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efta-01277005DOJ Data Set 10Other

EFTA01277005

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Unknown
Source
DOJ Data Set 10
Reference
efta-01277005
Pages
56
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0
Integrity

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EFTA Disclosure
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*UBS IRS Financial Services tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ANP70036969670219 • 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your linens:WI Advisor- SCOTT STACKMANitYLE CASK EL Questions about your statement? call y0ur fir-Jan:re' AdvJiOr Of ti e Resourcetine at account VIsItour webs's.: www.ubitOnYlinanCiakerviCeS Items for your attention Help protect ycJitelf lion, liaw and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from ?new. annuakreditrepottcom. Value of your account Business Services Account February 2019 MAX FOUNDATION BOSTON MA 02114-3252 Your assets Your liabilities Value of your account on January 31 (3) on February 28 (1) 977.23 977.53 0.00 0.00 $977.23 $977.53 Tracking the value of your account 7.238.2 5,238.2 Dec 2014 Dec 2015 Sources of your account growth duriag 2019 Value of your account at year end 2018 5976.91 Your nestment return Dividend and interest income 50.62 Change in 8239.2 market value 50.00 Value of yow account 1,2433 - 5761 977.7 977.5 on Feb 28., 2019 $977.53 ON 16 DeC 2017 OeC 2018 len 2019 Feb 2019 SDNY GM 00024992 Member SIPC ANP700CQ0C0696967 NP7000064143 00001 0219 00CC00000 550000000 Pegs 1 of 6 CONFIDENTIAL EFTA_0O1356 I 2 EFTA01277005 SUBS Business Services Account February 2019 Your account balance sheet Summary of your assets Value on February 28 (1) Percentage of your aCC0Uat A Cash and money balances 977.53 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodit ies 0.00 000% G Other 0.00 0.00% Total assets Value of your account 2977.53 $977.53 100.00% Account name: MA>. F0MDATICN Friendly account n a 1. 11. 1.11O,: Account number: Your current asset allocation A Eye on the markets Index Percentage change February 2019 Year to date 58,8 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Your ig Randal Advisor. SCOTT STACK MAIIIYI.E CASFCEL • Cash and money balances may include available cash balances. 1-IBS Bank VSA deposit account. VBS roc inured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about tour statement on the last two pages of this statement for detais about those balances. Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% AnI000020006969681410003C64143 00231 02'9 00C030000'n 23661550030NY Gii000249089e 2 of 6 CONFIDENTIAL EFTA_00135613 EFTA01277006 *UBS Business Services Account FA' e 2.0*0 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. February 2019 (1) Year to date (S) Opening account value $977.23 $976.91 Dividend aid interest income dosing account value 0.30 0.62 $977.53 $977.53 Dividend and interest income earned For purposes of INS statement, tenability of inkiest and dradend Income has been detemined f rem a US tar reporting penpedise. Bared upon the residence of the account holder. account type, or product type, some interest ancior dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income teats The dent monthly( PaterneM is not intended lo be used and cannot be retkO upon for tat purposes. Clients should refer to the applicade tar reporting forms they receive from UBS annual'', such as the forms 1099 and the Parrs 493. for lac reporting information It is the practice of UBS to file the apelicatie tac repOrling forms with the US inteml Revenue SemCe and PR Treasury Peoaement. and in such forms accurately classify ctudenct anyce interest as tar eterrpt or tarts income. Pleae consult your Ind vclual tax preparers Cash activity summary Your PI nandal Advisors SCOTT STACK MANIYLE CASNEL See /WOW,' activity the month for dela Is Balances In your Sweep Options are inducedin the openng and closing balances vise. FDIC insurance *poet to deposits at UBS Bank USA and an banks participating in the UBS FCC insured Deposit Frown. I does not apply to deposits at UBS AG. Parlous Barth. SrfC Protection applies to money market sweep fund holdings but not bare deposits Soeimportant information abou your statement on the tat two Pars ci this document for deals February 2019(S) Year to date (S) Opening balances $977.23 $976.91 Additions Dividend aid interest income 0.30 0.62 Total additions $0.30 $0.62 Net cash flow Closing balances $0.30 $0.62 $977.53 $977.53 UBS Bank USA Business Account APY February 2019 (3) Year to date (1) Interest period !an 8 - Feb 6 Taxable interest 0.30 0.37 Opening UBS Bank USA Business balance Jan 8 Total currant year $0.30 $0.37 Closing UBS Bank USA Business balance Feb 6 Prior year adjustment 0 00 0.25 Number of days in nterest period Total dividend & interest $0.30 $0.62 Average daily balance Interest earned Annual percentage yield earned 5977.23 5977.53 30 5977.23 $0.30 SDNY GM 00024994 0 37% amP7C00?0C0696969 NP7003064I43 COCCI 02'9 COCO:00000 Y12366I 550000000 Page 3 of 6 CONFIDENTIAL EFTA_00 I 356 14 EFTA01277007 SUBS Business Services Account February 2O19 Your investment objectives: You have identified the Following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact yote Friancial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in Important information about your statement at the end of this document Account name: MAX FOUNDATION Friendly account name:MAX TION Account number: Your return objective: Capital a pprox tion Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Il Bendel Advisor. SCOTT STACK MANY LYLE CASRIEL ANP7C0020006)5970 NPVC0064I 43 COCO' 0219 COCO3C000 S50 COgfty_OM_000249tAge 4 of ti CONFIDENTIAL EFTA _0013561.5 EFTA01277008 *UBS Business Services Account February :0 0 Your assets Account name: MAX FOUNDATION Friendly account n ON Account number. Some pnces, income and current vdues ShOwn may be fppioxinme. AS a restet, gams at fosses mai iv' be accurately refkcled. 54t Aporuntudosmafron Stour your statement a the end of ths dxurneM fOr more informaton. Cash Cash and money balances Cash and money balances may Mu* avalable cash balances, UBS Bank USA depost account balances, UBS FDIC insured Rogan Balk &lances. UBS AG Stamford Branch ceposit account baances and rroney market mut utf fund sweep balances. See the Important information shout or statement at the end of this document for detain about those bedances tscldng uBS BABA USA BUS ACCT Your total assets Cash °beano belernee Cloung bderxe on Feb I (6) on Feb28 (3) 977.23 977.53 Yaw on Feb 28 (s) Your financial Advisor. SCOTT STACKMAN LYLE CASRIEL UBS Bank USA and al UBS roc Insured Program Bank deposit acCOuNtafaXes are insured b7 the FDIC within at:phut:dein% but ale not protected by 9FC. UBS AG Stanford Branch deport acc our* balances ale not insured by FDIC and are not protected by 51K. Money market sweep 0...dances are protected by SIPC but at rot Insured by the FDIC Nice per shart Average °nit:fend Interest Days n on Feb 28 (t) rate period period cep row' (S) 250,000.00 Percentage of Cost Estimated uniesired your account basis (S) annual InCCme (51 oan or km (3) Cash and money balances 977.53 100.00% 977.53 Total 3977.53 100.00% 3977.53 Account activity this month For more information about the pricelvalue shown for restricted swuntres, see important Information about your statement at the end of this Occurrent Ode A(Ilvity Your Comte)", otgnplsOn Menie (Ode Fat vat* Nicentalue (3) Cash amount Cash and money balance (5) Jan 31 Cash and money balance 9077.23 Feb 7 Interest 'SS BANK USA BUSINESS ACCOUNT AS OF 0.210919 .30 977.53 Feb 28 Closing cash and money balance 5.977.53 SDNY GM 00024996 ANP7C0020C0696971 NP7003064I 43 COCCI U219 000:00000 Y123661S50000060 Page 5 of 6 CONFIDENTIAL EFTA_00135616 EFTA01277009 *UBS Business Services Account February 2O19 Account activity this month (contrived) Date Money balance activities Mn 31 Balance forward $97723 Aanety Account name: MAX FOUNDATION Friendly account name:MAX TON Account number: Your lq nandal Advisor r SC TT STACK MANI YI F CASRIFI Descrolico Amount (S) Feb 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 02)0019 0.30 Feb 28 Closing UBS Bask USA Easiness Account The UBS eau USA Business Ac mum Is you' pnmaty sweepoption $977.53 ANP7C0020C06969,2 NP7000064143 COON 0219 DOC030000 Y1 2366i S50 ONMAYGM00024909e 6 i f 0 End of statement for account number - CONFIDENTIAL EFTA 001;5617 EFTA01277010 Important information about otti• statement • ISS inertial Mikes Int (the fern of UBS Financiel Sent«), k a mentor oil all principal acuity, commodity and <poren exchanges. OBS Financial Soon°, and LBS Bare USA are ndren subskkaries of 1.65 AG and affiliates of LOS Setae:es LLC. The Ferns (Canna: stamren is entitle upon n-quest Ire fern's sower« offices an ,BS innel 5«wees 1200 Nita Boulevard Weehawken. W 07086 NS Mennen: represents the on& official wad of your le35 F runnel Services account Other raced,, &MP offKd Me documents, contanng eating data should not be relied upon II you besove then is In «ror or Omaasaan plain report it immediately in wrung to the Branch Manager of the office servilt rat account. Athos). al f gores shown are intended to be actuate, stateenrt tails thoutcl not be used for Ise imposes Rely ode& on year'end ear lams, ti e , Form 1099. 5498. 10425.etc )when 00'Pr9 yea tao return The Fen 6 regured by Law totem to /rte RS altduble dradends reportable nontauble dvickods and taxable inte« caned on «mein held n you account net proceed, on sae traneaction, and cost basis on mean corned smear« Carremiatioets with the Firm • Please rooniem my oral («emendate:ins in wring to further amid your rips, irading your nits tuder the Steurdiat n estor Protection Act (SPA) • If the ban ill reittution al Me top left of the Iran of to slammed is not IS:Sinnin Strikes, LES Financial Seniak con« your aeon as creanng Mk« by artangnnl weh the iterated an We :tamed yw d this relabonshi, kken you <paned this ann. h ths case, you li ds and stuees ae located at OBS I «uncut Seines and apt the :talon; broker, and you mat mi • a repot of ant enpr a omission to both finos • As ~ad n the account anseernents, ~must readyusof any errors a fraud iiwoheig checks reflected en yea sun« within 30 myr after e was mailed or mele available. • Please dew« customer complaints a Fines C lent X or at 8:00 A.M. to 6Ø P.M. ET Monday throug r . or in writing to LOS Muncie' Stet« H., Clime Relations Deprim PP. Box 766 Lerion Cdr. NI 070e7 • All 51KentaftS shall be deemed cowl«. and accurate not cbekted to n tfiif days • the at or from anode the LI Cal case of errors e< xxisi eons itxut an el«tronic fund; trans'« (P1). ' Visa•debit cad Vernaceons, tall or write to OBS Pnancial Smite, lad, 6th floor, Wet-Kenton hu 07086, Attn ReAkt1SA antes Cal a mite as con as you can, if you 'hit your statement a ratite is wrong or 4 you need more Sam-Mon above a transfer on the statenare or receipt the Firm or Cod ewer (as speakable) mum her Iran you ro later than 60 days alto the Fern sent you the fist et atentent on which the trace or Problem append. - Provideyou- narre and accost renter X my> — Desoke the WO' or the trader you se nure about. and explain as clearly as you can why you believe a is an ma a why you need non infante kin. — Provade the doter amount of the suspected era. The Firm a Card bsuer vnl iwettgete you' candant and val correct ay error prompt For alleged «roes nvolvn9 UBS Mra•debn cad transaction 4 we take more than 10 bus nets days to di this, we will credit you moss for the amount you thank is in error, so that you wit hove the use d the money (bang Co tint n takes us to ccennete as immegat Please make all cheeks payable to the Fein or the Mental finance, ticketed on Pe Moot el this isimment In addition to regular sawn lees accounts my be Wart to rnantonme feet charges for bee paynn for securibas purchases and charges for aped rants n cash accounts Accounts that are rendered to other nsteuldni may be subta to a vendee lee. UBS Sweep Options UkS often options for tanking cash balances to bak depose ascents at non-Sedated banks and aff 'bated banks and nay ~et nuked lads (Money funds) Depose account at UPS Bane USA and non.aff aired barks pankinat rig the ORS FlaCihated Deposit Program are FDIC innured n accordance FOK rules For more slamalun, please visa mine f dope. Depose mounts al LOS AG Slattern Branch and duns ol Money Funds are roe Wind by the MC. Rank deposits se not protected by WC Morey had shoes are protened by SlfC. See CBS Fanal Senices Accoint Nano' below, tan yourrecant balances in the bark deposits may be willtkawn, and shoes of a Money Fend may be leducIded, and the proceeds teemed to you or your wanes moist Fadret irecnnxion about available sweep options, reborn; oxen interest rates and yields. 5 available al ventiVaincorrissattOyelcts, from your Franca) Advisor cr by tarn° 8:P762.1003 UBS Fitanokel Serrekets an protection The Finn °member of the Searilit, Investor Protection Corporation (SIP(), whch intern returtier customers ol is morabars se to 16000RO (etbdirg 1250030 for dams for rah) Ernlanatory brochure available upai repot a al www Roc org the WC asset protection lines apply to all accounts OW you hold n a panoular capacty. The Finn, together with mtan affiliates. Ito abe Pinhead supplemental insisame. The marinm ante payable to all elighle clients, collectively undo the prolktion is $500 mdbon as of Decenter to, 2016 Subled to the policy catkin and melarens, cash at the Fern is hither protected for up to Il 9 million in One aggregatefor alyotr zooram herd ri a partKula capacity. A lul ccpy of the poky wining is mailable •pon request. Reiter the StK votentonna the sinaereental protection apay to: • Cenan «uncial assets controlled by (and «bend en your account value) but herd away Men LBS Finantal Sown Fa ~reek certain (i) nsurarce Produces, including valabb nab«. and (i0 shred of rredual finds registered in the none of the aciant holds< on the bode oe the barer or torn« 'mere/ • Inentment contacts or emmirreem entered, kg, pannienhos and private placements) tral an not registered under the Securities An of 1933; • Corrrooddies corwacts (<9„ foreign excitor:as and pactus metal contracts). nastng futs« enacts and con nudity wilco contracts. and • Deposit Ulocats Incept certificates of *mil) at LBS Bat USA, WS AG U S. bathes and balm in the FDIC Mured Deposit Program. The SIP( protection and the Supplemental pretender do not apply to these ails own if they otherwise appear on rta-r statements the WC protection and the supplemenalpeotection do not prole« >prat changes en the market vat* of you investments (whether as a emit of martet movement issuer bankluptcy or Wien« Dividend Reinvestment Progreso (DR P) The price reflected is an average price. You may Man the &dual price Iran your enamel Advises. Or. whore taves so purchased under DRIP. pool Mires will be sold and the cash wit be drnoeited res you amen The dividend renvesOren price applied tyke ewer may offer from the mark« price at Much One partial shoes are sold Cedeinlieu On& whole urns maybe held in pa account. If you are ernelled to a fend Ise as of a Stand waxed or oilstone, the rem yell either sell partial units et madet price or accept an awn determined by • registered dean, agency. rotcredit you accost Investment objectives rivestetert objectives and nsl. profile se 'pectic to soh account and may vay between your acans. Please advice the Finn promptly n writing of at, Python thinp in yet fnacra siluabon investment daedives For each mean hat you choose ane of the I ollowng incimmtne dinners: • Peodxe Current Oconee investments seeking the generation of :tarn any • Achieve CaetraMPOrMation. Peremnierds seekna growth of priegal rarer than the generation tt Mane. • Podia Den ',anion of income and capes Appreciation' Investments seekingboth the generation ixona and Tomb of principal Omni risk twoMa • Conniw6w. Seeks to marten 'newt princpal, with low nik and volalarly to the account overall, ~at if that means the mount don not general* significant CONFIDENTIAL an a roans and may not keep pace with inflation • moderate ailing to accept some risk to pincPal and tolerate lane «toady to seek returns • Awroysne: Wiling to accept high udt to pencoal and high volatility to seek high returns over time. • Inwitment &Tern Consideration: I seamed a portion of the ponfolb fa that «came may made complex arameges, tinted liquidity and Tex« %%Artie& Statement shoutesholdiege We IT2/ consolidate al re'sed accoutre statements with the sane address in the same mrektoe, e g. beause they have omtes who abo maintain prr, account relations/in min other Pores a the sane ad&ess. d you prefer to mere nolinduel statements mailed we 5.11.1/110 envelope., you may decline has eickIng by calling your Financial Adieux Friendly account name eke Friendly account name is a cumartmek sniderume chosen by you to assist you with your ncacenong has no legal *fetal an you' account is nor intended to reflect any strategy, pnxIstre<Onyhand1605. immanent objective a ride profile notated rat your moults ad es not a mom.* a guarantee that wenh or any financial resullt can or vell be achieved. All investments invoke the reek of lass nixing the riskot loss of the ern ie investment. You can change your Fiend/ account names through Ordne Services or by contact rig 'oaf Kati& Adds«. Account overview • Vakte of your a«ountoportrolo. Net of assets aid lie:Mthet • Amts Includes available cash balances, valor for restricted security (got ), and Global Time Deponiet, inchied mores to rerak«, and mean moos not held by the Fem. Does not male awed securdedassels al Dete Ord of the prior and CuYallt smiernent paods, ce prom iwestownis, tatted stock options and ervercirsek nak options • Liatiaides Includes debi[ balances, outserdna margin loa-n. credit Ins shoe account balances. • Casheeoneyealanm Total d uninvested sealable cash balances, plus depose balances et affiliated and nonieff dated Dale, end encnty make ~vat Mid sweep batman at the close of tie statement period Noncorremodity free crank balm« in you roost ae not segregated Man ocher balances ad the Fart may use any al those hits tithe Ordinary can dis business These funds sur payable gaon your demand. Ten total is nided in the carat prod closing vain Lending information For cleared nicanation on the Insis lendng procl GCS ad Muhours, refer to you Clyne Retnionohni Agreement cr Mon Maternent and the General Tennis arid Conditions LES Stalmant of Credit Practices atairdok flare., erO$ .0,40iX looney at YØ (A pos./stn.', SDNY_GM_00024998 EFTA 001;5618 EFTA01277011 I m p o r t a n t informatimi about your statement (Continued) Your assets Your Itaterreni Monies recueibes and other ands held n the account al the end of the Slaternent period YOU may ask for delivery of folk Paid securities al ant tire. You man remise mule's used as loan collateral alter ming any balance do on them. Any securities transterred to the Fm, ding the surimme pored are laid at market value as of the end of the stamen period • Bost basis. In deteannirg the cost base of the seamen included n this statement where indicated will the number 'I,' URSFiurcial Services Ms relied on information obtained from sources other than UBS Snancial Sersices. kluding inIcernaticn horn nabs,. Inm or that you man has:wooded. your Snacks& Amato the Sim does nal indepeklently way o guarantee the korai or vatcleyorary information provided by sources other than U3S Financial Secede addition, although LBSFnincial Semmes generalbi updates the rdomatith as it is received, the f Pm dos not monde any assurances Mr the infomarion valet "Cott base ind "Urvealced ged loss" is karate as or the date of this statement. As such. please do not rely on this nlaroution to crake prchase or sale decisions, for to pa-poses ce otherwise. Accounts transferred to the Fern may reflect are itormi kr+ only fox thy period or tiro theyre held at the Fan More historical ntimaticri can be added by you* Truncill Advisor. • Unwanted gang/losses. Moen die ie availabki, estmeted unit:Fired gansflosses are calculated for ndvilial smarty lots the transaction data for nOvidual lots may or manna reflect carmissions. charges anchor secuity reorganized on canto Diedend and other reinvestment lots and systernak puts. lois re each combined to display cot averaged lot 71-• 'Trade date colmn parents the onginal transacoon trade dale. • Callable securities Bonds and preferred stock that the issuer cab Ins <ago rederrpton Pail be selected erriertially by lot Iran among al hoarier of that issue held in Our mow or in nornim maw Is, or clients Call bare raomaten is obtained from third parties as accuracy is not gawked. Other call leaves may nth which could riled yeld. complete Mammon will be provided upon request • Price/value Peres displayed for securities and other products may be KOK or lowerthan the price that you would actually remise in the market. Prkes obtained from various dud party sources *Nth we behew to be nab*, trd we do not guarantee this accuracy - We genera*, use the closing price when available or to mean ol the bid and ask a ices for listed maybes and options or ore/ bid pokes For OTC washes - Less actively traded seashis maybe priced thing a valuation model or the most recent price we cblaned and may not reflect an actual market price a male. ▪ Cedar posithns may toper w thong a price and willdeny as • prico was not available' it we are triable to cbtan a peke Ins a sksity. - Deposes a worries denomnaled n arrences other than U S. doles re reflected at the exchange rate as of the stammere date. - For certain skunks racks; in non-ccolcemng denomnatonk price ard wryly (lace oath may have been adjusted to facilitate proper valuthth To obtain anent guotthons. when avail:15k, contact yes &uncut Ai:loser. • Private investmante and structured products. Private nwstmene warms (ix Ising them PankiPal Ca program and real estate inmenent trust seriaises) and strut tired prodths are generally highly third Cerian 'buttered modris ham not teen registered with the Somities and &charge Commission or side, any state Securities laws. We pow& evirnated values for ',note swesirram wakes rod structured products for Mormal mud Ferrous only Acoracy 6 not guaranteed - Thew values may differ a/wantfay icon peon, it any. at which a private .ristnie A security or structured praise may be boodm or sold and do rot rhwessiikr represent the yam you may rectae goon liepidaten. - Tied pry Monies of value re at ascertain date and are supplied to UBS SnareSikes:ices on a regular base by an independent valurion lima - beat general partner or sponsor estmated vales, any, re sswtied to the Fon by the issuer, general pother or throw and may be calculated based on deferent infarnation from tat used by that parties to derive thee Monied vales. — You can dour, additional Momurion regarding the methodology used to determine the estimate of value end the dale of the iliceniatiCel that is the basis for the estimate by contacting your financial Admix - Wird patty estimated vales may be reflected as • Not piked' in several student: Mien an independent valuation torn has not suppled or unable to /Mrs a vase, when we become aware that a material event has occurred the, my calla premousOr reported value it question, or Wen a value would be highly speculative due to the nature or the warty — Men neither an ewer, general partner cr sponsor estimated value nor a thethathy estimated vaLie 6 mended, the fake of the storey will bedeferent from its pushes* price. — • Dthrbutions to dre • may ruled ream of capital, nccme or both. - •Orogrul ant sae' represents the resat offering pike pee rot and may not reflect misa cost bath - DPP and whited RErt sec rcies are not listed on a national securcen exchange. and re generally amid and men A they can be sold the price received may be less tan the per share estimated value provided an the account statement. • Reserided securities Restricted securities general" re not <inertly ithgble for pubk sale. LBS Financial Services uses the market price of the urresnxted stock of the WOW issuer as an masted ale for the restricted stock for purposes or the StOfteltat only. To the extent the restricted mum ies are ebgble for sale, he value removed may be abstantially less tun Ilse awed value shown. • Est. (estimated) income. current yields and rates An est mak of imial more is bated on anent chide. and Menem rates, assuning the triunes will be held for one yea- from statement date or wail mataity. The estimate is calf a guideline, accuracy and cortriued norm are not guaranteed — Estimated arrhul mom and curetl yield for titan types of securities could include a met an of princPal or capital gait in which case the est income (rd current yielo) would be overstated. — Estimated annual mom and orient yield and the xeual income and yield mile be lower or thither than the eshinged snorts — An estimate of atnualizod income (denderd race interest) dirded by the current market elatef average balance a based on the last