11$ f naneol Seven and rot the antacig broker. and you mutt make a feral of erg error or amnion to both finis • As descebed 'n the account newts, you mat notifyusof any arces or fraud involving checks reflected on axe statement within 30 days after 1 was milady made available. • Plowdiva customer compliers or irons to tie rim's< lent Relations Department x 201.352-1699 or toll-free at 800.3549103, 8:00 A.M. to 6 AO P.M ET Monday enough Frclay. or in emtag to UBS river.' Sewn re., Chest Relations Depaiment, P.O. Box 766 w.onCiy, NI 07087. • All neemeres shall be deemed cormlne rod acorn it not objected to in suiting within 60 days. • For TTY meets. Call 8446120986 or from ante the US.: Cal 201-352-1495 • has. of aeon or ow-slims about xielectronic finds transfer (Ern bi pawner or MS Vise debit cad transactions, call M762-1000. or wee to UBS Prance' Services rt., 1000 Harbor Mg, 61h floor, Weehenten. N.I 07086, AtIn FcMtele8A Semen Cal cr write as soul as you can, if you shit you statement or rece# is vmng a f you need more Motrnalcn tout a (Infer on the statement or reap. The pima Cad bear (as noIrcable) must her keen you co law that 60 days after the Fern sent you the fat st moment on which the mac or Problem anned. - Prot* war name ad accost number Of any) - Describe the error or the Haider you ale innate about, and eaplain as diary as you can whyyou believe a is an mu a new you need mete 'formation. - Pronde the dors arnxnt of the suspected era. The Finn or Card Wu.r vol investigate you cavern and MI correct wry *nor prorptU. For alleged errors moire.; l/B5 1/416.a• debil cad Ira-mach:me if to sake more than 10 bus tress days to do this, we winged. you account la the amount you Ihnk sin took so that you yea hive the use of the roomy diem; tie tine it tam in to ccrepkte as imastigatien. Please make all cheeks payable to the Fern Or the Inmost ententes notated on the front of this staserrent In additien to roan account lees amounts may be %Art to mantonarce fem, charges fir Me Payment for securities purchases and charges for urpaid arcurs n cash accounts. Accounts that are tendered to other nsteurons may be subject to a Vander fee. UBS Sweep Option. 185 offers metro for rweetag cash balances to bark depose accounts at non-noted bats and affiliated banks and money rani MALI lunch (Money Ftwb). Depose nano at UK Bark USA and mainlined barks rank:env in the UBS FDIC-Inured Deposit Program are FDIC.nsured n accordance wfi FDK rules Fa Mee &amnion, please vise www fdc.gay. Depose amine% at 185 AG Stanford Branch and shoes of MoneyFinch are rot insured by the FDK. Bank deposits we not protected by SPC. Money Fug shuts are peeled ed by SITC. See U85 F mescal eneces AcCOuril Proterton- below, Uralyour repent, balances in the bare depositsmay be withdrawn. ard shares of a Morey Fed maybe Ibmidatect and the proceeds retuned to you ryas secures accost Further adrarnatiri about available intro options, n cladng eine& ireerest rate, ad yields. 6 nadable at wwwririscorassnapydla, from yea • NIX•liAd•We or by <ring 800.762.1000 UBS Financial Services arrant protection The Firm is &member of the Starnes Iwestor Protection Corporation (MK), nth protects kroner custames of Rs mantes in to $502000 (nckding $250,000 Ice <biro for cash). Eglanatov brochure Rabb* upon emit& or al mew. MC oast The 5IPC asset protection Mies age, to an accounts that you hold in a panoalw capocey. The Finn, together with eaten affiliates. hn to purchased sorpkmental karate The nwirein amts payable to all eligble clients. collectively under theprotection is MOO neon as of Deamber 10, 2016. Subeect to the polky can:Mims and Inaba . ash at the Gins is further protected for up to 11.9 non in the garnet foe A your accounts held n aparticular capacity. A la copy of he poky weedig is available Loon request. Reiter the SIPC wireclion nor the supplemental protection apply to: • Cairn franca' assets controlled by (and nclided n your atcoura vats) but Mkt 1Why from 185 Financial Services. For nrole certain 1.0 insurance ;MOMS. ntliaang arable aguitts. and 00 shares of mAol funds registered n the rune of the account holder on the books of the Sue or transfer gm(); • kwestment cortexes ce Menem eateersIs (e.g. lirnited partnerships and private Placements) hat are not registered under the Securities Act of 1933; • Cronnoditin contracts (e.g. foreign ...charge and mucus metal contracts), magma futures onads and commodity option contract, and • Deposit weans Incept certificates of &posh) at WS Bak USA, IRS AG U.S. brans sod bats it the FDIC hared Deposit Program. The SIPC protection and the upplemental protection do not apply to those assets even if they otherwise appear on sae Sidman.. The WC protection ad the appkenental protection Ai not protect again changes n the market vak* of Your investments (kether as a mut of motet movement issuer brikruptcy otherwise) Dividend Reinvent& Program (DRIP) The price reflected is an average price You may obtari the a& price In your Financial Advisor. Onky Wok shares we purchased smite DRIP, partial stunt wallet sold and the cash wit be deposited in yOur account The dodged remestment Price sv7Pled bx..9se one may defer from the makeraxe al Moth path.' shires are sold Cadvinilieu Only whok ants maybeMad al your accouff. If you are elated to a part& a& as a result of a cliviand pavane,' a othenvire, the Firm MI other sell partial <net at mate peke or accept n annum determined by • regretted clearig Korey, a-adcredit your account Inverbnent objectives the emstmere objectives rid risk profile are stroke to each account and may vay between you acrours. Please advise the Finn proem(' n toiling of any portant change in yrs financial situation a nveserront objectives. Foe each account het, you Moose nol the (Mowing imestment objectives: • Piocas• Catena:mom, Inns meets seeking the generation of iron cab. • Achira Capital Appreciate.= evestrneros wain goon of peixPal Mkt than the generation of Mane. • Prodoce Conbinason of Morn and Capital Apple< iation: Investments seeking both the geremica of roam andgrowth of Prixital. Orem. risk table; • Conservator Seeks to nointinintal pracieal, with low risk, .n.1 vast lily to the want monk even if Mal means the account dun not generals significant CONFIDENTIAL exam a want and may rot keep pace with inftetim. • Moderate VANN to accept some rid to pierces.' ard tolerate sane volAiity to seek higher returns. • Amyrtsar Wiling to accept high risk to prince.' ad high volt am to seek high Mars over bine. • instiser7 figny Canso:tenth.): I *Mud. a Minion or the po. Moho fa that account my incfide complex swages, limited liquidity and cream volatile?. Statement ehouseholdike We may consolidate al reined account statements with the sane address in the urm envelge, e g. because they haw owners who also maintain joint account retationshos was otter Norts at the same addcess. If you prefer to mere idiwdusl statements mailed in separate etholOPet. you may decline hotneholdeg by calling you Financial Advisor Friendly Kenn name The Friendly account name is a custemarre *nclourne chosen by you to assist you withyor rwordleeprig has ro legal effect on your account is not 'ended to relied any strategy, prodact recoromendaebn, imestment objective or Sc profile associated wett you accounts. and is not a promise or gnaMee that wnbtt or any financial resullt Can a will be achieved. All inenments invoke the risk of kiss. indudig the risk of loss of the erase irreiStMnIt. You <enchant). your Frees./ mecum names throughOnline Stenos a by cantering you F rental Ahem Arran overview • Vabe of pur arcoontborflofo. Net of assets and line es. • buns Includes ayskable cash balances. values for regrind security (ett ). and Global Tim Deposits, unrealized mats to &orbit and Certain Mats me held by the Fim. Don rest nob* unpnced secure enlasiels at the end of the prior and current statement Pre ode. or panne inserters. unrested suck opeitim and timetable stock options • eiatialibes Klass debt I:offences, outstanding margin bra. creole Ink short acorn. balances. • Cash/money balarxm Total of tnimeved available cab balances, plus devout balances at affiliated and nakaif ihned brill, and money market mutual keg swag baboon, at the cote of to statement period Nonyorrmodity free molt balancesin you- accost' are notswpgxed from other balances ad the Pim may bensof them binds lithe melon came offs bans" These finds are payable Leon your demand. This total is added in the nerved periodclung aka tenting information For deleted Hermeticn on the Ian's lending practices sd cimbsuers, relic to you Client Relliketshe) Agreement cr Account Agiewnem and the Congeal Terms and Conditions. UBS Statement of Credit Practices available nagaarcena dodtadaMules SDNY_GM_00023006 EFTA 00133626 EFTA01275593 Ilnportant information about your statement (Continued) Your assets Your statement iterates rearte red other assets held n the accounl at the end of the Statement reread You may ask for delver of ft* Paid securities al we tire. You may reel,* wattles used as loan Wawa alter pens any balance de on them. Ark securities tranorerred to the For ding the icaummt peed are toed at market value or of the end of the stamen period • Coe basis. ndetesnnirg the cost basis of the secants mended in this itaternent, wboe indicated with the number 'I,' keS Fannie Services has relied on information dunned from sources otho anther M Pi-aerial Streets. abiding intention from maker Inn or that you ma" have ;corded to your Ftharnal kleiser. the Firm does AM almeniesty seedy a guarantee the aCOSaCy or vitality N any OM emotion vended by sources other than U3S Financial Setae In addle++ although LeS Chian Seeds gerseralk updates that nikematim as it is received, the fan does not von* any entrances dna the informances crcler "Coat b% ad od nd "Ureealc gee loss' is accurate as of the date of this statement. As suChc please do not rely an this nlanution to make piduse or tale decisions, fa piposes or othenvise. Mecums transferred to theta's may reflect gallon inerream kin only Ice the period or tire theywe held at the Fan More historical (damns', can be Ailed by you Fnamitil Advisor. • Unrealized gaionosses. When data 8 available, tempted arenized gansflosses are <attuned for noviial warty lots the enaction data for notarial lots may or may rice ref act arrmissions. charges asokr seedily reap-eaten events. Deeded and other renvestment lots and systematic pachise Ion we each combined to display ore award lot 71-e 'Trade date colmn grants the right transaction trade dale. • Callable securities Bonds and preferred stock that the ewer cats for eery rederrpton ail be selected niparbally by lot Iran among al scarlet of that issue held in OW rum. or in noratee ram for at clients Call knife nbormaikn is obtained from third pales and es actuary is not aaced. Other call leaves may not which «ad MM weld. carpete i toimat nxii be provided upon request • Pricetvalue hien displayed for securities and other products ma" be higher or hoer than the price that you would actualk Nome in the market Rites ap obeained from vskais the party sources *Pah we bailee to be dab* tad we dons guarantee the accuracy - We generally use the chairs price when available or tie mean of the bid and ask prices la listed secants and options a onk bid pekes for OTC wctikes - Less actively traded secahis maybe priced using a valuation model or the most recent price we obtained and may not reflect an actual market price a rake. ▪ Cenail positions may taper w Was a price and wit show as 'once was not available we are triable to cbtan a price for a Wanly. - Deposes ce unities denconnated n curences other than U S. dollars re reflected at the exchange rate as of the stab:mere date. - For cenan *canes roans n non -conform ng denornriatons, price ad queerly (face .aka) may have been adjusted to facilitate proper vein+ To obtain orient quotations when mailable. contact you &cahoot Sawa. • Private investments and structured produces. hivate nwstrnent ward*, (IN r) died PankiPalko program and real estate inaernent trust swains) and structured products are generally highly ihanct Ceram south:ad wakes haw not been registered ivith the Socaitin and Exchange Carmissen or ado• any state wares laws. We provide catenated values for page resumed stakes and structured products for neirmal crud purposes only Autrey d not guaranteed - These vases may differ abseaneisty Iran peon, it ay. al which a private' math, rt security of structured product may be boc4nt or sold and do not recession, represent the vain you may rearm goon Caddo:on. - Third pony *stoats of value re n gai a <actin date ad ore supped to UPS Finer it Services on a regular bass by an ideation's valuation lima - tsPief, general panne or sponsor («mated dank lat. we oared to the Fon by the 6Sulf, general partner or spans and may be cakulated based on deferent infamaten Iran that used by that pates to derive their minuted vanes. - You can obtain additional nfcmuteon regarding the methodology used to determine the estimate of value ad the date of the eicrinatiCel that is the basis la the estimateby contanig your FinanCul Adv60r. - Turd patty estimated valet may be reflected as aka joked' in several leuatienS: Mien an independent valuation fern has not suppled or unable to acsixt a value, when we became aware not a material event has occared this my calla piewousk reported value it questa, a when a value would be highly speculate. due to the name ea the county - Wan neither an issuer, general partner a sponsor estenated value an a thed-pay *shouted vane is ponded, the raw of the sectary will beafferent from its patine price. - 'Distributers to date' may nine When of capital, name or both. - • Organ tat size• represents the renal offering peke per inn and may not reflect your cost base - Of P Ind unfilled REP hearties are not Iced co a national securein exchange. and we generally acted ani nen E they can be sold the price receeed may be less ton the per share estimated value provided n the Aconite statement. • Restrided securities Restated securities rarely are not arrerey eligble for pubk sale. LIBS Financial Services uses the market pre of tie urrestieted stock of the sore twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted wen es are nistae for sale Me value reeved may be sabstantialy less tun the awned value shown. • Est. (estimated) interne, current yields and rates. An to mate of myna! r‘diee n bared on (c.o.,' chided and .merest rain, assailing the sec rnes will be held for one yea- from statement date or until mataity. The estimate is owe" a guideline, accuracy and continued noon* are not guaranteed - Conuted wrath name aid current yield for certain types of bourne <c old riflede a return of or-clonalor captal sans is which case the en income (rd current yteloi would be overstated. - Estimated arnual name and curet yeld and the atoll income and yield neghe be lave or haler than the *shinned amounts - An estinate of xnualized income (dividerd aockr interest) divided by the current market valuidaveragr balance a based on the last divdend or merest payment made by the issuer and sauna the seoinesidaposes will be hell fee one yea from the statement date rotund maturity. Accuracy and contnued yield ere not guaranteed. • Meets net held by WS Financial Services, Certain assets ar e not held by the Fins and not Weir the Fim's possession or control. These assets are deployed on yas statement IC. of ormational purposes only. Positions and valets presented re provided by the slung ('em LISS Financial Diets is not responsble for this informahm and does not guarantee IS accuracy these assets we rot protected by SK or to irras supplemental DK coverage. • Revenue sharks and Katona ecempenertion. - h addition to commissein an sales and 12b.1 fees reeved in connection with the astrixdon of mutual funds to at dents we ardor of aniline recede «erne thee° payments from dettbaces and or advises of the mutual fads that so sell Thew amounts we based on two different arroceena (4 the arrant of sales by 1.8$ of a particular rrutual land family to our dents; and 60 tie asset vain of a particular Mutual fund lanais elutes held at the fnn - We and at affiliate also receive rennin; and omnbus processing fees in consideration for transfer agent services that we provide to tie rasual funds These fees generally re pad from inwstor assets the mutual find and are a feed doll. amaze based an the raorber of accounts at the brae-dealer holding mutual funds of the fund fanily — en addition to CCenril6SkinS received in correction with the sae a dsubuton of annuity contracts at unit nvestmert bust eras to our den, we ardor as aff oat, receive reverse during corrpensaton from Mary of the nourance companies uncewnliss the annuity affiliates of the Nuisance conpanes or spears of the unit essetment trusts we distance - In addium to commissions received from the pudnase arid sale of Nettioares finds, we actor cur affiliate receive an asset-based revenue shaming payment from Nestawee distrbuton. A well as finding for technology development, training and education. — Our Atones also receive trading cormiisams and other compensation from mutual funds and nonce compare; whop pales we chtuttne CONFIDENTIAL — We «new <Cenper6tiliell Irons WS 8eic USA, ISS AG Stamford Branch and nceaff deed barks tfvoujs our cash weep Fro;raTh compensation may be ama-Mk per account fee or may be a percentage of natant defy deposit beirves Activity Information regating commissions and other chages incurred n correction with the exasoion of trades, landingoption tram-Atone has been tended on cord imitations previously lionehed so you, ed will be provided to toes promptly on nmast. Short selling ll you .e engaged n shat sang a away, puma" incur a charge Sae to (wan arrow:no costs for that pan inalarseuricy. Open orders Regaidng open co • roblitcancelee aders that were not evoned by the seamen date, open buy and tel slop orders we radioed by the anon of dodoes Or nyhtS on an eider:el-4s or Parts date unless mauled othenmse by you. You afe response:neer orders that at executed due to you failure to cancel "ing OW ceders. Privacy To than a copy of as current Client Privacy Notice, please contact you. Fnancial Caesar or viol as redone at >wen gin ensurvivierr,frt. - 185 Financial Deices it rot a bark. The RMA, Buenos Services Account BSA and IRMA are brokerage accounts *bah provide access to barking senses and redacts ihrcucts alarigernirritS with affiliated banks and other trend-parry banks, and provides access to issuance and array Products issued by u-aff bawd thiul.party noranceccmpanes through instance agency sabsidants of 1.8$ Financial Seams Inc — entstmere, inswance, and annuity pred-icts. — Not FDC it • No bank guarantee. May late vale — tMA Pescarce Management Account. Busyness Services Account 6SA. IRMA and ineenatiorul Resource Management Account are registered service marks of LISS Financial Sterne, Inc. — VKA is a registered racerrurk owned by Visa Mennxional Dace Associnice and used undo sense. 165 Vna credi cods ard the LIES Visa debit cads are soared by UK Bank LISA with permission from visa U S. A Incorporated All other vadernarkt registered trademarks, stake mans and registered sehice milks are of their recede. corrpanres UPS Financial Services Inc Rev. 701810 SDNY_GM_00023007 EFTA 00133627 EFTA01275594 c;It UBS lies Financial Services tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 C1'4,70056844730419 vl 0 Resource Management Account April 2019 HISLANE MAX Account name: GHISLANE MAXWELL Friendly account name: Ind Casi-iSaving Account number. "( I 23579 SS Your Nnancial Advisor- SCOTT STACK MAN/ LYLE CASIdEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA- 1000, account 029023575 on March 29 (S) On April 30 (1) Your assets 173,792.07 166,344.71 VIsItour websIte: www.ubscomffinancialservices Your liabilities 0.00 0.00 Value of your account S173,792.07 $166,344.71 Items for your attention • Help protect yourself from frau/ did review bank, credit card, and VA cage statements regularly. Also, get your hoe credit report annually from Sources of your account growth www.annuakreditrepottcom. Tracking the value of your account during 2019 Value of your account S Thousands 6,144.7 1738 166.3 • Ot ]01717 Dec 2018 Ma 019 Apr 2019 Dec 2014 Dec 2015 OC(201fi Member SIPC 0.70009305034473m7000186696 00007 0419 030575004 CONFIDENTIAL at year end 2018 5639,954.77 Net deposits end withdratials 4537,45831 Your roesunentream Dividend and interest income 53,848.25 Chance in marker valun 50.00 Value of your account on Apr 30. 