Text extracted via OCR from the original document. May contain errors from the scanning process.
*UBS
U65 Palencia' Seniices hc
299 Park Avenue
25th Floor
New York NY 10171•CCO2
APZ2C01146349 021 4 VI 0
Your $nandal Advisor:
SCOTT STACK MAN1LYLE CASKIEL
Phone 2 1 2 821 40001800.308-3140
Questions about your statement?
Call jour Financial Advisor or the
Resourcetine at 800-762-1030.
account 029023679
;natant website:
www.ubscomIlinancialservices
Your investment objectives:
You have identified the following
investment objectives for this account If
you have questions about these
objectives, disagree with them, or wish to
change them, please contact your
Financial Advisor or Branch Manage:. You
can find a full description of the
alternative investment objectives in
Important information about your
statement at the end of this document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consaderation - None
selected
Business Services Account
February 2014
Account name: POT & KETTLE, LLC
Friendly account nam :
TK TT
Ltd
Account number:
Value of your account
Your assets
Your liabilities
onlanuary 31 (SI
on February 28
0 00
5,838.70
0.00
0.00
Value of your account
$0.00
Change in the value of your account
Opening account value
Deposits, including investment≤
transferred in
$5,838.70
February 2014 (1)
Year to date ($)
$0.00
$0.00
5,838.70
5,838 70
Closing account value
$5,838.70
55,838.70
Your account instructions
• Your account is currently coded for
margin.
• Your account cost basis default closing
method is FIFO, First In, First Out.
SONY GM 00025368
Member SIPC
M270002001146349 922000063448 00002 0214 030579743 Y123679550000000
CONFIDENTIAL
Page 7 a In
EFTA_00135988
EFTA01277221
UBS
Business Services Account
February 2014
Cash activity summary
Account name:
Friendly account name:
Account number:
Ste Account Ea, tho nrolgh foi *IS Is. &dances In your sweep Options are inductedIn the opening and
closing balances •due. FDIC Insurance applies only to deposits at UBS Sank USA, not to deposits at UBS AG.
Starrioid Erarch 01 bank deposits placed t hrough the UBS international Depose Account ccogan. SIPC
protection applies to money market sneer, field holdings but rot bare deposits. See Important Infornanon
goer r your statement on the last two pages a' this dof ument for details.
February 2014 3)
Year to date (1)
Opening balances
$0.00
$0.00
Additions
Deposits and other funds credited
5,838.70
5,838.70
Total additions
$5,838.70
35,838.70
Net cash flow
35,838.70
35,838.70
Closing balances
$5,838.70
33,838.70
Your Amends' Advisor:
212.821.7000f 800-308.3140
APZ20CO203I144350 P22000063448 C0002 0214 030579743 Yt23679550 OCKINEwGitoco25tne S of 14
CONFIDENTIAL
EFTA_00135989
EFTA01277222
*UBS
Business Services Account
February :0.4
Your assets
Account name:
Friendly account name: P,T.L'I-L L_C
Account number.
Sane priC el, income and current values ShOnn may be approximate. As a its ut. gam and losses may nOl
be acurately reflected. See important inlormabon about your statement a the end ol tuts document for
more infornason
Cash
Cash and money balances
Cashard money balances may include available cah balances, UBS Bank USA deport account balances,
U8S AG Stamford Branch deposit accent balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC Wain em elt** limits, but ale not
protected by SIPC. UBS AG Stanford Branch deposit account banes roe not insured by FDIC and eee not
potected by 9PC. Money market sweep balances are protected by SPC but are not insured by the FDIC.
See the Important information about your statement a the endof this doer:nen' for details about those
bdances.
0penng balance
Closing balance
Pnce per :haze
Average
wiring
on Feb I (t)
on Feb 28 (S)
on Feb 28 (S)
rate
0.00
5,838.70
250,000.00
DalclenlIntetest
period
Your Financial Advisor
212-821-70001800-308-3140
Dais
period
Cep remount IS)
Your total assets
Pau. on Feb 28 (SI
PEKlmaQeof
Cost
Estimated
your account
basis (5)
annual income (S)
Unrelated
gain or loss (S)
Cash
Total
$5,838.70
100.00%
$5,838.70
Cash and money balances
5,131.70
100.00%
5,839.70
Account activity this month
Foe more Information tout tee priceiealue shown for restricted secuaties, see important in Fermat:6n about
your statement a the endof this cbcunent
Date
ActiMty
Your
Quantity/
Description
expense code
face rate
moevaiue
Cash
amount (3)
Cash and
money blame (S)
Ian 31
Cash and money balance
10.00
Feb 27
Deposit
CHASUS33
5,838.70
5,838.70
Feb 28
Closing cash and money balance
15.838.70
SONY GM 00025370
APZ20CO2001146351 PZ200-0‘1448 00002 0214 030579743 Y123679550 CCM,/
Page 9 of 14
CONFIDENTIAL
EFTA_00135990
EFTA01277223
UBS
Business Services Account
February 2014
Account activity this month (Contrived
0ae
Money balance octivitin
Mn 31
Feb28
Feb 28
The UBS Brant USA Business Account Is your pnmary sweepoption
Account name:
Friendly account name.
TK
Account number:
Your iq mental Advisor.
212.821.7000f800-308.3140
Actmty
Descoptica
Amount (S)
BalanCe forward
$0.00
Deposit
5,838.70
Closing U.S Bank USA Business Account
$%838.70
APZ20:02031146352 FZ2000063448 C0002 0214 033579743 Y12367%50 COMSpiyorke,002/3ym 10 of 14
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_00135991
EFTA01277224
Important information about your statement
LEIS Fiuncial Senates tic. (the F im or UBS Anemia'
Services} is a marker of all ',incise' seos
canna*
and options exchages. LES Fe-erxial Seesaws and U3S
Bank USA at rdrect subsiiares of LES AG and
affiliates of LES Sege-tin U.C. The Fist's Ii ernial
statement is available upon feast. The Fin's excrete
off ices ye a:
Laski/not Sauces FE.
1200 Harbor Esubvarn
Weehawken. to 07086
Ibis statement represent the ant official record of yew
LES Frincial Semmes account. Other wads, root
official tar docuinents. containing conflict-9dt; should
not be relied span If Ku believe there is an error or
mission, please report it immediately n wiling to the
Enrich Manager of the °lice laving your account.
Alkur al figures shown as rdended to be accurate.
statement data shouli not be used for tar purposes Rely
sae& onyerend tax forms, de., form 1038 Sae.
10425, etc.)whinpretargyour tax return. The Fim
required by low to report to ihe IRS all to able &Elena.
retort** rantrable dvidends and eatable niereet
eared an acuities held in you accent, net proceeds
en safe trareactexe, and cost basis ere certain covered
parks.
Communications with the Finn
. Please re-confirm any oral cormarcatorts in sung
to further protect your r4its. robing your rght
radar the Seasick klieg& Protection Act (SPAS
• If thefinancial nstitution cn the tcp left of re hens
of this statement is noel% finance' Senses, U3S
Pi-areal Services caries yo.r account a cleanng
broker by anargenunt with the retested intlilution
We Stormed you d the relanianthig when you
opened this accost. h this case. your kegs and
secureswe located a LES financial Servicesand rot
ex trathEng broker. ad you mat make a reborn
of any error or *Tuition to both firms.
ANaccount slate-nateshall be deemed complete ad
accurate i not objected to ih Yeti* within 60 days.
• /lean diect customer complaints or iNUiin to tie
Fim'sClint Relations Patinae at 201.352.1699
a-toll-free at 800-3569103, 8:CO A.M. to 6:00 P.M.
ET Monday through Fridaw a in *gig to LES
Financial Senses lx., Client Relations Depatnent,
P.O. Box 766 Union City, NJ 07087.
• ki case of wren or 04,0 Ens about an electronic
funds transit( (EFT), bi puymm or UBS Visedebit
card tiansactiorts, call
62-1008 or cote to UBS
Frunciathenices Fic„ 1000 Herber Blvd, 6th floor,
Weakineen NI 07086. Min RIVINESA Senits
Cal or write as soon as you cart if you tit yaw
statement or receipt is wog o 4 you need more
informal en about a turn* on the flattnient or
rOtWO. The Finn or Card Issuer In elPfciable)nou
hew horn's° ro later tan 60 days after the Fim
sae you the fin statemerd on Which the error or
problem appeared.
- Provide your name ad accont raiser 0f any)
— Desoto the *nor or he wander you ere are
about and ratan as chat as wit can why you
believe t is an error or whys.* need more
iionnation
— Proud. the does amount of to suspected error.
The km or Cad Issuer 'rho iniessigne your complaint
and we correct any error promptly.
Please make all checks payable to the Fain or the
financial irektion ideated on the front of this
stakinent haddkcnto ages. accrue fees accounts
may be subject to marterunce fees, changes for late
papitrit for searnes purchases and charges for unpaid
amounts in car =cuts. Accounts that we transferred
to other rotations may be subject to a transfer tee.
UBS Sweep Cation,
UBS offers options for sweepng cash bine; Winces
to bat deposits at UBS Bark USA and WS AG Slanted
brads (Bank Sweep Programs), money maks intuit
beds (Mor* Fu-ds) ad the InternationalDepost
Accant 00Alfor customers withal Interutional
Amuse Management Account. Through te Bank
Sweep Pregame, cash balances re swept to U26 Sark
USA up to at rad:4W pmt ad then to LES AG
Stanford Brandt or a Money Fund. Deposits at UBS
Bak USA are FDIC mired in accordace with FCC
rubs. For awe namation pease vet werwldicgov.
Deposits at UBS AG Slanted Burch and tun of
Money Funds aro rot inured by the FCC
%tour the OA, arvailabk tower balances we swept to
depose accounts al UBS AG New Yak Branch and UB5
AG Cayman Bunch Thew deposits are not insured by
the FCC. Balances Fold at to
Carman Brach
are tempera* exposed to the swereir risk of the
Cayman blonds, and dire is no gwantee Cr other
obligaton of LES AG to repay be biarces while co the
UBSCaymarns Bridis books.
Deposes a U35 Bat LEA and each UBS AG Each are
not protected by SIPC. Money Fund shires aw protected
by SIPC. See -U3S Financial Services Arrant Protection'
bobw
Upon yak retest, banes in the Bank Sweep
Po:gransor OA may be withdraws and shares of a
Money Fund my be liquidated, and the proceeds
returned so you <caviar aorta accord.
Riser formation about available sweep options,
nearing ores rawest rates and yetis, e astable at
wwwitecomreseepyiekt, from your Frahcit Advisor
orgy calling BOO-762.1000.
UBS Financial Services aware protection
The
is a member of the Searilbs Vivea0I Protection
Corporation (SIPC), vrnich worth wasities accounts of
its members up so 5500,000 including S2K000 for
dams kr cash). The SIC asset protection "mks *WV to
all account that you hold n a palkular <abases'.
The Fins together with certain aft Ewes, ha also
purchased applorental protection. The *thrum
amount payable to al eligible there, cobras& Erin
this protection is 5500 million as of December 10, 2013.
klaPct to the pokyconditions ad
rata
the firm is further protected kr up to $1.9 million n the
aggregate for all you accounts held n a poorer
capacity. A ha ccpy of he poky waxing as ineilable
upon request.
The SIPC protection and the supplement' protection
both do not apply to.
• Certain &uncial asses controlled by (and included A
your account value) but hell away from US$Fine-6P
Services (e.g.. certain
cash al UBS Bat (il cain at
LES AG Starnaid bunch (I) insurace proICIS,
including variable enmities, and (i4) shares of mutual
finds where such shares are registered diet A the
name of the account holder on re balm ad records
of to applicable issuer a transfer agent);
• Certain rwelmert contracts or niestment interest
pg., limited partneshix and pirate placement) the
we rot *peered raider tie Securities Act of 1%3;
ad
• Commodities contacts (et, ',reign exchange and
psi:usenet.' ortreds). ndudeg futures contact
ad corneas otticn contracts.
The SIPC protector and to suppkimental protection do
not apply to these assets rent theyotherwise appear
on you steerntrits. IM SEC pidiedien ad the
sort kenentalprotedion der not protect agarct changes
in the maim yaw of you investments (whether a a
result of market mosement, issuer balktUptCy
otherwise}
More information is avalable won request You may
obtan mere infoonasion Lots Set. Easing the 5WC
Brochure, by contacting9PC a 202-371-8300or by
usitng the SSC **tam ar YAW/.140‘041
Dividend ReiWetblbeee Program (DPP)
Thence reflected is an swage price. You may obtan
the actual price Iran yors Financial Adana. Orly as*
tire are purchased under DPW; partial shares wit be
soli ad tot cash w6 be detailed St your account. The
6viderd reinvestment price applied by he O-er may
differ from the market price at which theta:1W shires
ye sold
Caleklieu
I2n Male units may be held in bar account. If you are
entitled to a palul unit a a result o'er:tido-4 Panall
or otherwise, the Firm VA either sell panel wit at
rivulet peke a accept an amount &omitted by a
registered clear, agency, awlcredit yar scare.
Investment objectives
The a-hemmer, obscures rd risk profile we speak to
each account and may ray between Please Seise the
Finn promote, in won; of any sir kant donee in you.
Maxie' situacn or nvestmert objectives. kr each
CONFIDENTIAL
wan held you choose one of the following
imestrnent °brollies'
• Pock. Current Imam.. lin-slim es seekng the
generation of income crib..
• Achim Capdal Appreciation: Investments waking
growth of prncjaal rather than the eversion ol
income.
• Produce Combination oilman. and Capital
Appreciation taiesiments seeking both the generaticn
ol mane and gat/the' prit011.
Overall rills profdes
• Conservative' Seeks to manlier, ndi31 peel* with
low risk and volatility to the accord overal, teen if
that means the accost does not generate signif 'cant
income a returns and may not keep pace with
inflation.
• Moderate: Wang to accept went fist to principal and
tolerate some votatety to seek hgher returns.
• Aggress*: Wiling to accept high ink to pinta aid
high volatility to seek high returns over time.
Statement liouseholdre
We may consolidate at related account statements with
the same address n the sane envelope. Accounts may
be related tor this purpose berate they haw owners
who also maintain pia award relationships with other
clients at the sane address. This practice's known as
• househtiling ' II you prefer to recele individual
statements inaikd in separate envelopes — you Tay
decline householding by oiling your Snakier Adana.
Friendly accept name
The Friendliacoart name reflects Wormation that you
aimed on the Firm's onlne senses webste. t e a
customizable thiclrurnr chasm by you to assia you
ash sow recordkeeping It has res legal effect on your
want. You can charge yew hiendk account names
through Onfre Services or by contacti-gwurFrancial
Athisor.
ACCOST overview
• Paw etre, accoentipondir Net of assets and
• Asset Inclas amiable cash balances, varies for
restricted sear* kw I, and Global line Deposits,
urrealired mars to market, and caftan meets not held
by the Fins Does not include unpriced S.CUitifill assets
al the end of the primand twirl statement periods, or
prorate iwestrrents, invested stock options aid
knosable stock options
• Eiatatities Includes debt boraces, orienting rrurgn
loans. credit the, too avant balances.
• Casb/rroney balances Tool of uninvested available
cash balances. plus UBS Bak USA deposit Wares LIBS
AG Stain ford french deposit balances and money market
mitual fund sweep terraces at to cbse of he
statement period. Noricormlocity kee credit balances in
your accost we rot segregated from other balances
and the Fora may use any of these funds in the ordinay
course of Wariness. These funds we payable iron
your darned. This total is included., the anent period
closi-g value.
SDNY_GM_00025372
EFTA_00135992
EFTA01277225
Important information about your statement (con inued)
Undfig adoration
Fer Matedinformation at the Fr es ending places
and discheses, refer to your Client Relatorrthip
Agennern or Accatt Agreement aid the General
Tim,. at Conditions UBS Staten-own of Credit traction
available in Agreements andoixioxtrel at
rata
comlarroiraderangag
Utast,
Your natement Remit smother. end other was held
in the accant at the end of the staternere period. You
may ark for deity a defy paid searees at ant time.
You may receive sectaries used as loan collateral after
Dying any balance due on tem. k -y *curium
tramilerred to the hen citing the atatanent period are
lined at ticket value as of the end of the strata
period.
• Cast bast h damning the cost basis of the
stories included in this statement, where indicated
wih the ntorbee
UPS Fa-tealSett has relied
en information <bland from sources other than IRS
Festal Senices. including tif °munch ten anothe-
I km a that sums,. have peovided to your Finaxial
Actor. The Finn does not nett:bre& verify a
gaunt the Kandy or valley day information
provided by sates otter thin teiSFivricial Service.
h aicitirt although WS Sirs:rind Services general&
tette this tamaten as egret...a, the firm
ekes not provide any sentences that the idamatir
vet "Cost basis" and 'Ifirealued gar/loss' it
accurate as a the date of this statement. As such
please dome re& on the nit:motion to make
puchace a tale decisions, later aspen.% a
otherwise. Accounts Wandered to to Fim may
reflect gint loss infametkn only f or the period of
tine they at held a the Frm More Natural
rikneaten cane,e ated by yotr Fermin Advisor.
• Um-edited gansflowes Wien data is
eninated tweaked suing lases we Uneaten Ice
YeSviclra I sear Sy lots. The transient data for
rxfreetal lab may or may not reelect
charges sector acuity reterganizal en tots
Diridend and otareenwelmmi lots rd systematic
prate lots are each canbined to display one
averaged lot. The • Trade date • mean presents the
aigrul transaction wade date.
• Callable securities Bat and ;referred stock that
the est tots for ea& reit-plan wil be selected
metal& by lot Iran among all seo.reies of that
eat held how name or in nominee nor lot or
clients. Cdl bathe hecnnaten s cbtaned from third
parties and es accuracy isnot guaranteed. Other call
knives maybes' which cat affect yaelet complete
hfcmiaten Mete provided upon request
• Certificates of deposit (CDs) CDs are FDIC tired
tp to 5293,000 n prrePal and accrued interest per
depostor and pee depose:6y toned:at rs accord ence
wt RAC rules.
• Preenralue Prove divined for securities and other
inducts may be higher or lower than ditto that
you would tusk recede h the mallet Prices ore
°bland from various third party sources vinith tw
Delve to be relitle, but we do not etaralee hear
accuracy.
— We gentraty um the dogleg price wean avdabea
the mean of the bid and ask prices fa lined
se:train and cplors a on& NJ prices fa OTC
senates.
- Less ant& waded securities may be priced using
valuation model or the mon recent pet we
obtained and may not reflect an actual matt rice
or wee
- Certain position may appear withrti a pace and
will Pow as *price was rot available' if we re
unfie to obtain a pnce for a wanly
- Deposits or starts dendninated 6currencies
ocher than U.S. dollars are reflected at the ethinge
rate as of the statement date.
- Fcr semen watt eating in noniconformng
derienonal ant price ant quaty (face vela) may
have been adsted to taciliUle prat tuaion.
To obtain current quotatiens, when babble, contact
par Financial Adder.
• Private arrest ante and druclaired product
hivate niestrren sautes (ixbdrig *ea
patipation acqam and real estate instalment mat
warts) and swami pod cu are generally highly
Anvil Certain strixttred Knish have not been
registered wih the Securities and Excha-
Comeasion a under ani nate securities laws. We
prote ethmited vanes for pwae investmem
wait es and structured products for idormatiord
purposes only. Accuracy k me guaranteed.
▪ Thee values maydiffer tastatiaby born prkes if
any, at rand, a vete nresanent security a
structured rota may be to4-n or sold and do
not necessarilyrepresent the Ma you may receive
upon rquidatiOn.
▪ Thal prlyebrnates of %ale are as of a certab
dale a-4 are &maid to UBS Femeciel Services on
requite bass by in independent vitiation Jim.
- Issuer, general partner or spomor estimated vaLes,
ory, are unwind to the Fran by the mar,
genmal pater or spereor and may be calculated
based on deferent irdonnation tan that used by
It'd panel Sterne their estinated values.
- You can obean additive inearnaten regrading
the methodology used to determine the tit*
of
value ad tie date of the H.:email," that is the
basis forte tint by contact lag your Fivitial
Advisor.
- Chid party esenveed vitas my be reflected as
•Not eked' h wow I sit at m. wee n
rdependent telethon tent has not stippledor is
ulnae to assign a vibe, when we become aware
that a materialevent ha °coated that may call a
pettily reported vela it question. or when a
value would be highly speottive due to the nacre
of the sentity.
- When neither an suer, general panne or sponsor
*stinted rake ha a Otiosity estimated nate if
parted the value of the tardy will be dinette
ban itspurchaseprice.
- •Dslekte an to date may include return of
mild. income a both
-
Ira see' represents the initial orterng
pee per unit and may not reelect p.r ton basis
• Restricted nanties Rented searnen generally
we rot currenty engine nor publk sale. UBSFireyeal
Services tees the market price of the unrestricted slock
of the sane issuer as an mputed value for the
restricted stock for propene of this 'Women on. To
the tent that redrined sparkles are eegbn la sale,
the vale recehed may be stIonantial& less than the
heated value drown
• En. bestireeted) inert. current yields end rates.
An estinate of mall intorno is bawd en sweet
dividend ad interest rates, assuning tie stakes will
be held for <ne yea from statement date or trill
MIlisity. This tint easy again., accuracy
rd continued mono are not gueranteed
- Estimated anal name at hart yield fee
certain types of stakes could include a Man of
detainor capital gate h %Nth case the est
income (rd current yeti would be emanated.
- Estimated areal tome rd writ yield and the
actual itene at yieli might be kwer a higher
than theist:matedamounts.
— An entate of a-runced ncome (divdend ands
interest) divded by the curter market
valciaverage balance it based on the Iset dividend
or Merest payment made by the issuer and
aeries the seostieteposts will be held for one
year born the statement date or until manly.
Accuracy ad continued weld we not gawked
• Ann riot held by UBS 'rancid Service& Certain
assets re rot held by the Fin and nee nth the
Fern's possesses, or ccenrol. These assets de
depleted on you statement fa informational
purposes only. Position, rid values presented re
Footed by the issui-g hen US$ F rancial Services
not revertible for the ntamaion and does not
guarantee es accuracy these assets are rot weaned
by SIC or the tem% supplementalSIC coverage.
• Revenue shoring and additional compensation.
— In addition lo commiseons on sales and 12b1 fees
recent n ea-racoon with the distribution of
mutual Ittids to our c fonts we nuke our Alfas
receive mania, Sharing Parente horn distributors
ado advisers of the mAki funds that we sell.
Theseanoints are based on two defence
rsetaxnenrs 0 ten amantol saki by UBS of a
pannold mutual fund I ami& to our clients, and CO
the asset wined apalioalr rnutual hind I amilis
shares held at the ern
— We and as afMate also recta nemeeking and
ormtus processing lees in consideration for
turner agent rarvios that we pray& to the
mutual fads. Thew feel gentle are Pad from
imestor arts h the mutual fund and are a freed
dela amount based ar tie number of accounts at
the brokeridealer holdng maul lards el that fund
CONFIDENTIAL
— h nide cc, to oneirrisscni received n connector
wash the sale or cletnbUion of a-ruey contracts
and vet investment tat lilies to our <lents, we
anctor our affair* weir retsina sharing
compost:a from many of the instance
companies undenttire; the arruity contracts,
athletes of the turn* carpats or sponsors of
tetra imestment mats we distaste.
- air edits ako receive trading cantata and
other cornea-eat° from ennui knit and
nuance cement whose prodxls we distribute
- Wyatt.* an anal fee from UBS Bak LEA and
LES AG Stanford Branth of up to szs per accost
writhe to the bat under the UBS Bak Swoop
Fragrant
Activity
hbrmatit regudrig <attars and otter charges
iscuricd in connect on with he <nu:knot wades,
iidudny option transactions ha berencluded at
atirrnthons povously furrohnl eo you, at will be
pronged to yOu ramptly at rawest.
Short allies
f yeu am engaged in short tern a security, you may
hair a charge doe to certainbra-rowing costs for that
funicular security.
Open mkt
Regrling oar or • sooditilkanceeled* ceders that
were not theafted by the steamer( date, open buy ad
sed stop orders are redxed by the mount of dividends
a rig-its on an eitividercet a tripes tie unless
intruched otherwise by ya.P. You are tearable for
eiders that re testate due coyote litre lo caxel
elating open orders.
Privacy
To cbtai, a copy of at cunt Chad FeremyNceice:
please contact sour Freesia Achisor or visit err weeniee
at ttwailRefigEsthiaURRIER,
UBS Rutin Services a rot a bet The WA, Busies
SMACK Account RSA and IRMA ore brokerage accounts
which provide access eo barking services rid products
through arrangements art Alined bat at other
thrtipaly banes, ad provides access to nsurace and
stay pralacte lead by tenant thirdiparry
insurance ecmpa-as through Murano agency
subsdiswies of UBS Financial Services Inc.
Iniestment nsurace. at ruttyproducts:
Not IDIC inured • No bank gement* May tae vela
RUA. Rescue. Management decant, Business Senices
Account 85A, IRMA and international Resource
Management Accost are registered service marks of
UBS Fruncial Services he
Visa *hate is a registered seeds* mad of visa
International. CBS Via Sagan cede cards at UBS
yea debt cards are eaten by UBS Bark USA with
permission from Wes U.S A Incorporated.
UBS Fireendal Services Inc
Pm 204102
SDNY_GM_00025373
EFTA_00135993
EFTA01277226
SUBS
UBS Financial Services nc
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70 0 6 482 58 7 0311 xt YI 0
Business Services Account
March 2014
Pelt p. vrtii
11r
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number.
Your Nnancial Advisor-
Phone 212.821.700Y800.308-3140
Questions about your statement?
Call yo,ri Finandg Advisor Or the
ReSoiateline at 800-762-1C00,
account 029323679
Value of your account
on February 28 (V
on March 31(1)
Your assets
5,838.70
5,588.70
Visit our website:
www.ubstomlfinancialservices
Your liabilities
0.00
0.00
Value of your account
$5,838.70
$5,588.70
Items for your attention
• If you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to
ubs.cornionineservices
Tracking the value of your account
5.838.7
5,5897
•
Feb2014
MN 2014
Son rats of your account growth
during 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your nvesmtenI return
Change in
market Moe
Value of your account
on Mar 31, 2014
1O00
SDNY GM 00025374
$558a70
50 .00
$555.70
Member SIPC
ANP70005006482587 NP70C03C0496 C0002 0314 030579743 Y123679550 100000
Page 7 of I8
CONFIDENTIAL
EFTA 00135994
EFTA01277227
*UBS
Business Services Account
March 2014
Your account balance sheet
Summary of your assets
Value on
March 31 (3)
Percentage of
your account
A
Cash and money balances
5,588.70
10000%
B
Cash alternatives
a co
0.00%
C
Equities
a co
0.00%
D
Fixed income
0.00
0.00%
Account name:
Friendly account name-
Account number:
Value of your account
$5,588.70
100.00%
$5,588.70
Your current asset allocation
Eye on the markets
Index
Your R sandal Advisor
212-821.7030/800-308-3140
Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P SOO
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
Percentage change
March 2014
Year to date
0.84%
1.81%
0.53%
1.97%
-0.57%
0.77%
-017%
1.84%
AMMO:04006492588 NP7000307486 03802 0314 030579743 Y1 23679550 10apitGito0025§W 6 of 18
CONFIDENTIAL
EFTA 00135995
EFTA01277228
SUBS
Business Services Account
March 2014
Account name:
Friendly account name: P0TK ETTLE LLC
Account number.
Your PI sandal Advisor:
212-821-70001800-308-3140
Change in the value of your account
March 2014 O/
Year to date (1)
UBS Bank USA Business Account APY
Interest perad Feb 7 - Mar 6
Opening account value
$5,838.70
$0.00
Opening UBS Bank USA Business balance Feb 7
$0.00
Deposits, including investments
Closing UBS Bank USA Business balance Mar 6
$5,838.70
transferred in
0.00
5,838.70
Number of days in nterest period
28
Withdrawals and fees,
inckiding investments transferred
Average daily balance
81,459.68
cut
-250.00
-250.00
Interest earned
$0.00
Closing account value
$5,588.70
$5,588.70
Annual percentage yield earned
0.00%
Cash activity summary
Ste Account attnny thrs month tot decals Baances in your Sweep Options are mended n the coning and
closing balances rdue. FDiC insurance applies coy to deposits * U85 Bank USA, rot to deposits at UEIS AG,
SNOW Branch or bale deposits pracedihrougn the u8S Internet:one DePC64 Account program. WC
protection applies to money mane sweep land holdings but rot bank deposit. kerrnpOrtint informaD0n
Matt i>vg sfeemerat on the last two pages ot tnisoccurnem for ate&
March 2014 IS)
Year to date (S)
Opening balances
Addibons
Deposits and other funds credited
$5,838.70
0.00
$0.00
5,838.70
Total additions
$0.00
$5,838.70
Subtractions
Checks and bill payments
-250.00
-250.00
Total subtractions
-$250.00
-$250.00
Net cash flow
-$250.00
$5,588.70
Closing balances
$5,588.70
$5,588.70
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment eligibility consderation • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025376
AmP7000S006482S89 W7003303496 C00O2 0314 030579743 V173679550 10C000
Page II of 18
CONFIDENTIAL
EFTA_00135996
EFTA01277229
*UBS
Yournotes
.rvr .50,55.590NIAMON.600032 co I a onsma vmensm ogs.
00.{.” le
CONFIDENTIAL
EFT,00133997
EFTA01277230
$UBS
Business Services Account
March 2014
Your assets
Account name:
friendly account name: POTK ETTLE LLC
Account number.
Seale PnCeS, income and current vaues ShOrm may be appnbarra14. AS a issue, gains aid10%4SW/, rql
be acurately reflected. See important urlormabon about your statement a the end ol this dxurreM for
in7te Informalon
Cash
Cash and money balances
Cash and money balances may Ind tee avalable cah balances, USS Bank USA deposit acount balances,
UBS AG Slareord Branch deposit amount baances and money maker mutual fund sweep baiances
UBS Bank USA deposit account balances are insured by the FDIC vet hi n appliceble limits, but are not
protected by 9PC UCIS AG Stanford Dare h decoy' amount balances we not insured by FDIC end ere rot
protected by SIPC Morley made* sweep balances are protected by SIPC but are not insured by the FDIC.
See the important information about your statement a the end of Out document for daaas about I too
balances.
Openng bdance
Closing Wince
Pnce per there
Average
Fiddng
on Mar 1 (S)
on Mar 31
on Mar 31 CO
rate
5.838.70
558830
250.003.00
Dnidend interest
period
Your PI nandal Advisor:
212-821-70001800-308-3140
Dap tn
period
Cep amount cs)
Your total assets
Value on Mar 31 (S)
Percentage Cl
Cost
Estimated
your amount
basis (5)
annual income (3)
Unreel/red
gain or loss (1)
Cash
Total
$5,588.70
100.00%
$5,588.70
Cash and money balances
5,588.70
100.00%
5,588.70
Account activity this month
For more Informal/2n about the plildvalue shown for restricted :Knelt% see important Mformati:o about
your statement a the end of this document
YOU'
Cvaitrtyr
Die
Actinty
Cescnptron
expense code
tale 'take
Feb 28
Cash and money balance
15.83870
Mar 24
hiceivaiue (5)
Cash
amount
Cash and
money balance (1)
Bia Check
STATE OF DE CHECE PAID 001001
-250.00
5,588.70
Mar 31
Closing cash and money balance
15.58830
SDNY GM 00025378
APIP703050064.92591 NV7003303486 C0032 0314 030579743 VI 73679550100000
Page 11 of le
CONFIDENTIAL
EFTA_00135998
EFTA01277231
SUBS
Business Services Account
ma-ch 2oi 4
Account activity this month cen tnuedi
Date
Money balance activities
Feb 28
Mar 25
Mar 31
The UBS Baru USA &Mines, Account is your pnmary sweep option.
Account name:
POT
r Erni, LLC
Friendly account name: P0TK ETTLE LLC
Account number.
Your IIsandal Advisor:
212.82 l-7000/800.306.3140
Activity
Descriptcn
Amount (5)
Balance Forward
$5,838.70
Withdrawal
UBS BANI: USA BUSINESS ACCOUNT AS OF 03/24i I 4
-290.00
Closing UBS Bank USA Business Account
$5,586.70
ANP7C005006482592Ne70C0303406 C0032 0314 030579743 Y123679550 I 0igleyGfriL000213esi 12 of 18
End of statement for account number Yi 23679 SS
CONFIDENTIAL
EFTA_00I35999
EFTA01277232
Important information about your statement
LEIS Fiuncial Services Ix. (the F im or UBS Anemia!
Semices). is a martet of all principal nosily, cannodty
and optima behaves. LES FrertialSenrices and LES
Bank USA at rdrect subedares of LES AG and
affiliate, of LESSetritin LIC. The Five's thane'
statement is available upon reoen. The Fern's *recite*
offices re a:
LES Fininced Services Ft.
1200 Harbor Flaubert'
Weehawken, to 07086
Ibis natement represent the any official record of yas
LES Finincial Senses account, Other records, 'rept
Mickel tar documnt contening ccrilicting data slimed
rot be relied mon If you believe there is an erne or
omission please report it immediately needling to the
Ranch Manager of the office serving you arrant.
Ael-cuoin ellipses shorn re ebended to be accurate.
statement data should not be used for tar purposes Rely
sorb ones-end tax forms, te.. Form 1099. 5488.
10425, etc.)whin prepregyour tu return. The Fine it
requiredby law to report to the IRS all taxabk dividend,
nipple* rantanble dui:lends and tat Menne
eared on vacuities held in you account net proceeds
on safe transactcre, and cost base Co certain covered
loos it in.
Communications with the Firm
• Please retortion arty oral cormtncaterts in mmHg
to further protect you; opts, it-tolueneyour rite
seder the Se: train !nester Protection Act (WA).
• If theMaxie helitution on the tcp kb of the front
of this statement is not LEIS Financial Sinews, IBS
Feenoal Services carries you- account as cleanng
broker by amegernent web the indcated mission
We Wormed ISU of tie relationship when you
opened this accost. h this case. your Lent and
setae:eswe located at LES Financial Senses and rot
the enact/mgbroker. a-4 you nut make a SPA
ol ray ester or &Inn& to both firms.
A arrant statements shall be deemed complete ad
accurate f not objected ton *meg within 60 days.
• Please diect customer complaints a i -nUiieS to he
Fern's C lient Relatins Pertinent X 201352-1699
or toll ree a 800-354-91(G, 8:00 A.M. to 6:00 P.M.
ET Monday through Freclap a in *Meg to LES
Financial Senses lx., Client Relations Depalrnent,
P.O. Box 766 Union City, NJ 07087.
• nesse of even Or cLaslian about an electronic
funds Wanner n lei puymm or UBS Vise debit
card aankictorts, call
62-1000, a voile to UBS
Feenoal Semen he., 1000 Harbor Blvd, 6th floor.
Weehawken NI 07086. Min RMNBSA Se-mos
Cal or write as soon as you cart 4 nth thee, gas
statement or receipt is wag or A you need more
informai in /boat a twofer on the 'tamers or
curer. Tho Firm or Card thus (as MItrablr must
her from you no later than 60 days aher the Fim
sent you the fin statement on brigs the error or
problem appeared.
- Prowlers: nane ad accost number 0 any).
— Desabe the *nu or he transfer you ant vitae
about and explan as cleat as mo cam why mu
believe it is an error a why you need more
efamation
— Proud. the dolor snout el the suspected mix
The Fie or Cad Issuer wit inentigeto you complaint
and evil correct any error pomp*.
Please mote all checks payobk to the Firm or the
financial institution nitrated on tie front of this
statement haidition to reeguhe accarf for accounts
may be subject to mailenrce fees, throes for late
parent for securities purchases and charges for unpaid
amounts in Glib =ants. Accounts that we transferred
to other hakutions may be subject to a sneer fro.
UBS Sweep Option
UBS offers options for sweepng cash bilarces, biances
to bass deposits al UBS Bat USA and LES AG StanIced
brach (Bank Sweep Progeny), money market metal
kids (Money Fu-de and the International Deposit
Account ODAtfor customers withal Intemational
Rexene Management Account. Through the Bank
Sweep Proaany, cash balances re swept to 185 Sark
USA up to ari estabkheol knit ad then to LES AG
Stanford Brandt cr a Money Fund. Deposits at UBS
Bak USA are FDIC assured in accordace wth FCC
rules. For nacre nformation please set mwrldiogov.
Deposes at UBS AG Starred Burch ad stores of
Money Funds are rot inured by the FDC
throup the OA, araileble toads balances we swept to
depose accounts at UBS AG New Yak Branch and UE6
AG Cayman Bunch Thew deposits are not enured by
the
C. Balances Feld at the LES AG Carnal Bra-d-i
are tempera* exposed to the sovereign Sc of the
Capin blonds, and there is no gamete Cr otter
obligation of UBS AG to repay the burn while on the
UBSCormann Brach's books.
Deposes a 185 Bak LEA and each UBS AG Barth are
not protected by SIPC. Money Fund shires ere protected
by SIPC. See 'UT6 Frontal Service. Arrant Protection
bobw
Upon you reqrst, balms n tie Bank Sarin
Program or OA may be withdrawn and shares of a
Money Fund may be liquidated, the the proceeds
returned to you <recur secudier accant.
P.nher formation about available weep options,
nacre ore,* evetest rates and yet*, a seeable at
www.ths comrssueearkt, from your F nano ial Advisor
or by calling 800762.1000.
UM Financial Services account protection
the Finn is a member of the Securities iliniterf Protection
Corporation (SIPC), which protect securities account, of
its members up so 1500,09) Cnclixling 5293,000 for
dens kr cash). the SIK asset protection knits apt to
all account that you hold n a palkuls capacity.
The Finn, together with certain Mantes, ha also
purchased epplemental protection. The mrinun
anoint payable so al eked* clients, collects& seder
this protectim is S500 million as of December 10, 2013.
kloXot to the pokyconditions
limitations, cash a
the Firm isfurther protected ot ad
mote $1.9 million n the
aggegate for all you/ accounts held n ape-titular
capacity. A hi copy of the poky wsdng n available
&on &quint.
The SIPC protection and the supplemenUI protection
both do not apply to.
• Certin Francis! Uwe controlled by (and nctieed in
your account value but held away from UBSFinrcel
Senecas (e.g.. certain(* cash at UBS Bat (il oath at
WS AG Surrecrd bunch (I) interne pi:data.
including variable acuities, and (id shires of nate
hetet where such them are reentered dienly n the
nave of the account holier on the tors and records
of the applicable issuer or transfer agent);
• Certain register* contracts or Mestment interest
pg., limited partnere* and prime placements) the
are rot rept-tend trder tie Securities Act of 1503;
ad
• Commodities corrects (e.g, foreign 'shave and
precirsrnetal cantract). nduding foists contacts
ad kormoditrootion contract
the 51K protectcn and the supplemental potenc) do
not apply so these assets evens they otherwise appear
on your siXernern. The 9K protection and the
sultolareental protection do not protect mane changes
in the maim vats of you' investments (Whether as a
result of market morment, issuer bankruptcy Cr
Otherreil0
More information is avalable mon reopest You may
obtan more hfcmation about Sit. eictedng the SRC
Brochure, by contacting 9PC a 202371-8300o by
wring the SIK **thee ar VAMMert/E
Dividend Rear/Utile& Perm (DPP)
the pee reflected is an swage price. You may obtan
the actual price Worn yas Financial Advisor. Onty neck
*Wei are purchased under DRIP) patial shires will be
sok, ad tlw rah wa b depotited h your scours The
dividend realignment price applied by the issuer may
ale from the make price at which thepartial shires
are sold
Ceolokelieu
Orly whole units maybe hewn you' amour. If you are
entitled to a palul utt as smolt of a Pride rd Paement
or otherwise, the Firm veil either sell parbal kegs at
rivulet peke a accept an kronen &Unrifled by a
rogiceoed clearing agency, admen you across
Investment objectives
The rent:nen of/pours and risk profile ay specific to
each account and nuy mybetween Please athise the
Fern prompter in mning of any simileant Mango n your
Maxie siturcn or gni/emelt objectives. For each
CONFIDENTIAL
scant held, you choose one of the following
knestynent objection'
• Andes. CumentIrcome. imbim its seekng the
generation of income a*.
• achieve Cepdar Appreciation: Investments seeking
grown of pence:bat rather than the generation ol
income.
• Produce Combinaton oilman. and Capital
Appreciation: I-vestments seeki-g both the generation
ol name and gash of pupal.
Overall risk prairies
• Conservatre Seeks to mantan Sol precis, teeth
low risk and volatility to the accarn area, nen if
that means the accost does rot generate signif 'cant
income or returrn end may rot keep pace with
inflation.
• Moderate: Willing to accept seem rite to pinoPal and
tolerate some menet, to seek hater returns.
• Aggressire: Wiling to accept high ink to pthopal and
high volatility to seek highreturns oser tine.
Statement liouseholdne
We may consolidate al related account statements with
the sane bide& n the sate enact Accounts may
be related Ice this purpose betase they have owners
who also maintain pint score roktionshis with other
terns at the sane address. This practice's known as
• householing ' II you prefer to retake edivalual
statements marred in separate rilYekeirl — yen may
decline hors/Malang by ping you Fruitier Advise.
Friendly accotht name
the Fnendk scant name reflects of ormation that you
awned on the Firm's onlne settees websee. h is a
customizable 'niclrurne' &run by you to &in you
rah you recordkeephe. It has no INC effect on your
arrant. You can dirge you' hiendb account names,
though Onire Services or by contact-9 mut Financial
Adana.
ACCOWll overview
• Yatre of yore amoonaportak, Net of assets ad
• Asset latexes salads cash balances, vats for
restricted stare), (en I, and Global Tine Deposits,
urreelied marks to maker, and certain assets not held
byte Fins Does not include unpriced Unfiredassets
al the end of the odeand anentstatement periods, or
private ithestreents, vested stock options wed
emicoable stock options
• rielienes Include, debt belaces, cuturdirg rrergn
loans. credit the,
accent balances.
• Cash/money balances. Total of unimested amiable
cash balances. plus UBS Bak LISA deposit bat/poet UBS
AG Stanford Branch depose balances and money market
mutual fund sweep beams, at the Use of the
statement period. Noricormlocky free credit balances in
your scowl av rot segregated from other balances
ad the Fern may use any ol these tunes in the ordinay
come of tipsiness. these turds re payable won
your dernard, This total n intruded., the omentpeeiod
doing valve.
SDNY_GM_0002 5380
EFTA_00136000
EFTA01277233
Important information about your statement (coninued)
landing information
Fix *teed int °mutton on the Finis lending practices
and disciosues, ter to you Ghent Relaterraip
Armoury or Account Agreement rid the General
Teems at Conditions UBS Statement of Credit Practices
available in Agreement and Nei owes at
taw mac rottarratadargigai
Yew abets
Your dassment Remit acuities endotter assets held
hare accent at the end ot the statement tend. You
may ark for delvery of Itty paid scones at ry time.
You may receive securities used as loan collateral after
pwing any balance due on tem. Pry securities
bansiened to to him dreg to steward pentad are
listed al market value as of the end of the statarere
period.
• Can basis. h detemning the cost basis of fate
stales included in this statement, where indicated
wih the runty.
•UPS Fiord& Services has relied
on information *1 mad from sources other Man IRS
Financial Seraces, including information kern another
lam a that you mg haw. !unaided to you Finaxial
Advisor. The Finn does not idepatently verify a
operant the money or milky day id °triton
provided by sates oter than LAK.Fivncial Senates.
h tali" although SIBS FintiCel Services generally
sextet tie information as it is received, the firm
does not provide any astwances that the eternal:II
tmbr "Cost basis" and %tweaked garl loss' is
accurate as of the date of the statement. As suck
please do not reay on this Hermitian to make
audit a Sale decisions, fades papaws ce
otherwise. Accounts transferred to to fie may
reflect gat/ loss tdomition only f or the period of
tine they ae held a the F rm fibre historical
tonnaan tan be added by yotr FeuncidAdvisor.