divdend or fluent plyiVent made by the issuer and mums toe seorneideposts will be hell for the year from the statement date curia maturity. Accuracy and continued mkt re not guaranteed • AMU not held by WS Financial Services, Caters itself are not held by the lion and not width the Fin's possession or control. These assets are clithlayed on war statement for nformational purposes only. Posnons and values presented re provided by the Muni; fern UBS rimincel Serves is not responsible for this iternaion and don not guarantee as accuracy These assets are not tweak:rid by SK or to Fim's supplemental 51K coverage. • Revenue aharkig and adckianal ocimpensthion. - In xklitith to commisskris on lain and 12b1 Wes receved in connection with the dosirbuten of mutual fads to Oct dents we anchor or Millie mom* ovine shying payments from deutuicri aril or advisors of the mutual funds that se soli Theo amounts re based on two different comprentsi (4 the imam of sales by LBS of a particulr rrutual had family to our dem': and 60 the asset oaks of a particular Mutual ford lanais 'hares held at the Inn - We and our affiliate also receive minding and ornnbus proofs's-9 fees in considualco for transfer agent services that we provide to the rnosual funds These fees were*, re pad from investor rises n the mutual fuNd and are a fired doll. amount based on the meter of accounts at the broker-dealer holing mutual funds of that fund family - n addition to CCrnill6SkinS received in connector+ with the sake or datibuton of annuity contracts and snit nvestment butt trots to or clients, we ado or aft hate receive revenue shying corrpensaton from Mr/ of the nsorance companies unckrwriting the annuity contracts, affiliates of the (*nuance corpthes or sponsors of the snit investment tants we daring. — in addrith to commissions received from the pschase and sale of NeeShares kids, we ardor cur If lute real,* an asset-based revenue sharing payment from NentShares doubters. es well as fading for technology development, training and educal — Our Alleles also receive tradng cormikkris and other cansemalcn from mutual funds and awake carper.; *two. product' we clittrbae CONFIDENTIAL — We grime <Ctliper6b1C41 heel WS BM. USA, CBS AG Surrlond Branch and nonaffiliated bads Moods our cash sweep laWaTh This compensation may be per account fee or may be a percentage of aimage dab deposit bermes Activity Information regasing commissions and other cargos incurred n CCereCttOn well the exisoson of trades, incluangopticn tram-actions has been minded on carotin...ions previously furnished to you, ed wit be Provided to you promptly on regime Short sidling II you are engaged n shot "Ong a unsay, you man incur a charge doe to retain Ixeroving costs for the pan Oita-security. Orin orders Regaidng open co tgoosaitcancellee orders that were riot arieuted by the stamen date, open buy and sel stop orders re reduced by the mom of divdervh Or nyhtS on an roodoklerds or evirsthis date unless othathect otherwise by you. You re tesponsble for orders that re executed dr to your lalure to cancel "ing open orders. Privacy To °Lean a copy of as current Client Privacy Nike, ',lean collect your froancialAthisor or viva as webs.. al Pawn ”htensurvivierregrt. - LBS Financial Services ir not a bark. The RMA, Bennet" Smokes Account BSA and IRMA ye brokerage accounts oshch provide access to barking SerViCOS and potluck Ihreuct alarigitMertS with affiliated banks and other thiel.pany banks, and provides access to issuance and army Products issued by unaftliaked ihnd.party nsurake (=panes through inesake agency elosigaries or LEES Financial Semen cox. - Ynestniere, nes:anus, and annuity products, — Not FDC insured • No bank guarantee. May lose val. — tMA Resource Management Account. Busyness Services Account BSA, IRMA and nteenational Resource Management Account are registered service marks of UPI Financial Services lx . — vKA is a registered vacterrurk owned by Via rrieroxional Service Association and used under Icense llse LOBS Via credi crds and the IBS Visa del. cads are mord by LBS Bank LISA with permission from vise U S. A Incorporated Al other trademarks. registered trademarks, stoke marks and registered service muds ye of their respitee convenes MIS Flunk:al Services Inc Rev. 701810 SDNY_GM_OOO24999 EFTA 001;5619 EFTA01277012 SUBS 1.185 Fnancial Services tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Business Services Account March 2019 ANIP70010740750319 X151. 0 MAX FOUNDATION Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKMANI LYLE CASRIEL Phone Questions about your statement? Call your Firhanzia Admix: Of ft e Value of your account Fasourceline at account on February 28 (4) on March 29(4) Your assets 977 53 977.81 Visit our webslte: www.ubscornifinancialservices Your liabilities 0.00 0.00 Value of your account $977.53 5977.81 Items for your attention • Help protect yCJI!rt:1 horn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from kwewannuakreditrepockcom. Tracking the value of your account Sources of your account growth during 2019 Value of your account at year end 2018 $976.91 7,238.2 Your nvestmmt return Dividend and interest income $0.90 5,2382 Change in market value 99.00 3,239.2 Value of your account on Pear 29.2019 9977.91 1,243.3 — 976.9 977.5 977.8 Dec 2014 Ott 2015 Ott 2016 Dee 2017 Dec 2019 Feb 2019 Mai 2019 SDNY GM 00025000 Member SIPC ANP70360001074875 NP10501202134 00001 t019 006600000 Y123661550100010 Page 1 of 6 CONFIDENTIAL EFTA_00135620 EFTA01277013 UBS Business Services Account Math 2079 Your account balance sheet Summary of your assets Value on March 29 ($) Account name: Friendly account name:MAX FOUNDATION Account number: Percentage of yOtif account MIN A Cash and rrxmey balances 977.81 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $977131 100.00% Value of your account 5977.81 A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS roc inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important in formation about war statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% Percentage change March 2019 Year to date 1.94% 13.65% 1.46% 14.04% 0.74% 10.13% 1.92% 2.94% ANP70003001074876NM000120284 0003I 0319 000300000 Y123661S5010MiyGht000250tAge 2 of 6 CONFIDENTIAL EFTA_00135621 EFTA01277014 SUBS Business Services Account March 2019 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. March 2019 (Sr Year to date (S) Opening account value $977.53 $976.91 Dividend and interest income dosing account value 0.28 0.90 $977.91 $977.91 Dividend and interest income earned For purposes of Inks statement, undoity of inkiest and dividend income has been determined from a US to eepating per:wine. Based upon the residence of the account holder, recount type, or product type, some interest arena/ dyidend payments may not be subsea to United States (Us) ardor Puerto Rico (PR) income tares The dent marshy( otaltrnent is not intended to be used and carrot be 'eked ucon for tar purposes. Clients should refer to the angled:1e tax reporting forrns They receive from t65 annuals,* such as the Forms 1093 and the soma 480, for lac reporting information It is the practice of UBS to file the goggle tar reporting forms with the US intend Revenue Sem( t and PR Treasury Peon-wt and in such forms accurately classify Ottoenct aid'sr interest as tar ererrpt or tarts* income. Plea. consult your indsidual tax Prepare/ • MN Cash activity summary Your N mandril Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account activity the month ice dela Is Mance' in your Sweep Options are end uted In the openng and closing balances whit. FDIC insurance moats to deposits at UBS Bank USA and an banks participating in the UBS FCC insured Mixon rrogarn does not mpty to deposits at 1)65 AG. garland Brecon 51K Protection applies to mom market sweep ltold holdings but mt bank deposits See Important information about your statement on the lat Mu pages cf this document for detals Mardi 2019 IS) Year to date (S) Opening balances Additions Dividend and interest income S977.53 $976.91 0.28 0.90 Total additions $0.28 $0.90 Net cash flow Closing balances $0.29 $0.90 $977.81 $977.81 UBS Bank USA Business Account APY March 2019 (5) Year to date It/ Interest period Feb 7 - Mar 6 Taxable interest 0.28 0.65 Opening UBS Bank USA Business balance Feb 7 Total current year $0.29 $0.65 Closing UBS Bank USA Business balance Mar 6 Prior year adjustment 0 00 0.25 Number of days in nterest period Total dividend & interest $0.28 $0.90 Average daily balance Interest earned Annual percentage yield earned $977.53 8977.81 28 8977.53 $0.28 SDNY GM 00025002 0 37% ANP70003001074877NP7003120294 00031 0319 03C030000 Y123661550100010 Page 3 of 6 CONFIDENTIAL EFTA_00135622 EFTA01277015 *UBS Business Services Account March 2019 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a ful description of the altemabve investment objectives in Important information about your statement at the end of this document Account name: Friendly account name:: — . Account number: Your return objective: Capita! appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • lois account cost basis default closing method is FIFO, First In, First Out Your Financial Advisor: nNP2tmaoOl 074878 NPVC0120284 C0031 0319 COCO3C000 23661550 IfyigalyGm 000250bsge 4 of 6 CONFIDENTIAL EFTA_00135623 EFTA01277016 S UBS Business Services Account March 2019 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. ElI Some prices, income and current values Shona May be EpprOxImale. AS a 'KA gam dad lOsses fn.* riot be eccuralely reflected. See Aporwonfonnefron abour your statement a the end of tins document for more Inform...ion. Cash Cash and money balances Cash and money balances may incite.a avalable cash balances, UBS Sant USA depoat account balances, UBS FDIC insured Rogan Eanl: Balances. UBS PG Stanford Branca deposit account balances andmoney market mutual fund sweep balances. See the important information *bout sox statement at the end of this document for detaits about those balances. wiring LIB BANK USA BUS ACCT Your total assets Cash openno baance ClOung baence on Mar I us on Mar 29 (S) 977.53 97781 value on Ma 29 (5) Your Nnandal Advisor: SCOTT STACKMANYLYLE CASRIEL UBS Balk USA and al UBS FDIC Inured Progam Balk depOSit icCOunt 'Menai are insured by the FDIC wllhin Donut* 'mu, bul ale not protected by SIPC. UBS AG Stanford Branch deport account balances ate not insured by roc and are not protected by 51K. Money market sweep balances are protected by 51K but at rot Insured by the FDIC Price Der share Average °Mcleod IntertSt Dail WI on Mar 29 (t) rate period period Cep anOunt (5) 250,000.00 Percentage of Cost Estimated Unrealized yOur account basis (5) annual inCtme (51 Llano( Ibis (S) Cash and money balances 977.81 100.00% 977.81 Total 5977.81 100.00% $977.81 Account activity this month For more Information atom' the pike value shown for restricted SKuntleS, see important information about your statement at tne end of this docurent Date Adisity Your Mandy DeS(OpItOn expense Code face 'due PaceiValue (3) Cash amount (5) Cash and money balance It) Feb 28 Cash and money balance $977.53 Mar 7 Interest L8 S BANK USA BUSINESS ACCOUNT AS OF 03/0Ef 19 28 977.81 Mar 29 Closing cash and money balance $97721 SDNY GM 00025004 ANP7C003001074879NP70:0120284 0003I 03'9 000000000 v12366I 550100010 Page 5 of 6 CONFIDENTIAL EFTA_00135624 EFTA01277017 *UBS Business Services Account March 2019 Account activity this month (contrived) Date Money balance activities Feb 28 Balance Forward $977.53 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: . _. Activity Descry:Ilion Your 16sandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount (3) Mar 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 03/061)9 0.28 Mar 29 Closing UBS Bank USA Business Account The UBS Baru USA Business Account Is your p rnery sweep omen 6977.81 ANP7000300I074880NP7OCOI20284 00801 0319 000300000 V12366I S50 10My_Gki_000250ftge 6 A b End of statement for account number I I CONFIDENTIAL EFTA G0135625 EFTA01277018 important information about \O111' statement LISS Financial Snots Inc (the fern of UE6 Financial Soran), k a mentor ol all Principal washy, commodity and ants exchanges. UBS Financial SithA0.1 and UBS Barr LISA se ndrect absitaries of IiirS AG and affiliates of lib Senates LLC. The Fim's farinat statement it amiable upon request. The Finks extort offices at at ISS fennel S«vices M. 1200 Harbor Boulevard Weehawken. tel 07016 1114 Statnent «Pants the on,, official wad of yaw U3S Franck:I knots account 01h« records, recept otteal lav documents, contanng «enticing data should not be retied LfOn II you beeeve Owe is n error sodaion Pier. report t arneekaly n mitre; to the Bunch Manager d the office serving you account. Aleharin al f gems shown are Mended to be errs" statement date bode' not be used for In pupates Rehr soleg on yornind tax lams, (i e , Form 1099.549% 10425. f4<)whenDrePn9IrCer lav return The Frm 6 amend by law totem to the RS alluvia:de tyrants reportable ncntabli arcends and taxable ant earned on mantes held n you ant net proceed, on sorb trantachons, and cost basis onCater cowered snomos Communications with the Finn • Please reconfirm any oral communcations n wet efg JO higher ant your rights, innutg your nits trder the S«urdirk fiesta Protection Act (WA) • If tefinrxal renaution cache top left of the lead of to statement is not 155 f nano Senees, LES Foruncial Pain caries you account as cheanng bra« by artangement weh the insted instrlutsn We :Marred you d this relamonskor ware+you opened this account ri ilas case, you li ds and sautes are boated at IRS Immn<ul Services and nol the ineonturg broker. and sou must mi • a roan of rip nor a snotao lo both fits • As darted n the attain agreements, you must noldy us of any errors a fraud iimokag checks reflected an yps pant *akin 30 days after • was mailed or nude «mirky • Pleasedied customer oomplares a' a toll-free at 800 AM. to P.M. Fits a ET Monday opdyt r . or in writina to U3S Financial Sernces ax., Client Relations Department P.O. Box 766 Union ked eI 07037 • All SIKentefes shall be demed carob. and «curiae rl not abbted to n days • For TTY se is tran cuttle the U6 Cal • Irn noderors a imam ot an electronic lunch trans'« (D7). Visa• debit fadralmctions, call or write to UBS Promo Scads Inc.. Ha hd, 611, floor, Wanton NJ 07026, Attn MAMBSA (ale ?kite as soar as you on, if you hik yoke statement or recept is wrong or if you need more ~talon about a linter on the slant or receipt. The firm or Cad Issue< (iss aable) must her Trem you no later than 60 days alter the Fem sent you One Int statement on which the era or Problem and. - Rovide you- name and ante ouster(! any> — Decoke the error of the transfer you re unsure about. and ansin as clearly as you can why you believe ais an error a vry you need more informanon. — PrOviia the dolor amount of the suspected «rot The Finn a Caret Issuer wel mestgase you- candant and veal correct n/ error promptb for alleged erots molvngUBS ntedelml Card transactin, if we take more than 10 bus i'ets days to cb this, we will credit you nose la the amount you ilia is in error, so that pa wit Klee the use of the Miley ommg he tine n takes us to complete as no:nit:patOr. Please titre all Meeks payable to the Fata or the lancol enteutcn ~red on tie front c4 Nis stamem In addition to regab( arcane fat accounts nit be 'aged to majsmose Inos, charges for bete payment for SeCUregS purchases and charges for unpaid nixes et cash accounts. Andes that are transferred to other insteduns May be subject to J transfer fee. UBS Sweep Options UK otters options 101' mining cash balances to bat depose ascents at non-attiloted banks and affiliated banks and money man« mutual hands (Money fadg. Deposit non at LES Bank USA rid non-affiliated banks part:mho n the UBS Ft:rinsed Deposit Program at FDIC insured n accordance wAh FOK rules For more Cif carnation, please visa AMIN fdc.gov. Depose accounts at LES AG Stanford Branch and bees of Money Feuds nee not lad by the FDC. Bark deposits are not protected by WC. Morel Fund stLY'eS areprotected by SIK. See 'WS f anal Senta Ac<Otall Rotalen" below. Urn your recast, balances n the bark depositsma, be wahtaven, and shank of a kkay Fund may be lenuckned. and the proceeds retuned to you a your secretes noun hate< inamation about available snip options, noldng currern unrest rates ard yelds. is available at ViiWNA.kia<offfsmitryelcis. from your Financul Advisee a by calling 9g0 762.1003 UBS Financial Snips ant protection The Finne a member of the Searrlies Investor Protection Corporation DWG), when protects sec customers 01 CS menters up to 1600,0:0 (tiding 1250000 for <bens for ati) Ed:armory brochurs available taxer recuen or al www nor org the WC asset PrOteCtiOn linaS apply to all accounts bit you hold in a pancubr capacity. The Finn, together with centen affiliates. has abe Puchased supplemental ineranen Tae nwintrn ant payable to all elighle clients, collectively under tens proation is 1600 million as of December 10, 2016 Subseci to It policy candeions and lindationk cachat the Fim is lather protected for up to 11 9 maleri in to Xlgregatof or all yotr %fa" heldet a part Kula. capacity. A Id copy of the poky wordarg d bailable upon request Nether the SIPC moteclon nor the stOdernental Protection Jodytot • Ccrun Inancial assets controlled by (and nand n your account vitro) but ha away from UM Financial Services For ~reel. (ruin (i) nsurarce, Products, ixhxling vaiable amen, and (i0 tires of abet funds registered n the name of the account hold« on the book, of the iswc or transfer *gent/ • Inentment marts or ~mina attests kg, limited pannenhin and private placements) hat re not registered under the Securities Act ol 1933; • Conn ottees contracts (eg„ foreign encharge and prec cus roetal contracts). ratan; fora metals ad commodity option contract,. and • Deposit .1<lotats Incept certificates of depart) at UBS Brit USA, UBS AG U S. branches and bats n the FDIC Poured Deposit Program. The SIP( intention and the mpdemenul protection do not an* to these anon own rf they otherwise appear on yds stalieNnt. the WC pardm and the suponmal protection do not protect against changes en the market vale of yam investments (whether as a revet of mad« movement, stuer bankruptcy a «heat) Dividend Reinvestment Program awe) The price reflected is an average price You may obtain the actual price kW. pa* halt< ili Øisor. Or. vale that.. re purchased ram DRIP. pain shaken will be sold and the cash wit be deposited in your accarn The Clndeni renvestant price applied by fe issuer may caller from the market ant at Much the pate.' shale. are sob Cash-in-In Only whole urs maybe KM in your aCCOtnt. If you are entitled to a pond urn as J result of adeeded nment • oeverwoe, the turn mill ether sell partial sits mad at peke a accept an era determined by a regerered darn, agency. and credit you account Inverisnem objednres Pe ~Urn obsectnes and nsll, profile at 'pica to each account and may varybetween you accounts Please advise the fim promptly in any day Python <hange in yet financial situation or nvesuant area For each accent hat you choose one of the I okoning irntstment cbjectnes: • Prodx• Coffer Income investments seeking the generation of :mane only • Achieve CapiralApprKiation: levearnens seeking growth of primp's( rater than the ganeration OCOMe. • Podia COMPotorin «Jerome ard capital Appreciation' Investments seekingboth the generation of ikon and growth of principal Own. risk 'atilt; • Contort. Seeks to rruntan nasal papal, with low risk and you fitly to the want mink •wei that means the account dan not generate signaant CONFIDENTIAL an or tams and by not lap pace with inflater • modern Wang to accept son rid< to piricPal and tolerate ant volatility to seek hiller returns • Agresti.: Wiling to accept high rift to pnncoal and high volatility to seek Ingh MUMS over tint • Inveltment Etgat/ Conacteraticr f sebta a portion of the poi tlolb for that rcount may aka complex arena nod lickin and gear wobble,' Statement Isciutholdispc We may consolidate al tad account statement with the sure address in the samt envekp e. e o neat they hake tars who afro marten pint account retationshp w4 other ens a the same egress you profe to reake individual statements meled n «prate *metopes. you may decline hatutroklivy by calling yam Financial Achnor Friendly «court name ske Fruagy account neme is a cumanorle 'natant' chosen by you to !did you withyour reco<dkeecing lt has ro legal effect on you account is not intended to reflect n strategy, pnxlict, retOr~ investment objective or risk monk associated vom your accounts. and is not simmer a guarantee that wealth. or any financialran can or will be achieved. All investments involve the risk of last includamhe risk of loss c< the enl in investment. You can change your Friendly are rumes through Orine Services or by contacting your f racial Adma. Account overvi•w • Valve of yor acortontrportiblot Net al assets and liabilate& • Assets Includes available cash balances. van foe «flagged security (at ), and Global Time Deposits, urrmind marls to market, and c«tan awns not held by the Finn Does not ruin canned StantilaffetS at the end cl the pnor and Coven stasennent prods, or pane antennas ratted stock options and acad. oak options • Liabilities faldas debt balances, ovastandrog norgin loam, credit la short account balanes. • Cashboneykanna Total of uninvested avarabb cash balances, plus depose balances at affiliated arid noniaff idled brit $. and enney market mutual li d sweep baba«, an the close of the statement paid Non-commodity free crate betakes in yap acorn re not segregated tram ah« balances rid the Fan may use any ol these Inds tithe Ordinary Coin al as brass These funds re payable 4,an your dorna-d. Tho total is ncalcd in the cat prod closing yak* Lancing Riformation For detaled donation on the lems lending pract CO ad der tans miner to yam Client Penn:, Agreement a fart Agreement and the Georat Teoms ad Conditions LES Statement of Credit Practices available n Agreements ant I Oirlosuras SDNY_GM_00025006 EFTA_00 135626 EFTA01277019 Ilnportant information about your statement (Continued) Your asses Your statement itemizes recutites rd other assets held n the account at the end of the Statement reread You may ask for delver of ft* Paid securities al am tire. You may reel,* unities used as loan coMosui alter paying any balance de on them. Any securities tranderred to the Fm, ding the statemmt period are Teed at market value as of the end of the starlet period • Con basis. ri detemnirg the cost basis of thw securces included ei this itaternent, wbtie indicated wit. the number 'I,' LeS Fanciest Services Ms relied on information chained from sources other than t ernr al Streets. skluding Hamar On nom meek. In or that you may have voided to your Finarkal kleiser. the Firm does AM indepenietly way cr guarantee the aCOSaCy or valday N any OM emotion vended by sources other than U3S Financial Drees es addle% although L6S inertial Seneca gerseralk updates this nIcematim as it is received, the fen does rot von* any entrances dna the information crcler "Coat base and "Ureealcod gad loss' it activate as it the date of this statement. As suthc please do not rely en this nlanution to make pathos. or sale decisions, for tap:poses or othenvise. Acccums transferred to the F Cm may reflect gallon inferno kin only Ice the period or tire theywe held at the Fin More bigot:cal (kernels', can be added by you* Fnarxise Advisor. • Womanised gent/losses. Mien data 6 availabk, tempted unrealized gansflosses are calculated for nchaiial toasty lots the enaction data for *vii lots may or may rice ref act arrmissions, charges antkr acuity reorgweal on events. Deeded and other reoveoment lots and systematic pith's. lots are each combined to display tee averaged lot 71-e 'Trade date «damn pawns the orient transaction trade dale. • Callable stock that the avercats for eery rederrpton wit be selected niparbally by lot Iran among al scarlet of that :Sue hind n rum. or in none*. rem Ice at clients Call lease oformalkn is obtained front third pales and es accuracy is not guaranteed. Other call leaves may exist which cold! ect weld. carbine information rill be provided upon request • Price/value hien displayed for securities and other products may be higher or hear than the price that you would actually reeve in the market Prkes ap obtained from vacua gird party sources With we Wert to be elabte, tat we do not garner the accuracy - We generally use the thane price when available or tie mean of the bid and ask prices for listed reviles and options a onk bid pekes Ice OTC wctikes - Less actively traded secwhis maybe priced tong a valuation model or the most recent price we obtained and may not reflect an actual market price a rake. ▪ Cenail positions may taper sio Woo a price and wit show as 'once was not available B we an triable to cbtan a price for a wanly. - Deposes ce seaities denomnated n arrences other than U S. dollars re reflected at the exchange rate as of the sitemere date. - For cenan seances igen; n nonacnIcemng denomrsatons, price and wetly (face vein may have been adjusted to facilitate proper vein , To obtain anent guotatkos. when available. contact yos Fruncol Mks«. • Private investments and structured products. hivate nwstrnent ward*, (IN r) dire Dentinalion program and real estate inestment trust securities) and strut mad pretexts are generally highly &swot Certan souctered votes haw not been registered erith the Socaities and Exchange Cerriasen or undo. any state securities laws. We proideevirnated values for page reestrnent stakes and structured pockets for Menai crud purposes colt Autrey d riot guaranteed - These vases may differ abstant key Iron Fetes, it ay. at which a private' aim rt security a structured product may be boarkt or sold and do not retests* represent the wee you may rearm yaw liewidatkrt - Third pry *striates of value re as gai a <actin date aH are supOed to UPS Foxe sal Services on a regular bass by an ideperkkre valueion lima - Rae, generals/1w or sponsor («mated yaws, lob we satilied to the Finn by the 6Sulf, general owner or sponsor and may be eakulated based on deferent infamaten Iran that used by that panes to derive their minuted vales. - You can cttan additional nlemutean regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty esunated vain may be reflected as 'Not priced' in several leuatienS: Mien an independent valuation fern has not suppled or unable to asap a value. when we become aware that a material event has °tarred that my calla prewocnk reported value am question, a Wan a value would be highly speculate* due to the neve ea the county - Wnen neither an issuer, general partner ce sponsor estimated value nor a thrd-pmy estimated val.