2019 $166.344.71 SDNY GM 00023008 Y173575550000000 Page 1 of 6 EFTA 00133628 EFTA01275595 cat UBS Resource Management Account April 2019 Your account balance sheet Summary of your assets value on April 30(1) Percentage of you account A Cash and money balances 0.00 0.00% B Cash alternatives 166,344.71 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0 CO 0.00% Total assets Value of your account $166,344.71 $166,344.71 100.00% Account name: GHISLAINE MAXWELL Friendly account name: Ind.CasIVSmmg Account number. Y1 23575 SS Your current asset allocation B Eye on the markets Your Nnancial Advisor. SCOTT STACK MAsiLYLE CASRIFL Ind@ Percentage change April 2019 Year to date S&P 500 4.05% 18.25% Russell 3000 3.99% l&60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% 0.03% 2.97% CNP7000)005694474 NP7000186696 00002 0419 030575004 712357555000MAYGM000230tflage 2 of 6 CONFIDENTIAL EFTA_00 I 33629 EFTA01275596 *UBS Resource Management Account Change in the value of your account April 2019 (S) Year to date (S) Opening account value $173,792.07 $699,954.77 Withcfrawals and fees, including investments transferred cut -7,775.92 -537,468.31 Dividend aid interest income 328.56 3,848.25 Closing account value $166,344.71 $166,344.71 Account name: GHISLAINE MAXWELL Friendly account name: Ind:Cash/ Sakng Account number. Y1 2357 5 55 Dividend and interest income earned foe puiposes of ills statement, tarablty of inkiest and dividend income has been determined firm a US tar lepyting 'knottily,. Based upon the residence of me account horde,, account type. 01 pioduct type, sane iMerest antler dvidend payments may not be subject to United States (US) arida Puerto Rico (PR) income teas The tient monthly statement t nce intended to be used and carrot be ref ed upon fee tat purposes. Clients should lifer to the appleale tar reporting forms they recehe from MIS annualy, such as the forms 1099 and the roans 493, foe tar reporting information it is the practice of UBS to file the appticaree tat mooning forms with the US intern0 ;tavern* semce and PR Treating DePartirent, and in such 'Oink accutatety vase fy dvidends ardict Interest as tat exempt or tat** income. nerve consult your incheduai tae preparec. April 2019(S) Year to date (5) Taxable dividends 328.56 3,848 25 Total current year 5328.56 $3,848.25 Total dividend & interest $328.56 $3,848.25 Cash activity summary Your Pi needs' Advisor: SCOTT STACK MANLYI£ CASRIEL See account activity the month for dela Is. Blanes in your Sweep Options are induCedin the opening and closing balances vast. FDIC insurance &pies to deposits al UBS Bank USA and all banks paiticipatirg in I he UBS FDIC insured Deposit rrogarn. a &es not apply to deposits at UBS AG. Slatted Erarch. SIFC protection applies to monry market sweep fund hddirgs but rot bare deposits Stelmportant intormahon about wet statement on the lat Mo pages cf this document for detals April 2019(5) Year to date (S) Opening balances AddIt or* Dividend aid interest income $0.00 328 56 $0.00 3,848 25 Proceeds from investment transactions 7,775.92 537,458.31 Total additions 58,104.48 5541,306.56 Subtractions Other funds debited -7,775.92 -537,458.31 Funds withdrawn for investments bought -328.56 -3,848.25 Total subtractions -$8,104.48 -$541,306.56 Closing balances $0.00 $0.00 Your investment objectives: You have identified the fdlowing inwsunent objectives for this account if you haw questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about )our statement at the end of this document Your num objective: Current income &capital appreciation Your risk profile: Pnmary - Moderate Investment abgbibly conpdecatton - None selected SDNY GM 00023010 Ctir70309305684475NP7003‘95696 000O2 0419 030575004 Y123575550000000 Page 3 of 6 CONFIDENTIAL EFTA_00133630 EFTA01275597 SUBS Resource Management Account April 2019 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Account name: GHISLAINE MAXWELL friendly account name:Ind:Cash/Saving Account number. YI 23575 S5 Your II sandal Advisor. SCOTT STACK MANLYLE CASRIEL CNP700C0005694476 NP7030199996 00002 0919 03057930t Y12357555000%fficom00023thaige 4 of 6 CONFIDENTIAL EFTA_0013363 I EFTA01275598 *UBS Resource Management Account April 2019 Your assets Account name: GHISLA1NE MAXWELL Friendly account narne:Ind.Ca995,9mng Account number. Y1 23575 55 Some lances, income and current bra ues ShoNn may be approximate. AS a NSA gains aid losses may mot be accurately reflected. See impOildni iniariteriOn about your statement a the end of the d curnem for more Infornason. Your II needed Advisor: SCOTT STACKMANLYLE CASRIEL Cash alternatives Money market funds MOrty Markel funds are neither incurred ror guaranteed by the Feckid EleytoSit Insurance COMOratiOn a any other gfsernaent agenCy. In514utiOnd mink and instill/WAS municipal funds mug float tie, net asset values (NAY) per share to t he nearest Is 1001h of a cent (erg., SI 0000 Government and real money market funds Mil continue to transact atonable $1.03 net asset value. Although money model funds seek to preserve the value ci your invesunent at 11.00 per share. II is possible to lose money by infesting In these funds iota, reinvetted is the tour d al reinvested dUdonds r does not include any cash dsidends is not a Is lot for the purposes of determining hold rg periods or con basis. The shares you receive es!, time you reinvest dwdends become a separate tax 101 Cost bitis is the total purchase cost of the security. includng reinvested d %tench The cost basis may need to be alustedfor return of capital payments in order to determine the alusted cost Pais for tat (Pixie/4g purposes. Purchase pricer Matt( Average price Chem firedog el chiles per share (S) investment (V U65 PRIME RESERVES FUND EAI: 14,009 Curent yield: 2.41% Your total assets 166,344 710 Vnroadeed (JX)gijo a bz is the craneFence between the current vats and the cost basis ad would generale be your tattle gain or loss if the security was sold on this dee. The unrealized dad pan or loss may need to be alusted for ret tin of captal PEcuenents in order to determine use rested gain or Ion for law reporting purposes. investment return is the current value menus the amount you invested. I does not Include Placental are not reflected on your notement, iMludng shares that have been rested as either again or 8las. easo &AS not include cash dvidends that were nee reinvested. -•-This in formation was unavailable-• vane on Apr 13 (V Cost Pdce per share basis (S) on Apr 30(3) Value on Unrested Investment mooing Apr 37 DI gain or loss (3) return (S) Pencd 10000 166,344 71 Percentage of Cost your account basis (5) Estimated Unreffized annual morn? (S) can or loss (I) Cosh alternatives * Money market funds Total • Mining cost basis information 166344.71 100.00% 4,009.00 $166,344.71 100.00% $4,009.00 SDNY GM 00023012 C HP70507005034477 NV7003195696 00072 0419 030579004 Y123575550000030 Page S of 6 CONFIDENTIAL EFTA_00133632 EFTA01275599 SUBS Resource Management Account April 2019 Account activity this month Dividend and interestoroNne Taxable dividends Other funds debited Account name: GHISLAINE MAXWELL Friendly account name:Ind:CasNSaving Account number: VI 2357555 Your AAsocial Advisor. SCOTT STACK MANS YI F CASRIFI Date Adholy Dexrotion Amount (S) Apr 30 Dividend 1)85 PRIME RESERVES FUND SYMBOL UPRXX 328.56 Total taxable dividends Total dividend and interest income Dale *dimly °ester:saw $328.56 $328.56 Arrow' CS/ Apr I Transfer TO 'el 235768100 -7,775.92 Total other fonds debited -$7,775.92 Investment transactions c; or I ntorrnalon aped tee puce' value snown br reuricted securities, see imports& mfolmation atiost your statement at tne endof tnn oactment. Date ACtiity DeStepteon Quantity vdue(S) ism (S) Proceeds fran in.estrnent transactions 01 Funds withdrawn Id tnvestrnentS ocor (5) Accrued interest (S) Apr I Sold UBS PRIME RESERVES FUND SYMBOL. UPRXX -0.920 Apr I Sold V85 BRINE RESERVES FVND SYMBOL. UPRXX -7,775.000 7,775 92 Apr 30 Remvastment UBSPRifvt RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 04'30' 19 SYMBOL UPRXX 0.560 -0.56 Apr 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON Oa/30119 SYMBOL. UPRXX 328.000 -328.00 Total $7,775.92 -$328.56 CNP70060305664478M70C0i$5696 coco2 0419 030575004 yi23575SSOCOMINVGM000230%9e 6 of 6 End of statement for account number VI 23575 55 CONFIDENTIAL EF1'A_00133633 EFTA01275600 Important information about your statement 18$ Formal Services tic (the Firma UM Firu-cial Seevke0, is a mentor of all precipal security. candodity and *plot corhanges. UBS Financial Services ad LOS Bank 1)54 re indrect sits:genies of 1.25 AG and affiliates of 185 Secures LLC. The Penis linnet statement iirivailehlt upon request. The Ferns near We offices an at 185 Freatel Services eic. 1200 Hata Boulevard Wervanken, r0 07086 This aatement Oresents the only off kial record of sr 1.6$ Fruiter Services account. Other records. incept onkel lac dcaments. contanng catiang data should not be relied won II youbedew thee is an weer or CrieterOn pleat mon s imene6aSely el writing to the Brandt Manner of the office weep yrs amount. Although al I ogres shown se mended to be actuate, statement datashould not be used for tan osmoses Rey same, on yevend tax kerns, (i.e.Fenn 1099. 5198, 10425. etc Jaen preflamg yOle tax return. The Finn is reaured by sew to repot to he RS sharable dMdin* reportable nen treble deekkende and text* interne earned on smuities held it you accomt, net proceeds On rre transactions. and con bask encode:lowered satiates. Connotations with the Firm • Pleaserecta-firm any teal cowerunkatiom in *Ong tofurther protect your richt inckokre your rites seder the Smarties Mester Protection Act (SPAT- • If thehaat& ottration on the top left of the front ol the StattMere is not LES Fnatiel Strokes, LIM Fiuncial Semites units tear breast as clearing Maw by areartmenent waft the ikkated inanution we Wowed you cd the retabonthb when Me opened this accare. h the cast you lads and sectsaes at located al MS fnancul Semmes and rot the itocracing broker, and you met make a report of any error onominkm to both ferns • Aso:Iwo-bed th the account agreements, you rrIlEt notify us of any tiros or fraud inothirg checks reflected on Mour Statement within 30 &Oaf ter a was maileda made available. • Pleased:ea &roomer compliens on i-odles to the FinMC lent Relations Department at 201.3521699 or tolkf nee at 800.354-9103, 8:00 A.M. to 6 00 P.M ET Monday through Foley, or in wren to UBS Financial Services it., Client Relations Derunment, P.O. Box 766 Union< ey, w 07067. • AB moments shall be deemed corvine and acorn it not objected to in writing wenn 60 days • For TTY wmes. Call *444120986 on from aMide the US.: Cal 201.352.149S • hose of *non or queslions about anelectronic fads transfer (EFTL tal payment a CRS Vrad debit cad Vansactiones call B30.762-1004 or write to UM Financial Services ex., 1000 Harbor BIM, 61h floor, Weelunien. W 07086, Alton. MAMMA Swoon C al ce write as soon as you can, if you there your statement a receM is owing a ir KO need mat MOrrnaten attest a brew on the statement or recent The Files on Card Ras (as reohlohle) must her Iranyouno leer that 60 days after the Fern two you the fist statement on which the woe or Problem aPP•seed. - PTO** nimt and accost number Of any) — Desoto• the error or the totter you me unsure about, rd explain as chary as you can why mu believe a is an ma a new you need more ehernaeker — node the does arrant of the suspected error. The Fim or Card burr will investigate pit cavern and wit correct any *MX pravotk. For alleged more enolving UBS Veredebit cad na-nacrak f we sake mote than 10 business days to do this, we will code you recut-tip the amount you thole n in mot, so that you wa have the use of the money dung the tint it team in to complete os investigation. Please make all cheeks payable to the Fern or the Martha VISteuticil ideated on the van of this statement In addition to negro secant lers actowts mw be Abject to makenarce loos, charges for bee payment kr securities purchases and charges for unpaid amounts in cash accounts Accounts that are rendered to other instarcen my be subject to a vender fee. UBS Sweep Options 1.85 offers options For sown-gosh balances to bat depost account at non-andiated barks ad Mitred banks and money noire TIALISI funds (Money Funds). Deposit rant at 18$ Bark USA aid nonaffiliated banks pankigaing it the UBS NOK.hoed Deposit Program are FDK.nsured n amnia He wee FOK rules For more information, please vise WWW fdtgay. Depose iKcountS at IRS AG Stanford Branch and shares of Money Finds are no nand by the FNC. Bar* deposits pre not protected by WC. Money Fend shoves are reelected by SIK. See "UBSF Moral Services Amur Protearon- below. Ultnyour newest, balances int-mbar* depositsmen be witidownl and shares of a Morey had maybe karlated and the proceeds retuned to you or you warihes most Further inkernatext about available sweep options, eckerammerert interest rates and yields. s geottle at moat comosweeprelds, from you F mantel Advisor a by <ring 800762.1000. UBS Financial Services accost protection The Finn is a member of the Seardies Mega Protection Corporation (SteC), which protects securities customers of as denten w to $504000 (ncWing 1250,000 for dains foe cash). Etplanakry brothere eatable axe, revues: or al mew sac ace The SIK asset protection Ernes apply to all acorns that you hold era pasoanr capecty. the Firm, together with erten affiliates. has to purchased supplemental ;entrance. The nannies amour payable to all elighle dent. collectively woke theprotection is SSOO million as of Decerber 10, 2016. Subject to the pokycm:16a end firnealot cash at the Sim is feather protected for up to 11.9 minors in the Maregato for al your roars held in a particular capacity. AM copy of fie poky wording is evadable uPOre request. Nei vethe 51PC acteclion nor the servaemental protection apply to: • Ceram f 'Mineral assets controlled by (and elided n your aerate vela) but held away Iran 16$ Financial Services. For tharpleortain issuance protracts. jells:an) vrable a-nuitko. and (4 shares of mAwl finds registered in the thane of the accord holder on the books of the Suer or transfer agent), • Mesmer (coact ce eranwent interests Icy, linld panonlips and private Plecernents) that are not registered under the Semites Act of 1933; • Commditees antracts (e.g., foreign exchange and preciousmetal worts), nekring futures contract and ormodity option antral; and • Deposit roams (except certificates of deposit) at 1.8$ Bark UM, UBS AG US. beaches and braes n the FDIC Insured Deposit Program The SIK protection and the suppinnintal protector do not apply to there ands ewer f they otherwise appear On sets slateMIMS the StC protection ad the suppkornental protection oh not coronet against changes n the market vale of Kea investments (whether as a mat of mike' movement issuer bankruptcy or otherwise) Dividend Reinvestment Program' (DRIP) The price reflected is an average art You may obtan the actual price from you Financial Advisor. Only Mole Owes re purchased undo DRIP, gunial shoes will,* sold ani the cash wok be deposited in yOur &Muni Me Modem' renWSIrrent preempt:and by tie issuer may cther from the makes price at Mich the paha' styes me sold Cashoinolieu Only whale uems maybeheld ro yar accoult. If you are untied to a penal unit as aresult of leb/idled payrrent C. OIllemirse, the Firm a other sell panel firm at man et peke or accept an rename determined by a registered clearing agency, a-4 credit you- accant Inverlanent objectives the investment objectives and risk profile an 'pectic to each account and may vay between you &Carla Kea* Aside the Finn menfolk er waling of ay prof Kent change in yos financial neuron a investment objectives. For each accost held, you choose one el the blowing Ottoman objectives: • Prods* Currenancomt Investments seeing the generation of income oak. • Achieve Capital Appreciatron awesome; Peeking growth of prixbal eater then the generation of month • Amex* Combodon of home era °peal Appreciation: Investments seeking both the gerweanth of Mon* and growth of principal. Ovenl risk motile' • Consenth t. Seeks to Freiman ink el prechal, with low riek ad vanKeyto the accoutre overall, even t that mea-n the account does not generate significant CONFIDENTIAL income or ran and may rot keep pace with inflation. • Moderate YARN to accept UMW ride to pincOal and tolerate sane Watery to wok higher returns. ▪ Aggressive: Willem to accept high risk to pincpal ani high notably to seek high retard over time. • rammed £ig.&1ty Consideraehn: a selected a portion of the ponfolio foe that account may nark complex strategies, listed liquidly and gnaw volatiltyr. Statement thousehoklier We nuy consolidate r related account statement with the same address in the same envelope, e o because they have owners who abo mantain hen account ratio:Ow, wee other charts at the rate address. you veld to revere indiolual statements mailed n Mare melons. you may dream. Isoutehokleg by carat your Financial Advisor Friendly *acorn name the Friendly taunt nom is a ruhancale natant' chosen by you to assist you with Sr teCOCCittODn3 has no legal effect on you account. is nOrt Mended to reart any strategy. procract recommendation. i mai o eat cbjectne or rte profile associated wrth your rooms and is not a piomire a guarantee that wealth a any Inrvialresubs, can or will be achieved. All Mesmer% evolve the risk of Ms, a-dude-tiethe risk of loss of the enter investment. You concision. your Rena/ moat names through Online Services or by contacting you Fe-uncial Acker. ACCOtelt overview • Vette of put arcount/pantofo. Net of assets and listidaies • Assets Includes available cash balances, values for restricted security (et), and Global Tine Deposits, unrealized marts to dirket. andOlen assets MX held by the Fem. Does riot thcrade unpnted sestraelasiels at the and of the Fehr at wont statement penods, or private en...MIMI; wrested shed opium and owed-cable stood options • Pubstities lix1,4es debit balances, cutsuning margin lora credit lie, short accant barites. • Casblmoney &ibexes. Total of tnimested available cash balances, plus depose balance at erred red nal- elf doted bras, ander:my market mutual find sweep barmen at the cite of to statement prod Nonoconmoday free mitt balances into, accost we not sayegrad from other balaxes and the Fim may use armor these funds et the °dewy course of us business. These finds are payable upon your demand. Sirs total is itleded in the most pored dosing vale. Leming information For detailed nlarnatiOn on the f em's l'extna practices rd dabsum. refer to you. Clem Retelionshp Agreement a Accosts Agreenerit and the Gael Terms and Conditions ILSS Statement of Credit Practices available n Agreements andOischtwes at paw nes ce..sranninrthe-Inver.s SDNY_GM_00023014 EFTA_00133634 EFTA01275601 Important information about your statement (Continued) Ye.. mats Your Mater/erg inences securities and other assets held n the account at the end of the Materiel period You may ask for delivery of fullar Paid securaies al sty tine. You may tee« wooties used as loan co/tmera alter paying any balance der on them. Any securities francretted to We Fim din) the staummt period are feed at market value or of the end of the statanat period • Con basis. In «teeming the cost basis of the seoshee included in this statement where indicated wit, the numb.' -I,' LDS Fannie Services An rend on information obtained from sources othee than UK Financial Sestets. including information Iran another Inn or that you may have peovkled you' Fittar<tal Ad*a. the Firm does not independently wady cr guarani« the accuracy or vaklity of any damson provided by sources other than U3SFnancial Services Is addition, athouges 185 Fninsiel Serwis gerteralbi updates the mom it is recented the fan does not pond. any assurances hat hods crat -Cost base and "Ureealcod as accurate as a the date of this statement. As suCht please do not rely on this nlanution to make puthese a sale decisions., for purposes other•vise. Accounts tranlened to the Fin may reflect gintIon Henna ins only For thy period ce tire they are held a the Fan More historical «cannon ems be added by yokeMarxist Advisor. • Unwanted gang/losses. Viten data availzbe, estmeted «realized gansflosses are <Mutated for exiviial warty lots lb. data for nckvidual lots may or may nee ref lest con-missions. Merges rake secsity reorgasaalcn Dieckind and other reinvestment lots and sistenaik path's. lots ye each combined to display ore award lot TM 'Trade date colmn pawns the agent transaction trade dale. • Callable securities Bonds and preferred NO* Mal the issuer cats for *ark, rederrptun Pail be selected noshed, by lot Iran among al senses of thm issue held n rump a ei norneste erne for Of dents Call fear, rekomsalkei is obtained from third petits arid es *mosey is not guaranteed. Other call leaves may yet which could elect mid. complete istoemaien will be «deiced upon request • Pricer/value Prices displayed for securkits and oiher «Pixie mac be tight( or lower than the price than you would atually teen. in the market. Pikes are obtained from urea deed party sources *huh we Watt told *lab*. tut we do flOt guarantee1h« accuracy - we generalbruse the cbsng price Mien available or he mean of the bid and ask prices la lasted sessile, argoptions a only bidpats Iv OTC secshes - Less actively traded seariris maybe priced meg a Yalta :Mon model or the most recent price we obtained and may not reflect an actual market price a rake. - Oman positions may scps *Mew a price awl will Mew as 'once wa not available' 6 we aro triable to cbtan a price for a septet/. - Deposes a seutties dencosnated n owes*. other than IJ S. tiers an reflected at the exchange rate as of the statement date. - for cenan worries vadng n non-ccolcemeg &nanny:Sons, price and gummy (face whit) may have born adjusted to facilitate «epee «runs To obtin anent quotatkos. when avaitabti contact your fruncial Admor. • Private invostmanto and structured products. ?Ovate nwstrnent SAKtrittl (tx luring deed ParbeiPalko «ogram and real estate investment trust noshes) and strutted products ate generally highly achid. (man structtred Froixes have not been cogitated with the Securities and Grauer Commssim or under any state securities laws. We acre& evanated values for 'siege investment securities and structured products for informal coal pfloses coy Money re not guaranteed - Thew values may differ Abstani is*/ from prces, it my. at which a Feivatt meson d secunly ce structured product may be bcregn or sold ad do rot necessarily represent the wide you may recent gam ligoidatem. - Pied party *striates of «la an a, or '<actin date ad are supplied to UBS Financial Sastes on a regular bass by an independent valuation limn, - ROJO', generalpartner or sponsor estimated vales, if ',nit are varied to the Fern by the issuer, genteel partner or spans and may be cakubted based on deferent incernaten from that used by thrd padres to delve thee enameled valued. - You can obtain additional ommution regarding the methodology used to determine the eltiMet value and the date of the that is the basis la the estimate by contacting your fnncal Adv601 - Tied party estimated vales may be reflected as • Not priced' in several "bigot: When all imkperdent valuation fern has not supplwd a is unable to sego a vague. when we become awe* that a material event has occurred that may calla Feeviotny reported value ego question, a veto a value would be highly speculative due to the ovum of the satiny - Men neither an agar, general patreer ix sponsor estimated value me a theggaw estimated vale peomdied the vela of the steady will bedeferent from its purchase price. — 'Distributions to date' may Mk& ratan of capital, nccme or both. - °NCO' ant size' represents the nihal offering peke per Lon and may not reflect you cost basis ▪ DPP arid Wsted PER sec rein re not liked on a national neurons «throe. arid re generally itch« ad ran l They can be sold the price wend may be less tan the per share estimated what provided n the acceum statemert • Rostrictod securities Restricted securities «newly are not «nerdy ingble foe public sale. 165 Financial Services uses the market price of tie urrestixted stock of the WOW Mute as an Mauled vaise for the restricted stock for purposes of Chef StOttolent only. To the extent that restricted temnies are abgblo for sale he vat* received may be scbstantially less thin the awed value shown. • En. (esunated) income, current yields and rates. An titmale of !WWI myrrh is bred on <vie« dnidern and «semi rates, morning the securities will be held for one yea from statement date or until matsity. Ins este:sae is calf a guideline, accuracy and continued nitre are not guaranteed. — Estirruled anal name red current yield for certain types of securities cold include a mum of piticaoal or capeal gain is which case the esi income (andcurrent pen would be overstated. — Estimated anus mane and anent yield and the actual income and yield mete be loaner oe Atter than the otenged amotrits — An estimate of a-nuakied income (diederd aidcr interest) deded by the current market valudaverage balance a based on the last divdend or merest payment made by the issuer and *mines the seoskiesideposes will be hell foe one year from the statement date cured messily. Accuracy ad continued yet:fare not guaranteed. • Mgt' net hold by UPS Firowttial Services. Caitlin assets at not held by the Fim and not writhes the Feints possess:as or control. These assets are deplayed on your statement la informational purposes only. Positions and varier presented re provided by the issuing fan UPS Financial Samos is not retpanble for ths eicernotec and does not guarantee es accuracy These assets we rot exceeded by SK or to fern's supplemental SIPC coverage. • Revenue daring and adifitional compensation. - n «Haien to nominated on salts and 12b-1 Wes eceived in connect icrt with the &Teuton of mutual finds to our <lents we anctor are affiliate reeve revenue thareg payments from dotabscrs soda advisers of the rraAull ferds that so toll These amounts me based an two different orremeentst (4 the amxra of sales by 185 </tape/tout« mutual hod family to our dents; and 60 tie asset sale of a particular rnsual fad lanais therm held at the fens - We and or, affiliate also receive network1-g and ornnbus processong fees in consideration for transfer agent services that we provide to Psi maual funds These fees generally in pad from Meister assets the fillitue fwd and are a feed doll. arnmnt based at the number of ;occults at the broker-dealer holding marvel funds of that lard fanny - n addition to CC011161kSIS received in carnation with the tab a deubuton of annuity <entracte ad unit ovesimeet Ivst trees to our dia ls. we as/ a az atl hate receive revert* Owing corrponsahan from Mary of the assurancecompanies unckewritna the affinity ccatrxts, affiliates of the Nuisance con-pines or mason of the unit ovetmoot Innis we distrbege - h addrum to commissions reserved from the pachase and sale of klertShares funds, we odor cur If date restive an asset-based revenue sharing Payment from NntSeuves deirbtaces as well as fencing for technology development, training and education. - Our Alleles also receive tradrg commissars ad other comPtroal co from mutual funds and insurance carom-toe Jets5se p"CatIS we dicallashe CONFIDENTIAL - We lama caryeanatan if CT UM 8eA USA, 185 AG Stamford Branch and nonaffiliated barks tfnoujs our cat sweep FeCin This compensation may be a moorhy per account fee or may be a percentage of aierage defy deposit balates Activity ktortnaton gaining commissions and other charges neared in curecton web the execution of tradeS, inducingoption transactions nit been included on confirmations pommy, lionwhed to you, and volt be Provided to you prcereptly on rename Short soling tl you se engaged in that selleg a u%vrey, youmay incur a charge doe to Cattail torroving costs fa that pan OA« sane/. OPen orders Regaining open ce 'sgoodliecanceltds aden that were not trecund by the sworn«. date, open buy and tel stop orders re mated by the amain, of divelenck Or r4115 on an rodividerds or eveitits date unless mingled otherwise by you. You are response« for ceders that are executed die to yeas laden to cancel "ing *Pen orders. Privacy To casan a copy of as current Client frky Notice, please contact your financial Mesa or visiti as missile 31 yw.v., teb, enminfivevanfe - UBS Financial Sanas is not a bark. The RMA, Busness Services Account BSA and IRMA are brokerage accounts whit provide access to barking SONICes ad Products Ihreuct Ial.1119111WIS with affiliated banks and other tied-perry basks, and provides access to issuance and am* products issued by u-offlined tii-d.party nserance «moan's through ingrate« agency sittusidorm of LDS Financial Seven Inc — hedsmerm, norm« and annuity petdidt. — Not FDIC insured • No ban guarantee/ May lose raw — tMA Pesos« Management /meant Business Senices Account BSA. IRMA and international Resource Management Account are registered service marks of leaf Financial Sasses H. — S is a registered valterurk owned by Um haenximal Service Associnisn and used alder license The 1035 Visa credi cads ad the IBS Visa debt cads are *died by UBS Ban LISA with permission frontveaU S. A Incorporated Another yashmaks. registered traclernarks, sake mans and registered senice marks are of their aspects, Cargernee IRS Fetradal Services Inc Rev. 301610 SDNY_GM_00023015 EFTA 00133635 EFTA01275602 SUBS Lies Fetancial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNe70054817750519 vl 0 Resource Management Account May 2019 GHISLANE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind*CasNSaving Account number: _3575 SS Your Financial Advisor: SCOTT STACK MAW LYLE CASNEL Atone] Questions about your statement? Call your eirtaniag Advisor Or the Value of your account RMA ReSourCeline at 800-9MA-1000, account 029023575 On April 30 (5) on May 31 (5) VOW assets 166,344.71 157,379.38 Vlsitour website: envw.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account $168,344.71 3157,379.38 Items for your attention Help protect yc-Jmelf Iron liau.1 and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepoetcom. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 6699954.77 Net deposits and 6,144.7 withdrawals 4546,757.85 Your ViveStinentretUnt ()Wend and interest income 44,122.46 Change in inarkot gait* 50 00 991.4 13176 166.3 157.4 • Value of your account Dec 2014 Dec 2015 OK 2016 Dec 2017 Dec kw Apt 2019 May 2019 on May 31. 2019 $157.37930 SDNY GM 00023016 Member SIPC CNP700093054et 775 NV7000183706 00002 C519 030575004 Y123575550000000 ►age 1 of 6 CONFIDENTIAL EFTA_00133636 EFTA01275603 SUBS Resource Management Account May 2019 Your account balance sheet Summary of your assets Value on May 31 ($) Percentage of yore account A Cash and money balances 0.00 0.00% Et Cash alternatives 157,379.38 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $157,379.38 5157,379.38 100.00% Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cask/Saying Account number: VI 23575 55 Your current asset allocation Eye on the markets Your it sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Index Percentage change May 2019 Year to date S&P 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East -466% 8.05% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% 1.78% 480% CRP700O)005481 776 NP7003183706 00002 0519 030575004 Y123575550 C°021YGM000230499. 2 of 6 CONFIDENTIAL EFTA_00133637 EFTA01275604 SUBS Resource Management Account May 201 9 Change in the value of your account May 2019 (V Year to date (1) Opening account value $166,344.71 $699,954.77 Withcitawals and fees, including investments transferred cut -9,299.54 -546,757.85 Dividend and interest income 334.21 4,182.46 Closing account value $157,379.36 $157,379.38 Account name: GHISLAINE MAXWELL friendly account narree:Ind.CashiSasing Account number. Y1 2357555 Dividend and interest income earned tot purposes or tins statement, tat Icy of inkiest and Ondend Income has been determined from a in tat reporting perspective. Based upon the residence of the account hcackr. account type. or product type, some Merest andor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tan The tient mom* statement is not intended to be used and cantos be flied upon for to purpose. Clients should refer to the apocaote lax reporting forms they receive from MIS annual y, such f the forms 1099 and the Fowls 493, for tar reporting information n is the practice of UBS to Ale the eporacte tar reponing forms wan the US Interna Resent* SennCt and PR Treasury OePirtfitnt, and in such forms accuratey dasa fy thodends ardor interest &I& exempt or task,* income. Mate consult your Indodual tin prepares. May 2019 (S) Year to date (1) Taxable dividends 334 21 4,182.46 Total current year $334.21 $4,182.46 Total dividend & interest $334.21 $4,182.46 Cash activity summary Your II sandal Advisor: SCOTT STACKMAN/LYLE CAMEL See Account a< /Nay the month for delaIs Fiances in your Sweep Options are indudedin the opening and closing hdances vars. FDIC Insurance 4:orier to deposits at UBS Bank USA and en banks participating in the UBS FDIC insuted Deposit frogarn. a does not apply to deposits at UBS AG. 'Raeford &arch. 51PC potection applies to money market sweep fold hddirrjs but not bank deposits. See Important information about your statement on the tat Mo Pars cf this document for Ma's May 2019 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Dividend and interest income 334.21 4,182.46 Proceeds from investment transactions 9,299.54 546,757.85 Total additions Subtractions Other funds debned $9,633.75 $590,940.31 -9,299 54 -546,757.85 Funds Withdrawn for investments bought -334 21 -4,182.46 Total subtractions -$9,633.75 -$550,940.31 Closing balances Your investment objectives: You have identified the fallowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about )our statement at the end of this document $0.00 $0.00 Your morn objitc6vo: Current income &capital appreciation Your risk profile: Primary - Moderate investment eligibility consideration - None selected SDNY GM 00023018 C eiP703093054.91 777 NP70031$3706 000O2 0519 030579004 Y123575550030000 Pegs 3 of 6 CONFIDENTIAL EFTA_00133638 EFTA01275605 ;It UBS Resource Management Account May 2019 Your account instructions e Your account cost basks default closing method is FIFO, First In, First Out Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cash/Saying Account number: VI 23575 SS Your K Asocial Advisor SCOTT siker m tiFYI YI F r 4SRIFI CNMC008005481778NM0C0I83106 C0032 0519 030575004 Y123575SS00NISWGM000230/1,44 4 Of 6 CONFIDENTIAL EFTA_00133639 EFTA01275606 *UBS Resource Management Account May 2019 Your assets Account name: GHI5LAINE MAXWELL Friendly account nerrte:Ind:CasNSassng Account number. Y1 23575 55 Some prices. income and current values shorn may teapprOxirnale. Asa *Sue. gains &id lOsses may not be econaiely refkcled. Set rmporunt AN°, nabOn about your statement a the end of this document for more infornason. Your Financial Advisor: SCOTT STACK MAN LYLE CA SR.EL Cash alternatives Money market funds Mgney market funds age reinter insured roc guaranteed by the Feckial Depogl Insurance Corporation Or any Other ggrernrrent agency. InStitutiOnd Wink and institutional rounKipa tuna must float tier net aSSet values (NAV) per share to the nearest Il I 00th of (e.g., SI 0000 Government and real money merle funds will continue totransact at a staple $1.03 net asset value. although money model funds seek to preserve the value al your Inksarent al 11.00 per share. II is possible to lose money by Ingesting In these funds rota, reinvested is the iota dal reinvested dseclonds n does not include any cash dAtonds n is not a la. lot for the purposes of determining hold ro periods or con basis. The shares you receive exit time you reinvest cludends become a separate tax lot Cost bib is the total purchase cost of the security. inducing reinvested cikakmds The cost basis may needtote adusted for return CI Car" payments in order to delemine the al usted cost basis for taw atoning purposes. Purchase Pike Mabel merage price Clem mddng &males per shake ft) investment(!) Ul35 PRIME RESERVES FUND EAI: 13.746 Curent yield: 2.38% Your total assets I 57,379 380 Unrodcial (Jr)gain or loss is the dap Fence between the current value and the con basis and would ge reraly be your tall e gain of loss if the security was sold on this 0.0e. The unrealized gag gin or loss may need to be arluded for ret tin of capdal byre Ms in order to determine the reacted gain or loss for to reporting purposes. investment return Rule current value inns the ancvim you invested. n does not Include shares that are not reflectedonyour statement. inducing Shares that have been tested aS either a gan or a 1055. easo dots not include cash Orli:lends that were not reinvested. Cost Price per snare basis (S) on May 31 (5) ••This information was unavallable-• • I0000 Value on May 31 (5) Value on Unrealized Mar 31 (3) grin or loss l5) 157,379 38 Percentage or Cost Estimated your XCOuill basis (i) annual income mwstment Hddng return (5) Petted llare zed gain or loss (S) Cash alternatives * Money market funds Total • Missing cost basis information 157,379.38 100.00% 3,74640 5157,379.38 100.00% 53,746.00 SDNY GM 00023020 c riP70303005481 779 NP70031$3706 00032 05'9 030575004 Y123575550 000000 ►age 5 of 6 CONFIDENTIAL EFTA_00 B3640 EFTA01275607 *UBS Resource Management Account May 2019 Account activity this month Account name: GH1SLAINE MAXWELL Friendly account name:Ind:Cash/Swing Account number. 'el ,1c7(Sc Your A sandal Advisor. SCOTT STACK MANY LYLE CASRIEL Date At-thity Description Amount (I) Dividend and interest income Taxable dividends May 31 Dvidend UBS PRIME RESERVES FUND 334.21 SYMBOL UPRXX Total taxable dividends Total dividend and interest income Date Acikily Desaption May29 Transfer TO Y1 23576 8100 4,299.54 Total other fi nds debited 49,299.54 $33421 $334.21 All1O1111 (1) Other funds debited Investment transactions FN rrore I ntoansion about tne rimer value snown br reinCteCiSKultleS. see important mloonstion about your statement a the end of inn docurient. Die ACtn4ty DeSCIpbCon Quantity wait (I) Price (S) Proceeds Iron investment transactions (5) Funds withdrawn ICY tnvestrnentS 00u5M (3) Accrued 'meal, (5) May 29 Sold UBS PRAM RESERVES FUND SYMBOL. UPRX‹ -0.540 May29 Sold UBS PRIME RESERVES FUND SYMBOL UPRXX -9299.000 9299.54 May31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 0513 V 19 SYMBOL UPFUOC 0.210 0.21 May31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 093 V19 SYMBOL: UPR)00 334.000 334.03 Total $929934 -$33421 CNP7000:0305481780NP7000183706 00002 0519030575004 VI 23575S5000MY_GM_000230tal9e 6 A 6 End of statement for account number Y1 23575 55 CONFIDENTIAL EFTA_00 1 33641 EFTA01275608 Important information about your statement IA6 Fruncul Services tic (the Forma UBS FeAnis,' Suttee) is a norther of all pi: tidal warily, °someday and oplameteha-wes. UBS Financial Swedes and LBS Bank USA are sdeect stbsidaries of UBS AG and affiliates of 165 Sectskin LLC. The F im's I herd& statement is availableupon request. The Finds montht officer an at: 1.035 Enamel Services M. 1200 Harbor Boulevard Weehawken, N/ 07086 DVS statement recreants the only official record of you LIES Fruncial Sentes account. 011ner records erupt Okla' tae Moments. contanng catiang data shoal not be relied upon d mu bah* thee is an ante or emission phase report it immediately n wain to the Brandi Manager of the office cevrg you account. Atha* a liven shown re intended to be actuate, statement datashould net be used for tee airports Rey scady on yersend taFF forms, (i.e Fowl 1099. 5498, ICOZS. etc )wlmn prepamg your tax return. The Fim wowed by taw to report to he RS a t&able addend', reportable nenstaxable <ham& and taxable interest earned on sureties held n you account art proceeds on sate transactions. ad cod basis on caftan cowed securities. Conemicationstieultalim. • Pleasereset:elan any oral contunicatirm in *raid to further protect soured:04K inciwing Worn& under the Smith's Intact Protection Act (`WA). • If thehoax& institution an the top left of the feat of this statement is not LBS Financial Services UOS Financial Susan aeries you rears as during bear by arvardement rah the nckated Matadi we rimmed you of thO relabonthb when you opened this accuse. h this east you tads and SectsaFet re boated a MS financial Sown and rot the idectocid broker, ad you met make a report of arg error a omission to both fans • As descebed n the account agreements, you must notify us of any twos or fraud irwohirg checks reflected on your statement atom 30 days after a was mailed of made available. • Pleasediva customer complaints or lain.% to the Finn's< lent Relations Department at 201.352.1699 or toafree at 800.354-9103, 8:00 A.M. to 6 AO P.M. ET Monday through Friday, or in emit.; to UBS Services et, Client Relations Depanment, P.O. Box 766 Ur:onCry, w 07087. • All strenuous shall be deemed corrode and acorn It not objected to in mating within 60 days. • For TTY wues. Call *44412.0986 or from adult the US.: Cal 201.352.1.35 • h case of *non or questions about anelectronic funds transfer (EST/ bin assented a LBS Vet debit cad transactions call 030.762-1000. or was to UBS F nano& Smuts et., 1000 Harbor 131M, 6th floor, Weetadon. MI 07086, Attn. RMMMA Sakes Cal a write as soon as you can, if you 'hit your statement a recede is mod yaw° need recce inforrnatcn tout a broke an the statement or recede. The Fan oe Card burr (as Clolosable) must her Iran you co lair than 60 dais after the Frm sent you the fat droners on which the error or Problem appeared - Provide yet/ wet ad accost number Of any) — Dna& the tom or the transfer you re unsure about, ad etplain as ckarly as you can why mu believe it is them:tawny you need mote iicernalkes — ProUle the doer arrant of tie suspected error. The Finn a Card Muer wit investigate you undlint and MI correct try otter pun-0V For alleged emir molts.; VBS Toandebil cad tra-nactionn, of we take more than 10 business days to do this, we will credit you =cure la the mount you thnk s in enoi, SO thal you %Fa hive the use of the money dung toe tint it takes us to complete an investigation. Please make all checks payable to the Fern or the mescal nsteution ideated on the ban of this statement In additien to arguer aCCOUnt lees accounts nvy be Abject to mireenarce tees charges for late payment for securities purchases and charges kr unpaid amourts n cashaccounts Accounts that are leanslered to other institutions Tay be subject to a transfer Set UBS Sweep Option, 185 offen options for svieepdag cash balances to bat depose accounts at nonaffiliated banks and affiliated bats and money menus meal funds (Monty Funds). Depose atouds at UK Stark USA and nonalf &mei barks pankdang in the UP FPC-liskred Deposit Program are FDIC onsured n acculaxe veal FOK rules. For more I-decimation, please visa *motto:M.9ov. Depose accounts at 1.85 AG Stanford Branch and shares of MoneyFinch are no inured by the FDK. Bark deposits are not protected by SIPC. Money Find shares arts/Vetted by SIK. See "IJEIS f sancta Sawa Account Frotectithf below. UPcn your request, balances in the bard depositsmar be witidown. and sham of a Money Fund may be Useined. rid the proceeds retuned to you a you securities account. Further hicemation about available sweep options, n oldrg current interest rates ad yields, 6 wadable at totwoubs,comesteepyrads, from your EnanIFil Myna a by calling 800-762.1000 LIDS Financial Services attain protection the Finn is a mutter of the Searches Mestor Protection Corporation (MPG), which protects securities CuStCfnefi of es members is to $500,000 (nolorling 1250,010 for dains foe cads). Etplanatay brothure awdablis upon unwed a al www. Au org. The SIPC asset protection lints &Otto all accounts that you hold in a panodlr osprey. The Finn, together with eaten affiliate. has to turchned supplemental Murat*. The marina, amain payable to all NOR clients. collectively under thisprotection is SSOO million as of December 10, 2016. Subeect to the policy can:Lire and teNahab cosh at the Film 6 bathes protected for up to 11.9 melon in the aggregatefor all your accosts held n amacula capacity. A till copy of the poky worded o erodible UP*, request. Healer the SIPC oraeolison nor the avVemerdal protection 3M/ to: • Crum financial assets controlled by (and elided n your account vast) but bed away Iran UBS Financial Services. For @sidle certain ID insurance products. including variable ainites. and OD dues of mutual funds registered in the twee of the account holder on the books of the Suer or transfer agent), • Mestment cement ce immanent Meioses (e.g, tinned pannenlips and private placemeras)INa re not registered under the Seorites Act of 1933; • Commodities contracts foreign exchange and peeccus metal contracts), nokaing futures mavens and orrimodity option contracts and • Depend roams (except certificates of deposit) at 1.85 Bark USA, UBS AG US. britches and bads n the FDIC Fond Deposit Program. The SIPC volution and the upplaniotal protection do not apply to these mots him 4 they otimewita appear as Ka statements The WC Gerunds, ad the adolernental protection dot not protect against changes n the market vale of you investments (Methe, as a rent of martet movement issuer brokruptv otherwise) Dividend Reinvestment Program (DRIP) The price reflected is an average pnce You may obtan the mewl price Iran you Franc ill Advisor. Only whole darn re purchased under DRIP, gunial shares with» sold and the each wit be deposited in yOur account The dividend renVeS1rMnt ace earthed byte issuer may differ nom the market price at reach path* Shire, re told Coshoindieu Only vk.ole units may be held ro your account. If you are entailed to a pool unit as a resuh of a dvidend payrrent a othawne, the him won ether sell panel sinks at man et pat a atop in mart de ermined by s moaned clearing agency, rodcredit your account Inverlanent objectives The rum/nerd objectives and risk profile se thudic to each actual and may raybetween you acccums. Please advise the Fim poorly in wrung of any sipticant change in yea financial situate a nvesarent objectives For each account held, you choose one of the Icemen; intertwine <punts: • Prootr• Consent Income Investments seeking the generation of income caly. • *third