• Unedited gabalosses Wien data is aoiltly
eninated areatized gait lases we cictAated fa
navilialseosty lots. Re transactor, data foe
nevidal bas may or may not reared <dominions,
charges ander sectaity reorganize en events
Diridend and °tarn, nvestmmi lots ad systarnatic
eschew bts are each tenbined to display cue
averaged lot Ste • Trade date • [alto presents the
aigtul transaction trade date.
• Callable securities Bomb and preferred stock that
the infarct for eat redenpf von will be selected
mpaelb by lot ban among all seoseies of tot
assts held how nowt or in nornhee name lee as
clients. Call bade edamation s dotabed from third
patties and es accuracy isnot guatteed. Other call
leases marmot vetch ttsald affect yaelct compete
nlomatco will be provided upon request
• Certificates of deposit (marCDs are FDIC enured
Leto 5250,000 n acacia' aid accrued interest per
depostor at pee deposit:lbinstitution, in accordance
will RAC rules.
• BriceArolim Prom divinedfor securities and fi ner
products may be higher or lower than Mesta that
you would actually recte n the minket Prices me
°bawd tom vatan third party sources white we
Delve to be reliable. but we do not gatealee their
accuracy.
— We gentrady use the closi-g pricewhen avalthee cr
tie mean of the bid ad ask prices farmed
acuities and colors or onb bed prices Ice OTC
seosties.
- Less actemb traded securities may be priced ushg
valuation model or the mod recent fora we
oared and may not reflect an actual matt price
or igte?
- Certain points may appear without a price and
will thaw as *price was rot bailable if we re
undob to obtah a pnce for a leanly
- Deposits or sateen denominated er currencies
other tan U.S. dollars are reflected at the eichinge
rate as of the statement date.
- For cerian twines beano n non.conformng
deriannalcra ace at tatty0mo wise) may
have been added to facilitate proper valuation
To obtain current quotations, when wattle, cordad
your Financial Atte.
• Private inonenwas and drudaped producb.
hinte meanest seasein (has/nicked
participation acqam grid real estate investment trust
smuts) zed stared pita
are generally highly
Akiel. Certain Prised waists have not bean
registered with the Securities and Excha-
Com-rasion o- under any state securties laws. We
provide estimated sties for private investment
leashes and structured produces for edormatecul
purposes only. Acosacy snot giuranewd.
- These values may differ agnates, from prices.
any, at whidna private twesanent security a
structured cnxIxt may be bouts or told and do
not mussels represent the vale you may receive
upon rotation.
- Thad prly 'Ornate of vale av as of a certab
date and are sabred to UBS Fina-cial Services on a
regale bass by an Wei:enders religion tint
- Mum general pannw or sponsor tinged valet,
fry art wpplied to the Fm by Ow tar,
gental pane or sponsor and may be tabulated
based on Mewl information from tat used by
tadparties laded* tea entailed values.
- You can obtain additional Harnett' regarding
the methodology wed to determine the ratite of
value at The date of Me efamalen that is the
basis for de mitt by contacteg your Financial
Advisor.
- Thad party estimated vitas may be reflected as
•Not aged' n sever l sit alit. wive n
idependent vitiation tem RS not suppled or is
table to assign a vas. Man we became entire
that a materialevent has ocoared out may call a
!tits), reported vas ib question. or Wien a
value would be highly speottive due to die ntre
of the sturdy.
- When neither al suer, general part se sponsor
bibbed sake nor a Uttar estimated vela if
wooded the value of the study will be anted
km its purchasePrice.
- • Ditto cm to date may melt)* return of
meal. income a both
— 'Crignal
sce • represents the initial offerer;
price per unit and may not (elect Will cost basis
• Restricted securities esstrded wan in generally
are rot currently easible son publk sale. UBSFiractal
knots ides tlE matel price of the unrestricted slack
of the same issueras an mputed value fade
restricted stock for porpons of this atatement on4, To
the tent that eeff riff ed searkies are 'rube lee
the vale receied may be stbeantialB less than the
irtp_ced value town
• En. (esterneted) inccene current yields and rates.
An estinate of a-rual income is based an (Limn
dniclind aid interest rates, attuning tie stakes will
be held for one yew from statement date or until
nUtifite This mitt a ceW a gtelne, mammy
rd continued ineanw are not guaranteed
- Estimated atual name at curvet yield fo-
certain Woes of stakes could include a return of
prncpalor capeal gat in uhich case the est
income grd current yeti would be onerstated.
- Estimated snail icane ad went yeld and the
actual item and yield milt be lower a higher
than the tstinated amounts.
- An eatate of trusteed income (divdend actor
interest) died et by the curet market
vattraverage balance d based on the last dividend
Or interest payment made by the issuer and
warms be seositieedeposts will be het foe ore
year from the statement date or until manly.
Accuracy and continued weld se not garnet
• Assets not held by WS 'rancid Services Certain
assets me rot held by the fern and not nth the
firm's possession or anti These assets me
*played on year statement fa ore common&
purposes only. Positions and values presented a.
Pounded by the swig Inc U6SFroncial Services is
not reversible for ins ?formation and des not
guarantee es accuracy. these assets we rot protected
by Silt or is Fits supplemental SIC coverage.
• Revalue shoring and additional compensation.
— In addition to commissions on sales and 12b-t fees
recent n correction wash the distribution of
trawl finds to beams we nuke our &Mau
receive revenue *Wing Parent, from distributors
ads adriscrs of the mAol funds that we sell.
These anowts are based on two *kern
components
amant ol atm by UBS of a
partiailar mutual fund I amiy to our climb and Cri
the asset value of a patiosLT mutual fund I amity's
dares held at the tern
— We and 0.1" Anate aBo recewe netting and
ormtus processing lees in corteration for
bade agent rata that we pay& to the
rrukal fads. Thew feesgenerally are pad from
investor assets in the mewl fund and are a heed
data amount loosed an the nutter of accounts at
the broker.dealer holdng maul heeds of that fund
fmiy
CONFIDENTIAL
— h ade en to covimascra received n connection
wth Me sale or danlation o1 array contracts
and ,M investment trust units to our <lents, we
ands our affiliate mat trans sharing
compensation Fran many of the antra
companies underwritirg the atittortracts,
*kites of the Curate <arca-tor sponsas of
Mtn imesvnent wets we distrbute
- OJT affiliates also recite trading oarnifiatkra and
other cormorant:onfrom mutual finds and
nsurance attain whose products we *tribute.
- We receive an annual fee from UBS Bak OA and
UBS AG Stamford Bart ohm to szs per accost
sweeping to the barks under the UBS Bark Sweep
Roan.
Activity
hbrinaterrewarderg caner:nets and other Charge
hoped et connedco with the *mutat of eat,
ncludng option transactions ha been inclucbd al
catenaions puvousty fume-shad to you, ad ad be
pleaded to you wavily at rawest
Sheet alley
f aware engaged in she wait a security, you may
noir a chap the to cerUin Wroth's? costs for that
particular securty.
Open Green
Regarding Wen or • gozdtilkancellecr ceders tat
were not teocured by the gatemen date, open buy at
sell stop orders are redxed by the antral of dividends
or rights on an exdividerds a totes thee unless
instructed otherwise by you. You are responsble for
orders that are weaned the colour failure lo cancel
eating open orders.
Privity
To obtain a copy of cu. current Client Friary Noise
pima contact sour Francis' Achisor or vat as website
at altaaRRICIatagallaa.
UBS Financial Services a rot a bark tin BMA. Bushes
Seniors Account RSA and IRMA are brckerase accounts
which provide access to batingservices at products
trough arranowne-os wet) affiliated bat aid other
thrdpay banks, and provides access to roan and
snug prodxt awed by unaffiliated thitd.pa-ty
tummy companies through roura-na agercy
subsidiaries of UBS financial Services Inc.
Investment, nsura-ce. ani amityproducts:
Not VIC bowed • No bank guarantees May Use vela
RUA. Resort. Management Account, Business Services
Account 85A, IRMA and alternate's& Resource
Management Accost are registered service marks of
UBS Fruited Services tic
Visa *rate is a registered service mirk of Visa
Intonational uBs Via Signalise cede cards and LES
yea debt cards are espied by UBS Bank USA with
prmosion from to U.S A Incorporated.
UBS Finlander Services Int
P+v. 201402
SDNY_GM_00025381
EFTA_00 I 3600 I
EFTA01277234
SUBS
UBS Financial Services he
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70056915790414 V1 0
Account name•. POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number:
_3679 SS
Your Financial Advisor:
Phone' 212.821 -7000/800-308-3140
Questions about your statement?
Call ;Our FinanCig Advisor Or the
Rescurceline at 800-762-1C00,
account 029323679
Maltour websIte:
www.ubstorMinancialservices
Items for your attention
. it you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to
ubs.com/onineservices
Business Services Account
April 2014
POT & KETTLE, 1
Value of your account
on March 31 ($)
on April 30 (5)
Your assets
5,588 70
5,588.70
Your liabilities
0.00
0.00
Value of your account
$5,588.70
Tracking the value of your account
S
S5,588.70
5989.7
•
Mal 2014
40i 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
Wthdrames
Your riWStrnent return
Chaste in
market value
Velma of your account
on Apr 30, 2014
90.00
SDNY GM 00025382
45,588.70
$O00
955811.70
Mombor SIPC
ANP700C0005591579 NP1000191025 00002 0t14 030579743 Y123679550000000
Page 7 of 18
CONFIDENTIAL
EFTA_00136002
EFTA01277235
SUBS
Business Services Account
4)6(2014
Your account balance sheet
Summary of your assets
A
Cash and money balances
B
Cash alternatives
C
Equities
D
Fixed income
Account name:
Friendly account nani
Account number:
value on
April 30(4)
Percentage of
yOur account
5,588/0
100.00%
0.00
0.00%
0.00
0.00%
0.00
0.00%
E
Non-traditional
F
Corrmodities
G
Other
Total assets
Value of your account
55,588.70
100.00%
$5,588.70
Your current asset allocation
A
Eye on the markets
Your IIRancid Advisor.
SCOTT STACK MANLYLE CASR1EL
212-821.7000/600-308-3140
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the imponant
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
April 2014
Year to date
S&P 500
0.74%
2.56%
Russell 3000
0.12%
2.10%
MSC I - Europe, Australia & Far East
1.53%
2.31%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
0.84%
2.70%
Ape7C003005691580NIT0C0191825 000O2 0414 030579743 Y123679SSOCOMpiyGitrxweer B of 18
CONFIDENTIAL
EFTA_00136003
EFTA01277236
LIBS
Business Services Account
Account name:
POT 8/KETTLE, LIC
Friendly account n
•
TK
Account number.
Your financial Advisor:
212-821-70001800-308-3140
Change in the value of your account
April 2014 ($1
Year to date (i)
UBS Bank USA Business Account APY
Interest perrod Mar 7 - Apr 6
Opening account value
$5,588.70
$0.00
Opening UBS Bank USA Business balance Mar 7
$5,838.70
Deposits, including investments
Closing UBS Bank USA Business balance Apr 6
$5,588.70
transferred in
0.00
5,838.70
Number of days in merest period
31
Withal-awals and fees,
including investments transferred
Average daily balance
$5,725.80
out
0.00
-250.00
Interest earned
$0 .00
Closing account value
$5,588.70
$5,588.70
Annual percentage yield earned
0 CO%
Cash activity summary
Ste account It 'Noy this mown tot deta Is Blanes in your Sweep Options are included in tne cpertrig and
closing Mance, vS ye. FDIC insurance applies only to deposits at UK Bank USA, not to deposits at UBS AG,
sianioid Karon or bank deposits pateciihrouch the UBS International DelX54 Account program. sirc
projection applies to money maitet sweep fund hcklings but not barer deposits. kermponant Intormacon
aboutsom statement on the Lag two pages ot this document tor deals.
Apnl 2014 (i)
Year to date (S)
Opening balances
Additions
Deposits and other funds credited
$5,588.70
0.00
$0.00
5,838.70
Total additions
$0.00
$5,838.70
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-$250.00
Net cash flow
$0.00
$5,588.70
Closing balances
$5,588.70
$5,588.70
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a kill description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your retell objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
investment elig betty consideration • None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025384
AMP70303005691581 NV7003191825 00007 0414 030579743 Y123679550003000
Page 9 of 18
CONFIDENTIAL
EFTA_GOI36004
EFTA01277237
*UBS
Yournotes
CONFIDENTIAL
EFTA,135003
EFTA01277238
*UBS
Business Services Account
April 201.:
Your assets
Account name:
Friendly account name-
TK TryEVs
Account number.
Sane pnCes, income and current ea UeS ShOnn maybe approximate. As a result gains and 'OVA'S may ni:M
be acurately reflected. See unportantmlormabon about your statement a the end ol this dxumem for
'rote Informaion
Cash
Cash and money balances
Cash and money balances may include avalable cah balances, UBS Barn USA &pout account Warp's.
UBS AG Stardord Branch deposit account balances and money maker mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC valhn applicable limits, but are not
protected by SIPC. 1)85 AG Stanford Brant h deposit scram brines are not insured by F OK aid be not
protected by SIPC Money market sweep balances are protected by WC but ere not insured by the FDIC.
Set the important information abootyoor statement at the end of this document for details rout those
balances.
Picking
UBS BANK lISA BUS ACCT
5.58870
5.588.70
250.000.00
Openng Wane.
ClosingI:acne
Pnce per meet
Average
on Apr 1 (1)
on Apr 30 (1)
on Apr 30 (1)
rate
period
Dnidend interest
Your N sandal Advisor:
212-821-7000'800-308-3140
Days en
Period
Cap arounl
Your total assets
)(au. on Apr BO (5)
PeKenta3e c(
Cost
Estimated
your accord
basis (5)
annual income (S)
Unrealized
oan or loss (1)
Cash
Cash and money balances
5,580.70
100.00%
5,588.70
Total
$5,588.70
100.00%
55,588.70
SDNY GM 00025386
ANP70303005691583NP70C0191825 00032 0414 030579743 Y123679550003000
Pegs 11 of 18
CONFIDENTIAL
EFTA_00136006
EFTA01277239
*UBS
Your notes
ANP7C003005£01. NP7003191825 00002 0914 0305797. Y I . 6' 9..
C.3q9NIY_G N1_00025%9 l 2 of 18
End of statement for account number Y1 23679 S5
CONFIDENTIAL
EFTA_00136007
EFTA01277240
Important information about your statement
LEIS Francial Services tio. (the F im or UBS Financial
Services} is a master of all orinokel sxvly, ammo*
and opt:ins ex pages. LES Ft-encial Settees and U3S
Bank USA we rdrect subskiares of LES AG and
affiliates of LES Sect:rein LIC. The Fim's Handal
statement is available upon reopen. The FM* titan*
&Ices re a:
!Assn/nod Sec as
1200 Harbor Boulevard
Weehawken, to 07066
Ibis tenement represent the any official record of yas
LES Fe-uncial Sawn account. Other records, nape
official lair doarrient crowning cordlictim date should
not be relied Lyon If you befew there 6 an error cr
omission, please report it irrmedately n writing to the
Pinch Manager d the office sentigmur account.
Aelsough al figures shown me Mended to be accurate.
statement data shaili not be used for tar purposes key
song onyea'-end tax kerns, te.. Form 103% 5498.
10425, nog whin prepwrgyour tax return. The Fim
required by law to report to tot IRS all taxable dividend,
reposed* rchtnabla *kends and tat Menet
eared on securities held in you axant, nit proceeds
on sale transactore, std cost tom cc certain covered
secwitin.
Communicationswiththe Finn
. Please reconfirm any oral cormunatores in swing
to further protect your nits. incladng your Ned
usdtr the Sainted Wooster Pre/Action Act (WA}
• If thefins-KM hstitution an the top lift of We UM
of this natant* is not 1)85 Financial Sentes, U35
Frenoal Session carries you account a cleamg
broker by anargerront yeah the /skated inslitulien
We iriormed you of the Manionshis whim you
opened this accost. friths case, your trds and
souse,, we located a UB5 RnancUl Servicesand rot
the rwootecng broker. aid you nut **sands's'
el any mar or anititiOn to both 'inn.
Ally-cow* statementsshall be deemed carcilete ad
accurate if not objected ton mei* within 60 days.
• Meese died customer complaints or bobsiits to tie
Fite'sClient *Wirt Depannent at 201.3521699
crtollffee a 800-354-9ICG, 8:CO A.M. to 6:00 P.M.
ET Monde? through Frklay a in mei* to LE6
Financial Settees it., Client Relations Depalrnent,
P.O. Box 766 Union City, NJ 07087.
• Incase of (grey; Or WM, On; about an electronic
fixds Wanner (W1 bi puymm or UBS Visedebit
card bansatort call
62-1000, or wile to UBS
Frontal Semen tic„ 1000 Harbor Blvd, 6th floor.
Weehawken NI 07086. Alin RMNIESA Sakes
Cal or write as soon as you can, if mu that yxr
statement or receipt is men; or i you need more
irdamation *cut a turn* on the staternert or
resetot. The Firm or Card MUM as aPfnablekniof
heat from you ns later than 60 days after Ye Fim
sent you the fro remanent on needs the error or
problem *Pared.
- howdeyokr name ad accost number Of any)
- Desoto the egos or the wander you sod vitro
about and mitten ao dearg as you can why you
believe e is an error ce ohne° need more
eicnnation
— Proud. the cblar anti ol the suspected error.
The Fim or Cad Issuer wil Mosinee your complaint
and wet correct any error promptly.
Please mate all thesis papist to the Fern or the
thane:al inititution Skated on die front of this
statement had:Men to sepia accord fax accounts
my be subject to marterunce fees, chars for late
parent for sautes purchases and charges for unpaid
amounts in cashaxons. Accounts that we transferred
to other Mentions may be subject to a windy tee.
UBS Sweep Claims
UBS offers options for sweepng cash betakes, biances
to bank deposits at UBS Bat USA and UBS AG Starrewd
brads (Bank Sweep Progeny), money market mutual
kids (Matey Fund) ad the International Deposit
Avant 00Alfor customers withal iteutional
Resource Mnagemet Account. Through the Bank
Sweep Progeny, cash balances re swept to U16 Bak
USA up to in easlakhod Fend ad thento LES AG
Stanford Brandt or a Money Fund. Deposits at UBS
Bak USA are FDIC lured in accordance with FCC
rules. For more nformatin please sot wwwldicgov.
Deposes at UBS AG Stanford Biarxh std ewes of
Money Funds at rot nosed by the FCC.
Throup the OA, enailetile tooth balances we swept to
depose accounts at UBS AG New Yak Branch and UB5
AG Cayman Branch These deposits are not insured by
she FCC. Balances held at the ISS AG Carnal Brad,
are tempera* exposed to the sovereign risk of the
Carnet elands, and Were is no (patentee or other
obligation of ISS AG 10 repay+. Wines while on the
UBSC trans Bradt. books.
Deposis a LEIS Bat LEA and each UBS AG Bench are
not protected by SIPC. Money Fund shires me protected
by SIPC. See *U35 Fremont Seven Arson Protection'
bobw
Upon yak reg.est, balms in tie Bart Sweep
Programsor OA ma be writhes" and shares of a
Money Fund my be liquidated, and the proceeds
returned to you or our nineties woont.
Cutlet re ornmon about available steep Option,
nothing arnil 'Merest rates and yields, a mailable at
www kb: comrsseeppekt, from your F hark al Advisor
or by calling B00(7621000
UBS Financial Services account protection
The
is a member el the Sourdes Inverter Protection
Corporation 6IPC), *frith protect securities account. of
its members up 10 5500,000 Cncluolim S2B),000 for
dams kr cash/ The SEC aset protection 'mks apply to
all account fiat you hold n a palkular capaoly.
The Fim together nth certain *Mins, ha also
purchased symbrental protection. The myrinun
anoint payable to al Mgt* die*, collecting titer
this protection is S500 million as of December 10, 2013.
klotot to the pokyconditions ad 'Mitten, ash at
the Firm is further protected kr ma to $1.9 million n the
aggegate for all you accounts held n a poioalar
capacity A hi copy of the poky waxing n imailtble
upon moutst.
The SIPC protection end the supplemenUI protection
both do not apply to.
• Certain Tramiel Asses controlled by (and incited A
your account valu) but held away from US$Fine-col
Services (e.g.. certain(* cash at UBS Bak (il cad, at
LES AG StanIcrd breath Cu) insurate pcdX1S,
including variable enmities, and 00 shires of mutual
finds whore such than are registered deny it the
name of the account holier on We both ad records
of the applicable issuer or tender agent);
• Certain minimal contracts or Mestment interest
pg., limited partnashix and pinto placements) the
ore rot registered srder tie Securities Act of I S03;
aid
• Commodities contacts (e.g, laeign eccha-ge and
anti:usenet.' entredE ndudrig futures contacts
ad tormoditroPtion contracts.
Tee SIPC protection and the supplemental protection do
not apply to these assets event they otherwise appear
on yas statement. h. SEC protection and the
PEOlerrentalproamion do not protect agave changes
in he math vain of yxr investments (whether as a
resin of market itiOyenlent iSSuer bakruptcy CO
otherwise}
More information is avalable mon nomad You may
obtan nue itomation abou Sit. raidng the 5PC
Brochure, by cortaningSIPC a 202-371-8300or by
•
Sift websih ar YAW/.140‘041
Dividend Ihitrietbibenit Niagara (DPP)
The wke reflected is an average price. You may obtan
the actual prke kanyeu Financial Advisor. Onbsikore
Owes are purchased under Dli; partial shares wil be
won rd the cash wit be deposited
your accost The
dviderd renvesenent price applied byte issuer may
differ from the market pte at which thepartied shires
we sold
Cmleielieu
I;e4, whole mots maybe held in you accord. If you a-e
entad to a palul use a a result of a dviderd Panto'
Or otherwise, the Firm yell ether sell panel kna at
rivulet peke or accept an amount thumbed by a
registered cleans agency, ado-edit you' accost
Investment objectives
The nvesenere Mint* std risk profile we magic to
each account and may vary between. Please Mete the
Finnprompt, in men; of any tint Cant Wonge n yow
foetal situacn or manure objects... kr each
CONFIDENTIAL
account held, you choose one of the folkwi*
itesenent °Neches'
• fsodwe Cument !mom.. I imbue its seekng the
generation of income mg.
• ArAiske Capra! Appreciation: Investments waking
growth of prncesal rather than the generation ol
income.
• Plocioce Combinaton oilman. and Capital
Appieciatcp, l-wesiments seeki-g both the generation
ol norne and polish of prittoll.
Overall risk wages
• Con.wvaeor Seeks to martian nilid pncpal with
low risk aid volatility to the accord cteral, even if
that mewls the accost does not generate signif 'cant
income or returns ad may rat keep pace with
inflation.
• Modena: Willi* to accept sane sit to pinoPal ad
tolerate some votateity to seek hgher returns.
• Aggress*: Wiling to accept high risk to pinopal ad
high solatilty to seek high returns our tine.
Statement liouseholdhe
We may consolidate at related account statements with
the move Miress n the same envelope. Accounts may
be related la this purpose bet &At they haw owners
who also maintain pia accost reheiondips wit other
clients at the sane address. This practice k known as
• househsking ' II you prefer to recede a-diva:hal
statements mailed in separate elerelves— yOu Indy
docko household,* by oiling yow F nattier Advisor.
Friendly actaxan name
the trendy accost name reflects el amnion that you
extend on the Firm's onlne settees webyte. R e a
customizable *niclrurne' chasm by you to amid you
with sou recordkeepim. It has m legal 0941 on your
aCCOult. You can charge yos hiendg account names,
through 0i*ie Services or by contakirgmurFaancial
Adesor.
Ammon overview
• vatm of morarrounerpordth net of assets rd
• Assets_ hulas evadable cad, balances. vans lOt
restricted sear* lest 1, and Global tine Deposits,
urrealted marks to marketand
kd, and cetah
ins
not held
by the Fins Does not include worked MU:Merlassets
al the end of the prior and curet staterrent periods, or
precise ivestnwns, invested stock options aid
amenable stock anions
• Sialaines lndudn debt b.IIIM•1, antarding rrergn
loans. credit fir, dOlaCtant balances.
• Cash/money balances. Total of unimested amiable
cash balances. plus UBS Bak 1.6A depose barce5 UBS
AG Stanford Ranch deposit balances and money market
mutual fund sweep Saxes, at to obit of tie
statement period. Noncorimodey free credit balances in
your account av rot segregated from other balances
end tie Fern mar use any of these unds in the ordinary
COM,' of its laziness. These funds we payable Lyon
your darned. This total is included ri de anent period
clang value.
SDNY_GM_000253B8
EFTA_00136008
EFTA01277241
Important information about your statement (con inued)
Lending information
Fix detarechnf °mutton a' the Finis lending practices
and &dorms, rmer to you Ghent Relatoregrip
Ageement or Accost Agreement aid the General
Tarns and Conditions UBS Statement of Credit luctices
available in Agreements andOrstfogrres at
wzotaiLoicalarsguaggaiguas.
Yew meets
Your gatament itemise stormier. endother awn held
lathe account at the end of the statement period. You
may ark fordeivey of fully paid secuaies at ary time.
You mayreceive securities used as loan collateral after
paying any Wince due on them. My securities
Irentlened to he Lim clang the gallivant period are
listed al market value as of the end of the gatemen
period.
• Cast basis. In detemning the cost basis of Me
starlit included in this statement, where indicated
wih the number
UPS Financial Services has relied
cn information obtained from sources other tan IRS
Fiancial Seraces, including ill ormairm horn another
fim a that you may have provided to you Finarvial
Maw The Finn does not intImendontly verify a
parents the &tansy or vanity day Pi °reflation
provided by sons other then 1**Rauncial Senates.
h aititat although UBSFinncel Services generally
&clots PS igamatian m it e received, the firm
dyes not provide any termances that the information
Ynier 'Cost basis" and 'Lhreakzed gar/loss' is
accurate as g the date of the statement. As such
please do not any on this nlovingion to make
puchara a tale decision& feria &mom a
ahem's*. Accounts transferred to he Fim may
reflect gialloss irdamatis orAr for the period of
time they we held at the F rm !Pore historical
edema cis to be ad:ledby your Financia Advisor.
• Unrealised gains/losses When data is awilgoly
estimated urearized gainer looses we alcaated Ise
intivili(seosty lots. The transaction data for
chards( lot may or may not reflect &ruminan t.
charges ander 'acuity reorgenizat
harms
Dividend and °Sane megment lots ad systematic
puchne kris are each ormbined todisplay crie
averaged lot The • Trade date • cola& presents the
algrul transaction trade date.
• Callable securities Ebro and ;referred stock that
the swat cats for eat redenpf eon wil be selected
most* by lot Iran among all seogaies of that
anus held hour name or in nornhee name la ox
clients. Call bane Pdamatis i &tailed from third
patties and is accuracy isnot guaranteed. Other all
teases mayennt *Mich could affect geld' complete
nlortnatcn will be provided upon request
• Certificates of deposit (CDs) CDs are FDIC inured
up to 5.29),000 n aloha' and accrued interest per
depositor and pee deposlayingirmis Piaccordance
con FDIC rules.
• Pricenralue Prot, displayed f or securities and ohs
products may be higher or lower than thesice that
you would antsy receire in the market Prices cue
obtained from various third party sources ankh we
Delve to be retitle. but we do not pane, their
accuracy.
— We genera' teethe closing price when avelabka
the mean of tie bid and ask prices fa lined
mantles and <plus a only bid prices to OTC
seoslies.
- Less actiwiD waded securities may be priced using
valuation model or tie moo recent arke we
obtained and may not reflect an achal market price
or norm
- Certain parallels may appear withan a price aid
will how as *price was rot available' if we are
ungole to obtain a ante f or a warty
- Deposits or startles denominated 6 currencies
ocher thin U.S. dollars are reflected at the eachinge
rate as of the staterrent date.
- Far cation securities tradng in non.conformng
ckniminotam, price and qua-anyBate valor) may
have been aollysted to facilitate proper valuation
To obtain current quotations, when arattle, cor-daa
your Financial Adascr.
• Private irmsberwite and An/clued produces
hinte meninx,* seculars (ixtdrig drect
participation ptqam and real estate investment its
seeress) rod Unarmed prodxts are generally highly
Conan stn_cared proicts have not been
registered wit the Securities and Extha-
Commission a under ay state securties taws. We
prode estimated skies for pwae investment
mush is and structured products for Pdormatkrul
purposes only. Accuracy knot garenteed.
- These values may differ abstantialy teem prics if
any, at which a private insament security a
structured rodeo may be boughs or sold and do
not nix...wily represent the vane you may receive
Loon Irmysaroni
- Thid prly 'Ornate of vale av as of a certain
date and are &palled to UBS Few-cial Services on a
regular baus by in independent station Wm.
- hug, general panne- or soma estimated miss,
ary, ere mpplied to the F rrn by Ow Muer,
cannot panne or sponsor and may be tabulated
based on &feral information Iran that used by
third parties to dearth& estimated values.
- You can obtain additcnal Harman" regarding
the methodology used to determine the estimate of
value and the date of d-e igarnation that is the
basis for he en inane by contactirg your &uncial
Advisor.
- Third party esti-ivied warms may be reflected as
•Not read' in weer I sit aims. wfe n
Pdependent vitiation fern has not suppled or is
unable to map a varm, when we became avare
that a rnsterial event has ocoared tat may call a
pas usly reported vela So question, or when a
value would be highlyspeculative due to he nattre
a the sturdy.
- When neither al ester, general primed or sponsor
estimated value nor a thrdpany estimated valve if
matt
die valued the warty will be different
from its purchase price.
- • OstrIzu cro to date' may mclaa returnof
caudal. income a both
— 'Crianal
see • represents the initial ollernt;
price per unit and may not (elect pas cots bait
• Restricted securities Restated searrin generally
are rot currently ellgble nor publk sale. UBSFina-col
rmvices toes to market price of the unrestricted stock
of the same issue/Assn imputed value for de
restricted stock for papas of this statement on, To
the relent that restricted scarifies are eiglok la a
the valx reared may be sarmantialli less than the
inpued value drown
• Est (estimated) inecene. and Otte end rates.
An 9:finale of a-rual intone is based an current
&lard and interest rates, assuming tie securities will
be held for one yea from statement date or slit
MItitity. This narrate is onD eq.:feint accuracy
rd continued income are not guaranteed
- Estimated a-nal income and correct yield fa
certain toes of securities could include a return of
pneaPal a capital gains in which case the est
income (and (sere yeti would be overstated.
- Estimated areal icane a-d current Wald and the
actual Prone andyield mitt be kwer a higher
than the estimated amounts.
- An estMate ol trusteed home (diedend andor
interest) dryadby the cares market
valrmaverage balance is based on the tact dividend
Of hfereft payment made by the issuer and
arms the serosities/deporm will be held for one
year kom the statement date or until manly.
Accuracy and continued yield me not &warmed
• Assets not held by WS Francis( Service& Certain
insets ae rot had by the Finn and not vithri the
ferns possessis or control. These assets de
&awed on guy statement for informational
purposes only. Positions and values presented se
rounded by he suing Inn UBS F 'mintier Services is
not reversible for Its information and des not
warms as accuracy. These assets are rot protected
by SRC or the Finis sicplemental SIC °maraca.
• Revenue shoring and additional compensation.
— In addition to commissions on sales and I 2b-I fees
received in correction Mn the distnbution of
mutual finds to modems we aura our Alfas
"Rave revenue Sharing Parrott horn distributors
odor adieus of the makil funds that we sell.
Theseamounts are based on two deferent
COMPOnentf-
tiv amount ol sale, by UBS of
partkula mutual fund I amik. to our (lies and CO
the asset value of apathySr mutual fund I amity's
skarn held at the Imn
— We and 0.1" Ariale also recewe nem:eking and
ormtus processing lees in consideration for
under gent senses that we provide to the
rrukal funds. These leesgenerally are pad from
investor met, h the mutual fund and are a fired
Jolla amount based on tie number of accounts at
the broke-dealer holdng maul( lade ot that I und
fmiy
CONFIDENTIAL
— e, ad* on to crimson; received n connects
wth the sale or danbigron of a-rurry contracts
and vie investment net units to our <lents, we
arida our affiliate satire retina sharing
corrpensaion f rom many of the inexance
companies underrating the amity contracts,
*gates of to insurance arnpangs or sponsors of
Mein imesvnent sees we distrbute
- an Align also receive trading commesrma and
other tartness:onfrom visual finds and
nannce ccenpanin whose maxis we *tribute.
- %Verse's n anal tee from UBS Bali LOA and
tliS AG Stanford Brand of up to szs per accost
sweeping to the bark( under the UBS Bak Sweep
Frcgrams.
Activity
hbrmationregudrigcannissUrs and *tier Charges
incurred in connection with he en u:knot tads
ndudng option transactions ha been naiad on
armirrngiOnS [MMUSSi fliffaShed to you, ad will be
provided to yOu fromptlyatrecpest
Short wiling
f aquae engaged in that selling a security, you may
hair a charge the to certainWroth-9 costs for that
prmiculir security.
Open cedes
Regarding Wen or • gozdtilkancelled* ceders hat
were not gaggedbythe statement date, open buy ad
sal stop orders are redxed by the amour* of dividends
or rights on an ex-dividends or bads date unless
inctructed wherwhe by you. You are resporobll fa
orders that we weaned dap coyote failure to I aXel
eating open orders.
Privets
To obtain a copy of ax current Client Chary Naito.
please contact your Francis' Advisor or visit as welshte
at wittialGORgiodica2ARIfx,
UBS Financial Services a rot a bark 11-e RIK Business
Seniors Account GSA and IRMA are brokerage accounts
which provide access so barking services and products
through arranganents we, affirmed barks and other
third-party banks, and provides access to nsura-ce and
antsy pratact Sued by unatiliseed third-pry
insurance companies through Poura-ce agency
subsidiaries of UBS finial Services Inc.
Iniestment nsura-ce. ad ruttyproducts:
Not VIC inured • No bank guarantee* May kn. Val*
RYA. Resource Management Accord, Business Semites
Account BSA BMA and international Resource
Management Accost are registered service marks of
UBS Financial Services Inc
Visa *salve is a registered service mirk of Visa
International CBS Via Signatise cede cads and CBS
Visa debt cards are eared by UBS Bank USA with
peamosion from Vise U.S A Incorporated.
UBS Firianrial Services Inc
Ps. 20(402
SDNY_G M_0002 5389
EFTA_00 I 36009
EFTA01277242
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
May 2014
ANP70056347270514 VI 0
POT & KETTLE, I
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CAS1bEL
Phone 212.821.70001800.308.3140
Questions about your statement?
Call yoa Financig Advisor or the
Value of your account
ReSotirfetine at 800-762-1000,
account 023023679
on April 30 (1)
on May 30 (1)
Your assets
5,588.70
5,588.70
Idslt. our websitit:
swirw.ubtcomilinancialsenrices
Your liabilities
0.00
0.00
Value of your account
55,588.70
55,588.70
Tracking the value of your account
S
3,588.7
5,588.7
•
•
401' 2014
May 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
Wthdrarrals
Your OWSITheil t return
Change in
market vaue
Value of yaw account
on May 30. 2014
$5111.70
10.00
35,588.70
9000
SDNY GM 00025390
Monster SIPC
A NP7030900534727 NP7000190328 00002 r51 4 030579743 VI 23679550 000000
Page 7 of IS
CONFIDENTIAL
EFTA_00B60 I 0
EFTA01277243
*UBS
Business Services Account
May 2014
Your account balance sheet
Summary of your assets
Value on
May 3011)
Percentage of
your account
A
Cash and money balances
5,588.70
100 00%
B
Cash alternatives
0.00
0.00%
C
Equiltes
0.00
0.00%
D
Fixed income
0.00
0.00%
Account name:
POT 3. r CTLE, LLC
Friendly account name-00TY ETRE I LC
Account number:
Value of your account
55,588.70
100.00%
55,588.70
Your current asset allocation
Eye on the markets
Index
Your Bimodal Advisor.
212-821.7030/800-308-3 140
Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
Percentage change
May 2014
Year to date
2.35%
4.97%
2.18%
432%
1.76%
4.11%
1.14%
3.87%
45W7C003005634728 NP70C0I93328 C0M thl4 030579743 Y12367955003apiyGht0002511pie 8 of 18
CONFIDENTIAL
EFTA_001360 I I
EFTA01277244
UBS
Business Services Account
May 2014
Account name:
Friendly account name:POTKEIRE LLC
Account number.
Your Financial Advisor:
212-821-70001800-3C6-3140
Change in the value of your account
May 2014 tS)
Year to date (S)
UBS Bank USA Business Account APY
Interest period Apr 7 - May 6
Opening account value
$5,588.70
$0.00
Opening UBS Bank USA Business balance Apr 7
$5,588.70
Deposits, including investments
Closing UBS Bank USA Business balance May 6
$5,588.70
transferred in
0.00
5,838.70
Number of days in nterest period
30
Withd-awals and fees,
including investments transferred
Average daily balance
$5,588.70
cut
0.00
-250.00
Interest earned
$0 .00
Closing account value
$5,588.70
$5,588.70
Annual percentage yield earned
0 00%
Cash activity summary
Ste ACCOunf scrNrty rha month for detals Balances in your Sweep Options are indudedin the cperrng and
closing balances rave. PDC insurance a;i0ies only to deposits at U85 Bank USA, rot to demises at U85 AG,
Starroid KariCn or bank .'posits piatedihrough the UBS internationa DePCS4 Account blown,. SIPC
projection applies to money medial sweep fund hcidIngs but not Pant deposits. Seermportant inroanapon
anootaoursteremeo on thew two pages a this docurnem (Or petals
May 2014 (S)
Year to date (S)
Opening balances
Addittons
Deposits and other funds credited
$5,588.70
0.00
$0.00
5,838.70
Total additions
$0.00
$5,838.70
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-$250.00
Net cash flow
$0.00
$5,588.70
Closing balances
$5,588.70
$5,588.70
Your investment objectives:
You have identified the
...mil investment ,T..s.tr.es for this account. If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. vou can find a to description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your retell objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
investment eligibility conaderateon • None selected
Your account instructions
• Voir account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025392
ANP70303005634729 NV7003150328 00032 0514 030579743 Y123679550000000
Pegs 9 of IS
CONFIDENTIAL
EFTA 00136012
EFTA01277245
*UBS
Yournotes
CONFIDENTIAL
EFTA,135013
EFTA01277246
*UBS
Business Services Account
May 2014
Your assets
Account name:
Friendly account name: P0TK ETTLE LLC
Account number.
Some PrKeS, sncedie and current eilUeS ShCreen may be approximat. AS a (nut, gam and losses may not
be acurately reflected. See importanonlormabon about your statement a the end ol this document for
more Infortnalon
Cash
Cash and money balances
Cash aM moray balances may Ind tde ayalable cash balances, UBS Bank. USA &pout account Wane's.
UBS AG Stanford Branch &pout account baances and money market mutual fund sweep batances
UBS Bank USA deposit account balance.; are insured by tne FDIC p11hn topic tble limits, but are not
pointed by SIPC. 1)85 AG Stanford Bram h deposit account toriancos are not insured by F OK and age tor
proteded by S1PC Money market sweep baances are protected by SIC but ire not insured by the FDIC.
Sot the important information about your statement at the end of this document for dot aas tomtits:no
balances.
Openngbaance
Closmg barge
Pnce per mare
Average
Hddng
on May I (S)
on May 30 al
on May 30 (0
rate
558870
558830
250.003.00
Dnidend interest
period
Your Pinand/I Advisor:
212-821-7000/800-308-3140
Days m
penal
Cep arount (5)
Your total assets
valwe on May 30 (S)
Percentara of
Cost
Estimated
your acount
basis (S)
annual income (3)
unreaired
gain or loss (3)
Cash
Cash and money balances
5,588.70
100.00%
5,588.70
Total
$5,588.70
100.00%
$5,588.70
SDNY GM 00025394
ANP70003005634731 NPI0I:0‘97328 oocce OSI a 030579743 ‘1123679S50 000000
Page 11 of t8
CONFIDENTIAL
EFTA_00I360I4
EFTA01277247
4tUBS
Your notes
ANP763C0009334732 NP7000190328 00002 0114 030579743 Yi 23679530 COiStliklY_GM_0002IASt 12 of 18
End of statement for account number Y1 23679 85
CONFIDENTIAL
EFTA 00136015
EFTA01277248
Important information about your statement
LEIS Fiuncial Services ix. (the F im or UBS Financial
Serkes)( is a merrter of all orincigl sxvly, commix*
and options exchwges. U3S Feurtial Semites and U3S
Bank USA re rdrect sutnitares of LES AG and
affiliates of LES Searitin U.C. The Fim's fhancial
statement is available upon regso. The Finn tisane
offices an a:
LES Finaxul Sermon It.
1200 Harbor Boulevard
Weetimiken, to 07086
This aaternent represent the any oil icier record of your
LBS Fruncial Santos account. Other roods, except
office' tar documnt containing contra-9dt; should
rot be relied iv:aggro bedew there is an error or
omission please report it irrmatinely narking to the
Ranch Manager et the office tenting you account.
Atough al figures shows ap ttended to be accurate.
statement data sh:Lili not be used for tat purposes Rely
sae& on mmend tax forms, 6.e.. Form 1099. Sat
10425, etc.) whin prepwrgyour to return. The Fine
required by low to won to trei IRS all taxabk Edelen*.
report** rcataubk deidends and taxable tdenet
eared cm acuities held in you a:cantnet proceeds
an sale transactors, and cost two cncenain covered
*wain.
Communications with the Firm
. Please reconfirm arty oral cormtncaterts in wring
to funher protect your nits including your rght
order the Stones Ir..tor Protection Act (WA)
• If the finance' nstitution cn the top left of tee front
of this statemert is no UBS finance' Senrbes,U3S
Frenoal Services carries jos acorn as clearng
baker by at argerrant web the rdcated innatet
We Stormed you of this relationship when you
opened this icooLrt. Int* case, your Ws and
sectrees a-e located a UB5 finance' Senatesand rot
to intootecmg broker. al you must make a Won
at any aux or amnion to both linen.
A N accant slattrnrits shall to deemed complete ad
accurate if not objected ton wreng within 60 days.
• Please diect °Atoms complaints a tqJiin to tie
Firn's C lent Retains Dna-Went at 201.352.1699
cr tolkfree at 800-354-91CO, 860 A.M. to 6:00 P.M.
ET Monday through Frei* a in ming to LES
Financial Seniors K., Client Retains Depalrnent,
P.O. Box 766 Union City, NJ 07087.
• in Case of ern Or bastaaa about alelectronic
funds Wander(Wn bi payee or UBS Visedebit
card Vankictows, call
62-1000, or wile to UBS
Onancial Seneca tic„ 1000 Harbor Blvd, 6th floor.
Weak/Men W 07086. Win RIANIESA Sences
Cal or write as soon as you cart it mu tilt yen
statement or receipt is mug or 4 you need more
inkrmai
*cut a torn* on the statemert or
remit. The Firm or Card Meer as 4:Pitiable) mint
her from you no later than 50 days aher to Fim
WIT you the fin stamen on rthidn the error or
problem appeared.
- Prow:leyou name ad accost number 0 any)
— Daabe the ma or he wands you re tare
about and explan as chair as you can why you
believe it is an error a why you need more
information
— Proud. the &Aar amount d to suspected enw.
The Finn or Cad Issuer wel ineestgete yew ccmplaint
and well cared any error prompt/.
Please note all checks payable to the Fern or to
financial imitation indcated on fro front of this
Oaken' had:Mimeo regula acne fen accounts
may be subject to mailenarce fees, chars for late
parent for searnes purchases and charges for unpaid
amounts in cash nouns. Accounts that ate transferred
o other natutnns may be subject to a trends fee.