* is pcnded, the wax of the warty wit bedeferent from its pedurie - 'Distributers to date' may irickwk When of capital extent or both. - • Original IPA size• represents the ritual offering price pis snit and may riot reflect jots cost base - Of P Ind unfilled RErt entities are not listed on a national securcin exchange. and we generally acted ad even if they can be sold, the price reefed may be less ton the per share estimated value provided n the account statement. • Resirided securities Restricted securities general" are not arrerey encible for pubk sale. LIBS Financial Services uses the market price of tie urreancted stock of the Sarre twat as an inflated value lee the restricted stock for purposes of the StOfteltat only. To the extent that restricted seam ies are eligNe for sale, tie value received may be obstantially less tun the awed value shown. • Est. (estimated) interne, current yields and rates. An to male of cruel r‘diee n bared on (c.o.,' dNidend and intOoKI rate, attuning the sec rites will be held for one yea- from statement date or until mataity. TF6 estimate is calf a guider*, accuracy and continued income are not guaranteed - Cotnuted wrath name red current yield for certain types of Starke <c old rifled. a return of princPal or cap-tatsans is which ease the est income (rd current yielo) would be overstated. - Estimated atrial cicala and curet yeld and the actual inane and yieMnighe be hive or hater than the *limited amounts - An estimate of annualized income (dividerd aockr interest) divded by the current market valsiaveragr balance a based an the last divdend or merest payment made by the issuer and esumes the securtiegdeposes will be hell for one yea from the statement date °tuna maturity. Accuracy and continued yeld ere not guaranteed. • Meets net held by WS Financial Services. Certain assets ar e not held by the Fin and no within the Files possession or control. These assets are deployed on yak statement IC. nt ow:national purposes only. Positions and valets presented re provided by the slung ('em 1185 Financial Dimes is not rep:rah for the infernaton and does not guarantee IS accuracy these assets at rol tweeted by SK or the Fir's supplemental DK coverage. • Revenue sharing and Maim/A compensation. - h addition to commission on sales and 12b.1 fees reeved in connection with the desolation of mutual funds to or <lents we ardor or anewe recede reverse thee° payments from detrbuices and ix advises of the mutual kids that so sell Thew amounts we based on two different moots-ems, FR the arrest of sales by 1.13$ of a particular rrutual had family to our cams; and 60 tie asset vats of a particular Mutual fund forays therm teased* fin - We and or, affiliate also receive networking and ornnbus processing fees in consideration for transfer agent services that we provide to the ratual funds These lees generally re pad from inwstor stets o the mutual fund and are a lied dony amour based en the noise of ;occults at the broker-dealer holding mutual funds of that fund laxly — en Atka, to CCenril6SkinS received in connection with the sate a datibuton of annuity contracts and unit investment least ins to our diets, we ardor as aff oat, receive reveease during corrpensaton from many of the opera t< companies unckrwolins the annuity contracts, affiliates of the nuance commies or sprees of the VM nostmet trusts we derange - In addition to confessions received from the pichase arid sale of NedShares finds, we actor cur an lute receive an asset-based revenue shaming payment from NestShares distrbuxn. A well as nicks; for technology development, training and education. — Our athletes also receive trading «omissions and other compensation from mutual funds and entrance «meanie; Mime prookin we chtuttne CONFIDENTIAL — We recent <Cenper6tiliell kern WS 8eA USA, LDS AG Surrloid Branch and noreaft deed banks thearin our cash weep Fro;raTh compensation may be per Amon fee or may be a percentage of odorant dak deposit blares Activity information repaying commissions and other chages incurred n curection with the extouton of trades, nailing Gotten tranactons has been inclded on confirmations previously fuemuited to you ed wit be Provided to )our proudly on roams Short Sling ml yet ere engaged n short tang a amity, you moy incur a charge Me to than borrowing costs foe that pan lady security. Open orders Regaidng open co • roblitcancelee odes that were not aerated by the summon date, open buy and tel stop orders we mowed by the anon of Modem's Or nyhtS on an exidividerds a eaatits date unless nstructect otieevose by you. You we respcnank for orders that at executed due to yoi failure to cancel "in.; OW ceders. Privacy To Aeon a copy of as current Client Fealty Notice, please collect you. Fnancial Achio or viol as weave at >wen gin ensurvivierr,frt. - 1.8$ Financial Drakes is rot a bark. The RMA, Dawes Services Account BSA and IRMA we brokerage accounts *bah provide access to barking SeViCes and redacts thinticji alarigernirritS wth affliased banks and other *teenybanks, and provides access to issuance and amity Products issued by unaffiliated thind.party nuance companies through instance agency %Redoes of LDS Financial Seem Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No bane guarani... May late vale — tMA lasarce Management Account. Busyness Series Account BSA, IRMA and nternalionil Resource Management Account are registered service marks of LSI Financial Services Inc. — VKA is a registered vactirrurk owned by visa tnermitional Service Associnicn and used undo license. LEIS Vna credi cods ard the WS Visa debt cods are smed by LOS Bann USA with pirmissen from visa U S. A Incorporated All other vadernarko registered trademarks, strike marks and registered senice nudes are of their respective corrpanies LIES Financial Services Inc Rev. 701810 SDNY_GM_00025007 EFTA _00135627 EFTA01277020 SUBS UBS Inertial Services tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ANP7003705891 0419 M 0 Account name: MAX F0UNDATON Friendly account name: MAX F NDATION Account number: ■ Your Financial Advisor SCOTT STACKLIAN/LYLE CASPIIEL Phone Questions about your statement? Call 10 Jr hit-Lancia' Adv,SO: Cr tie Re5Ourt inn t - Visit our website: www.ubs.conefinancialservices Items for your attention • Help prote.:t yc.melf Item Iran] and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WWw.annuakreditreport.com. Value of your account Business Services Account April 2019 MAX FOUNDATION BOSTON MA 02114-3252 on March 29 (S) on April 30 (1) Your assets 977.81 978.10 Your liabilities 0.00 0.00 Value of your account $977.81 $978.10 Tracking the value of your account Sources of your account growth during 2019 Value of your account at year end 2018 S976.91 Your investment return 7,238.2 Dive:lendand interest income S1.19 5238.7 Chance in 8238.2 market value $0.00 Value of your meant 1,243.3 — 9783 9778 9781 on Apr 30, 2019 $978.10 Dec 2014 Dee 1015 i016 Dec 2017 OeC 2018 Mat 2019 ter 2019 SDNY GM 00025008 Member SIPC ANP703020C0705891 NP70r0061929 00001 0419 000030000 550000000 Page 1 of 6 CONFIDENTIAL EFIA_00135628 EFTA01277021 SUBS Business Services Account April 2019 Your account balance sheet Summary of your assets Value on Apnl 3O (1) Percentage of your account A Cash and money balances 978.10 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 2978.10 $978.10 100.00% Account name: Friendly account name: • . Account number: Your current asset allocation A Eye on the markets Index Your ll vandal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account, UBS FNC Insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about )our statement on the last two pages of this statement for data ks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% Percentage change Aprtl 2O19 Year to date 4.05% 18.25% 3.99% 18.60% 2.91% 13.33% 0.03% 2.97% AMP MOO2OO0705892 N1qOCO063929 O3O31 O419 0OCO3CO0O 1(123661 95O COM yGitoco25OMge 2 of 6 CONFIDENTIAL EFTA_00135629 EFTA01277022 UBS Business Services Account 2c 19 Change in the value of your account Account name: MAX FOUNDATION Friendly account nome:MAX FOUNDATION Account number: A061201904 Year to date (S) Opening account value $977.81 3976.91 Dividend and interest income dosing account value 0.29 1.19 $978.10 3978.10 Dividend and interest income earned For purposes of INs statement terablity of Interest and dnidend income has been determined horn a US tax reporting perspective. Based upon the residence of the account ho/der, account typo, or product type. some Interest condor dvidend payments may not be subject to united States (UA ancice Puerto Rico (PR) Income tarts The dent monthly statement is not Intended to be used and cannot be retied upon for lac purposes. Clients should refer to the applicabletax reporting forms they receive from UBS annualy, such as the Forms 1099 and the Fairs 4180, (or 1a< reporting informatuon It is the practice of U8S to file the =bode lac reporting forms Win the US Mod Revenue Service aid PR Treasury oesenment and in such forms accurate/ dassfy clindenct ardor Interest as tae **rept or Mot, inane. Please consult you Indeldual tier paperer. • MN Cash activity summary Your /9nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See Account acalty am month for details Bziances In your Sweep00nm are Includedin the opening and dosing balances taut IOC insurance apples to deposits at UBS Bank USA and at banks partkipati no in the UBS FDIC Insured Deposit Rogan. It Ores not aptly lo deposits at UBS AG, Stanford Parch. SIPC Protection applies to money model sweep fund hddirep but rot bant deposits. See tmportant iotonnoton about your stoterner4 on the lout two parse:this document for dills. Apnl 2019(1) year to date (S) Opening balances Additions Dividend aid interest income 3977.81 $976.91 0.29 1.19 Total additions 30.29 31.19 Net cash flow Closing balances $0.29 31.19 $978.10 3978.10 UBS Bank USA Business Account APY April2019(S) year to date IS) Interest period Mar 7 - Apr 4 Taxable interest 0.29 0.94 Opening UBS Bank USA Business balance Mar 7 Total currant year $0.29 $0.94 Closing UBS Bank USA Business balance Apr 4 Prior year adjustment 0.00 0.25 Number of days in interest period Total dividend & interest $0.29 31.19 Average daily balance Interest earned Annual percentage yield earned 3977.81 1978.10 29 8977.81 10 .29 SDNY GM 00025010 0 37% ANP700O7000705693 NP7p00063929 00001 0419 000000000 Y123661S50000000 CONFIDENTIAL Page 3 of 6 EFTA_00135630 EFTA01277023 UBS Business Services Account April 2019 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. ioucan find a full description of the altemanve investment objectives in Important information about your statement at the end of this document Account name: Friendly account name. ',- Account number: . Your ratan objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibibty consderatpon - None selected Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out Your K Bendel Advisor: SCOTT STACK MAIILYLE CASRiEL ANP7C0020C0705694NP70C0063929 COCO' 0419 000000000 SOCCiftliklYGM000250,19e 4 of 6 CONFIDENTIAL EFTA_00135631 EFTA01277024 *UBS Business Services Account April 201': Your assets Account name: MAX FOUNDATION Friendly account name: fitAX FOUNDATION Account number. In El I Some prices, income and current vaues shpts may to approximate. ASS its WC gains and lOsses may rvol be accurately reflected. See smporunt intoneason about your statement a the end of ths OxumeM for more information. Cash Cash and money balances Cash and morey. balances may indtcl+ avalacie cash balances. UBS Bank USA depost account balances, UBS FDIC insured Rogan Etlances, UBS AG Stanford Branch ceposit account blames and money mallet mutual fund sweep balances see the important information about aotir statement at the end of this document for details taut those balances. Hddng UBS BANK USA BUS ACCT Your total assets Your illneadd Advisor SCOTT STACK MANLYLE CASRIEL USS Balk USA ands' 085 FDIC Insured Progan Bank deposit tcCOunitd(nCes are insured by the FDIC within apolicala3e lints, but ale not protected by 9PC. UBS AG Stanford Brant hdepost account balances are not insured by FCC afloat not protected by 5IK. Money matt sweep balances are protected by 9PC but at not Insured by the FDIC °venni? bailee Closing baarKe Plitt ref Share Awls)* CericlendlniertSt Dan n on Apr 1 (I.) on Apr 301$) on Apr 30 (1) rate period Penal Cs amount (5) 977.81 978.10 250,000.00 Percentage of Cost Estimated unrealized Vane on Apr 30 (t) your acounl COPS (5) annual incca* (S) pan or tom (I) Cash Cash and money balances 978.10 100.00% 978.10 Total 1978.10 100.00% $978.10 Account activity this month F0I Mote Inlonnabn abut the Ow vaue shown fOr reStriCtedSeCUMUeS, see Important information about your statement at the endol this docunent Date Actimty Your ouatltyl DeSCAphon expense code Fat value PriceiValue (3) Cash amount (S) Cash and money balance If) Mar 29 Cash and money balance $977.$1 Apt 5 Interest L8$ BANK USA BU9NESS ACCOUNT AS OF 04/04f 19 29 97810 Apr 30 Closing cash and money balance $978.10 SONY GM 00025012 ANP70002000705895NP7003063929 0000I 0419 oopop0000Y12366ISSO0000C0 Page 5 of 6 CONFIDENTIAL EFTA_00135632 EFTA01277025 SUBS Business Services Account April 2019 Account activity this month contrived) Cate Money balance activities Mar 29 Bateau forward 997721 Actmty Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: . Your Anandal Advisor: SCOTT STACK/AMLYLE CASRIEL Descriptcn Amount (S) Apr 5 Deposit UBS BANE USA BUSINESS ACCOUNT AS CF 04/04/19 0.29 Apr 30 Closing UBS Bank USA Business Account The UBS Rani 1)54 Sus; nes, Accouni is youi pnmay sweep option 9923.10 ANP7C0020C0705696NP70C0063929 COCO' 04'9 00CC00000YI2366ISSOCOMyGit00025Age 6 of 6 End of statement for account number I I CONFIDENTIAL EFTA_00135633 EFTA01277026 Important information about your statement LAS Femoral Serves Inc. (the Firma UM Fins-vial Sereker.), is a mentor of all principal snowily, commodity and °man °char-get ties Financial Union and UM Bart UM re strict siksigaries of 1.85 AG and affiliates ol IBS Seorkin LLC. The Firm'sitem° statement is available upon request. The Firms eulanne offices are at 185 Fitancial Services lx. 1200 Hata Boulevard Weehawken, NS VOSS This statement repreSIMS the onfrr off nal record of you 1.65 Fears& Services account. Other recce& except °Ka tits daunents, contanng coriliong data should not be relied won II you bedew there is an error a cchnion please report m arnetately in *Meg to the Brands Manager of the office wisp you account. Although Olga. shown re mended to be accurate, statement dnashould net be used for tar purposes Ray solely on yer.end tar forms, (i.e h Form 1099. 5496 1042$. etc ) when prepamg your tax return. The km 6 requred by law to report to tie RS °Taub'. drAderxls, reportable neriumble dram& and taxable interest owned on °tribes held is you avant net proceeds on sale tiareactard, ad con basis on cat°, cowered sew/diet Genwenicatiens with the Finn • Please recall inn any oral cantunkatiten i, tang tofurther protect your rights. incise:1nd your rifts win theSecurities Investor Protection An (WA) • If thefinancial institution as the top left of the frcm of this StateMeill is not LES Franca Services LOS Muncie' Services caries wet hatiffit as clearing hedger by arrangement was the **red Onsieution we Wont red you of the retabornhill when you opened this accuse. h this raw yea lads and swishes at bated a LISS f mental Sown and rot the itatrig broker. and you crust make a report of erg error or omission to both Inns • AS descrbed intheaccount agreements, you must notifyusof any °co or fraud irwhirg checks reflected on your statement within 30 days after a was mailed or male • Pleasedint customer complains or' " Fans< lent s ' or tolkfreea 8A0 AM. to 6 DO FIX ET Monday tNoug r . oi in Antis? to L65 Financial Strives ix., Client Relations Department P.O. Box 766 union City, t, 107087 • All swami° tall be deemed complete ad acarse rl not objected ton - • days. • For TTY seat or tram condo the U S.: Cal • hone of errors a westions Man an electronic fixrd; :randy (FT). ' rear debit cad tra-oacbons. cau awoke to LIE6 Branco' Seats ix., Harbor fool, 6th floor, Weehalen. to 07084 Allan RMAI16.4 Sewn Cal a write as soon as yaw" if you tale your statement or recite is *Tong or if you need more ntamatcn abast a twofer on the slatemmt or receipt The Inn or Card Inver (as elollatabie) must her Iran you to later that 60 days after the Fmn sent you the test st atitentelt on which the woe or problem *Owed. - Prose* yea rant ad accost number Of any) — Dna& the error or tie transfer you are unsure abort, and emlain as ckarly as you can why you believe it is mem:ratty you need mat itormation — Provide the doe:ternary of the suspected error. The Finn a Card Muer mil investigate your compete ad sal correct any error promptly. For alleged errors snOhng OBS liffsa•debil cad tramacareo. f he lake more than 10 bus less days to do this, we will credit you Bats* la the amount you the* 6 in error, so that you MI have the use of the money darn° to tire it takes us to armlet as imistigation. Please make all checks payable to the Fern or the liyrxal nateuticn notated On the front of this statement In additien to regular secant lees. moults may be *tact to rnireenarve tem charges for late payment for securities purchases and charges for unpaid amours n cashaccounts. Accounts that are tendered to other instaulons may be subject to a winder fee. UBS Sweep Options ti3$ offers options foe toweprog (ash Waxes to bat depose accounts at non-Efiliated basks ad °dated banks and money motel nasal Inds (Money Furls). Depose aroma at UBS Bark USA rid nonatf dated barks pankisaing n the UBS FPC.Inmed Deposit Program are FDK onsured n acanince rah FOK rules Fa more iternation, please visa wino tdcgra. Depose awaits at LIES AG Stanford Branch and domes of Money Fads are roe boxed by the HNC. Bark deposits ore not protected by StPC. Money Fu-d shores are protected by SIK. See 'WS Financial Services AccOunt Feolecton' below. kbas vox tamest, balances it the bar* depositsmeg be witodeawn, and shares of a Morley hal maybe legabted. and the proceeds retuned to you or your warms antra Funher Sterna°, about available sweep optOns. ricldrog curare it crest rates and yields, is avant* at woofing's comareepyews, from yon FranCsal Advisor or by eating B33-762.1000. UBS Financial Services aCaitint protection the Finn is a winter of the Searles tmestor Protection Corporation (StPC), notch protects securities customers of Es reenters i.e to $502:000 (nckding 1250,000 for Mins for cash). Emlanatay brochure amaabt rem reweg a al mew s° org. The SIPC asset protection lints apply to all accents that you hold ei a pinata twat. The Finn, together with oxtail affiliates. has also °rehired swpkmeMal Manna. The matinees amour payable to all tligble <bents. collectively under this protectim is 1500 million as of December 10, 2016. Solent to the tellycm:Rae and Imealaw (ash at the Fins is father protected for up to 11.9 makes in the aggregate for all your accounts held n apart:idly upacity. A la copy of the poky mrdirg a available uPon request. tWatier the SIIK PrVeclqn Mr the swpkemental protection app./ to: • Certain tisane° assets controlled by (arid ncloka n your decant oaks) but led away Iran 1.85 Fins-cal Services. For earrpleortain 0) insurance modals. SKILvang variable awities. and 90 dues of mutual funds registered n the vane of the account holder on the books of the Sat or transfer agmt), • Swestmmt contracts or :vestment inetresIs (eg broiled pannenlips and private placements) he are not registered under he Searities AO of 1933; • Carmodites contracts (e.g. foreign exchange and MOWS Metal contracts), inthiSng helixes contracts and cOnniedity option contract,; and • Deposit accomts (except certificates of deposit) at U35 Bat USA, OBS AG U.S. braches and bats n the FDIC hexed Deposit Program. The 51K protection and the Phodtmental protection do not apply to these assets hen t they Otherwise appear on Bea statements The WC protection and the swplernentalprotectiort cb not protect aganst changes n the market rake of your investments (whether as a restµ of market movement. issuer balsrupay otherwise) Dividend Reinvertawe Program (DRIP) The price reflected is an average once You may obtan the actual price from yea tune° Advisor. Only whole hares we purchased under DRIP, sonial tares willbe sold and the cash wil be deposited in yOuf xcoern The dividend rt.-mai-rent ace 9.0PIrect Fly the issuer may Offer from the market wee at Moth me pat.