Capital Assad/now kwestments seeking growth of paned* rather than the generation of MOM,. • Ptcdx•Coatbdution of Mont and Capital kiss idion investments seeking both the generation of nun* ad growth of principal. Oresi risk words • Conserv/6w. Seeks to airman nasal pritpal, with low rte. votes Kay to the account meta even it that means the account does not gaunt significant CONFIDENTIAL income or mum and may not keep pace with inflation. • Moderato. Willing to accept soar eirc to pinto.' rd tolerate some volalaty to seek hdher returns • Ain YOSSOT! Wiling to accept high rid to vaunt atl lugh volatility to seek Arnim OK/ hole. • investment Eldthddy Considered:in: I selected a potion Of the poodle fa that account may trickish complex strages, raked liquidly and greater uneasy. Statement itouseholdthe We mayconsolidate as Masai account statements with the vase address in the same envelope. e g. because they haw °notes who alto maintain hart account re/aliens/1q vah oilier chews a the same attest. If you prefer to men, irdiwolual statements mailed el separate en••10001. you may Saline Immhealid by calling your Financial Advisor Friendly occur mime The Friendly account nerve is a cuaentable filament' chosen by you to assist you *bliss ruordleeprd It has no legal effect on your account is rot mended to reDect any strategy. predict reccermendatica. Imes.. .At objective a red voile associated wren your accounts. ad is not a vomit* or guarantee that wealth ce any Inancial results can oe will to achieved. All Megawatt invoke the risk of less including the risk of loss of the untie deterrent. You canMange your Frew)" accure names throughOnline Services a by contactid youFinancial Adana. Account overview • value of put scountlacanbfo. Net of assets and hankies • nsan Includes available cash balances, viten for matted wader test), and Glottal Tine Deposits, unrealized mess lo market andVaal, Mtn net held by the Fem. Dots not enure unasked securdelasiels al the end of Ve prior and current statement periods, or private invest/need; untested sank ophom and owercaable aock options • Liabilities titbits debit Waxes, sustaining mega torn. creole lint that account batthces. • Casblnoney babas. TOW of oil-nested available oath balances, plus deposit balances al affiliated rid nowaf dated bents, and many market mutual turd sweep balances at the close of toe statement period Nonocoremodity free melt balances into, accuse are net segregated from other balances and the Fim may use rya these funds lithe °dirty ootsse ol is buiness These funds ar• payable won your demand. This total is inckided in the cured period <tonne slag Len** Somalian For Pealed rolarnation on the mrs placket ad dscbsums, refer to you Clem Retalicashi> Agreement Cr Accuse dreamed a-al the General Timm and Conditions UBS Statement of Credit Praaices available nista...newts anciDixbthres SDNY_G M 0002 3022 EFIA_00133642 EFTA01275609 Important inforniatimi about your statement (Continued) Yaw assets Your statement dernces writer and other assets held n the account ai the end of the Slaternent period. You may ask for delivery of f afal Paid securities al ren true. You may recent secures used as loan cotatta alter piling any Wince do on them. Any watts fraMerred to the Fm, ding the otabemmt period are lined at market vale or of the end of the stamen period • Cost basis. In detiannirg the cost basis of the sect-ken nettled n Ibis statemtne. trine indicated wit, the numb, LEK Fitartial Senates her relied on information hired sources other Mae LISS Fnancel Serirces. skluding Narration born nab, lion that you may haft voided to your Finaroal Amine( the Fan does not intlyeniently way a guarantee the acasacy a vardey r any -Namibian Vended by sources other than U3SFrianoial Secret addlicet although 1"85 /newel Sawn gerseralk updates that rdcematixt as it is received, the Tem does not von* any assurances that the informaion under "Cott base rtd "Urrealcod loss' is accurate as a the date of this statement. As such. please do not rely ea this nlunotion to make rudest on sale decisions foe Pas psposes othenvise. Acccems transferred to the F in may reflect gallon Hum, On only kr Ih• period ce tare they re hard at the Fan More hie, natal eacanatica can be added by you (mama Advisor. • UrentalIted gainelosses rites data 6 seat* fl ooded unmanned Th e are calculated for ikaviial smarty lots tragedian data for nekviiet lots may or may era reflect eccrmissions. charges andor secsity reugreal Ca events. Diebold and other renveument lots and seta-oak pith's. lob are each combined to display at award lot 71-. 'Trade date comer patents the a-gra transaction trade dale. • Callable secures Bonds and viderted stock that the issuer cats loto *ark redemption Pail be selected mpartully by lot Iran among al moron of that :Sue held it our name or it norawe new for as clients Call kart It/omen:a is obtained from third parties and es rotary is not guarantwd. Other call leaves may eat which ccad ailed weld. complete 'Mammon will be seceded upon request • Price/value Prices displayed for securities and other products may be high, or gofer than the price that you would actually recent it the market. Prkes Xe obtained from akus tird party sources *Ash we below to be etabb. ta we do not guarantee this accuracy - We genera* use the WON price when available or he mean of the bid and ad prices la listed stosion and options a onk Desna, Ise OTC secs hes - Less actively traded searhis maybe priced wig a vabaton model or the most recent price we obtained and may not reflect an actual market price a mien. ▪ Ceffan poshens may raper withers a price and will limy as • once was not available B we are triable to cbtan a pace for a seardy. - Deposes a secnnties denominated n &avenues other than U S. dollars re reflected at the exchange rate as of the statement date. - For certain skinks bring in non -conforming dentinmatont price ad Quantity (face valu) may have been adjusted to facilitate proper %Surto To obtain (Leek quotations. when availabh, contact ya_r Frarcol • Private, investments and structured products. Private mestme..1 sect:Ion (rs 'sing deers banCiPal en ocoaam ad real estate inwsonent trust securities) and strut ased products are genera* highly alcasol. Cerian mutinied proisis hew not been registered with the Societies and &charge Commission or order any state secure:as laws. We prof& evimaied values for Fevre reestrintet securities and structured products foe Mormal car pupates only Acosacy es not guaranteed - These values may differ inbstant key Iran pekes, it ay. at which a private d security a structured product may be Ward a sold ad do not recess,* represent the yam you may reame woo amidst:on. - Ted pony estimates of value are at or '<arab date and are supplied to UBS Financial Services on a regular bass by an independent valuation lima - haat generalpanne/ or sponsor estmated rates, if any, re Applied to the Fon by the *Suer, general partner or spina aid may be tabulated based on deferent info-mat-on Iran that used by thee proes to derive thee estimated ears — You can cbtan addition, Hemet's, regarding the methodology used to determine the nternate of value and the date of the dcmlifiCil that is thn basis la the estimate by contankg your Chancel Adorer. - bird patty esteemed rakes may be reflected as 'hoot priced' in several "auctions: when an independent valuation fe n has not suppled or triable to /shun a value, when we beware awn that a material event R36 waned that my calla prewousk reported vela reo question, or when a value would be 'uglily speculative due to the neve a the money — Were neither an air, general partner a sponsor estinaled value nor a thetlymy estimated vakie is pronged, the value of the moseywit bedeferent from in potpieprice. — • Diorbutions to dale' may aria return of capital nccme or both - •OltrUl tat size' represents the ninal offering price per int and may not reflect your COSI base. - DPP and Wind RErt sectrein re not listed are a natimal securtin exchrige, and re portray Aqua and ewn athey can be sold the price received may be less tan the per snare mingled value provided n the account statement. • Rostriaed socuritin Pm-bitted unites genera* are not currently ennoble for pubk sale. LOS Financial Services uses the market price of the unrestricted stock of the WOW Mote as an masted maw for the restricted stock for purposes or eta sterement only. To the extent that restricted teasel ies arc eligtile for salt the value resisted may be stbstantially less ton the awed value shown. • Est. (estimated) mum current yields and rates. An ell num of annual menu is 1:nrAd On I Wert clNidend and .veriest rain assuning the laurel's will be held for one yea- from statement date or until matsity. Th6 estimate is only a guider*, accuracy and continued exam are not guaranteid. - Crenated argil roam and cuter. yield foe cedar. types of securities <c old nude a Mum of prncpalo capes' gains n which case the esi income (rd current ytelo) would be overstated. - Estimated arrual income and anent yield and the actual kart endyield mole be biker or haler than the *limited anoints - An estimate of actualized income klividerd aackr interest) divvied by the current market vidtriaverage balance es based on the last divdend or merest payivent made by the issuer and intoner the seaskiegdepeas will bo MAI foe one year from the statement date or until maturity. Accuracy and contented yield are not guaranteed • Mgt, not held by UBS Financial Services Certain assets are nal held by the Fpm and not rare the Flint possession or ccnvol. These assets are deployed on your statement Ice Sown:atonal purpous only. Posterns and values presented re provided by the Meng fern OBS Financial Services is not responsble for the ricernatec and does not Rana-dee as acctracy. These assets are rot inflected by SVC or theirs's supplemental SIPC coverage. • Revenue shaky and adckienal compensation - In addition to ccorninken on sales and 12b-1 sees received in connection wth the dim -tarn of mutual lugs to as dents we anctor Oct afiliare receive revere* trig payments from dot/taus and or advisors of the mutual finds that ere stall Thee amounts re based on two &Brent components' (4 the amxrc of sales by 1.8$ of a particular mutual find family to our <lents; and 60 to asset vale of a particular Mutual fund lanais shines held at the fan - We and our affiliate also receive network Sy and ornnbus processrg fees in consideraton for transfer agent services that we provide to the nuual funds Those fees generally re pad from inwstor assets the mutual futd and are a fled dolly amount based on the number of accounts at the lombeedealen holding matt, finds o1 that had family - ton ridden to COI2M6SWM received in cornecton with the la or &tauten of annuity contracts anal mil ointment bust wits to as diced% we ardor err aff nate receive revenue sharing corrpensaton from many of the nurance companies unchrwrely the annuity contracts, affiliates Of the Nuisance ten-oats or spcnson of the snit nvestment Innis we &trine. - In addom to commissions received Iron the pschase and sale of NesiShares hrds, we ander cur If dote recent an assetbased revenue sharing payment from NeitSenves destrbusut as well as fining for technology development, training and education. — Our Alleles also receive tradng tormiisoces and other ornmemairn from mutual funds and instrake curpareo *tote products we ditabae CONFIDENTIAL — We Marva (CMI:entapell Iron UBS Brit USA, 185 AG Sundoid Branch and wort diked bares thou-inour cash weep Geo7nl WripentatiOn may be a mccehk per arcost fee or may be a percentage of aderage dak deposit betakes Activity Information rep-trig commissions and other throes incurred in curection with the exemon of trades, inctrang cabin transactions has been ncladed on confirmations previously fineled to you. and will be Pard*d to you brawny on request. Short selling ll you am engaged n that selliy a wink. mum* 'cur a charge Sae to Certain b:troy/re; costs for that pan kola-sang. OPra orders Regardrig open or -gawsitcancetler orders that were riot nekumd by the stammer. date, open buy and eel slop ceders re reduced by the swat of Modern* Or nyht5 on an exidogirds cr antis date unless nstaxted otherwise by ycv. You re respcnntik for ceders that me executed de, to yos lattice to cancel mating *Pen orders. Privacy To Wean a copy of as current Cheat Nosy NO1 "'lean cats' yOce Fnancial Athisa or visit as webs*. at >wen rrht errorriivierr,frt. - LEIS Financial Services 6 rot a bark. The RMA, Bowers Stinker Account BSA and IRMA re brokerage accounts nthrh provide access to barking senses and potluck *mop al.ingetentr11 with affiliated banks and other ihirl.party banks, and provides access to ins arce and arm* Products issued by u-off bawd thidiparty nouranceccmpants through inst.-axe agency Absidares d LBS Financial Sewn Inc — Mellmerc, nstsance, and annuity petdaCts. — Not FDC insured • No bane terrine. May lose vale — tMA Pesasce Llanartant Account. Bossiest Senices Account BSA, IRMA rid ate/national Resoute Management Account are registered service marks of LYS Financial Mimes H. — VISA is vacherurk owned by via tromitional Service Associatim and used us*. lcense. LOBS V6a crede cads are the IBS Visa debt cads are egad by UK Bank LISA with pirmissen from vise U$. A Incorporated Al other vademarks registered trademarks, service mans and registered service minks are of their nephrite COCripanret UN Fiends, Services Inc. Rev. 201810 SDNY_GM_00023023 EFTA 0[)133643 EFTA01275610 SUBS lies Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CW79065296690619 X12 YI 0 Resource Management Account June 2019 GH1SLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind-Cash/Saving Account number: _3575 SS Your Financial Advisor: SCOTT STACKMANILYLE CASRIFL Phone Questions about your statement? Call /oar Firtan:ia Advlsor or tt.e Value of your account RMA ReSourceline at 800-RMA-1000, account 029323575 on May 31 (3) on lune 28 (1) Your assets 157,379 38 151,952 18 Msit our website: www.ubscomitinantialsennces Your liabilities 000 O.00 Value of your account 5157,379.38 5151,952.18 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreclitrepon.com. Tracking the value of your account S Thousands 6,144.7 4000 007.1.54\ 4,209.9 9914 Dec 2014 Dec 2015 Dec 2016 8176 • 157.a 152.0 Dec 2017 Dec 2018 MN 2019 NCI 2019 Sources of your account growth during 2019 Value of your account at year end 2018 Net deposits rid vvithdrarrael Your nveStMent return Dividend and interest income Chair in market value Value of year account on Jun 29, 2019 $699,954.77 -5552,480.38 50177 79 SO CO $151,94.15 SDNY GM 00023024 Member SIPC c NP7C003306528669 Ny70%301 942 00007 C619 030579004 Y123575550 I 10000 Page 1 of 6 CONFIDENTIAL EFTA_00133644 EFTA01275611 *UBS Resource Management Account ND? 2019 Your account balance sheet Summary of your assets Value on June 28 (Si Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 151,952.18 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $151,952.18 $151,952.18 100.00% Account name: GHIsLAINE MAXWELL friendly account name:Ind CashiSavng Account number. Y1 23575 SS Your current asset allocation B Eye on the markets Your Sound.' Advisor. SCOTT STACK MARI LYLE CA SRIEL Index Percentage change fine 2019 Year to date S&P 500 7.05% 18.54% Russell 3000 7.02% 1831% MSC I - Europe, Australia & Far East 5.97% 1449% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 28, 2019 3-month Treasury bills: 2.06% One-month LIBOR: 2.40% 1.26% 6.11% CNP70009006528670NP7000301942 00002 0619 030575004 V123576560 ii itt&YGM000230P2158. 2 of 6 CONFIDENTIAL EFTA_00133645 EFTA01275612 *UBS Resource Management Account Change in the value of your account June2019(S) Year to date (I) Opening account value $157,379.38 $699,954.77 With&awals and fees, including investments transferred cut -5,722.53 -552,480.38 Dividend aid interest income 295.33 4,477.79 Closing account value $151,952.18 $151,952.18 Account name: GHISLA1NE MAXWELL friendly account name:Ind.CashISawng Account number. Y1 23575 55 Dividend and interest income earned FOC Pull:tows of iris statement, Usual:city of interest and dntdend income has been Get!Maned from a u5 tar leparting perspective. Based upon the residence of the account hi:adv. account type, or product type, same interest amide dvidend payments may not be subject to United States (US) and., Puerto Rico (PR) income tarn The tient month); statement 4 not intended tot. used and camol be ref ed upon for tac purpose. Clients should refer to the apcbcatte lax reporting forms They recent from ISS annually, such as the Forms 1099 and the Forms 483, foe tax reporting information it is the practice of u8S to file the apipesrade tar reporting forms with the US interny Resent* Semce aid PR Tie/turf Oecoroyent, and in such forms accurately clasafy dildenct ancYc, Interest as tar Therrpt or taiatiee income Please consult yrari indodual lac predate/. June 2019(4) Year to date (5) Cash activity summary Your Finandal Advisor: SCOTT STACK MANILYLE CASR1EL See Account a< Wiry the month for OMSK_ Balances In your Sweep Options are rod ucedin the opening and (lasing balances vats. FDIC insurance 4:ffit$ to deposits at UBS Bank USA and MI banks patticipati rg in t tr UBS FDIC Insured Deposit erogem R &es not apply to deposits at UBS AG. Stanford &arch. SIPC potection wok's to money market sweep fund holdings but rot bank deposits. Seelmportant intounation about your steemert on the Fat MO pages cf this document for details lune 2019 IS) Year to date (I) Opening balances Additions Dividend and interest income $0.00 $0.00 295.33 4,477 79 Proceeds from investment transactions 5,722.53 552,480.38 Total additions Subtractions Other funds debned $4017.86 $556,958.17 -5,722 53 -552,480.38 Funds wthdrawn for investments bought -295.33 -4,477.79 Total subtractions -$6,017.86 -$556,958.17 Closing balances $0.00 $0.00 Taxable dividends 295.33 4,477.79 Your investment objectives: Total current year $29533 $4,477.79 Total dividend & interest $29533 $4,477.79 You have identified the fdlowing investment objectives for this account II you haw questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in trope/tont information about )our statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary - Moderate Investment ehgtbihty conpderation - None selected SDNY GM 00023026 CNP70303306528671 MI003301942 00602 C6I 9 030579004 VI735755501100CD ►age 3 of 6 CONFIDENTIAL EFTA_00I33646 EFTA01275613 *UBS Resource Management Account lune 2019 Your account instructions • Your account cost base default closing method is FIFO, First In, First Out. Account name: GHISLAINE MAXWELL Friendly account nam•:Ind:CasfSaving Account number: VI 23575S5 Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNP700C0006528672 NP7000301 942 00002 0519 03057501}1 VI 23575550 11 My_Gm_000230tIgge 4 of 6 CONFIDENTIAL EF1'A_00133647 EFTA01275614 *UBS Resource Management Account lune 2019 Your assets Account naive: GHISLAINE MAXWELL Friendly account name:Ind:Cash/Saving Account number. Y1 23575 55 Sons paces, income and tonsil vanes shore, may Ceeppiaainvale. AS a ItsWC gains at losses may nal be &ornately refkcled. See Aporunt ink: moan Stour your statement a Ine end of the dxumem fat trete Infornalon. Your Pi medal Advisor: SCOTT STACKM/4111),U CASRIEL Cash alternatives Money market funds Money market funds are neither insured ror guaranteed Dy the redo i8 Deposal Insurance COrpOtatiOri or any of her gariernment agency. instautiond game and Instil utiOnal municipal funds must Rua tie, net asset velueS (NAV) per share to the neatest Ill 001h of a cent (e.g., S1.0000) Government and foal money market funds will continue totransact al a stale $1.00 net asset value. Although money mallet funds seek lo presence the value al your imesayent at ri.co per share, is is possible to lose money by II-westing In these lunch. Total (vim/need it the soul d y reinvested dndonds n does nos include any cash dtidtnds is not ale lot for the purposes of determining hold no periods or cost basis. The shares you receive eah time you reinvest clydends become a separate tax tot Cora beta is the total parchese cod of the security. includng reinntstedduclencts The cost basis may need to be alusted for Feu in of capital payments in ord.' to deternne the adladedcost basis for tar retorting mitoses. PUrchMe puce totter remade price Clem sicking dthaes pet snaee CS) investment (S) URS PRIME RESERVES FUND EAI: 13.571 Ccrrent yield: 2.35% Your total assets 151,952. 180 Unreal@a1 0.1)0gatn of bats is the dine Fence between the current value and the cost basis ad would generally be your tell e gan or loss if the security was sold co this doe. The unrealized Be) can or loss may need 10 be alusted for ret tin of ca;kt8 payments in order to determine tne rested gain or loss for tar repotting purposes. investment return is the current value rnnus the nuns you invested. I does riot Include shares teal are not reflected on your statement. inducing shares that hare been tested as either a Oan or a iss aco Ones not include cash ilvdends that were no reinvested. ••-This information was unavailable• Value on Jun 29 (5) Cost Prke per share basil (S) en Jun 28 (S) Value on run 28 (S) 1.0000 151,952 18 Percentaw of Cost your xcounl bass (5) Untested intestment noting On losS mum (S) Pennd Estimated Unrealized annual morn? (S) gain or loss (1) Cash alternatives • Money market funds Total • Misting cost basis inhumation 151,952.1$ 100.00% 3,571.00 $151,952.18 100.00% $3,571.00 SONY GM 00023028 c estdcoC0306528673NP7003301942 00032 CO 9 030575004 Y173575SS0110000 Page 5 of 6 CONFIDENTIAL EFTA_00 B3648 EFTA01275615 SUBS Resource Management Account Jure 2019 Account activity this month Dividend and interestincome Taxable dividends Other funds debited Account name: GHISLA1NE MAXWELL Friendly account name:Ind:Cash/Saving Account number: VI 2357555 Your A sandal Advisor. SCOTT STACK MANY LYLE CASRIEL Ode Acttiny Dexnption amount (I) tun 28 Dirklend UBS PRIME RESERVES FUND SYMBOL UPRXX 295.33 Total taxable dividends Total dividend and interest income Ode Actinly Description $29533 $29533 Arrouil (I) Jun 3 Transfer TO VI 23576 8100 -3,722.53 tun 18 Transfer TO Y1 23656 0100 -2.000.03 Total other funds debited 45.722.53 Investment transactions For more Informalon about the pacer value shown for restncted secunties, see rmportant information abaft your stasement at the endof this document Date ACtiity Cesception Quantity vS. (t) Nice (t) Proceeds frcrn investment transactions (5) Funds withdrawn for .mestments tocturpt CS) Accrued interest (5) Jun 3 Sold U8S PRIME RESERVES FUND SYMBOL. unm -0.530 Jun 3 Sold URS PRIME RESERVES FUND SYMBOL: UPRXX -3,722.CCO 3,722.53 Jun I8 Sold URSPRIME RESERVES FUND SYMBOL' UPR)0( -2,000.000 2,000.03 Jun 28 Renwstment LA3S PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.03 NAV ON 06i2g 19 SYMBOL UPR)0( 0.330 -0.33 Jun 28 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT I CO NAV ON 0612Ei 19 SYMBOL UPR>t< 295.000 -295.03 Total $5,722.53 329533 CNP7000B006528674 N1,7000301942 00032 0619 030575004 Y123575550 1 ittlitne_Gro_000230page 6 A 5 End of statement for account number VI 23575 SS CONFIDENTIAL EFTA _00133649 EFTA01275616 Important information about your statement U26 inmost Services tic (the Firma UBS Firweial Soaked is a member of all principal °mushy, caerroaty and Wan erthangts. UBS Financial Sakes and LOS Bark USA re adrect sitsitaries of U35 AG and affiliates of UM Secunin LLC. The penis fere& statement is /nibble upon request. The Firm's eximAire officer at at: LDS Farrocial Smites W. 1200 Haber Boulevard Weehawken, NA 07096 This Oattrnen1reXenfitS the Onk official record of VW LOS Fano& Services account. Other records. MOW offer Inc Occurrent,, cattenng corilicag data shouti not be relied won II youbeim* there is an error or omission please report it irrnedaley in writig to the Branch Manager of the office wing gas account. Allencogh el IgaleS Shown re mended to be actuate, statement datashould not be wed for tar imposes Rey sokty on yearend Ion forms. (i.e Form 1099. 