UBS Sweep Claims
UBS offers options for sweepng cash bastes, biances
to ban deposits al UBS Bat USA and WS AG Starthxd
Isere, (feint Sweep Programs), moneymaker' intuit
kids (Money Fu-ds) and the International
Deposit
Accent 00Alfor customers with wantentional
Renate Mmagemern Accost. Through tie Sok
Sweep Prowart cash balances re swept to LBS Sark
USA up to an intabrehed lent ad then to LBS AG
Stanford Brand\ or a Money Fund. Deposits at UBS
Bak USA are FDIC noted in accordrce with FDIC
rules. For mire nlamatim please mit wwwidicgcre.
Deposes at UBS AG Stanford Birth std tares of
Money Funds aro rot Mond byline FCC.
%ratty, the OA, anilible to anti balances are swept to
deposit accounts al UBS AG New Yak Branch and UB5
AG Cayman Bunch These deposits ate not insured by
the FIX. Bannon Feld at to LES AG Carnal Brads
are tempera* exposed to the sovereign risk of the
Carron blends, and tore is no gannete or other
obligation of UBS AG to espy be bastes while on the
UBSC trans Bradt. books.
Deposts a LES Bark LEA and each UBS AG Branch are
not protected by SIPC. Money Fund shares ate protected
by SIPC. See -U3S Financial Services Accost Protection'
bobw
Upon yaw request, balances n tie Barn Sweep
Prcgrans or OArny be withdrawn. and shares of a
Money Fund my be liquidated, and the wan
returned so you cr your contain accant.
Fisher formation about available sweep options.
ncteing anent tiniest rates and yelds, a walk k at
www Lb: comrsseepyielck from your F nano W Adios
or by calling 800.762.1000
UM Financial Services account protection
The Fern name-iterate* SeardeS investor Protection
Corporation (SIPC), *nkh protect securities accounts of
its members up so 1500,0g)(exixIng 1750,000 for
clams kr cash) The Sift asset protection kris spy to
all account tat you hold n a palisube capacity.
The Finn, together with cenain affiliates, ha also
purchased applemental protection. The mparnsn
mount payable to al eligible diens, tole
e& Lrcis
this protection is S500 million as of December 10, 2013.
klota to the poky conditims ard limitation, cash a
the firm is further protected kr im to 11.9 million n the
aggregate for all your accounts held n a vesicular
capacity. A fiat copy of te poky waxing h waileble
upon mutt
The SIPC protection and the supplemenUI protection
both do not apply to.
. Certain financial asses controlled by (and evicted it
your account value) but held away from UBS Fina-cel
Services (e.g.. certain
cash at UBS Bat (it cad, at
LOS AG Stanlord branch cui insuran procbC1S,
including warble enmities, and fig shires of maul
fun* where such shares are registered dienly n the
name of the account holier on to backs a-4 roads
of the applicable issuer a Sander agent);
• Certain rennet contracts or instment invest
(eg., limited partneshix and pirate plemments) the
we rot registered under tee Securities Act of 1503;
ad
• Commodities contacts (e.g. later excha-ge and
red:usenet.' ca -acts). Mud.* futures contacts
ad tornotitr °ohm contracts.
the 51K protects:en and tlhe supplemental protection do
not apply so these assets mend they otherwise appear
on you staternent he SEC peotectim and the
suriOnntal protection dap not protect agave changes
in to mato vats of yes investments (whether as a
result of market movement, iSSuff bankruptcy a*
Cillonteu)
More information is avalak tpon ropest You may
obtan no hfontion abou SIPC. eicbcfng the 51K
Brochure, by contacting SIPC a 202371.83004 by
%tang the UK **bait. ar YAW/.140‘041
Dividend ReiWetblbefill Engrain (DPP)
Theme reflected is an swam price. You may obtan
the actual price Iron toy Financial Advisor. Only whole
tare are purchased unckr DRIP; partial shares wil be
od ad the rah wa be &potted in your account. The
6viderd renvestrnent price applied by to near may
•
from the meta price at which thepartied shires
n sold
Cadenlieu
Day whole units may be held in Inv account. If you a-t
entered to a panel Inn as annuli of a dviderd Paelment
or otherwise, the Finn viii ether sell penal Lent at
menet pike a accept an amount donned by a
registered cleari* agency, and credit you accost.
Investment objectives
The ricesenerc &noun ard risk profile we spank to
each account and may vary between, Phase Seise the
Ern pronstly in ragtag of any signiltant change m you
cei or nvesuren a: Satins. rat each
CONFIDENTIAL
noun held, you choose one of to following
inesrynent °beeches'
• Endue Conentfixon. lux-Aim es seetng the
generation Ca income oir.
• Achim CaottrIApprodat;on: Inuntments seeking
growlh of princpal rather than the gement. of
mown?.
• Produce Com:blab° of Income and Capital
Appreciaban- Inesiments seen* both the generation
of name and gambol ;titbit
Orwell risk prof des
• Conseevatar Seeks to mantain nitol oec Pat with
low Sc and voted* to the waxen moral, non if
that mans the accost does not generate significant
income or routes std may rot keep pace wit
inflation
• Modern Wilk* to accept sane risk to pincipal and
tolerate some whit* to wet hgher returns.
• Aggress*: Wiling to accept high Sc to mnopal and
high Wahl* to seek high returns over time.
Staterneen leouseholdne
We may consolidate al related account statements with
the sane address ri the same envelsm. Accounts may
be related Ice this purpose berate they have owners
who also maintain pct accost relationships wit other
dents at the sane address. This practice's known as
• householing ' II you prefer to retain individual
statements mated in separate envetpes — you may
dote householdng by calf* your F nattier Advisor.
Friendly accourt name
the trendy accost name reflects al ormation that you
entered on the timrs onlne senses webate It is a
customizable *niclreme' dram by you to alit you
with sax recordkeephg. It has no legal effect on your
account. You can dung. yos hiendfi account names,
through Online Services or by contactrgssurFrancial
Aden.
Account overview
• yatre of nor accountiPortiolia Net of assets ani
liabilbes.
• Asset hulas amiable cash balances. values for
restrined seamy lest I, and Global tine Deposits,
urrealted maks to market, and certain ants not held
by the Fem. Does not include unpriced Wt./int:assets
al the end ot the prior and curent statement periods, or
prorate iwestrrerns, invested stock options wed
estimable stock onions
• Eiaturges Includes debt balances, outurdirg rrorgn
loans. credit Ike, host accant balances.
• Cash/money agaves. Total of uninvested amiable
cash balances, plus UBS Bak USA deposit bank 185
AG Surnord Branch deposit balances and money market
nal fund sweep Sates, at the cbse of he
asemere period. Noricormlocky free credit balances in
your accent ire rot segregated from other balances
and the Fine may use any ol these funds in the ordinary
course of thane's. These funds a* payabk upon
your demo d. This total n included in to anent period
closi-g value.
SDNY_GM_00025396
EFTA_OO1 360 16
EFTA01277249
Important information about your statement (con inued)
Lending information
Fix detatechnformatton an the Finis landing plotters
and dociassres, refer to yea Client Relatership
Armoury or Accost Ageomeni at the General
Terms at Conditions UBS Statement of Credit Practices
available in Agreements andOixiosureS at
rota
coral arconneelmt.
Yaw assets
Your oatement Simian siesta( end other anew held
in the accoent at the end of the steamer* period. You
may ask for &Piety & full/ paid senates at ry time.
You may rests* securities lased as loan collateral after
prying any balance due on hem. k -y securities
transferredto Me hen chtg the statement period are
listed at market value as of the end of the Waterton
period.
• Cast basis. In determning the cost basis of tie
males included in he statement, where indicated
win he numb*. '1,• UPS Weird& Services has relied
an information obtained from sources other tan IRS
Financial Senicet including ilforrnsion kern anothe-
tem a that yearnss have provided to you Einar-cal
Adana. The Finn does not indspendently verify a
guarantee the aratacy or vadity day Wornwion
groveled by sons oiler than 1**Siuncial Senices.
h aicitext although UBS Fina cal Services general&
&don fa Hamann at it e rooked, the firm
does not provide any astarances that the mammon
ender "Cost basis" and "Lhreakzed gar/loss' is
accurate as en the date of this statement. As suck
please do not rely on this nIcgmation to make
&schwa a Sale decisions,. Mien pupates a
*theme's*. Accounts transferred to to Fim may
reflect gent loss infamaten only for the period of
tine they as held
the F rm More historical
general in can be added by you krunchia Advisor.
• Unedited gains/losses When data is agildolt
eninated untanned gine Imes we ulciAated fa
incevilialseasey lots. Re trantictson data for
nabistul 101f may or may not !Oka canniness,
charges anchor secuityreorgn,:alin events
Dividend and °tarn, nwstment lots ad systematic
patios kris are each canbined to display one
averaged lot. The • Trade date • colann presents the
ages' transaction trade date.
• Callable securities Ban* and ;referred stock that
the span cats for easy rectenthan wit be selected
mural& by lot Iran among all seo.reies of tat
eta held hour name or in nominee nen* lee as
<Bente. Call bats* inkrinatkn is obtained from third
parties and Ss accuracy isnot guaranteed. Other call
featres mate's' which mad affect yetis( complete
eacmiaten will be provided upon request
• Certificates of deposit (C D4 CDs are FDIC rouged
hp to 5293,000 ' pristal and accrued interest per
dross and per depositoryinstituter,. Pe accordance
rah POIC rules.
• Prise/value Pros dig:awed f or securities and oho
;seduces may be higher or lower than Meunier that
you would aclualy reek* n the mallet Prices cue
obtained from voious third party sources vied. tee
Delve to be rehash. but we do not garalee their
accuracy.
— We genera, tee the closi-g pricewenn avalabka
the mean of the bid ad ask prices fa lined
bargees and <peers a on& bed prices fa OTC
seostes.
- Lest actively waded securities may be priced usiw
valuation model or the most recent spree we
obtained and may not reflect an actual market rice
Or vakat
- Certain portico may appear without a peke and
will tow as *price was rot available' if we an
unable to obtain a pnce f or a wanly
- Deposits or secures de-erninated in currencies
ocher thin U.S. dollars are reflected at the eachinge
rate as of the statement date.
- Fa cerien *wines radon in non.conf omng
ciensmnalcris. mice and qua-any (face rake) may
have been as:listed to facilitatepro:se vdusere
To obtain current quotatens, whin wattle, coraad
yaw Financial Adescr.
• Private hvestenente and structured producb.
?Mate nwOrrem swishes (ixtding drect
paticipation reopen and real estate imestment its
searites) and stand prodsu ale general& highly
&add Certain dristared waists have not been
registered will the Securities and Excha-
Comension a under any slate wallies laws. We
prode estimated eaters for pmate investment
wait es and structured products for Pacenlatisrul
purposes only. Acasacy knot giaranteed.
- These values may differ stbstantiaky from prees.
any, at vhch a prorate itiesanent security a
structured &AO may be toAl-a or sold and do
not necessarily represent the vain& may receive
uPOn Equitation.
- Thal paly tsbmates of vale act as of a certain
date and are susplied to UBS Fina-cial Services on a
regalr bass by in independent vitiation tam.
- Maw general partner or sponsor estimated valan,
it ary, are wpWied to to
by Ow enuer,
general pater or spcncor and may be calculated
based as &Decent information from that used by
thid parties to derive tee estimated values.
- You can obtan addle's-al rearnaten regrading
he evelhodology used to determine the "Minato of
value and the date of he itermatentha is the
basis fate em irate by contacting your Financial
Advisor.
- Th id party esteiveed vitas may be reflected as
•Not pied' n wow I sit stens new n
Pdependent vitiation tarn has not *spied or is
unable to assign a vatae when we became avare
that a material event has occured ha may call a
pram& reported vats it question. or earn a
value would be highlyspeculative due to he mare
on the sanity
- When neither an sates, general palm( or sponsor
*stinted ate nce a Ord./soli estimated eta if
mad e the value of the sourly will be &Relent
tan espurchaseprice.
- • Potion as to date may include return of
cased. inCOme a both
- 'Origetal intsee' represents the initial along
pee per unit and may not ;elect Will cost basis
• Restricted securities Resented secentin general&
are rot cuerenty eiwble for publk sale. UBSFina-cal
Services owes to motet price of the unrestricted stuck
of the sane issuer as an reputed value for en
restricted stock for pcepons of this at 'torrent on4, To
the eitent that redrined learilion are 'Tube la a
the realm rioted may be ssbnantial& less than the
inp-ted value town
• Eat Destirneted) inccene current yields and rates.
An 95tinate 01 meal infOr,, is bawd on current
deriders:I at interest rates, assuring tee searitis will
be held for one yea from statement date or unit
maturity This retinal* it ceW age:Salm., accuracy
ad continued income are not guwanteed
- Estimated anal income ad cement yield for
certain tapes of swishes could include a return of
pmcpalor capeal gags h Maids case the est
income Ord current yeldl would be orientated.
- Estimated astral icane and went yield and the
actual iron e and yield mi;ht be extra higher
than the estimated amounts.
— An estmate ol aniseed ncome (divdend andor
interest) deeded by the current market
vatreaverage balance re based on the bet dividend
Of tannest payment made by the issuer and
wearies she secutegdeposes will be held for one
year from the statement date or until mab.rity.
:twangy at continued weld at not garmiteed
• Assets not held by IBS ;rancid Services Certain
assess me rot held by the Fain and not whin the
fern's possessen or ccrarol. These assets me
&sawed on yaw statement for rnformational
purposes only. Positions aid values presented as
Finned& by the issuing inn UBS Financial Services
not reversible for to infamation and des not
&manure ns accuracy. these assets we rot prattled
by SIC or the Finns supplementalSIC coverage.
• Revenue shoring and additional compensation.
— In addition to commissions on sales and 12b-t fees
rewired n correction wan the distnbution of
mutual lend to wardens we anece our fl ab
eceive (write haring Pagranto from distributors
ardor advisers of the mated funds that we sell.
Theseanoints are based on two deferent
COM:Onentf-
ff.* amantol &elm by UBS of a
partnaler mutual find I ami& to our clients, and CO
the asset weed a palku Le mutual fund family's
shares held at the larn
— We and as of orate also recewe nemaking and
ormtus pessesoing lees in consideration For
trader agent woke; that we Fronde to the
rukal funds. Thew fees generally are pad from
insestor assets in the mutual kind and are a heed
Jolla amount based an tie nutter of accounts at
the broker-dealer holdng mewl lin& of that fund
fmiy
CONFIDENTIAL
— e, aide& to conmesscro received n connecter.
wth the sale or distribUion d a-rusy contracts
and snit investment flat units to our <lents, we
ands our affiliate marine retina sharing
cormsensoen from many of the intrance
companies underwritirg the asiity, contracts,
*hates d to insurance cargo-en or sponsors of
tetra imestment mos we Outshine
- Cs affiliates also receive trading commatiso and
other compensate° from ,rural Eyck and
nsuunce ccmpanin whose MEWS we distribute.
- Pitmen, n anal fee from UBS Bale LEA and
LES AG Stanford flash of up to szs per accost
sweeping to the barks under the UBS Bark Sweep
Programs
Activity
hbernationregudrigcannissens and *ter charges
ncurred in connexion with tie giecutcri of wades,
ndudng option transactions ha been inducted on
conbrnrons meow& furnished so you, at will be
pro aided to yOu franptlyatrecpest
Short waling
Pau we engaged in short selliw a security, you may
incur a change the to cerUin barcating costs for that
particular security.
Open &dem
Regarding Wen or • sfx4tilkancefled* orders tat
were not yowledbythe statement date, open buy and
sel stop orders are refixed by the mount of dividends
rights on an exdividerds Cr berigo date unless
inetruct•d otherwise by you You are resporobk fa
orders that are exeo_ned die coyote 'alum to cancel
ensting open orders.
Privacy
To obtain a cony of as currant Client Fenacy Notice,
please contact your Fnancial Achisor or veit our volatile
at switaileUDOLOthcaUREIED.
UBS Financial Services a rot a brie the RMA. Soonest
Soviets Account GSA and IRMA we brokerage /exeunt,
which provide access so barking services a-idproducts
through areangtenwas yet Alined bats at other
thrdpasy banks, and provides access to noura-ce and
ennsity pro:Usti slued by unaffiliated third.paty
insurance ampules through reurance agency
subsiiieries of UBS Financial Services Inc.
Iniestment, muerte. ad artily products:
Not VIZ inured • No bank savant.** May Ow vats*
RM. Reroute Management Accost Business Senices
Account 854, RMA and ntematioral Resource
Management Accost me registered service marks of
UBS Francis' Services he
Visa *tame is a registered sereice mark of Visa
Intonational. CBS Visa Signature cede cads ard LES
yea debit cards are eased by UBS Bark USA with
of/mission from Yea U.S A Incorporated.
UBS Firiandal Services Inc
Pev. 201402
SDNY_GM_00025397
EFTA 00136017
EFTA01277250
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP7005502423 0611 X12 YI 0
Business Services Account
June 2014
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number:
Your Financial Advisor-
Phone. 212.821-700D/800.308-3140
Questions about your statement?
Value of your account
Call your Fir-Ian:4i Advisor or the
Resourcetine at 800-762-1C00,
account 029323679
on May 30 (3)
on line 30 (9)
Your assets
5588.70
5,589.00
Visit our websIte:
www.ubstomainancialservices
Your liabilities
0.00
0.00
Value of your account
$5,588.70
$5,589.00
Tracking the value of your account
S
5,58)3.7
•
55890
•
May 2014
Jun 2014
Sources of your account growth
derive 2014
Value of your account
at year end 2013
Net deposits end
withdrawals
Your OveStrllent return,
Dia:lendand
interest income
Chance in
market value
Value of your aware
on .tun 30, 2014
3%540.00
$000
55,588.70
$O30
9000
SDNY GM 00025398
Member SIPC
ANP70005006502423 NP700029384I C0002 0614 030579743 VI 23679550 110000
Page 7 of 18
CONFIDENTIAL
EFTA_0013601 8
EFTA01277251
UBS
Business Services Account
lUrP. 2014
Your account balance sheet
Summary of your assets
Value on
June 30 a)
Percentage of
your account
A
Cash and money balances
5,589.00
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$5,589.00
$5,589.00
100.00%
Account name:
POT & ETRE,
Friendly account name.
'
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
fire 2014
Year to date
S&P S00
2.07%
7.14%
Russell 3000
2.51%
6.94%
MSC I - Europe, Australia & Far East
0.99%
5.14%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
0.05%
3.93%
Your Nnundul Advisor.
212-821.7030/800-308-3 140
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the lmponant
information about your statement on the last
two pages of this statement for details about
those balances
ANF7C005006502424 hle70C0293641 00002 0614 030579743 v123679550 It rigNINGit000255W 6 of 18
CONFIDENTIAL
EFTA_00B601 9
EFTA01277252
UBS
Business Services Account
Lire 201::
Change in the value of your account
Account name:
Friendly account name:
Account number.
June 20I4 (S)
Year to date (I)
Opening account value
$5,588.70
$0.00
Deposits, including investments
transferred in
0.00
5,838.70
Withci-awals and fees,
including investments transferred
cut
0.00
Divdend and interest income
0.30
Closing account value
$5,589.00
-250.00
0.30
Dividend and interest income earned
$5,589.00
For puiposes or triS Statement tatabity of inkiest and cludend income has been determined from a US
tar pep:piling perspective. Based upon the residence or the account holier. account type. Or product type,
some interest ands dvidend payments meg not be subjed to United Sleds (US) ands Park, Pico (PR)
income tan The dent month)/ statement is not intended to ta used and cannot be raked upon fix lac
purposes Clients should refer to the aprictle lay reporting form{ they receive Irian LIES annualy, such as
the forms 1099 and the cams 403. for tat rePtorbn9 information n is the practice of OBS to file the
applicatie tar reporting forms with the US Interns Revenue Semce mid PR Treasury Department and in
Su( h fOrnIS accurately dasefy cbudench onlcc interest as tat exempt or Mob* IFKarle Please consult Pjuli
in diedual tax preparer.
Cash activity summary
Your N nancial Advisor:
2124321-7000(800-308-3140
See Account activity the month tot dela Is Manses in your Sweep Options are inducedin the cpenng and
(lasing bdances vita. FDIC insurance gspiet only to deposits at UBS Bank USA, not to deposits at UBS AG,
Slanted Branch or bank deposits placed !Wog) the UBS Intonation:I Depose Account program. S/PC
protection applies to money market sweep fund hob:tiros but not bad &posits Soetrnportant information
about your statement on the lat MO pages N this document for MAD
June 2014 (I)
Year to date (S)
Opening balances
$5,588.70
$0.00
Additions
Deposits and other funds credited
0.00
5,838 70
Dividend and interest income
0.30
0.30
Total additions
$0.30
$5,839.00
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-$250.00
Net cash flow
$0.30
$5,589.00
Closing balances
$5,589.00
$5,589.00
UBS Bank USA Business Account APY
June 201 d (Si
Year to date (S)
Interest period May 7 - Jun 5
Taxable interest
0.30
0.30
Opening UBS Bank USA Business balance May 7
15,588.70
Total current year
$0.30
$0.30
Closing UBS Bank USA Business balance Jun 5
15,589.00
Total dividend & interest
$0.30
$0.30
Number of days in nterest period
30
Average daily balance
$5,588.70
Interest earned
SO 30
Annual percentage yield earned
0.07%
SDNY GM 00025400
ANP7000SOC6502425NP7003210841 00037 CEA 4 030579743 VI 23679550110000
Page 9 of 18
CONFIDENTIAL
EFTA_00136020
EFTA01277253
SUBS
Business Services Account
lure. 2014
Your investment objectives:
Account name:
Friendly account name: P
Account number:
You have identified the following investment objectives for this account, if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the ahemative
investment objectNes in important inkwmation about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment ehcibility conoderation • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Your linandd Advisor
212-821.7000,800-308-3140
ANP70X5305502426NP70C0298841 C0032 °SI 4 030579743 Y123679550 II claY_ GM_0002Ifinn
of 18
CONFIDENTIAL
EFTA_00 I 3602 1
EFTA01277254
$UBS
Business Services Account
Jury
Your assets
Account name:
Friendly account name-
Account number
%me Ora el, InCOMe and current vanes ShOnn may be approximate. As a its ut, wins and losses mar NW
be .Kcurately reflected. See Importamotormanon about your statement a the end ol tho dxurrent for
mare Infornalon
Cash
Cash and money balances
Cash and money balances may include available cah balances, OBS Bank USA deport account Wallets,
UBS AG Stanford Branch deposit accum baances and money motet mutual fund sweep balances.
U8S Bark USA deposit account boraxes are insured by the FOC Wain avecet:et limits, but are not
protected by SIPC. MS AG Stanford Branch deposit asCOure balances are not insured by CPC cod Are not
protected by UPC. Mosey rrodet sweep balances are protected by SePC but au not insured lathe FDIC.
See the Important infonnation toot your state:nen t at the end of this document for deteis tout dose
tdances.
°permeable/text
Closing baste
Price per share
Average
ad.:Mg
on fun t ($)
on Jun 30(1)
on run 30(1)
rate
U65 BANK USA BUS ACCT
5,5136.70
5,589.00
250,000.00
DnIdencl interest
period
Your /Isandal Advisor:
SCOTT STACKMANLYLE CASRiEL
212-821-7000'800-308-3140
Days in
period
Cep amount (1)
Your total assets
value on fun 30 (S)
Percentage d
cost
Blimps
UnrernZed
your account
bass (S)
annual inane (1)
gan a Ian (S)
Cab
Total
$5,589.00
100.00%
$5,589.00
Cash and money balances
5,589.00
100.00%
5,589.00
Account activity this month
For more informaion about tee pike/Joe shown for restrictedsecuetles, see important information about
your statement et the endof this document.
Date
Actlyty
Your
Quantity'
Desopuon
expense code
Face wane
Pricervalue (5)
Cah
amount ci)
Cash and
money balance (1)
May 30
Cash and money balance
35.588.70
Jun 6
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 0640514
.30
5,589.00
Jen 30
Closing cash and money balance
35.589.00
SDNY GM 00025402
ANP70305005502427 NV7003216841 C00O2 C61 4 030579743 Y123679150110000
Page 11 of 18
CONFIDENTIAL
EFTA_00136022
EFTA01277255
*UBS
Business Services Account
lune 2014
Account activity this month (commis)
Oate
Money balance activities
May 30
Balance forward
$5.588.70
Actroty
Account name:
POT &
ETRE, LLC
Friendly account name:P0TK ETTLE LLC
Account number:
Your Amand) Advisor:
212421.7000/1300-308.3140
Descriptcn
Amount (S)
Jun 6
Deposit
UBS BANE USA BUSINESS ACCOUNT AS OF 06/05/14
0.30
Jun 38
Closing UBS Bask USA Business Account
Te UBS sant USA SUS; nets Ac room is your onmary sweep option
S5,589.00
ANP213005006502428NP20C0198841 00032 0514 030579743 Y123629550 Ilwre_Givi_0002Nos 12 of 18
End of statement for account number YI 23579 55
CONFIDENTIAL
EFTA_00136023
EFTA01277256
Important information about your statement
LEIS Financial Services ix. (the F im or UBS Anoxia!
Services/ is a merrter of all Drina:el wanly, cart**
and one:re exchages. U3S Financial Winces and U3S
Bank USA se rdrect subsdares of LES AG and
affiliates of LES Seasitin LIC. The Fim's I hencial
statement is available upon ticket. The Fitts exotice
off ices re a:
LIB5 Finnoul Sens FE.
1200 Harbor Boulevard
Weehawken, to 07086
Ibis statement represent the any oil del record of pi'
LES Fennel& Somas account. Other rear* nape
official tar doarrent containing cordlang data should
reit be relied Lyon Nyco befew there is an error or
omission, please report it immeckately fining to the
Ranch Manager of the office enigma account.
Ateugh ellipses shown ate intended to be accurate.
statement data shout not be used for tat purposes Rely
Piny onyenend tax forms,
Form 1099. 549R.
1042S, eto.)whinpreprigyour to return. The Fern it
required by low toreport to tie IRS all taxabk addend.
reportable renewable *ands and gable iMenelt
eared n vacuities held in you nark net proceeds
an sale transactors, and cot base cn <eosin covered
swanks.
Communications with the Finn
• Please reconfirm any oral tormencatoris in *Meg
to further protect your aids. incladrig your ref*
ravdrr the Stonier. nester Protection Act (PPAI.
• If thefinancial nstitution on the top left of ne kern
of this statemert is not UBS Anatol Senes, LES
Frontal Services canes you account as cleanng
bather by amargerront wit the indexed intidulion
We Wormed yore of fit natant* when you
opened this accost. lit* case. your Ltd. and
sconesae located a 105 Anneal Strikes and rot
to iwocbcng broke.. ad you mat make arePort
of ray aror or ankaon to both firms.
Abetment staternrits shall be deemed coeriplete ad
accurate if not objected ton Yang within 60 days.
• Plasm diect antenna complaint a Maybe> to tie
Fivn's C Nem Relation Dna-Meat X 201,3521699
or tolkfree at 800-354-9103, 8:00 A.M. to 6:00 P.M.
ET Monday through Friday a in ming to LES
Financial Seines Ix., Client Relation Depaltnent,
P.O. Box 766 Union City, NJ 07087.
• Incase of errors or t)et Ens about an electronic
funds under EFT), Ni prpuyyrcemor UBS Visedebit
card transiotort, call
62-1000, or awn to UBS
Frunual Semen hc„ MOO liner Blvd, 6th floor,
Weehawken NI 07086. Min RIVINESA Seven
Cal a write as soon as you cork if you tile yin
statement Cr receipt is may Cr t you need more
inkrmai in about a turn* on the statement or
mm0. The Firm or Card boar fas 47Pkabld muff
as from you no later than 60 days aher to Finn
writ you the fro statement on Medi the error or
problem *Peered.
- Proneyou- nine ad accost number Of any).
— Desabe the taw or he wander you ant trilln
about, and "clan as okay as you cm why you
believe re is an error a why you need more
Hamann
— Proud. the dzear arrant el to suspected mix
The Fim or Cad Issuer vas instigee your complaint
and eel correct anyerror prompt/.
Please men all docks payable to the Fan or to
financial inttitution rented on tie front of the
stakemmt hatlittn to mate accord fen accounts
may be subject to marterante fees, chages for late
parent for searnes purchases and charges for unpaid
armunts in cash moons. Accounts that we transferred
to other Mentions may be subject to a trick( tee.
UBS Sweep Onions
UBS offers options for sweepng cash bine; biances
to ban deposits at UBS Bat USA and UBS AG Stamen
brands (Ctink Sweep Programs), money market mutual
kids (Morey Funds) ad the International Deposit
Accant ODAtor customers with
International
Reyoun Management Account. Through the Bank
Sweep Pregams, cash balances re swept to U268trie
USA up to an ratishod Feb ad then to LES AG
Stanford Bran* or a Money Fund. Deposits at UBS
Bak USA are FDIC muted in accordree with FDIC
rubs. For more net:mato-I please mit wiwildicgov.
Deposes at WS AG Stanford Burch and tares of
Money Funds err rot fared by the FM.
ThroLge the OA, anileble to can balances are swept to
depose accounts at UBS AG New Yak Branch and UB5
AG Cayman Branch Thew deposits are not insured by
to C. Baines Feld at to LES AG Carnal Brant
are tempera* exposed to the sovereign risk of the
Canon elands, and there is no patentee Cr other
oblgaeon oft-18,5AG to repay** Saxes while on the
UBSC gnat Brach's books.
Dixon at LES Bale LEA and each UBS AG Etch are
not protected by SIPC. Money Fund shares ate protected
by SIPC. See 116 F Mandel &Nan noon Protection'
beim
Upon you retest, balances in tie Bank Sweep
Progrmsa OA may be vothelown and shares of a
Money And may be liquidated, and the proceeds
returned to sou a sour wenn accant.
Radler information about available wreip options.
ncldng tenni netest rates and yokes, a sealable at
www.das comreseepyiebt, from your F nem ial editor
or by calling 800.752.1000.
UM Financial Serena account protection
The
is a member el the Swans Investor Protection
Corporation (SIPC), *nkh protect securities account. of
its members up to S500,0:0 (ron* S2B),000 for
dams kr cash/. the SIPC asset protection Imes app/ to
all account tat you hold n a particular capacity.
The Firm, together with certain affiliates, ha also
purdiased appinental protection. The madmen
mount payable to al eligible Worts, cobeciany trek(
this protection is S500 million as of December 10, 2013.
klota to the pokyconditions Bald limitation, cash X
the firm is further protected fa wa to $1.9 million n the
aggregate for all you, accounts held n eyeliner
capacity. A fJ ccpy of tie poky wiring is anailible
War MIMI!
The SIPC protection end the unpins-nal protection
both do not apply to.
• Certain &ncial Asses controlled by (and hand
your account valut)b.:1 hell away from US$Fin-ad
Services (e.g.. certain* cash al UBS Bat (il can at
LES AG StanIcrd bunch (1) insurne prixtetS,
including variable enmities, and (id) shires of mutual
fin* where such barn are registered diedly n to
nom of to account holder on the backs a-4 records
of the applied* issuer a transfer agent
• Certain thinner* contracts or instment interest
(pg., limited partneshix and pinto placements) the
are rot registered under tie Securities Act of 1503;
ad
• Commodities co-watts (e.g Imeign newly and
yeti:usenet.' moans) eidudia futures contacts
rd tornotitY anon contracts.
the 5IK protects* and the suppernental protean do
not apply to these assets event theyotherwise appear
on you saternents. Ike SRC peetection and the
scnkeriental protection do not protect nava changes
in the main vale of you inn-Miens (whether a a
result of market movement. issuer baltruptcy
Othanfteitt
More information is avalable tpon retest You may
obtan age neon/lion abote SIPC, ixbdno the 51K
Brochure, by cortaaing SIPC a 202-371-8300 Cr by
*Moth, 51K went at YAMAIK0111
Dividend Re:we/bank Program (DPP)
11-e price reflected is an aerate price. You mArobtan
the actual price tromps Financial Advisor. 0 ithek
awn are purchased under DPW; partial shares will be
cot rd to each mM b riposted in your account. The
6viderd renvestnent price applied by to issuer may
offer from the market pine at which thepartial shares
n sold
Cselenlieu
CM, whole units may be held n war accord. If you ate
entered to a palul inn a a mull of a dviderd Parent
or otherwise, the Firm MI ether sell pathal knit at
market pen a accept an amount determined by a
registered clewing agency, andcredit yin accost.
Investreene objectives
The nenimert oblates and risk profile are speak to
each account and nuy coy between Please eine the
tam prorrak on Ix erg of any signkane change in yor
situates or ethernet% objectives. Fa each
CONFIDENTIAL
woolen held, you choose one of the following
Menne obtain'
• Awn. CunentIrcome. l,.esbe es seekng the
generation of income crib..
• Achim Capdal Appreciation: Investment( seeking
growth of pence:al rather than the generation of
income.
• Produce Combination oilman. and Capital
Appreciation: 'vestments sent* both the generation
of mane and growth of plaCjall.
Overall risk precise
• Canaan, Seeks to mantain noel precloal with
low risk and volatility to the axon anal, even if
that mewls the accan does not generate significant
income a returns and may nut keep pace with
inflater,.
• Moderate: veiirnD to accept some Sc to orinctal and
tolerate some vanity to seek hater returns.
• Aggro:see: Wiling to accept high tisk to removal and
high volatility to seek highreturns owe time.
Statement Itauseholdre
We may consolidate al related account statements with
the sane bairns n the sin envelvw. Accounts may
be related la this purpose beaan they have owners
who also maintain pia non relationships wit other
dents at the sane address. This practice's known as
• householing 'lime prefer to retake rdivalual
statements mailed in separate envekpes — yOU may
dater householding by Ealing you Fronted Advisor.
Friendly ocean name
the Frendk account name reflects information that you
ertered on the Firm's onlne semen webute. t is a
customizable •nielrurre' dune by you to assist you
with sow recordkeepig. It has no legal effect on your
account. You cal dirge yos Fri endb• account names.
through Onfre Services or by contactrgyourFiancial
Anse,.
ACCOMIt OverwieW
• vats (+info aCCOWItIPOrdOlia Net of assets ad
liabilities.
• Asset 'Atlas salable cash balances, rakes for
restricted sting lest I, and Global tine Deposits,
urrealted marks to market, and cedah ants not held
bytes Fim. Does rot include unpriced Ma:MPS:assets
al the end of the prior and °Ant statement periods, or
prorate iwestrrents, invested stock options aid
namable stock options
• Cianitos Includes debt Wines, Qattaa* mar
loans. credit the, tat =cant balances.
• Cash/money balances. Total of uninvested enable
cash balances, plus UBS Bat LISA deposit balances, UBS
AG Saran Branch deposit balances and money market
matial fund sweep Sans, at to case of he
statement period. Noncornocky free credit balances in
your accourt at rot segregated from other balances
and to Fern may use any of these funds in the ordinay
county of *business. these funds are payable upon
your darned. This total is includedin ew arrest period
clone; make.
SDNY_GM_00025404
EFTA 00136024
EFTA01277257
Important information about your statement (coninued)
Lending Weaned&
Fix &take' inf °mutton en the Fanis Meting practices
and &ensues, aler to you Clint Relationship
Agement or Accost Agreement aid the General
Toms ad Conditions UBS Statement of Credit Practices
available in Agreement andDixfosures at
magraktracalarsomegainges.
Yew awed
Your namment Bernina securities endother was held
Bathe account at the end of the statement period. You
may ask fordeivey of fully paid secuaies at ary time.
You may receive smuggles used as loan collateral after
paying any balance due on tem. k -y securities
Irandenvd to the Film drag the stamen ponod are
lined al market value as of the end of the statement
period.
• Can basis. In determning the cost basis of the
starlit included in this statement, Mere indicated
wah the numb*.
UBS Fe-ureaServices Ino relied
cn information obtained from sources other tan UBS
Pi-uncial &races. including nf °minion Iran another
lam a that sumer haw provided to you Finnial
Adana The Finn does not idepardently verify a
guarantee the marary or Manly day irk °munition
provided by sons other than MEIuncial &aces.
h adatixt although UBSFindtel Services generaly
wanes his Hamann as it is received, the firm
does not provide any marances tat the Mama&
shin "Cost basis- and 'Lhreakzed gr/loss's
accurate as ate date of the statement. As suck
please do not hey on the Haman& to make
dad-urea sole decisions. fain papaws cr
ahem's*. Accounts transferred to kw Fim may
reflect gail loss rdenneten onB f or the period of
tine theyat held a the F rm More historical
edema cn tar be added by yocr Mania Advisor.
• Unrealised 'Malmo When data is awiltly
eninated crrealized gaing Imes we alccAated fa
in:Willa secret lots. The transact &n data for
ndvittal bus may or may not felled <criminal,,
charges alder*acuity reorgeniza is events
Dividend and °term nwstmeni lots ad systematic
pachne lots are each caribined todisplay are
averaged lot. She • Trade date • [clams presents the
afield transaction wade date.
• Callable socurities Eked and ;referred stock that
the tat cats for eat redemption wif be selected
merely by lot Iran amwg all seoseies of that
isate held hour name or in nominee name la or
clients. Call bane adennatis it &tailed from third
patties and is accuracy isnot guaranteed. Other call
Cesare, may mut which mad aged yaelct connate
automat& will& provided upon request
• Cartifirates of deposit (CDs) CDs are FDIC Mind
cm to 5250,000 n pracinal and accrued interest per
depositor ad per depositoryinstituted Macttndance
weal POI( mks,
• area/value eras displayed f or securities and otter
products may be higher or beer than the price that
you would antsy moire in the mallet. Pries we
°bland from vaious third party sources Mid' we
beleve to be retitle, but we do not ganalee their
accuracy.
— We gendarmethe closi-g price when arradae cr
de mean of to bid ad ask prices Coined
securities and cplors a orky bid prices to OTC
seosties.
- Less actin'D traded securities may be priced ushg
valuation model or to moo recent pie we
obtained and may not reflect an adtul maket price
or sekee
- Certain position may appear withca a Mee ad
will tans at 'price was rot available 8 we re
triable to obtain a pnce f or a wanly
- Deposits or startles de-geminated 6 currencies
other than U.S. dollars are reflected at the en:hinge
rate as of the staterrent date.
- For certain murices wading n non.conformng
can:mac& Woe and quaarly (face rota) may
have been a:listed to facilitatepm:et vauaim.
To obtain current quotatiss, whin matt*, contact
par Financial Adnes.
• Private artesbnants and druclared produsb.
hinte meaner* secure& (ncldrig drect
participation acqam and real estate investment trust
stashes) and strucised pratxu ale generaly highly
alkpaid. Cmain stnxtued proixts hove not been
registered wih the Securities and Exchr&
(omission a under any state wastes taws. We
prode estimated wares for prime investment
wades and structured products for incematkrul
purposes only. Accuracy Bra guaranteed.
- These values may differ abstention/ km pion. if
any, at Midi a prime rwestnent security a
structured pollen may be bough or sold and do
not necessarily represent the Masa& may receive
upon rquialtion.
- ThM paly tsbrnites of vale ere as of a certain
dread are %maid to UBS Financial Services on a
regular bass by in independent vitiation Jim.
- lsaaer, generalpartner or mentor estimated vaLes,
ry, are toppled to the F rrn by Ow Caws
gerinalpanner or N0-60r and may be calculated
based as dlterent in
Iran that used by
IMOparties to derive heir estimated values.
- You can obtan Samna Marna& regarding
the methodology used to determine the Minato of
value aid the date of de Hamel& tha is the
basis for to em irate by contacted your Financial
Advisor.
- Thin party est.-mod Muss my be reflected as
•Not read' n awn I et dins. win n
independent citation tim Ns not suppled or is
unable to assign a yam Mien we became aware
that a Maidevent Ms creased that may call a
premusy reported vela ale question. or Men a
value would be highly speoArtive due to die nacre
of the sectrity.
- When neither al suer, general partner or sponsor
estimated sake ncr a &Mary estimated rota if
',mad
the value of the wanly will be dinner*
ban itspurchasePrice.
- • DsIrkes cm to date may orbit return of
caned. income a both
-
int see • represents the initial Olsen;
price per unit and may not reflect your LOU basis
• Restricted securities ftssIrcled senntin generally
are rot currently amble son public sale. UBSFina-cul
Services ides de market price of the unrestricted stock
the same issuer as an mputed value for de
restricted stock fa purposes of the statement on. To
the edent that rearined learition are ergion la sae,
the sofa reared may be stIonantialD less than the
iripsed value down
• Est. (estirneted) incomes current yields end rates.
An estimate of a-rual income is bawd an current
daelfrd ad interest rates, assuring tie securities will
be held for cat year from statement date or until
Mali-city. This min& is OnD age:Seine, accuracy
rd continued nconw are not guaranteed
- Estimated a-ntal &erne and evrent yield fo-
certain types of securities could include a retun of
poncPal or camel gait in Mich case the est
income Or-dement yeti would be overstated.
- Estimated anual icane and current Old and the
actual name ad yield milt be Inver a higher
than demandedamounts.
- An estMate of a-ruateed home (divdend ardor
interest) dryad by the current market
valaaverage balance is based on the last di Mend
Of interest payment made by the issuer and
manes tie secuities/deposts will be het for use
year Mom the statement date or until maturity.
Accuracy and continued y•eld we not gained
• Assets not held by WS Financial Service& Certain
asserts are rot held by the Fern and not vithri the
firm's possess& or caw ol. These assets de
&played on your statement fa informational
purposes only. Position, rd values presented do
Wended by he issuag tem U6SFroncial Services is
not rest:err:MIe for to intimation and des not
guarantee OS accuracy. These assets are rot protected
by SIPC or the Finis supplementalSIC coverage
• Revenue shoring and additional compensation.
— In addition to commissions on sales and 12b-1 fees
receised n correction wash the distnbution of
mutual had to maims we arida our alMate
receive twortue taring Parents from distributors
coda advisors of the maks& funds that we sell.
These anoints are based on two defence
ChtefOnentt-
Ow amcent el sale, by UBS of a
patla mutual fund I amiy to our clients, and CO
the asset value of a purlieuLT mutual fund I amity's
shares held at tie gm
— We and cur andele also recewe nem:eking and
ormtus processing lees in conalwation for
transfer agent sends; that we Fm & to the
mated lards. Thew Sem generally are pad from
imestor assets in the mutual fund and are a flied
dela- amount based an the ouster of accounts at
the broke-dealer holdng mut& lulls cri that fund
rmiy
CONFIDENTIAL
— h aka& to commincrs received n connecicn
wth the sale or detribinon o1 aunty contracts
and Lni ovvestrnent flat unts to our <lents, we
ands our affiliate nutria mina sharng
cormonsaan from many of the insurance
companies adenoid-9 the a-ruity contracts,
*hates of to insurance companes or sponsors of
hewn imesvnent mots we disirbute
- Or Adam also mein trading cannutiss and
other armament° f rom ensue' kits and
assurance companies whose products we attribute.
- %germ& an anal fee from UBS Bait LEA and
LISS AG Stanford Branch of up to szs per accost
sweeping to the barks under the UBS Bair Swoop
Fragrant
Activity
hbrmsticei regudrig commando and other chugn
started in connect is with the mecutcri of wades,
indudng option transactions ha burr mended on
CColiffndiOnS previously ftiffeiNd to you. at wall be
provided tOyOu promptly co fewest.
Shaft idling
f Scare engaged in short selling a security, you may
Mar a charge die to certaintetrad-9 costs for that
paticula security.
Open catty
Regarding ceen or • gxdtilkanceitcr ceders tat
were not yawed by the stamen date, open buy and
set stop orders are redxed by the mount of dividends
or rights on an **divider& a antes ate unless
instructed otherwise by you. You are rinpontbk for
orders that we nano(' die to sour Islure to (axe'
elating open orders.
Privity
To obtain a copy of or currant OM Flimsy Noise
please contact your Francis' Achisor or visit our website
at
AGOMa0(Ofapmoky.