* shade are told Cadrirlieu Why whole urns maybe held ro you account. If you are puled tea parhol ulit as/result of a dividend payriwnl a olhecworr, the Firm wdl either sell part& unts at market prior a accept an acorn determined by a regained clearna agency, aid credit yea accani Inverlanent objectives The rweswere oblation and risk profile are speed* to each account and may saybetween yew acccut Please advise the Finn poorroity in milling of any sorfKant change in yea financial situation or onwarrent objectives. Fa each account hekt you choose me of the Booting omesensent CbjeCtiver • Prods* Correa intorno *ointments Weirs] the generation of °one only. • Achieve Capita /Appreciation Sestrnents Wang growth of Fence° fitter than the generation of income. • Footta Combnason of noose and Capeal Appreciation. Investments seeking both the genemica of °are and growth of passim' Overall risk profile; • Conserwaw. Seeks to rnaintan Mal natant, was low rod and Mal Kay to the account overall, even if that Inert the anceset don not generate significant CONFIDENTIAL income or reams and may not keep pace with • Moderato. Wang to accept sane rids to pinto.' ad tolerate sane volatility to seek hoer returns • Aggresses: Wiling to accept high risk to pnncpal ati high volatility to seek no rears over time. • Inwatmer2 figharly Conaderation: I selected. a portion of the poi dot* for that account may rocket complex mattes, linked liquidity and greater Stateenwn isouseholdise We may consoldate Mated account statement with the same address in the urne envelope. e 0 because they haw cones who abo maintain Ont war* rations/vs rah other etas a the sane adorns. If you defer to mere irdialual statements marled n separate envelopes. you my decline lkoulakkOkli6) by calling your Financial Advisor Friendly °court name The Friendly account name is a amemaable *noskrurne chosen by you to assist you wityca recordleepna It has ro legal effect on your account is not mended to reflect alw stralegy, prodxt reccermerdatice. inykstrio.nt oh/Biotin° profile anociated wit, your amain ad is not a promise or garantee that vomit. or any Wanda results. can or will be achieved. All Ines ments Moshe the risk of lass, indudisg the risk of loss of the mate ireeeAMNIt. You can change your Frenty wort names throughOnline Services a by contain; you Fiuncial Adore A0:01.61t ovoninv • Yakre of your mcoontlmorthfo. Net of assets and lit:Wares_ • Arena Includes available cash balances, values for restricted saint (est ), and Global Tine Deposits, unrealized marts to market and Mtn, assets nit held by the Fim. Does rot Mb* unpnced securitelasiels at the end of the prior and current Pawnor penods, or path* investrilent; untested stork Opt:3m and meneateci stock options • DatalineS IralsrleS debt Waxes, cutsursing margin lore. creole Ines short accoknt balances. • Cashlmoneybalarxes Total of wintsted available cash balances, plus depose balances at affiliated ad nark° dated banes, indexer-ow market mutual lad sweep balances, at the c bse of tie stament period Nontorrmodity free ore° banes inns accord at nee secyegrAd from other baleres and the Fim may use not these lads tithe °Maury course of its banns. These funds repayable kpon your demand. This total is °laded in the anent period doing wade Lending intonation For detailed colonisation on the f tors lendrg practices trod clabsures. refer to your Clem RaliaMp Agreement cr Metre Agreement and the General Terms art Conditions LOS Statement of Credit Practices available in Agreements andOisdosures al genwrilnn.,../.....n.inthon,.,,,,,, SDNY_GM_00025014 EFTA_00135634 EFTA01277027 Important inforniatimi about your statement (comiimed) Your assets Your statement tames recutites and other assets hell n the account al the end of the Statement placid You may ask for deavery of fug Paid securities al any tire. You may receive 'Aunties used so loan co/Uord alter paying any Wince am on them. Any secretes tranaerred to the Fm, cling the staummt period are Wed at market value or of the end of the statanat period • Cost basis n detennning the cost basis of the sea-rhea included n this statement where indicated with the nuniow rl.' LII-S Film-air Services Am relied on information dwained from sources other than Ul35 Financial Services. rkliding Man-ohm from another lien or that you may nave minded 10 F narctal Apeisor. the Firm saes MI independently verso a guarantee the aaVaCy or vakley any e amation aoudad by maces other than U3SFiaancial Senan la edition, Sthougaa U3SFetincial SktenCeS gerverally updates that rdamatiri as to teemed, the firm desnot prow* any insurances that informahm under 'Cost bales- and `UarealCerd gai'l lei,' n accurate as et she date of this statement. As such, please do net rely an this damage, to make purchase of sale decisions. fa tar purposes a otherwise. Accounts Ira-reeved to the FM mgr reflect girilow Hornet Ms only fix the period ea tire they re heed at the Fan More hidoncal rikelltatierk can be ailed by yourMarxist Advisor. • Unrealized gent/losses. Vitien data 6 audio*, ermatedurrealiZed ialinalOSIef are calculated for secarty lots the transaction data for ndvidual lots may or may nee ref Oct cal-missions. charges axle, security reap-rat on *sects. Deader and other renvestment lots and systematic pitches. lots ate each combined to display ore averaged lot The 'Trade date colmn wheats the ongivl transaction trade dale. • Callable securities Bonds and preferred NO* that the issuer cats la *ark, rederrptun Pail be selected Mpartially by lot among al senses of that isfla held ia our new or ei none-tee one Is. as dents Call feats, Somaarlan is obtained from third parties and es accvacy is not guaranteed. Other leaves may east which card elect weld. complete information will be provided upon request • Pricefvelue Prices displayed for securities and other peolucts may be higher or lower than the price than you would actually receive in the market Prices are captained from wren tied partysources vhch we brew tole *Saba. ht we do nOt guarantee this accuracy - We generally use the cbong price when available or he mean of the bid and ask prices la tested storeys and options a only bid 'OKA la OTC washes - Lees actively traded searbin maybe priced ring a vabatcn model or the most recent price we obtained and may not reflect al actual market price a rake. ▪ Canah potions may appear wither a pee and will show as 'price was not available B we are triable to cbtan a price Is. a SeCtrity. - Deposes a winners denomnated n currencies other than U S. dollars re reflected at the exchange rate as of the stramen drte. - For certain sects es racing 11 non-anior ist's? dencennatont, pace ad portly (face Mat) may have been adjusted to facilitate peeper valuate, To obtain nerem quotations. when available. contact our Faro)! Acinscr. • Private investments and structured modems. tome enestrame WWI*, (INlain) drect patcipatim program and real estate 'mermen( trust securities) and structured prodeas are generally highly lucpd. Chan stiuctored products haw not teen registered with the Securities and &charge Conflation or uro any state secure:is laws. We provide evunated valor; for private investment stories and gruel vet products for Manfulmai porous only Money a not guaranteed - These yak*. may differ tubstant bay Iron peon, it any. at which a pelmet stri iro d Wu* or structured product may be Wert a sold and do not necessarily (Ansel, the vale you may recto. yam liquidation. - third patty •SIST4603 of vain are at domain date ad are supplied to UBS Flue. ial Services on a regular bass by an ndependere valuation Irm. - lobe* general panne a sponsor estmated vales, d rob re suppled to OW ern by the issuer, general partner or spans and may be tabulated based on deferent erfamaton from that used by ihed pales to den* their Alienated rakes. — You can damn additional remotion regarding the mettiodologa used to determine the titivate d value and the dale of the information that is the basis la the estimate by contactisp your Financial Mardi ▪ Bard party estimated ealso may be reflected as • Not piked' in Several OW6:flit: Mien an inckperdent valuation fern has not suppled ce stable to Align a wax. when we become aware That a material event has anted that may calla prewatry reported oar Ivo question, a Men a value would be hglay speculate* due to the mere ce the seeurrty — Wren neither an auer, general partner or sponsor estinaled value era a thed-prey estimated val.. a pow** the take of the 'Array will be different from ils puts. price. - • °bait MS to dale • may Ilia return of capital, none or both. - 'Omer wilt size' represents the Mot offering peke per unit and may not reflect y0✓ cost basis - Of P aria waned RE* peeve:as re not Wed en a rsaticnal secure:A exchange, and re generally aced ani even if they can be sold the price receeed may be less ton the per share estimated value provided n the account statement • Restriaed securities Restricted securities general" are not <treaty eligble for public sale. 1.85 Financial Seances uses the market ma of to urrestxted stock of the San* issuer as an evaded vale toe the restricted stock for purposes of the stoterstat only. To the extent that restricted seam ies are ebgble for sate, the vale twined may be stbstantially less to the awed yak... drown. • Est. (estimated) acorn& current yields and rates. An eat met of an.,* mare us based on wort darter and Menem rates, assuming the senrees will be held for one yea- from statement date or until matrity. T is estinate is calf a gudeleth accuracy and continued nom* are not guaranteed. - (angled annual name and curet yield for tartan types of treaties could include a ratan of preacPal or capital gait n which case the est interne (rid current yield) would be overstated. - Estnuted annual maw ard anent yeld and the latoll income and girl mope be lower oe hater than the estenaed snares - An estinale of a-melded home Minderd axier interest) divided by the current market veld average balance a based an the last dividend or nicest lumen, made by the issuer and homes the seookiefideposes will bo hell fa one year from the statement date °rural maturity. Accuracy and canalised yield re not guaranteed. • Meets net held by UBS Finencial Services. Certain Watt, ate riot held by the F im and not wither the Fim's possession or control. These assets re deplayed or. your statement for of err:lateen* purposes only. Positions and values presented re prowled by the issuing Inn UBS Femoral SOW., is not reap:m.)41Or the inthernaim and donna guarantee as accvacy. The,. assets are rot area:id by SVC or the f irm's supplemental5*C coverage. • Revenue shoran and edifitionel compensation. - h addition to carenission m sales and 12b.1 fees recenved in connection meth the dtoIrtutcn of mutual funds to or dents we ante, or affiliate meek. revert* there° payments from datrtuicrs soda advisers of the mutual funds that so soli These amounts if based m two different coripaerty (3 the more of sales by 1.85 of a particular mutual find family to our dents; and 60 to asset wk. of a particular moral hid lanais 'hires Mad at the fnn - We and our affiliate also receive eventual"; and omnibus processing fees in consideralan for transfer agent services that we puede to the rnteual funds These lees generally are pad from inwstor mew en the 111O.10 fund and are a hied dolls amount based an the roister of accounts at the brtacendealer holdng ensue bards of that trod family — h addition to commeauns received in connechon with the sate a distibutca of amuity contracts anal area nwstment bust vas to or cloak we ardor as aft Are receive reserve spring corrpensaton from many of the nsurance companies unckewriting the annuity Contracts, all dates of the Nuisance cm-panes or sponsors ot the mil investment menus we didrbute — h addition to commissions received from the purchase and sale of Neritheltares funds, we andor Cr al I dote receive an asset-based revenue sharing payment from NentShivers datrbusces. A well as (undo) for technology development, training and educal an. - Our Alleles also receive trading commission ad other ocenPerealcn from mutual funds and intrante carparriec *Mu parochrts we diem tette CONFIDENTIAL - We item. <ColiaeMtibal IICOIUBS Br* USA, U35 AG Sunder Branch and morel ilved barks *your our cat weep FeC5rn 1b 4 compensation may be per account fee or may be a percentage of average day deposit barges Activity Information repaying cornrMsans and other charges incurred n acrection with the exioron of tradeS, including option transactions has been nchded on car( emotions previously I unearned so you. aril will be provided to you acerbity m reread. Short Sting If you re engaged in shot selleg a wordy, you may incur a charge An to certain taaroving costs for thee pan kulr security. Open orders Regarding open ce • goodtitcancelte orders that were not ormuud by the stamen date, open buy and tel stop orders re rocketed by the amain of dividends Or NMS on an exrdwiderds a Armies date unless married ahem/se by you. You are reopens.* fa ceders that re executed die to yore Iran to cancel "in9 open orders. Privacy To rattan a copy of as current Client Macy Nake, please contact your Financial Achiscr or vat our retbsite at Awe/ trbt orn/r4vmprol.-o. - 185 Financial Services to not a bark. The RAW, Buoineos Sent-es Account BSA and IRMA are brokerage accounts *huh provide access tobalking services and abducts Ihreuct 01.1119111W4Seeth affiliated bead and other ihirpany banks, and provides access to ntioarK4 and amity Products issued by unaffiliated thir.party entrance companies through insurance agency subsidies of 1.8S Financial Senrcts Inc — meaner., insranch and snaky satahat — Not FDC insured • No bar. guarantee, May IMO vela — tMA Peso-sc. Management decant. Buonew Services Account BSA, IRMA and international Resource Management Account re registered service marks of UB1F minor Services Inc. — YTS. a a repaired vacarrurk owned by Vasa Mernestional Service Association and used under kens. the 1035 Vaa aids crds rd the IBS Visa deter cards are *seed by UK Bank USA with permission (um vise U S. A Incorporated All *the trademarks. registered trademarks, sedge made aril registered senate marks are of their respechee compares UPS nuncio, Services Inc Rev. 301010 SDNY_GM_00025015 EFTA_00135635 EFTA01277028 *UBS WS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ANV70036854630519 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. SS Your Financial Advisor. SCOTT STACKMAWLYLE CASRIGL Phone Business Services Account May 2019 MAX FOUNDATION BOSTON MA 02114-3252 Questions about your statement? Value of your account Call your Financial Advisor or the Resourcetine at on April 30 (3) on May 31 (S) account Malt our websIte: www.ubscornIfinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www. annuakreditreportcom. Your assets 978.10 978.42 Your liabilities 0.00 0.00 Value of your account $978.10 $978.42 Tracking the value of your account 1 at year end 2018 397991 Your mestrnent return 7.228 2 Dividend and interest income 31.51 5.238.2 Chance in market value 3000 3,238.2 Value of your account on May 31. 2019 $978.42 12433 - way 979.1 970.4 DtK 2014 Dec 2015 oedol6 Dec 2017 Dec 2018 Apr 2019 may 2019 Sources of your account growth during 2019 Value of your account SDNY GM 00025016 Member MK ANP700020C0685463 NP7000062938 00001 0519 000000000 50 cococ0 Page 1 of 6 CONFIDENTIAL EFTA_00 135636 EFTA01277029 SUBS Business Services Account May 2019 Your account balance sheet Summary of your assets Value on May 31 (1) Percentage of your account A Cash and rrxmey balances 978.42 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.C0 000% F Commodities 0.00 000% G Other 0.00 Total assets Value of your account $978.42 5978.42 100.00% Account name: Friendly account name:' , , Account number: En Your current asset allocation A Eye on the markets Your K nand) Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VEIS Bank USA deposit account, UBS FNC Insured CV posit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the:moor:an:info:maven about ;our statement on the last two pages of this statement for detaks about those balances. Index Percentage change May 2019 Year to date S&P 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East 4.66% 8.05% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% 1.78% 4.80% AMP MO02000695464 NIPMC006293$ CCCOI 0519000000000 Y12366ISSOCOnlyyGiux02501ppge 2 of 6 CONFIDENTIAL EFTA_00135637 EFTA01277030 SUBS Business Services Account May 2019 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. May 2019 (S) Year to date (I) Opening account value $978.10 3976.91 Dividend and interest income dosing account value 0.32 1.51 $978.42 $978.42 Dividend and interest income earned For purposes of IN; statement, tenability of interest and dincknd Income has been determined from a US tag reporting per-pectin.. Based upon the residence of the account holder. =count type, or product type, some interest ands dvidend payments may not be subject to United States (US) ardor Nano Arco (PR) income tares The dent month)/ staterneM is not intended lo be used and canto, be rated upon fee tar purposes. Clients should refer to the applicade tae reporting forms they recent from UBS annual'', such as the Forms 1099 and the Fan 493, for lac reporting information it is the prance of u85 to file the yip/Katie tar reporting forms with the US internal Revenue SeninCt and PR Treasury Pepanrnenf and in such forms accurately classify dint:lend &di a interest as tau cien-pt or taabie Interne. Pleat consult your induclual Inn 0reronfer, • =M Cash activity summary Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL See Account arthity the month for details_ Balances In your Sweep Options are rndudedin the opening and dosing Manus value. FDIC Insurance applies to deposits at UBS Bank USA and all banks patlitipatirtg in the UBS FCC insured Deposit Prawn. R 0ces not apply to deposits at UBS AG. staricad &arch. 51PC Protection applies to money market sweep fund hddings but not bank deposits See Important intorrnation *Out your statement on the tat Mo pages dr this &Curren: for Ma's May 2019 11) Year to date (S) Opening balances 3978.10 $976.91 Additions Dividend aid interest income 0.32 1.51 Total additions 30.32 $1.51 Net cash flow Closing balances 30.32 $1.51 1978.42 $978.42 UBS Bank USA Business Account APY May2019W Year to date (S) Interest period Apr 5 - May 6 Taxable interest 0.32 1.26 Opening UBS Bank USA Business balance Apr 5 Total current year $0.32 $1.26 Closing UBS Bank USA Business balance May 6 Prior year adjustment 0 00 0.25 Number of days in nterest period Total dividend & interest $0.32 $1.51 Average daily balance Interest earned Annual percentage yield earned 1978.10 1978.42 32 1978.10 10 .32 SDNY GM 00025018 0 37% AMP700070ODW546SNP70c006790B 00001 0519 00CO30000Y123661S50OX000 Pap 3 of 6 CONFIDENTIAL EFTA_00135638 EFTA01277031 SUBS Business Services Account May 201 ,..;• Your investment objectives: Account name: Friendly account name-7 ' . . ,- ',- Account number: . You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full descriptien of the altemanve investment objectives in Important information about your statement at the end of this document Your ran objective: Capital appreciation Your risk profile: Primary - Moderate Investment efigibihty consideratton - None selected Your account instructions • Vote account cost basis default closing method is AR). First In, First Out Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL ANP7e0020C06eS466NPT0C006290e %C0I 05' 9 000000000 CONFIDENTIAL 5501:041O4CGM_000250Wie 4 of 6 EFTA_00 B5639 EFTA01277032 *UBS Business Services Account May 2019 Your assets Account name: MAX FOUNDATION Friendly account narm: MAX FOUNDATION Account number. Sane pnces, income and current va ues Sham may Ix EpprOxinvaie. AS a *St*. darn at tosses may hol be &ornately reflected. See (mporunt inkvivauon aoour your statement a the end of tins dxumem for more informron. Cash Cash and money balances Cash and money balances may indud+ avatar& cash balances, UBS Bank. USA depoot account balances, UBS FDIC insured Rogan Bank Baances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. See the important information about )our statement a the end of this document for detain about those balances. mcicIng UBS BANK USA BUS ACCT Your total assets Cash Datong baance on Ma/ I (I) 978 10 Croong balance on May 31 IS) 978 42 Value on May 3k. Your Financial Advisor: 1 $ C,TT ST AC< PAAt4t vrt: [Ai l UBS Bank USA and at UBS FDK Insured Progan Bank deposit account WaXes are insured by the FDIC within applicatae Ism, but ale not protected by 9F C. UBS AG Stanford Blanc h deposit account balances are not insured by FCC and a< not protected by SIPC. Money market sweep bdances are protected by 9PC but are not Insured by the FCC PrIce per share Average Dun:lend Interest Days n on May 31 (t) race period Period Cep [croon' (S) 250,000.00 Percentage of Cost EttaTtalea unreaGzed your account teLS (S) annual 'AO:me 01 gan or lois (S) Cash and money balances 975.42 100.00% 975.42 Total $978.42 100.00% 2978.42 Account activity this month For note Intortndlort about the pike/value shown (Or regriCte0SKUtittei, Ste important Mtormation about your statement at the endol this docunent Date Adivry Your Quantal*, Descophon endenSe Orde Face value rrlcsvalue (3) Cash anxrunt Cash and money balance (5) Apr 30 Cash and money balance $075.10 May 7 Interest L8 S 8A Nr: USA BUSINESS ACCOUNT AS OF 0909 19 .32 978.42 May 31 Closing cash and money balance 9978.43 SDNY GM 00025020 A)IP7C0020C0035467 Ny7003061908 OCIOX OSI9 00C030000Y123661S500000C0 Page S of 6 CONFIDENTIAL EFTA_00135640 EFTA01277033 *UBS Business Services Account Account activity this month (COntrivedl Oate Money balance activities Account name: MA> FOUNDATION Friendly account name:MAX FOUNDATION Account number: • IMO Actmty Oescrigaticn Your II sandal Advisor. SCOTT STACK MANLYLE CASRIEL Arrount (S) Apr 30 Balance forward May 7 Deposit UBS BANI: USA BUSINESS ACCOUNT AS OF 05/06'19 0.32 May 31 Closing UBS Bank USA Business Account The UBS Ban, USA Business Ac room is your pnmary sweep option 6978.10 $978.12 ANP7C0020C0695468NP70C006290800031 0519 000030300 Y17.3661 SSOOOMY_GM_000250/2.19e 6 A e End of statement for account number.-, CONFIDENTIAL EFTA 00135641 EFTA01277034 Important information about your statement LOS inmost Senates Inc (the Firma UBS finrcia Stryker.). is a mentor of all principal snowily, cornmodity and opt Ow recharges. UM inancial Union ard Bat USA re ndrect seksidaries of LOS AG and affiliates of LOS Secteries The f km's farcia Statement is available upon request. the Ferns executee offices an at UBS Frarcial Services a 1200 Haler Boulevard Weehawken, N.I 07096 This statement reprantS the onhrr off nal record of sr LOS Fresco' Services account. Other reads. Wage othor as Occunents, contanng cMlictng data shoubi not be relied won II youbedew there is an error a Cciletien please report it irrnerdately in warg to the Brands Manager of the office wvio you amount. Although alleges shown se Mended to be actuate, statement daa should not be used for tar purposes Rey SOW/ on yorend lae firms, fie Penn 1099. 549,1 10425. etc Jaen prepamg your tax return. The km 6 regured by law to report to the RS as taxable dniderxls, reportable none trouble Wands and taxable interest earned on writhes held is yea scant net proceeds on sale transaction. ad cots basis on oaten corned swain Genwemications with the Firm • Pleaseretain" any cal carerunatioen n waking tofurther oohed your rights. Salary your rites vat the Safeties Investor Protection An (SCA) • If the Mattel instiertion on the top let of the frcra of this statement is not LES Fnexiit Streets, LEG (axial Swat caries you- Ikttalt as clearing broke by areargernent was the :socketed inieution we Wonted you of the retabonshb when you opened this accost. h the use, yote ads and Sect-v.46 a* boated a LOSS Cancel Sevres and rot the :taken; broke rd you cruet make a rpm et we era or °mesa to both lens • AS descrbed in the accuse agreements, you must wayusof anyway or fraud irmairg checks reflected on yos statontent within 30 days after a was mailed or nude wildole. • Phased:we customer complains a' " rim's< We n ' at atoll-free a BOO A.M. log00 71.4_ ET Monday tNoug r ,a In Antiv to L65 Fiona' Sexes ere, Clad Rations Department P.O. Box 766 union Cry, et 07037 • All surenteres skull be deemed corroka Yd acarse el not °betted ton - • drys see or tram wale the US: Cat • Incase of errors a gegen% algae an electronic knob transfer ' Yeandebit cad tra-oacbons. call or write to UBS F name' Sexces W., Hata hid, 6th floor, Weehawken he 07096, Attn RMASSA Swat Cala write as soon as atom, if you tilt your statement a recet% is tang or if you need more niCeMatCn atcut a Ureter on the statement or wept The Inn of Card bar (as elstsicabSe) must her Iran you to law that 60 drys after the Frm sent you the fat statement on which the ewer or problem *Weed. - Rade you- rant ad accuse number Of my) - Darte the error or the transfer you are unfelte about, and eoplaio as ckarly as you can anew believe a is mem:rave/ you need mere informalim - Rosa the doer arnxrit of the suspected error. The Finn or Card bsuer weir investigate yore wale* end wal correct Iry *nor prove* For alleged mon Mario UBS Visaed*t cad tra-nact ere if we lake mote than 10 bus ass days to do this, we *Plaice yea =curette the amour-New the* 6 in twat, SO that yeti we hove the use of the money ding the tat takes us to tenable as imistigation. Please make all checks payable to the Fern or the teursoal nsteaKn notated on the front of this statement In addition to regular account lees. moues me be Abject to mantenarce hen, charges for bee payment kr securain purchases and charges kr unpaid awns n cashemu-its. Accounts that are Wanted to other instarecen may be subject to a winder fee. UBS Sweep Option. 