519,1 10425. etc ) when prepamg your tax return. The Fan is !toured by taw to report to he RS &livable dredends, reportable no:numbly dividends and twine interest end on nein held it you accoust, net proceeds on sale transactions. anther basis on ceetairawred shureies. Canvemicatlens with the Firm • Pleaseretrain" any oral cartrunkaticen n twang tofurther voted your rights. netakdvimifin under the Securities natio: Protection Act (WA). • If the finale& initiation on the top left of the front of this gateman is not LBS Fnancial Services, UBS Financial nen caries gess Ikttalt as clearing ten by anangerntre nth the nikated institution we Wormed yea of the nelabonsho when:Mu opened this accost. h this cast you lads and serrseet re located at LOS f naval Serves and rot the itockgn) broker. and you meet make a mired of my error a antsion to both fits. • As descrbed n the account eaten/Mt you mat reedyusof any eras or fraud inmearg checks refined on your statement within 30 days after 1 was mailed a male available. • Pleasedim customer co:matron on awaits to the Fins's< lent Relations Department at 201.3521699 or tollf nee at MD354-9103, 8:00 A.M. lo6 AO P.M. Ef Monday through Frelay. or in vmtag to LBS Faun.' Services me, Client Relations Department, P.O. Box 766 Union C Sy, NI 07067. • All asenwes shall be deemed corvine and acorn d not objected to in mein; within 60 drys • For TTY streets. Call 844-6120986 or from ankle the US.: Cal 201.352. 1 .15 • hate of orlon or preens about an electronic 'tads transfer (EFTL be payment or LRS Visa• debit cad transactions, call B30.762-1000, or write to UBS Financial Services M., 1000 Harbor BM, 61h floor, Weehmteh NI 07086, Attn PMCAMA Sank Cal ce write as soon as you can, if you 'hit your statement or renege is wag a you need note nionnaten tar a transfer on the statement or reap. The Fern a Card boar (as al:Pienble) must hex Menyouno law then 60 days after the Fen sent you the fat ft eternal on which the error or Problem appeared. - Dondeyou- rent ad accost number Of any) - Dew& the error or the raider you are unsure about, and hplain as ckarly as yo:u can why you believe it is meta a eam you need mete informalak - Don:Sethedoer amount of the suspected error. The Finn or Card Issuer will negate your <midi,* and will coned am error acirptly. For alleged mots ehsoMrg UBS Vosa•debd cad tramadert 6 we lake awe than 10 business days to do this, we will credit you rcounda the amount you Ihnk 6 in 0101, so that you MI have the use of the mosey durng the tat it takes us to complete Please make all cheeks payable to the Fern or the &uncut VISIeulal Mooted on ere front of this statement In addition to regular accost lees. acmusts may be abject to rnimename fros, charges fable penal for securities purchases and charges for unpaid maws n cash accou-ds. Accounts that are Veneered to other nsteeens may be subject to a vansler fee. UBS Sweep Options Ls3$ offers options for Award cash balances to bale depose accosts at non-affiliated banks and affiliated banks aid money maker moral funds (Money Funds). Deposit avant at MS Bark USA aid norpettiliteed barks partkiang is the UBS FDC-Inured Deposit Po:gran are FDK.nsured n accadaxeweh FOK rules For mere intention, please visa nwiefde.goov. Depose accosts al 1.85 AG Steal ad Branch and that, of MoneyFunds are not incised by the FDC. Bark deposits an not protected by SIPC. Money Fund sham are protected by SIK. See "UBS franc& Sciences AcoN271 Protectors' below. Urnyour fewest balances en the bark depositsmay be with:Vann and shares of a Many Fend may be liztudated, and the proceeds retuned to you a your secumes account Further intormairri about available sweep options, naednyl current interest rates and yields, is available at %meows corrysereepreds, from your Fruncul Advisor a by wend 800.762.1000 UBS Financial Services axon protection the Finn is amen:dr of the Startles Mesta Protection Corporation (StPC), which protects SICLeititl CLISWAWS of es marbles or to 1500,000 (ackding $250,00011 dains for cash). Emlanatay brochure Rabb* upon negate a alms/war org. the SIPC asset protection Imes apply to all accounts to you hold in a pinata' unsay. The Finn together with certain affiliates. has also perchased suppkmeMal instranct The nwinan nue payable to all eligble clients. collectively ender this prolectica is 1.930 neon as of December 10, 2016. Subject to the policycat:Mae and imtalan. (ash at tie Fen is lathe, protected for up to 11.9 mikes in the aggregatefor al your accosts held is a &dimly capacity A he copy of tie poky vxrdrg w available won request. Heiner the SIPC ream-bon nor the stcvlemental protection 3/20/10: • Certain Marx& assets controlled by (and nclactid n your recount yak& but meld away Dan LBS Financial Services. For exarple certain 0) innate smarts. nlldrg variable amuitits. and OJ does of mewl funds registered n the resne of the accord holder on the books of the Sue or transfer art), • twestment corrals ce investment neefinIS 669, limeed pannenlips and private placemems)tua are not registered under the Seorities Act of 1933; • Cormoditits detracts (e.g. foreign exchange and premus metal contracts), including futures contacts and commodity omen contracts; and • Deposit accosts Inapt certificates of deposit) at WS Bark USA, UBS AG U.S. branches and bates h the FDIC hared Deposit Program. The SIPC protection and the appitmtnial protection do not apply to these assets even it they othenese appear on yea statements. The SIC protection art the at elementalprotectiondo net protect aging Mange; n the market eak* of gas inwsbnents (neethen as a mutt of motet movement issuer brkrupky °Ibrahim) Dividend Reinvennwa Program (DRIP) The price reflected is an average plan You may obtain the wire price Wm your inane& Advisor. Onk whole Thant are ',unhand under DPP, partial doges oriel>, sold and the cash wit be deposited in you room The dividend renteslruel ace swished by the issuer may offer from the market ',Meat retch the partial shares re sold Casleindieu Only whok units maybe held n you roust. If you re rioted to a parlol rata as a result d a dividend pftmeM a cillnorse. the him wan ether sell partial toes at man et prior a team al snare determined by a regreted clewing agency. and credit your accord taverner* objectives The rweemert *mem and risk profile se spree to each account and may vary between yea roan. Please aches the Form promo k in writing of any Operant change in your financial situation a investment cbantiets. For each account hen, you choose one of the fobwing imestment CbjeClivn • Awn Carer Worm. InwstmentS Wean the generation of :scone only. • new Capital Appreciate.= hastens peeking growth of prixPal When than the generation of mom,. • foodreContronason ofkroow and °peal Appreciation: Investments seeking both the generation of none ard growth of principal. Overall risk sables • Conserv/Mt. Seeks to aunt*. meal bract:al, with low net ane van61y to the mane overall, even Sisal term the mount does not generate significant CONFIDENTIAL incana a returns and may ref keep pace with inflation. • Moderate. Who to accept Went rids to pinto.' rd tolerate sane volatility to seek higher returns • A fgy MA*: Wiling to accept hints risk to pnncpal aid high vOlnlity to seek no wars over hale. • Investment firodity Consoled:ye I selected a portion of the poi MI:, for that account may inckde (wenn oranges, linked liquidity and or taw Statienent leounehokrar We may consoldate r rutted account tenement with the mem address in the sank envelope. e 0 because they bare miners who afro mantain Vent want rerationshps nuer other Om at the 5.1ere ackkess. d you prefer to acme rdindual statements marled n 'Annie ennifGet, you may decline Inufehoklin by Olin) your Financial Advisor Friendly sewn name The Fenn* account rime is a <unnamable 'natant' chosen by you to assist you rahyour reardleepag It has ro legal effect on you: account. is 601 Mendedto relied any strategy, prodxt recces illation. inksto•at Werke or Sr profile associated wart you roamis, and is not a promise or stwaMee that wealth a any finial results. can of will be achieved. All Menem limbo the risk of loss, including the risk of loss of the mike Menial You can <hinge your Fran," swum names through Online Stokes a by contacting you, Fauncial Aden, . Acooten overview • yea of put attoontkontfo. Net of assets and liabilares • Assets Includes available cash balances, values for restricted craft kit/ and Global Tice Deposits, unreand mans to mane, and <erten *UM nit held by the Fan. Don rapt Mb* unpaid secureeslassels at the end on the prior rd ament statement penods, or private invefellen16 nested stock options and °megabit sod options • Liabakies Inetades debit balances, rontsunding margin less,. tide line short account banal. • Cashlmoney &raves Taal of tnimested available cash balances, plus depose balances al altered and newel dated banks, and maxy market mutual gad sweep baboon. at the clove of tie statement period Noricommealy free omit balances in yea accost are not secyegresd from ocher barer and the Fin may use any of these funds in the ordinary coast of is brews. Thew finds ant payable Lyon your denied. This total is relded in the mire pored doeng vette bending intention For Staid nlarnation on the Inn's lerdrg practices and Subunits. refer to pie Clam Retnicashp Agreement a Account Ageernem and the General Term and Conditions. LBS Statement of Credit Practices available nary/was endOisdownes at yam ran miene-fmmthwevwt SDNY_GM_00023030 EFTA 00133650 EFTA01275617 I inportant information about your statement (COMMued) Your assets Your naterrent deans setaites and other assets held n the account at the end of the SItleraled period You may ask for dekvery of fin Paid securaies al any tire. You may remise '<males used as loan cotowe alter paing any berm de on them. Array securities era erred to the Fm ding the sterimmt period are Wed at market value as of the end of the stamen period • Cost basis h detennning the cost basis of the sources spaded in this statement %there indicated Mb the nurdoer SS Fiume, SaVOS An relied on informatitn <Maimed from sources Mho than UBS Financial Semites, reading rifamation born make dim or that you may have provided to your Finarkial Adana, The Firm does not indepenioaly may cr guarantee the waxy or valclithofathr n can on Provided by sources other Man 1.135 Financial Sersiceo b addtiori ethoughl.85 Ciente! Semmes gerneralk updates the rdamatim as it is received, the fern does rot provide ary 'nuances that the Mamma, uder as base an/ sUrvealo seri MC a atone as a the cbte od of this statement. As such, please do no< rearm this nlarnition fo make peschise of sale decisions. for taps-poses or otherwise. Accounts trend/Ind to Mei an my °Salem irderriurim only fix the period/ tire they an heed at the Fan More historical nerMatiCri Cr, be addedby yam Enema Advisor. • Ureroalited gains/losses. Wan dee 6 serlabt, tempted unsealized gonsflosses are calculated for individual security lots Me transaction data for indvdral bh mayor mar nth reflect an-missions. charges ander secuity reorganization events. Dividend and other renvestment lots and systematic puthese lots are each combined to display or. averaged lot The 'Trade dote' colmn presents the ongeol transaction trade dale. • Callable securities Bonds and Itheffeathi stock that the issuer cats for early rederrpten wit be selected moat" by lot Iran among all 63:41/tei of that isfue held n our runs* or in nornim rant foe our clients Call ham Mormalkin is obtained frorn third parties ad as accuracy is not steed. Other call leaves may me which madaffect red complete nformaten will be provided upon request • Prite/value Prices displayed for securities and other products may be Tighe' or tower than the price that you would actually remise kr the market bkes obeained from vacua *NM party sources *Ash we betew to be ebb/. bri we do not gamut they accuracy - We generally use the cbsing price awn available or he mean of the bid and ask Prices la listed setae*, and options or (elk bid VMS ke OTC wakes - Less actively traded securities maybe priced mid a valualkn model or the most recent price we obtained and may net reflect an actual market price a rake. ▪ Caffail positions may cp.r wakens a price end wish show as 'pee was 601 available' we are treble to cbtan a price for a smarty. - Deposes ce tomtits denominated n [arenas other than U S. Oaks relithled at the exchange rate as of the stanmere date. - For cenan smsaies racing el non-cpecerag denomrsatons, puce and queerly (face value) may have been adjusted to facilitate proper valued, To chitin oment quotations. when avaitabt, contact yces F (LIMO, ACInSa. • Private investments and structured products. hivate mesiment watts (robin; drect OanCiPali:n program and real estate rotes meet trust securities) arid strut hod products are generally highly aged. Certan strummed ModkIS haw not been registered with to Securities and Emhart> Coarresen or ado any scale securities laws. We rime& evrinated values for pelage swestrnera stashes and studwed products for Mormal crud piped only Accuracy n nix guaranteed - These values may differ %aware key kern prices. it ay. at which a private in se re d security or structured product may be bo,dx or sold and do rot rckessark represent the value you may rerane gem trepidation. - Third pry intonate, of vats are as derails. date rid are tippled to UBS Financial Services on a egav base by an independent valueion lima - daub', general partner or sponsor estmated nets, 'Mr we suPPlied to the F on by the issuer, game partner or sparns rid may be tabulated based on deferent ink:mitten from that used by shed parries to dome thee Minuted dim. - You can dome, addacrel nkmuten regoicirg the methodology used to determine the estimate of value and the date of the dathitiCil that is the basis la the estimate by contacting your Fiuncel Advisor. - Tied party estemsed vales may be reflected as • Not piked' in several "tuitions: Mien an indeperdent valuation lam has not suppled or is unable to aster, a value, when we become awn that a material event ha6 occared the my calla previously reported value ego question, or Wen a value would be highly speculative due to the neve ol the wordy - Man neither an esker, general partner cc sponsor estinkled value rye a tiled -pew estimated vale is monded, the vetie of the secarty will bedifferent from its puttee pike. — • Dishbutions to dee' may inci.de reum of capital, nccme or both. - • Ordinal art size' represents the natal offering pike per vitt and may not reflect yam cost bait) - Of P end wasted RUT 'KV tin re not listed as a rational source; estkrige. and re gereally Acted ani even if lay. can be sold tee price receered may be less than be per share estimated write provided in the mecum statement • Restricted securities Restricted securities genera are not currently eligble for pubk sale. 1.85 Financial Services uses the mariet price of tie restricted stock of the Ware 610r as an flatted value nor the restricted stock for purposes or the StOfteltat only. To the Patel that restricted teount ies are elgble for sale the value mewed may be stbstantially less tun the awed value shown. • Est. (estimated) income, current yields and rates. An ent met of antral mere is bated on wren, daiderd and interest eaten assisting the thournos will be held for one yea- from statement date or urea maturity. Tys estinee is calf a gudelne, accuracy and continued escome are not guaranteed - Estrnated amen mom and cutest yield for sedan types of ricurites could include a return of pineal or tepee gaits in which case the est income (rd current yoelo) would be overstated. - Estrnoted annual mane and anent yield and the actual income and yield nug's be lases a haler than the estrnmed moats - An estinate of annualized income (dividerd a-dor interest) divvied by the current market vaktdavoage balance is based on the last drvdend or rarest payment made by the issuer and mums to seoserePdepoits will bo held foe one year from the statement date aunt/ maturity. Accuracy and contnued mid ere not guaranteed. • Ameta net held by UBS Finential Services. Cater) assets are not held by the Fen and not within the Firm's possession or ccnvol. These assets are deployed on you' statement for rearnational purposes only. Patens and values presented re provided by the issuity fern UBS Financial Services is not nerd:meet for the infmnaton and does not guarmtee as acute." These assets at not orceected by SK or to Ian's supplementel SIPC coverage. • Revenue sharing and adtkional compensation. - h addition to criminken on sale and 121n1 Sees Reeved in canediron with the delrexacn of mutual funds to Oct dents we motor or aftdiat receive reverie sharing payments from detrtatn ardor advisors of the mutual funds that so toll Thew amounts we based on two different corn:mots, (8 to arnssa of sales ty1.8$ of a partkulai rrutual find famik to our dents; and 60 ate asset vale of a macular mutual fund lanais shares held at the fah - We and our affiliate also receive alma kg and ornnbus processed fees in consideration for transfer agent services that we provide to to nuual funds Sidle lees generally re pad from insestor assets the Tlitula held and are a bed dolly arrorix based at the router of accotnts at the baker-dealer hotting actual lads o1 the find lenity - h addition to tommesions received in connection with the sat or &tauten of annuity co tracts and unit sweetener* bin am to ors (fronts. we ardor as off hate receive reverie shoring corrpensaton from many of the courant< companies unckowntkg the ennuity contracts, affiliates Of the tw. r ante cm-panes or damn of the tnh nvestmeot innts we darbito - h addition to commissions received from the puxhase and sale of klertShares finds, we odor cur athlete receive an assetbased reverse sharing payment from NotShares ristrbustnt as well as funded for technology development, training and education. — Our Melees also receive tradng conenismes and other conCerealcn from mutual funds and entsaixe carparsiec whore mookich we dirribilO CONFIDENTIAL — We Meta ealcentaCII Irom UBS Beak USA. 1.8S AG Suraold Branch and naval doted bares thou-Inour cash sweep peogam. Isis compensation may be a monthk per accom fee or may be a percentage of arerage day deposit beexes Activity Mormaten regadrig corerMsims and other chimes incurred in curectton Mb the execution of traOrS, including optim v.ww.actens has been andeded on cord imitations pew:oink furnished so you, red we be Provided to you prterabon relent. Short soling tl you an engaged n short steed a wady, you moy incur a charge Are to certain taroving costs for the prim's-county. Open orders Repave open a 'gnoostittanctiltie orders that were not moved by the mammy date. open buy and see stop orders are rocbced by the enemy of dedench augers on an exidwiderds cr emotes date unless minded otenme by you. You are respornbk for ones that are executed die to roe blur, to cancel "ing open orders, Privacy To Mean a copy of Ott canna Client Privacy Wake, please conlot you. Friential Adam or vial as wabsite at yam: at enwevivierws1-9. - 185 Financial Services is riot a bark. The RAW, Bigness Services Account BSA and BMA are brokerage accou'es snhch provide access to barking senses and product, *mart athalrenteth with affiliated banks and mar tid.orty bags and provide. access to roaarca arid amity Products issued by u-efeliased tindparty nsurance companies through insnsce agency sibsidenes se 1.85 Financial Sown Inc — rnedrnert„ durance, and snaky pad-ids. — Not FDIC roved • Pio bank guarantee. May the vela — tMA Pesaro Management Account. Busyness Services Account BSA, IRMA and international Resitsce Management Amount are registered senesce marks of 1.85 Snorkel Semces H. - visa is a registered tracttrurk owned by We Monaknal Service Association and used under keno. llseLe35 Vea aide odds ad the LeS Visa debt cads are eased by UK Bank USA with parmissen from Ms II S. A Incorporated All mho trademarks registered trademarks, strike maks and registered sonic. mew ye of their respect* cormanies Ua Handel Service Inc Rev. 701810 SDNY_GM_00023031 EFTA_00133651 EFTA01275618 444 UBS 1)85 Financial Services Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Resource Management Account July 2019 04;7005648663 0719 Y1 0 GHISLAINE MAXVVEU. 