UBS Financial Services a rot a bark 11-e WA. Bunsen
Services Account &SA and IRMA an brokerage account,
which provide access so barking services ad products
through aittn9IMMIS wen affiliated bats and other
thrdpany banks, and provides access to nsura-ce and
annuty prat& awed by unallaseed third-pay
insurance carmaan through asura-ce agency
subsidiaries of UBS f inarcial Services Inc.
Invest ant raurate. at manyproducts:
Not MAC inured • No bank guarantee May hoe Witt
RUA. Resource Management Accost Business Services
Account 854, IIM4 and international Resource
Management Accost are registered service marks of
UBS Funchal Services YE
Visa Sig atue is a reguered sewice mark of visa
Intonation& uBs Via S•gnatise cede cards and UBS
Um debt cards we issaed by UBS Bonk USA with
pa: minion from Vs* U.S A Incorporated.
UBS Financial Services he
Pm 201402
SDNY_GM_00025405
EFTA _00136025
EFTA01277258
UBS
1.185 Financial Senices Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
July 2014
4Ne70057930870714
vl 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE U.0
Account numbed
Your Financial Advisor
Phone 212.821.7003/800.308-3140
Questions about your statement?
call )Our Finan:ig AdviSO, Or the
Value of your account
Resourcetine at 800-762-1600,
account 029323679
on June 30 (11
on July 31 (9)
Your assets
5,589O0
5,589.32
Visit our websIte:
mew. ubscomainantialservices
Your liabilities
0.00
0.00
Value of your account
$5,589.00
35,589.32
Tracking the value of your account
Sources of your account growth
during 7014
Value of your account
at yew end 2013
1000
Net deposits and
5,589.0
5,5893
withdrawals
95,58870
•
Your MeStMellt retuirk.
Dbidend and
interest income
9O.62
Change in
market value
50.00
Value of year moan
*Mu' 31, 2014
S5.51/1.32
Jun 2014
?Om
SDNY GM 00025406
Member SIPC
ANP70303005793Cel NP70001 93762 0000? 0714 030579743 Y123679550010000
Page 7 of 18
CONFIDENTIAL
EFTA 00136026
EFTA01277259
SUBS
Business Services Account
July 2014
Your account balance sheet
Summary of your assets
Value on
July 31 ($)
Percentage of
you account
A
Cash and money balances
5,589.32
100.00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodit ies
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$5,589.32
$5,589.32
100.00%
Account name:
poi .34 E
-LC
Friendly account name: ra.
C
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your lq Randal Advisor.
212-821.700O800-308 3140
• Cash and money balances may include
available cash balances. UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yoor statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
Percentage change
July2014
Year to date
-1.38%
5.66%
-1.97%
4.83%
-1.96%
3.08%
-0.25%
3.66%
ANP71:0030057930$8 NP706316,3762 CCC02 0714 030579n3 Yl 23679SS00I IegfiyGm00025Vige 13 of 18
CONFIDENTIAL
EF1'A_00136027
EFTA01277260
SUBS
Business Services Account
Lit, Y -1
Change in the value of your account
July 2014 (3)
Year to date (I)
Opening account value
$5,589.00
$0.00
Deposits, including investments
transferred in
0.00
5,838.70
Withdrawals and fees,
including investments transferred
cut
0.00
-250.00
Dividend and interest income
0.32
0.62
Closing account value
$5,589.32
$5,589.32
Account name:
F
nd ly a ccou et n ante: POTK ETTLE
C
Account number.
Dividend and interest income earned
for purposes of INS statement, tenbity of interest and Conti:lend InCOMe has been determined hem a US
la lebortIng PerSPeclhe. Flagg upon the residence of the accounl holder, account type. or product type,
tome interest ardor cividend payments may not bo subject to United States (US) ardor Porno Rico (PR)
Income tars The tient morn* Ratement is not intended to be used and cannot be (eked upon for to
purposes. Chen% should refer to the app ratfe to reporting forms they recent from UBS annualy. such as
the forms 1099 and the Forms 493, for lac reporting information his the practice of UBS to file the
appticable la( reporting 100115 ?Alb the US 'Media ReWnue SeniCe and PR Treasury Deparlffent and in
such forms accurately class fy ciiidenct Arad intereSt as la exerrpt or 'amble 'muffle Please consult your
indwdui tas preparer.
July 2014 ($)
Year to date (1)
Taxable interest
0.32
0.62
Total current year
$0.32
$0.62
Total dividend & interest
$0.32
$0.62
Cash activity summary
Your II sandal Advisor:
212-821-70001800-308-3140
See account activity this month tot decals. &dancer In your Sweep Options are toduaeclin the cpenng and
closing baances Aut. FDIC Insurance niter only to deposits a U85 Bank USA, not to deposits at UBS AG,
Stamford arch or bark deposits placed !brooch the UBS Internaond Depose Account program. PPP
protection applies to money market sweep find hddirras but rot bank deposits See Important ink•rmation
about your statement on the iZt MO pages ef this document for detaiS
July 2014 (I)
Year to date 04
Opening balances
$5,589.00
$0.00
Additons
Deposits and other funds credited
0.00
5,838 70
Dividend and interest income
0.32
0.62
Total additions
$0.32
$5,839.32
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-3250.00
Net cash flow
$0.32
$5,589.32
Closing balances
45,589.32
45,589.32
UBS Bank USA Business Account APY
Interest period Jun 6 - Jul 7
Opening UBS Bank USA Business balance Jun 6
$5,589.00
Closing UBS Bank USA Business balance Jul 7
$5,589.32
Number of days in nterest period
32
Average daily balance
$5,589.00
Interest earned
$0.32
Annual percentage yield earned
0 07%
SDNY GM 00025408
ANP7000300S79303919P7003103762 00032 0714 030579743 511236795500103C0
Pogo 9 of IS
CONFIDENTIAL
EFTA_00136028
EFTA01277261
altUBS
Business Services Account
July 2014
Your investment objectives:
You have identified the Fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a full description of the altematwe
investment objectives in Important information about lour statement at the end of this
document
Account name:
Friendly account nam
Account number:
Your nature objective:
Current income & capital appreciation
Your tisk profile:
Pnmary - Moderate
Investment eligibility cons:de/awn - None selected
Your account instructions
• Your account cost basis default closing method is AFO, First In, First Out
Your Hounds' Advisor:
212-821-7000/800-308.3 140
ANP7C003005793090NPVC0188762 00002 0714 030579743 YI23679550
GM000211filia 10 of 18
CONFIDENTIAL
EFTA_00136029
EFTA01277262
*UBS
Business Services Account
July 201$
Your assets
Account name:
Friendly account name: POTK ETTLE LLC
Account number.
Some OnCes, income and current eau!, Shona may Ise apprOximene. ASS itlult. gdlnf MdlOSSts May not
be accurately reflected. Set mtporunt into/moan about your statement a the end of this obcumeM for
more inform. on.
Cash
Cash and money balances
Casts and money balances may indld?asalazie cash balances, UBS Bant USA deposit account balances.
UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC sNthn applIctble limits, but are not
protected by StPC UBS AG Stanford Branchdeposit account balances of not insured by FDIC and are not
protected by 9FC Money nwket sweep balances are protected by SEC but ane not insured by the FDIC.
See the important information about your statement *the endof this docwnent for detain about those
balances.
sicking
UB5 BANK USA BU5 ACCT
5,58900
5.589.32
250.000.00
Owing lodame
Cloang Wrote
on tut 1 (t)
on tut 31 (S)
Price per share
on Jul 31 (S)
menage
rate
Dnidence Interest
period
Your Nnandal Advisor:
212-821-70001800-308-3140
Days in
period
Cepamount (S)
Your total assets
Value On Jul 31 (5)
reuentade o
Cost
ESbMated
your aCCOunt
basis (I)
annual income ($1
umeaued
gam or loss (S)
Cash
Cash and money Wyman
Total
55,589.32
100.00%
55,589.32
558932
100.00%
5,58932
Account activity this month
For more information about the pike' value shown for restricted secunties. see Important , (orm*ion about
your statement at the end of thn doctrnem
Dace
Actiaty
YOur
Quality
Description
expense code
Face value
Pticeivalue (5)
Cash
amount (I)
Cash and
money balance (5)
Jan 30
Cash and money balance
$5.589.00
Jul 8
Interest
U35 BANK USA BUSINESS ACCOUNT AS OF 07107( 14
.32
5,58932
Jul 31
dosing cash and money balance
55,58932
SDNY GM 00025410
AllP7C003005793091 NP7003103762 000O2 0714 030579743 7123679SSO 010000
Page 11 of 18
CONFIDENTIAL
EFTA_00136030
EFTA01277263
*UBS
Business Services Account
July 2014
Account activity this month (COntriued)
Oate
Money balance ectivities
Jan 30
Balance forward
3%589.00
Actwity
Account name:
POT & r.ETTLE, LLC
Friendly account n
Account number:
Your 15 nand) Advisor:
212-821.7000/800-308.3140
Description
Arrount (S)
Jul 8
Deposit
U85 BANK USA BUSINESS ACCOUNT AS OF 07/07/14
0.32
Sul 31
Closing UBS Bank USA Business Account
the UBS Bank USA Business Account is your primary sweep colon
3%58932
ANP70003005793092 NP7000189762 00002 0714 030579743 Y123679550 Olrealiy_Ght00021fin 12 of 18
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_0013603 I
EFTA01277264
Important information about your statement
UPS FhancialSookes hot (the Fim or Un Firwrocial Sacked.
is a mar
of al pietal security. conanotty and wash
achieves Mt twain *was and USSBanle.Thet
itiod knee:hike of MS AG and Milian of LOS Soositin
u.0 the f ma's facial Pain
it tattle won reptt
the hr's enure altos an a
U3S RIMS Sala he
1200 Haber litatletad
Weehawken Nd 07086
This tato/sem reprewoohe only Oda record of sot UPS
Honda Seromes account Other records. except ohoal tar
downers. co mareg conlOng data should not be abed
upon If you boa dart is an eta a twat. pate
mot it nernaliately n wring to theerrich Manager of the
once saw yew amour
AldiCtugh al f9.01. Oxon aro inlenthd b be aC0.010.
SI aieNint daa Todd rot be used for tat Nooses ReA
solely on 'emend tar Ica 6 . Form 1099. WO. I 041S.
tot then peeping sourta rye" ltiet re is required by
Ian 10 recon to the RS al mobleOman& female none
Web* dvdas ad tar* merest tamed on mutes
held n your too" nil proceeds on sale Itanuctuns, aid
cost barson sworn and
Seamittel
Cemmtmiallont with Um Firm
• Pleat. reconfirm any oral OaterviCator6 el Aritil9t0
further proud your rritto wherry you-rotas under the
*tribes Weser Protect= Act (WA)
• el tne feuessal instrlaiOn on the top ke of the Into of the,
lalemmt is not lei FitinoalSonnatt. IBS Waal
Woke swim SW acccur a dearkg teteby
areigement a
the adicated nnuton We Infonhel
you on the mambo, nhen you opened *the:con in
this caw, tsar fords and soot is re looted a 185
Waal Sena and not thy reechoed broker. ad you
must mar a report of my awe or °moron W belt in
All amount stateroom shall be deemed complete aid
acar ate d nor Objelei TO n hetrg term 60 Oaf.
• Please area cusierner complants
401,05 to the fins
Client talons Dertitment X 201.352116WOr latrine
a 1500-354-9,03. 8 00Am too 03 per FT Monday
throup hides. a in rano to UBSIonsioal Servati
Clan, Relations Cy yatrresnt PO Box 766 Union Car NI
07CC37
• h case of errors a WHOM *GA an ekcoonm tries
transfer 0711 bid payment ales vim dash cad
bankbook (411806762.1000 or 'roe to LOS Fnancal
Woos hc. IOCO Harbor fad . OM I ba. Weetedwo N1
07086. Ann iMMSSA Senecas
Cat a vertex can as pa cart d youths* too
stawnem or recto 6 svOrg a II Su need more
insferticn bout athrote on the 'Mantra or rapt
The Fon cc Card Mow ft arplOble)must hear Yom ytti
nO L3tiftr1/411 60 dirt alter the fret SOY you the fist
Pawner'son oast tie race or problemstrata
- horde pro nine and octal number
rip
- Decree to era. Or the water yru sre wort atom
alder:nen as dearly s you tan ray WU bard 4 is an
era or ray you need tae nfomnabe,
- irate the dote arum of The 'snowed mix
The kin or Cad War WI Meagre you Carotin', x4
will mrtect any era praittly
elosenak al tots paytio to the Furor to Inarcial
ASIkulon nOtted at to front of the statement it akt
to regukr woman fee. acorta may be abject to
mantra to feet ages Ice re pyre,* ea atoms
purchaws ate day fa voad antots es cash afrocnts
Adcount$ ma dre tranf Wed 10 0991d. este:tons :nay be
:Mod to a banter fee.
UPS Swoop Opta
UPSoffers ocean for sheeprg ach batrces. baa-mes to
bare deports a UBS BA* USA aid UtS AG Staydord bait
(Bark Strap hosransl money market maul funk (Money
Fowls) arid the hnoltmeal Depot Accost C0Alfor
customers Mt at marooned Resource Mmagenent
Aconite lluat9h Iht Bat Sweep dr011aTIS. Coed bastrioeS
are swept to LOS Oat USA up triestabkhed Imo and
then 10 !ZS AG Stamford Brady a a Mersey Furd Depots
at WS Sat USA are FOC tweed n accordaxe with Ku...
rules For mom derma on pate nut wave Ida goe
Deposits a LIPS AG Seaford Branch and *most/troy
Fulda rent gust!, by the FDC.
Through the OA. wadable to can baton are kept to
deposit aCdeurt a lin AG Newrott Brandt aid UBS
Caplan Brant The* deposits arena mired by the FDIC
llamas bed tone MS AG Gambits Brarch ere tewourity
mooed to The SOwaregt rii of theCam Meadt and
there it ro guinea
other obit:Oro of 185 AG a repay
the Dimas who on the LOS CassmaYs Brats boas.
Deposits a UPS Bat USA rd each UPS AG Brach aroma
owned by SIC Money Fund mm are protected by WC
See %IBS Feud Sewn Account Rowan' below.
Vern yell tP9.:02, batrmes h to gait Sweep Freda or
OA may be ralitrafirt ad nits of a Pvtrney Fund maybe
hquelata, rd theproceeds returned to you a you,
iodic
Further nfonkton tout softie weep optore. vdrAng
care oast rats .nil melds. a art** at
yews ubscorriswashoyient Iron your cliental Mviiiit cr by
tag 806762-W00
UPS Fitlerecial Services mote* protean
The Finn is a member of the Securmes Mesta Protection
Coporahm (Stet Witt protects sears acorns of es
rotates op to 1500000 (noban; 1250.000 for dams for
oh) The SK asp acescom tents apPre to all moans
PO )ou had n a palest, carat,
The Ferro 'agate wth arum al rate has also porchand
Appencetat stonaron the rharnuri =oust payable to
all WOW dent. collmbrolrunla It; prottaion 6 3500
minor, as of DeWitt& IO, 2013
Skew to the poky anions aid Wash cart ate
Fern ifunher protected for up to II 9 mann n he
anew* for all your azoonis held n a paha, capay
A full Copy of the poky onledlig 6 Nalable up0n 1,9ait
The SIC proudmo aid the suppknental paean both do
not SPIT to
• (anent rani *sets controlled try (at hdtted tire
account rake) bus held awayfrom Lell$Finalcial Sermon
(.9 anon fecal, alLIBS Bark (Jcafh at 185 AG
Stamford &ant. (d) mutate moats hang salable
amid le aid (r) Then of mutual Inds inhere Ash
shares re registered rfrealy et the nave of the Woo
Wine on the books and records of die nice* Gee a
tonna agent).
• Conan ettarnent coal
or norm% merits (99.
Imned parowshos anti pruaeplawents) that are na
registered ohde the *tribes Act of 1933. and
• Carer: +s amino Co 9. keep eddiar90 and
preas metal antacid. naksitonses commas and
comma:AY Ogbal contracts
The SAC matron rid tie pappletrimui protedton do not
apply to these assets ean A they Ottehvee appears r
Paean
The SEC protean, and the soppWata
protedon do no ;ewe again awes e the trustee
vats or yes arestnints haw
as a result of maim
moratent. sae bannaptcY of "saw
)
More iWnlaons rabble tern most nu may obtan
ewe inorrrabn *cut S.C. hdudri9 the SK Bratote
by conwrg SeC at 202-Th43300er by witng the Mk
mbitle at *AVM StPC Oft?
Divided Its Invesmitm Program OW)
The text meta 4 srt aerate pnes you may otAan the
&tail axe tom par hiunoi Adios Cvity whole twos
are Faceted oiler CAP, partial thies wit to soli and ire
cash wd be doposeed it sass amour* to dittend
rmetier ace tippled by the issuer may doe from the
Mint Frisr at what thepaha Mans in sold
Cage bleu
Only Mole unts nth be held in your axotrd t you are
aria to aorta a
at armee.* a ditidend parntett or
otherwite. tie Arrn wt ether gel partial...tsar make Fere
or accept an full Otentred by a nEtStered
agency. an:Ian:le your account
leVellnitat objealires
The nommen Wrote and net prof it are speck to eath
aCCOutil aid milwary between fled< fie* Beh Imp
promptY n nerng of any carton, donpe in your franca
Muslim a Penn/4 arctic,: For end+ accoure held.
you choose one of the fo loving nvestrwil ofattneS
• Pieta Current axon* bectitnienti seekin9 the
rival isn of Mcome only
• Atone Ctekblpplanton tweltnnnts **Ma growth
pr Cps falba than:h., generson of tiCCM?
• Farce Combeation of Income erg Carta APPeoMon
moan
seeno both Ow 9erwason of Mono lid
70MM i% prnelial
'Tall risk profiles
• Consenter. Seeks to 'wreath Miro/ideal wth low
risk aid vol. lift to to as
spa. tan rt ma means
the amour does not genera* SlgMcnt illO)fr*Of
Mum, aid eta/ricekeep pace 'fah inl LOCO
• Abetted. %WIN to accept tomer& tO Vrel:94 and
tolerate rare odadtyn seek hidher returns
• AanresIne wing to at
hgh ripe toAmapa ant hgh
volatility so *Weis cams ewe brat
katanterhousishoklirw"
We may consoklatt al recited eCCOLlit 9.3teddifillS Mel the.
sane AIWA n the same envelope ACadotti may De related
for *tit:UW*0 beano they hrw atm leo also matrain
pm mount relaiont0s rah ate dents al the same
address The padre a Mom al 'hoosseholdrg • I you
"let le receive indisitual aeons nekd n meat
CONFIDENTIAL
ervelood —you may SKIne househokleg by ding your
Frtioa Advisor
Friona, amount Mine
Ter Plea account nane reflects earam that pa
entered on tteHms onto soros webste It ea
customizable *ammo total by you to azt you rah
your readreryarg n by no boa effect on ter axoum
YOJ on Piave yes kends/ acorn navies. group Onto
Somas or tryccomon; yes Waxer Aorta
Mao anew
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•
Abate
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reamed
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mass to market and cedar assets not held byte Fan
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the add the
ma and wear urea
pooch er Preto rueStment
unrested kat col coos aid motet'. sea options
• Oaekees hassles debt batmen. °Aswan) as
loan. cretin Int sheet account bastes
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bitty OA WS Burl: USA Opine bala-cry U8S AG
Soma Branch Orem balances aid maim Mirka mutual
fold sweep baa'sCes. a the <lose of the Stalenitet pea
utnommosty a
own baasztottyos am
Yana
segregate from otter bean and tte homy use any a
ae
these lush n the merry course of as brio, These tuna
paydbfe upon pt
demand the total 6 incited in no
armor ma dose-9 value
Lending information
rot detafkg cleans:on on ne F rm. > lefbreg y • arias and
dedocures, Sato piclvm RPM iierdip act
m or
Accomt sawarml and the General Tees ad Caldrons
UP5 Stamen of Cade Fractos 'Petal* h Agee :weirs
and Duclosures a 322a5SakaglaegardaSa=
Your aura
Toy statement farce Stakes and other assets held n
the account a the ad of the sweat perkd YW may at
for claw of runt paid 9Xiatittefaraly tme You may
recast y0/tie used a ban collard ater pa /09.1
m
balance we on Mem Any fetishes trandened bthe
dung the swam period ow line a nfalgl uah• as of
the ad of the statement peel
• Cost basic h chtewhng theca?; basis of the sedates
inducted n the statement. Wee mired lath the
number
' UOS Finandat Soreceshas read on
into-onion oblaised from sources other than lall$
Firshcal SinteS. 0:Wog illonnation Iran tames fin
or to you nut hue provided to yout firmer Mesa
The Film dots not hero duty way Or guaranirene
nay
a validity of sty Maxon provided by sources
otter tan Unlace, WOOS
to addrion Shorgh LOS Fivrodal Warm rally
updates this dawn
as t 6 reeved the km does riot
pack any antrors Mat me ofcam rider Cost
base and 'Unrealized gent's,' is atareo a of the die
of this tilastM Ac such. please do not rayon this
inland it to mute Draws' a sae dertorts. la la
purposes a whereto Artamb Umsloyet to the fern
may reflect gallon Moral,' only for the period
time they re held a the kin Morthioonol edarnatiOn
cm be added by you Pinata Admix
• Walked gaInsflogros When dee s tattle
*Stinted uwealood gandlosses art calculated fa
SDNY_GM_00025412
EFTA_00136032
EFTA01277265
Important information about your statement (Ott brlued)
infreitbalsarity lots 11* tandion data fa 'Wigwam'
Ø may a may not retest ccmnksafts, Macesma
%Canty magenta , wain Delfend Se om«
raw...name lots and sytonic puniese lots are each
ambned today*, otizearawd
lhe • Cade dae*
cobrm presents the «Naar Pima :twin traledare
• Callable narlties Ponds and preened nod, thal the
Over cat to ealy ff.:tempt* n nil be sewed «Tali*
by lot tom ran al senates of that 6% lee rout
name a n ~meow* ler as dints Callease
berm« cri is « tatedfmm thed saies aid les xaraa
n rot guarmaed OM« call I earn nay east WW1
could filet Me ~pee rioms kin see tieaided
eØ arest
• ~as
at deposit (CON Cos ate ID< trued up so
1291020 in pampa mid ~ad marear se depositor
and par depostlay minslim n ascrdance with CDC
niles
• Mask«
Dices deplane fa sexanes ace other
produces maybehigh« a bwir thr te prze mal you
war aaually reawe in the mark« PrCeS are Cleaned
from vasior rind poly sources Midi we ha? b) le
ankle, but we do not gamete fuck scuray
- We «mealy no tro doingpia wan sealable cr les
mean or ire te and ask teces fa Ivied fadercm and
*purrs or on b trd prces or OTC senees
- Let area/ treed earn« maybe aced tanga
rearm motel a the ma aces Ma we Maned
aidmanot Mkt an satin mat« PriS Or wan
- COman posbons may £pear remat 1Sn:wand mil
~flex
me not wadable' if we are si te to
Obtan a pree for a security
- Deposes a soothes dencrtgarid n tomdes otte
Ts, U S dollars as allele a the off urt f Se as of
the tao en! date
- For cenan sentries natg n noncatoimng
dagmnatems. pct and quality dace gala) may hae
bom waned» frieze seoptmoUsun
To obtain cram can:~
Wien rattle. crew yo.t
Farenar Atka
• Pram letnatnerms and gerucumed pronoun Pilate
thentrart «dunes Craclidng Aired pzedpation
proceed aid as, epee rwstment Min Salted and
Suds/CO produas ferns.,
hghlr tiltud Certain
nonsted bra:baser* ned been regdered we the
~cols and Poihabah (moisten a under any Stare
Sedan«, lams We Nona estmaed vale, lc( abate
mourners ^as
are snared predate ler
«Crane enalpuToyn only Accuracy., 4049unnitc4
- mete WM« maydifer Stiminually tam plan d ate
s Mdl operate nwstrnert secures« slruCtured
poetic rnw be Lair a. wed and do not necessity
represent the wale you may awe uPtch Iglidson
- tiled pro esimaes of via art as of a ran dag
aid se wooled lo las enroll Sears on a regns
bros by an Wend:Sank elation fern
1£4140c, gearal Draw aeador «read vat if
any. are stapled to tie Fim by the aser, general
paler is *senor and may be mediate based al
afferent aviation from that uxd by thad penes to
donee thee estiordvaben
- You can atm addantal tarmac., regatta the
mell d0Ø used to determine the escalate of via
aid the date of the Moirnacon Ty Is the bast fir she
gamier taunts:Mg mar Fanlo Adrisor
- mstd parry *grimaced vale; may be reflected as 'Not
p105 et metalateliers Viet do 'reepenSent
valeta' frai Anent %poled or IS malet le assign a
value when we bean area* That a matral more hee
ocarred thai may alfa peeviiusly tenoned value Mr
OuTIOn. a ~due»
rime be highly Teal.«
duo to tho rut" of the softy
- Men writhe, an Eva general wow a sponsor
estmated wiener 3 la Neely Mimed varetis
prowled. the saw of the warty vol bedineatt tem
ant purchase pia
- 'Oackeziorn to dare' may tiara mum of cal.
mane a both
- • On9POJ tat sae' represents de met ollmng en«
awash and may not reflect yaw cos Oak
• lbearlared securities Financed acurces serneraly ae
not orada ageble fa able sale taS Franca, Swerzes
uses the mini« pries of to emersuktod nod( of tes sane
citric a as muted yaw for the redrased stod be
purposes of CM Sane« On* To the town ten
reso need saureles se elgble lot sale. tie else steeled
may be eta/reedy less Than the imputed Lea Stiovn
• In. (.aimed) eØ
airraetyields and ratan. An
ostlnete of snug mome is based on Gran deerand
aid ninon hors awning psi acuities all be held for
one year from siaternent date a viol martstv the
estimate d any a guenne accuracy aid antnued
name se not gsraceed
- EstMated anus income and omen neel l« often
enesol securities mend Mote dream of aticion or
gaol gene in Midi Cafe the Mt In roe (ream«
yolk would be °wetted
- farmed swat income and carem yield aid the
dCtua Ørt and yea night be k/IPW CC hghetNa
the fl awed amcbus
- An en awe ol simialcod income Paddies! ender
sit east) dulled by the curare mak el vant Amax
baldeetsbeed m the W duidand or nieren
party made by the aver and Manes Tr
wart efreposes ell be held'« one ner Iran the
statsart dale or wed money AoanICY and
card
yea de nol guaranteed
• Mauna hold bylSSPinandal Parka Conan
asset, are melee b!yte FM ad nol widen the Fems
possession or amt« Mew. Sets re 46pIrend at yaw
Valelltell for starroman ~son>,
Posakns aes
caws preened se acneed byte raping firm UCS
~Oa aide n not reaponsble for this nfornzie
and does net gannet es daises/ thee assets tenet
premed by MC or tir Paws sopparnomal SP(
coverage
• Itoranue sharing and additional ampeasatlen.
- et aOlitins to cantons." on ales aid 12t1 lises
nognd gi connecter with the dartulon of nanan
hairds to our dents we ably OW SHIM reane
rereue navg papunUfrom ddlibutars and«
' ,Prison of the malee ands hat we sell Mete
anants are based on two different carporents
toe mouth el Sagsby Les a a partaiW mutual had
fey to car dents. and tat Pie a
rateol a
broil, main' fund fantic shamMe a res lion
- We aid cur *are air ricer.e retwoncng and
ormarprocesung lees in coreadetabon for trawler
agent makes that we proud. to the maual funds
Taw fen generala re pad ben, Marna' arene' the
mutual laid sid se aflod delft annum basal on the
rumba el snails at the hoar-dear holdingmutual
lirds el tat had lama,
- in aka an to same:owls rased es cornechen wet
the sob or darbution of arriury cornraen as snit
Weser:it Mai units ao cur deans Heandc our
Sande heel* rear.* clang Oneinaten Ircm
numol The resans minnow: weleterung age
reurty ortaxis anifrosol toe hatanof carom as
SpOnSaS a eturt eiveSeleol IN% we ~bate
- Our Mutates also real/eluding come/bans ma other
~ration
km aurae holds aid natant
Con'Cusies whoa per:bats wodiwbuto
- We receive al anus tee horn LBSBaar USA and UPS
A4 tranbad Bruds of up to 125 per accunt
swooping to the bats wire the Ungar* Swap
Pageant
ASA"
Wormarran megadag corn-okay" stiother Maras
Wooed m annecran wit the ertionion of wades neadria
rebm tra
ms has been nciailed ce «Mom:tons
peewit* bandied co you. and walla~
to you
proply on rodata
Stott Pilling
It you ae angagoa ti mort sehg awaraa you may nos a
chideAreto email baron" coos Ice OW palgula
warty
Open <Son
~ling Open or igoodelariCeled • orden that NOV not
baited by the Pavan, datee open buy axl sell stop
ceders re agreed by to minim of dad ends et (gins en
• eedirandsoi 'eagles dato unless mewed animaw
by you You re ristbroble 1 or orders thal are reputed due
to sir Nara le canal ~big open «den
Tax withelditg en ~one
from UPS financial
Services IRAs
ladsal Mc Iawragures t$S anela Se-vices to ~hold
Income tar from you unable an divribut am, tut yourm./
des oat lobe« ~us
seithena or instead. you ruy
elect to have the stadsheld a ara, or naiad anoint as
you choose You elcaon wee remain n effects, resoled
by you You mayrota. yer OleCtiOn a ase Ono bymare
a now enagn t you do not haw erotaili rane tae
walteld Iran into diartutions. you maybe rewash* la
the patron'« of mannedtax You may nøs pinata d trio
moves althea and your enbruted Ir parntins at not
puf CO y'ou'lrobligatim
Privacy
To obtain a copy of cot ammo Caere Proxy Wien pax,*
ental you F natal Affraof «vat ow vretisna Y.
yew ves ofmenfarf eof r
WSinns-1a' Steven e notated< The RNA. &mum
Savces Accosa BSA and MN ae ace grade axons
Slidl proide access to baton sevsces and produas
«rough easements win /Cued brats aid other thleta
pany basks and preedos ass to halm aid rwty
products isutd by unaffiliated cord {arty rto fan,
COMISS tIOU91 OMm agency subsibr es of uBS
Fronded Saviors to
~
mat nonance, and amino products
Hot 'DC toad • No bat* 9.,3f31110.• May lam vain
RMA MSOVCP Mx,agorwm account Business Servica
Accort BSA. tees% and ntemabonal Staoutelelmagenant
CONFIDENTIAL
name% as repeated same mats ce UPS ~al
Sergi:es
Inc
yea Saguaro is a agitated »Ma mat of visa
anannomal 1.85 Wa Signets'. (NM Cards aid LÆS Wa
debit cat ae issued by OPS Bata USA sigh fatnispon from
Yea U S A somrporrd
UPS Financial Services Inc
Stir 201407
SDNY_GM_00025413
EFTA 00136033
EFTA01277266
UBS
UBS Financial Services inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70057f656301314 Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number. Y1 23679 SS
Your financial Advisor.
Phone: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the
Resourcetine at 800-762-1000,
account 029323679
Value of your account
Business Services Account
August 2014
on July 31 (3)
on August 29(S)
Your assets
5,589.32
5,589.62
Visitour website:
Your liabilities
0.00
0.00
www.ubscomtlinancialservices
Value of your account
35,589.32
35,589.62
Tracking the value of your account
S
Sources of your scarunt growth
during 2014
Value of your account
at yea end 2013
5000
Net deposits and
5.3593
%son
withdravals
55.583 70
•
Your OveStnientreturre
()Wend and
interest income
5092
Change in
market value
5000
Value of your account
Jul 2014
Aug 2014
on Aug 29.2014
$5599.62
SDNY GM 00025414
Member SIPC
00,70003005706563 NP7000198255 C0002 0814 030579743 Y1 23679550 000000
Pege 7 of 18
CONFIDENTIAL
EFTA_00 I 36034
EFTA01277267
*UBS
Business Services Account
August 2014
Your account balance sheet
Summary of your assets
Value on
August 29 ($)
Percentage of
your xcount
A
Cash and money balances
5,589.62
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
000%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$5,589.62
$5,589.62
100.00%
Account name:
Friendly account name-
' •
'
IC
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your K Randal Advisor.
212.821.70001800.308.3140
• Cash and money balances may include
available cash balances. UBS Bank USA deposit
account balances. UBS AG Sumford Branch
deposit account balances and money market
mutual fund sweep balances See the important
inforrna6an about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
Percentage change
August 2014
Year to date
400%
9.89%
4.20%
9.23%
-0.15%
2.93%
1.10%
4.81%
ANP700000057B6564 NO7000199255 00002 OBI 4 030579743 Y I 236 7958 C0081yGm0002_48140 $ of 18
CONFIDENTIAL
EFTA_00136035
EFTA01277268
SUBS
Business Services Account
August 2C1
Change in the value of your account
August 2014 (3)
Year to date (I)
Opening account value
$5,589.32
$0.00
Deposits, including investments
transferred in
0.00
5,838.70
Withdrawals and fees,
including investments transferred
out
0.00
-250.00
Dividend and interest income
0.30
0.92
Closing account value
$5589.62
$5,589.62
Account name:
Frie nd ly account name-
Account number.
Dividend and interest income earned
For purposes of tNs statement, tarablity of Interest and dnIdend Income has been determined from a US
Nei noting CeISPecthe. Based upon the residence of the account holder. account type, or product type,
some barest andor dvidend payments may not be subject to United States (US) ardor Piano Rico (PR)
Income tars The tient monthly statement is not intended lo be used and cannot be need upon for tar
purposes. Clients should refer to the accficade tax tenoning forms They recent from LEIS annualy, such as
the Forms 1099 and the Forms 480, foe lac reporting information his the practice of UBS to file the
an:kat:de ta( reporting roans with the US Interna Revenue SerKICe and PR Treasury DeCeinreent and in
such loran accurately detsafy chic:lend, ardor interest *Slat eetrept or tamable income. Please exult your
inixdual tax prepare/.
August 2014 (3)
Year to date (1)
Taxable interest
0.30
0.92
Total current year
$0.30
$0.92
Total dividend & interest
$0.30
$0.92
Cash activity summary
Your N sandal Advisor:
212-821-70001800-308-3140
See Account activity the month lot deists Mance' in your Sweep options are includedin the openng and
closing balances Aut. FDIC insurance noes only to deposits a u85 Bank USA, not to deposits at Ss AG,
Stamford Branch or bank deposits pacedttnoull the UBS internahonl Depose Account program. SiPC
protection applies to money market sweep fund hddimas but not bare deposits Seennportant irdormation
about your statement on the tat two paces cf this document for detals
August 2014 (5)
Year to date (S)
Opening balances
$5,589.32
$0.00
Addt fons
Deposits and other funds credited
0.00
5,838.70
Dividend and interest income
0.30
0.92
Total additions
$0.30
$5,839.62
Subtractions
Checks and bill payments
0.00
-250.00
I )tal subtractions
$0.00
-$250.00
Net cash flow
$0.30
$5,589.62
Closing balances
$5,589.62
$5,589.62
UBS Bank USA Business Account APY
Interest period Jul 8 - Aug 6
Opening UBS Bank USA Business balance 1u18
$5,589.32
Closing UBS Bank USA Business balance Aug 6
$5,589.62
Number of days in nterest period
30
Average daily balance
$5,589.32
Interest earned
$0 .30
Annual percentage yield earned
0 07%
SDNY GM 00025416
AriP70303005786565NP7003t,93255 COCO? 0814 030579743 Y123679550000=
Page 9 of 18
CONFIDENTIAL
EFTA _00136036
EFTA01277269
*UBS
Business Services Account
August 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the altematwe
investment objectives in Important information about your statement at the end of this
document
Account name:
Friendly account name-
Account number:
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment efig ibi5ty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
Your linendel Advisor:
scorr STACK MAMLYLE CASRIEL
212-82 t .700O800-30a-31 40
ANP7C003005796566NP70C0I9825500002 03I4 030579743 5123679550C0MyGpkg002PmFy 10 of 18
CONFIDENTIAL
EFTA 0(1136037
EFTA01277270
*UBS
Business Services Account
August 2C14
Your assets
Account name:
Friendly account naMe:POTKETTLE LLC
Account number.
Some pnces, income and current vdues Shoran may teapproxImme. AS a its ult. gains and lOsses may not
te accurately refkatd. See impOrtantinfOrenabon about your statement a the end of the cecumeM fOr
more information.
Cash
Cash and money balances
Cash anti money bafances may indicct± avalkle cash balances, UBS Bank USA &posit account bilances,
UBS AG Starkrd Branch deposit account balances and money maim mut ud fund sweep batances.
UBS Bank USA deposit account balances are Insured by the roc Mein arplIceble limits, but are not
protected by SIPC. WS AG Stanford Branch depsert ars oum balances an not insured by FDIC and are rot
protected by SIPC. Money market sweep balances are protected by SPC but are not insured by the FDIC.
Set the important information about your statement at the end of this document for degas about those
balances.
lieldng
Your total asset
Your II nodal Advisor:
212-821-7006'800-308-3140
°panneMame
Closing balance
Pnce per share
Average
Disidendinterest
Days in
on Aug 1 ($)
on Aug 29($)
on Aug 29 ($)
rate
period
period
Op STICH1O1
5,589.32
5,589.62
250,000.00
PeKentErge Cd
CCM
Esimated
Unreaqt0
value on Aug 29 ($)
your account
MKS (A
annum wort (SI
grin or IOSS ($)
Cash
Cash and money batsman
Total
$5,599.62
100.00%
$5,589.62
5.58%62
100.00%
5,589,62
Account activity this month
For more Information start the price/value shown kr restricted modem, we Important information about
your statement at tho end of this docwnent
vour
Quantity/
Date
Actistty
Description
rapine code
Face value
Jul 31
Cash and money balance
$558932
Aug 7
Interest
185 BANK USA BU9NESS ACCOUNT AS OF ortoEn4
Aug 29
Closing cash and money balance
$5589.62
Pricervaue
Cash
arnount CS)
Can and
money balance ($)
.30
5,589.62
SDNY GM 00025418
asin7C00300S786567 NV7003192255 00022 Cella 030579743 7123679550000300
CONFIDENTIAL
Peg* 11 of 18
EFTA_00136038
EFTA01277271
UBS
Business Services Account
August 2014
Account activity this month (COntnued
Date
Money balance activities
Jul 31
Balance forward
$5,589.32
Actmty
Account name:
POT & FETTLE,
Friendly account name: POTS ETTLE LLC
Account number:
Your Knendd Advisor:
212.821.70001800308.3140
Descrobcn
Arrount (5)
Aug 7
Deposit
UBS BANE USA BUSINESS ACCOUNT AS CF 0810414
0.30
Aug 29
Closing UBS flask USA Business Account
Tne UBS Bant USA DJ9IIMS ACCOUIll is your pnmary sweepoption.
55,58942
ANE7C003005796568NP70C0I99255 oocce 0814 030579743 Y123679550 cotit#4y_Gpk000steig 12 of 18
End of statement for account number VI 23679 55
CONFIDENTIAL
EFTA_00136039
EFTA01277272
Important information about your statement
UBS Finking Webb Inc Ow rim or UnFirwrocial
is a mentor of al pampa security. ananotty and vans
achieves IMF Inaba twmet and UK BanI.USA be
Stitt fitted iris of IBS AG and Ofiliann of ullS Stoskin
U.0 lhe F en's manta eaten
it ?rattle uoon weep
the hen's emote alines at a
185FnaidalW an he
1200 Hata lanktead
Vrettst at NI 07086
lhisstatonern reprewas me only Omni read of ant UPS
Pedant Serwes account Other Witt except Waal tat
doosiems. combing contang data stead not be abed
upon rl you Wow Mort is an ewer wawa plea.
rival it sernaliaten n wring to theBra-tch Mawar of the
orbsswing you aorium
Alait9411 al f9ns fl aws are intended to be a<0.010.
SI airYint daa Todd rot be used for tar puposes Reg
sokey on serene to Ian
(ie.. Form 1099. WO. 10125.
to) then peeping sour tar raw lei re is woad by
Ian 10 (eon toile RS al mot le dadends. renal. non
OW* drawls ad irabie an
feted on tortes
held n sour accoum eel proceeds on sale transacts: n, aid
cost bad sonawahawed %natio
Cammuniodons with no FS,n
• Piddle reconfirm air oral OarerviCatoris ri Ar6119t0
further peeled your nnt5 noting yokerotas under the
*tames Weser Protect= Act (SEA)
• Ittfnada
entree on the top ale of the lint of the
lairmmt is not IBS FitInCuiSorWad. IBS Pewit'
&eta cnies yea accomw as dearkg trete by
"renewal with the egad
natuton We Waned
sou on this rentionthp .h en you opened **account in
this cat/ pm, funds and swains re looted aS 5.05
Fennel Swiss aid not the rtrodung brats ad you
must mate a wpm Nay woe merman to bah in
All account stateroom shall le deemed complete and
acar ate d not Objelei TO n wag wan 60 4,,,
• Please direct cusierner complants
Moira to the thin
Client talent Dairrient
20/352 1699 or tonere
a800-354-9f03.800AM ton 03 P fd FT Wok(
throup hides. a In rang to UBSIonsioal Serva.
Clan, Baljion,Dogatrront PO Box 766 Unon City NI
07a37
• h case of ears a froellOnS saw an ekcoonic touts
transfer (711 bid papaw ce U3S Vaae diet cad
tratadroma Call 806762.1000 a toe to LOS Fnancal
Sanas hc. IOW moor bud.6th I bat WeetwAwn N)
o7o86. Ann INWISSA sure:
Cal a miter can as pa cars d Kenn/ tar
stawnem or recept 6 svOrg a rt Su need more
Mumma Loot antrote on the flared or react
The Fon a Card Mug (at arplOble)muts he tan pa
nO Lamar 60 OA alter the fresh Sent you the fist
statement on oath the race or problemrowel
- Froth. we nine and scow number
rid
- Delude the PTO. Or the water yru ay awe alas
aide:San as deny rag an ray you bane 4 is an
nor or why pu need awe nlarnx fon
- Prate the dollar num of the suspected mix
The Pen or Cad tsar wit ithatigateyotr Campbell at
will otea any era praittly
Motenale al torts paystio to the Furor m* finatia
nalkulon nOtted at to kw of this statement h akt
to regal' no
t fees. warn may be %bpi to
mmutnanee tom nage:Ice utopayrent to aorta
ouichaws andclan fa tread ants
es cash scants
Adcount$ ma dretraVernid 10 WIN, moutons may be
Wad to a unser lee.
SIBS Sweep Optim
US$offers oplow for sweeprg och babrcei basices to
bat deports a UBS Bak USA (SUE'S AG Stanford &ant
(Bark Sweep hogransa moneymarkt mutual lands (Money
tans) arid the havational Decal Anoint loafer
customers wen as iniemsional kesonrce Management
Acuity. lluCv9h Iht Bat Sweep dr011arlf. Cat. Wirra>
are swept to LOS Oat USA up to ai eslabbtod Icon and
then to LOS IC Sward Band, a a Matey Fund Deposes
at WS Sat USA are FOC enured n accordwe with foo...
rules For mom Wormaion p laze nut wont tto goo
Deposits a LIB5 AG Bamford Bunch a-id tares or Maley
haidS rent gust!, by the FDC.
Through the On wadable to art, bastes are snipt to
depots aCCOuniS a LBS AG IdewYork Brads aid IlSAG
Caplan BrarCh The* depots ire rot named by the FDIC
Banos hell a
MAD Carta Bath re amain
opined to tt SOwarlin risk of theCamas brads. and
there it re guinea
other obigata of 165A6 b relay
theDimas rattan the LOS Casmars Brachs boas.
Deposits a UPS Bak USA rd each UPS AG Bach awed
prisected by SIC Money Fund me are proceard by WC
See 'IBS Falsest Seam Account leotenon- below.