1.85 offers options for %warpath balances to bat depose accounts at non-thliated barks and affiliated banks and money market medal Matta (Morey Funds). Depose oceans at UPS Sat USA and non•attiliated barks pankipaing is the UBS FPC-Murod Deposit Program are FDIC ensured n accordance yeah FOK rules for more arenation, please visa wwwfdc.gsv. Depose exeunt% at LOS AG %mind Branch and than of Moneyfinch are not hand by the FDK. Bark deposits ere not protected by SOC. Money Fed shares are protected by SIK. See 'UBS h natal Semen Account Protedrei below. Wan Vett realest, balances in the bark depositsmay be WeledraWn and sham of a Money Fad may be kudeed and the proceeds retuned to you or your stases accord. Frier arrnaters about available sweep options, ncldeg curter. interest rates and yields, 6 available al w,woubt,cornsweepyeldt. Iran your Fruncol Advisor of by calling 900-762.1000. UN Rancid Services aCOOtall protection The Finn is a water of the Searles is estor Protection Corporation (MPC), wthich protects sweeties CuSteilien of Es marten wo to 150:000 (nckding $250,000 for darns for cash). Eolanatcry brochure nibble upon reweg a al waiter org. The SIPC asset protection lints apply to all wants that you hold in a pinata coast the Finn, together with eaten affiliates. has also Medusa surokmeMal instance The man-rain amoset payable to all 00h orients. collectively under this protectias es 1600 neon as of December 10, 2016. Sobered to the policy cadekre end brealcrek (ash at the rim is f oh.. protected for up to 11.9 magas in the Oen/Catofor all your accounts hand n apart:We capacity. A lot copy of the poky iindirg 6 avail ale Wen nevelt. Heeler Me SIPC ma/donna the swptemerral protection mph: to: • Cerlan trawl assets controlled by OS waxed n yore account vile) be hat away Iran LOS Financial Services. Fa eurrple certain C) insurance pockets. including arable mates. and OD Owes of mewl funds registered n the mane of the account holder on the books of the Site or transfer on), • Sweetmeat contrail ce investment eateries (e.g, limited partnerships andprivate placements) hat are not registered under the Searkes Act of 1933; • Carrnoditits contracts (e.g. foreign whinge and prtccczmetal centrals), exteding lures coewacts and commodity option coaxes; and • Deposit recants Incept certificates of deposit) at U3S Bade USA, UM AG U.S. bathes and bats n the FDIC hated Deposit Program. The 51K protecton and the amenental protection do not apply to these was Men 4 they otherwise appear on you statements The WC protection rd the explernental protection doe not point aganst changes n the market ale of you investments (whether as a revµ of market movement issuer balsevpky otherwise) Dividend Reinvertnwe Program (DRIP) Theta reflected is an average pice. You mar obtain the actual price from you Fano el Advisor. Only whole than MO purchased ruder DRIP, weal chores willb. sold rd the cash al be deposited in yore acorn The Wand renveslant ace aired by the Mott may offer hem the fake mice at wah the pansy shires au sold Cadvaliew Ord/ stole urns maybe held in at account. t you are haled teacake La as a result of a Widen:I parent a other ir e, the km wit ether sell partial units at mars et price a accept an anarn determined by s regzgeted clearing agency, ad credit yew account Inverlanent objectives The rwesenert obectivn ad risk profile are swat to each want and my saybetween you accosts Please advise the Inn promo ir in wring of any serf cant change in yos financial siluaton or revelment comae'. Fa each account WM, you choose we of the I compering imestment objectives. • hods* Cana Income. trivestmenn attire the generation of Wane only. • Achieve Capital Appreciation Sestrnents Wang growth of prinoPal rater than the generation of MOM,. • Pedro Comboneson of Worm and Casa Apple< ration Investmems seeking both the gentraian of ware andgrowth of principal. Oren. risk words; • Conservithe. Seeks to mean onkel prate', with low risk animist Key to the aceowt overall, *veil if that mere the mow clan not generate significant CONFIDENTIAL inane or earn and my rat keep pace with inflation. • Moderato. Weep to accept sane ridc to pram' ard tolerate sane vdathity to seek haler returns • Aggressive: Wiling to accept high risk to pnncpal ad tut vOlataity to seek Ws wens over WIC • Inwatmer2 fiterkry Camara:an: N selected a portion of the poi Nolo for that want may kickedo romper strategies, linked liquidity and greater angst Statement Phouseholdief We may consoldate related account statement with the same address in the same envelope. e g. because they hex amen who ale mantain We want retaliation with other Was at the same address. If you peter to were irdissolual statements mailed n Write *owlets's. you may decline llottothokla9 by cadre yet/ Chinos' Advisor Friendly mutat name The Friendly accosts nene if a arranaable 'natant- chosen by you to assets you withoua recordleepeg has ro legal effect on your account is not mended to relied ary strategy. prodxt recorreardation. imestment objective or reek pale associated wen your wants. and es not a peombe a Stewards that wales a any Wanda results, can or will be achieved. All anemias nave the risk of boa net dig the risk of loss of the entie investntnt, You can change your ken* accurst names throughOnline Services a by contactio you' CI-uncial Atha.. ACOOlalt overview • vette of soot acoontlaorriolio. Net of assets and • Amos keludes mare cash balances, atm for restricted security (eel), and Global Time Deposit,, unreaked meet to &orbit andcertain assets nit held by the Pim_ Does rot reale unpnced set-unt arsels at the end ot the prior and went st swam prods, or prate investrilentk waded stock opens and wreathe nook options • Gait/ties Ircledes debit baances, canard-rig margin torn. credit kne, short accant be • Cash/money balarxes Total of e s available cash balances, plus devout betimes al aff ted and waif ikeed banks, andante, market mutual lead sweep balances, at the chose of the llama period Nonecorrmodity free mat balances in yos accoml ae not secyeved from other baler.' and the Firm may use argot lase hat tithe °Minn COtne of its bathes' Maser f ands are in is payable won your demand. This total retitled the current pored <Wing vAn Lembo information For cleared Mormatron on the(km's lenkg peaches and exbsues, tele to yore Client Retilicashati Agreement a &awe Agwenent and the General Tense and Conditions. LOS Statement of Credit Practices available nSsmersertt sod OUrbrores wow uln 'neve -annadaer.. SDNY_GM 0002 5022 EFTA_00 I 35642 EFTA01277035 I m p o r t a n t informatimi about your statement (Connued) Your assets Your Aceerrent downs wanes std other assets hell n the acepanl a the end of the Statement period You may ask for delivery of tufty Paid securities at any tire. You may receive 'Aunties used as loan cotters alter wing any balaxe on on them. Any securities franthereed to the Fan ding the staummt pored are lefed at make value as of the end of the stamen period • Cost basis. In determining Vie cost bases of the securaies nide' in this statement vekte indicated with the weber - f,' LEK Fannie Services has relied A informant. Mond from sources other than UBS Financial Semen, ncluding nannies Iran natter lima that you may hawponiedto wee Finial Apace. The Fan does Ad ridnerdently verdy a guarantee the accuracy vakliy of any damson yowl:brit,/ sources other than U3S Financial Servic4. addition, /Whoa", LBS Fruncal SeenCES gendalV updates the rdrematim as it is teemed, the few does rot monk any assurances the the ofaineen wake -Cost bate and "Urvealced gait love is accurate as the date of this statement. As such please do me rely on this alternation to make rarchase a sale decisiont foe tat pa-poses a otherwise. Accounts tranened to the my giant new ion only fa the period or tin they xe h the Morerigor:cal nicernatica can be Abed by you:MantleAdvisor. • Unwanted gailaelosses. Vit*n data 6 auplabk, earned areatized gansflosses art talented for exliciital sonny lots the transaction data for notvidaal lots may or may ner ref lett ccrmispons, changes andce secuity reorganization thews. Dialed and other renvestment lots not systenaik pschast lob we each combined to display erne award lot The • Trade date' colmn paints the ceginal vansacaon trade dale • Callable cats Bonds and preferred stock that the issuer cats lore-Ay iedemption wit be selected et by lot km among al warns of that issue held our rume a in nominee name la at Client,- Call lean Somali", is obtained from third PAM and its accuracy is not wakened. Other call leaves may east which could elect weld. complete noemaicn will be provided upon request • Price/value Preis displayed for securities and other peoWas may be higher Ewer than the price that you would actually recave in the market fistsare <Wined from nee tad party sources wish we bean to be elan. to we do flOt guarantee tInti aauracy - We generally use the cbseg price when available a he mean of the bid avid ale prices la tested stones and options a my bid Ines fa OTC wakes - Less activey traded searhin maybe priced using a valuation model a the most recent price we obtained and may not reflect an actual marked price a van. ▪ Cenail posit ens may craw warns a price ad wit show as 'once was not available a we are unable to cbtan a price Ice a wady. - Deposes a sec hies denomnated n currencies other than U S. dons re reflected at the exchange rate as of the sinemea date. - For (elan sewn, vadng n non-wilcemry denomnatont puce red aunty (face cake) may have been adjusted to facilitate proper valunw To obtain Anent quotations. when available. contact you FrancialAcksce • Private investments and structured podium. Private nnestment wt.-dots (IN Id sty drat parteipal in program and real estate inweenent trust winces) arid strut teed prooLas are generally highly ithreyd. Chan suuctued proones haw not been registered with the Wadies and Exchange Commas:an or Ada. Ay state securities laws. We prOrdeestrnated values for payee investment Noshes and structured products for ravine mai a:nous any Actuary it nee guaranteed - These values may dale tabstane bad Ircen Ines. a any. at *kith a peivaw .vase,., d yawn Ce Structured prOCkad may be Ware or sold aid do rot nesse* represent the yaw you may recent upon Ike:dation. - Wid pry *stains of wake re as tannin date ad are suppled to UBS Financial Services on a repute" bass by an independent valuation rims - issuer, general partner a sponsor estimated vans, '4 tab are sidaMied to the Fen by the general prow or sponsor aid may be calculated based on deferent infamaten from tat used by that pans to derive their edemated values. - You can obtain additional nonan regarding the methodology used to determine the elfin:de of value and the date of the inkomation that is the basis la the estimate by contacting your Cranial Advisor. - Wad patty estimated vales may be reflected as • Not arced' in several situations: when an independent valuation fern has not supplied or unable to assign a wide, when we Wane awn Oat a mulerial event has occurred that my calla prewousy reported value no question, a when a value would be hyhly speculate+ due to the neve of the security - Men neither an aueb general pathier a sponsor estincled value nit a thed-pny estimated yak* 6 pro died, the van of the security wit bedeferent from its purchase price. - • Distbut icns to dale • may include mum of capital nccme or both. - *Orgral represents the real offering pee pee int and may not reflect )0W cal basis - Of P and whited RErt SeCtrein are not listed on a runnel securities exchange, and are gererally and and then l they can be sold tent price received may be less tan the per that estimated value provided n the wean' statement • It etwitted aunties. Restricted securities genie* are not wrathy aligble for public sale. 165 Financial Services uses the market price of the urrestected stock ol the sate ewer as an imputed rake Ice the restricted stock foe purposes or the sbaltaient on/y To the extent the reittrklod won ies are (dyne- for sale. he value waved may be substantially less tun the owed value shown. • Est. resented) income, current yields and rates. An est Malt of annual n:Cfre is bawd on wrens dnidend and relent rates, assuming the lenity% will be held for one yea- from statement date or until matueity. The estinee is calor a gudelne, accuracy and continued noon are not guaranteed - (stoned email name ad cuml yield foe sedan types of warns could include a rerun of pre:keelor capes' gaits in which case the esi income (rd current welo) would be overstated. - Estimated actual excme arid anent yield and the actual inn ad yield mete be Ewe oe hylwe than the Atauted antrits - An estinate of rebated income (dividend ardor interest) deeded by the current market vainaveragr balance 6 based al the last dividend or newest payment madeby the issuer and ansiws tie secisinsrderoses will be hell fa or. yea tom the statement date cured maturity. Accuracy and conserved yeld are not guaranteed. • Mitts not held by UBS Financial Services Certain as:Winn:4 held by the Fim and not witam the Fin's possession or control. These assets are divalayed on your slatenent fa neon:national purposes only. Positions and values presented at worded by the awry fon UBS Financial Seines is not respantble for the iternanc and does not parasite b accuracy These assets are not protected by Set or to Fills supplementalDK coverage. • Revenue Ming and maims' compensation. - h nditko to comminken on sales and 12b-1 sees received in connection wth the &Beano of mutual faids to as clients we actor Oct Akin receive revenue Platy payments Irons dotabuion anla eines of the rotAust funds that so sell Thew :noun's we based on two different correcrener the amain of sales by LB5 of a particula mutual fund tardy to our dents; and 68 the asset vale of a particular Mutual fund lanais shires held at the firm - We Ad our affiliate also receive retworkey arid ornnbus processrg fees in consideration foe transfer agent services that we amide to chi rnieual funds These fees generally we pad from inwstor assets the mutual fund and are a fled dolls amount bawd cn the rumba of ;awls at the brrkerdealer holing nevi funds of that had family - h aidinn to CCenril6SkinS received in connection with the in or detibuton of annuity oweracts and ire investment Inn tries to as clionts, we ardoe as al hate receive reverue sharing correensaton from Mary o1 the meant< companies unckewretty the annuity Paltrikti, affiliates of the entrance cecrentes or sponsors ol the met nvennot twos we darbete. — h addeco to corernessions received Iron, the pun:hese std sale of Nee61,ares hrds, we odor cur If date receive an asset-based revenue sharing Payment from NentShAti 6stebuxn. A well an Vicky for technology development, training and education. - Our Alleles also receive trading corminos and other <annealen from mutual funds ad entrance carearine *tau ceoaticts we distrtuto CONFIDENTIAL - We "item <Cenddr6b1C41 from UBS Bank USA, 185 AG Suerdoed Branch and entaff dated barks throur our oath weep Frogam. this compensation may be a mouthy per axon fee or may be a percentage a aierage day deposit balarxes Activity normal:Jo repaying commissions and other throes incurred el CCer*CtCn with the executionof trades, inducingoption transactions has been exkided on onimutions previously funded to you. ed all be aoudad to soy Decently on reont. Short soling ml you at engaged n short selling a wing, you mat incur a charge doe so certainnaming costs fa the pan kule• sanity. Open orders Regaidng open a • 9bashicanceled* aden that were not mend by the ninon date, open buy and set stop orders at waned by the amen of &nook. argils on an redwiderds or Penns date unless ranted otheng/se by you. You ate response,* foe Aden that me executed Oat town lahn to cancel "ing open orders. Privacy To Ann a copy of as current Client Privacy Whey please canal you. Financial Athiscr or vet as website at 'wen ribs enrap4wetrA.-e. - 185 Financial Services is not a bark. The RMA, Busmen Services Account BSA and BMA at brokerage accounts Mich monde access tobarking senates and products linnet an.ingenreS with affiliated banks and other tied-party banks, and provides access to nsioarcd std amity products issued by unaffiliated tin-party nyrancecompanes through instance agency 'stardoms of 1165 Financial Sewn Inc. — rwomen nun), aid annuity deedacts. — Not FDC insured • No bare guarani... May lose rata — tMA Pesone Management /wan. Business Series Account BSA, IRMA and nterationil Resource Management Account me reentered seine marks of 161 Financial Services H. — VISA is a registered vacterrurk owned by visa hweracional Sane Assocatico ad used under kern. The LOBS visa credi cads and the 1.65 Visa debt cads are awed by UK Bank USA with permission from Vas LI S. A Incorporeal All Otte Yadernarkt registered trademarks, stake mats a-4 registered service maks are of their respective companies IRS Ithandel Senior Inc Rev. 201810 SDNY_GM_00025023 EFTA 00135633 EFTA01277036 4tUBS U85 Fevincial Services Inc- Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ANP700477416I 0619 >0 2. 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. SS Your linancial Advisor: SCOTT STACK MANILYLE CASRIEL Phone questions about your statement? Call your Financial Advisor or the Resour accoun VisItour websIte: www.ubscomffinancialsemces Items for your attention • Help protect yourself from fraud arid review bank, credit cafe', and brokerage statements regularly. Also, get your free credit report annually from WWW annuakreditrepot tcom Business Services Account June 2019 Value of your account BOSTON MA 02114-3252 on May 31 (91 on lune Z13 (9) Your assets 978.42 978.73 Your liabilities 0.00 0.00 Value of your account $978.42 $978.73 Tracking the value of your account .228 2 Sources of your account growth during 2019 Value of your account at year end 2018 $976.91 Your nvestment return Div.:lendand interest income $1.82 Change in market value $0.00 Value of your account 1.243 3 - ra < 978.7 on Jun 28, 2019 1978.73 Dec 2014 Dec 2015 Dec 2016 De< kl 7 Dec 2018 148/2019 lun 2019 SDNY GM 00025024 Member SIPC ANP70005004774161 NP7000761893 CO001 0619 012796335 Y123661 550 110000 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35644 EFTA01277037 SUBS Business Services Account June 2019 Your account balance sheet Summary of your assets Value on June 28181 Account name: MAX F0tlNDAT!CN Friendly account name: MAX FOl NDATION Account number. Percentage of your account II EMI A Cash and money balances 978.73 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $978.73 100.00°b Value of your account $978.73 A Eye on the markets Your 'Snoods' Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances. UBS Bank USA deposit account. UBS FpC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about Jour statement on the last two pages of this statement for detail about those balances. Index Percentage change lune 2019 Year to date S&P 500 7.05% 1854% Russell 3000 7.02% 1931% MSC I - Europe, Australia & Far East 5.97% 14.49% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 28, 2019 . I One-month LIBOR: 2.40% 1.26% 6.11% Awe70005004774i62 WT003261683 00031 06l9 012796335 vi2364si 5301 1gtgpiyGit0002501Itee 2 of 6 CONFIDENTIAL EFTA_00135645 EFTA01277038 UBS Business Services Account S Change in the value of your account Account name: MAX FOUNDATION friendly account name:MAX FOUNDATION Account number. Afile2019 CS) Year to date (S) Opening account value S978.42 3976.91 Dividend and interest income dosing account value a31 1.82 $978.73 3978.73 Dividend and interest income earned For purposes of ttds statement, to tabitty of interest and dmdend income has been determined hem a US tag reporting perspective. Based upon the residence of the account holder, recount type, or product type, sonic Interest andior dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income tares The dent month// stattrnem is not intended to to used and cams be reied upon for tar mitoses. Clients should fete. to the applictie tax reporting forms they recent from UBS annualy, such as the Forms 1099 and the Farris 480, for tax reporting information it is the practice of UBS to file the asidicatle tea reporting forms with the US intend Revenue SernIe and PR Treasury Peoaornent. and such forms accurately classify dui:lends an:Yer interest as tat eierrpt or tamble irxorne. Plea. consult ycur inctedual tax Preetarer. • MN Cash activity summary Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL See account activity tha month for dela BianCeS In your Sweep 00 OAS are trid utec lin the openng and closing balances vim. FDIC insurance applies to deposits at UBS Bank USA and re banks partici/siting in the UBS FDIC insured Deposit Progan. R dices not apply to deposits as UBS AG. seardoto Brarch. SIPC Protection applies to money market sweep find holdings but not bare deposits See Important interrelation about your statement on the rat two pages cf this document for deals June 201911) Year to date (S) Opening balances Additions Dividend and interest income S978.42 $976.91 0.31 1.82 Total additions $0.31 $1.82 Net cash flow Closing balances $0.31 $1.82 $978.73 $978.73 UBS Bank USA Business Account APY lune 2019(1) Year to date IS/ Interest penod May 7 - Jun 6 Taxable interest 0.31 1.57 Opening UBS Bank USA Business balance May 7 Total current year $0.31 31.57 Closing UBS Bank USA Business balance Jtn 6 Prior year adjustment 0 00 0.25 Number of days in nterest period Total dividend & interest $0.31 $1.82 Average daily balance Interest earned Annual percentage yield earned 5978.42 1978.73 31 5978.42 50.31 SDNY GM 00025026 0 37% ANP7C005004774163 NV7003261E83 COCCI 0619 017796335 V123661S5011C00) Pap 3 of 6 CONFIDENTIAL EFTA_00 135646 EFTA01277039 SUBS Business Services Account lure 2019 Your investment objectives: Account name: Friendly account name: • : Account number: . You have identified the following investment objectives for this account_ if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. YOu Can find a ful description of the altemaove investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment consderation - None selected Your account instructions • The account record was signed by your Financial Advisor and approved by a Principal of the Firm • Your account cost basq default closing method is AFO, First In, First Out Your financial Advisor: SCOTT STACK MAMLYLE CASRIEL ANP7C005004774l64NPVC026‘883 00001 0619 0l 2796335 CONFIDENTIAL S50 I IlditlibYGM000250t494 4 cif 6 EFTA_00135647 EFTA01277040 Business Services Account UBS km, Your assets Account name: MAX FOUNDATION Friendly account narne:MAX FOUNDAD0N Account number. III Ell II Some prices, income and current vetoes shorn may Ix epprOniagne. AS a MUM. gains at lOsses ma/ xi be &weedy refkcied. See Aporzon infosmabOn about your gatemen' a the end of ths dxumem for more infornakon. Cash Cash and money balances Cash am! morey beiance.s may include avalable cash balances, UBS Bank. USA depost account balances, UBS FDIC insured Rogan Bank Etaances, UBS AG Stanford Branch deposit account baaxes and money market moue fund sweep balances. See the Important information about )our statement at the end of this document for details taut those balances. Hddng UBS BANK USA BUS ACCT Your total assets Your %sandal Advisor: SCOTT STAGY miltat vi F faerrict UBS Bank USA and 81 UBS FDIC insured Progan Bank deport acount tgerKes are insured by the FDIC within applIcabge Inns, but ale not protected by 9PC. UBS AG Stanford Brant h deposit accourt balances are not insured by FCC and are not protected by 51K. Money market sweep balances are protected by 9K but are not Insured by the FDC °beano beance Closing Wax! Prix per share Average Duldencl Interest C.41 on iun I(1) on tun 28 IS) on lun 28 CH rate period period cep amount (5) 978 42 978.73 250.000.00 seven/age of Cost atimated unrealized Value on Jun ?8 (1) your account hairs (S) annual inCtme (S) gein or loss (S) Cash Cash and money balances 978.73 100.00% 978.73 Total 3978.73 100.00% $978.73 Account activity this month For more Information about the pricel value shown tOr reStriCte0 SKUtitleS, see Important Information about your statement at the enoof this docunent Date Adnity Description May 31 Cash and money balance S978.42 lun 7 Interest LBS BANK USA BUSINESS ACCOUNT AS OF 06l 06/ 19 .31 978.73 VOW' Ouannly tame cock Face Mut PrIcerValue (3) Cash amount (S) Cash and money Celance IS) Jan 28 Closing cash and money balance $978.73 SDNY GM 00025028 AmP7C005004774169 HP7003761883 0000I C6I9 012796335 Y123661550110000 Page S of 6 CONFIDENTIAL EFTA_00135648 EFTA01277041 *UBS Business Services Account June 2019 Account activity this month contnuedi Cate Account name: MAX FOUNDATION Friendly account name:IASINIATION Account number: Activity Descrolion Your Ilaandal Advisor: SCOTT STACK MAMLYLE CASRIEL Arrount (1) Money balance *divides May 31 Balance forward $971A2 Jun 7 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 06/06119 0.31 Jen 26 Closing UBS Bank USA Business Account The UBS Bank USA Business Account Is your primary %veep colon sm.n ANP7000500774166NP7000261883 00001 06l 9 012796335 VI 23661 SSO1t%eic Grit 000250pyie 6 of 6 End of statement for account number El CONFIDENTIAL EFTA_00135649 EFTA01277042 Important information abotd,‘our statement U35 Fnncial Services Inc (the fern of ues Financial Soreker.3 is a mentor ol all principal seceshy, cornadrty and cptamsexchargin. Fnancial StMCPI and LIBS Barr LISA ar ndrect stbsidaries of LEK AG and affiliates of LOS Sectstes L1C. the F Shamal statement is available upon request. the Ferns execulne offices se st 1.85 Faexel Srarces hc 1200 Harbor Boulevard Weehawken, tel 07086 7165 Stat~ retresents the onft official Nand of rxr LOS F rune's' Services account tilir records, except otteal la< documents, contanng cornicing data should nol be seised upon II youbedew then is NI MCC a anissen plea report it ~drably n writing to the Branch Manager a the office urvig rat account, Aehoicp al (gales shown are Mended to be motet., statement ribISMOuld not be used for la. pisposes Rely solny on year .end tax lams, (i e Form 1099, 5498, 10475- Ff<)whenDraPan9Inear tar return The km is ea:ared by law to repast to he RS sutduble dmdondk reportable nontaxable dvands and taxable nternt earned on invites held n you 'yank net pnxeals • sale transactions, and cost basis onCertain covered mosnes Corrwatications with da Firm • Please repodirm try oral bermancatons n berg blusterer noun your sitar, irwrucleg your nits under the Skuntim Invest« Protection Act (SPA) • If the hark ill munition on the top le of the kern of this statement is not ugSFnanciai Serwes, LeS Financial Sena« caries you- account as cbanng brisker by artangornienl web the indicated infirlutsn We kdorrnei ycv d this relationsh0 when you 'opened this accost h ths case, you Mds and secs-rises are located at UBS hundl Services and nal the iwocarg broker, and you mat mit • a roan of ay enpr or «Maw lo both firm • As ~ad n the aCCOnt arreants, yes moat notifyusof any errors Or fraud iiwohrig checks related as saes sultan *Awn 30 days after * was mailed or made waddle • Pleased:sect &donna complaints " or toll-free at 8,00 A.M. ton.» I, NI rem's C lent to ETMØ throug r . or in canny to U3S Nyasa Stones W., Client 07(07 elations Department, P.O. Box 766 Union C NI • All elieemens shall be deemed corrokiee rd accurate d not itfrcted to n days • For TTY :se stram codas's- the LI Cal • an case of errors cs best ram Mad an electronic knob transfee (F1). )(needebit cad trarnactions. call or butt to UM Financial Strikes Ix., HIM« NCI, 6th floor, Weehandet‘ N1 07086, Mtn MASSA defeat. Cater 'ite as soon as you can, if you thrk you, statement ce recept is wrona or d you need more nformalon atican a transit, on the stamen or recap. Ilse Simi or <id Nun Ns smokable) musi her from you no later than 60 days dug the Frm urn you nat lint -statement on which the a« or problem appeased, ▪ PrOnCityou- nrre rd accost ~bet (4 any> — Desobe the nor or the wander you re unsure about. and akin an dory as you can why you bitten* is an emir a why you need noire information. — Proide the doer amount of the suspected ens. Te Firm a Card Issuer vad Seagate yoke vanpant and will torten any error paletry For alleged errors ånnivn9 (WS 06a•debd cad trantact6ro ifa we take mob than 10 tyg Kiss days to ob this, we will credit you :most Ice the amount scrilirsk es in error, so that you wit have the use of the money (bang Mt tint a takes us to correlate as nedligaen. Please make all <necks payable to the Fan or the Inancial nsteutcn ~Wed on the front of his linemen In addition to regular noun lees. accounts may be onset to rnantenane bat charges for late payment for securities purchases and charges for unpaid amounts n cash accounts. Accounts that re rendered to other notations may be subject to rb transfer fee. UBS Swoop Optioos USS often options for sweepng cash balances to bait depose aoccums at non-educed baits and affiliated banks and may mend make] finds (Money feat). Deposit accon at UPS Bari USA and nonaffiliated banks partinwn ng n the UM FCC-awed Deposit Program ae FDIC.soured n accordance win FOK rules For more rdcmution, please visa WM.., fdo.ripir. Depose &Croon's al LES AG Stanford Branch and Joes of MoneyFrank are not and by the MK. Bar* deposits re not protected by WC Money Fund than are protected by SIK. See -U8S f newt Seaces Anotell Prointon' below, Llecn >our re6uest, balances it the bark deposits mas be wirckawn, and shares of a Maw Find may be Iguidned. rid the proceeds retuned to you or your mutes secant Fiche, itimation about available sweep options, a— king emne interest rates and yields. 