139A CHARLES Si', APT #233 Account name: CHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Ind CasNSaving Account number: Y1 23575 55 Your IS nancial Advisor- SCOTT STACK NIANILYLE CASR1EL - Phone Questions about your statemeat? Call your Financial Advisor or the Value of your account RMA ReSourceline at 800-RMA-1000, account 025023575 on June 28 (1) on July 31 (9) Your assets 151,952 18 475,242.24 Visit our websIte: bThrw.ubscomefinanciaiservices Your liabilities 0.00 0.00 Value of your account $151,952.18 $475242.24 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Tracking the value of your account S Thousands 6,144.7 9914 8176 700 0 ON 2014 152.0 475 2 Dec iOIS Dec kin Der 7017 Dec 2018 Jun 1J 2019 Sources of your account growth during 2019 Value of your account at year end 2018 Net deposits and vinthdravals Your investrndnt return Diwlend and interest income Change in market value Value of you ocean on Jul 31, 2019 5699,954.77 -1,229,475.44 S4.762 91 90 00 $475.242.24 SDNY GM 00023032 Member SIPC ANP70003005648663 NV7003198406 COCCI 071903057:004 Y123575550000000 Pogo 1 of 8 CONFIDENTIAL EFTA_00133652 EFTA01275619 *UBS Resource Management Account (Lily 2019 Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of you' account A Cash and money balances 0.00 0.00% B Cash alternatives 475,242.24 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00% Total assets Value of your account $475,242.24 $475,242.24 100.00% Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cash/Saving Account number: VI 23575 SS Your current asset allocation B Eye on the markets Index Your K nenciel Advisor SCOTT STACKMANIVIE CASRIF1 Cash and money balances may ,dude available cash balances. UBS Bank VSA deposit account, UBS roc Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the lag two pages of this statement for detail about those balances, 5&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2019 3-month Treasury bills: 2.07% One-month LIBOR: 2.22% Percentage change /lily 2019 Year to date 1.44% 20.24% 1.49% 20.48% -1.26% 13.05% 0.22% 6.35% ANP70003005648664 NP70031139406 00001 0719 0305750N Y123575550 COOMYGM000230Pne 2 of 8 CONFIDENTIAL EFTA_00133653 EFTA01275620 SUBS Resource Management Account JI.: Change in the value of your account July2019(S) rear to date (S) Opening account value $151,952.18 $699,954.77 Deposits, including investments transferred in 613,03500 613,035.00 Withdrawals and fees, including investments transferred cut -290,030.06 -842,510.44 Dividend and interest income 285.12 4,762 91 Closing account value $475,242.24 $475,242.24 Account name: GHISLAINE MAXWELL Friendly account narrie:Ind.CaShiSamg Account number. Y1 23575 55 Dividend and interest income earned For purposes of ties statement taiabity of interest and dindend Income has been determined ficM a US tet, reporting Ceradhe Sweet upon the residence of the account holder, account type. or prodixl type, sane interest arch dvidend payments mar riot bo subject to United States (US) anda Puerto Pico (PR) income tares The (lent mom* Ratement K not intended lo be used and cannot be retied upon for to purposes. Clients should refer to the aOrliCatfe tar atoning forma they receive from UBS annualy. such as the Forms 1099 and the Forms 490, foe lac reporting information. n is the practice of UBS to file the aockatie tai repotting forms with the US interna Revenue SeNICe and PR Treasury Deterarent and in such loans accurately (rosary ohne:lends Arad interest as Ito exempt or teal* 'mere Please (Oman your induclual tar' preparer. July2019W Year to date (1) Taxable dividends 285.12 4,762.91 Total current year $285.12 $4,762.91 Total dividend & interest $285.12 $4,762.91 Cash activity summary Your Financial Advisor: SCOTT STACK MANI YI F CASkiFI See Account activity this month for details_ Balances In your Sweep options are inducedin the opening and closing balances value. FDIC Insurance *pees to deporits at UBS Bank USA and an banks participating in the UBS FDIC insured Deposit Progan. n Oces not prey to deposits at UBS AG. Stanford &arch. SiK polrction applies to mom marvel sweep fund heidirgs but rot bank deposits See important inSormation about your statement on the last tinso pages d this document for Mats July 2019 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 613,035.00 613,035.00 Dividend and interest income 285.12 4,762.91 Proceeds from investment transactions 140,030 06 692,510 44 Total additions $753,350.18 $1,310,308.35 Subtractions Other funds debited -290,03006 -842,510.44 Funds withdrawn for investments bought -463,32012 -467,797.91 Total subtractions -$753,350.18 -$1,310,308.35 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment obsectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Prnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Pnmary - Moderate Investment eligibility consideration - None Selected SDNY GM 00023034 ANP7C003005648665 Ny7000193406 00001 0719 030575004 Y123575%0000000 Page 3 of 8 CONFIDENTIAL EFTA_001 33654 EFTA01275621 *UBS Resource Management Account July 2019 Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out Account name: Your Ilaandal Advisor: Friendly account name: ir SCOTT STACK MANLYLE CASRIEL Account number: ANP7000300$648666W0C0le$4060003: 0719030575004 Y123575SSOCOMYGM000230P1544 4 Of 8 CONFIDENTIAL EFTA_00133655 EFTA01275622 4tUBS Resource Management Account July 2019 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind CasNSawng Account number Y1 23575 55 Some pnces, mottle and current vdues shorrn may teepprOximale. Asa its ft. gam Mr:1'055es not be accurately refkcled. See ;worsens indosettabOn about your getemere a the end of the cticumeM fOr more information. Cash Cash and money balances Cash and money baiance.s may include avalade cash balances, UPS Bant USA deposit account balances, UBS FDIC insured Rogan Bank &lances, UBS AG Stanford Branch deposit account blames and rroney Markel mutual fund sweep balances. See the Important inlonnetton eboot your statement at the end of this document for detaiis about those balances mddng 0penng tklance alio 1 ft) ClOsing belaxe on Jul at to Price per share on lul 31 CO Average rate 0..6:Jena Interest period Goys on period Cap eMOUM Cash 0.00 -304930.00 RMA GOVT MONEY MARKET ED 0.00 54,930.00 I00 1.93% Jun I to Jun 30 30 tSS BANK USA CEP ACCT 0.00 250,000.00 250,000.00 Total S0.00 50.00 Your Finandel Advisor: SCOTT STACK MANY! YLE (ASRIFL UBS Balk USA and a1 UBS FCC insured Program Bank deposit account tdentes are insured by the FDIC within applicable Imts, but are not protected by SIK. UBS AG Stanford Blanc h deposit account balances are not insured by FDIC and are not protected by 51K. Money market sweep baances are protected by SIPC but are not Insured by the FDIC Cash alternatives Money market funds Moray market funds are neither insured nor guaranteed by the Federal Deposit Immense Corporation Of any other (pc ernment agency. Institutional prim and instilWinner municipal funds must Poet their net rat values (NAV) per share tot he neaast I/ I C0th of a cent (e g., SI 000( Government and 'mat recrey market funds will continue to traisal at a sedate SI 0) net asset value Although money market funds seek to preserve the value of your imestrnent al S1 00 per share, it is possible to lose money by infesting in these funds rout fttravtded Is lne Iota cl at reinvested dwdends It does rot include any cash civide Kt. t IS Dotal& lot for the purposes of delernening hold erg periods or cost bath. The Shales you receive each tyre you reinvest dwdends become a separate tax &pl. Cosh 041t$ iS the 1011( purchase (OA of the security. Inducing reinvested dadendS The cost basis mei need to to adusted for return d ceduel payments in order to ckternne the a:lustedcost bans for tax repotting purposes. mddng L6SPRin/E RESERVES FUND Purchase price' Hurter AlrelaCy. puce Clem slides per share lb investment (S) dnreekze4 card on or JOSS IS the Orfferenre between the current vaue and the COP basis and would gene telly be your Meade gan or loss if the security was sdd on this date. The unrealized (tar) win or loss may need to be aclusted for return of ceptd payments In order to determine the reeked gain or loss for tan reporting inve:rdd return epurposes is the current value mous Ilk anount you invested it does not include shares that are not reflected on your statement. End ud ng shares that have been perks as ea her a gan a a loss. t Aso cbes not include cash didench that were not reinvested Cost Pnce per share bass (S) on hal 31 (a) v4ue on Unrearzed rut 31 ($) gan or loss (1) Investment racing return (5) renod EAU 110,978 Current yield: 2.31% 475242 240 --This in formateon was unavailable--- 10030 475242.24 SDNY GM 00023036 asip7C003005648E67 NV70[01%406 COCCI 071903057500i v123575650000000 Rag* S of 8 CONFIDENTIAL EFTA_00I33656 EFTA01275623 *UBS Resource Management Account July 2019 Your assetslcontnved Your total assets Account name: GHISLAiNE MAXWELL Friendly account name: Ind:CashISaving Account number. Y1 23575 55 flue on Ad 31 (I) Percentages Cost your account tags (N Your K »smid Advisor: SCOTT STACK MA14 LYLE CASRIEL Estmated annua) inccrre (fl Unreaized gan or loss Cash altematives • Money inaricet funds 475,242.24 100.00% 10.978.00 Total • Missing rob basis infcernabcn Account activity this month 5475,242.24 100.00% 510,978.00 Date Acthtly DescrIptIon Arrountl» Deposits and other funds aedited Jul 26 Deposit FEDERAL FUNDS DEPOSIT BV MISS GHISLAINE MAXWELLAT 308.105.00 BUKBG822)00( Jul 31 Deposit FEDERAL FUNDS OPOSIT BV MISS GHISLAINE MAXWELLAT BUK BG922 304,930.00 Total deposits and other funds aedited 5613.035.00 Die Achiel), DeKription Arnocal (S) Dividend end interestjoon Taxable chwdends lul 31 Cividend U8S PRIME RESERVES FUND 285.12 ~BOL UPRXX Total taxable dividends 1285.12 Total dividend and interest interne 5285.12 Ode ActInty DescaptOn Arn3Ult ti) Jul I Transfer Jul IS Transfer TO VI 236802100 -1000000 Jul 22 Transfer TO VI 23576 8100 -130,000.00 Jul 26 Wothdrawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Cohen and tresser -150.000.00 LIP Attor AT JPMORGAN CHASE BANK, NA Total other funds debited -6290.030.06 Other funds debited TO VI 235768100 -30.06 ANUC0000056$9669 Ne700018a4o6 00001 0719 030575004 vl 23575550 COWEINYGM000230P499. 6 of 8 CONFIDENTIAL EFTA_00 33657 EFTA01275624 (SUBS Resource Management Account July 2019 Account activity this month (continued) Account name: GHISLAINE MAXWELL Friendly account name: Ind.CashiSaidng Account number. Y1 23575 55 lavesbnent transactions For more Information about Ire pricel4ue shown for restricted securities, see Muortant Informaion 'bout your statement a the end of thd do( intent Date Activity Dosoiptnan Ou.eitity eduo (5) Price CO Proceeds bon irviestment irareactions (5) Funds wthdr even for Acctued snontrrynts beugs (5) interest (S) Jul I Sold UBS PRIME RESERVES FUND SYMBOL UPRXX -0.C60 Jul I Sold UBSPRINE RESERVES FUND SYMBOL UPRXX -30.000 30 06 Jul 15 Sold ORSPRIME RESERVES FUND SYMBOL UPRXX -10,000.000 10,00000 Jul 22 Sold UBS PRIME RESERVES FUND SYMBOL UPRXX -130,000.000 130,003.00 Jul 26 Bought LIBS PRIME RESERVES FUND SYMBOL LEM 158,105.000 • 158,105 00 Jul 31 Reimestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 0713 V 19 SYMBOL' UPON 0.120 -0.12 Jul31 Re.nve5tment VBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 07,31/19 SYMBOL: UPRXX 285.000 -285.00 Jul 31 Bought UBS PRIME RESERVES FUND SYMBOL UPRXX 304,930.000 -304,930.00 Total $140830.06 -$463,320.12 Oat Adnity Oes001.C.41 amount CO Money balance activities ha 2$ Wanes forward $0.00 Jul 26 Bought RMA GOVERNMENT MONEY MARKET FO 58,105.00 Sul 29 Sold RMA GOVERNMENT MONEY MARKET FO AS OF 07/26119 -58.105.00 Jul31 Bought RMA GOVERNMENT MONEY MARKET FO 54.930.00 Jul 31 Closing RMA Government Money Market Pd $54,930.00 Your Pi nandal Advisor: SCOTT STACKMANci VI F CASRIFI The RMA Government Money Mart et Fd rs your steoncisy sweep °pace SDNY GM 00023038 ANP70303005648669NP70031£8406 00001 0719 030575004 Y123575S50 000300 Pegs 7 of 8 CONFIDENTIAL EFTA_00133658 EFTA01275625 *UBS Resource Management Account July 2019 Account activity this month (Contrived) Oate Activity Descrpbon Mount (6) Money balance activities (continued) Jun 28 Baena forward $0.00 Jul 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 250.000.00 Jul 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/26119 -250.000.00 Jul 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 250.000.00 Jul 31 Closing UBS Bank USA Deposit Account S230.000.00 Account name: GHISLAINE MAXWELL Friendly account namet:Ind:CasnSaving Account number: Y1 23575 SS Your lq asocial Advisor SCOTT STACK MANLYI.E CASRIEL The VBSBant USA Decost kCount Is your primary sweep Cpbon ANP703020009348670NP70C0189406 00001 0719 030575004 VI 2357555000MyGm00023cfna 8 of 8 End of statement for account number V1 23575 S5 CONFIDENTIAL EFTA J10133659 EFTA01275626 Important information about your statement U26 Fruncal Services tic (the Firma UBS Finrcial harked is a mentor of all pri-vipal mouthy, canrroclity and optironsha-ges. UBS Financial Senices rid LOS Bank USA re rdrect sits:diaries of UBS AG and affiliates of Ufg Stevens LLC. The Fitm's fitargial statement is (wallah, upon request. The Firm's exeunt. offices are at 1.8$ Feta-vial Services Ix. 1200 Arbor Boulevard Weehawken, N.I 07086 TNT nattenint reaearits the only official record of you LOS Francs& Services account. Other records. except °Mal has downents. ecntainng conniang data should not be relied upon II you betty. there is an owe or crihnion please report t innochatehr in writing to the Branch Manager of the office wing year account. Although el lepies shoal re ntended to be accurate, statement datashould not be used for tau pawn Rdy solria on yearend tar forms, (i.e Form 1099. 5198. 10425. etc ) when prewmg your tar return. The Fan is reputed by law to report to he UTS a0tmable &Mott, reportable novutubli dividend and taxable interest earned on wanks held it pop account, net proceeds on We transactions. led con basis ono:sin-wowed secretes. Catwonintlens with the Firm • Pleasereconfirm no& coreruncatiom in tweig tofurther voted "outfit's incite:kg your riles utter the Seosities Inv:nice Protection Act Dna • If thefinancial instiortion on the top left of the front of this statement is not LES Fnaxal Services, UBS Fiuncial &mint caries yokr arca.mt as raring broker by arvargantri waft the nicked ins:Swim we Wound you of this retaborithb when/Mu opened this accost. h this vast you' Ands and season we located a lb5 f nancul Sown and rot the anosten) broker, and you mud make a report of ant toot a annsion to both Min • As descrbed in the account agreements, you must rectifyusof any woes or fraud inglarg Cheeks reflected on yews Statement within 30 days after it was mainly lade available. • Pleasedna customer towlines cat hairies to the Fiat's< hint Relations Department a 201.3521699 or ton-free r 800.354-9103, 8:00 A.M. to 6 AO P.M ET Monday through Friday, or in writig to UBS Feannal Service, Ix., Client Relations Deranment, P.O. Box 766 thion C ay, NI 07087. • All Sideman Olaf be deemed conpkce and aortae it not objected to in writing within 60 46 • Foe TTY Waal. Call 844412.0986 or from whale the U S.: Cal 201.352.1.3S • hew of *non or quest cm about an electronic knob transfer (EFTL tal payment a UPS Vise debit cad transactions, call 030.762-1000. or wile to UBS F inancial Services Ix., 1000 Harbor BIS, 6th floor, Weelknoten. tO 07086, Mtn RMali6A Simon. Cal c, write as soon as you cm, if you hit pet Stiffening a MOO is Mac a you need more istorinaha axon a transfer on the slatemem inept the Fu el Cad bow (as CPIcabld mutt her Iran you no law than 60 days after the F rm sent you the fat st award on which the ma or problem aPPmad. - ?sondem: rent aid accase number Of any) — Desoto the error or tie waxier you are unsure tots, and ....plain as dearly as you can why pm believe a is an um a meaty you need mot idormaget — Pronde the do's mount of the suspected error. The Fim or Card Muer wil Westgate your complain and seal coned int error empty. For alleged mon Molting UBS Vuodebit cad holt actiono f we take more than 10 business days to do this, we will credit yew account la the anoint you Ihnk 6 in tam, so that you wA have the use cf the money dung the tent it takes us to complete os instigation. Please make all cheeks payable to the Fem Of to Innoal inSteuten rodtcated on the van of this statement In addition to wears accost lees amines may be abject to mintenarce ims charges he bite payment kr securities purchases and charges for unpaid amounts n cashaccounts. Accounts that are wander ed to other instancra may be subject to a °antler fee. UBS Sweep Options Mg offers mations foe emeprg (ash balances to bat depose accosts at non-/Mated banks and :dilated banks and money makes rehlual lunch &lona Fads). Deposit wards at UK Bank USA ad nonaffiliated barks pattkipaing it the UBS FPC-hstrod Deposit Pitgran are YOK.nsured n accordance wt FOK rules For more infornation, please visit mineC[10pr. Dease areal% al WS AG Starmad Braxh and Owes of Money Cheek are not inured by the FC4C. Bank deposits are not untested by WC. Money Fwd sham are protected by SOC. See "UBS/nancialSenices Arran' Protalca' below. Upon you fewest, balances in the bark depositsmar be withdrawn. andshwas of a Morey Fard may be lerachted and the proceeds retuned to you or your twines octant Fetes inkanatica about avertible sweep Options. rrkdrg current interest rates and yields, 6 available al wwwc.gs cosy% sweepyra Iran yeti Franca) Advisor cr by <Xing 8031420000 UBS Financial Services raccoon protection The hot is a member of the Searches lowest°, Protection Corporation (SIPC), ...Mich protects securities custcentes of Is marten id to 1500000 (lading $250,000 for clams for cash). Emlanatay brochure Rabbit Loon reweg a al semen shbc org. The SIPC asset protection lines apply to all accounts that you hold in a pinwale' capactie The Finn, together with certain affiliates. has also Puclused suapkmental ;wan. The madman ankart payable to all elgoble (fonts. collectively under this volectim is 1.600 million as of December 10, 2016. Sulged to the polkycavderme ad irrtators ash at the rim is fustier protected la tap to 11.9 marvel in the aSigroant for all your accosts held it a particular capacity: AM copy of the poky weeding is *beetle Won request. **Ober the SIPC oraechonno, the stcvlemeneal protean:in gait to: • Celan truncUl assets controlled by (aid nclichd n your account valid but tell awayIran Ws Financial Services. Fa "%sidle certain b) insurance product. Including variable amuities. and (ID fives of mAud funds registered in the mane of the accost holder on the books of the Suer or ranter agent), • twestmart scream ce nommen entials (loch tinted rannwslips and private Placement* to are not registered under the Securities An of 1933; • Ccermoditin contracts (e.g. foreign exchange and pteows meal castrates), including futures contracts and commodity option contact: and • Deposit &ceases (except certificates of &posh) at VATS Bark USA, UM AG U.S. branches and baits it the FDIC roared Deposit Program. The SIPC protection and the swpkemental protection do not apply to these assets non if they of swine appear on you statements. The WC protedian and the nrokenental praedion do not protect against changes n the market vak* of yap inestments (whether as a neat of midst movement issuer bricruptcy otlimoist) Dividend Reinvednwt Program. (DRIP) The price reflected is an average once. You may obtain the wan pna Ircm yap Financial Advisor. Onky whole toms we purchased Under DPP, parhal stares MOM sold rd the cash wit be deposited in yOuf account The dividend renwslawini price %oohed by tie agar may offer horn the mann price at Meth the partial shares we sold Cadvinlieu Only whole units maybe held n yew want If you are entitled to a parka said as a result of a divernd payment a O,114Wne. the Firm wil ether sell partial ands at road et price a accept at 'more determined by • manned clearing agency. and credit ear avant Investment objectives The minimum objectivn and risk profile it 'picric to each want and may vary between your accounts Please mime the Finn pronely in writing of any sip liant change in pas financial situation a irwesurent objectives. For each wow* held you choose me& the loathing imesment objectives: • Praia Owe& Wow Immanent teeing the gonad:xi of exam cat. • Achine CapitalApprwidion horsemen; seeking growth of virtu& rather than the generation of ranee. • Ftotta Combinason of Imam and Capra% Appreciation: Investments seeking both the generation of Men* ard growth of prixioal. Overall risk pedal • Conservative. Seeks to swinish meal pritcloal, molt low al and vast Key to the arrant overall, ewes • that means the mount dot not generate significant CONFIDENTIAL now* or rearm and may not keep pace with • Moderato. Wang to accept w/11 rids to princod and tolerate sane vdahlity to seek higher returns • Af yeSS4t! Willrg to accept high risk to grieve' ad hgh volatlity to seek high agars over nine. • Imintetere fitheriey Conaclentim: I selected a portion of the poi dolts for that account may locket* contain preppie, linked liquidity and or eater Statement 'household:1r We mayconsolidate Maud account statement with the same address in the same envetpe. e g because they have owners *kw also maintain jant account relationshps wet other cberrs a the tarn. ackkess. you prefer to mew rdirduel statements mailed n separate erleilaseo. you may ca line bamboo:leg by calling your Firtincral Adesor Friendly moose% mime The Fenn* account nerve is a waceneable tn.:warm' chosen by you to assist you wdhyoss recadkeeping It has ro legal effect on your account is nort Mended to reflect ay strategy. prodxt reccennendation, i mit i•at cblettne or rte prolle associated wth your &atm. and it not a vermin or gwaMee that wealth a any Maid results. can e, will be achieved. All Mesenteries Mohr. the risk of bur indudiog the risk of loss of the mile inastrtent. You can <lunge your Fondly account names throughOnline Services a by contact...a you Aden, . Amgen overview • Vakre of pre actoontleortlofo. Net of assets and liaorees • rums includes available cash balances, valLen for 'Inflicted smaRY nit I and Global Tine Deposits, inonand mats to mond, arid certain assets rot held by the Fim. Does not inure securienslasiels at the end of the prior ands anent statement penods, private awninged; smeltd stock ophom and emerclable sods options • Liabardes Irclades debit betimes, cutstanding margin bra. creole Pine, short escort barites. • Cash/money