Open toil rP9./02, batrmes n tie SW Sweep Programs
OA may be vithearn aid she of a Pvtrney Fund maybe
wars,
awl thewards retuned to you a you,
iaosilot nail
Further nfonkkon tout araltle weep omens. madng
anent mutest rues ard Seth. 6 aria* at
yews sibscorrisweepyna. from your corral MviiOr de by
crag 806762-W00
UBf Irearcial Services mon* prettetion
The Finn narrator of the Securmes tweeter Pronaion
Co/sorra (SPO. Wit pro teas roma wows of a
metes sp to 1500000 (ncbding 1250.000 for damstor
WV The SEC aset enxecta tents *Palo all accounts
rase
had n a palest" crusty
The Ferri toner wth arum If uses ha to putchare
sisoanoetat venom the rtuanuin amount payable to
all digit* dent cerebra/unit:ere; protecion 6 550)
melon as of D209the IO, 2013
Sawa tote poky ordain, end Meow on at the
Fern
funher protected fa' wpb II 9 milkn n the
anegate fite an your arovis hat n a patinae capaay
A fa Copy of the poky onadng 6 NalableupOn r9,aaa
The SIC swami rd the suppleeental prawn both do
not StrY to
• (Want matt texas controlled by (and Ordtted 's)aa
account value)but held awayfrom Lell$Finalizial Services
(eg. anan Oat alLIBS Bark (Jcafh at 185 AG
Stamford &anth W) mutate moats nacmg eatable
amulet rid Or) Thins of mutual luta ream vat
chafes re registered Waly et the nee Of !headmen
lehia on the tees arid nerds of the splable OW a
under agent).
• Certan rontarni coal
or non%
ntowit (99.
Imned parowshos anti pruaeplawents) the are na
winced us* the *tribes Act of 1933. and
• Cormaies anion Co 9 . fan
*crap and
pregas metal crewct ticidh9 faxes commas and
cenTOWY WW1 contracts
The5K maation rid me mpplorrats prot•dton do not
nay to these assets we if they Ottnyee raper arm
strewn
The SEC probate and the aspbnott
prole:m do not swot again dus" n the trustee
vat* of yov atestnints Wale' as a won of meta
twat.
win baenetcY of olls cowD
More iWmhaona rabble tern request nu may obtan
row Marren about S.C. raudri9 the SP( Brature
by conwrg SIC at 202-37I 43300 ee by Wag tie SP(
mbide al *AVM SPC
Dindeml Re broduttin Program O(aP)
The next reelected 4 is aerate pia You may ottan the
&toil ace ?ran par hignoi Ade oor Busy nett shies
are Faceted inlet
. partial shies wig to toll and ire
caswil be degoseid et sow amour* To dirteral
rensegnet pose atplred by the issuer may dew bon the
mates pia s whit the panel Owes as sold
Caste Maw
Only whole ants ivy be held in your now
I you are
ottani to 'pair one as a read! of ad./Wind parent or
otherwite. **Firm Wetter tel parrfahrks a make price
or accept an attaw detoured by a fiEtSt(f (I dtalig
agency. anIcreale your account
lase meat objeahres
the thruniem amain anent profile are 5p2CIC to eath
aCcOunl aid milwary beitAtin Rae free Beh Inn
prampsa ci nerag of any apeman, nano. in your honor
shahs a noranta CtiectiEd For eadt account held.
you noose one of the fo loving remained awls.%
• Prcoace Current axon* beelenenti seeing the
genera en of incomeonly
• Ache* Cattripplanton karelnannts *Bring gromh
prnCpal rah. than to gionatOn of nark?
• prease Corearen of Incorre red Caper APPeollon
arra°
toothy both me gerwalon of Mona aid
9"owdi a prnant
Dwell ask penes
• Comatose Seas to wrote knot pineal wth low
risk aid v046410 to =ova °serif. eon ft ma means
the recount does not genera*
Pant intorr*Or
returns at mar nee keep pace rah led LOCO
• AibSetia idddrg to =opt tomer& to NIKO ad
tolerate sonwas yo seek hipher rettent
• A.996.9a.e wile; to axes hgh rear ter ptcpal did hgh
Yeasty to weak"' rams amt tame
Statentntlaishokling"
We may ConSadate al recited to)Lest 9.3te01611S Mal the
sane addems n the invention
ACadedi may bO Wad
for mid ;VIMe bccoio they haw maw who aim wawa
pont mount relaionshOs rah stem dents al the same
address The grace a know, al houseltoldrg • I you
vele to receive indiritual statements makd n xtrae
CONFIDENTIAL
ervelomd —you may SKIMP Went Ong by ding your
Errata Advisor
Friona, Want Mae
Th*Fnerrig acaurn nane Wats rdarrean that pa
weal on the Firms mane wars waste It ea
customizable •natunw moon by you to au you win
your reenterytrg It ha no b9$ effect on pa arum
Yea on doge tois relay wen navies. through Woe
Senna of Thentacung ptis Fiance arbor.
Arm anevanow
• Vabe of seur eccourdepwenta tie‘ N asset and
hatelitos
• Asia InCludei orallule ads baba
wits-slot
m
wat
wartyBR ) aid Global lone Deposits unmated
aks to market and oxtail awns rot held byte km
Does not ridddeunanced wufltelassets a theeine! the
pmr and wren staterrem pooch a borate nreStmems.
unrested Bork col Ms aid (rateable stodt options
• Ciankttes Wades dot brava. °Aswan) mar
loan. crag Inc short account bates
• Castearomy agancel Toes of snarrested average catt
banes. van WS Balk USA (Swot hairier. UBS AG
anted Branch depose balances and money maker mutual
Ind sweep baraxes a f the doff. 01 the galdniint pew/
Nn.onmodty We awn balers it you am
are not
swear ed from Webaron rod tee Mauna use any of
these fads n the
a
of as Ixerses These turds
trepaydbie tpon yopa demand The total 6 Molted in mot
cure' pelt dosirg value
bending information
rot deta.Nrl stern al on on die rn. >VW., p • anis, arid
dtdocures, tree to pv C NMI RPM iintip Arturnan or
Accont >awl
and the General Tows ad Cations
U.45 krona% ot (We Practices arab* n Agewents
and Duclosures a xpayahrs aggaegagaSatta
Your wets
Your statement tifnadSSFOSita•S and Other assets held n
the now a the oral of Be sunernem period ea.; mar dk
for dertery of Sykora waits, z ay tme You may
ramie secede used a ban carer awn Pasm9.41nr
balance ale on nem My wales transferred bthe
dung the sowers period ow lined a niula uah• as of
the end of the statement wed
• Cott basit th dettenhng the an basis of the writes
induced n the statement. Wee Misted web itte
number
' UOS Finecial Stevcesht retard on
intonation oblaited from sources other than US$
trawl Swan. rundng nformaion lam weer. firs
or to you Tay An prooddd to rut Wawa Myna
the Finn does not newendenin way Or guarantee no
nava
validity of sty inorronan proecta by sources
Wenn brain -moat SerebeS
to addrion Stough LOS FhandalSerske: gamily
updates this domain as t 6 woad me Frm does roc
prod& any assurances bat she ntameba vder Cost
base and 'Unrealized gent's,' is asaree a of %rase
of this Urea
As such. please do not rayon this
edema on to mute ;ornate a sae deism la la
purposes a o'hereet Account battened to the fern
may retort saw
Moran orb, for the period of
time they re held a the Fan Morehinoral nlarnabon
CM be added by par Findndal AdASOr
• Unwonted ganstbses when data is wank
!craved a-real:ad )anai:19s r2 CAO, ale; toe
SDNY_GM_00025420
EFTA 00136040
EFTA01277273
Important information about your statement (Cal tinUed)
aftertaste:pity lots the tartan data fa Valabal
Ø maya may not reflect cemnksafts, cages ace
saumpeorgenreaten sans DaSend an Oda
remnant lots and srtornalk armhm bh a
each
canned tO daapiele Saran
lhe • trade dz.'
øljon peewits the copal testa e'« baledate
• CANN norities Ponds and parted ROO, tal the
aparcala to eaty rede pion wed be selected rasa*
by lot tom amain al saunas of that ope held n out
name a re arias nag for our dents Calleans
kelemtan is attired am tad pawn and its xoexf
is not gwalleed Ott< Call femres nay east each
wad affect yen compete nloma ken we beraided
prien rauest
• artievalas Ofdapodt1CDs) (Ds as ReC mixed ups,
$293.0:0 in pitena ski aloud merest pa deposes
end per deposay mama. h aoadenco with iDe:
nilas
• mama
aces &playa fa saws and other
produces mabe hiyhor a byte Owl To ace mal you
woo VI Keay receive in the ~kg PrCeS are «sad
from aims mid pity sautes which we belm/elo te
sable bat we do not gamin leek xi:wavy
- We runty into dang prize sewn salable et la
man oe rte NI and ask aces fa Ined scats an
optons or on y ted picasfor OTC stoats
- Lot aCivelv traded secular: may be prccd usng a
abate, mocha a lama Mani pia we ablated
and mynte "lea an WO maira Pna or saa
- C eaten posbons may £pea min« Apra and roll
show z 'price was not rubbe' if we re maple to
obsal a pea for a scurry
- Damn a Walla damns& n ~es
othec
avl ei 5 dears se related a the an) onao 'Se as of
the oasenot dato
- For certan scathes tracing in non-calamity
dernmestais. ace aid quaky dace vibe) may hak
been mated to lank/ale proper vabevan
To *beano-am Ølamt Ni., araela5lo. cacao as
asocial aintor
• Praia Matnom end sernewrodaroduaa Moak.
~Owe soturtts Criclidng dad priepation
pagan aid rea,ESta** rastmerit fnist S4ClantreS)ad
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hear «ad (Man
sward prams
nar born rogdored wren Ih.
585ureakt and Ørige Cannessen a underart ame
SedlrittS IRNS We vow» estmaed saes la viva
natmera ^roes arn strunawl produos Pot
wawa unalputosn only Accuracy., rot 9Unnife/
- 11W.V21025 maydifler seinurtallyfran picas if any
a yam area« nsestrnert securty a structured
pram nails Øgela sod aid do not nocestaily
repeat the vitae you may Ma& upon Iranian^
- ard prey enmares of Yaks as as of a acta dzo
aid Jr. Replied 10 ISS trieKald Services On a regi br
bas by an ~pendent Yalvalion Urn
l£1111I,
Par"o‘wC( RX.ISOr mimed whet if
a-iy. art swelled to te Fm by me ma general
parrer a manor and may be °lased based cre
afferent itormation from that used by Shed pal is to
dare tar estkread rasa
- You cal obtain annuli ritcrmalun regaling the
methodology used to determine the amaze of aka
and the dine of the ktoernaeon ma Is the ban fa Tr
manse by anIxthg your Anaicial Adrisor
- Title parry estimated vibesmay De reflected as • I,a)t
pad« n aural soars
when an 'exlepenant
valuate., lam fan Ml R.ppled a d unaVe no assign a
value wan we beans area Pala favor« wort ha
oohed thi rey dia preausly atoned value ea
Wet(.a ~bivalve ØI*
highly ipeCiiblare
duo to to mitre of the unsay
- Men rather an dive* roral patina a lama
escinats1 Wane, 3mrdpaiyes ensild volut is
paneled tee vas of me warty al bedellatra ton
ea pretest pia
- 'Diarbutions to dare' met Mara ram of cpaa.
wane a both
• 0 '948 art vie avant, Te 44,310 (ring pine
per emit a" may not read yoer con ban
• lenbiCted nalritie5 ReSInCted Spann" generaly ae
not canny agble fa Wok sale URS Brunid Seam
uses the maw precool fie essearktod sock of the ease
aware muted vas for the remand sene tt
papas of This sadexemosy To the tidal 6så
ate dad warner au elgble ler sale. Me alet r eased
may be mtuuntizily Ins Tan the imputed Lae shown
• In. Nnanatad) iØ
arrant *Ids and rapt An
alas
oi anent mom. b DBYd on Curtin, awaken
and Mena ran awing yew satin will be lad lov
ale yet from statement date or art mangy this
aerate b ny a guidi ine. accuracy aid waned
name as not permuted
- Est omlanser name an are aYieolfor anal
tpesol seruraos meal Mute drawn of pampa or
caul gam in wadi ose the est kiccme Ltd dunem
pelt would be oventined
- Estimated MALAY Mine aid arrem yield aid the
actual avers and yeld night be lower
hgher than
the masted anoxia
- an ea kanool airtvalgod name Vivian area
urant) dead DyersOva« maw valnareear
balance a based on the last deriand or mast
parent nude by the raver and agrees la
seam ideposes al be Nedra one sax ban the
start« date or use ~arty Amami avl
=lead pied ae not guaarCeed
• *stoat
held lay acta financial awake Conan
asset, are not Mai byteam an not wan the has
possessor or anvol Thew assets se calavad cn year
seaman for inlammanal ~oaf
Roams ,r•S
rain presented to presided byte Meat film 1185
Finale« arras a not roponsbese for this lama»
and does net game( is away Thee assns at not
prOliCled by SIPC or to inns supplemental SaC
«swage
• Itivanua aiming and addkbnalcanspensatket
- n adlitae to smenissom on ties aid MI lees
noised en «name with the datraton of rradva
aids to our calls we al« our ilbae remep
rensue "a"; raajmenu from *au haws and«
Jason of tre area tans lex we sole lave
rants are based an two «Pant °anonym fn
the amount ol saiesby hen cel a eartcua mutual had
fare to otr cams. and Id Os awe irate of a
trait
Mao' lurid Landis tares Nila The Ile
- We aid our Sate abs scat retwang and
ormtesprocesung lets n coadamon for a or" kr
agent wykos that we proud to rho ntrual funds
Tese ler, generally as pad *cm iastor awn in the
rrutual aid ad se a tad dolt< null bawl on the
nab« of acetyl% at ale trot/a-dear hoking faunal
lads of ma fun ranke
- in ale ion to owns:am rased ai cornedion wen
the saber darbutian of racy comma ad snit
iintsli.t.4 Iliad units to our dents. we anda our
attain! rase «rerun te'rg Maanalan trom
mareol as mama, carpals: unewarg mo
atuity calyxes Oda; ol The hatanoacomp,""
or sponsors a deard OWSWiell trURS We Waage
- Ott Mans also revels trading commbarns and «We
~eaten
Men menual holds nd inurayao
CorrtaSies Way? procbxes we diva:who
- We receive al anal fee earn L858aik USA anl ties
AG Stanford eraech ol up io 125 pee ncount
swain to toe banks saran tf3Sflera Swap
Nugrans
ASA"
kdoiniatkin negardng coalmenrid other charges
toned anagram win the escution ol vales «bean
«bon Vanactons has been ncaled n oaratons
pommyleaden to you. and nil he pavan to you
«imply on maitm
Short selling
It you a engaged to ton sehgawaray you may oar a
chat. an t0 rerun bantering cons fatal palmila
safety
Open «den
Warding Open « '9000.lilarKelIed • Orden tal ope ml
erected by the staernern ale open buy an sell stay
«des re taxed by the amount of dwdendsa rghis on
• adiadondsor angles dete unless naiad edemas
by no You ae mamba ror orders Ma a escuted doe
to pa fare no canal anon open «den
Tax withalditg en ~on
noon IS financial
Simian IRAs
F"Plal [Sakti t rtaureSUBS aerial Seraes to omhold
income tar from yes table IRA &MIMI" tut you my
dan not lo ban, ~UN
vANad or. instead. you may
Neat to have la ~Mc I a ara, or te a lad anoint as
you choose Yet ~on vil seal n effect until «kola
by you You mayrevoke yaw 014C11011 a ay ay* byname
a now oaten If you do not Pin croup nosno tar
watneld urom yOUr dattuliO0S. )0U maybe reemetsbie la
the paymern of etanxed tax You may liar pen ma if the
manes wean and yOU, antenna Is payments seta
eta t your iaobbgatim
Privacy
To obtan a copy °I cur asset Oka Sway Was please
contal yea F natal mates «vise ow ?Aisne Y.
ymw u"comen,araeotry
U8Sarecial awes is not Jerk The MM. &mum
Seavces ØØ
BSA an Ma a bra «age accants
vands proide access to banerg sesues and prods,'
trough anaarants wan triad brats rid other dild
party bat and provides sass so horn aid atuIy
praxis eased by unaffiliated thrd arty Parana
comas tea", ovate agency udsex es of UBS
Fart« Wass he
inreammt. narrate. and annuly prodas
test WC haired • NO bank 9.13f3100.• May bat valve
RsAA MSOLICPMx,agorwrii await %sass SeNCI5
Accant BSA. teary and ~manna Rasta ~arrant
CONFIDENTIAL
Mayen as registered serene mats or IIITS ~al
Swam
ea Santoro is a waisted swipe markol visa
Imanannal le35 Wa Sagan.* code cads and L€S Wa
Men cats ae issued by Lan Bank USA Mee weapon from
V cabanas
-mad
UtS Financial Servnes Inc
Rev 201407
SDNY_GM_00025421
EFTA_00136041
EFTA01277274
T UBS
UBS Financial Services he
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70065564130911 X12 YI 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Your linancial Advisor-
Phone' 212-821.70001800.308-3140
Business Services Account
September 2014
Questions about your statement?
Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1COO
on August 29 01
on September 30(4)
account 029323679
Your assets
5,589.62
5,589.94
VIsItour webslte:
Your liabilities
0.00
0.00
www.ubs.corrtainanciaiservices
Value of your account
35,589.62
$5,589.94
Tracking the value of your account
5.5696
S
5.589.9
•
•
Aug 2014
$e0 2014
Sources of your account growth
during 2014
Value of your account
at yea. end 2013
Net deposits and
withdraNals
Your fnvesarent retuin:
Dividend and
interest income
Change in
market value
Value of your &coin
on Sep 30.2014
SS592.114
$0.00
45,588.70
11.24
4000
SDNY GM 00025422
Member SIPC
ANP70005005556413 NP701;029,9907 00002 0914 030579743 VI 23679550 110000
Page 7 of :8
CONFIDENTIAL
EFTA_00 136042
EFTA01277275
SUBS
Business Services Account
September 2014
Your account balance sheet
Summary of your assets
Value on
September 301t)
Percentage of
your account
A
Cash and money balances
5,589.94
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.C°
000%
G
Other
0.00
000%
Total assets
Value of your account
$5,589.94
$5,589.94
100.00%
Account name:
POT
f.ETTLE, LU:
Friendly account na
•
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
September 2014
Year to date
S&P 500
-1.40%
834%
Russell 3000
-2.08%
6.95%
MSC I - Europe, Australia & Far East
-3.81%
-0.99%
Barclays Capital U.S. Aggregate Bond Index
-0.68%
4.10%
Your Fi sandal Advisor.
212.821.70001800.3083140
• Cash and money balances may include
available cash balances. LISS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Interest rates on September 30, 2014
3-month Treasury bills: 0 (
One-month LIBOR: 0.16%
Amp70305006554! 4 NP700O298907 00002 0914 030579743 YI 23679550 I I liWitiyGit00025fty 8 of 18
CONFIDENTIAL
EFTA_00136043
EFTA01277276
*DUBS
Business Services Account
September 2014
Change in the value of your account
September 2014 ($
Year to date (I)
Opening account value
35,589.62
30.00
Deposits, including investments
transferred in
0.00
5,838.70
Withdrawals and fees,
including investments transferred
cut
0.00
-250.00
Dividend and interest income
0.32
1.24
Closing account value
$5,589.94
$5,589.94
Account name:
Friendly account naMe:POTKETTLE 11C
Account number.
Dividend and interest income earned
For pulp0Ses of this Statement, /acridity of interest and dredend income has been determined fiCM a US
Is. reporting perspective. 8/64.0 upon the residence of the account holder. account type. or product type,
sane interest endow dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR)
Income tails The tient monthly statement is not intended to te used and cannot be feted upon for la<
purposes. Chen% should refer to the altChCatte lax ter:ening forms they recent from u8S annualy, such 35
the forms 1099 and the Forms 493, for tar reporting information et is the practice of UBS to file the
appricatle far reporting forms Mth the US Interfa Revenue Service and PR Treasury Department and in
such Wails accurately dasliry dbidenaaracr interest aster exerrpt or to
inlvdual tax preparer.
September 2014 (S)
income. Rea* comet your
Year to date (S)
UBS Bank USA Business Account APY
Taxable interest
0.32
1.24
Interest period Aug 7 - Sep 7
Opening UBS Bank USA Business balance Aug 7
35,589.62
Total current year
$0.32
$1.24
Closing UBS Bank USA Business balance Sep 7
35,589.94
Total dividend & interest
$0.32
$1.24
Number of days in nterest period
32
Average daily balance
35,589.62
Interest earned
$0 .32
Annual percentage yield earned
0 07%
Cash activity summary
Your Nnandal Advisor:
212-821-70001800-308-3140
See account activity the month lot dela Is Mantes in your Sweep options are includedin the operling and
closing tokences vd1 or. FDIC insurance dpclier only to deposits A U85 Sank USA, not to deposits at U85 AG,
Stamford Branch Of bank deposits placed through the UBS interneiond Depose Account program. SIPC
protection applies to monrc market sweep fund holdings but rot bank deposits Seetrnportane inSormation
about your statemert on the Iasi tv,o pages cf this document for ot tat
September 2014 (5)
Year to date (S)
Opening balances
Additions
Deposits and other funds credited
15,939.62
0.00
$0.00
5,838.70
Dividend aid interest income
0.32
1.24
Total additions
$0.32
$3,839.04
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-$250.00
Net cash flow
$0.32
$5,589.94
Closing balances
35,339.94
S5,589 94
SDNY GM 00025424
AmP700050C65564i NP700321B907 00002 0914 030579743 Y123679550110000
Page 9 of 18
CONFIDENTIAL
EFTA_00136044
EFTA01277277
UBS
Business Services Account
September 2014
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a ful description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Account name:
F
-
Friendly account name: ri
Account number:
Your retairo objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• You account is currently coded for margin.
• Your account cost basis default closing method is FIND, First In, First Out
Your lq Bendel Advisor:
212.821.7000/800.306.3140
ANP7C00`.4065564I 6 NP70C0298907 00002 0914 030579743 Y12367955011iffikyGht00021142S 10 of 18
CONFIDENTIAL
EFTA 00136045
EFTA01277278
*UBS
Business Services Account
September 2014
Your assets
Account name:
Ene nd ly account n
-
Account number.
Scene omes, morste and torren vanes snoran map be appiOxiade. AS a itSUR,
ascllossesmay nol
te acwalely refecied. Set ;inpons« intosennion »exil yoga getenere a Ine end ol ths oecumene lor
more Intoomt» on.
Cash
Cash and money balances
Cash and money balances mal inclusie ~Iade cash balances, UBS Bank USA depont account baances,
UBS AG Stan-aard Brands &toot account baances and money madret mul ual fund soveep balances.
UBS Bank USA de
sit aaouot balances are insured by int FOC vel h n talk dok limits, bul are not
polerled by ØC. U8S AG Stanford Grant b depot.' accoum balances n not Msured Ly F CC and are not
protecled by SIPC Money maiket streep batances are prolecied by PPC bul me not insured by the FOIC.
Se* the Important information about your statement a Ine endl Ibis document kor del aas *out mose
balanen.
Hddng
UB5 BANK USA BUS ACCT
5.589.62
5.589.94
250.000.00
Openng bar".
Clokng tulaxe
on Sep 1 (S)
on Sep 30 (S)
Prise per :ham
Average
on Sep 30 113
rato
Duldend Interest
pericd
Your Maand,' Advisor:
212-821-7000/800-308-3140
bats n
period
Ccp gestunt C11
Your total assets
Vele 00 SPD 30 (S)
Cash
Total
$5,589.94
100.00%
$5,589.94
Cash and money bakenen
5,589.94
PerCentdat Ot
your aCCOunl
100.00%
tost
ESEarted
Q9Ø (S)
annua) inmeet (fl
Uncearfed
gd n or IOSS 0/
5,589.94
Account activity this month
For more infoneution aboue the psktivalue shown for restricteds«untiek lee important informaion about
your statement at the end of thi, doelman!
Die
Actbrty
YOur
Ourtyl
Desurption
enoeme code
Face sufte
Pitten/S(4We (S)
Cash
arrounl (S)
Cash and
money baLance IS)
Aug 29
Cash and money balance
15,589.62
Sep 8
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 090914
.32
5,58994
Sep 30
Closing cash and money balance
15,589.94
SDNY GM 00025426
ANn7030930655641 7 Nn700O25.3307 001302 0914 030579743 Y173679550110000
Page 11 of 18
CONFIDENTIAL
EFTA 00136046
EFTA01277279
*UBS
Business Services Account
September 2014
Account activity this month (COntnued
Date
Money balance activities
Aug 29
Balance forward
6%58942
Actmty
Account name:
POT
I MLE, IC
Friendly account name: POTK ETTLE LLC
Account number:
Your Pi nand.' Advisor:
212-821.7000/800-308-3140
Descroticn
Arrount IS)
Sep 8
Deposit
UBS BANI: USA BUSINESS ACCOUNT AS CC 09/0914
0.32
Sep 30
Closing UBS Bank USA Business Account
The UBS Bani USA Business Account Is your pnmey sweepoption
65589.94
ANP7C00500655641 8 N1,7000199907 00032 0914 030579743 Y123679550 1 %My_ GM_00025419 12 of IS
End of statement for account number Y I 23579 55
CONFIDENTIAL
EFTA_00136047
EFTA01277280
Important information about your statement
IBS karma Sonia Ire (8w rim or Un Firwrocial SFr/
IS amens:eel al patine sena,. conaddy and erica
earges WS Muncie *nice and IA* Bare U96 ay
inlied nutmeatsof OBS AG and /Mann a ulltS Sarkis
TLC thee nes haute swan it wattle upon rectal
The Trm's ee*oAwe of
at a
U3S Falai Sahel he
1200 Haber Eakerd
YetynaMM N107086
Disowned reprewss me only ache read of tor UPS
Menai Services account Other records. except afoot tar
documents. co roanng coneXtft thew stouldna be abed
upon el you bravo Pero is an act
0•16001. Mono
nom it nynaircely n wring to Pelrach Masair of the
othe serving you aoxium
AthaJgh at f 9a; lam are intended b be X0.010.
staieoint (taa Todd rot be used for tat puposes Roe
solft on ye Send to Ian
Pee.. Them 1099. 508. I OMS.
act when swain aur to air
helm is rewind by
la to term to the RS al mob* drift& neponale non
lable cleands ad larbie men eared en seaftes
held n your account cot proceeds on sok tranuctons, aid
cost beton wan weed Seamitool
Ommunicillone wit 1M Fem
• Please reconfirm any Orel Cray .n.atons n wriut9 to
further protect your nitits adrift yrs ogles vi de the
kruslOs arena Protection Act (SEA)
• el tie fruncal instrliftn on the top SA of the rem of end
surmi is not 1.85 FihinCulSwV0r, Ltd Fronde
Sea's cams yam acccue a Cearkg Croke by
amagemed wa the adated nettution We awed
you of *infernall, am you caned Pis oar
in
this caul: pa reds and Sant is re looted a WS
Mande Servos aid not the arodang haver aid you
must mace a roped of ay woe or °aloha to bah hem.
All cocoon statement Tel be drat ream ad
scar
d not objected to n wrung wenn 60 days
• Please ma in
complants a 1%11,05 to the I ran:
Client Retilions Delatriant X 201-33216990r tolleee
$00-354-9,03. 8 00AM to 6 03 Peel FT monday
theoup hides. a In Mange uBSilinsecial Serva.
Clem Reams Daxtreont PO Box 766 Unon Cite NI
07(57
• ti case of ears w froellOin *cut an ekoomc kinds
transfer 0711 bid payment ce ll s vs* deft cad
urisadiont call 806762.1000 a nrce to LOS Tanana*
Wan hc. 1040 Harbor 8Ld .6th I Met Wee€hyena N1
oatlie. Aft ervwfsso anon
Cal amass can as pa cart d stank sot
stawnem or recept 6 worn </fifty need more
Mania *out atrernew en the start
or ',apt
The fan co Card aye US cup loft) must hear Yom )0u
nO 4W00160 dais alter the tem SOY you the fist
neer
on each the tact or problem4prd
- Friar air nine ad accent number IN ant
- Describe the coo. Or the wafer pa at tact about
actan as dimly a au on any you Were 4 is al
error or ray sou need me nlamenn
- ProYde the doThr num.:etre unwed wra,
The ken or Cad Oar veil swagee you anntint ad
atm:Tea any era pratpely
Pimento al docks psythe to the Feriae Pc fin.mveial
Ma'am ndcaed on to tore of this named ti ale
to cogs *Watt NYS. aratit may be abisa to
mama* Mn charge:Ice repayment as seams
pun:haws and cages for road nuns n cam =mots
Accounts ma aatradead 10 other mar lasmabe
rata to a veneer fee
UN Swoop Optbm
U8S Offers Oplall for Sweeping ads bens beaces to
bank depots at ula ear LISA adult a
Sordoni ham
(Bark Swap Deere may market Mutual hods Nom"
rill s) arid the htirrytional Depose Accant C0Alfor
customers Min a melamine Munro Minagenent
Aohuni lluar9h Iht Bat Sweep Frogman. CO. bears
re swat to 15$ Bat USA up is an schwa Ira and
then to LES AG Staked Brandt a a Money Furd Deposes
at LOS Bak USA ace TOK routed n accordance with for.:
rules For Ina itemaion plea nut www Wm got
Deports a let AG rani oni Thanch ad Tams a Macy
Funds rem Miredby the PDC.
Through ft On wadable to cal anon at swop to
deposit accounts a 15$ AG NeaYork Brach and IIBSIG
Caplan Bandt Thesedeposesaerie nosed by the FDIC
Barna hell fl our:SAG Carla Bunch are temearily
opined to The SOWC.9n risk of the Chinas Nava and
the
is no guano ce other 0 loata of LISS AG to repay
the ants *Pa o° the SS Camas Brats boas
Deports al UK Bat Via rd each URS AG Branch atilt
priacied by 9PC Monty Fund shies me peaeaKI by WC
See %IBS halal Sewn Account Rotation' below.
Open fair recksOe batrces it to Bak Swap Programs
OA may be vatictann. ad Pres of a teManey fund maybe
iguana ad the wafts returned to putt you,
scones 'occult
Fur ter Mama Zoo Palate sweep *pions. oaring
anent mast men and peas. o aritfte a
yam ascerrIsmieftens Iron your f nape bitehOr re by
caring 806762-1000
list Irearecial Services meta reunion
The Finn ft ram
of the Securnos haste Protection
CODOran (SPO. Mich protects moats acorns of es
ft eraes tor to 1500000 (nclarg 1250.000 for dams or
<ea The SPC asset ;ram
tows apish to all atom
dia au had n a palate (Wray
The Ferri togeee wen anal elates. ha also hafted
sapioncotat powaran The nornum anoint payable to
all NOY cone. cast el,umathii protecion 6550)
minor, as of Dionfte tO. 2013
Sawa tome pokya:edition, and Infttons
at he
Fon 6krthe protected fa up so SI 9 milkn n she
aflogat fir el your aooultsheU n a paste capaay
A full (boy Oi the poky *Ordng 6 NaLible upon hh7./.2
The SIC pforann rd ft supplemental pram
both do
not SOW to
• Ceneranacial awls controlled tided eiduSed n9our
accouy value) but told way from yill$Finalcial Sefton
(eg. anan (kat alLIBS Bark (Jcafh MU% AG
Stamford branch. (d) mutate Tachas. mixing aloft
arras a ad 04 Thins of frului finch awe soh
maws re "newel Mealy en the none 01 the aahrt
Wee on the books and rafts of the *plod> Gila or
traft age*.
• Conan rontaant context or therm% rte.= he 9.
Imned parowshos ad prvaeplaments) hat are not
Kippered raw the autos Act of 1933. and
• Cormadhosconina Co 9. favor achango and
prammetal aninctt lidding tans commas and
cemfroMY OPIXal Contacts
The SF< protection ad to aftmorra parr* do not
cutter to these assets heel if they otherwise appeases/at
suientot The SEC protean, ad the
nta1
PrOttaCn do not {road again change, lithe matt
vat cel pa Twestmentserrother as a rested mate
mart.
nave brawn of llimtvfht)
Mote Wormaon s salt ki opt mast Vat may obtan
ma Morena:in *nut WC. including cheat( Brodu.
!granary SPC at 202.3715300* by enitng to SP(
were at smw soul)
Dividend Its Mermen Program OW)
The ova reelected 4 al aolea* pnce Toy mei axon the
actualparr par Fauna Adroor Only Wale Prey
are pichaft ale PIP. partialPan wil to sot adore
cash soil be deposift n vote amour. The adend
retwestmea toe applied by the issuer may dales Iron the
male ;ea* wha the pane tees in sold
Gcelbtlieu
Only whole units far be sad in yes ant
1 yau are
ential to spatial at aa a read! of arrand part
or
otherwise, Pe Firm wit ether tel partial:Rs, make price
a accept an avow deemood by aregistered (rang
agecy. and cede yes account
lavosbnent °bleats
The nwitillent obroves rant pool IX are speck to each
acorn and nay vey between rem free the Inn
prarytY n ann9 of any Urkant arte in your Nona
shahs or iniestaits avant
For eadn accoure held.
you choose one of Ow fob:wog freesia:led °beeches
• Reda Cu melt :Nome heolenenti setting the
'IOWA on of I-wormonly
• Arline COO' Cappandoon havants toeing Tooth
el papal rah. than ft gestation of name
• Itarce Cornasecon of Income and Ceata *Macs° off
hontarts ran9 both ft generator of MOM /10
crowd, it ponera
ft well risk profiles
• Cornered* Sets to farina Neje pr lapel wan low
risk and rola My to the account Perit eon d ha means
the roam does not 9,9103/11609,1dallt ilatt*Of
.Rot -said ray ree keep pace web ihl LOCO
• AttSeJi %WIN 10 aCCOpl some rei to Pfteol and
tolerate smsaadtyno see Mawr rams
• A.99reShe Weep; to amp hgh npe tO ;mope a•ihgh
sank:eh *delta tetra toet bra
Statement fixestheklinp"
We mayconsolidate al rescued eCCOult Statt716119 with the
sat arms in the sane trope ACODittirroyee•relned
fa this prase beano my hew wads who en merman
tnt noun relaionsha apt ate dents at the sane
address ins peace a known al 'howelsoldng • I you
"AV le realer imia,s areas
mad is mate
CONFIDENTIAL
orvolopes —au maydant househollft by ding your
Fnatie Motor
Friona/KOWA nano
TM Pantry axons nave reflects enarretion the pa
edema on Oars onlne sates waste It is
customizable •norume chose, by you to au Sou
your adrearg
It by no loge ONO on )w a: our
YOJ on wage vas Frond,/ awl
names. °moues Onlne
Seas or beciatacun;
&taxa arbor.
Mown% overview
• vats of sat eaounipartad Ne‘ of 35:et:lard
ththliteS
• Auden f mkt*" *Wok cell Maces oft -sloe
m
ada
rowdy
) aid Glebe The Disports triad
ats to market and obit assets hot held by he Fin
Does not nchdeunpnced atelassets a when oI the
pp and surest stateroom per *Os Cr Pewee heart.
unread rod col art aid ieoeCitlb le rod options
• Oakes bads debt beach. reastrang mons
hrs. credit Int short *chum bates
• Cosh/irony aaa.n Toes of uhrwoned avatar:9.63:h
beano* Mt LE Bat USA aro* tenon U8S AG
StaTiced Branch:repose balance: and money mote rata
fowl sweep Dann a the Jose of the 32•11(nNint peed
Nenommolity h e erect balsas in you am
art not
scraper/ from other baron ad de Emma use any of
ae
these hauls n Ito oda)/ course of as brims These funds
paythie tpon 9wdemand On laid 6 handed in Po
ammo pad dosing value
Lending itfomiatien
Fa <ISM clam a I on on the rn'elemlev) pea...tared
draftee Mato pfs Chan RPM beitp Areemitli or
Arun Farm: and the General Tows ad Craton;
13$ Stamen of Cade FraCtices *Jab* n Ayers:ebb
and Ortlosures a 322a5SakaglaegardaSa=
Your suet
You statement eirn.295SeOfit*S and other SUSSNM
the account a the end of the statement period YCV may Mt
for detitey of hay paid 9Xuribefaraly tote You may
recea secumia used a loan collage ate Patel9.1 an
balance ft on Peen My Nantes tuft end to the
deft the sutra
period an lined a owl of vat a of
the al of the statement pea
• Cost bast el dettcrohng tier
basalt* senates
inducied n the statement Sete named grab the
number -1: 15$ Fiona Strimesha mod on
intonation °Waned ran sources other than 185
Fiala Saxes. mowing Manakin Ina axes In,
or hat you may An piptikki n your hare Mew
The Finn does not ft wonderdle way Or guatanry
nay
er validity of any bbrenaon provided by sources
Overton Liar racial SOFdtti
in addnon aThough LOS Nova, Syrian gamily
updates m6 dram
as r 6 renewed therm does not
prOat any arias
drat ft new:mem rider Cost
bail' and ntreelired pat tsr" n tareu
of the dee
of thi: 92401011 Ac AKA please do not rely cn this
intone ion to make curchase a Me Oozes. la to
purposes a away
ACO:vnb 9/1514.114 to the fern
toyreflect geiybp Alormair, only for he read of
time they re held X the Fen Morehiconol area
(Si be added by yamFM.1MA 04/60(
• Unbelted gelnerbares •fihm ciao 6 scarab
earts-be erreal eo lad lases a, caincro for
SDNY_GM_00025428
EFTA_00 136048
EFTA01277281
Important information about your statement (continued)
karrickalleanty km The tan:liondata fa- Werra'
Ion mayor ma, not ret to mini:Aram ChageS alder
Seairityreortuncafin eaten DIAfend end Other
renvelmnal lots and **au* purchase lots iv each
Ciambiltd to dticlay one axap ilot lhe • lrade dae
alerts presents the *Sinai gradation Valerian
• Callable narkies Bonds and paean stork that The
Nowcalk to ea* ralenphon %%A beselected erpaliay
by lot tom among 8A 'awes of that awe held in out
nane ex n ratmayenn for our dents CalN.6re
idcmut co is Wailedfrom thrd pail rd as way
6 rot gutamed Oahe call leases may east Nosh
could ailed Veal Cariplete olorma lan NI be provided
open reCuett
• Cerrikates of deposit (CDs) COs ale RX rued opt
$293.000 n pampa and Saud Noel pre dcyoutor
and per dtrosno-y intiMim. at accordance wen MC
rubs
• pricehalue Tn(eydoplayedfa PIOnes an1Other
produce, mar beau
ce kwe that the prce that you
Mud e3ually reale* in the matt PrCeS ate Obtaned
Iron Nom Tied party sautes Much we beleret0 be
relate. but we do not gamin eel' away
- We runty use the dosng pace whin a/alai:sae the
(Nan a lye tad aid ink aces Ice IstedSeairceS nd
opuses or en ly bd pats Ice OTC sear to
- Lac aaveli traded warms maybe priced mod a
Naar. InOclii Cr IMMO, Mani Ma to/ ObtaNd
ald may nol Man an actual MalAt pule or Van
- Conan papas may Asper vanat apace and will
show x 'pace vas not mailable' A mammal° to
obtan a price for a security
- Deposes or stories Moamar" n anenoes other
than U S Wars ate related a the maturgerae as of
the sinerant date
- For oertan searines mad nnOnankarMaig
deromnatees. pre aid quality lace rata/ nide hae
been aapsted to Imitate poppet %Mason
To obtain owns wait."
won salable. ado° yos
Handal gator
• Private benneinims and immured produce irate
inestrwrt sautes Calcining direr paliojeation
pagan aid rear estate 0A-AnYAT trUn SEGUIN* and
gouty ed veduas se goWaly hgh4 ilktud Certain
gructued roam s hate not been redound with the
Seaurion ad ExMa•ge COnirnaisn a under any state
SeCurarel IN6 We porde estmred eases fix pirate
mermen wows and strutted products for
Norma cnalpuccon only Amnay6 rot grated
- These wives maydifkr Sti)Stantalty Iran Moos d shy
Alid, fl oat, meStrnert securty
endued
prom marbe licuyst a foe al do not met:ally
eeriest/mit the wale you may rtanIesalica lilandacn
- PIN pay NimaeS Of via are at 04 a anan date
aid kre haploid lo 185
Savors on a recta It
Dart by an nOtpentfent valation Inn
Pktar, Senn Darner ce Walser Sawed vain if
my. ate stepled to tee Fon by tie me general
partner e• swear and may be cabataled based as
Ober* Nervation from that used by thfd pries to
dodo. thee estknattd yaws
- You cat cbtain add/banal itcrmatcn regaling the
nwescriology used to *tenant the tamale of vela
and the date of the hfonnacon that is the bass fa The
trona eyrie-main your Proidal Adeiter
- 11,k0 payManta vibesmar be reflected as 'Not
priced' n sewed unarm whin an 'nlepenAni
Wotan Ito An not wiled or d ena l. lo attar a
yak* whonw• beam. awa* Thal a rnwenal wet[ hat
ccored that may oda roeviiusly reponed taxi -to
Wesson. Ce whin a NO? mitakIte hglity ipedatatree
duo to the nacre of the seamy
- Inn en nether an issuer rent patina a sponsor
(*mated vine. alien-pay enema raise is
prowled The Mut ol Me %tares al bedThrent ems
es peahen pna
- -Ontrbaions to dare' may hardener , of canal
ncane a both
- • Clgor errsea' reasons the natal °tatting price
pee wit Ad may not reflect yaw coo bath
. stestriaed securities Regncted sauces genet* it
not anantkr tent* for pdblc late IRS Fnntia Stenzel
uses tht maw price of the innestrided stock of the sane
coaxal muted value for the restaged Pea sty
purpose of ma sane re oat To the morn that
tete cted Wailes it ebdkile lot sale Menkerecent)
nay be sutouritirly less an the invite's vim show+
• Est (.stitsated) ncaa, annetyields and met An
estivate Wawa home is based on omen, clArkktid
and Owed ran nutted tie acuities will be held lot
one yea, from gamer date or unit many This
estimate d onb a gonna. accuracy aid Oxitalued
Nome se not darned
- EdMatedmua mono and area Val for anal
Venal sear les mold Mute a Wan of ancOr or
carol ganS n werdr Case the est Name (lidadrent
yeld)woull bet/ventage,
- Barnard anassi name aid natant Veld aid the
actur More and veld night be lowers hgber tha
the manna moats
- An ninale ol sirkaalced interne (dvid's! ads
NOW) dudel by theCurrent make kabala/wax
balance 6 based on the lag duand or mew
parent male by be awn and assurer tit
sena Mayon, all be !soldierones. Yarn the
scat rent date or ate =nay
Aortas" aid
manual mkt ate not Gurnee,
• Manna held by WS financial Senticea Cann
asset, ate not hell bytepee ald net wean the fOITS
postnatal or anvol Thar air-a ate coplawd as yam
statenern for inionnabonal wpm" oat Ponies JAI
rains presented a-e Froveled byte issung film IRS
F nacre Sans e not rerponsblefor this afoenven
and doesnit g.kvaitte as away
nine assets Tenet
prOatCled by SVC re ter inns supplanwal SaC
coverage
• Revenue dialing and addkioneleampeneadan
- a additea to orninissom on kin and Mil lees
wend we conneaces with the astagion of mutual
tkodt te
cbentS we arra ow at
awn
reveue Marna papunts f rom catubutors ander
'raison of the mar ends that we sell Thew
wants are bred an two different caporents fJ
td amount of unsay IRS ot a paitCuLT Mutual had
lanai to ote dens. and Id at ran ate of a
panda wag fad fangs sham fund a IN Inn
- We alder al** asp recent ranorkag rid
onatosprocesung lees n orrsnefron for trailer
agent sakes that we proud. to rherntrual funds
These fees gentian, re pad irem imenor awn tithe
mbar luid all re a add dote amoni basel on the
realm of aunts at the trobreeleaer hoary raster
loot el Oa had Zanily
- In NO ion toran:640S Reeved n cornearon wen
the sale or darbuton of empty contain a-4 use
iirrolmia tog units to cur drma. nt aria our
affiliate rase react* Thing Capiannea from
mrryol the romance corrpaur. indemnity tie
acuity =rads afilafesol the harancecorromes
CeSpenS00 a to urn tivetaraol MPS wP Clartute
- Ott ablates also recent trading come/spasea oda
convenution from mina INN, aid norms,
Corecalies Nava pretax-es we diwbute
- We tante a anal tee fan tOSBask USA al LISS
AC Stanford Brach of up to 125 pet account
snoring to the burins wkar the Ungar* Sweep
Program
ASA,
irfanaten regardng cormiseas all other doers
addedannecuon AM the ertsation avales nanny
Option baliaCtOnShaS been marled co anlenrons
prewar* remind to you. aid NI be panicle to you
promptly on ewer
WM selling
it you a engaged in tort se4hg a warily. you may nos a
chive Ne to cenan borrowing costs la that pawls
*Orgy
Open wan
Regaling Open a tgoodiThcarelled • ordersMat este not
Oaeaded by the statement dab OW bey at sell step
ceders we seduced by tie amount of dr...lendsor rghts on
• adkidindsor mingles date unless NINON otherwise
by you You re regornble for orders 114 are executed tae
to you' trate to canal ward open ceders
Tate witholdirg an cranrbutions foam UK Piano,'
Salvias IRAs
Feint tdt kwr awns MS Fnnda Services to withhold
Mom tin from you., tackle IRA diseibut cm tut you may
dm cot lobate Nang/lay yethheli or. instead. you Toy
Nees 0) hat tar ivehNld a sexe tu n a feed want at
you choose Yes Moon vu twain in et act untasoled
by you You may rent* your election a ale tine by matny
ants elictan d pu do not haw (notch ', come tar
wilted from your dicributiOnS. you maybe reiXoSble Ice
the earring of nittixtdtak You may tsar wain
hi the
moults witted and yos estimated Ir parrritnis at not
equal tO Nut laNblipti01
Privacy
To atan a copy °I
sweet CNN Proxy Intim pbxe
contact yoke F natal AthISOr or yist out wthine at
is4w ussoamomandarofry
LOS lewd' Sakes 6 not a bark The WA. tuition
SearcesAaunt BSA at AMA re bra trade adOcuntS
veneer prOide access to bat rig serwes arra produa
trough warrens
Mt /Motel banks ad °thee Vika.
pallybalks. and proviles aerie to burro" and avuty
NOCIXIS iskittl by unaffiliated thrddarty Mance
convenes through nvisice agency habstaa es of Lin
Fnawiii Seam Ix
InreAM311. insurance aid away products
int FOC Mated • no bank gamma May lose vain
NAS RESthateadMaydrEni ACCOult. %Weal Woad
Account BSA. INA and arena /nal RetOkrCe IAM.Nterent
CONFIDENTIAL
Ararat ate regillered race mats a IRS Fawner Services
Inc
yea Sargon, is a regiocred smitema ol visa
barns ctial LEG Ma Sognature cede cads and IRS kesa
dean cads to issued bylineal USA wen anneron from
V ca l SA riarpseaten
UPS Financial ServiOes Inc
Rev 201407
SDNY_GM_00025429
EFTA 0[)1361)49
EFTA01277282
UBS
UBS Financial Services inc.