6 available al vervisirrnS <oft SMiePyrelcts. from your lancet Advwx cc by eating 890762.1003 ties Financial Satiate account protection The Finn is a member of the Searles Investa Protection Corporation (Stec), which protects securities customers of es means top to 1.500,0:0 (attain] 1250000 for darns fe«ads) Enailanatory brochure available ran repuen a al www son org Te SIIFC asset protection lines oppy to alt accounts rut you hold in a pinata capacey. The Finn, together with tenon affiliates. bat abe peschased supplemental inwc te. The inanirn.rn amass* payable to all dighle climb, collectively undies theprotection is $500 mdban as of Decterber 10, 2016 Stabled to IM policy vadeions ard annalark can at he Fim is lusher protected for up to 11 9 million in One eagregato f or all yots accwms held n a prr Kula opacity. A Id copy of the poky arcing is salable UPOn reopen. Writer lilt SIFIC Prothlon nor the supplemental protection appal: to: • Cann financial assets controlled by (and «bind n your account vaunt:rat held away from Financol Services For example certain (i) nsurance produns, ixlWirg siable modes. aid iii) sties of rreeual finds registered n the arm of the accent holder on the books of the issuer or transfer agent), • Investment contacts or medians attests kg, knald pannenha and private placements) hat re not registered undir the Securities Act ol 1933; • Corrsnodities convects (e.g„ foreign exchange and prase tus metal contracts). cabin; futures contracts and commodity option contracts. and • Deposit Ulotrts Incept certificates of deposit) at UBS Bak USA, MIS AG U S. branches and baits ek the FDIC vared Deposit Program. id SIP( protection and the 6.pplemental protector) do not apiary to thew anon own d they otherwise appear on >nu statements the WC protktion and the ~Instal protection da not pods« against changes in the market vela of your investments Inekether as a resist of market movement, issuer bankruptcy a obtain) Dividend Roinvertmtint Program (DRIP) The price reflected b an average price You May °Man the actual pike lions your Filar.< ral Mina. Or. wink Mann re purchased under DRIP. paid Man will be cold and the cash wit be depoted n yoke account The cf stand remes~ peke supplied byre issuer may offer from the mark« crKi at Vinal Be partial shires are sold Cadrinlieu Onts whole urns maybe held n you want. If you re entitled to a lerval ind as a result oe aOrridend p*ment or cannon the lam wll tither sell partial knits al madet price a accept an mourn skinned by a regnered dean, agency. ad credit your rooted Inverisnene objectives int nummert obit-dots and net, profile se 'pica to each account and may vary between you amounts. Please advise the Fem prOMplbr n wrong of ans sirlicant change in your financial titration investment cbroves For each &cove hat you choose ane of the biseng omcement objeclnes, • Peodxe Correa Wane Investments swain] the gmastin of income nay. • Achieve °Pita: APOrKiatidn: twearrents seek...a growth of prnopal rarer then the ?mention d reorme. • Aocka COMIrnabion «Income and Capital Apr'« irion• Investments seekingboth the generation of income and Tomb of principal Overall risk words; • Contentat. Seat to mantan total propel, with low risk and yokel my to the worn overall, even that means the account don not genera significant CONFIDENTIAL an or rams and may not keep pace with inflate:in • Moderate Wang to accept scene rids to prinepal ad tolerate am viability to seek honer ntums • Agansne: Wiling to accept high rids to pnncoal rd hrgn volatlity to seek highreturns over tame. • Inunteterd &gat,/ Cons•deration: a seleneg a patio, of the poi Hobo for that account may made complex arameola tinted Sapidity and gnaw stalky Statement shouarholditge We may consolidate al re'ned account statement with the sank address in the sank ~eke.. e 0 because they have tears who afro mental, per, account retatonshed win other Ores a the sane ad&ess. you prefer to mew individual statements mailed n sniamito•nielopot. you may decline Itousehokleg by calling your Farad Atha* Friendly «madame the Frendy account name is a cuacendabb *nrakrume1 chosen by you to assist you with you recceelltopeg has ro legal effect on yike anon . is not intended to reflect any strategy, pnxIxt, recommendation. nsestrnent objective a rek profile associated wen your accounts. adb not a prom.* a guarantee that wealh, or any linarKin caulk. can or will be achieved. All enestasens involve the risk of lost ticloIrg the riskot loss d the enl e investment. You can change your Friendly acne neat thrbghOrdne Services or by contacting sea F natal Adma. Account overview • Value of your •woonoporMolo. Net of assets and liabdeted • Assets trxlucks wadable ash balances, vans f or restricted security bst 3 and Global Tent Depart, urroahnid mads to market, and («tan assets not held by the F km Does not lake* awed securalassas al he MO Of he pea and venen statement moods, ce swab iwestmergs, winded stock options and ~ran and options • Liabdides Whoa debit balances, outstanding mason torn. credit Iv* shoe recent balances. • Cash/money/minxes. Total of uninvested sealable cash balances, plus depas bilances at all dieted arid non-aftdated Dals. and 'may makes maual tand sweep balances, at the close of the stuemen period Non-commodity free neck baron in ydu rand a-e not segregated tran ocher balances and theism may use any ol these hits in the Ordinary Can 01 its banns These finds ae payable re:n your demad. Des total is ncladsd in the anent period closing yak* Lancing infortnation For detakd rilarnation a the In's lending practices rd 'Suburrs, refer to you Client Roblionshn Agreement cc detour. Antrum and the Gendal Tema and Coedit-ions CIS'S Statement of Credit Practices available n Agree., ent$ arot I x to:ore; al teal ubt 'Dads .r. SDNY_GM_00025030 EFTA_00135650 EFTA01277043 I m p o r t a n t informatimi about your statement (continued) Ye.. assets Your deterrent knees recoils, red other assets hell n the account at the end of the Slaternent period. You may ask for dekvery of hay Paid securities al any tine. You may recent acuities used as loan cot err alter psyng any balance cis on them. Airy wanes franderred to the Firn dying the animmt period are Ion at mine value or of the end of the strewn period • Con basis h clatenmning the cost bases of the secures mended in this statement where indicated wit. the number -I,' URS Fiona, Services has relied on informaikn <bland from sourer. other than UK Financial Seneca. ncluding Hamel.", Iran amen. lino or that you may ban iseovned to you Finned Apace. The Fern does nal indkerdently wady a "arrow the sonny or vaklity of any damson hooded by coerces other than O3S Financial Sen•l h adding ahhough 185 Reveal SemitesgeresralV osclates this rdamatiw as it us received, the tem does rot frown any assurances tot the efamatecri uwler "Cost bate and "Urrealc gad loss" is rain as of the date of this st ed atement. As suCh. please do rue rely en this information to nuke wahine a sale decisions, fa la purposes or otherwise. Accounts ire-dean to the¢ ins may reflect gallon Hm ire only fa the period al tin their. held at the Fin More historical narration can be adled by you /rancid Advisor. • Urreented gandlosses. Venn data aulabb, edmated unaided garnflosses are calculattd for ningual mutiny lots The transaction data for nokviSeal lots may or may net reflect ccrnmesseons, charges awkr secuity reorganization toots. Dividend and other renvestment lots red sateen k pathase lob are each combined to display re lot The • Trade date a:Annwants the anginal transaclon trade dale. • Callable securins Bonds and ironed NO* that the issuer cats la early redemption wit be selected meanly by lot lam among al darns of that issue held our nunt a in nominee maw for Of <611'05 Call lean. Somali:el a cbtareed tiro third patios a-d as non is not guarantaed. Other GB leaves may exist which me Med weld. complete inemairn sill be worded upon request • Price/value Prices displayed for securities ad of err prod is maybe higher or lower thew the price that you would actually reuse in the market. Rises ate cteained from grow tad party sources Inch we below to be en*, tad we do net gnomes this accuracy - We generally use the cbsing price when available or to mean of the bid and ask prices la tested skink and options a only bid INK'S Ice OTC washes - Less actively traded stashes maybe priced using a valuation model or the most recent price we obtained and may not reflect an actual market price a van. ▪ Cenail positOn may gnaw within a price end wit show as 'awe was not available it we are enable to cbtan a nice Tor a security. - Deposes a aunties denomnated n oneness other than U S. dollars are reflected at the exchange rate as of the damns. date. - For (Wan seanbes rang en non-cwt.:mug denomnatons, woe ad curtly (fate value) may have been adjusted to facilitate proper valunw To obtain anent quota:ors. when available. contact you FnanulAckscr. • Private investment. and structured produces. Private monkeyed pr<LnItts (r<1.4 r9 drat PrtiCiOal ion Grogram and real trate iniatment trust Peonies) and structured prodxts are generally highly than. Chan stitxltsed WookkIS haw net been registered with the Securities and &charge Commission or tads any state securities laws. We ;TOM. estrnated values for (vivre nestrnmi stakes red strut bred wants for namal kcal purposes any Masao a not guaranteed - These values may differ sextant is*/ Iran Ines, it ary, at which a private ..vase,., d security or structured prOcaaCt may be Watt a sold and do rot recesses* represent the van you may recent tpon Hoiden:on. - Wird patty *snores of van re as of a certain date ani are Supplied to UBS Financial Services on a regular bass by an rdesendea valuation lima - ken, general pawner a sponsor estimated vans, '4 alb re su)felied to the F rm by the new genteel panne- or sponsor aid may be calculated based on deferent infarnaten from that used by that parties to derive their estimated values. - You can obtain addaccul renew regarding the methodology used to determine the titivate of value ad the date of the rarmation that is the basis la the estimate by contacting your Financial Advisor. - Rod pity estimated values may be reflected as • Not priced' in several situations: when an indepardent valuation ter has not suppled a us unable to assUu a van, when we become awn tut a material event has soured that may calla prewotnfy reported yaks no question, a when a value would be heghly speculative due to the nature at the warty - Men neither an 6Suer, general pa-tiver a sponsor estimated value nor a thed-orty estimated van is provded, the van of the watery wit bedifferent from its 0...rd-useprim - • Onbut Ulf to dre • may none non of capital, name or both. - 'Oruro' unit sae represents the Sal offering price per wed ad may not felled phi cal basis - Of P end unlisted REP SeGrein re not Idled co a national WCUreiel reterge, and re generally liquid and ewn t they. can be sold the price wend may be less tan the per Pure estimated undue podded n the account statement. • Reiricted securities. Restricted securities paw* are not <overtly eligble for pubk sale. 165 Financial Services uses the market pace of tie unrestricted stock of the sane aver as an imputed vale la the restricted stock for purposes of red statement only To tie extent that restricted punier are elgado for sale, tie value received may be stbstamially less tan the awed van skew. • Est. (estimated) income, current yields and rates. An ed mate of snot n:uvr is bred on Cullent dbidenl and Wan rates, awning the wirers will be held for one yea- from statement date or urea mataity. This estimate is only a gudelne, accuracy and (ontenued new* are not guaranteed. - Estrined armed name ad current yield foe torten bins of securities could noble a return of prricPal or captal gait ei which case the esi income (rd current yielo) would be overstated. - Est/Ivied annual name and anent weld and the actual income awlyin mete be lows or hater than the ntrniced awards - An estimate of vitiated norm Wirderd axicr interest) deeded by the current market weld average balance e based an the last diedend or (-nest payment made by the ides and nines the searher/daposes will be hell foe caw year tom the statement date growl maturity. Accuracy and co tined yob ere not guaranteed • AMU net held by UBS Fonda Services, CM'S" as:Ora-end held by the F im and not within the Fim's possession or control. These assets are deployed on you statement In ntormational pawees only. Posterns and values presented re tenoned by the issuing (em UBS Financial Seem is not makable for the info-maw and does not guarantee as accuracy These assets are rot waned by StIC or to Fills supplemental SIPC coverage. • Revenue Ming and adckienal eempensation. - h nolitkn to comerninken an sales and 12b-1 Wes skewed in connectall with the destriounn of mutual labs to as dents we rector Oct nine receive revery. sharing payments from dettbdas antra silicas of the mutual finds that so sell These amounts re based cc two different coma:rents: (4 the amaze of sales by IBS of a particular rrutual find family to our dents; and 60 the asset vale of a particular Mutual lowil lanai's shies held at the f - We ad our affiliate also receive networkNg and omnibus processrg fees in considerate:el for transfer agent services that we provide to the nnual funds These lees generally we pad from nsestor nets n the Mutual (WA and are a feed dolls arrant based we the sorbs of noon at the butler-dealer holing mend fink of that fund family - h ablecn to CCenril6SPrIS received in connecteon with the tale a detibuton of annuity contacts and unit nvestment bust tries to our clients. we aria ar aft hate receive raven shying compensation from Mary of the nourance companies unckrwriting the annuity WeltratS, affiliates of the Nuisance cetrowes a sporan ol the tab, esestment Posts we Warne.. - h addow to commissions received from the pichase and sale of Neroltares fads. we ardor cur allilute receive at asset-based revenue sharing payment from NuntSkevet destrbownk as well as fsa*-. for technology development, training and education. - Our aliens also receive trading corminals and other <anneal on from mutual funds ad nstsente carparge what* proaticts we divriasle CONFIDENTIAL - W. receive <CtripenStrICO lam LEIS Bank USA, 18$ AG Sweden Branch and nonaffiliated bads thcott our cash sweep pogsm. This 07npenfatiSn may be a ma-thy per account fee or may be a percentage of swage defy deposit balarxes Activity Information repaying cormmissin and other (herpes Monad n Cfer*CttOn With the execuon of trades, includingoption transactions has been excluded on animations previously f unshed to you. ad mil be provided to )W prorrotkon repast. Short selling II you ate engaged n short sellrg a dusty, you may incur a charge are to certain borrowing costs fa that pan bile-security. Orin orders Regaidng open a • 9aralitcancelee orders that were not nand by the sunken date, open buy and set stop orders re reduced by the stunt of denten. Or nyhtS on an rodeviderds Cr motels date unless nsInxted of ensest by you. You are responsble for ceders that re executed due to yeas failure to cancel sung *Pen orders. Privacy To Wean a copy of as current Client Friary Ndics pleas. contact you Financial Advisor or vied as nine al 'wen •thi enrap4wetrAet. - 185 Financial Services is not a bark. The RMA, Busness Seines Account BSA and IRMA am brokerage accounts inn provide access to bariung saxes and products *mutt asalippiWnIS with affiliated bank and other thal.paiybags, and provides access to mace and amity products issued by u-affeliased thid.party reerance companies through inuance agency sitaidores of LIES Financial Sans Inc. — rummers nuance, arid annuity predicts. — Not FDIC Paired • It bar* guarantee. May kip van — tMA P.sarce Management Account, Bustlers Senn Account BSA, IRMA and ntemationel Resouce Uanagement Aceount are regestered service marks of MI Financial Seines kx — visA is a registered sintran owned by visa hurnaknal Service Association and used wider license the LOBS Vea code crds rd the Le3S Visa debt cads are and by UK Bank USA with permission from vita LI S. A Incorporated All other vackmarks registered trademarks, sake mans a-4 registered service marks ye of their respective cormanees IRS Fiondel Snakes Inc Rev. 301610 SDNY_GM_00025031 EFTA_00135651 EFTA01277044 UBS UBS Financial Services Inc Private wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 04770037133990719 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: SS Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phone: Business Services Account July 2019 52 Questions about your statement? Value of your account Call your Anancial Advisor or the ResourceLine at on June 28 (1) on July 31 (9) account Your assets 978.73 979.04 %Stour website: Your liabilities 0.00 0.00 www.ubSOOrnItinanCiakerviCeS Items for your attention • Help protect ycastell hour (soul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account $978.73 $979.04 Tracking the value of your account Sources of your account growth during 2019 Value of your account at year end 2018 $976.91 Your nvestment return 7,238.7 Dividend and interest income $2.13 5,2382 Change in market value 90.00 8238.2 Value of your account on Jul 31.2019 $97904 1,243.3 - 9761 978.7 979.0 Dec 2014 Dec 1015 Dec k16 Dec 7017 Dec kw Jun 1019 1J 2019 SDNY GM 00025032 Mombor SIPC ANP700020C0713399 NP70000652 57 00001 0719 000:00000 50000000 Page 1 of 6 CONFIDENTIAL EFIA_00135652 EFTA01277045 SUBS Business Services Account July 2019 Your account balance sheet Summary of your assets Value on July 31 (1) Percentage of your account A Cash and money balances 979.04 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3979.04 $979.04 100.00% Account name: Friendly account name: /L.:. • Account number: • —I Your current asset allocation A Eye on the markets Index Your A nand) Advisor- SCOTT STACK MAII LYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank USA deposit account, ties MC insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important info:maven about ;our statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2019 3-month Treasury bills: 2.07% One-month LIBOR: 2.22% Percentage change July 2019 Year to date 1.44% 20.24% 1.49% 20.48% -1.26% 13.05% 0.22% 6.35% ANF10002000713390NMC0065257 C0C0I 0719 C0C03C0001(123661SS0COMYGM000250Pdelge 2 of 6 CONFIDENTIAL EFTA_00135653 EFTA01277046 SUBS Business Services Account Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. July 2019(3) Year to date (1) Opening account value $978.73 3976.91 Dividend aid interest income dosing account value 0.31 2.13 $979.04 3979.04 Dividend and interest income earned For purposes of tits statement, ta•abilty of Interest and dnidend income has been determined from a US la reparting perspective. Based upon the residence of the account hordes, account typo. OT product type, some Interest ardor *Mend payments may not be sulhert to united States (UA ardor Porno Rico (PR) income tares. The (lent monthly staternem is nee intended to be used and camol be feted upon for ta purposes. Clients should refer to the applicablelax reporting fours they receive from UBS amuily, such as the Forms 1099 and the Fans 493, for tac reporting information n is the practice of UBS to file the 420C8bit vac reporting roans •Nith the US Interni Revenue Senate and PR Treasury Department. and in such farm accurately nasty dondends ardor Interest a tax *mem or twat ae incane. Pleat consult your in&Adual tax oreoarer. • MIMI Cash activity summary Your 14 vandal Advisor: SCOTT STACK MANLYLE CASRIEL See account activity ans (AGNES) for details Balances in your Sweep options are Indudedin the openng and closing balances visa FDIC insurance sprats to deposits at UBS Bank USA and el banks paakipating in the UBS FDIC Insured Deposit Proven, 4 des not 43cty to deposits at UBS AG, Stanford &arch. SIPC protection applies to money menet sweep fund headings but rot bank deposits See Important information about your statemer4 an the last two pages .1 this document for details. July 2019 (S) Year to date (S) Opening balances $978.73 $976.91 Additions Dividend aid interest income 0.31 2.13 Total additions $0.31 $2.13 Net cash flow $0.31 $2.13 Closing balances S979.04 3979.04 UBS Bank USA Business Account APY July 2019(S1 Year 10 date If) Interest period .kin 7 - Jul 7 Taxable interest 0.31 1.88 Opening UBS Bank USA Business balance Jun 7 Total current year $0.31 Stag Closing UBS Bank USA Business balance Jul 7 Prior year adjustment 0 00 0.25 Number of days in irderest period Total dividend & interest $0.31 $2.13 Average daily balance Interest earned Annual percentage yield earned $978.73 $979.04 31 $978.73 $0.31 SDNY GM 00025034 0.37% Aeir7C0020C071gg91 NP7003065257 00031 0719 000000000 Y12366155000000) CONFIDENTIAL Pegs 3 of 6 EFTA_00135654 EFTA01277047 4tUBS Business Services Account July 2019 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: — . ',- Account number. Your return objective: Capita! application Your risk profile: Primary - Moderate Investment eligibility consderatfon - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out Your financial Advisor. SCOTT STACK MAUI YI F CACl/IR ANP70002000713392 NP7000065257 C0C0I 0719 000000000 CONFIDENTIAL 5500:4IfitlfilYGM000250tge 4 of EFTA 00135655 EFTA01277048 *UBS Business Services Account July 2019 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I MI Some pnces, income and current values Shown may be Epproximene. AS a tests. gam and lOsses 001 be econalely reflected. See Amami infonertaten Snout your statement a the end of the dxurnent for more infornmon. Cash Cash and money balances Cash and money balances may indule avalable cash balances, UBS Bank USA depost account balances, UBS F DK insured Rogan Bail: Balances. UBS AG Stanford Branch deposit account balances and rroney market minus fund sweep balances. see the important information about )Cur statement a the end of this document for deur*, about those balances. kfddng LeS BANK USA BUS ACCT Your total assets °dermaMance Closing baerxe co kJ (1) on int 31 (s) 978.73 979.04 Value on Itt 31 IS) Your Handal Advisor SCOTT STACK KOKYLE CASRIEL UBS Balk USA and al UBS FDIC Insured Pavan Balk deposit aCOunt tdaXes are insured by the FDIC wllhin applicabae lints, but are not protected by 51K. UBS AG Stanford Blanc hdeprat account balances me not insured by FDIC and am not pretested by 51K. money market sweep tames are protected by SIPC but at not Insured by the FDIC Nice Per Shag Average Dnidend Interest Dais en on Jul 31 (1) rate period period Cep anount (1) 250,000.00 Percentage of Cost Estimated Unrealized yOur account COLS (SI annual inC011e (51 can or loss (5) Cash Cash and money balances 979.04 100.00% 979.04 Total 5979.04 100.00% $979.04 Account activity this month For more information about the pried value shown for restricted stenches, see Important information about your statement at the endof this cbcurient Your Quantit)/ Date Adinty Description exPenk COde Face vat* inn 28 Cash and money balance 807833 Jul .5 PrIceiValue (5) Cash amount (5) Cash and rroney balance (I) Interest L8S BANK USA BUSINESS ACCOUNT AS OF 0710919 .31 979.04 Jul 31 Closing cash and money balance $979.04 SONY GM 00025036 ANP70003000713393NP7003065257 00031 0719 000030000 Y123661550000000 Page S of 6 CONFIDENTIAL EFTA_00135656 EFTA01277049 SUBS Business Services Account Account activity this month rcontnuedi One Money balance ectivities hn 28 Bateau forward $978.73 Actmty Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: . Your 14 nanciel Advisor. S-OTT STACK MANLYLE CASRIEL Descriptcn Amount {S) Jul 8 Deposit UBS BOO: USA BUSINESS ACCOUNT AS OF 07/05/19 Oil h131 Closing U.S Bank USA Business Account The UBS earn USA Bun nes, Account is your onmary sweep option $979.04 ANP7C001000713394 N1q000065257 COCCI OM 00C0X000Y12366ISSOOOMIW_GM_00025Cafr 6 of 6 End of statement for account number. -I CONFIDENTIAL EFTA_00135657 EFTA01277050 Important information about your statement LOS Financial Services Irx. (the Firma UM Fins-cite Semiw.), is a mentor of all principal peaky, commodity and options exchrgits. UOS Fnoncial Unica ardtSS Bark USA re ndrect sits:diaries of UK AG and affiliates of LOS Seciakies RC. The F Meslinaroial Statement is available upon request. The Fin eintive offices re 185 Finrcel Services M. 1200 Harbor Boulevard Weehawken, m 07006 This Statement rePosents the only official record of yes 1.65 Frontal Services Nowt. Other recce& except official to dcourients. contanng ceriliarg data should nit be relied upon II youNine thee is an ma a C•116POn please report n irtnettably in writing to the Brandn Manager of the office wvig you acmurn. Although algae. shown re mended to be accurate, statement delashould not be used for tar porpoises PM solely on ye:own la( forms, . Fonn 1099. 