balarres. Total ulenated available cash balances, plus devout balances at affiliated and now/fikned bests, makes mutual le at the close of the stamen period Nonicommodity free OW* balance, in you" arcane are not segregated from other balite.' ad the Fern may use ay these finds et the ordinary cense ol its business. These fads repayable seal your demand. MO total is ntladed in the anent panel <losing van Lendthg information For detailed Mermen:a on the I mrs krdrg prances and discbsuns. tem to you Chan Rettlicnshp Agreement a Accosre Agewnwit and the Genteel Terms and Conditions. LOS Statement of Credit Practices imismemeots and Discbares mi•io ohtmerrnetoebrio• Atm SDNY_GM_00023040 EFTA_00133660 EFTA01275627 I inportant information about your statement (MaraSued) Yea mats You statement itemizes rewires and other ends held in the account at the end of the statement prod You may ask for delve ry of liary paid securities al any tine You may wen* secures used as loan cellateree alter paing any balance da on them. Army secedes trantreared to he aim ding the aidemmt pored are limed at market value as of the end of the stadium ØØ • Core basis We determining the cost basis of the SeCt...Ist) included in this statement Were indicated enode the flunks« -I: WS Fin/rya, traces has relied on information obtained from sorts oh« than WS Financial Services. melodieg information born another lima Out you may have deeded to your Finarmal Apace. Me Firm does nal independently way cr gasram.» ten *co s a algay d any idpmMi provided by soaves other than WS Financial demices addled although lerS Gnats' Services generalry updates the rdcmutir as • rectwed, the firm does not don* any instances that the ideminien under "Cost bare- end stesealsed garl loss- is accurate as of lee date of his statement. As such. please do rot rely on this damnation to make precede or sale decisions, la tai Fi se otherwise. Accounts bandered to the n may reflect giriloss inlcomi kin only fix the period ce lire they am held at the Fan More hktortcal Mamas, can be added by you Fnarxisi Advisor. • Wreathed gabs/losses When dire auilabk, estimated urtenuetsanl sset art reloaded fa indiviial mercy lot the Marton data for inckvirat lots may orm >f nar ref leet ccrrmissions. charges alder seedily reorgreal Ca events. Diedend and other reinvestment lots am] systematic perches* ols ore each combined to display ore reward lot The 'Trade date colaen presents the renginal transaction trade dale. • Callable secures Bonds aid preferred stock that the issue cats I c r or tarry rederrptun pail be selected mp.rtially by lot Iran among al dosage of that issue held rume or in nominee rume Ice my clients Call bare nformalkan is obtained from third pries ard its advacy is not guarantred. Other call tents may end which dad effect yield. complete inloareuren will be provided upon request • Price/Value Prices displayed for secureies and Oar predicts may be higher or beserthan the price that you would actually regime in the mark«. Prkes ae obeained from wreJS tad party sources wench we believe to be elabSe. ba we do not garnet lei aauracy - we generally use the dosing peke...Men editable or he mean of the bid and ask prices la listed scor es and options or dry bid dices la OTC rearies - Lets actively traded sauter maybe priced mama a vatasen model or the most recent price we obtained and may not reflect an actual market price a vibe. ▪ Certain penhems may cps whets a dine and will raw at • price was not availabat if we are umble to cbtan a Price for a seventy. - Deposes ce umpires denornnaed n [drench other than ti S. dears arc reflected at the exchange rake e ol the senemure date. - for certain dodoes err; n non-cerecennrog dentin...atone. price ad quavery (Ire era) may have been adjusted to (snidely proper valuation. To obtain «men' quota:cm. when available, contact >Cis' Frarcial A cbiscr. • Private investments and structured products. ?Mate rudiment secomin Orr lying drect Pardilsidir ororam and real estate nun-rent dust securities) and strutved prodoets ale generally highly aØ. Chan stitxltrecl products hew not been registered with the Sonsities and &Marge Crummir or vireo' any state securities laws. We prised. estimated values for diva, rwestrrent securities and struct did products for ~atonal pupated at Arkuacy ra not guaranteed - There vaks. may differ mixers bay Ircm prices. i any. at which a divan? .nst el security ce structured product may be bcohl or sold rd do not rydessrtry represent the yak* you may redid yam liadidatir. - Mid party *Omits of vela are as id a tartan date and are suppled to ORS Financial Services on a regular base by an independent ~ion lims - Moat general pain« Cr sponsor minuted valres, day, re sdfilied to the Fran by he issuer, general pa ner or recency and may be calculated based on deferent infamaren from that used by that parties to derive their estimated vakres. — You can dun additional etemotion regarding the methodology used to determine the eilernete value rid the date ol the recematicn that is the basis la the estimate by contacting your Financial Adv5Or. - Thud patty minuted valses may be reflected as 'Not piked' in several «unions: when an independent valuation fem has not suppled or is enable to assign a value, when we become awn that a material event he added this may ode Freviously retuned value it question, ce Wen value would be highly speculate.* due to the nave of the warty — When nether an issur, general pater Cr sponsor estimated vibe ror a tined-pry estimated vat* is a:0m~ the sake of the 'dirty will beOrland from is puttee mkt. - • °Bubo CM 10 dae • may rick& mum of capital name or bode - 'Oruro' dirt fae. represents the nial ollering dice per dirt and may not reflect you cost base. - Of P red unlisted REF sonnies a. net hired on naked exude; exchange, and are generally areend and even d they can be sold tee price recemed may be less tan the per share estimated wire provided el the XON./11 statement. • Restricted securitire Restricted securities genera re not currently eligble for public sale. WS Financial Series uses the market dice ol he urresincled nØ ol the sane issuer as an imputed value for the restricted stock foe purposes of the statonme only. To the extent that restricted securities ara ebgble for sate, he value received may be sebstantialy less hr the awed value shown. • Est (estimated) acorn*, current yields and rates. An ("I nvle of accua rocive is bawd on <vine dhidend and Menem rare retuning the wanes will be held for one yew from statement date or until matuity. Ths estimate is only a guideline, accuracy and continued income are not guaranteed — Estimated email anetone and current yield for Conan tYP'9, of securities could in ide a return of aright' or repeal gait is which case the em income (rd current yielcb would be overstated. — Estimated arrtkil MOM ard current yeld and the actual income are yield nueje be lower or hiMer than the estimated amounts — An estimate of a-nualded indite* (dividend andcr interest) deeded by the current market vadetlaverage balance es based on the last dividend or merest payment made by the issuer and assumes the secureddimosts will bo hell foe one ye, kern the statement date aunts maturity. Accuracy and mimed yield re not guaranteed • Meets not held by WS Financial Services Cater assets re not Mkt by the Fim and roe within the Fin's Øsesir or control. These assets are &played on yet% statement Ice reformational purposes only. Perham and values presented se provided by he issuing fim LISS ;Miltol Savcc •S not ~ble for this idenation and donna guarintee tts accuracy "here assets am rol protected by SK or the Fims supplemental SIPC coverage. • Revenue alteng and adifitional compensation. - h radiren to ccerrnissirs on ern and 12b-1 fees received n connection with the deladen of mutual funds to ou dents we rid ar affiliate ream* mom.* sharing payments from dal/tutus and or Aviary's of the mutual funds that we toll Pm* amounts re based on two different torroorenes: (3 de am-yam of sales by U3S of a particular mutual lind family to our dents; and BR he asset vale d a pa teubr wheal fund fakes than, held at the tam - etre and our affiliate also receive networkrod and omnbus processng fees in considualon hoe transfer ages* services that we provide to the mensal funds hose fees generally re pad Trom 'meaty stets n the mutual fund and are a feed dolly amount based on the ;brioer of accounts at the brder-deald holding mutual funds of that fund family — en addition to OXIII1161i" received in connection with the sake or dsubuton of annuity tamraces rd snit nvestment rent des to ou doh, we ardor or all Aare receive rewire sharing compensator from ma-ry of the nuranet companies underwriting the airway contracts, affiliates ol the nuance opskue a sparer el the wail netreet Innis we ameba* — m adds«, to commissions received from the pun:base and sale of Ne4Shares lends, we and or at a receive an asset-based revenue sharing payment from rentSenves cfnItlatiers, as will at finer; for technology devebprrient, training and educator. — Our athletes also receive trading C011171i1401$ ad Other ~Millen from mutual funds ard metro depend whore pØ< dittrbure CONFIDENTIAL — We wee* orperisadon liens U3S Bra USA, WS AG Sundered Branch and ~affiliated banks thou-inour cash sweep Porn, lb.' compensation may be a monthly per adorn fee et may be a percentage of ~rage dary deposit balances Activity Information rep-dreg oommesons and other charges incurred in torrettion with the exiculon of trades, includingoption transactions has been herded on renfirmseions pnemousry furnished so you ard will re don'ded to )Cu promptly on request. Short «Bitg tl you am engaged in shat selling a stony, you may incur a charge Sae to cdianIxeroving costs for that pan icula- sduriy. Open orders Regaideng den ix • goadititanceeled- ceders that were not ~cuted by the MM./MOH date, open buy and tel stop orders se reamed by the amount cd dredands or rights on an modenclerds or evintels date unless mingled otherwise by you. You are iesponsbb fa ceders the se executed dye to you failure to cancel "firma OW Øens. Privacy To odd a copy cd Cal current Client Privacy Pka5t collect you, f nancial Maser or vist au watnite wuvreshiresneravrywur‹. - UBS Financial Services is rot a bads. The RMA, Bunny Services Account ESA and IRMA are brokerage accounts welch provide access to barking senees and products tØ aeangernents with affiliated banks and other hid-pay brat and provides adds to n." -ce nd amity Products issued by u-uffiliated hid-party rovrace command through instance agency set/sedum of 1.85 Financial Semmes It — ~Inert* instals, and annuity peace-ids — Not FDIC Mured • No bar* guarantee. May kit vale — tMA Reduce Management Account. Busyness Serum Account BSA, IRMA and nterialiOnal Resource Management Adart ae registered service marks of WS Formal Sernces H. — vKA is a registered vademak owned byvisa reanxional Sos c'? assocenitn and used under teens. the LEIS visa credi cads and the U3S Visa debt cads are abed Ø UBS Bank LISA with permisson horn veen S. A Incorporated Atlohee trademarks. Hg stared trademarks, service mans and registered senice marks ye of their respective (Øreos. IRS %uncial Services Inc Rev. 30IBIO SDNY_GM_00023041 EFTA_00133661 EFTA01275628 SUBS 1.185 Financial Senices tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Resource Management Account August 2019 ANP70055355110819 Y1 0 GHISLANE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: ind-CasfiSaving Account number: _357555 Your Financial Advisor: SCOTT STACKLIANILYLE CASRIEL Phone Questions about your statemerit? Call your Financial Advisor or the Value of your account RMA ReSOurteb ne at 800-RMA- MOO, account 029023575 On July 31 (5) on August 30 (1) Your -355915 475242.24 65,958.38 1Asit our website: liwow.ubscomIlinancialsemces Your liabilities 0.00 0.00 Value of your account 5475,242.24 $65,958.38 Items for your attention • Help protect yc-pixel!froa, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepott.com. Tracking the value of your account 1 Thousands 6,144.7 991.4 9176 700.0 475.2 ipaapm... 46.0 Dec 2014 OK 71115 Oet k16 DeC 2017 DeC 2018 Jul 2019 Aug 2019 Sources of your account growth duriag 2019 Value of your account at year end 2018 Net deposits and withdranals -1638,975.44 Your iwestment return Dividend and interest income 14,979.05 Change in market vSue SO r,0 Value of you account on Aug 30, 2019 1%9,954.77 SDNY GM 00023042 $65.958.93 Member SIPC ANP700C9005535511 N87000180453 00001 0819 030575004 Y123575550000000 Pegs 1 of 8 CONFIDENTIAL EFTA_00133662 EFTA01275629 UBS Resource Management Account August 2019 Your account balance sheet Summary of your assets Value on August 30 (1) Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 65,958.38 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00% Total assets 565,958.38 100.00% B Value of your account 565,958.38 Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cash/Saving Account number: VI 2357555 Eye on the markets Index S&P 500 Your It sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Percentage change August 2019 Year to date -1.61% 1831% Russell 3000 -2.04% MSC I - Europe, Australia & Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on August 30, 2019 3-month Treasury bills: 1.91% One-month LIBOR: 2.09% 2.59% 9.10% ANP700030055355I 2 NP7000t93453 00001 08I9 030575004 YI 23575550 0:Af4YGM00023C018. 2 of 8 CONFIDENTIAL EFTA_00133663 EFTA01275630 Resource Management Account -c Change in the value of your account Account name: GHISLAINE MAXWELL friendly account narne:Ind.CashiSainng Account number. Y1 23575 55 August 2019 (Sr Year to date (I) Opening account value $475,242.24 $699,954.77 Deposits, including investments transferred in 25.00 613,060.00 Withdrawals and fees, including investments transferred cut -409,525.00 -1,252,035.44 Opening balances Additoons $0.00 $0.00 Deposits and other funds credited 25.00 613,060.00 Dividend and interest income 216.14 4,979.05 Dividend and interest income 216.14 4,979.05 Closing account value $65,958.38 $65,958.38 Proceeds from investment transactions 409,497 10 1,102,007 54 Dividend and interest income earned Total additions $409,738.24 $1,720,046.59 Cash activity summary Your financial Advisor: SCOTT STACK MANKYKE CASRIEL Sete Account ataelty !ha month tor decals Balances In your Sweep Options are inducedin the openng and dosing balances visa. FDIC Insurance 4:pnes to deporits at UBS Bank USA and S banks pattiripating in the UBS FDIC insured Deposit rroryryn. n arts not /prey to deposits at UBS AG. stardoia &arch. SPC protection appfies to more/ market sweep find holdings but rot bank deposits See Important inarmation afoot your statement on the lat MO pages cf this document for decals August 2019 15) Year to date (S) For purposes of ttiS statement tecablity Of interest and Onadend Income haS been determined fienla US ten lePoltirc Cern:want awed upon the residence of the account header. account type. or product type, some interest ands dvidend payments may riot be subject to United States ands Puerto Pico (PR) income tares. The °eft monthti statement is not intended to be used and cannot be retied upon foe tar purposes. Clients should refer to the am ketre tat fawning forms they receive from 1.65 annualy, such as the forms 1099 and the Forms 493, for tax reporting information. n is the practice of UBS to file the appkatle la reporting formS with the US interna Crewnue Senate and PR TreaSury Department and in such loons accurately 0859 fy (bittern% Tara Interest as lac exempt or lamb* Imes** PIM* Consult you I Indvdual hoc preparer. August 2019 (5) Year to date (Si Taxable dividends 216 14 4,979 05 Total current year $216.14 $4,979.05 Total dividend & interest $216.14 $4,979.05 Subtractions Fees -25.00 -25.00 Other funds debited -409,500.00 -1,252,010.44 Funds withdrawn for investments bought -213.24 -468,011.15 Total subtractions Closing balances -$409,738.24 $0.00 -$1,720,046.59 $0.00 Your investment objectives: You have identified the following investment objectives for this account if you have guestiom about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your WAIT objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None setected SDNY GM 00023044 ANP7000M055355I 3 NP70001$3453 00001 0819 030579304 Y123575550000000 CONFIDENTIAL Page 3 of 8 EFTA_OOI 33664 EFTA01275631 *UBS Resource Management Account August 2019 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Account name: Friendly account name: it Account number: Your 15 nand.' Advisor: SCOTT STACK MAMLYLE CASRIEL ANP7C0300S53SSI 4 Ne70C0 I 87453 CCOI Cel 9 03095004 Yi23575SSOCONMYGM000230%Sge 4 of a CONFIDENTIAL EFTA_00 I 33665 EFTA01275632 *UBS Resource Management Account August 2019 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Incl.CasNSamng Account number: Y1 23575 55 Some prices, income and current values shorn may bebop!Oximene. As a *PA. barn and losses May 001 be accurately reflected. Set tin portant intOrreabOn about your statement a the end of the dxumem for mote infornwon. Cash Cash and money balances Hddng Cash RMA GOVT MONEY MARKET ID UBS BANK USA CEP ACCT Total Cash alternatives Money market funds Monty market funds we neither insured ror guaranteed by the Federal Deposit Insurance COMOriii on or any other garcon-rent agency. Institutiotti prime and institutional municipal funds must float that net awl values (NA\ per Share to the nee:rest It I 00Ih of a cent (e g., SI 00)C) Government and retail money market funds will continue to transal at a note SI 03 net asset value. Although money market funds Seek 10 preserve the value of your Imestrnent at $1 00 Der share, i1 is Possible to lose money by irwesting in these funds. Total reinvested is the tots d at reinvested diackncis. II does riot include any cash dock nds. 415 rot a to lot for the purposes of dettimlning holding periods oi cost bails. The shares you receive etth time you reinvest d adends become a separate tax lot. Cost bases is the tout purchase cost of the security. indudng reinvested diedencts The cost basis may needle te a:lusted:Ito, return of cap tal payments in order to deteonne the elated cost basis For tax mooning purposes. Your PI nodal Advisor: SCOTT STACK MANLYLE CASRIEL Openng batinte on Aug 1 (1) Closing balance on Aug 30 (5) Price per share on Aug 30 (S) Average rate Unbend Interest period DayS period Cap amount (3) -304,930.00 0.00 54,930 00 0.00 1.00 1.92% Jul 1 to Jul 31 31 250,00200 0.00 250,00200 $0.00 $0.00 skidoo LES PRIME RESERVES FOND Purchase pricy Nip-ter Average once Chem of shoes per snare (I) investment (5) Unreelzecf pan/gain of bars islhe deference between the current value and the cost bans and would generally be your tootle gen or loss if tne secumy was sad on this date. The unrealized (ar) gen or loss may need to be adjusted for rerun of apt°, payments in older to determine the rested gain or loss for Imp reporting purposes ovestment return is the cur tent value minus list amount you invested R does not Include shares that are not reflected on your statement. inducing shares that have been Halted as either again a alas. I also does not induce cash cl vide Mit that were not reinvested Cost Pnte pet share taws (5) on Aug 30(1) Value on Unrealized Aug 30 (St On or loss (5) Inwstment Hddng return (3) pealed EAI: 11,412 Current yield- 2 14% 65,955 380 ---This information was unavailable-•- I .0000 65,958 38 SDNY GM 00023046 ANP7OX03005535515NP70031$3453 0003I 0819030575001 Y123575550 C0000) Page S of 8 CONFIDENTIAL EFTA_00133666 EFTA01275633 SUBS Resource Management Account August 2019 Your assets (contmved) Your total assets Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cash/Saving Account number: VI 23575 55 value on Aug 30(S) Your Pl nodal Advisor- SCOTT STACK MAN'IYLE CASRIFL Pexentage al Cost Estimated your account Data CM annual incur* (3) unreszed gan or loss (5) Cash alternatives • Money merlon funds 65,958.38 100.00% Total * Missing cost basis intamaticn 1.412.00 Account activity this month 565,958.38 100.00% $1,412.00 Dote Acthity Dexmation *croon( (S) Deposits and other funds credited Aug 5 Transfer MISCELLANEOUS ADJUSTMENT AS OF 0&02/19 25.00 Total deposits end other funds credited $25.00 Oate ACtlety Mutts:Mon Amount (5) Dividend and mterestincome Taxable dividends Aug 1 Dividend Aug 30 Dividend UBS RMA GOVERNMENT MONEY MARKET FIND AS OF 07/31i 19 UBS PRIME RESERVES FUND SYMBOL UPRXX 2.90 2 t 3.24 Total taxable dividends 6216.14 Total dividend and interest income 6216.14 Date Actiwty otscnotion Amgunt (5) Aug 2 Fee Charge FED FUND WIRE TRANSFER FEE -25.00 Total fees 425.00 Fees Date Activity °escape:on Arnow' (5) Aug 2 Withdrawal FEDERAL FUNDS TO Leah SaHian Inc AT SANK OF AMERICA, NA-, CA -100,000.00 Other funds debited Aug 2 Withdrawal FEDERAL FUNDS COMI7UMENTARY FED FUN) WIRE TO Cohen and Gresser -100,000.00 UP Attor AT 1PMORGAN CHASE BANK, NA Aug 2 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -100,000.00 BAN(, NA Aug 12 Withdrawal FEDERAL FUNDS TO Leah Saflian Inc AT BANK OF AMERICA, N.A., CA -100.000.00 Aug 20 Withdrawal Total other funds debited 4409,500.00 FEDERAL FUNDS TO Isabel Maxwell AT BANK OF AMERICA, N.A., NY -9,500.00 Artigns0100353SSI ONP7OCOla0453 COCO' OBI 9 030575004 Y123575S5000* .iyGht 00023Age 6 of 8 CONFIDENTIAL EFTA_OOl 33667 EFTA01275634 (SUBS Resource Management Account AugUSt 2C 1 Account activity this month (continued) Account name: GHISLAINE MAXWELL Friendly account name: Ind.CaShiSawng Account number. Y1 23575 55 Investment transactions For more information stout the price/value shown for restricted securities, see tinportant Informaion about your gatemen/ at the end of this doc talent Die Activity Oescepton Quantity V4u0 (S) Price (S) ProteedS Iran investment tintions (5) Funds vAthdisven for ,nwslments benign ($) Accrued interest (5) Aug 2 Sold UBS PRIME RESERVES FUND SYMBOL' UPRXX -0.100 Aug 2 Sold UBS PRIME RESERVES FUND SYMBOL UPRX< -199,997.000 199,997.10 Aug 2 Sold U135 PRIME RESERVES FUND SYMBOL. UPRXX -100,000.000 100,000.00 Aug 12 Sold LIBS PRIME RESERVES FUND SYMBOL- UPRXX .100000.000 100,003.00 Aug 20 Sold UBS PRIME RESERVES FUND SYMBOL. UPRXX -9,503.000 9,500.00 Aug30 ReirAestment (RS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1 CO NAV ON 08/3019 SYMBOL' UPRXX 0.240 -0.24 Aug30 ReinwStrnent VBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 08,3019 SYMBOL UPRX< 213.000 -213.00 Total $409,497.10 -321324 0,te Activity Deicriolicst Amount (5) Money balance activities Set 31 Balance forward 354,930.00 Aug 1 Sold RMA GOVERNMENT MONEY MARKET FO AS OF 07(31119 -54.930.00 Aug 1 Bought RMA GOVERNMENT MONEY MARKET FD AS OF 07(31119 2.90 Aug 5 Sold RMA GOVERNMENT MONEY MARKET FD AS OF 08/02/19 -2.90 Aug 30 Closing RMA Government Money Market I'd 30.00 Your /9nandal Advisor: SCOTT STACK MANLYLE CASRIEL The RMA Goiernment money Menet Fd is your secondary sweepcoca. SDNY GM 00023048 A/1870303005535517 NF7003‘40453 00031 08l 9 030579304 vt73575S50000000 Page 7 of 8 CONFIDENTIAL EFTA_00133668 EFTA01275635 UBS Resource Management Account August 2019 Account activity this month rcontrped; *amply Descrp0an Amount (S) Money balance activities (continued) tel 31 Solana forward 1250.000.00 Aug 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/ 31/ 19 -250,000.