299 Park Avenue
25th Floor
New York 1W 10171.0002
nve7C057520551014 VI 0
Account name: POT & KETTLE, LLC
Friendly account
•
11<
number
E LLC
Account
Your Financial Advisor:
Phone: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the
Value of your account
O
Resourceline at 800-762-1000.
account 029023679
on September 30 (1)
on October 31 (1)
Your assets
5,589.94
5,590.23
Visit our website:
vwAvubsoomainancialservices
Your liabilities
0.00
0.00
Value of your account
35,589.94
$5,590.23
Business Services Account
October 2014
Tracking the value of your account
S.989.9
5.9902
Sep 2014
Oct 2014
Sou roes of your account growth
during 2014
Were of your account
at year end 2013
Net deposits and
withdrawals
Your tiveStelleilt return:
Dhiclendarxl
interest income
Change in
market eine
Value of your moan
on Oct 31, 2014
$0.00
SDNY GM 00025430
35,588.70
$1.53
90 00
3%59023
PA•mber SIPC
ANP703C00057520SSNP7000193898C0007 1014 030579743 v173679$50000000
Page 7 of 18
CONFIDENTIAL
EFTA_00136050
EFTA01277283
*DUBS
Business Services Account
October 20141
Your account balance sheet
Summary of your assets
Value on
October 31 (9)
Percentage of
your account
A
Cash and money balances
5.59a 23
100 00%
B
Cash alternatives
0.00
0 00%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
a CO
000%
G
Other
0.00
000%
Total assets
Value of your account
$5,590.23
$5,590.23
100.00%
Account name:
friendly account name. ," ' •
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your Fi sandal Advisor
212-821.7030/800-308-3140
• Cash and money balances may include
available cash balances. kin Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yoor statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on October 31, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.16%
Percentage change
October 2014
Year to date
2.44%
10.99%
2.75%
9.90%
-1.45%
-2.42%
0.98%
5.12%
Aftr70003005752055NPAX010899903CO2 1014 030579743 Y12367955000effitlYGM000254Me II of 18
CONFIDENTIAL
EFTA 00036051
EFTA01277284
LIES
Business Services Account
gt
Change in the value of your account
October 2014 ($1
Year to date (I)
Opening account value
$5,589.94
$0.00
Deposits, including investments
transferred in
0.00
5,838.70
Withck-awals and fees,
including investments transferred
cut
0.00
-250.00
Dividend and interest income
0.29
1.53
Closing account value
$5,590.23
$5,590.23
Account name:
friendly account n
•
Account number.
Dividend and interest income earned
rot purposes of toss statement, teoblity of interest and dnidend Income has been determined Iran a US
fet, rePettirc CeriPecliee. Baud upon the residence of the account holder, account type. or product type,
tare interest ands dvidend payments may not be subject to United States (US) anda Puerto Pico (PR)
income tzars. The (tent monthy statement is not intended to be used and cannot be react upon fee is
purposes. Clients should term to the ECOKatte tar reporting forms they receive from CBS annuely, such as
the Come 1099 and the Forms 490, foe lac reporting information el is the practice of UBS to file the
Bop/Katie lax reporting loans with the US mternS Revenue Service and PR TitErSury Department and in
NNh fauns accurately Casa fy (bitten*. bra
intereSt aSl9, carnet or tamable 'mart Pleat consult you
indwital tas preparer.
October 2014 (S)
Year to date (I)
Taxable interest
0.29
1.53
Total current year
$0.29
$1.53
Total dividend & interest
$0.29
$1.53
Cash activity summary
Your Pi nand( Advisor:
212-821-70001800-308-3140
See Account activity the month lot dela Is &dances In your Sweep options are includedin the opereng and
dosing balances yaw,. FDIC Insurance zppies only to deposits a u8S Bank USA, not to deposits at LOS AG,
Stamford Branch or bark deposits paced t Wog) the UBS Internanond Deposit Account program. CPC
protection applies to money market sweep fiord holdirras but rot bare deposits SielmPortard klAmnahon
about your statement on the last MO pages cf thiS document for Mats
October 2014 (S)
Year to date (S)
Opening balances
$5,589.94
$0.00
Addbons
Deposits and other funds credited
0.00
5,838.70
Dividend aid interest income
0.29
1.53
Total additions
$0.29
$5,840.23
Subtractions
Checks and bill payments
0.00
-250.O0
Total wbtractions
$0.00
-$250.00
Net cash flow
Closing balances
$0.29
$5,590.23
$5,590.23
$5,590.23
UBS Bank USA Business Account APY
Interest period Sep 8 -Oct 6
Opening UBS Bank USA Business balance Sep 8
$5,589.94
Closing UBS Bank USA Business balance Oct 6
$5,590.23
Number of days in nterest period
29
Average daily balance
$5,589.94
Interest earned
$0 .29
Annual percentage yield earned
0 07%
SDNY GM 00025432
ANP7C0030057520S7 NP70031$36% COCO? 1014 030579743 Y123679SSOOCCOCO
Pegs 9 of 18
CONFIDENTIAL
EFTA_00136052
EFTA01277285
UBS
Business Services Account
October 2014
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you.
Fnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about roc statement at the end of this
document
Account name:
POT S. MLE, LAC
Friendly account name:11 Tr
Account nuntber.
Your natant objective:
Current income tecapiul appreciation
Your tisk profile:
Primary - Maderate
Investment eligibility consderation - None selected
Your account instructions
e You. account cost basis default closing method is FIFO, First In, Fist Out
Your 15 asocial Advisor:
212-82 I .700O800 308-3140
m*70)03005752058 NP70C0188698 00032 T0I4 030579743 " 23679S501:099MCGM00021/$9 10 of 10
CONFIDENTIAL
EFTA_00136053
EFTA01277286
(SUBS
Business Services Account
October 2 ).
Your assets
Account name:
POT & KETTLE, L1C
Friendly account name'
Account number.
Some pnces, moXne and current vdues Sheaf, May to EpprOKirr0le. AS a its WC gams dndlossesMey rqs
be eccutalely reflected. See unportantintomalrOn about your statement a the end of the Oxumem for
more infornataon.
Cash
Cash and money balances
Cash and money balances may include avatar& cash balaices, UBS Bank USA deoost account balances,
UBS AG Starford Branch Cepovt account balances and money Mattel Mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC valhn toplicebk limits, but are not
pointed by SK. USS AG Stanford Branchdeposit account balances an not insured be FDIC and are not
protected by Sitt money market sweep balances are protected by 9PC but at not insured by the FDIC.
See the important information about your statement at the end of this cbcunent for details about those
balances.
Hddng
Le5 BANK USA BUS ACCT
5.589 94
5390.23
250.000.00
Openng btane.
Cloung Wax,
on Od 1 (f)
on at 31 (S)
Price per share
on Oct 31 (0
Average
rate
Daldencl Interest
period
Your flnandd Advisor:
212-821-7000'800-308-3140
Oh" In
period
Cepamount (1)
Your total assets
Yaue on Oct 31 (1)
Percentage 01
Cost
ESIonSed
yOur aCtOutt1
DaS4 (S)
annual interne (51
tirreatard
gan or 1055 (5)
Cash
Total
$5,590.23
100.00%
55,590.23
Cash and money balances
5590.23
100.00%
5590.23
Account activity this month
For more infoonation about the plittivalut shown for restrictedmutates. see important m(ormation about
your statement a the end of inn claciment
Your
Quantity/
Die
Acthtty
Desorption
emenw code
Face taut
Sep 30
Cash and money balance
55.589.94
Oct 7
Interest
UBS BANK USA BUS NESS ACCOUNT AS OF 1006114
PtIce/Value (5)
Cash
amount
Ca.h and
money Plante (5)
29
5,590 23
Oct31
Closing cash and money balance
55.59023
SONY GM 00025434
.OW70003005752059 NV7003103618 00032 1014 030579743 Y12367955000[000
►age 11 of 18
CONFIDENTIAL
EFTA_00136054
EFTA01277287
UBS
Business Services Account
October 2014
Account activity this month (contrived)
Account name:
Friendly account name- Part EMI 11.0
Account number.
Your Amends' Advisor:
212-821.7000/800-308.3140
Oate
nanny
Descrobon
Arrount (S)
Money balance activities
Sep 30
Balance forward
35,58934
Oct 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 10/06114
0.29
'Dam
Closing UBS Bank USA Business Account
The UBS Bart USA business Account It your primary sweepcption.
$5,590.23
ANP700C00057520SONP70C01B8898 00002 MIA 030579743 Y123679SSOCOWAY_GM_0002PAIS 12 o1 IS
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_00 I 36055
EFTA01277288
Important information about your statement
UBS errant Sean Inc (tarn
Oct SF
Serene.
Is a niter of al prexpalsecunty. acienatity aid eplan
eChangeS UBS F rani Servos and UKBankUM, at
alma subeliats of LOS AG and Ifiliaros of LOS Scoria
LC thee acs fawn sweet
it ?eatable upOn repX61
the fen's execute* Moos rwe a
JIBS Fond Senn tic
1200 Haber Boulreand
Mennen Iv 07086
1h6Slatirilent repents the ally Octet recited of axe UPS
Fmaraki Sens account Other *cords. empt °Heal tar
doomenn. ',souring mollion3 dace should not be abed
upon ii you beAPie that 6 an MC, a Wildcat pleat.
MOM il ;Tenney a wring to Meeralch Mawr of me
off cestaingyour amount
Although al fan
tcmal are inlendtd b be X0.010.
Bairn data Toad rot be used for tar puposes Key
soar on yeacind to lams. 0f., Form 1099. 5498. I WS.
etc) then prepring your ta norm Tefanisrogtmd by
Ian to recon to the RS al mob dledends. reponale non
Mob* dalends ad ma* men eared en sedans
held er)our acCoure, rod proceeds on sale tranUct6n1, aid
ma hamarcoma weed Securities
Communiodom with tho Firm
• Plealereccrlfern airy oral CurreolCator6 es writn9t0
further peon your react cabana yesrears under the
*antes Men Protection Act ISPA)
• el rho feurroal instataan on the top kilt Mlle Beni of ths
laiimml it not LOS FitinCuiStni:es LOS Famed
Senn caries you' accorn as clearing broker by
at-agenda mm the noted risauton We along
you of this maharishi> when you opened this amen In
this OK SAY hrds and *main se located a OM
Fungal Sanas nd net the Mode:rig broker, ad you
must nee a report of any One OrOrnabn ninth In
All accounc StaWrenn Shane deemed complete and
acarat 6 rrx obratei to n hati-09 when 60 days
• Please direct cuslenter °replants0e igtires to the tins
Client Ratans Dairymen x 2014521699*r loathe.
al 000-3544103. 8 00AM to 6 03 PM El Monday
throup MON. a a tertng to uBSIhisancol Sentan he.
Clan Retsina Dopatrrem. PO Box 766 Unon Cite NI
07037
• te cart of errors a WHOM about al elecoonc tunas
trader (31). bid Darn cells vsa• dean cad
tranadvas call 800-762-1001 r nrce to LOSFranca
Simon hc. ICGO Bator Bled. 60 I bet Weakness N)
074.86. Ann INWSSA SernCes
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'tandem or recept 6 wrOrg or d you need Ton
Menem Zoo atraaftr cm the 'Marren or rapt
the rem &Card Mow (as 10 table) mud her tom you
no We thal 60 Oils alter the/meset you the fat
mammal on Muth the am or problem49*mA
- Preen rime nine ad axon number fil and
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neaten as Maya you on ray you ban 4 is al
error a why you need (Mee ntUrnaiOn
- Proride to dollar num of tre stnpeaed MCC
she Fan ce C rd Baer eel rantigat yOtrOOliplant and
will °sea ay era pratptly
Plea* rate al checks parede to the armor the famia
earned ndcated onto front of this sla(nent Ftaddtrn
to agar a:Couit ha. acount may be 'asp to
meet:nano
dw9ec Ice tae payment for saurce
purchases andduns for nal
nuts
I rah account
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sassed to a thinner lee.
UBS Swap Optam
UBS otters °Mai for arena cat bataces. banes:0
bank &posts se OSSEO*. USA Sid ueS AG SUrriOn1 Comm
Olak Sweep regrind nog market mutual fads Prom
Oren) and the ITh1triltonat Dna AC sat C0Nfor
customers want as international Amerce lanagernent
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are Swept n LOS Sara USA up to an egad-hod kW and
then to Ufa AG Stained Brand, a a Many Fund Deposes
at LOS Bat USA are WC enured n accordsm with eDI:
rules For mar ilamason dime nut wow Nu gth
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Hods rem nun by the (DC,
Through the OA available to cat, ballnOrs are swept to
depose accounts a LOS AG lawYork Brach awl UBS AG
Caplan Brach Thesedeposes zie MO mixed by MrDIC
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nosed 10 The Saerar rid of theCoyne Handc and
the
is no guarantee or other ober:Mal of l6Sara to way
the Dames what on to LOS Carat's bal.'s boas.
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pl114eCted by WC Money turd sham are weeded by SPC
See "WS lamed Seam Acaunt Frotealor below
Open your
balances n to Bat Sweep
rams
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OA mar be vellxtan.ec ad sham dioramaOn maybe
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unites laarll
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Coporaw (WC). an/reran
sedans roans of a
mean us to 1500000 (mben; 1250000 for darns tor
an) 741* SSC met enxecom taus *Ph to all moms
Tut you had in a panceacithaoly
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a-piano:real protocion The rtuanuin mount payable to
all dign dent. ollictuolrundor this protection o 550)
makes as of None
IO. 2013
Saris tole poky arditions end Intatsas oath at me
ran 6krthr protected for to b SI 9 make n the
aggregater all your a:cowlshell n a basicity capacry
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not SPA' to
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account value/but held arta rom US$ Finaloa Sernon
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Stamford brands Id) mutate monis naming vanbee
annul la ad 04 than of mutual finds Metre nth
shaves re mound *Wily ei 854 nine 01 the anal
holier on the boas and records of the opine* Over or
truer agent),
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pralous nal antacid. madag foxescon-4as and
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sownenn The SIX proteaco ad the vppbnxmai
protection do rot pad agann dangers in the nude
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en* Monsen about SIC, hcludng the SOK Broder*
by commrg SIC at 202-37143300er by vetng the Mk
mbyte ariewvwoo oll
Dividend Re inverment Program OR/P)
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entard to 'wain
as avant of a dmiSend parent or
otherwise. the earn sal ether at panatela x make' face
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agency. and cede pm account
Imeosenentobletabires
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acceiro add may wry Moms Mae ane the Inn
promptIF in sang of any mar cant dunpe in yourenema
stuitan or ktrestern awn;
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you choose one of theSslowing mestinent otheotkts
• Pram Cunene Mane nentments wenn; the
general ix. of ,COW only
• A(Aene Qfgablropre0400,1 awnimentsSeddng Torah
em prnCpal rata than the ginefaton of name
• acenceConation of income and Caprakinolla
bantam° look ing both no 94rWalon of income ad
91)Mh r prnoval
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risk ad sofa lin to the account merit eon d ma means
the account does not gerleranSlgndant illCON*Of
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nag to =ea hgh risk to vempal and hgh
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sae slams rn the Sane envelope ACODina may be raised
fa this csno, e boom they haw owner, hero abs maimin
tont mount ramonshps aids other dents al tie sarre
address The praace a Mann as 'householdng • t you
pen to reai<imlelual AStrntOlf nukd ei ammo*
CONFIDENTIAL
erveloper.—you may *ctn. householin] hydras your
Frcood Advsor
Friendly mount nem
The threader xectern nane ref kas Warman the no
mead on the Hens onlne servos taboo It 'a
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your rearaceryarg It ea no bga died on your WCOUnt
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• Val* of soar MOuntepaltha Neu a assets and
latent
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retailed washy (at ) aid Global Tea Deposits unrealized
mats to Market
and
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pt." and wren stamen pl•001
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loan. cede ine sheet account balances
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bSanOn. pkn IBS Bat USA depot's barn -. LOS AG
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fin sweep balaxes. a the dOSe of the Statement prod
troniormodity
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these fads n the ordny COurSe of as bans
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de pawn* upon yus demand 11.6 total 6 Incbdtd
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armor mad dosing aka
Lending information
For deraMI alianaton on the f rn's ardirk3 p • ac las and
didocums, Me to piClNn RPM Ontp Mretenali or
ACCOlnt Arnmen1 aid the General Tens ad Coaditom
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balance cue on them Pay mantes Bardeen P thean
dung the smothers period an hood a mina valeta of
the eon of the statement period
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induded n Ira 9.31tfrkllt. Men ndLitet1 von the
number '1, ' SIBS famed Sereceshas meted on
inhanation obtained frail sources other than LOS
Nona %aces. toning nfonnaion Iran axes I St
or that you may hate provided b your firmed Mow
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annoy a vaida of ay Marmon provided by auras
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addoon Shoo9h LOS Financial Soaker greneally
updates th is Manner as t 6 woad the OM does rot
pre.lde any asmams that the Merman alder Cost
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of this ellaMent As suet, please do not rayon this
redden ion to make ;nese
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purposes a mean
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may rifled surriloss nformake oily kr the perod of
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ca be added by yor horn Lava
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for
SDNY_GM_00025436
EFTA 00136056
EFTA01277289
Important
information about your statement (confined)
Mfrichalsmaity lots We tatter« data fa Herrera
Ø maya may not elk« comotans disges ace
seamy reorsaindatim emu Delbil and ode«
renwomem lots and »Moak.* pfd ae lots are eat
Otanbned to Taiddy one autra;od b1 lhe • Wade doe'
murm pesents the copnal train« asn baladate
• CANN warltiat Bonds and pWritied SiOdi that the
Maw calt to easy weapon nil besolaced rota-Oath
by lot tom among al seaman of that 6% hod n out
name a n Newts n re ler our dents ( al loan
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rs no, gstaaweed OT« call I eattres may eta whet
coed ilep mkt ~eta
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uiwn rowel
• Cortireataa °fagot -MD.) CDs are PK routed ups,
$293.090 in pampa aid sated nttrest pre dspasttor
and per dot:outcry mindien. n =Wawa with SDK
niles
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produces may be
a brie thai the prise mal you
MAuld taually resew in the mark« PrCeS are Oblaned
Iron vanes tad pitysources when he belevelo te
rabble, but we do not gumbo ecrfr aaasacy
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mean or me tol aid ask paces fa laced ledmel nd
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show z 'price was not wilable if we wistful° to
Obtin a orde for a scurry
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inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of
the Paw-Font datt
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deromnatans.«ce aid quality dace «abe) may hat
bean «speedm loole.ale oropetvåbzon
To obtain one: caritz•ms wren tailanle maw yoso
Frnancial Ada«
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-winners:aunt Crtchdrig diral prISUpaion
pagan aid feat~
rwament UUSI SenanneS) and
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touched prochas hat nos born regnoted woh
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cots and Etill~ Common:a a underand state
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nwomere wanes are stmneett paten eor
Marina cnalpuwoan only Acwacyn rot duzawd
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a etch acetate rewistmere warty« structured
pinata mathe Lair a sold aid do not newsiaily
regnml the sal. you may rtanto upon Planslantn
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aid are stsplud lo l65 Masai knouts on a regib
box by an Winn:Sent saltation Urn
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am. are stcpted to te Fm by the °Stier, general
partner ia *war and may be °Waled Axed en
diefaet ntomation from that uxd by thtd paths to
do/WeTor estinawd yam
- You can obtain addnena eternal«, raga-ding the
~logy
used to determine the emote of vale
and de dace of the Moirnaton thy is the base foe ea
tine
by antadiig your Pnaidal Adrisor
- and parryestimated vales may be reflected as 'Not
pincer n metalstoats ten an 'axlepantni
valuation lam Anoint Applied a d matte to assign a
salt» when no beam wa» thai arnworol tort ha
*coned tha may ell a pownosly tenoned iota if°
CaleSIOn. a when a sal» raitAd be highly ipeehlatare
duo to the rut" of the sway
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named «knot atudpalyesl Maud volut is
prow led. the taut of to warty war beddleent tom
Ps pitchout pia
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mane a both
- • Cwria uld sue' rgresmathe nealonnrg pace
perm a-.5 may not reflod yaw cos bark
• hedand maid« Reenaed 'aromas ;manly in
not armor engine for patio sale taBS inane« *was
ow' the mark« precool to esintoktod s1Ø of the 'ant
tuna
reputed Yak* tor the rearMed suka Bor
purpose of toszNexemona To the omen Ma
eta teed wanes are «gbh lot sale. teeter resieued
may be wtnuntiay less Than the impaled yaw shown
• In. Nairwatad) exam arNotyitalds and ratg. An
natas of annual name is based oft anent derstend
and Mete raw awning de 'acuities will be hit for
one year from siaternont date a and mammy This
alienate is oq a gudene. accuracy and Otntnued
Name se not giuraweed
- Est:rated arnual mane and writ Weed for Wan
tpesol securints muld ticket action of «beta or
gave gam n taut Cate the ant tame LTCawns
mkt) would be °wetted
- footnoted arnual immix nd euteni yield aid the
actua edoire ale yield night be loweror hgher tha
the teemed amain'
- An ntrute of ~Iced name (dieted seder
«eat) titled byt eoat« malt« vat/Pan>
balaxe a ured en the la2 draSand or curet
parent made by the nuar and avant tit
wart indonoses ell be hild'« one woe Wan the
staterent dae or woe mxurty Acarathand
connoted wed ae nO1 guaanteld
• Aetna held lay UBS Pinandal Swaim Conan
Met at int MU bytefim ad notated-en the fits
Canso's«, or ant« Theo assets re 46plawd en yam
stammen for inlonnahanal ~sonar
Potion and
«tes presented ae provned byte tong fen UBS
~fig
SWIMS ° nol rwponsblei for this atonal»
and does net gantlet es deacxy these assets tenet
;Wetted by SVC or end Fame supplemmul SP(
average
• Ilannua dating and addkbnalcampeasatiow
- ti «Whet to aminissom en saes and 12t1 fen
noted en onneace with the datraulon of meta
finds toots deeds we aura ow allae redeye
renote ~in; aapenu from asubutors and«
maison of the mete lath fiat we soh two
amounts are bawd on two different andeorents fJ
Ilk maul, ol savby ken ot a partCuW nual had
lanai to ow' dierns. and Id the aiset Yam of a
pattailr (rum' fund lanais ShirOt Nil X II. I Ito
- We and ar *Are and recehe retteeng aid
ormthsprocesseng lets n consideration for tune«
agent sakes mat we proud. to asen rual funds
These lets genitiaN at pad lam imitator mots is the
etbal hand ad ae a tied done-nu« bawl on the
~be of nou,ls at tee ironer-dear holding inutoa
lads of to Arid lane
- m skit ion tomminens etcehed m arntaion wen
the sat or «debate:en of aviary coreaco ad wit
Itnni units toal dieml. wit and co our
at
races* ream* tang thatitenaten Iron
Taira( The manna, °Town Ind/wrung to
a-ruity =awls addax oil The hatanorcewres
«sponsors a taunt envesment trUSIS we *White
- Ott allilyeS also receMe Waling commbwisaMomet
rp.nsaon from annual ilids nd *minx,
0:0"“ 1in wØ procixts we di,. huh?
- We renewal anus tee from LBSBalle USA are WS
AG Stanford Brude of up to RS pet axount
we
to to hanks wale the tangs* Sweep
Pageant
ASA,
mannaen rowning corn-veer., aid otheo Marto
mound
annechon with the ertention ol wades nobadrad
option transactons has been maeled on the w:tons
prevourar Inasiat no you. aid ail he wodokel to you
womanly on Nan«
Short stilling
n you ae engaged en tort sehgaaearity you may nos a
tag.**
to caftan New"
costs ken« pandela
'snony
Open «den
Regaling OPOo « '9000.tilarK001• OrderS Thai wore not
ecauted by the stamen, dae. open boy ad sell Sap
«des re waxed by me amain of dui...lendscrept, on
an eededindsor tomes dale unless enticed theeis
by you You ae rented* 1 or orders that are restated due
to put lease to carol «tog open «den
Tax witherlditg en ~ant
fawn WS financial
Static« IRAs
~al
Lac WI reqUte51.85 into« Servias to watleold
income tar from yeas tattle as &Mint raw tut you my
doe oat lo haw ~ix
rolltet01 or. instead. you nay
Nets ZO haw la ~Mc
a arne a ct a lied anoint as
you TOOSe Yei elocon yea amain n effect until emoted
by you You mayCwt. par oloction a ay Ono by ~au
ants oilcan If you do What. (mop name tar
matted Ban 'Our dartuliOrif. you maybe retsina,* to
the paranoia of ettanaed tax you may nøs pent« d the
reams wane« and your Minded to parrnems at not
Moe CO you. lacobliyation
Privacy
To Ø4n a copy of ono «awn Otero Proxy Nei« pax*
contact me FnatelAdonor amino« manna at
yen«ullx<cmen,aneotry
WSfinancial Sevens snot a bark The RIVA. Business
Silede Accost BSA and ANA it bect «age accounts
tiodi made access to bat no sehces and produas
drough annoys/welts with affeueed bats aid other Tad
patty basks and provides awls to Men
aid «ruly
prooknts isked by wolf elated thrd {arty even,
ConWnef tirOug1 rivande Nancy sonata es of utS
Marla Smears tic
teegnen. nstaraniw. and annuity produce
Hot MC haired • No bat* 9.,3f301~ May Bos vale
FOAA RSOLICeMx,agoreni now" Business Wine
4:coant BSA. iffna and ntemaienal Redoes« ~geared
CONFIDENTIAL
Account ate matted teav mats ot 1165 Madal Services
VG S•watuiv is a regiehrod smite mark of visa
mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd
detail cat ae owed by UPS Bare USA yeah whiten from
YeaUSA haarparatal
UltS Financial SernOes Inc
boy 201407
SDNY_GM_00025437
EFTA 00136057
EFTA01277290
*UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
November 2014
ANP70056793291111 >2 Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number.
Your Nnancial Advisor.
Ffione: 212-821-7000/800-308-3140
Questions about your statemerit?
Call your Financial Advisor or the
Value of your account
Resourcetine at 800-762-1C00,
account 029323679
on October 31 (1)
on November 28 (S)
Your assets
5,590.23
5,590.54
14sitour website:
v•ww.ubstomtfinancialservices
Your liabilities
0.00
0.00
Value of your account
$5,590.23
$5,590.54
Tracking the value of your account
$
',.5Ca0
S.SSOS
•
0(1 2014
11Z.1, 201/
Sources of your account growth
during 2014
Value of your account
at year end 2013
Net deposits end
Arithdravals
Your MeS13116/1t return
Dividend and
interest income
Chance in
market value
Value of your recant
on Nov20. 2014
SS590.54
1000
15,588.70
11.84
1000
SDNY GM 00025438
Member SIPC
ANP7001:0005679379 NMI:0192103 00002 1111 030579743 Y123679550010300
Page 7 of 18
CONFIDENTIAL
EFTA_00 I 36058
EFTA01277291
*DUBS
Business Services Account
November 2014
Your account balance sheet
Summary of your assets
Value on
November 28 (I)
Account name:
Friendly account name:
Account number:
Percentage of
your account
A
Cash and money balances
559054
100 00%
Your current asset allocation
B
Cash alternatives
0.00
000%
Total assets
$5,590.54
100.00%
Value of your account
$5,590.54
A
Eye on the markets
Index
Percentage change
November 2014
year to date
S&P 500
2.69%
13.98%
Russell 3000
2.42%
12.56%
MSC I - Europe, Australia & Far East
1.37%
-1.08%
Barclays Capital U.S. Aggregate Bond Index
0.70%
5.86%
Your Fi sandal Advisor
212-821.7C00N300-308-3140
, Cash and money balances may include
available cash balances. LISS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Interest rates on November 28, 2014
3-month Treasury bills: 0 01%
One-month LIBOR: 0.15%
Awe:103005679330 Ne70C0re2roy croon t114 030579743 m2367955001 iftAtiyGitoco2,48St 8 of 18
CONFIDENTIAL
EFTA_00136059
EFTA01277292
*UBS
Business Services Account
November 2014
Change in the value of your account
No ember 2014 (3)
Year to date (1)
Opening account value
$5,590.23
$0.00
Deposits, including investments
transferred in
0.00
5,838.70
Withdrawals and fees,
including investments transferred
cut
0.00
-250.00
Dividend and interest income
0.31
1.84
Closing account value
$5,590.54
$5,590.54
Account name:
Friendly account n
•
Account number.
Dividend and interest income earned
For pinposes of INS stat«nenl, teeablty of interest and Childend income has been determined (KM a US
lm leVetir9 Letlioedhe. Owed upon the residence of the account holder, account type. or product type,
some interest ando, dvidend payments may not bo subject to United States (US) ardor Puerto Rico (FIR)
income tares The (lent rnonthy statement K not intended lo be used and cannot be reefed upon for tar
purposes. Clients should refer to the arcncoe tar reporting forms they recent from tes annualy, such as
the Forns 1099 and the Forms 480, for lax reporting information. It is the practice of UBS to file the
aonkatie ta reporting forms with the US mterri Revenue service and PR neastrty occerorent. and in
such forMs accurately uasory alidena ardr
intereSt &tat exerrox or Iamb* ',Keene Flea* tonull your
indedual tax preparer.
November 2014 (3)
Year to date (3)
Taxable interest
0.31
1.84
Total current year
$0.31
$1.84
Total dividend & internt
$0.31
$1.84
Cash activity summary
Your Financial Advisor:
212-821-7000f 800-308-3140
See account at betty the month for deter It Banes In your Sweep Options ace includedin the openng and
dosing balances vitae. FDIC Insurance *pier only to deposits at UBS Rank USA, not to deposits at UBS AG,
Stamford 8ranch or bank deposits placed through the UBSInternahond Depose Account program. StPC
protection applies lo money market sweep fund nodding; but rot bare deposits. See knportant inSomnation
about your statement on the lat mV pages ef this document for Mal,
November 2014 (3)
Year to date (5)
Opening balances
$5,590.23
$0.00
Additions
Deposits and other funds credited
0.00
5,838.70
Dividend and interest income
0.31
1.84
Total additions
Subtractions
Checks and bill payments
$0.31
$5,840.54
0.00
-250.00
Intal subtrattrons
$0.00
-$250.00
Net cash flow
Closing balances
$0.31
$5,590.54
$5,590.54
$5,590.54
UBS Bank USA Business Account APY
Interest period Oct 7 - Nov6
Opening UBS Bank USA Business balance Oct 7
$5,590.23
Closing UBS Bank USA Business balance Nov 6
$5,590.54
Number of days in eterest period
31
Average daily balance
$5,590.23
Interest earned
$0.31
Annual percentage yield earned
0 07%
SDNY GM 00025440
ANP70003005679331 NPT000197103 00032 1114 030579743 Y123679550010000
Page 9 of 18
CONFIDENTIAL
EFTA_00136060
EFTA01277293
SUBS
Business Services Account
November 2014
Your investment objectives:
Account name:
POT z>. P ETRE, LIC
Friendly account name•P0TK PILE LLC
Account number:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you,
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your tisk profile:
Primary - Moderate
Investment eligibiNty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
Your 15 Bendel Advisor,
212-821.7000/800-308-3140
ANF7C003005679332M70C0192103 00002 1114 030579743 Y123679550 0151OMyGht 0002Pjai 10 of 18
CONFIDENTIAL
EFTA 00136061
EFTA01277294
SUBS
Business Services Account
November 2014
Your assets
Account name:
Friendly account name: POTKETTLE LLC
Account number.
Some pnCeS, treCale and current va ues Shawl may be eop,oximase. AS a rest gains at kOSSeS may nol
be PeCulalely refeCled. Set rmporunt inionnefron about your statement a the end of the cbcurnent tos
mote Infornaeort
Cash
Cash and money balances
Cash and morey betas-ices may include avalaole cash balances, U65 Bant USA devoot account balances,
UBS AG Stanford Branch Bepoot account balances and money matbet mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vái n apple tie limits, but are not
protected by S1PC 085 AG Stanford Branchdeposit account balances are not knitted by FDIC and se not
protected by 9PC Money market sweep balances are prolKted by SeC but ene not insured by the FDIC.
See the important information about your statement at the endof this document for delaih about nose
balances.
Opereng balance
Clovng beano
Price per share
Average
Hddng
on Nov 1 flO
on Nov 28 (1)
on Nov 28 en
blo
5.59023
5.590.54
250.00000
Dnlde rice Interest
period
Your Pi Banded Advisor:
212-821-70001800-308-3140
Oars in
period
Cop atonal (I)
Your total assets
Regan/a?? CO
Cost
Estimated
Value On NO/ 213 (1)
your a(COunt
mot (S)
arrival mac (S)
UnreetZed
gam or loss (S)
Cash
Total
15,590.54
100.00%
$5,590.54
Cash and money balances
559054
100.00%
5590.54
Account activity this month
For more infontution about the pike/value shown for restricted scualies, see important information about
your statement X the end of this document
Dee
AcIlmty
YOIS
Ouantityi
DC5(1911011
e,pense code
Face vdue
PrIceivalue (S)
Cash
amount 11)
call and
money balance IS)
Oct 31
Cash and money balance
$559023
Nov 7
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF I POE/ 14
.31
5.590 54
Nov 28
Closing cash and money balance
15590.54
SDNY GM 00025442
ANP70003005679333NeT003l92103 00032 1114 030579743 Y123679550010000
Page 11 of IS
CONFIDENTIAL
EFTA_00136062
EFTA01277295
UBS
Business Services Account
November 2014
Account activity this month kcotilved)
Date
Moon balance octivities
Oct 31
Balance forward
$5,590.23
Activity
Account name:
POT & rETTLE, LIC
Friendly account name: POTT ETTLE LC
Account number:
Your ignandal Advisor:
2124321.7000/800-308-3140
Descripticn
Amount (S)
Nov 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 11/05/14
0.31
Nov 28
Closing UBS Bank USA Business Account
Tne uBSBanl 1/54 SUL ness Ac room is your onmary sweep option
85,590.54
4NP7C003005679334 NP7000192103000321 I 14 030579743 Y123679550 01 Wt#,Iy_ GM00021fi n
12 of IS
End of statement for account number VI 23679 55
CONFIDENTIAL
EFTA_00136063
EFTA01277296
Important information about your statement
%BS Fiaancial Stain Inc (the rim or UnFirwrocialSereket
Is a mentor of al pavasal security. canmodity aid cows
edurges Usst in/sod *Yee and UK BanIUS4 ay
Siva subtal ant of UBS AG and /farm of LOS Sooskies
u.0 lhefrnts Maud swain it eatable upon *cunt
the Fn's exeClerealneS at a
U3S Fmasdal Swill fric
1200 Haber littlfead
Yaohaak at NJ 07086
lhis stuntmen reprewcohe only Octal reaed of >wain
Emma Servies axount Other MOM* except onset tat
documeets. coating conletn3 data shouldnot be ;teed
upon if you Wow More n at enact 0•16001. floe
add it rrynaliatc n wring to Mel3fach Matur of to
oft to sect; you amount
Alalaagh al trio tow are Mundt, b be arrate.
Staithint data Todd rot be used for tat puposes Re9
soken on ye tend to lam be.. Form 1099. SOB. 10425.
etc) thin peeping sour ingot." Mot in is remand by
Ian to recon to he RS al tato) le dPidends. atonal. non
Laub* evelvinds ad watt non tuned en secuntes
heU n your account net proceeds on sae vanuctons and
cost baysoncotan curd Seamitoel
Cammunicillom with Be Firm
• PINS. reconfirm ay oral 0:entrCatorts nwrnngt0
further meted yaw mint ncbdng mingles under the
karma; Wen, Protection Act (SEA)
• rl Che frurtal instrlann on the top kid the lint of the
sinernmi is not IBS FitinfaalSonna
instal
Sento canes SW accurd as dearkg tineby
areigenwti not the adicated matron We Intoned
sou of no rotate,
Mn you cored this account In
this cat you heds and sand is re looted a 185
Wurioal Won aid not the drodurg brad. aid you
roust mate a report of any woe or amain to both in
All aCCOunt subareas shall be deemed complete rid
adds*. d not objected TO n snug Wein 60 clays
• Please direct custard 0:mutantsa irgumat to the taw:
Chord Ralits Dlyitlerit
201-35216990r Ionia.
a 1500-354-9,03. 8 00Am toe 03 pen ET Moir(
throup nay. a n retng to uBS manual Ulna. IrK.
Clem Raton, Neater •int PO Box 766 Unon City NI
07(07
• ti case of errors a WHOM au! an ekoomc boas
transit.' (t11 bid parnmt ce U3S Yet data cad
threadtoos, call 806762.1000 or some to U3SEnanCal
Sows het IOCO Harbor
.6th I bat We€havkan, N)
070.86. Ann iMMSSA Savoie
Cal a wee as soon as pa cart d ?whisk your
stawnem or Wept 6 atOrg Oe d you need more
intonation Lout atbrofcr on the stnenta or ',apt
The Fen a Card now (as atOlOble)niug her Iran sou
nO tiethin 60 OA alter the thmSeit pu the fist
statement on rein the tens or problemtowed
- Ratite sow runt ad accow number (II art
- Deady he MO. Or the water pu re wage abed.
and£Qtan as deity as sou dm My pu Came 46 al
error or au you need mire elan), ion
- Frofide the data arum d the stnpoced
1119 Woof Cad low wit ihatigateyOtr<011ptint ale
will MIK! any nor pronvly
Plowmake al dads pays. to the Pallor to bowie
want
ncicaed cot tv kw of this Pawnee h akt tal
to agar axOult feces. account may be snap to
mamma to feet charge: Ice Isepyre,* fa saurtes
pUrchno andchars fa triad amounts n oath axunts
Accounts ma are natant
10 Mini Marton, may be
:Lena to a mauler lee
UPS Sweep Optim
UPS offers °Mos for swept? cach batrces baaxes to
bank deposits at UBSBart. USA aid UtS AG Stretford anal
(Bark Swap hogrons). moneyMarket Mita hods None,
hats) arid the hurristional Depose Accown C0Alfor
dustmen with as intonational Comte Management
Amount Walt. Iht Eta Sweep fr011ann. CO. Wanes
re swept so LOS Bat USA up b M eta awed Wee and
thee 10 LBS AG Stamford Brand a a Matey Furd Deposes
at LOS Bat USA are CDC MOW, n accordance with
rules For rum :leonine pare out warn lac got
Deposits a LIPS AG Podoed Branch ad *Wet d Maley
Fin& riot
alluredby the FDC.
Through the On evadable to rah Agana; aro snout to
deposit accounts a CPS AG lleetYork Win and UBS/4
Caplan (neon Monti/opal% ire na nwed by the CDC
Balseces het ate WS AG Catlin Binh ate two/wily
oposed TO The wastes 6* of theCarnal lilts and
mete is no guinea
olser obloaten of US$ AG to repay
thememos she. on the LOS Cayman's Bran's boas
Deposits al URS Bat USA rd each UPS AG Brach at 6:4
pnwod by SIC Money Fund shies se proceaed by SPC
See 'UPS foaled Sewn Account Rotation' be
Open you repo
batrmes b he Bat Weep Programs or
OA maybeMIX/at ad Owes of a Monedund maybe
hatted rd thewends returned to putt you,
Winton anti
Further nlanbign sou aultle cheep *puts. iodating
wart mutest ram and )iens n tit** a
woes itscariswelyiens from your f natal thisor cc by
eating 806762-1000
UPS Randal Services meta reunion
The Firm is a reenter of the Saunas rweate Rants
Como:wet (SPC2 WO pro was mottles wools of es
motes to to 1500000 (nada; 1250.000 for dams for
call) the SPC tae actectal tents *Oh Id all mows
na)oethic' n a prate, extanty
The fart touter swell onan II dates. has also medley.,
uppiancotat vendee The rtuanum =Guy payable to
all NOW cant, coax-brogue* Mi; protecion 6 SSW
melon as of Dinette tO. 2013
Wars to he poky ardour and fritatent can at the
Pon ifunher protected fa' up to SI 9 mdkn n he
anegae for all your axotnisheU n a pointy capatay
A full may of the poky *Ordng 6 Nara. upon ,t9ast
The SIC protection at the supplemental prawn° both do
not Split°
• (enaranaial axes controlled Wand ji bed n rot
arrant value) but had away rom
Sermon
(eg. coon (loth a UPS Bark UT cat at CRS AG
Stamford brads. (d) mutate aisclas n(lawg web*
arta I es. ad gel than of mutual ludo rage WO
shays re reg awed testy n the nine 01 the aoo,rt
holier on the hocks and remit of tie rob:able OW a
trader agent).