549,1 1042$. etc 3when pregamg your tax return. The Fem 6 gond by Lew to report to tie RS &bauble Winans, reportable noretavable &ands and taxable interest end on sauities held thysv annt, net proceeds on sale transactions. rd cost basis Gaon:wowed wurtied Cenwitaikations with the Firm • Please retrain" any oral cartrunkatken in sing tofurther protect your rights. iroluirg your rites voter the Smarties Investor Protection Act (WA) • If the tinaxisl institution on the top left of the frail a this StateMenl is not LES Fnanciel Services, LOS Financial Senn conies yaw Ikttalt as clearing broker by arrangement wain the nokated institution we snored you cd this retalionshb when you opened this accare. h this raw yaw krds aid sect-ries at located a LOS f natal Servos and rot the Onto:nobroker, and you meet make a neFun d ary error or anion to both Inns • AS desalted th the account agreements, you must notifyusof anytiros or fraud irwohirg checks refined on your statement with 30 days after a was mailed a male • Pleasediva customer aronlines or ' Finn's< lent h at orlon-frees 13:00 A.M. to 600 Flit ET Moxlay throug r or in mein) (0 (85 Fiuncial Sown Ix., Client Reltions Dewar', PP. Box 766 union City, NI 07067 • All patents toll be deemed complete and acosse Inototgectdton days • For TTY se or from outwit no US: Cal • incase of errors a &min Awn on electronic hrich transfer (FM ' eal' debit cad trarnachorts. cau or write to UB$ Pronto' Strikes ix., Hansa Ind, 6th floor, Weehmaen. au 07096, Allis RMMISA Sawa. Cal a write as soon as you can, if you tilt your statement a recece is wing or if you need Ma niCentatCn tout a tinter on the slatemmt or reap. The Inn or Card bow (as appacable) must her fromyouno later thy. 60 days after the Fern two you t e fat st aliment on which the error or Problem Snood. - Pro:newer rant and accost nterter 0 arty) — Desoto the error or the transfer you are unSUN about, and replan as chary as you can shy Wu believe a is mem:tawny you need more thormalion. — Proone the dela* arnxent of the suspected era. The Finn a Card kw.r mill investigate your anglaise and :WI correct smelter proiroptfi. For alleged error, rnO/ung UBS thsafidebil cad transaakm t ay take more than 10 business days to do this, we will credit you scam la the amount you thnk sin error, Valhi you we have the use a the money durng toe tine a team in to complete as Meet:potion. Please make all checks payable to the Fern or to financial VISteuticn notated on the front of this staserrent In addition to mauls secant lees. acowts rue/ be Mina to rointenarce fen, charges for hole payment for securities purchases and charges kr unpaid amyarts n cash accounts. Accounts that are therolared to other elStalulan may be subject to a onto fee. UBS Sweep Options LOS offen option for %wept-opcash balances to bat depose accounts at non-/Milted barks and allikated banks and money market nasal hats (Money Funds). Dogma awards at UPS Sri USA and non•atf Halted barks pankipaing in the UM FPC-nsurod Deposit Program are FDIC insured n accada-ke web FDK rules For more &nation, please visa AVM, fcbc.9”. Depose accounts al LDS AG Stardad Braish and thorn of MoneyFinds are no inured by the FDIC. Bark deposits are not protected by SOC. Money Fond shares are protected by SOC. Set 'LOS f rum& Sabots AcCOunt PeCenton' below. DWI oat request, balances in the bare deposits mar be WandraWnl and shares of a Money had maybe toned. and the proceeds retuned to you eerie Inas accord. Funher Yeoman:en about available sweep options, roldrg turn irterest rates and yields, 6 nibble al joyownceeryweeeprods, Iron your Franco' Advisor or by paling 8007621000. UBS Financial Services account protection The Finn is a member of tee Seardies Mester Protection Corporation (MPG), which protects parities customers of Es marten to to $500,000 1250,000 for daims for cash). eaplanatay brochure arakabba taw, egard a al sway. Moe org. The SIPC asset protection lines apply to all accounts that you hold in a pancake capary. the Finn together with unit affiliates. his to Prchosed supplemental karma. The manna/it amount payable to all &gbh &lents. collectively under thisprotection is SSOO motion as of December 10, 2016. Salsa to the policy candtkre arid anklets'w Cosh at the Fins is hither protected for up to 11.9 mikn in the aggregate for ali your wares held n a particular capacity. A I dl copy of the poky exedrg is available silo. request. Nether the SIPC Draticloon nor the stvpaemerOal protection app./ to: • Certain finial assets controlled by (ad nciadol n your *won vas) but held away Iran UBS Financial Services. For bonnie certain (0 inurarxe aborts. ndladinct era* amuities. and (iD toes of mama funds registered n the nine of the account holder on the books of the Muer or transfer art), • twestment <ordeals ce :vestment interests fel, limned pannenhts andwhat placements) tun are riot registered under the Seorities Act of 1933; • Cormoditits contracts (e.g., foreign exchange and moonmetal centrals), exkodng Mitt" contacts and conmodiN option contract,; and • Deposit accesses (except cited Ocoee. of &posit) at Bat USA, UM AG U.S. braxhes and bolos th the FDIC insured Deposit Program. The 51K OrOtnlon and the xeraernental protection do not apply to these on own 4 they otherwise tipper on Ka statements The WC protection rd the poplemental protection der not prolett aganst charges n the market non of your investments (Mother as a sectµ of market movement. issuer brforupky other:Me) Dividend Reinvewenn Program (DRIP) Roma reflected is an average ponce Mums/obtain the &tut ace from yo.s Fnancial Advisor. Only ranole Oven we purchased under DRIP, partial themes wilibe sold and the cash wit be deposited in yOur Mount The *Mend remotion, pxe %oohed by the issuer may offer from the market Price at rinoh thepartial shares re sold Cadvinilieu Ong stole urns maybe held n your account. If you are entitled to a pantµ unit as •result of a dividend payrrant a otheowne, the Firm ell ether sell partial net at made price a accept en adorn determined by a mongered (barna agency, ridcredit you- accara Inyerlanone objectives The rwntmert objectives and risk profile are 'pant to each account and may saybetween yes wont Please advise the Fier promo fi in writing of any igen Kant change in yew financial situation et •iveurrent obsidian. Fir each move hell you choose anew the fob:ono imestnent objectives' • Prods* Current Income investments wain the generation of income only. • Achieve Capita tAppnciarion kwestrnents Peeking growth of athwart*/ than the generation of MOM,. • flotsam Combruson of Mon and Opal Appreciation. Investments seeking both the generation of Mon* an growth of principal. Overall risk groan • Conserv/6W Seeks to rennin maul prixpal, nth low ink grid volts My to the account &teak own if that mess the mount does not roam significant CONFIDENTIAL income or returns and my riot keep pace with inflothefi • Moderato. saileng to accept some riQ to pincoal ard tolerate sane edgily to seek higner returns • Aggress A.! Wiling to accept high risk to poincoal axl hgn vOlablity to seek high returns over time. • Imtenter2 figsaiirty Cow:lent:on: I selected a portion a the por Nolo fa that at court mg inckide compim prates, listed liquidity rd creator Statement lthusehoklar We may consolidate al rutted account statement with the sane address in the same envelope. e 9. because they haw wirers who also maintain joist account rations/vs vet other clients at the sane adIress you Prefer to mere irdinclual statements mailed n separate erml0044. you may decline llotaahoklen by calling you Financial Advisor Friendly moan name The Friendly account name is a want* filar :erne' chosen by you to assist you withiyas recordleeprg b has ro legal effect on your account is nos mended to reflect alw strategy, prodxt recommendation. ini.thoo.nt objectne profile associated wth your accounts. and is not • promise or parents that *oath or any financial results. can or will be achieved. All irnestrnents insane the risk of km, induding the risk of loss of the tootle ilbreStMellt. You canthinge your Friendly wan names through Online Stenos a by contacting you, F :uncial Admits. AO:0On overview • Vette of 'Our acoontportforro. Net of assets and eF as Includes available cash balances, values for restricted se:girth' Ost and Global Tina Deposits, unnamed mats to mshit. and cenah asset, nit held by the Fim. Does not rob* unpriced securtlnlasiels al the end of the prior an arrent statement periods, or private Menem; *noted stock axiom and mercirobko stook options • Pall* lax odes debt Waxes, outstonding nwgin loam. coed/Ines short accost batmen. • Cashlotoney &awes Taal of tali-nested available cash balances, plus depose balances at affiliated and nide iksted barns, indexing market mutual find snoop balances, at the cote of the statement period Nonicorrmodity fret molt balances in you" accord re net se gxed from ocher balaxes an the Firm may use roof these funds n the ordwury came de as baners. Dew funds are payable Lyon your demand. Mrs total is ixteded in the (wont period <Wing vibe Lending information For detailed Mormation on the Ian's henna practices rod decbsuies. refer to you. Client Retilicashi, Agreement a Acton Agreement and the General Terns and Conditions. LOS Statement of Credit Practices wattle n Argo:ere" and 0rtkosures el reale' SnMai .•• r In. SDNY_GM_00025038 EFTA_00135658 EFTA01277051 Important inforniatimi about your statement (comiimed) Your assets Your statement Moues writes and other assets hell n the account at the end of the Slaterrent period You may ask for delivery of fufte Paid securities al avy You may receive sorties used as loan co/Loterr alter paylig any Wince am on them. Any women tranderred to to Trm cling the suremmt pond are Wed at make value at of the end of the state/wit period • Cost basis. h detennning the cost basso of the secreet exided n this statement MAIOrc indicated will the nuniow tel-SFearcial Services Nas relied on information obtained from sources other than Ul35 Fearer' Services. reltding infamation from another her or that you may K not;a ided 10 F narctal Apeisor. The Firm does adependently arty a guarantee tee aaVaCy or vaklily any is f amation von:POPy sown other than U3S Financial Streqo addlice, althougen U3SFruncial SeenCeS generally updates the Hamster, as t is recessed, the fen does not prow* any anwarces that the reamaten tender 'Cost burs- burs- and `traealCed gash lei,' n activate as oe the date of this statement. As such. please do net rely on this Hermitian to make et/chase of sale decisions. la tap:poses a otherwise. Accounts tramemed to the an may reflect girelow artution only lice the period ea tire theyre heed H a the Fan More Knot:cal MaCentabeak can be added by your Marxist Advisor. • Urreelited gains/losses. *Men data 6 availabff, est mated rrealiZed 93rna0S3e$ are calculated for ecivirlaal society lots The transaction data for nividual lots may or may not reflect ccrrmissions. charges ander *tarty reap-dal on *soots. Deeded and other renvestment lots and *tonal k pitchese lots re each combined to display ore averaged lot 71-e 'Trade date colme pewees the ongrel transaction trade dale. • Callable securities Bonds and preferred nod that the issuer cats la *ark, rederrpton Pail be selected Mparballr by let Iran among al fortes of that issue held in ote runw or is nominee Pane foe os clients- Call feare Hortnaten is obtained Iron third forties and es accvacy is not guaraMeed. Other call leaves may me which weed elect weld. complete Mammon will be provided upon request • Price/value Prices displayed for securities and other products mat be higher or lower than the price than you would actually revere in the market Pokes are obtained from wren turd partysources whet we behave to be Habit. ten we do Mt guarantee thee accuracy - We generalbruse the thong price when available or he mean of the bid and ask prices la tested seesaws and options a only bid peen Ice OTC washes - Less actively traded sorbet maybe priced urea a vabaten model or the most recent poke we obtained and may not reflect as actual market price a rake. positions may appear wither a wine and will thaw as 'am was not available B we are triable to cbtan a once la a seemly. - Deposes a sorties denomnased n tummies other than U S. doers re reflected at the exchange rate as of the teemem date. - For certain women wading 11 non-animist's? denornriatont, pnce ad miserly (fate value) may have been adjusted to facilitate proper Huron To obtain extent quotations. when available. contact yas F amok)! Acinscr. • Private investments and structured poducts. here nwsiment WWI*, (IN r.9 den pancipativs orowam and real estate ineltment trust securities) and strut med precise ate generally high) ithoud. Conan muttered products haw not been registered with the Securities and &charge Commien or wider any state securees laws. We pew& evirnated values for write investment soviets and struct wed products for Hormel ger Ferrous only Aurae a nu guaranteed - Thew values may differ sebstant ray Iron peon it at which a private entire d Wu* or structured product may be Wirt a sold ad do rot necessarily foresee the value you may recem race liquidation. - Third poly SIST4695 of vain are at et a actin date ad are supplied to URS Fere ref Services on a regular base by an rdeperdert valuation limn. - Knee generale/into a sponsor estimated vales, d any, re Paled to the Fen by the issuer, general partner or spans and may be calculated based on deferent isfamaten from tat used by that panes to derive thee Minuted values. — You can obtain additional Hem men regarding the methodology used to determine the ellimete value and the date of the Hermaticn that is the basis la the estimate by contactisp your Financial Mater. ▪ Tod patty esunated ratan may be reflected as • Not weed' in Several StatienS: Mtn an nokperdot valuation Inn has not suppled ce unable to not a value. when we become awn that a material event ha6 tarred that may calla presoudy reposed vas Me question, a when a value would be highly speculate* due to the nature el the seturrty — Wnen neither an alder, general partner or sponsor &stewed value Mr a thed-porty estimated teas e weeded, the was of the stony will be deferent from its pertune prior - • °Rebut MS to dale • May Ilia neon of capital, none or both. - Orson* wet uze• represents the Mot offering wee pm inn and may not reflect y0✓ cost basis - Of P and whited RE* seettein re not listed en a national securein estrange and re generally anted and even a They can be sold the price rearmed may be less ton the per share estimated value pervaded n the account statement. • Resiriaed securities Restricted securities genera" are not arremly eligble la public sale. 1.85 Financial Sexes uses the market price of Vie urrestxted stock of the sane ember as an evaded value Ice the restaged stock for purposes of rod statement only. To the extent that restricted seam ies are obgble for sal, he value reoseved may be sibstantiaty less tan the awed value stown. • Est. (estratated) income, current yields and rates. An eff nue of anneal more us bred on totem *ridged and imam rain, assuming the senores will be held for one yea- from statement date or um' mataity. This este:tote is calf a gudelre, accuracy and continued none are not guaranteed. - twinged armed mane and event weld foe coffin types of invites could include a fern of pretioal or capeal gains in which case the est intorne (arid current mg) would be overstated. - Estimated annual mane rd tweet yield and the lKtull income and yield regke be lower oe hrjsa than to eaten* ed amoures - An estimate of annualdtd income (dirderd axle' interest) divided by the tweet market wiled average balance is based on the last dividend or nicest menvent made by the issuer and mores he secsereedeposes will bo hell fa one year from the statement date °rune maturity. Accuracy and continued mid re not guaranteed. • Peseta net held by UBS Financial Services. Certain assets ye nal held by the Tim and not within the Fen's possession or ccnvol. These assets re deplayed on yew statement for nt ow:national purposes only. Positions and values presented re voided by the issuing fan UBS Financial SOW., is not respensble for ten Mammon and doe not guru tee as accvacy These assets are not tweeted by SVC or refers's supplementel SVC coverage. • Revenue sharing and maim.* cempensMien. - In addition to tarreinken an sales and 12b.1 fees received in connection Path the dtstrtuten of mutual finds to or dents we anctor err affiliate room revert* sharing payments from detremas soda achisas of the mutual funds that so urn Thew amounts re based ce two different ornocrentsi (3 to amxrc of sales by 185 of a particular mutual find family to our dents; and 60 to asset vale of a particular mutual hid lanais then heed at the (nit - We and ow *Mike also receive networking and ornnbus processrg fees in coresiderace for transfer agent services that eve provide to to rnsual funds These fees generally are pad from in...rater MOS en the Tlitue fund and are a freed dolls amont based on the merger of act-cents at the brnierdealeo holding msual lvds o1 that fug family - In addition to commesons received in connection with the sate a detibutce of anaity contracts end tub nvestment trust tints to or Monts. we ado as af hate receive rescue sharing compensation from many of the courant< companies untkeweng the annuity tartrate, affiliates of the Nuisance conwanes or sponsors d the tali, investment Mats we tharbute — In addition to commissions received from the pichase and sale of eleitSlnares hinds, we andor al I ilute receive an asset-based revenue sharing payment from NetShives doubters. as well as ft ern; for technology development, training and education. - Our Violates also receive trading coarressees ad ether centennial from rrutual funds and inswaixe comparrec meow prodecto we dittrbde CONFIDENTIAL - We femme (Colpernbldel IICOIUBS Bak USA, U35 AG Surrdotd Branch and naveff dieted bares *roar our cash weep Fec5rn 1b 4 compensation may be per accent fee or may be a percentage of mirage daly deposit bearxes Activity Information regrdng commissions and other chrges incurred in correction with the moron of tradoS, including opticn transactions has been melded an tartan...ions previously lumehed so you. rid will be provided to you Pram*/ an Want Short Sting If you as engaged n shoes selleg a warty. you may incur a charge eke to tenon b.:troy/rig costs for that pan eule- security. Open orders Regarding open co goodditcancelee orders that were not *sowed by the marmot date, opera buy and tel stop orders re reduced by the amount of dividends Or NMS on an ester:et-do a emetits date unless nsinxted atetwase by you. You are response* fa ciders that re executed die toyer lettere to camel e.*tng <Oem adore Privacy To Mean a copy of rots current Client Macy Nuke, please contact your Financial Achiscr or visit w rodasite at Awe/ trb orn/r4vmprofro. - 185 Financial Services is not a barn. The RAW, Business Sences Account BSA and IRMA re brokerage accounts Met provide access tobarking services and Prods!, ihresido 01.1119111W4Soth affiliated Wei and other thid.paty banks, and provides access to rmoarca and arm* Products issued by raft bawd thid.party nue ance <meanie through insvance agency w0pdares of 1.85 Financial Semen M. — met-nem nusance and snaky patens — Not FDC insured • lie bare guarantee/ May lose vat* - tMA Peso-me Management Accuse. Busyness Settees Account BSA, IRMA and me national Resource Manager rent Account re registered some marks of UK Mono.* Slane; Inc. — USA is a registered vacetrurk owned by Vasa Monsional Soso Association awl used under kens. The 1035 Yea cede crds ard the LeS Visa debar cads are *seed by UK Bank USA with permission fern rens U S. A Incorporated All othe eadtmarkt mimed trademarks, stoke mark, ad registered unite mucks are of their response CorripameS UPS Inancisl Services Inc Rev. 301810 SDNY GM 0002 5039 EFTA_00 B5659 EFTA01277052 SUBS lies Fevaxial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York kW 10171.0002 eNP700368544I 0819 M 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: SS Your Financial Advisor: SCOTT STACKIAAMILYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the Resourcetine at account Business Services Account August 2019 Value of your account BOSTON MA 02114-3252 On July 31 (5) on August 30(S) Your assets 979.04 979.29 VIsItour webs's.: Your liabilities 0.00 0.00 www.ubsconnfinancialsewices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from veniw.annuakreditrepoctcom. Value of your account $979.04 $979.29 Tracking the value of your account 7.238.2 5238.2 9238.2 Sources of your account growth derive 2019 Value of your account at year end 2018 5976.9t Your nvestment return Dividend and interest income 52.38 Change in market vane 50.00 Value of your =court 1,2433 - 975.9 979.0 979.3 on Aug 30. 2019 1979.29 Dec 2014 Dec 2015 Ott 2016 Oec20i7 Oec 2018 NI 2019 Aug 2019 SDNY GM 00025040 Member SIPC ANP700(V002035441 NP7000061938 00001 0819 C00030000 50000000 Page 1 of 6 CONFIDENTIAL EFTA_00135660 EFTA01277053 *UBS Business Services Account August 2019 Your account balance sheet Summary of your assets Value on August 30111 Percentage of your account A Cash and rrxmey balances 979.29 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $979.29 $979.29 100.00% Account name: trIA1. PDi.c.11ATICN Friendly account name: t.4,: tra eir ATIn‘r Account number: • =0 Your current asset allocation A Eye on the markets Index Percentage change August 2019 Year to date S&P 500 -1.61% 1831% Russell 3000 -2.04% 18.02% MSC I - Europe, Australia & Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10% Your K sandal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. Bank USA deposit account, UBS FNC Insured Deposit Program Bank accounts, LAS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for deta is about those balances. Interest rates on August 30, 2019 3-month Treasury bills: 1.91% One-month LIBOR: 2.09% AmP70002000685442W0C006193$ C0C0I OBI 9000030000 r12366ISS0COgighyGyug0250,ige 2 of 6 CONFIDENTIAL EFTA_00135661 EFTA01277054 CBS Business Services Account :c Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. August 2019(S; Year to date (I) Opening account value $979.04 $976.91 Dividend aid interest income a25 2.38 Closing account value 3579.25 3979.29 Dividend and interest income earned For purposes of thls statement, tarablity of Interest anti dredend Income has been determined from a US tar repating perspective. Based upon the residence of the account tickler, =count type, or prcdtet type, some Interest ardor dvldend payments may not be sublect to United States (UA ardor Puerto Rico (PR) Income twits The lent monthly paternem is not Intended to be used and camot be teem upon for tar purposes. Clients should refer to the applicatie tar reposing forms they teethe from Le3S annualy, sub as the Forms 1099 and the Forms 480, for tar reporting information_ n is the practice of U85 to Ale the soca* tar reporting forms with the US intend Revert', Service and PR Treasury Departrrent and in such foam accuratdy daily [Wends and cr Interest as tar eierrpt or taxable wane. Please consult you IndsIdual tar prepare,. Cash activity summary Your II mandril Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account scarify this month for detals Baances In your Sweep Options are Includedin the opening and elating bdances yaw. FDIC insurance applies to deposits at UBS Bank USA and at banks pankipati nig in the UBS FDIC insured Deposit Rogan. 