® Aug 30 Closing U.S Sank USA Deposit Account $0.00 Account name: GHISLAINE MAXWELL Friendly account name: Ind:Caskflaing Account number: VI 23575 55 Your Anemia Advisor- SCOTT STACK MANI VIE CASRIFL The UBS Bank USA Deposit Account Is your primary sweep colon ANP700030015355lEINPT000193453 00001 OBI9 0305750dt Y123575S5000My_Giux023dimfra of 8 End of statement for account number Y1 23575 55 CONFIDENTIAL EFTA_00133669 EFTA01275636 Important information about your statement IA6 instal Services ex (the karma UBS Firtnie Stryker, is a member a all principal security, aatmcday and optern exchanges. UBS Financial Senior; and UBS Bank LISA are indrect siksidaries of U3S AG and affiliates of le$ Securein LLC. The Fin's thermal statement is availableupon request. The Finn cumin offices are at: ISSFruncial Services em. 1200 Harbor Boulevard Wehamken NJ 07086 The Statement reiresents the only official record of your LES France Services accost. Other records. swept orfocal tar dxunents. contanng caterg data should rot be relied won II you breve thee is an error or omiwork please report n irrnerdaSely n mitre to the Branch Manager of the office swing vas account. Allituth al Igales Shown re attended to be arcuate, statement data should not be used for tar purposes Pry sae* on yearend tar forms, . Form 1099. SW& 10425. etc ) when prepamt your tax return. The Fin required by law to report to he RS a trable driest's, reportable now wank. dividends and taxable interest craned on routes held n your account, net proceeds on We transactions. ad con bash on ratan cowrie seturaim Grawitailailions with the Firm • Pleasereconfirm any oral carerunkatiten n twilit to further Protect riff SOK ilekth19/bstals %reel the Securities twestor ProteanAct A). • If the financial institution on the top left of the front of this raiment is not lBS Metal Semmes, UBS Financial Services writs yew JECCOISIt as clearing broker by enamors* weft the nckated iteration we Women you of the retabonsho mdlen yotr opened this accuse. h this rase, your Ions aid teuse,es are located at lBS instal Services and rot the realising broker. aid you thud make a report d my error or =Men to both finis • As descrbed in the account agreements, you must notify us of any wren or fraud *whet checks reflected an your statement whin 30 days after dt was melody made available. • Pleasediva customer co plants or koiries to the Pints< bent Relations Department x 201.352.1699 or WO ree at 800.354-9103, 8:00 A.M. to 6 AO Pik ET Monday through Finlay, or in min; to UBS Rascal Sewers et, Client Relations Department P.O. Box 766 UnionC0y, w 07087. • All asenwas shall be deemed cattlre an acorn it not objected to in writing within 60 days • For TTY writs. Call 844612.0986 or from while he US.: Cal 201-3524495 • Incase of orlon a worms about anelectronic furls transfer (EFTL bit payment or LES Vise debit cad tansaction% can soo.762-loo& or write to UBS Ramat Services ex., IMO Harbor 131n, 6th floor, Wet-fared% NJ 07086, Mtn FcMCMA Streak Cater mite as soon as you can, if you li lt you statement a recce% is went a f you need more Morrnalcn tout abansfer on the statement or reap. the Firm or Card boar (as Clilcrable) must her fern you ro law that 60 days after the Fern sent you the fat statement on which the *nor or Problem appealed. - TroOde you nitre an accost number (if any) — Desabe the error or tie transfer you are unsure toss. rd toplain as clearly as you can why"' believe e is as eTa a ire you need more Woman:ft — Proune the doer arnxnt of he suspected era. The Firm a Card bsuer red investigate you. camera and ell correct airy error prompt*. For alleged *Inns molvng VErS tmenebil cad tratactiat if we take mire than 10 business days to do (tic, we Milani you =cum for the anoint you Ihnk sin (4101, so that you wdl have the use of the money dreg the tit* it takes us to complete as investigation. Please make all checks payable to the Fimor the Metal nsteuticn ideated on he Iran of this statement In addition to regular account lees. scowls nay be Abject to mantenaree fem, charges for late payment kr securities purchases and charges kr urpaid amsurts n cashaccounts. Accounts that are Veneered to other insteuhms may be subject to a vansler fee. UBS Sweep Options ta3$ offers options for meeprog rash balances to bah: deposit accounts at non-/Milted banks and sedated banks and money market marl limit (Money Funs). Depose accown at UBS Bark USA and rowiattilitted banks panktaing in the UBS FPC.Insured Depotit Program are FDIC rnsured n accordance vet FOK rules For more ilfaillatiOrl, please vise WNW f dc.gw. Depose wires at 185 AG Striae Brandi an hares of Morey Fund' are riot nand by the FDK. Barak deposits are not protected by SVC. Money Fun shaves are protected by SIK. See "UBSthancial Services AC(Oure Frotedon' below. UPan your reset, balances in the bare depositsmay be withdrawn. and shares of a Morey Fwd maybe nedated and the proceeds retuned to you or your securities arcane Fisher iriarnatirt about available sweep options, ricterg currem irkerest rates arid yields. s available at wiworoscormsweeprelds, from you F rowel Masa or by <aline 809.762.1000 UBS Fbancial Services ocean protection The Finn is &molter of the Secretes enter Protection Corporation (MK), which protects securities CuStefilerS of Es merlon tp to 1502,000 including $250,030 for claim for cash). Etplanatay &ohm babble upon Fewer or al *vow stor org. The SIPC asset protection lints apply to all mewls that you hold in a panoilt caparty. The Finn, together with Certain affiliate% has also Ptedrased suipkmental insurance. The madmen amount payable to all eligble <Tents. wiener/ under this protester) is SSOO million as of Deambet 10, 2016. Sabin to the policycambia and Imitators. cash at the Film is Iran protected la up to 11.9 motion in the a99chllato f or all your accounts held n a particular rapacity. A ha copy of One poky irxrdrg it available LOOn request. Reiter the SIPC oraeclonna the swpaemental prOttairi3Wit to: • Certain trance assets controlled by brad ncledid n your atcoure yaks) but held away Iran LIBS Financial Services. For barrel. certain ID inurate podia& including variable antes, and OP slaves of mural fans registered n the name of the account holder on the books of the Meer or transfer agent), • kweammt contracts or hveSlentrit ;MINOS fe.g, livid pannenter andante placements) hat re not registered under he Seorities Act of 1933; • Carrnoditits contacts (e.g. foreign excharge and IXECUSITIttal cootrzet0, inckrfing lures contacts and commodity option contrech; and • Deposit accounts *rapt certificates of &posit) at IX* Berk USA, UM AG U.S. ',oath's and bans n the FDIC Insured Deposit Program. The SIPC protection and the orpintotal protection do not apply to these assets ten 4 they otherwise appear on yaw statements. The WC protection and the orplernental protection do not prate against changes n the market vote of you. imestments (vArethe as a mat or market movement issuer hairturMy othovre) Dividend Alinement.* Program (DRIP) The price reflected is an average price You may obtan the actual price Iron your Financial Advisor. Only Wee Marrs we purchased under OOP, panel Ihres willbe sold ad the cash wit be deposited in yOur Xteivrit The clothed reniesivent price swished by he eSutr may offer from the market price at Mich the partial share, are sold Corriolieu On* whole untts maybe held n yar account. If you are entailed to a banal were result clacks:Pend payment a O,144vise. the Film wal ether sell partial units at market price a accept an ammo determined by a regrind tern; agency, and credit yar Jean' Investment objectives The rwestment obectivn and risk profile are specific to each account and may saybetween you acccut Flea* advise the Fin pram Sr in wring of any sailcant change in your financial siluaton invearrent objectives. For each account held, you Omose one PI the blowing imesbnent objectives: • Ands* Current Intorno. Imestments WOLIN the generation of income only. • Achira CapiraMppacialiorx kweStrigents Nang growth of pixie& Whet than the generation of MOM!. • Peo&c. Combnason of norm and taped Appreciation: Investments seeking both the generation of inn* angrowth of Daintier( Overt. risk mottle; • Conservidw. Seeks to reenter-meal pritital, with low rid and vat kily to the account overall even that mea-n the account does not generate significant CONFIDENTIAL income or returns and may riot keep pre with • Moderato. Wigan to accept sane rid to pincer an tolerate sane warily to seek hi-ter returns • Aggressise: MIN to accept high risk to poncwal ad hip nimbly to seek high retains over time, • Inwitatent Eigitddy Conadeatian: I selected a portion of the portfolio for that account may enckre complex sureties, linked liquidey and greater Stattenant 'household:1r We may consolidate al Maud account staternerts with the sane address in the urmenvelwe. e 9. because they haw owners who abe maintain OP account rations/1qt wet nom diets a the sane address. If you prefer to mere irdissolual statements mailed ri $491,1* median. you may decline IvidahoWing by caring you Financial advisor Friendly /moult name The Friendly xcamt name is a cusserninisle rnerurner chosen by you to assist you whhyas recordlteon3 has ro legal effect on your account. is not mended to Wed are strategy, prodict recarmendatin. insist...At objective Ws probe associated wan you arrant% and is not a peomir or guarantee that wealth or any financial resullt can or will be achieved. All imeaments 'mew the risk of Ism, reading the risk of loss of the title iNtStrIlitlt. You can change your henry serum names through Online Services a by canteen; your Financial Admit ACCOtelt overview • vase of your accounttortfolio. Net of assets and 'indite& • Aued Includes available cash balances, values for restricted security frit ). and Global Time Deposits, unreakvid marts to market and wean assets not held by the Fim. Does rot nabob unpnced secureeslassels at the end of the prior an anent statement periods, or Wale invest/nerd; unrested stook optiont and wercicable nook options • agates Irclides debt balances, cutsundris nitwit loan. credit Tarr short account balances. • Casblotoney &dames TOW of utnested available oath balances, plus deposit balances at affiliated rd nor Of ilated brit, and money market mutual turd snow balance& at the cbse of If* stamens period Nomcommority free cent balances in yas acto.ra Pre net segregated from other balances an he Um may use any ol these funs tithe ottleuty course ol is basin These funds repayable span your demand. TM total is indicted in the rime pored doling vitae Lending information fee *tared nlamaten on the ants lenting practices rid discbsuion refer to you Chant Relalitashi> Agreement a Aaiun Agreement an the General Terms ad Conditions UBS Ralemem of Credit Practices available nAgIrretxere3 and Dixkdoes SDNY_GM00023050 EFTA 00 133670 EFTA01275637 Impm'taut inform atiml about your statement (lrmlinued) Ye.. easels Your statement ~mots ~mites and other assets held in the account a the end of the Maternal period You may ask for delivery of fall Pad 'counties al any tint You may ~ewe seemties used as lost collatern alter puny any bark< da On them. Any ~worn trennermd to he arm ding the statement pored are lintel at market value as of the end of the statement period • Cod basis. In dettemnirg the cost bass of the Sett.. Ile) included in this statement whew indicated the number -I: WS horded ~Wen has relied on information cbuisd front sowers ohs than U3S Frencial Services. rkluding «amnion born mother her or that you may have provided to your Finarta! Advisee. The Firm does nail independently allya guarantee the *waxy or ~dyd any information provided by sources other than WS Pi/sandal Senn« Is addles% although LE6 instal generalry updates thin sincrnotim as it is rectwed, the f rrn does not woo* any ~trances dot the informapn order "Cost base and "Ureealcied gad loss* is accrete as od the date of this statement. As such. please do not rely ca this nlatnition to make «mtgs. cc sale decisions, is to puposes or otherwise. Accounts travdemed to the tarn may reflect giriloss «ern« Fem only fix the period or tire they re held at the Rem More historical atonal«, can be added by you Martin Advisor. • Urritalind geiselkisses. When data amilabk, estrnateg mrenized 9.InglOfft$ St <Maned tor ~hie« tenuity lots the enaction data for «hid« lots may or may na ref lect «remissions. charges mdcr seem* reorgmeal al events. Diedend and odor renvenmem lots and systematic pit lots are each combined to display ore averaged lot The 'Trade date valmnpawnts the «grin transaction trade dale. • Callable securities Bonds red preferred lock that the issum cats lar tarry redeerpton ail be selected mparbally by lot Iran among al «omen of that issue held Oterume a re nominee nurse for or clients Call lea« ritOrtnal•al obtained from third paties and as money is not guaranteed. Other call leans may eon which could MM «Id complete Homulm will be provided upon request • Pricehalu• Prier displayed for temimes and "or products may be higher or lower that the price that you would actually recene is the market kites re «Mined Brom viteJS tied party sources wash we believe to be «MS, tut we do not gusset* lati accuracy - We generally use the rmsing peke when available or he mean of the bid and ask prices for listed stooges and options or orry bklences Ice OTC orrstarts - Less actively traded ~kin maybe priced area a valuation model or the most recent price we obtained and may not reflect an actual market price cr «he. - Certain Øh:« may urns who« a price and well now at • price was not available' ten are unable to cbtan a price for a seerry. - Deposes ce Aunties defornnmed n emend« other than U S. dollars re reflected at the exchange rate as of the statement date. - Fer crow SeCiallieS vadng n non-corm:entry denominate:ins, farke and queerly vake) may huve been adjusted to (silent proper varu*no To Oran uttet Quota:ors. when avadabS, contact yces Frarcial Adnice. • Private ilW•ftTello and etructund products. timo nwslment 14.alrlirt (Ix Wry; dud pncipain ororam and real estate investment ant sneakers) arid Strut tred prodms ate generally high/ charm. Chan %emitted products haw not been regnered with the Soosities and &Marge Commission or Linder ay state securities laws. We provdeetelmated velars for private mesteineni securities rid structured products foe ~al coal pwroarnonly Arrmacy is nog guaranteed - The« values now differ Aiwa« ibis, km «Cm d any. at which a private ~Ono d security ex structured product may be boutit or sold rid do not «onset& weans the valse you now term« yam ligaidatim. - Third party *stmt., of «Lie are if in '<whin date all are suppled to U8S Financial Services on a regular base by an ideperten ~ion lin - goat general patine* or sponsor ~noted vales, it toe ate softelied to the Erin by the issuer, general erne or spant and may be calculated based ore deferent Hormaten from tot used by thee pasies to derive thee enameled yaks. - You can cbunn additional rimmatim regarding the methodology used to determine the ~mate of value and the date of the reormation that is the basis la the estimate by contanha your griamial Advisor. - med patty ~matte valses may be reflected as 'Hot INKS' in several «unions: Mien an independent valuation fern has not suppled or unable to asskn a value, when we become arise that a material event has cc erred that may calla prewousry reported value it question, oe when 0 Wk.! would be highly speculates* due to the neon the warty - When neither an lasur, general pa-trer ix sponsor estimated value it< a threhemy estimated vaLie poided, the ~be of he «cony will be different from is puts. price. - • Dishebut ions to date may include reern of capital «erne or both. - 'Otero' ust size' represents the natal offering rue per via ma may net felled you (Ott hairs - OPP ess Unlined REIT «conies re noe listed on «ern "surges ~go, and re generally iligisd and hen d they can be sold the price «cured may be less ton the per share estimated value weeded n the access Statall“M. • Resiriald stevitne. Rh-ended seethes genera" are not currently eligble for public sale. 1.8$ Financial ~aces uses the maket price of tie unrestricted stock ol the on swat as an imputed valne Is the restricted stod for purposes of the statement only. To the extent that rennet« won its an ~gbhe for sale, the value ~gored may be sobstantially less than the towed vorr shown. • Est. (estimated) incense, extent yields and rates. An en mate of stoat «core 0 baked On <stem chided and .verst ran attuning the ~unties will be held ferns...a from statement date or until matmity. The estimate is calla gudelca, accuracy ard continued income are not (premed — Estimated arson name mid aim" yield foe Win types of Snakes could naiad• a return of priscioal or «peal gait is which case the esi «tome (rd current yaelo) would be overstated. — Estimated mail ricome ard curet yield and the stua mona And ilk.« mole be lower or hiller than the ~singed amowts — An estimate of a-naked:some (dividerd anskr interest) deeded by the Orrent market weartlaverage balance a based as the last dividend or rarest pynt est mode by the issuer and awns the shormendroses will bo hell foe one yea from the statement date rumel maturity. Accuracy and contnued yield se not guaranteed • Agate not held by LUS Financial Smokes Cretan assets ant not held by the Fim and not within the Fin's possession or control. These assets are deployed eon yd✓ statement ler rit «notional purposes only. Positions and vales [resented re provided by the issuing fim 1.18S Fnncial Seflf<01•3 not ~bk. for this irmanation arid does noe guarantee tas accuracy these asses ate rot protected by SK or the Firm's supplemental9PC coverage. • Revenue alsring and adifitional compensaticen. - h Mahan to ~omissions on lain and 12b.1 tees received n connection with the, dnIrtiornon of mutual lads to oor dents we armor or affiliate receive reverts sharing payments from dembonms ada advisors of the mutual fords that so vall Du« amounts se based on Iwo differert varrocrents: (8 te arnam of sales by U3S of a particular mutual lind family to our dents; and 6J tie asset vale in a poutecubr manual fond lanais shies held at the fens - lee rd ow affiliate also receive romsort in; and omnbus «Gotha; fees in consideration for wander agent services that we provide to he mown funds These fees generally re pad from "'swear stets n the mutual find and are a feed doll. amount based a, the romber of ~Is at the brdeee-dealer holing mrual funds of the fund family — h «keen to CC011161klIS received in connection with the la or detibuton of annuity contracts ard unit nvestment bust snits to our clients, we ardor or af I gate ~Me ~woe sharing compensaton from may of the «urrace companies unckrmrilinå the annuity (Warads, anilines of the romance margianits or sponsors in the snit envestment Irvin we sintrbuse — n addium to «emissions received from the puthase and sale of Nen9tares Ant, we and or cur aniline receive an asset-based revenue sharing payment from NentSeres 6strbass, es will as finches) fr technology development, training ad educate/Y. — Our aldres also receive tradng C0111714401$ ad Other CanPinnallen from mutual funds and rowan« compare« More r.ewaticte we dietriame CONFIDENTIAL — We sae.* scnsansteca lien WS Ihre USA, CBS AG Stedord Branch and ~affiliated banks th<uri out oath sweep Porn This compensation may be per mouse fee or may be a percentage of engage defy deposit biases Activity Information sewing tommessen and other cha«s incurred n correctton with the execution of sages, nØ option transactions has been molded on corifirmigions previously furrMwd so you, arm will be Provided to you promptly on request. Short «Ring II you se engaged n shot sellag a shiny, you rnay incur a charge dire to <mean «wowing costs for that panela sae« OPen orders Regendng open or 'gaasititancelled* «den that were riot hicuud by the statement date, open buy and tel stop orders se waxed by the amount of «Monde orrgas on an exidwderds or torkids date unless minded otherwise by you. You are sesporesbk fa seers that se executed due to yom failure to cancel "tilting open orders. Privacy To orran a copy cd as current Client Privacy Notice, please contact you. Francis Schism or visit as ~teat »vcw ein enornineevoio‹. - UBS Financial ~Wets is nat a bark. The RMA, Banns Sences Account BSA and IRMA re brokerage accouras which provide access tobaking Services and products tØ tatangernmls with affiliated banks and other hi-chestybank and provides access to is rane and amity products issued by onaffiliated thi-diparty nsurance «swarms through instance agency sobsidants se LEK Financial ~run Inc — hwelmert, nnaance, and annuity prodacts — Not MK «used • No bang guarantee• My kit vale — tMA tesota lamer/ went Account. Bossiest Services Account SSA, IRMA and eltetnaliOnal Resource Management Aces.« are registered service marks of WS Financial Seines as — «SA is a registered vademark owned byvisa rmonrianal Service Association and used stader laenSt The 185 Vga credi onds and the LeS Visa debit cads are eared by LØS Bank LISA with permisson (torn visa U S. A Incorporated Ail other sadminarks, registered trademarks, stryke mans and mg-slued service muds re of their «sperm* ompres. IRS Faunae, Sonic« Inc Rev. 201810 SDNY_GM_00023051 EFTA_00B3671 EFTA01275638