• Cent rentarimni contexts or nforment mourn (09.
'mad worships aid prvaeplawerds) to are not
registered tato( the Sorts
Act of '933. at
• Corms:dew casino to 9. fast in,thar90 and
preits metal contract madh9 foxes commas and
o nwoOY *Oen antrads
The SCC protection and me ntplarviotai prowton do not
tay to these assetsWM d they Ottenyee appea war
mammon The SEC prouder, and tit %upturn%
protaton do not protect again dun?, a the motet
vain. Of 'air tiestnintsedether as a result a mato
zo ernint. moo bat -coda of Plisamts)
More iWmlaons tails Poem most Yo.t may obtan
ewe domains about SEC, Mdudrgi the SPC Braria•
by cormwrg SPC at 202-37i/330Oct by Wing tie SIC
nitrite ahow. Swat?
Dividend Re Werment Program OW)
the pan ref *Chi 6r anger pna Tat may °bean the
actual gaze ?ran sour rounoal Annor Only ramie nres
•
Futtoad talet•PlIt. partial Mates wit be soli and the
cash ml be deposed in sots amours lee dlion-C1
wives/neck prKe ailaphed by the issuer mill deo from tee
main prima aids the paha Mao st• sold
Cactielit
Only %tole unit try be held in you wont
I pu are
entitled to apt:aloe as a rend dab/tend paten or
othanvice, me inn wit ether al partial tacs at mate price
a accept an wool Onanstal by a tegiSteed &any
army. am credo you account
leyermentogleahres
The nwitnient obeciees and et prof le are specie to halt
acoxim aid may vary bowel Rea noise the inn
pommy n erm9 of any tar(Cant Ott
I your divisor
shunt or neestirwo awed;
For eads account hell
)Cu choose one 01 she fo berg wetted objects
• Pedigo Conon: :Nome Ineelenents sal.inj the
generation of inome only
• Arline Qpilairopannon hvennunts inning growth
of pa to.' fah. than It* ginelatOn of nate?
• AreacceCOmenafen of Incorre and ChaTtAlreemclal
mantweits seeing both ono gierwaion of Mona aid
9romh d prnoPal
Oswalt risk panics
• Consent., Sets to %wreath intim ultimo% Wh low
risk aid vax lily 10 the =ant %eft en if ma means
the amount does not generate ignif ant 410)(r*Of
returnsal eta/nokeep p.xe with int 1010
• AbWrai lAillna to accept omen* to am:0 at
tolerate virrinclailitym sot higher Multi
• AinreSIO., wen; to axed hgh tilt tO;rnopal ad hgh
vanity 10 Wahl' rag/agree brae
Statement lleucchoklier
We may consolidate al WPM amen Statefilftili tan the
sane a ren n the sweet...lope Ace:sturdy curetted
he this rcnow bead they hat wren eho aim matain
pent nouns relaionsho rah Wu dents at the sane
address this praiCe 6 Moan as howelooldn9 • I pi(
peels to rewire inflator noterrents mind e maw*
CONFIDENTIAL
dwarves — you nay WM. tont Oleg by ding your
f rowel Adeae
Friendly account name
Te*Friendry attest nano ref kat Oared., that you
entered ai the Hens online steces mince It 6a
customizable *mutant' chosen by you a aza Sou will
you recoil eryto It he no legal eted on you wcoum
114:u on cage ens Finlay ataint names. trout Onto
Senors Ce byettacun; SN &taxa tdebor.
Attune wayiew
• vabe of sea wounaprfecod NB 01 diet and
liadlnp
• Asia InClutki *alio* ad bagman wooer la
remitted away
) and Gkbof Tao Deposits unrinlizod
maks to motet
cents wets not held bythee-an
Does not mcbdeunpnad onbiltelassets
dve .old the
per and curet staterrem pooch ce White ntstriallv
awed Volt alters altleoeCit.lb le stodt options
• Otattes hada OAR batman. (outdomar
tors. pet Mt short accoum bates
• Cab/irony balances Tots of teireossed online can
biancos. pkt U1S Bat USA deposit bather. UPS AG
Stamford Stanch depose balances and nxner matte ennead
lam sweep bath.a
the close of the stateeent pent/
wctommo ty h e own Deland h goat ant
art not
segrema ed from NWbatmen and Me Forms, use any a
these hens n the ordiwy course of es baits
These funds
▪
payabio tpon wur demand
total 6 naiad in no
cow twit dosi-9 value
Lending information
fa detaiNtl olcemaion onthe rm. tientleg p • aClatt and
dicloctst et, tea to yaw ChM RPM beitp Agret.hitli or
Accorrt Auwaiml rod the General Tans at Condemns
UPS Statuses% of Cite Practices fl
ab* n agfeemeat
and Chaos des a sosishiraggsgrjaaSs=
Your tato
Yof Statintenl itintaSSFOSit*S and other aSSes held n
the aombni at the end of the Amerman wit
You may dt
foe bitted of Ivey paid eases at ay tine You may
receit stavio used a ban collated ter Pat9.alian
balance cue on nem Any sennties trandened b
clang the others period att lined a motet halters a
the end of the statement pencil
• Cost basic h dettanhng the cos: tuns of the sedates
induded n the statement SWe nutted woes the
rafter '1: UBS Firuntai Streceshas rebid on
Warrant Maned from sources other than 1111$
f taxa Swats. naidng nlarnalon Iran wed Ids
or mat you may hate pivoted to your lawful Anna
TheFilm dots not naintedently forty Or guatanttelho
nay
a vaidey of sty itormaen provided by sources
otter Man USS ennui Sewtes
m addtien Shout LOS Fivtdal Sends goodly
updates this dormaxn as c e wetted the Wm does rat
provide away:otos Mat the nf tomato %rider 'Cost
ball' a
'Iantired ganittv is a:actual
V* die
of this tiltaitM AF such please do not rely cn this
Worm* ion to rule corollas' a tae eedsces. la tat
mooted a otierrien Acccunb Unstated to the fen
may reflect ginnoss menaces only forme pared of
time they ay held a the Pim Morehinorol Hamann
Can be added by yew FinarUal Addy
• Untestedsalmi bites who dsai scalable
acenred wealred :ma lases a
Ca‘lialF1 foe
SDNY_GM_00025444
EFTA 00136064
EFTA01277297
Important information about your statement (con tinned)
Mindialseatity Ices The tamation data la intlindial
Ian mayor may not reflect COninkdraln, chages nap
security torawitiattan ,ems Diatend and other
remeornent lots and mom* perchne lot at rah
ombnid !odic*, one award
lhe • lrade dae*
mars presents the origmal amain , traledate
• Callable mattes Bonds and predated stork that the
isnar calt for eatyrtderpbonwil beselected rrpatiaty
by lot tan snag a smites of that 6m Mkt n out
nate an firm we na••• for our dents Calleave
'nfcmuttn is Wanedtom 'bed palm and Os acing
6 not gunned Otte Call tames nay cost Math
could ilea mil complete Mama kin smitegoaded
open noes
• Corecolo. of dep.:B(0s) CDs ale MC mired opt
1293.CCO n pampa and rated ntatea pa deponor
aid poi deposnory
n accord-via with SDK
nilts
• pvwv.k,e FrKeSdeptrAd fa WOW, an1 other
produces nar be higher ce bloc, thr oat pro inn you
ereu quay receive in the maker PCPS are obtaned
from vainus mid narymom Midi we beim to be
Maki. but we do not garalteo eel' a:curacy
- Wo nay
too To doing prize Aron aeatabko cr the
man 01 the bid aid ask paces to Iced WIMPS rod
*puns in my bd pram I or OTC saves
- Lam acne.; baled statues may be pearl tang a
valuta mocha a them, roam sits we °tared
aid Ina! nos ref sal an acing matt price or nakt
- Cmain bosuns may £pea valCut a prate ard roll
show
'vice was not wattle' if we are salable to
obtan a prce for a security
- Deposes a Searles denannand n wimps other
tan U S dollars ere rel knee a the enturger4e as of
the Matiennt date
- For detail senates nadeg tin010-0:tholltng
eler0MrettriS. rinCe and quality (face masse) may hae
boon wpm:sotto fade-me prove wear
To obtain once: qatrems. Wien salable. coma yos
Friarnal ktecor
• Meals leetestnuMe aM itruaurod products. Oman
Mostma seaman (melting direct pasinpaion
pavan rod realestate n*Stfneell Utict SECUTIttg and
stunned veduaS at MIS., hGhly ilhOM (elan
muctaed vett
11.1.* 110t been regriaed who the
keanAk. and etar94 Canmston a under any stare
securtres Lam We mode estmaed valets fa Ovate
(hemmers mimes aid matt, prolog for
rrformgcnalpuroancoly AcanCY a no19untleed
- ihrei vatses maydrffer sthstantially from axes if any
a .110 neleage mestrnert stoutly ce structured
product mai be Imo a sold and do not nevotaily
repeat the vale you any record upn Imadaton
- lhrd pay eshinses of vaia are as of a Gnarl no
rod ae imphird lo UBS lanai Mom °nervyLir
bans by an rulmencaent relation fern
111utr, Sentra' Prow er SIX•ISOr atma.d WSn if
my. ate stapled to thermby the ont, general
pawn a iprmor and may be Mastered based en
Ober* inormabon from that usedby0nd banns to
dente ther estrum:44M;
- You cal obtain adliosna Mammon regaling the
rreholology used to dement the mina, of vane
and the dace of the hfonnaon that Is Ow bat for the
enema. by aedactng sour Fraidi Aditor
- thed parry estimated vibesmap be reflected as Mot
priced' n moral MAC.% *bin an 'IlleptrikrIt
valuaran hen has rot typed a6 wale to asygn
vaNt when we ammo aral that a rniOnil wort has
occared that my oll a preniusly mooned valie roo
ClUelen. a rot:nava)? mon te hghly necattatee
duo to to rutin> of the party
- When Muer an Ana general patvw a sponsor
(*mated eaue nor atria-pony estimated vane is
prowled the4mo( the parRy wit Middleton from
rot podisse ono
-
to date' may nerds rem of M.O.
mane a both
• 00902dunn see' 'Memo the nentollning prce
parch rd may not reflect pt.. coo bath
• ItipsbiCted securities Restricted secumes pi:meaty it
not aventtyttgble for p.101c sale IRS I naxial Strwizel
uses the meta priceof the inentrides1 sled of the sane
mar a almondwhat/ the Panted Pods bin
auninsis of rissuaexenronty To the mein dm
repeated simian mobilo* tot sale. IMPS.e peeked
nay be suentantlrey less min the named whet shows
• In lotairlistad) scan, convityitilds and met An
tstinate 01 /Mud none is based on curers viMind
and interim ran, ssonirg tho ismities will be held lot
one yet from staement date or vita ITUturity This
estimate is onht a potent accuracy and ontnued
name ae not garaneed
- H tatted arnual intone aid amen rats for anal
:peso, sethrites could nark a rotten of pecapa or
canal gardnench case the tit none LTC airrffit
yeld)would be overawed
- Eannted anus OCOme rid curses yield and the
actua Mom and yen night be lowm-o• hgher thth
the ranted moms
- An eranute of atualged norm. (dvidend andor
merest) thened by the corm makervalid ate war
balme ts lased on the last theaand or merest
parent made by the inner and estates the
sewn Midmost roll be held fa one vat from the
stamen dale or mid murky Anoxia/ aid
contained yet ae not Guadreett
• Asset not hold Irf MS financial Sentient Conan
WPM are not held byte km and not wimp the Inn;
pOSsefieel or envoi These assets at coployed m y ter
stamen' for inonnational Imposes one Positions as
tram presented re posited by the i39.091km
manna Swaim a not reponsble tor this aformait
and does net 9.kvaste ins aCQOXy These assets Zeno,
prowled by SVC ate Fent supplemental SaC
coverage
• terimus Sating and addkionalcompensalket
- m additno to cerninissoM on tales aid 12b.1 lees
reeved n connecto with thedettuton of mutual
finds to our clientswe aids our *Are re0Nee
Meale ifiareg pa/luau from darbutors and or
' ,idiom of the mutual funds that we sell Those
moans are based an two ditharent arrporents
it* moan of saksby 165 of a paitcuLa mutual hand
limey to owclients. ad Id the me sae of a
pamar natio( Mod fangs shares to to die Ina
- We aid cur ant* also mane retnseeng and
onntusprocesung leas in °mammon for transfer
amino sakes mat we poobidt to rho nrual funds
PM* lets spew" re pad irom immnor men is the
moral Itnd and ae anted doll? mom basin on the
nine. of ascents at the troker-dear hotting mutual
(tads of inat
- m akluon to matinascnS reamed n ornection web
the Sat or darbuton of arnury mar= ad wiz
matt etc Inn unit to as dent we aid cr our
aft Aare mem femme *tang Carpernatico Men
Mrryol me romance °roam,: uicinwritna the
reuity contacts atilms of the Manna cornsann
Of 500111055 01 the UM nvieSTMell MOS tv? 061ltute
- Ott attires also re:Metrading COMMtni5d14 Other
cormentation from mutual hobs aid mane
CoriTtnies whine moats we dist but
- We trek. al anus fee fran LEG Balk uSA anf UBS
AC Stanford crawl of up to 125 per a:Count
sraosing to to bait% cod. the 18$ Bat Sweep
Program
ASA,
e,
Momea regardng commit:en rid ode.- throes
lased anneaon wit the venation at vases ricbaSno
a bon rassactons has been ncialed on confirm:tons
twos* Inn Mel to you. and wail be pentided to you
pimp* on Minn
Short selling
it sou ay engaged in tort 'tang nosily you may ens a
chasteduet cenan batwing costs for that PalKIILV
9iargy
Open mien
'Molina Open or i montilicancelled • ordersthat NOV not
aeoated by the stamen, date. open buy ad Sell Step
ceders ere taxed by the amount of di/do dssr (gess co
• vatedindsor 'angles date want 'lauded othenviy•
by you You at rimonsble or orders that re executed doe
to sour fanse to cancel crating open ceders
Tax witholditg an farbution. fawn Mt Pinanoal
Simian IRAs
Federal lac Law tenures MS intent Services to withhold
acme in from sor taubla dos dionbat pens W t you may
*a oat to have icce. Ise withholi or instead. you may
elect to haw la wittild a arm tu n a lead anown
you choose Vat Mann wit feinain in el Sect untiltvolod
by you You may creek* your election a a-ryilno by m.trt
anew eleven If you do not hay conch mono tar
watnekt from yOUT dattulliOnS. you maybe reiscosbie for
the payrnero of eartMed lay You may not penstes if the
monis withheld and yes estimated tat pa/minis se not
equal tO you. tacobliptir
Privasy
To atm a copy of me anent Cam Preay Wit pima
sonnet you- F nate, Admor °envoy more a
yo.vw
corngnonotr y
WSanoxia SOViZOI 6 not abat The WA. Emmen
Senices Aa&a BSA ail inath aelatcheram awns
Muth pored' access to bong sewn arslprcdnts
ttrough nape ants who *Mated balks avl MAI( Maid.
party balks. and provides accts to limn
aid soapy
prodects imed by unaffiliated tied party imranCe
compaim through emistce agency subslaa es of utS
fnanon Senion roc
megmtit. morn. and &misty products
Nat FOC Emma • no bane 9AMIIICH May lose Ma
RMA trance Knower° Account Business Setv415
ACCOall BSA. Mais and ritemabonal Rentrce lAmagerrent
CONFIDENTIAL
Accourn ay manned since mats of UBS Runnel Serrates
Inc
Yea Stung, it a regiebirod "wife ma& ol visa
nwrithonal U3S Wa Sagnabre creed cards and l65 Wa
debit cads re eased byMSBat USA neh mimmon from
v ea u S A noarporated
UBS Financial Bermes Inc
Rev 201401
SDNY_GM_00025445
EFTA_00 136065
EFTA01277298
SUBS
UBS Filancial Services tic
299 Park Avenue
25th Floor
Newyork NY 10171.0002
ANP7009077991 1214>n Yt
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor-
Ffione: 212-821-70001800-308-3140
Business Services Account
December 2014
POT & KETTLE. I
Questions about your
7atemeiY7
Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1C00,
on November 28 (1)
on December 31 (3)
account 025023679
Your assets
5,590 54
0.00
Mt our website:
Your liabilities
aoo
0.00
www.ubscomilinancialservices
Value of your account
35,590.54
$0.00
Tracking the value of your account
5,590.5
00
WA, 2014
Dec 2014
Sou roes of your account growth
during 7014
Value of your account
at year end 2013
Net deposits and
withdrawals
l2
YCUr ilveS0119At return:
DiWdendarxl
interest income
12.12
Chant in
market yaw
1O.00
Value of year ezootrit
on Doc 31, 2014
$0.00
1000
SDNY GM 00025446
Member SIPC
ANP700050Ce077991 Nri003305852 00002 1214 030579743 Y123679550100000
Page 7 of 18
CONFIDENTIAL
EFTA_00 136066
EFTA01277299
SUBS
Business Services Account
December 2014
Your account balance sheet
Summary of your assets
Value on
December 31 (S)
A
Cash and money balances
a00
B
Cash alternatives
0.E0
C
Equities
a00
D
Fixed income
0.00
E
Non-traditional
0.00
F
Commodities
0.00
G
Other
0.00
Total assets
Value of your account
30.00
Account name:
Friendly account nam
•
Account number:
Eye on the markets
Index
Percentage change
December 2014
year to date
S&P 500
-0.25%
13.69%
Russell 3000
-0.00%
12.56%
MSC I - Europe, Australia & Far East
-3.44%
-448%
Barclays Capital U.S. Aggregate Bond Index
0.09%
5.97%
Your 15 nanciel Advisor
212-821.7000/800-308.3140
Interest rates on December 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.17%
ANP70005008077992 NIMX03/35852 00002 1214 030579743 r12362955010102#4yGro0002542ge 8 Of 18
CONFIDENTIAL
EFTA_00136067
EFTA01277300
SUBS
Business Services Account
December 2014
Account name:
POT 8.RETTLE, LLc
friendly number flan.'
C
Account number.
Change in the value of your account
Cash activity summary
December 2014 (Si
Year to date (S)
Opening account value
$5,590.54
$0.00
Deposits, including investments
transferred in
1,801,979.43
1,807,818.13
Withdrawals and fees,
including investments transferred
cut
-1,807,570.25
-1,807,820.25
Dividend and interest income
0.28
2.12
Closing account value
$0.00
$0.00
Dividend and interest income earned
For purposes Of INS Statement, tarablity of interest and Cnidend Income has been determined Iron a US
sag up tl g perspective. Bated upon the residence of the account hceder, account type. or prodtcl type,
scene interest ardor dvid.nd payments may not Do subject to United States (US) ardor Puerto Rico (PR)
income tares. The dent month,/ statement is not intended to be used and cannot be feted upon for lac
purposes. Clients should refer to the au:kettle tar reporting forms they recent from MS ennui*, sun as
the Corn's 1099 and the Forms 490, foe tax reporting information li t the practice of UBS to file the
eppii(goe la, reporting fours Mtn the US enema enenue Semite and PR TreaSuN DepareTent fatd in
such loans aCCurately clas9fy chidendt crap Interest as lac exempt or tamable ix*** Pleat consult yOur
Indgdual tax preparer.
December 2014 (S)
Year to date CU
Taxable interest
0.28
2.12
Total current year
$0.28
12.12
Total dividend & interest
$0.28
$2.12
Your If sandal Advisor:
212-821-70001800-308-3140
See account activity tha month lot deist: &dances in your Sweep Options are inducedin the opening and
closing balances taut FDIC Insurance gtpier only to deposits at UBS Bank USA, not to depotits at UBS AG,
Stamford Branch or bank deposits paced throng, tne UBS internaiona Depo54 Account program. SiPC
potection applies to money market sweep find hod:tiros but nil bank deposits Seehnportant in5atination
about your statement on the tat Pio paces cf this document for detals
December 20141$)
Year to date (S)
Opening balances
$5,590.54
$0.00
Addtions
Deposits and other funds credited
1,801,979.43
1,807,818.13
Dividend and interest income
0.28
2,12
Total additions
$1,801,979.71
$1,807,820.25
Subtractions
Checks and bill payments
0 00
-250.00
Other funds debited
-1,807,57025
-1,807,570.25
Total subtractions
-$1,807,570.25
41,807,820.25
Net cash flow
45,590.54
$0.00
Closing balances
$0.00
$0.00
UBS Bank USA Business Account APY
Interest period Nov 7 - Dec 4
Opening UBS Bank USA Business balance Nov 7
15,590.54
Closing UBS Bank USA Business balance Dec 4
15,590.82
Number of days in nterest period
28
Average daily balance
15,59054
Interest earned
$0 .28
Annual percentage yield earned
0 07%
SDNY GM 00025448
ANP7COOSOC6077993 NV700330%52 00C02 1214 030579743 Y123679550100000
Pogo 9 of IES
CONFIDENTIAL
EFTA_00136068
EFTA01277301
SUBS
Business Services Account
December 2014
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the alternabve
investment objectives in Important information about your statement at the end of this
document
Account name:
Friendly account name-
Account number:
Your retain objective:
Current income 8 capital appreciation
Your tisk profile:
Primary - Moderate
Investment eligibility consderatton - None selected
Your account instructions
e You account cost basis default closing method is FIFO, First In, First Out
- I -
Your Kneed. Advisor:
2l2.82I-7000P800-308.3140
ANP7C005003072994 NN00030S8S2 00032 1214 030$79743 yi236h3sso iniosky_ Gm0002lial 10 of 18
CONFIDENTIAL
EFTA_00136069
EFTA01277302
*UBS
Business Services Account
December 2014
Your assets
Account name:
Friendly account name:PMETIll U.0
Account number.
Some paces, income and current elides shorn may be apprealmste. As a result gains ~losses may not
be accurately reflected. See Important fraosoteson about your stammem a the end of the dxurem for
more InIcenseon.
Cash
Cash and money balances
Goering belaxe
Closing Pierce
Hp:Icing
on Dec 1 (3)
on Dec 31 (3)
Pikt per share
en Dec 31 (1)
aot rage
()Mcleod interest
at*
pitied
Days kri
period
Cep amount CS)
U85 BANK USA BUS ACCT
5,590.54
aco
Account activity this month
For rrore Information about tte prkenedue shown for resukted morgues, see important infamoba Nam
your statement at the ended this document.
YCor
Cete
Actigty
Desuiphon
cane code
Crumvityi
fate 'ut
NceIVINC (3)
cash
amount
250.000.00
cash and
money beiance ($)
Nov 21
Cash and money balance
55.590.54
Dec 5
Interest
U8 S BANK USA BUSINESS ACCOUNT AS OF I 21041i a
28
5,590.82
Dec 15
Transfer
JOURNAL FROM
HI5LAINE MAXWELL
1,700,000.00
1,705.590 82
Dec 18
Transfer
JOURNAL FROM
10 1,979.43
Dec 18
Withdrawal
FEDERAL FUNDS TO GlobalFlows he F80 Glob* AT
-1,807,570.25
Dec 31
dosing cash and money balance
$0.00
Date
Acthity
Descriptice
Amount (I)
Money balance activities
Nov 28
Balance forward
55.590.54
Dec 5
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 12/04114
0.28
Dec 16
—t
244,409.18
Dec 19
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS OF 12/18,14
-250.000.00
Dec 31
Closing UBS Bank USA Business Account
$0.00
The UBS Bank USA 8u9ness A«ouni is your pemay sweepopoon
Nov 23
Balance forward
50.00
Dec 16
Deposit
1,455.590 82
Your Financial Advisor:
SCOTT STACK MAN ca£ CASRIEL
212-821-7G0('800-3C6-3140
continued next page
SDNY GM 00025450
AH1,10005008077995 NF7000305852 00002 1214 030579743 VI 23679550 100000
CONFIDENTIAL
Page 11 of IS
EFTA_OOI 36070
EFTA01277303
UBS
Business Services Account
December 2014
Account activity this month (OM tritied
Date
Money balance activities (continued)
Dec 19
Actnnty
Withdrawal
Account name:
Friendly account name: POTKETRE LLC
Account number
Your Pi nancial Advisor:
212.821.7000/800.306.3140
Description
Arrount (S)
UBS AG DEPOSIT ACCOUNT ASOF 1211E/14
-1.455,590.82
Dec 91
Closing MIS AG Deposit Account
The UBS AG Dep09t Account is your SeConctary sweep Optics).
50.00
ANP700C6008077936NP70C0305852 00002 1214 030579743 VI 236795SO lOrafiliy_Gm3,0021js 12 of 18
End of statement for account number Y1 23679 S5
CONFIDENTIAL
EFTA 00136071
EFTA01277304
Important information about your statement
CBS Fnancial Smits Inc Marini or U3S Famed Sinner.
IS a menthe of al priereal security. cannodey and wows
edurges WSFame awces and UM Bat tin ay
inner subtitle:aof IBS AG and Waldo of tin Snake
LLC The Fnes (nand nowt it eatable non fewest
the km's theerwe dIkons an at
U3S Ronan Scows In
1200 Habor Bodnar!
threninen Nd 07086
The stawner4 repreirmohe any off cial record of nullBS
Financial Senices account Other records. wept on eat to
doomerra. canoe-nig cordon) data should not be Wad
• pcn if you bawd nee is an wet or waste" please
neon n nyrodiaety ea wing to theBrach Manpar of the
atone/rag your avow
Althaigh al Funs town are Bonded a be acand
stamen data Todd rot be used for tap:poses 49
sorer on yea...tit Ian 0 e . Form 1099. SOB. I WS.
dal when pepsin pour ta ream Ober no is kneed by
Ian to report tote PS al tan:, le dirdends. renal. none
Webb dvdends ad Wade men eared en seconds
held n your anon nil proceeds on sae tranucerns, aid
cost be:noncoin coed swain
Onniouniations withthy Him
• pkvnerecedemanf oral Cannne.atons owning to
further moue your eighth ncbding yorerole under ate
*tunes WM:Protect= Act (SPA)
• al to !non inset/Jon on the top et ad the Inns of this
susemmi is not tAIS Pettifog Soda IBS Feuncial
Stokes Ott )err acccur as altureg broke by
anegement with the recited matron We intoned
you of this rebtiontheo when pa owned tit avant in
this can, sou beds and SPOdO in re bated x LES
Finned Saves an nor tee re rodurag brakes and you
must mate a report of My era or onessbn to both dart
All a0tOure StaWrenn shanty deemed complete and
acarate d ri objected To n Anted "Oahe 60 days
• Please dined rummer enplane at inures to be mr:
Chen Retilions Norman x 2014521699*r toffee.
S00-354-9,03. 8 00AM to 6 03 PM FT Monday
%sup lidos a in wrong to ulinfronancol Sena-it&
Clem Retain, Depronno PO Box 766 Union Oh NI
O7(87
• h case of errors a defeltOnsetxUt al tenon< tunas
transfer (W11 bit baron cells era detail cad
nomads's, call 8)0-762.1000 or nett to LDS Fnancol
Seem ht. IMO barter lad. 60 Ina. Wocament N)
O7086. Ann INWI3SA Santo:
Cal Cr ways/ soon as you cart d Ketonic ther
stawnem or kneed 6 %VON Oe d you need more
downer Loa atrtrotee en the Parrot of react
The Fen creed Muer OS an/fable) must year tom you
no tae trim 60 did alter the fret SOY you the fist
Penmen on inch the sae or probiern.tphstd
- Croak )ocr nays ad avant number 0 rip
- Decree the arOf or the veneer you ay owe about
ad goer as dearly ante on why pita bend 4 is al
error a ery sou need mete Memnon
- horde the dolly amount a the stipend MCC
The ReneeCad Issuer me nvesti9ateyotr Conplant ad
VIIII =Tea any teed ornery
Plow wake al Medd paste to the Furor the Wad
nylon ndcaed an to here of the eta wnor h addtm
to noun' anewt fees. ariarn may be thine to
manmade feet charge: Ice aopaynara la stormy
purchann andcharge fa u-pad nuns I rah acanto
Aeptints that are traderred to Ole note:tons :nay be
Want to a bonier fee
UN Sweep Optims
UBS Offen OWOni for neettm9 Crib Dall'I Ckfi baLrTICISie
bar* &posts a UMW* LISA !SUMS AG Stanford bath
Sark Sweep hoeing maw rand mutual fonds throne
Cue4s) and the hkirrotiond Dense AcCOot (OMfor
customers wet at mdruhona Beane Minagetnent
AC03{04 lough theMr* Sweepfragrant caw banes
are wept so 15$ Bad. USA tO a ri egad-tad lend and
the, to 115 14 Stamford Brand a a hawey Furd Deposes
at LOS Bak USA are FOC tweed n aerodyne with FO.:
rules For ewe ercennon once .,,it www No gas
Deposes a LOS AG name
karch and fares d Wenn
hinds wino muted by the FDC,
Through the OA addable to cab Miaow are naps to
depose accounts a 15$ AG Newyork Brach Md I16S14
Capow, Brant. These deposits ire rice meted by the FDK
IltdirKe$ heLf a the 10$ AG C aymn Brach re torpowity
opined to ,be SOWOrgn risk of the C aynza dant and
there is ro warned other ob Mean of LOS M3 bo repay
the Dimas whie on the LS'S Cameo's BeaCh'S boas.
Deposes a UK Bali USA and each UPS AG Branch Teed
pooped by SIC Money Fund shies are proceard by WC
See "LDS rower Sway Account Frotecnon" below.
Open you noon bataces ate Oa* Sweep Program or
OA mar be villnawk at she
of a Putney Fund maybe
hquidiced awl thepaced' returned to you et pas
dentin =ant
Fut& olennagn tout addible snag optore. andeng
anent wend rates ad yens. 6 adobe at
wane itscanisweepyiens ton your f rectal Fedor a by
caring 80676240M
IRS Innonciol Sedan mown protactien
The Finn interring of the Wine Mery Protection
COpOrabn (SRO each prows-enemies taunt of es
menses tes 1o1500000 (nsbang 1250.000 for dams for
cat) the SSC Jae procurer nines akar to all ream
thin no hold n a palcutanainly
The Ftrrt together wth drum allikaes. ha Soo punowl
appionentat proseasei The merman =Gant payable to
all NOW dent. colectthdrunde this proneion 6 550)
minor, as of Deceit& tO. 2013
Sited to the poky arditions and Innacni oh at the
Fern ifunher protected bup aSI 9 Milan n the
aflogiale fix all your axosnis heir) a pallor, repack
A full otoy of the poky wording 6 amoble upon than
The SIC proudcri aid to supplemental priatarn both do
not SPIY to
• Cowl natal anis controlled MOM heeded n)6°,
acorn vibe) but held away awn un$ inauzial Won
(M) Mal (kat a IBS Bark CS cat MUM AG
Stamford branch. OA) insane plochet ridded noble
mat la ad 04 twos of tuba ludo inhere cut,
thaws re meowed eery n die nave 0 the aoourt
Wife Co the bodes and records of tie aplobb Mr a
tralOW agent).
• (erten enterreni wear, or runmene newt no 9.
limed parowshms aid passe platments) that ate na
Indeed soda the Snide Ace of 1933. and
• Comma/hos contracn Co 9. Wenn ethane, ad
prend nes vintne r. nclialksi tun ascommas an3
omffoOY WPM contacts
The SFC protection aid she mpplerramat protector* do not
wady to these assetsthin af they of envde appear/iv
stawnents The SFC pronaaw and the repethmt
protection do not voted mans* don-de, n the make
vendee adenine Wthedner as a result of mate
snowmen. cruel bannatFY0F
Mme Watson s salt Stew must Yoe may obtan
more nfOrmalOn toot SIC. hcluen9 the SPC Brodur•
byantrum SIC at 202.3718300d by mitng me SIC
widow a ~we
kV
Dividend no Wounent Program OR/P)
the per Reneed as al dean pnce TW may obtan the
actual pee ton your Nunn Adios Only "Wok sines
are prothand infer COP. paint inns MI be son and the
cash coil be deposed an you accourr the nerd
rewound pro waned by the ewer NW defy from the
male( ;ea x Man the partial :has an sold
Cadebiliou
Calf Mole unto my be red in your anoint fpm re
anted to 'paha we as a mato* advised pat rent or
othenvive the Fern MI ether vel partial:as 'make rice
or accept an wool daermad by a agasteed Wang
mercy. and cede you account
lavotinem
The nommen Weaves and Mt prof IP are 5p2CIC Is eat
ocean ad non yen between flea atree the Inn
promote an wrong of any s9 merit dtroot I your fnanoS
stutter, Cr notitIMM aged *" For tad, accede hell
you choose one of enrolee/ 0g firestone diets,,
• Acta Comet San* amolinotnto wiring taw
regal kin of Tonto only
• Ate* Chnahtiopanton kwarrets *eking growth
el armee' fah. than We greaten of name
• ftedrceConnamon of roans ad ChntS *Payola^
marsennts took in both to "reason of MOM* aid
Vh 4,4 prnenf
Ovanll ask profiles
• Conervethe Seeks to maenad Mari -Opal wei tow
red: rad von lin to the acetone owe. the fl that means
the mount does not genereserdom ancone or
returnsan mend keep pace with in boon
• Atoferea Wang to accept some reh tO annPal ad
tolerate wry oda lin no soak higher rearm
• Aggreahe Ming to axed hgh rip to anon! ad hgh
Watley lo soot high ream one tine
Statement thousolnkling"
We may mandate al retied adult statenern wit the
sane sums n the sane envelope Murders may be related
for this merose beam they hay owner.: IMO ain maiwin
lent account rinionsho rah ore dens at the sane
address the practice a known
howetroldn9 • a you
oafs to renege inflator Agereorthintiltd in maw
CONFIDENTIAL
ervelopth —you Pontine hcoseholleg by ding your
Fradal AdVSOl
Friendly account MOM
Tin Rona avow nane reflects earrotim tot you
entered on the Firms online sway webste It ea
custoinzable •ndiroma chow by you ra aze Sou wth
your readreepre It ha no ban Ofed on sore noun
YOJ on Owen you kindly asount names. through Oen.
Sewn of by °anon; thyr &laical Adder
Acuson eversion
• vas of tor eaountepcalcoo Net of asses and
Rennes
• Awe ranks talkie cat boraces arumfor
moved warty(o ) ad GkbaiTme Wong unreirred
maks to market and cereal rots not held byte km
Does not ncideunpnced saudtelasses a the en of the
pro and turret starred pooch ce pr ate inesement
tanned stock col ens aid sere itabb stock adorn
• Ganes heads debt batman. °deriding mrgn
loan. credit Me. stet account banes
• c atemanty batten Toes of window awnk cab
bawds. plin 185 Bank USA Oman baron UBS AG
Surf ad Branch depose balances and axon makes mutual
kid weep banes a the dose of the statement pro/
Norporninolly fret credit tans n yam' amount re not
seregaed from other batty?, an Pe Femme% use sae of
these Pads n the ordion course of rts busies These fu
Lrepeyetoe taco pa demand no total inched nee
anent win dos in value
Unclip information
Fa detand nIcernawn on the F ...robots.) oxideand
Ordocutes new to youChM, dotal Onto kgreerron or
Awn AgenTent add the General Tams ad CenditOrn
USS Staff/lent of Ctecle Practises arab* n Cowden
ad Ducboures arena
fivrVo, c-infAvb4rni
Yee rawn
You adtentfil CLOWNS StaritaS aid other assets hen n
the accowl at Po end of the Saftenell period YCV may aft
for Oaten of fun paid wurites ar ay tine You may
recta. seartim used a ban collated OW Frem9.Flinr
balance die on them An FEC011ki trardened athe
ding the owners period aw lined a awns valeta of
the end ol the sunned period
• Coe bat h deltenting tie con breathe searthes
anduded n the statement Wee nhoted nth the
note
' UBS korai Servcesha rend on
imams ion °Maned from sources other that rallS
Firenal Senors. narialng nlannton Iran nee In,
or that you may hue dantifol to rut Firmed Alva r
the Fiera does not nagendenk wth Or guarantee to
anancy ct validity of an inorrnacn provided by sans
°theta Minna
Serdtti
it adder., *hough LOS Finsdainrekagenonly
updates the tronnarn as c e kneed rep Frm does NI
broil& any andiron tat tie ml ameba war 'Cost
and 'Unrealized nevem is norate a of the Ow
of this elaeMfoll AS AKA please do not rayon this
informr ion to make curdle* or sae Winn. Ice to
purpose a otheforra &comae treated to the fern
mayreflect gallon nformaion oily for the period of
time they an herd at the Fin Morehinoriol nformahan
cal be added by you FINNS Arend
• Unwonted galnillases raw dsai uaatle
ma-t- r nal:ea laminae 3'2 0 ,3;a1K: for
SDNY_GM_00025452
EFTA_00 I 36072
EFTA01277305
Important information about your statement (CCiltinued)
Mrividalsomity lots Mie taroaroion deta for itchnzbal
loti may « me/ not r« hl comnktons, CriSge$ ~Or
Seru* reorgtgation astma Delfend trd odlet
renceerrent lots and syttornalk pund a. bor» talla
COttned 10 *dola" one arcra;ed 331 The • 'kade da.'
COlam presents sle etana, rraiSatnn Pal Klare
• CiAlable Parkin Bondi an d pe444ited stud tal te
malicala tor esty wdc onwil be spletled rrpaliaty
by lot tom immej al utret o! tat istie bed o °ut
nane «el ~metenarte lot os etat CelNart
edemu,
is obterrod raoni trd palet zid es acera"
rS rol ~dlet!
Otu
leattst rby Post anat
COMd all«t pel t menplete »total On sol t* prooldeO
open rterne
• Grifonu ef depo:MODO COS ate RX mrazi apna
3293,000 n minuti anil ~led ntott p« depootor
"Spe ~sneg metnim ri accerdanm erah FDC
• pricervabe enot Ckplesed
etunaes .3M Otte
products mar behgher er boter tkat da prce ta you
Mu Id Ktuatir retwe in te matic Prces are °Metod
I rom vacus trd palysCurCet otrli ~belem» te
rolke. bul we do not garantne tel' anzuracy
-
sangraly ene te cknng padi ehm atabbk• «IM
met Ot IT* tol
zk prCIS tre Ima SatureaS and
optons or on ttd godector0TC utrl to
- Let eter" tradtd tanim nyylo• pedal inng
vaba ar naOcel Cr Me~ retem piCe w, ObTaned
and mar nol (Oleat ae aroma mat« MCC. or en*
-
enan p034tonS Indyippea ne304 a era and vell
'hov z %smo was ret arcilible' X we are tolkle to
oblin a Rta, for a modro
- (*pest Or SEtzteS derre(Matt3 n treme% OtlXe
itn U S dollars are rel hlod a tla< neb trge bee m ol
testament dete
- For cenen searimes verand dnomccatormdg
decomdatims. vice and guritty face.abe) mar hae
bom odpete«, to laplow Kope yribeezt
To obtan osmer ~zmit
"ton etata)». mrcaa yos
Frencel Afroor
• Prime loartanume and etruaund proda Pnite
termi
saurnos tetclidng diral p~pation
prOgall ald rear estre rte-sunem MA Stratt> ald
struroveci peeduas atome" tighlr MOJO Cerom
subatrod potit Karena bom rognioad tet tle
Saannes and ExChatpeCannastea cT uncttr any sta*
seWraetam We momkestmged valom lot pernate
n•eumem ~oves as sirucena prodius Bor
Mamki cnalpupoen only Accuratro not 9ennteel
- Ther.vPue5 maydifter Abgarstally kam porom
m Plim a pinte n•estrnere serum:, a structured
mama nterbe toyot a sokl mrl do not neces3ztly
tepenem tte .Yeet pet m/YrearreuPta hArfsIggn
- Thrd tam esimaes of vabe are as of a anan One
srd :se Pogled lo UIRS /nega Smoors on a rew M
bas byan nrkpendent yokinias Inn
iss u t i genitalna-m(6~sec esronnzed valim rI
any, are topilec' to teFnnby ne ower general
partner « sprto« and maybeoloimed baroni en
drdeent dtormarion !mm dal uxdbythrd pal os to
doda? Mar erotnamd mam.;
- »uta, Poni addaenal racernaten regadrig the
metodology used to detenninethe milnate «mire
ald ify dame of tts• himnam Ona h Op basa ilor
oUrntse byaenedng wur Proide Odbor
- Vika party ~med vaboman be reflected as 'Not
parad' n stori sruatars ettn an Mepentent
vabam trn los rol %pelod ci rt unatie b as,' a
vabo oben tor becorro in» tal a rnzorM Aort hm
OOMpdthf rrey oda provisusly reponed vabe roo
inueston. a Mern avesi muki te highly spedititree
duo to tho rut" of tbe tarnty
- Men nalive in Mu« mrmral me« a sporo«
aromami viden« a eitgaly
~od vat* k
prOrdett teve4tol Me ronaity ml bedrnem* nem
as medna pne*
- 'Cristrbiaions to MM' mar dar* retin ol c-V1 10,
exane er bolh
- • Ongr of
sne' rtrestnts te nnalollerng prt:*
rez tnit zadrt* not refloct >te cost back
• Resbicted motiti« RestCtedittunteSgeneratydre
not osimuyeigbie I« pAiic late tetS t ~uti kraca,
uses te ~t
pro> ol gw etretakted store of te mm
muir a an neuradna» tor ‘he remiroed godi fon
ponnnsés o! 026swercemomy To the ttalafel 'An
resbded setturriet are elitne lot sala Me talar receried
atay lot suteuritlany lots tan the imame«, plea ~en
• hit lutinated) bes
armingialds and ras. An
milnate 01 stud ncome 0 besed on omeni einittsnd
ml ten« ran. aparnng to ~obes odide MM Bor
one year I rom stoternost dam or omil ingunty Tiso
etrom is orW a guli:farne. accuracy and =mučni
name are not sturageed
- Esi Maird anual dnom. ald gnat yeal lor «nan
flPfsol searibç could dduae a rebrn of pencypd or
oplu, gam n rent Odete est blazne ~dete«
'reke would be oventted
- fermati amidi noarno ael cuTent seold ald des
acrtra more ad yreld mgM be kome« hgher thri
trse manama amrtras
- An nama ol Jrnanlee0 arome relvidend anafor
«trest Medel Drhti osmo, maket valarerap
balaxe a LUSed M the 1,12 diedénd or etIdeti
payrem nad. by ne s
er mel »mm Mit
serom Mrkem« Ml bo Nadi« onmedt Irom the
statempt dae or witdmzuray ~Jat rid
onlmed pakt ae not gunanteed
• Asa not bele trg VIS Pinential Senica Celar
Met; are n011aeidbytiefral mi not withri te &Ms
possessm or cenami
nisem ae d6rettO m sur
temeni for inlortabinal putoSes o*
Postat Krn
.alat pretenewl Ze prOttled by te tiso", limf tedS
FnanCie Strnit o not ~blatih',
isteenelit
add0esrolgaaarlNlsaaray Tlite tself Te nOt
prolecled by SSC « IM 'run sepplimmin SP(
cov«age
• llévénuo alhadrig and eddltkonal ~pomeden.