4 des not apety to deposits at UBS AG, Stanford Brarch. SIPC protection applies to money market sweep fund headings but rot bad deposits. See/mace:ant irdorrnatbn about your steemervt on the last two paces of this document for chills August 2019 (S) Year to date (S) Opening balances $979.04 $976.91 Additions Dividend and interest income 0.25 2.38 Total additions $0.25 52.38 Net cash flow $0.25 $2.38 Closing balances $979.29 3979.29 UBS Bank USA Business Account APY August 20i9(4) rear to date IS) Interest period Jul 8 - Aug 6 Taxable interest 0.25 2.13 Opening U8S Bank USA Business balance Jul 8 Total current year 30.25 32.13 Closing UBS Bank USA Business balance Aug 6 Prior year adjustment 0 00 0.25 Number of days in irderest period Total dividend & interest $0.25 $2.38 Average daily ba lance Interest earned Annual percentage yield earned $979.04 $979.29 30 $979.04 $0.25 SONY GM 00025042 031% Atriv7C0020C0O3Se43 NP700306193S 00001 0819 000O30000 Yt 23661%0000000 CONFIDENTIAL Pegs 3 of 6 EFFA_00135662 EFTA01277055 SUBS Business Services Account August 2019 Your investment objectives: Account name: MAX FOLINDATION Friendly account namerMAXC I II NIAT0N cc Aount number: You have identified the following investment objectives fix this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the altemanve investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibihty consderatron - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Ilnandul Advisor: SCOTT STACK MANLYLE CASRIEL ntiPTC002000695444 NPTOCOPSI 93500001 Coal 9 CO0000000 55000MyGm00025dlyi• 4 of 6 CONFIDENTIAL EFTA_D0135663 EFTA01277056 *UBS Business Services Account August 2C I Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some pnces, income and current vaues shorn may Ix approximate. AS a reSal. gam MdlOsses May na be accurately reflected. Ste important infoimebon about your statement a the end of the &camera la more information. Cash Cash and money balances Cash and money balances may ind see avalatie cash batmen, U65 Bank. USA depart account Wances, UBS FDIC Insured Rogan Bank Balances, UBS AG Stanford Branch ceposit account baances and rroney market mututl fund sweep balances. See the important information about put statement a the end of this document for detaits about those balances. Mddng UBS BANK USA BUS ACT Your total assets Cash Your Pi nandal Advisor: SCOTT STACKMANITLE CASRIEL UBS Bark USA 396 af UBS FCC Insured PT072•118611k 086091 icCOunt tganas are insured by the FDIC within appticsise Imts, but are na protected by SIK. U65 AG Stanford Branch depart account balances me not insured by NYC and se not protected by 51K. Money market sweep batances are protected by SIPC but at rot Insured by the FDIC openng algae ClOsing bdaxt Price per share Average Deddenc7 interest Days on on Aug I (I) on Aug 30 (i) on Aug 30 d) rate period Penal Cap amount (5) 979.04 979.29 250.000.00 Percentage of Cost Estimated unfea4ree value on Aug 30 (S) your account bass (S) annual InCgme (S) gain or loss (S) Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 Account activity this month For more information about the pikeivalue shown for restricted saunties, see Important information about your statement * the endof that clocunent Date ANuty Your Oijantity/ Description exPenSe Ode Face Taut hiceiValue (3) Cash amount (S) Cash and money baklae (S) Jul 31 Cash and money balance $979.04 AUg 7 Interest L85 BANK USA BUSINESS ACCOUNT AS OF 08r0G19 .25 979.29 Aug 30 Closing cash and money balance $979.29 SDNY GM 00025044 ANP71:00208003544SNP7003061939 00031 0819 00030000 Y123661550000000 Page S of 6 CONFIDENTIAL EFTA_00 I 35664 EFTA01277057 UP's Business Services Account August 2019 Account activity this month (Contrived Oate Money balance ectivites Jul 31 Balance forward $979.04 Activity Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: MOO Your II sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Descuaticn Amount (S) Aug 7 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 081ON19 0.25 Aug 30 Closing UBS Bank USA Business Account The UBS Sant USA Business *mum is your onmary weep option. $97929 A NP7C0020C0685446 NP700306I 935 C<X0I OBI 9000000000 Y123661150 03WW_GM_0002SCONS9. 6 of 6 End of statement for account number= CONFIDENTIAL EFTA_00 I35665 EFTA01277058 important information about \0111' statement LES Financial Snots Inc (the fern of LES Financial Servka, k a mentor ol all Principal washy, cornaday and ants exchanges. 7ØS Financial SithA0.1 and LBS Barr LISA se ndrect absitaries of 1.95 AG and affiliates ol 035 Scouts LLC. The Fim's lamat statement it available upon request. The Finks extort offices at at CES fennel Services 1200 Harbor Boulevard Weehawken. tel 07016 1714 natorm Wants the on,, official wad of yaw U3S Francis' teruns account. 01h« records, recept ottcd lav documents, contanng «acing data should not be retied LfOn II you btleve Owe is n error ~dad°. Pier. report a enneekaly n mitre; to the Bunch Manager d the office serving tar account. Aleharin al I gates shown are Mended to be errs" statement rigs bode' not be used for In pupates Rehr soleg on yer.end tax lams, (i e , Form 1099.549% 10475. el< ) whenDrePn9IMer tau return The Fim 6 amend by law totem to the RS 31Na:cable dmdends, reportable ncntable decends and taxable ant caned on nines held n you ant net proceeds sob tranactions. and cost basis onCater cowered sutrates Conweasiations with the Finn • Please reconfirm any oral cormancations wet efg JO higher ant your rights, irwtudn your nits trder the Studies fiesta Protection Act (WA) • If tefinnal renautian on the top left of the lead of this statement is not LES f nano Snots, LES Foruncial Pain caries you account as cheanng broker by artangement wth the ideated instrlutsn We :Marred you d this relamonshior vsnen you opened this account ri Ilas case, you li ds and sautes are boated at IRS Irmncul Services and nol the ineonterg broker. and sou mutt mi • a roan of rip nor a amnion lo both fits • As darted n the angst a-rennet you must noldy us of any errors a fraud itwokag checks reflected an yps statement *akin 30 days after • was marled or made «mirky • Pleasedied outeomer oomplan a' Et coll-free at 800 AM. ton!» P.M. Frm's a ET Monday opdyt r . or in wrsina to U3S Financial Sernces er, Client Relations Department P.O. Box 766 Union City, NI 07037 • All SIKentefes shall be deemed carob. and «curiae Incl abbted to n days • For TTY se etran cuttle the U6 Cal • encase of errors a abloom about an electronic lunch trans'« (D7). Visa• debit fadvalmctrons, call or write to UBS promo Scads Inc.. Ha hd, 611, floor, Weehawken NJ 07026, Attn MAMBSA Cale trite as soar as you on, if you hik yoke statement or recept is wrong a 4 Ø need more ~talon about a linter on the statement or recept Ilse firm or Cad Nun Gs aptable) must her Trem you no later than 60 days after the Fem sent you One Int statement on which the ma or Problem and. - Peon you- name and accost ouster(! any> — Desalt the error otte rrister you re unsure about. and ansin as clearly as you can why you believe ais an error a why you need more informanon. — PrOviia the dolor amount of the suspected «rot The Finn a Card Issuer wet iwestgate you- candant and veal correct ny error promptb For alleged erots molvngUBS ntedelml Card transaction:, if we take more than 10 bus i'ets days to dy this, we will credit you accent la the amount you ilia is in error, so that pa wit Klee the use of the Miley dang he tine n takes us to carnet as nonlopaticr. Please titre all Meeks payable to the Fim or the Innat enteutcn ~red on tie front of Nis stamem In addition to regtiar arcane fat accounts nit be 'aged to nuntenorce In charges foe bete payment for SeCUregS purchases and charges for unpaid nixes et cash accounts. Accounts that are vanskred to other nstedions may be subject to J transfer fee. UBS Sweep Options UK otters options 101' sweepng cash balances to bat depose ascents at non-attiloted banks and Milked banks and money man« mutual hands (Money hat). Deposit non at LES Bans USA rid runatlikeeed banks partkinhg n the UEIS FINCankred Deposit Program at FDIC rowed n accordance wah FOK rules For more Cif carnation, please visa AMIN fdc.gov. Depose accounts at LES AG Stanford Branch and that, of Money Feuds nee not inward by the FDC. Bank deposits are not fronded by WC. Morel Fund sees areprotected by SIK. See 'WS f anal Senta nokdont riotelen" below. Urn your recast, balances n the bark depositsmay be wahtaven, and shank of a Mosry Fund may be lenuckned. and the proceeds retuned to you a your secretes noun Futter inamation about available snip options, noldng currern unrest rates ard yelds. is available at ViiWNA.kia<offfsmitryelcis. from your Financul Musa a by eating 9g0 762.1003 tin Financial Snips ant protection The Finn is a member of the Searrlies Investor Protection Corporation DWG), when protects sec customers 01 CS menters up to 1600,0:0 Crickaiirg 1250000 for darns for agn) Ed:armory brochure arailable upon reosen or al wet nor org The WC asset protection linaS apply to all accounts bit you hold in a pancubr Cato:nay. The Finn, together with cerian affiliates. has abe Puchased supplemental ineranew Tae manarn ant payable to all elighle clients, collectively under he proation is 1600 mdban as ol December 10, 2016 Subsect to Itpolicy caultions and lindationk cart at the Fim is lather protected for up to 11 9 maleri in to Xtgregatof or all yotr %fa" heldet a part culr capacity. A Id copy of the poky wordarg s bailable upon request Nether the SIPC moteclon nor the stOdernental prot«ton applytot • Cenan Inoral assets controlled by (and nand n your account vitro) but ha away from MS Financial Services For ~reel. (ruin (i) nsurarce, pos, including variable amen, and (i0 tots of abet finds registered n the name of the account hold« on the book, id the iswc or transfer aged), • Intstment marts or ~Minn :awns kg, linntd pannenhiss and private placements) hat re not registered under the Sec rites Act ol 1933; • Contottees convicts (eg„ foreign exchange and puk cus roetal contracts). ratan; loses metals ad commodity win contracts. and • Deposit .1<lotats (except certificates of depart) at CBS Brit USA, UBS AG U S. branches and bats n the FDIC Mured Deposit Program. The SIP( intention and the mpplemenul protection do not ands, to these anew own rf they otherwise appear on you stalieNnt. the WC dreeelliaiel and the suppinemal protection do not protect against changes en the market yak* of yam investments (whether as a revet of mad« movement, stuer bankruptcy a «heat) Dividend Reinvestment Program awe) The price reflected is an average price You may dun the actual price kW. pa* halt< ili Advisor. Or. vale that.. re purchased tam DRIP. partial shaken will be sold and the cash wit be deposited in your accost' The Clndeni renveslant price applied by the issuer may caller from the market price at Much the pate.' shale. are sob Canis-In Only whole unts maybe KM in you aCCOtnt. If you are entitled to a partial urn as J result of adeeded pa ment • crivenvoe. the I urn yell *dyer sell partial sits at mad at peke a accept an man determined by a registered darn, agency. and credit you account Inverisnem objednres The ~Urn obsectnes and nsl, profile at reedit to each account and may vary between you accounts Please advise the Fir promptly in tang day Python change in you financial situation or nvesuant area For each accent held you choose one of the I okoning irntstment CbjKlmtS: • Prodx• Coffer Income investments seeking the generation of :mane only • Achieve CapiralApprKiation: tvesroms seeking gowth of primegal rater than the ganeration OCOMe. • Piocka COMPotorin of Jerome any capital Appreciation' Investments seekingboth the generation of ixont and growth of principal Own. risk 'atilt; • Camera Seeks to rruntan nasal papal, with low risk and you fitly to the want mink •wei that rtans the account dan nol generate signaant CONFIDENTIAL an or tams and by not lap pace with inflater • moderate Wang to accept son risk to piricPal and tolerate ant «talky to seek hitter returns • Agresti.: Wiling to accept high rot to pnncoal and high volatility to seek Ingh MUMS over tat • Inveltment Etgat/ Conacteraticr I knout a portion of the pot tlolb for that account may aka complex strateges. nod Skin and gear wobble,' Statement Isoutesholdispc We may consolidate al tad account statement with the sure address in the Samt envebk e o because they have owners who afro marten pint account retationshp wain other nras a the same egress you prole to rearm individual statements mosled n «prate *metopes. you may decline hatuttoklivy by calling yam Financial Achwor Friendly «court name ske Fruaty account neme is a cumanorle 'natant' chosen by you to !did you withyour reco<dtmong lt has ro legal effect on you account is not intended to reflect n strategy, pnrct, retor~ investment objective or risk monk associated was your accounts. and is not a immix a guarantee that wealth. or any financialran can or will be achieved. All investments involve the rik of last includamhe risk ol loss c< the enl in investment. You can change your Friendly are nosy through Orine Services or by contacting your f natal Adma. Account overvi•w • Valve of yor accounµronfob. Net al assets and liabilate& • Assets Includes available cash balances. van foe «flagged security (at ), and Global Time Deposits, urrmind marls to markol, and c«tan awns not held by the Finn Does not male canned StantilaffetS at the end 01 the pnor and Coven »lenient prods, or pane antennas tatted stock options and corercitado oak options • Liabilities faldes debit balances, cutetandrog inagn loam, creek la, short account balanes. • Caslonsoneynalans Total d uninvested avalabb cash balances, plus depose balances at affiliated arid nomaff idled ban,. and mcney makes mutual li d sweep baba«, at the close of No statement pent Non-common free crate betakes in yap acorn re not segregated tram ocher balances rid the Fure may use any ol these luds in the Ordinary Coin al as brass These funds re pay kb teli your domed. Tho total is ncand in the cat tad closing vatro Lancing Riformation For dared donation on the lems lending pract CO and No touts refer to yam Chem Rektionshp Agreement or rare Agreement and the Georat Teoms ad Conditions LES Statement of Credit Practices available n Agreements roc Oirlosuras SDNY_GM_00025046 EFTA_00135666 EFTA01277059 Important information about your statement (Continued) Your assets Your statement itemizes recoils, and other assets held n the accounl al the end of the Statement reread You may ask for delveny of fully Paid securities al any tire. You may reuse seopties used as loan co/Lowa alter wing any balance de on them. Any securities tranderred to the Frrn ding the stoommt period are l ed at market value or of the end of the stamen period • Con basis dekonniro the cost basis of the secureies ridded is this itaternent, wbtie indicated wit. the number -I,' LE6 Fluidal Services has relied on information <Maned from sources other than t ernr ial Sertices. suluding Humans, born another In or that you may have voided to your Finical kleiser. The Finn does AM indepenistly terdy or guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Senics In addlion, alehouses L6S Fnoxial Senoras gerseralk updates this rdmmatim as it received. the fan does not von* cry entrances dna the domain:el crcler "Coat baler and "Ureealcod give loss" is activate as of the date of this statement. As such. please do not rely en this Manution to retake ruckuses sale decisions fa to pi-poses or othenvise. Mecums transferred to the Fins may reflect a c Homo kin only Ice the period or tire they held at the Fan More bigot:cal (demotion can be Aided by you* Fnarriel Advisor. • Urettalked ganselessits. Wren data 6 availabk, minuted unmated gonsflosses are colculned for indiviidl storey lots The erasion data for -rt.:India, lots may or may rice ref Rot ccrrmissions. charges anokr secuity reogrmal on events. Diedend and other reovestment lots and systematic piths«. lots se each ccmbimed to display we averaged lot 71-e 'Trade date colmn pimento the ongiel transaction trade dale. • Callable securities Bonds and premedstock that the 6Yier cats for eery rederrpton wit be selected niparbally by lot tram among al scarlet of that :Sue held in OW rum* or in nonente row for our clients Call kaki. riformalkn is obtained from third pities and es away a not guaranteed. Other call leans may pot which me aff ect peld. complete information roll be provided upon request • Price/value Prices displayed for securities and other products may be highs or lower than the price that you would actually recse in the market. Prints ap obeained from ormis Pod party sources which we behave told elabie, kW we dons gaunter this accuracy - We generally use the cbsing price when available or tie mean of the bid and ask prices ler listed recision and options a onk bidpekes Ice OTC wctikes - Less actively traded secohis maybe priced using a valuation model or the most recent pile we obtained and may non reflect an actual market price a vats ▪ Cenail positions may taper wahine a price and wit show as 'once was not available awe are triable to cbtan a price for a wanly. - Deposes ce stiopties denomnated n offences other than U S. doers am reflected at the exchange rate as of the stammere date. - For cenan seesaw racks; in non-conIcemng denomnatont once and wooly (face value) may have been adjusted to facilitate proper vaunt To obtain orient quotations. when available. contact you Fruncol Athos. • Private investment. and structured products. hivate nwstrnent ward*, (IN rag these ParlkiPal an oviseam and real estate inwornent trust securities) and strut bared precious are generally highly Chan south/ad ocelots haw not been roistered with the Socaities and Exchange Commission or tondo. any state securities laws. We provdeedrnated values for {siege investment stokes and structured moods for rdomal crud purposes only Masao 6 not guaranteed - Thew vases may differ abstane bay Rom peXes ay. al which a private' wain, d security a structured product may be boc4nt or sold and do not recession& represent the vacs' you may rearm goon liwidation. - Third pry *strides of value re as gai a <actin date aH are supplied to UPS Foxe sal Services on a repair bass by an rdeperkkrt valuSion lima - tsWer, general partner or sponsor estmated watts, if cob we suppled to the Finn by the issuer, general partner or paws and may be obviated based on deferent informaten from that used by that palm to derive thee minuted mites. — You can obtain additional Herniae's, regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty estimated eaten may be reflected as Idol piked' in several leuatienS: Mien an independent valuation fern has not suppled or is unable to assist a value, when we became aware that a maternal event has waned dna my calla pinion/et reported yoke it question, a semen a value would be highly speculate. due to the neve ea the warty — Wren neither an shier, general partner ce sponsor estineled value nor a thed-poty estimated mew 6 gionded the vase of the 'essay wit bedifferent from its potpieprice - 'Distributers to date' may ricks& When of capital name or both. - • °egret IPA size' represents the nitel offering poke pis tout and may not reflect your cost basis - DPP Ind unfilled RErt sorties are not listed co a national securein exchange, and we generally acted ani even if they can be sold the price mowed may be less than the per sere estimated value provided n the septum statement, • Restricted securities Restricted securities Wren* are not wreak eligble for pubk sale. LIBS Financial Services uses the market price of tie urrestixted stock of the Sarre twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted von ies are eloble for salt to value received may be stbstantially less tun the awed value shown. • Eat (estimated) interne, current yields and rates. An est male of ainto! r‘diee n bared on (c.o.,' dNidend and intOoKI rates, attuning the securities will be held for one yea- from statement date or until mataity.IT6 estimate is calf a guideline, accuracy and continued income are not guaranteed - Connoted ornwl name zed current yield for torten types of Securities could riflede a return of prikPal on captal gains in which case the ese income (rd current pelo) would be overstated. - Est/noted arrual axone and current yeld and the actual income andyield mght be low on hitter than the esteniked amowts - An estivate of annualized income (dinderd aockr interest) divided by the current market value average balance 6 based on the last divdend or merest payment made by the issuer and Points the seoskiesidepoids will be hell foe one yes from the statement date °curt' maturity. Accuracy and continued yak, re not guaranteed. • Meets net held by WS Financial Services Certain assets ar e not held by the Fins and no wethin the Fein's possession or control. These assets are deployed on pots statement IC. nformational purposes only. Positions and valets presented re provided by the Muni fim LISS Financial Sows is not responsble for this iricernaton and awe not gwrantee IS accuracy These assets au rot ordeoled by SK or the f Sat supplemental DK coverage. • Revenue shaeki and adckional compensation. - In addition to comminken on sales and 12b.1 Nos received in connection with the distrixdrn of mutual funds to err dents we ardor our Shame reeve revert* thee° payments from datitums and cr advisors of the mutual hods that so sell Dew amounts re based on two different movements' (4 the snort of sales tyll3S of a particular mutual had family to our dents; and 60 tie asset vats, of a poticular mutual fund lernals than held at the fon - We and or affiliate also receive networking and oronbus processing fees in consideration for wander agent services that we preside to to nuual funds These fees generally re pad from investor assets n the mutual fund and are a hied doll. amount based on the nordwir o/ accounts at the broker-dealer holding mutual funds of the fund family - en addition to CCenril6SkinS received in connection with the sate a datibuton of annuity contracts at unit nvestmert bust tones to our clients, we ado as af I hate receive revenue during corrpensaton from Mary of the nsorance companies unckrwriting the onnuity <SNAIL affiliates of the Nuisance cowponies or sprout of the nit nvestment trusts we &oboe — In addom to commissions received from the puthase and sale of NedShares finds, we andor cur athlete receive an asset-based revenue shaming Porno* from NentSharee distrbuscos as well as hider; for technology development training and education. — Our athletes also receive trading coimiisoms and other compensation from mutual funds and entrance «meanie; Mere waits we chtuttne CONFIDENTIAL — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS AG Surrdold Brooch and newaff hoed bads Mout, our cash weep poganl. Isis compensation may be per account fee or may be a percentage of average do,/ &posit toseerxes Activity information regadrig commissions and other chages incurred n correction with the ex:pionof trades, indiSing option tram-stone has been inclded on confirmations previously lionished so you ed will be prodded to )our proudly on request. Short soling ll yet .e engaged n shot sang a wordy. puma/ mut a charge doe to certain borrowing costs for the pan lade-security. Open orders Regaidng open co • roblitcancelee aders that were not evouted by the seamen date, open buy and tel slop orders ere reduced by the ammo* of Modena; argots on an exidividerds a oil:tits date unless nstructect othemise by you. You se response:defer orders that at executed due to yam failure to cancel "ing OW ceders. Privacy To Aeon a copy of as current Client Privacy Notice, please cadet you. Fnancial Adds« or viol as website at >wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and amity Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEES Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the LeS Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies LES Financial Services Inc Rev. 701810 SDNY_GM_OOO25O47 EFTA 001;5667 EFTA01277060

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