-
as oddam lo mmniimom on sin and
mreva./ m ometom wilts thedistrčulon of ~lun
funds to our dents
afin« Our MAMe reome
rentnim Marog ~mu
Imen ambutors ardor
adnson ol MF mnog Snih Mat we sell Tiso
ancrints are based
two
oromorents
the »funt 01 salesbyuBS a a paitCuleratdtual brad
limes to trden!, cnd Id te rmet vabe ol a
prana mutual fond lanerro Imos~ a ils• far
- TUC aldcv *Are Mm Puhe ~mg
ald
omnbusprocessing kes in mranderation gor tlela l er
aru sarkes tat we proodo to to ntrual tunds
Tise fems generahr aro med Imen Premor sselt in Me
mama, lind ad me a Med dolln numi basni on the
nurriter ol accuras at ate trobmdeabr holding rnutual
hrds or Mat krat Imet
- in Prst ion to commssiens Neme, n conseaion wpl
te tabor torb:ion of armay omam mi usit
i...i...na nun uit m me <lent, we mite our
alf dene Neme Nema *rang WrptotatXd trem
~dolih. romance mignem. usclemeary to
attrity cemocts agifmnol rop hgranceconymes
sponsom a te urit ~M
!Neb t* CitrUtute
- Ote agens Me rti:caphodim commispons ena omel
~rajon
trem nunin fteads nd nor»ot
Coattin etose proaxts tvedistbute
- We rento al &nuli tee frcni LOS Selk USA oni LOS
AG ~lord Bratih °Mamo lit per arocunt
preopng to Im teras ude IM UBS gora Setom
Program
AS":
Moment rottardng corembdat md othee Mar
incured n cconemon wrts the ~dim M vadim d:Mam
opice transectonshas Men ncleled m anlentgons
pevcu* lutithed m you. and ril be adwidmi to you
~pit
on reden
Short selilni
it you nergat:4 na ton soitig a2o". yad mar ras a
Materi.» ro rman boem" mm tre thg palma:
Pority
Open «din
ROGarding <ten
'90041tilarlaied • OrderS tal odre not
memted byte staernern dam open buy ad sell stop
ordes ae rettired by Me omame of dividendi ar rgles
as otdindindsor roinghn dne unins rismoud odmerim
by yvu 'Mu me rercoroble I or orders Mil are recuted dre
to your farane to cincal eming open «dem
Tast firifilmiditg en ~ono
freon Uit financ:4i
Senicu IRM
Feagal tar Lat reaune5 VIS Fna‘Cial Sevi:ca» verfihoid
Moreta( from sod- sambi* mis Merilno ms tul you mer
~t op kiham iconetaevAtMBor. instem, ysu nay
dlet tO ha* lar ~Matasta, «nahod nimf m
choose Ves ~on Ml mamin in Oleat unte rePled
by you Tou may reve» smir mcaon
aty Ms* by ~srp
a nana aaann Xroudorotdaeebugnnoxrotat
odloki Iran pur dangoinions. you maybe resora* f «
the parnem of t:1in~ ut. Toti maj nne pen Stas a me
anomis wlesheif dni par minami im podrsam se not
edua tO yaf lat 001~1
Pfivacy
To obtan lcoprotas<urmt Ceni Prt* Kislice »mA
osnimi yois F namdlAdesor «ritmo«wvMne a:
ytv.wuncombnyawoHB
LOS Finandol Sovkin k not a bal; The SNA. Ebsnots
SenrCeSACCOuat PSA ana iRMA aebr««aje ~Im
Miah pregrde access to banana sereces and predle:IS
ttrough anaagenynts alt attaaend bitk% ral oca trn
parly bati and pri:edinim:mm m hstraxe ad noro
pexincts isixdbyunitileted thnidarty Mrena
omamam Haag% (»dimim a;trscy 9ds/Sarlsof UK
Fnancial Sovke; bc
Pregn mt. imun. andamulyproducts
Iot FOC Mared • No bank "dnoma Mmi lote vatle
rita Rotova My,ag~I Accent. Suseass Se'vra5
accoant Mia
and ~mami Resmrce tAniagrenont
CONFIDENTIAL
Arami are reargered sence mats «11K Frencial Servifes
M
Ven Sinu", is a regiscrod lomim mre. ol vise
Imennonal 1.85 sMa Sonnature deda Cards and U3S Vtad
debn (it ae osued byll(35Baar USA erth temnimo tron
vre u S A froarparated
UK Anancul Servnes Inc
Rt 201407
SDNY_GM_00025453
EFTA_00136073
EFTA01277306
*UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
*NV70057391190115 ri 0
Account name: POT & KETTLE, LLC
Friendly account name: POTK ETTLE LLC
Account number.
Your linancial Advisor-
Ffione: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the
Resourcetine at 800-762-1800,
account 029023679
Value of your account
Business Services Account
January 2015
POT & KETTLE.
on December 31 (1)
on January 30 (1)
Your assets
0.00
4.77
Visitour website:
Your liabilities
0.00
O.00
www.ubscomainancialservices
Value of your account
$0.00
$4.77
Tracking the value of your account
are
00
De< 2014
Jan 2015
Sources of your account growth
during 2015
Vzdue of your account
at year end 2014
Your nvestmmt return
Dividend and
interest income
34,77
Change in
market yaw
40.00
Value of your account
on Jan 30.2015
14.77
50.00
SDNY GM 00025454
Member SIPC
ANP700C000573911 9 NP7000109534 C0002 0715 030579743 Y123679550000000
Page 1 of 6
CONFIDENTIAL
EFTA_00 I 36074
EFTA01277307
SUBS
Business Services Account
January 2015
Your account balance sheet
Summary of your assets
Value on
January 30(5)
Percentage of
your account
A
Cash and money balances
4.77
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$4.77
$4.77
100.00%
Account name:
POT er i.ETTLE, LLC
Friendly account namo:POTK ElTIE LLC
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
January 2015
Year to date
S&P 500
-3.00%
-3.00%
Russell 3000
-2.78%
-2.78%
MSC I - Europe, Australia & Far East
0.50%
0.50%
Barclays Capital U.S. Aggregate Bond Index
2.10%
2.10%
Your R nand) Advisor.
212-821.7C00/800-308-3140
• Cash and money balances may include
available cash balances. OBS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Interest rates on January 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.17%
AH1'70503005739120 NP7000189534 C00O2 0115 030579743 Y123679550 03apiyGtkocio25age 2 of 6
CONFIDENTIAL
EFTA_00136075
EFTA01277308
UBS
Business Services Account
301E
Change in the value of your account
January 201519;
Year to dale (I)
Opening account value
$0.00
S0.00
Dividend aid interest income
4 77
4.77
dosing account value
$4.77
$4.77
Account name:
F tie nd ly account n
-
Account number.
Dividend and interest income earned
For purposes of iNs statement, tatablity of interest and dindend Income has been determined from a US
tag eepciting PentRedne. Based upon the residence of the accovnl holder, inount type, or product type,
some Interest ardor dvidend payrnents mat not be subject to United States (U9
ardor Puerto Rico (PR)
Income tam The dent months/ statement 5 not intended to to used and cannot be reaed upon for tae
purposes. Clients should refer to the applictle tar reporting forum they teethe from LSS annualy, such as
the Forms 1099 and the Foyns 493. for lac reporting information it is the practice of UBS to file the
4 9plicatie tar reporting forms with the US interni Revenue Semte and PR Treasury Noma-rent, and in
such forms accurately classify dtictlend5 undo interest as tar mar pt or tavable income. Plea. consult your
indydual tax preparer.
January 2015 a)
Year to date (S)
Prior year adjustment
Cash activity summary
4.77
4.77
See Account adMity this monthfor detals Balances in your Sweep Options are Indudedin the opening and
(losing balances value. FOC insurance Applies only to deposits at UBS Bank USA, not t0 deposits at UBS AG,
SlanfOid &anchor bank deposits Prated0)1000 the OBS International Depose Account pe0qam. SIPC
protection applies to money market sweep fund ['loadings but rot bank deposits. Seeimportant ingormapon
about you, statement as the last two pages or this document for Cetals.
January 2015 CO
Year to date (S)
Opening balances
S0.00
S0.00
Additions
Dividend arid interest income
4.77
4.77
Total additions
$4.77
$4.77
Net cash flow
S4.77
S4.77
Closing balances
$4.77
$4.77
Your financial Advisor:
212-821-7000I800-308-3140
UBS Bank USA Business Account APY
Interest period Dec 5 - Jan 7
Opening UBS Bank USA Business balance Dec 5
55,590.82
Closing UBS Bank USA Business balance Jan 7
$4.77
Number of days in nterest period
34
Average daily balance
$16,515.10
Interest earned
$0 .79
Annual percentage yield earned
UBS AG Deposit Account APY
Interest period Dec 5 - Jan 7
Opening UBS AG Deposit balance Dec 5
005%
$0.00
Closing UBS AG Deposit balance Jan 7
$0.00
Number of days in nterest period
34
Average daily ba lance
$85,622.99
Interest earned
$3.98
Annual percentage yield earned
005%
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOuGan find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Moderate
Investment eligibility consideration - None Selected
SDNY GM 00025456
ANP7C003005739121 NP7003189S34 00032 OIlS 030579743 Y123679$50001000
Pogo 3 of 6
CONFIDENTIAL
EFTA_00136076
EFTA01277309
4tUBS
Business Services Account
January 2015
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Account name:
Friendly account name: P
Account number:
Your 15 nodal Advisor.
212.821.70001800308.3140
ANP70003005739122 NP7000189534 00002 0l IS 030579743 VI 23679550 oompicom_00025age 4 of 6
CONFIDENTIAL
EFTA_00136077
EFTA01277310
*UBS
Business Services Account
January 2.1_
Your assets
Account name:
Friendly account name: P
LULE LC
Account number.
Sane ()noes, incorne and current vanes shofar may be EpprOuirnale. M a foul. cans and lOsses may 001
be accurately refleciesi. Set Aporum infosemefron about your statement a the end of the CticurneM tot
more inform's on.
Cash
Cash and money balances
Casts am money balances may incite* avaladle cash balances, UBS Bant USA &prat account balances,
UBS AG Stanford Branch ',boot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC valhn applicable limits, but are nod
protected by S/PC u8S AG Stanford Branch deposit account balances an not insured ty FDIC and are not
protected by SiFC Money market sweep balances are protected by SEC but are not insured by the FCC.
See the important information about MO statement at the end of this doctrnent for details about I lose
Sancti.
Hddng
U3S BANK USA BVS ACCT
0.00
4.77
250.000.00
Oberlin bdance
Cloung talence
en re per :bare
Average
on ran I (S)
on Ian 30 (I)
on /an 30ft)
rate
Deadened Interest
period
Your /1 sandal Advisor:
212-821-70001800-308-3140
Gays in
period
Cepmount (I)
Your total assets
value on tan 30 (S)
hercenra?? c
Con
EStmated
your account
basis (S)
annual income (5)
Wearied
can or loss (5)
Cash
Total
$4.77
100.00%
$4.77
Cash and money balances
4.77
100.00%
4.77
Account activity this month
For more infonnation about the pikevalue shown for restricted securities, see Important information about
your statement at the end of this claCtrritnI
Date
Actiuty
Your
Quantity/
Description
expense code
Face value
Price/Value (di
Can
amount (S)
Ca.h and
money balance (5)
Dec 31
Cash and money balance
$0.00
lan 2
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 12/31/14
79
4.77
Jan 2
interest
OBS AG DEPOSIT ACCOUNT AS 01 12/31/14
3.98
len 30
Closing cash and money balance
$4.77
SONY GM 00025458
ANP7C003005739173 NV7003199534 00032 OHS 030579743 Y173679550000000
Pegs S of 6
CONFIDENTIAL
EFTA_00136078
EFTA01277311
SUBS Business Services Account
), 1-
Account activity this month (contrived
Oate
Money balance activities
Dec 31
Balance forward
$0.00
Account name:
Friendly account n
•
Account number.
Activity
Descronon
Your Amend.' Advisor:
212421.7000/800-308.3140
Amount ($)
Jan 5
Deposit
U85 BANK USA BUSINESS ACCOUNT
4.77
San 30
Closing UBS Bank USA easiness Account
Tne UBS Bank USA Business Account Is your pommy sweep option
$637
ANP70003005739124 NP70:01139534 00002 0115 030579743 YI 23679550 0001NyGesu 0002541tigge 6 of 6
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_00136079
EFTA01277312
Important information about your statement
%BS Fiaancial Stain Inc (8w rim or UnFirwrocialSereket
Is a mentor of al pavasal security. canmodity aid cows
edurges UBSinacbl *Yee and UK BanIUS4 ay
Siva subtal ant of UBS AG and /farm of LOS Seaskes
u.0 lhefrnts instal swain it eatable upon *cunt
the Fn's exeClerealneS at a
185 Fmasdal Swiss fric
1200 Haber littlwad
ihgehaak at NI 07086
lhis stuntmen reprewcohe only Octal reaed of >wain
Emma Servies axount Other re•COrdS. except onset tat
documeets. coating conletn3 data shouldnot be ;teed
upon if you Wow More n at enact 0916001. floe
add it rrynaliatc n wring to Mel3fach Matur of to
oft to sect; you amount
Alalaagh al
no tow are emended b be a<0.010.
ST aithint data Todd rot be used for tat puposes Re9
so4e on ye tend to lam be.. Form 1099. SOB. 10425.
tic) thin peeping sour ingot." Mei in is remand by
Ian to recon to he RS al tato) le dPidends. atonal. non
Laub* evelvinds ad watt non tuned en securities
heU n sour account net proceeds on sae vanuctons aid
cost baysoncotan curd Seamitool
Cammunicillom with Be Firm
• PIN* reconfirm ay oral OrnnAlCatorts
tO
further meted yaw mint ncbdng mingles under the
karma; Wen, Protection Act (SPA)
• rl Che frurtal instrlann on the top end the lint of the
stagnant is not IBS FitinfaalSonna
instal
Sento canes SW accurd as dearkg tineby
areigenwti not the adicated matron We Intoned
sou of no rotat,
Mn you opened this account In
this cat you hods and sand is re looted a 185
Wurioal Won aid not the drodurg broker. aid you
roust mate a report of any woe or amain to both in
All aCCOunt subareas shall be deemed complete rid
acar ate d not objected to n histrg Wein 60 clays
• Please direct custard 0:mutantsa irgumat to the taw:
Cherd Ralits Dlyitlerit
201-35216990r Ionia.
a 1500-354-9,03. 8 00Am toe 03 1' Fd ET Moir(
throup nay. a nt retng to uBS hnnual
Clem Raton, Neater •int PO Box 766 Unon City NI
07(07
• ti case of errors a WHOM LCUS an ekoomc boas
transit.' (711 bit parnmt ce us Yet data cad
threadtoos, call 806762.1000 or vote to U3SEnanCal
Sows hot IOCO Harbor
.6th I bat We€havkan, N)
O70.86. Ann INWISSA Savoie
Cal a wee as soon as pa cart d ?whisk your
stawnem or Wept 6 atOrg Oe d you need more
intonation Lout atbrofcr on the mourns or ',apt
The Fen a Card now (as atOlOble)niug her Iran sou
rio tiethin 60 GPIS alter the timnilt you the fist
statement on rein the ors or problemtowed
- Rath. sow runt ad accow number (II art
- Deady he MO. Or the winter pu re wage abed.
ad eolan as deity x sou On My pu Came 4 is al
error or au you need mire elan), ion
- Fronde the data arum d the swooned mix
1119 Woof Cad low wit ihatigateyOtr0:91ptint ale
will MIK! any nor pronvly
Plowmake al dads pays. to the Pallor to bowie
want
ncicaed cot tv kw of this Pawnee h akt tal
to agar axOult feces. account may be snap to
mannonce feet charge: Ice Ise payrera la saurtes
pUrchno and chars fa triad amounts I oath axunts
Accounts ma are natant
10 olini Marton, may be
:Lena to a mauler lee
UPS Sweep Optim
UPS offers °Mos tot swept? cach batrcet baaxes to
bank deposits at UBSBart. USA aid UtS AG Stretford anal
(Bark Swap hogrons). moneyMarket Mita hods None,
hats) arid the hurristional Depot Accown C0Alfor
dustmen with as intonational Comte Management
Amount Walt. Iht Eta Sweep fr011ann. CO. Wanes
re swept so LOS flat USA up b a eta awed line and
thee 10 LOS IC Stamford Brand a a Matey Furd Deposes
at LOS Bat USA are CDC MOW, n accordance with
rules For rum ticemaion pare out warn lac got
Deposits a LIPS AG Seaford Branch ad *Wet d May
Fin& nria allured by the FDC.
Through the On evadable to ram balances are snout to
deposit accounts a IBS AG lleetYork BfriCti and UBS/4
Caplan (neon TheSeffepOSIS ire na nwed by the CDC
Balseces het ate WS AG Catlin Binh ate two/wily
oposed TO The SOWC4•9n 6* of theCarnal lilts and
mete is no guinea
other obloaten of US$ AG to way
thememos she. on the LOS Cayman's Bran's boas
Deposits al LOS Bat USA rd each UPS AG Brach abet
pnwod by SIC Money Fund shies se proteaed by SPC
See 'UPS foaled Sewn Account Rotation' be
Open you recks92. batrmes b he Bat Weep Programs
OA maybeMIX/at ad Owes of a Monedund maybe
hatted rd thewends returned to putt you,
Winton scant
Further nlanbign Lout aultle sot *puts. iodating
wart mutest ram and siens n tit**
www itscariswelyiens from your f natal thisor cc by
eating 806762-1000
UPS Irearecial Services meta reunion
The Firm is a reenter of the Saunas rweate tants
Como:wet (SPC2 WO protects mottles wools of es
motes to to 1500000 (nada; 1250.000 for dams for
call) the Sat< tap actectal tout am), Id all mows
naroholde a prate, extanty
The fart touter swell onan II dates. has also pordups1
uppiancotat vendee The rtuanum =Guy payable to
all NOW cant, coax-brogue* Mi; protecion 6 SSW
melon as of Dinette tO. 2013
Wars to he poky ardour and fritatent can at he
For ifunher protected for up to SI 9 mdkn n he
anegae for all your axotnisheU n a pointy capatay
A full may of the poky *Ordng 6 /eatable upon ,99./4"
The SIC protection at fie supplemental prawn° both do
not Split°
• (enaranaial ants controlled Wand ji bed n rot
arrant value) but had away rem L$5finalize, Sermon
Mg coon (loth a UPS Bark UT cat at U3S AG
Stamford brads. (d) mutate aisclas nclawg web*
,ruin
040elthares of mutual ludo rage WO
shays re reg awed testy n the nine 01 the aoodrt
holier on the hocks and remit of tie rob:able OW a
trader agent).
• Cent rummers contra" or flora
mere,', (99.
'mad worships aid vitae plawents) to are not
registered video the Sorts
Act of '933. at
• Corms:dew casino to 9. fast 99thar90 and
preits metal contract madh9 foxes commas and
o nwoOY *Oen antrads
The SCC protection and me ntplarviotai prowton do not
tay to these assetsWM d they Ottenyee epoxyco/at
mammon The SEC prouder, and tit %upturn%
protaton do not protect again dun?, a the motet
vain. Of 'air tiestnintsedether as a result a maid
zwernint. moo bat -coda of Plisamts)
More iWmtaons tails Poem most Yo.t may obtan
ewe domains about SEC, Mdudrgi the SPC Braria•
by cormwrg Sec at 202-37i/330Oct by Wing tie SIC
nitrite ahow. Swat?
Dividend Re Werment Program OW)
the pan ref *Chi 6a anger pna Tat may °bean the
actual gaze ?ran sour rounoal Annor Only ramie nres
•
Futtoad to:letter. partial Mates wit be soli and the
cured be deposed in sots amours lie dlion-C1
wives/neck prod ailaphed by the issuer may deo from tee
main ;So at aids the pail man st• sold
Cactielit
Only %tole unit try be held in you wont
I pu are
entitled to apt:aloe as a rend dab/tend paten or
othanybe. tie inn w1 ether al partial ices at mate price
a accept an wool Onanstal by a tegiSteed &any
army. am credo you account
leyermentoglealts
The nwitnient obeciees and et prof le are specie to esti
acoxim aid may vary bowel Rea noise the inn
pommy n wrong of any Kota
Ott
I your divisor
shunt or neestirwo awed;
For eads account hell
)Cu choose one 01 she fo berg neestmed objects
• Pecvluce Conant :Nome Ineolenents retain; the
generation of inome only
• Arline Qpilairopannon hvennunts inning growth
of pato.' fah. than the ginelatOn of nate?
• AreacceCOmenafen el /Kerrie and ChaTtAlreemclal
mantweits booing both he gineraion of Mona aid
gown d prnoPal
Oswalt risk panics
• Consent., Sets to %wreath intim ultimo% Wh low
risk aid vax lily 10 the =ant opal. Pit if ma means
the amount does not generate ignif ant 410)(r*Of
returnsal eta/nokeep p.xe with int LOCO
• AbWrai 1A11109 to accept omen* to am:0 at
tolerate virrinclailitym sot higher Multi
• A.996•59.9 wen; to axed hgh tilt tO;rnopal ad hgh
vanity 10 Wel. NO tetra our brae
Statement lleucchoklier
We may consolidate al WPM ZecOnt Statefilftili tan the
sane a ren n the sweet...lope Ace:sturdy curetted
he this rcnow bead they hat wren eho aim matain
tont nouns relaionsho rah Wu dents at the sale
address this prairie 6 Moan as howelooldeg • I pi(
peels to rewire inflator noterrents mind e maw*
CONFIDENTIAL
dwarves — you nay WM. tont Oleg by ding your
f rowel Adeae
Friendly account name
Te*Friendry atoms nano ref kat Oared., that you
entered ai the Hens online steces mince It 6a
customizable *mutant' chosen by you a aza Sou will
you reorteryto It he no legal dad on you wcoum
l'Cu on cage ens Finlay ataint names. trout Onto
Senors Ce byettacun; SN &taxa tdebor.
Attune wayiew
• vabe of sea wounaprfecod NB 01 diet and
liadlnp
• Asia InCtitki aealSole ad bagman wits lot
remitted away
) rid Gkbof nen Deposits unrinlizod
maks to motet
cents wets not held bythee-an
Does not mcbdeunpnad onbiltelassets
dve en1 a the
per and curet staterrem pooch ce White ntstriallv
awned Volt col de and rorCit.lb le stodt options
• Otattes hada (Al batman. (outdomar
tors. pet Mt short accoum bates
• Cosh/irony balances Tots of teireessed online can
biancts. pkt U1S Bat USA deposit bather. UPS AG
Stamford Stanch depose balances admener matte ennead
lam sweep Deicesa the close of the statement pent/
wctommo ty h e own batmos h yol ant
arena
segrema ed from NWbatmen and Me Emma., use any a
these hrds n the ordiwy course of es baits
These funds
trepayabie tpon wur demand
tolal 6 naiad in me
cow twit dosi-9 value
Lending information
ot detaiNtl eilcemaion onthe rm. Veda) p • SOS t and
dicloctst et, tea to yaw ChM RPM beitp Aretenril or
Accorrt Auwaiml aid the General Tans at Condemns
UPS Statuses% of Ciede Practices fl
ab* n agfeemeat
anti tccttures a sdedshiraggsgraga=a=
Your auto
Yof Statintenl itintaSSFOSit*S and other aSSes held n
the aombni at the end of tie Amerman wit
You may at
foe doted of Ivey paid 9Xuritef at ay tine You may
receit stavio used a ban collated ter Pat9.alian
balance cue on nem Any sennties trandened b
clang the others period att lined a motet halters a
the end of the statement pencil
• Cost basic h dettanhng the cos: tuns of the sedates
induded n the statement SWe nutted von the
rafter '1: UBS Firuntai Streceshas rebid on
Warrant Maned from sources other than 105
f raid Swats. naidng nlarnalon Iran wed Ids
or mat you may ha pivoted to your lawful Anna
TheFilm dots not naintedently wity Or guranteelho
nay
a vaidey of sty itormaen provided by sources
one Man USS ennui SerrOS
it addtien Shout LOS Fivtdal Sends goodly
updates this dormaxn as c e wetted the Fern does rat
provide away:otos ha the nf tomato %rider 'Cost
ball' a
'Iantirwl ganittv is a:actual
V* die
of this eatenwu As such please do not rely cn this
Worm* ion to rule corollas' a tae eedsces. la la
mooted a otierrien Acccunb Unstated to the fen
may reflect ginnoss nformann only forme pared of
time they ay held a the Pim Morehinorol Hamann
Cal be added by yew FinarUal Adda
• Untested saint/Wm who data is scalable
21'n1.74.,.1 Jr-nal :e6 1:,•rral.:1545 r2 fact ales tee
SDNY_GM_00025460
EFTA 00136080
EFTA01277313
Important information about your statement (continued)
infoidalscanty non The tan:nondata fee hirearal
Ion mayor may non fel La conmarona Chagasneer
f Pointy worgewation erns ()Olken/ and other
remnants kits and systematic purchase kin are eat'
cabin tot**, one award In lhe • trade dd.'
CO M', pinentf the agnal tonal en Valerian
• Callable searitios Bonds and prefrend trod Mal Me
Muff Cale fee eery rOderctoOn wit be Splieted rrpaliaty
by lot tan amag all Stwasitin of that 69./e NU in our
nano a n manna nano for as clans Calleave
Norman, fs °tonna noun thrd pain and Os 'carry
rs rot gunmen Oche call teams may east %arch
could Mat yak complete 'Norma on cod be ponied
upon reenact
• Cracow, cif deposit (CDs) Ws ate FIX nosed opt
SMCCO in pampa and acted teem me &poets:or
aid pa apana-y infusion n accordan with MC
rules
• priceivalue Pisces awaked fa senates ad Other
aoductl mat be honor a lower that to ace Mal you
wee Id Raually ream in the make( aces are Waned
from aims mid pity sources meal we Nave to be
relabb, but we do not game tee ameacy
- We "'wary ono tin doingprize whorl Walthe or the
rredri cc bond ad ask pnces Ire lot] WaireleS and
opuses MonkIA arca for OTC stoats
- test cane le tuna monies maybe pr cod tang a
alarm moon a therms; ritani trial we °Omen
aldermen fern an acing mate pace or vane
- CMainposakns may £pea MIMS Anna. and roll
show
twice was not rabble' if we are amble to
obtain a price for a swum
- Down or Warms denominated n onnoes other
tan u S altars are rel kW a the wahrgerae aof
the Panne daft
- For clan 'melbas todrg m nOreCanorMeig
deromnatan. pce and quality dace valie)mar hie
been wrath° frigate prow yousen
To obtain elms cont.valt "ten aallaok.Oarcaa yar
Francial Stator
• Mena lewestimnla and endured produce. Prune
inestewro names Cncleing arra pmfdpation
pagan aid real estate n*gfnelet tam seamed aid
MAU: ol pro-duos ft tiflOaly hght mtl ud Chan
structurod predict tan not ban reentered wen the
Sean*, and Exann2•7 Canmann a under any state
sewn" km We prow* estmaed vans for private
mast:nen sews ark strayed prosiest, lot
Noma cnalpuwoors only noway is rot 9oronlood
- The* values maydtffir sthstantalb from plan, Ray
at otich notate resentrnere season structured
promo mw be boula a wed and do not necessaily
(*yew, the fake you Mitr Mane upri Iguklaton
- Tied pay earnaes of vale are not a anon no
and ask sysplerd to ItS imalpal Somas maniple
base by an ramsonckni *nation Inn
R7olc, 97recal Parma Cc Spanor estimated yawl if
any. are Stepted to tin-Formby the issuer, central
partner or swim and may beCala-kW based on
different nervation from that used by thfd panes to
dome thee estimated yam
- You can obtain add/Waal otcrmalen regaling the
trendology used to determine the minute of von
and the dace of the nifonnacon Ohm Is the base for the
mann by aedaang your Anrcial Anna
- lhid paw estimated vibes may be reflected as 'Not
Need n Seneca soisom when an 'flleponf ern
valuation Ins Ins rot stapled of a unatle to arm a
yoke when we Downtown that a rnionil wore ha
cccared that trey Ala Nevin* crooned mate ire
CeleSIOn. a when make weal be hghly ipeaoloitree
duo to the 'utast of the warty
- Shen neither an Mute rent WWI a Wana
iginand vane Me 3 th✓fibpaly en Mani value is
Nadel the wax or Me war Sy wit bedffirent tot
so pitchman:*
- 'Otartutions to dare' mai nob*? mown of cat
mane a both
•Oortiumi fez' arestnts the gaol along pine
prr unit and may not reeled nonfood bath
• ItietanCted 1eCUritieS Reanctedsethrees stingray at
not curette', Ogg* fa NOW 114 VBS inancial Stenzel
uses the mane pries of tho ofirroktod stock of the sane
nub-am woundaka for the resulded von ;Sr
purpoin of This sznexerd one/ To ?e edam Qua
resbcted smuttier it eirgble lot sale. Me NW f °censor
may be suntan* ten Than the imgood Lim shows
• In. lestinated) Mama amonyields and rant An
<Innate 01 meal home is based on amen, anna
and oleos ran. annew bb wanties will be held km
one yea from siaemen date or awl maturity TM
*gird* is onbr a point accuracy and OXItnued
Mame ask not gamteed
- fainted retire wane and anent yie1d for °Man
tpesol *maws owe Mane merlin of airicba or
cklui gird in end, Cafe the en ViCane (ead6MM
yen) mould be wanted
- Earnatod retire neone aid current yet aid The
acne More and yad night be lower or hobo-dm
the esinute1 anoints
- An (Irina(' ol smalard mown. (Mannd actor
fewest choral by the Oamtni make, valalatwam
balance a based co the last dm-tend or mew
pay re made byte issuer and assanes nit
sena indirposin val be held fa one nor ban the
statement donor won murky Acomall aid
coMnued mad re not wanted
• As
not held by WS Financial Smoke Conan
affilt5 at not henloyele km al not mem the Inns
possession or envoi Thew assets re marked on your
statenera for Nonnatonal nipmesonty Poshims ad
vans seamed re orosikd by the iswng limn MS
lnenciit Seams a not resonsbb la this fawn:tern
and does net gnaw* es arcs' rcy Time Waif tenet
prowled by SSC or to Front suppernerrial Sat
coverage
• Revenue dialing and additional campensation.
- in ninon to ownminens on $3144 and 12b-1 lees
reword in connecter, with the daveuton of mutual
finds toots thetaswe aknx our aria, recen
revenue Marna pionientS Wan ddebutOrS ardor
'orison of tea mutual funds that we tell These
avant areband as two damned antionnts rd
the amours 01 saksby uBS ot a partcuLt mutual knd
lawny to osr amts. end Id the me vat of a
pamular mama lad family% storm MAI a the Inn
- We rid ma- WA* sew ware remand aid
onvamprocesong lets n onfsniaton for trailer
agent sakes tut we monde to rhomasa funds
Time fets ganef" re pad lbw imesor awn n the
mutual paid ad ore atod doll? ankri basis on the
amber of ascents at to trotendear hanksmutual
lads of tut Ind linty
- m ninon to command rased et ornedion nom
the sale or darbuten of arnury amain ad Wit
or olo rr. toot unit 10 on S dents, we ado our
aff intle rase refers* Stang COmpiontion Iron
matsof me reran companies inclerveng Mo
revel anwas Orlon ol Min henna, cormakes
er SpOnSOIS or she and IIWOWIMI MRS seer dattute
- Ois zOilates also Nuketrading cooled wen din Othel
conthentation from mina/ hands aid ann.:,
Conalies otos, moats we dist but.?
- We recast as anal fee from U3S13.mk uSA and USS
AC Stanford Erma, ol up so 125 per axount
syweang to to baits trek, the U3S Bra Sweep
Program
ACM"
Infoenann rogardng conenidow ad other du get
anortO n caveman ern the efendion ot balm nckOng
option
widens
been loaded on conlinnaens
preannly Sundial to you, end skit be weaker to you
pompon moues
Swanning
it you nengagod m ton wlhg a warily you may cos a
chase We to anal knowing costs fa teal palcula
'sank
Open Orden
Rega'ding Open Cr Igoodriarcancelled• orders that were not
merited by the fl own claw Opel buy rd sell StOp
wars re taxed by the amsunt of dirdends (On on
• eedhiandsor nights date unless eneucied otherwise
by you You it reworoble for orders that are executed foe
to your false to cancel exfswg open aka
tax witheldianan Astrbutions from UK financial
Salvias IRAs
Federal tar Law riqureS LESS inalicla Servos to withhold
arcane tar from yam tathpendlatut ern but you may
run nor lobee mare lay withhold or insteat you nay
elect to have Ire verbOorletaanre a males.] mann as
you choose Yos Moon wit warn n elect untl remind
by you You may revel* your election a ay I Mo by mann
anew Wenn t you do rot haw cno9i ncome tat
watn44.11ran your darioutiOnf. eau maybe resemble In
the warners of edinxedm. You may no./ penatm iI the
anoints withheld and mix estimated ta partstnis so not
equal tin Sit latelgatial
Privacy
To obtain nosy of as area OWN Prery twice side
contact you FnatitlAdusor othistouf meow at
aimv uM rememantorry
U3S Samna' Servos 6 not a bat The MM. Fumes
Senses Meat BSA and AMA re braerage lOaccein
vsmmM proide access to bat ng senceS and pada,'
though anawensints with atfilatel butt aof °thee Met
partybalks. and panne: ask to norms rid rntaty
prottiCtS tatted by unit doted thrd tarty Moans
commie through Morale! aynCy lasbnar es of utS
Frinial Services he
infestmmt. natant. adWoolyproducts
Nit IDC haired • No bait munnicee May low vain
reset Resonate Ortiwooni &fault %We% Servos
Axcunt BSA. dna and ntemabatai Resource lAragaren
CONFIDENTIAL
Aroma at regitrad fence mats of UBS Frtarcial Services
Yea Sinning is a minced smite mark of visa
~menial LEG WU Sprint. Creed cads and IRS Una
dad casts at owed byIRSBak USA wth nemispon from
v ea u S A rosrtheaten
URI Financial baronet Inc
Rev 201407
SDNY_GM_00025461
EFfik_00I36081
EFTA01277314
SUBS
UBS Financial Stokes Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP700581504I 0215 V1 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor
Phone: 212-821-70001800-308-3140
Business Services Account
February 2015
POT & KETTLE, U
Questions about your statement
Value of your account
Call your Financial Advisor or the
ResourceLine at 800-762-1C00,
on January 30 (1)
on February 27(S)
account 023023679
Your assets
477
4.77
1dsit our svebsite:
Your liabilities
0.00
O.00
svvw.ubscomilinancialsewices
Value of your account
$4.77
$4.77
Tracking the value of your account
Sources of your eon wit growth
duriag 2015
Value of your account
at year end 2014
Your nwstment return
30.00
['Wend and
4.8
4.8
interest income
34.77
Change in
market value
10.00
00
Dec 2014
Ian 20:5
Feb 2015
Value of your amount
on Fab 27. 2015
$4.77
SDNY GM 00025462
Momber SIPC
ANP70004005615p41 Ne70o0206t99 00002 021S 030579743 V123679550000000
Pap 1 of 6
CONFIDENTIAL
EFTA_00136082
EFTA01277315
UBS
Business Services Account
February 2015
Your account balance sheet
Summary of your assets
Value on
February 27 a)
Percentage of
your account
A
Cash and money balances
4.77
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
0.00
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
$4.77
100.00%
Account name:
POT Sr r.ETTLE, LLC.
Friendly account name
Account number:
Value of your account
$4.77
Your current asset allocation
A
Eye on the markets
Index
Percentage change
February 2015
Year to date
58,P 500
5.75%
2.57%
Russell 3000
5.79%
2.85%
MSC I - Europe, Australia & Far East
5.99%
6.52%
Barclays Capital U.S. Aggregate Bond Index
-0.94%
1.14%
Your Nnandal Advisor
212.821.70001800.308.3140
• Cash and money balances may include
available cash balances. VBS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Interest rates on February 27, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.17%
AMP 7C0(1.%)0581 5042 NP7003206I 99 03002 0215030579743 Y12.3679550030iWGhtoonsage 2 of 6
CONFIDENTIAL
EFTA_00136083
EFTA01277316
*UBS
Business Services Account
Change in the value of your account
Account name:
POT & KETTLE, 1.1.0
Friendly account narne:POTKETTLE LLC
Account number.
February 2015111
Year to date (S)
Opening account value
$4.77
$0.00
Dividend and interest income
dosing account value
0.00
4.77
$4.77
$4.77
Dividend and interest income earned
For puiposes of this statement, tactility of inkiest and ckndend income has been determined f rem a US
tag reporting perspective. Based upon the residence or the account holder, =count type, or product *we,
some Interest ancior dvidend payrnents mat not be subject to United Stan (US) arch Puerto Rico (PR)
Income tares The (tent month)/ staterneM is not Intended to be used and coma be reeled upon for tar
purposes. Clients should refer to the applicade tar reporting forms they recent Iran IRS annualy. such as
the FOtrnS 1093 and the Forms 480, fa lac reporting information it is the practice of UBS to file the
ecolcade tar reporting forms with the US internal Revenue Senate aid PR Titasury Otvanment. and in
such forms acculatery dasafy dinOencl =mice interest as tau nerria or to
'are. Plea. consult your
inderdual tax preparer.
felscuary 2015 01
Year to date (1)
Prior year adjustment
Cash activity summary
0.00
4.77
See Account achinfy this month foi decals Baances In your Sweep Options are Indudedin the opening and
closing balances value. FDIC insurance ap(ries only to deposits at U8S Bank USA, nOl to deposits at UBS AG.
Stanford Winch ci bank deposits prated through the UBSIntememond Depose Account proqam. SIPC
potection,applin to money mance sweep fund holdings but not barn deposits. See important Mtormaaon
about your statement on the Ica two pages of this document for cetels
February 2015 (3)
Year to date U)
• Your account cost basis default closing method is FIFO, First In, First Out.
Opening balances
$4.77
$0.00
Additions
Dividend and interest income
0 CO
4.77
Total additions
$0.00
$4.77
Net cash flow
$0.00
$4.77
Closing balances
$4.77
$4.77
Your /I nandal Advisor:
212-821-7000'800.308-3140
UBS Bank USA Business Account APY
Interest period Ian 8 - Feb 5
Opening UB5 Bank USA Business balance Ian 8
$4.77
Closing UBS Bank USA Business balance Feb 5
$4.77
Number of days in nterest period
29
Average daily balance
$4.77
Interest earned
$0 .00
Annual percentage yield earned
000%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to <hange them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectNes in Important information about your statement at the end of this
document
Your return objective:
Current income Sr capital appreciation
Your risk profile:
Primary - Moderate
Investment elig bitty censdnateon • None Selected
Your account instructions
SDNY GM 00025464
Ae/P7C00.305815013 NV7003705199 00d02 MIS 030579743 Yt 23679SS0000000
Page 3 of 6
CONFIDENTIAL
EFTA_00136084
EFTA01277317
$UBS
Your notes
,..............6.0,0..,..”9,. v,....,66,,,,,,
• a 6
CONFIDENTIAL
EFT,00B6083
EFTA01277318
*UBS
Business Services Account
February
Your assets
Account nanne:
Friendly account name: POTK ETTLE LLC
Account number.
Some OnCes, income and current vdues Shown may be approximate. ASS *Sul. Cairn arid1055es may not
be accurately refkcled. Ste Amnon intosettaatin about your statement a the end of this cecumeM fOr
more infornAon.
Cash
Cash and money balances
Cash and money balances may whale avalgole cash balances, UBS Bant USA &pont account balances,
UBS AG Stardord Branch Cepoet account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are not
potected by StPC °BS AG Stanford Branc Adeposit sec oum balances aie not Sawed by FDIC and se not
protected by SIPC Money market sweep balances are protected by StPC but ale not insured by the FDIC.
See the rmportant information about your statement at the end of this doctrnent for details about those
Saxes.
Hddng
477
Openng biome
Closing bane
Pnce per that
Average
on Feb I a)
on Feb27 (1)
on Feb 27(3)
(30
bandana Interest
period
Your financial Advisor:
212-821-70001800-308-3140
Ogsm
period
c.tp mount (S)
Your total assets
4.77
250.000.00
value on Feb 27(S)
KescenTa?? of
Con
EStanele0
your aCCOunl
bats (5)
annual inceme (5)
Urre8laKI
gan or 1%5(5)
Cab
Cult and moon balsams
4.77
100.00%
4.77
Total
$4.77
100.00%
$4.77
SDNY GM 00025466
AriP7030400581504SNr70037C6:99 000O2 02'5 030579743 Y173679$50000000
►ega S of 6
CONFIDENTIAL
EFTA_00136086
EFTA01277319
*UBS
Your notes
ANP7000.058, 56, 6 M.701,0205,99 MOM
030579743 Y1236, 935000MpiyGhtm2,40)* 6 01 6
End 01 statement for account number 1'1 23679 S5
CONFIDENTIAL
EFTA_00136087
EFTA01277320
Important information about your statement
"BS Ftaancial Scream Inc (me rim or Un Firwrocial Spices/
IS anteater al pad; security. Camarty and mums
argot
UBSF /marl Savor and UMBanI.USk ay
idiom tiikalirits of UPS AG and Ofitiares of urn Stettin
TLC IMF nits Malcial soca
it wattle won regret
The letts expaime a Ices at a
U3S Foaled Stwws Pc
1200 Hater litculwaY
Weaken N107086
This apemen reprewns me coly °tidal reaed of per UPS
Ethanol Serwas account Other worts. except atoll tot
docueiems. co maimg conlicen3 data souk not be reed
upco If you below two 6 an ace
0•16 001. plea.
mow n surnaliately ri wring to theBralch Mawr of the
officeming you amount
AthaJgh al f 9a; tom are intended m be a<0.010.
ST aieNint daa Todd rot be used for tat puposes Rey
so4e on ye Skied to Ian 0e.. Form 1099. 5498. 10415.
owl Mn peeping /our it nom Met rth is f omeed by
Ian to ream to the PS al too) le dPetmls. re:pont/le now
Orb* clvdexls ad tar* men tamed en segintes
held n your account nth proceeds on sale tranuctcns, and
cost bansoncotan coed sperm;
Ommunicallom with Um Firm
• Neale reconfirm any oral OarmAle.atons es Ar6119 to
further preen your o)rrts nettling yr:folds under the
*writes Meta Protection Act (SPA)
• el /no femme, instrlaiOn on the top eh of the from of the
sumrsmi is not IBS RU00215400:45. IBS Fonda
5mMcaries yogi accost as dearkg broke by
amaigement with the MOS nsttuton We throat
you 04 thoroutiomfm Mn you opened Ms axone in
this coy Mir keds an/ Wyk its re looted MUSS
Fthunoal Moon aid not the etrodum9 brae/ arid you
roust mar a report of sly mix or onmsbn to both in
All account suomencs shall be deemed complete and
acar ate ft not objected to n oritrg wain 60 days
• Please direct customer merplants
1%11,05 athe (rows
Client Rota' DIgitrnrit
2014521699ot tanker.
a 1300-351-99)3. 8 00AM tot 03 PM FT Malay
throuat today a n mans' to ula tows' Sews., he.
Clem RerionsCimatrrient PO Box 766 Unon Ctp NI
07a37
• ti case of morsw Q.:MOM *cut al electron< loses
transit.' 0711 bid paenen ce ll s V6a• throb cad
ureactiom, call 806762.1000 or a
to LOS FrianCal
SamgS ht. IOW nartur
60 I bos Weehmkes N1
07040 Ann also
sermon
Cat <torte as soco as you cart d moth a pm
statement or recept 6 morg of ft you neel more
'acne/4W Loa attrofer on the smerntet or weep,
The Fen ce Cad Muir OS art/ IMO) must hear Pan you
no ratir thth 60 dies alter the Small you the fist
summon on Minh the race or probiernapperof
- Frort. sow now ofd oral number 0 rip
- Omite the MO. Or the toter mg ay mitre atom
aithootan astern Arlon rely you belem 4 is al
eror or My you need awe Memo ion
- Prorkle the data enemata stemmed MCC
The kin or Cad War soil reeraigat.y0tr<011ptint ad
will carted any error promptly
Pleas make al Meths payakto to the Armor the f
Miaow tylcaed m to front of this eminent h
ors
to regukt =Oust fem. ariatb no, be object to
ammo
lea Marge:Ice re raiment for seams
purchases and chrm for umad ant'
n czki axesots
Accounts ma retool/mid to other nsautons may be
:Jac to a bawler fee
UN Sweep Optfint
UBS Often °plan for Sweepw9ach bistros basces to
balk deposits at Mark USA arid utS AG Stanford tab
(Bark Sworn Pothook M." nUrket intent bid' Nom
FRAMs) arid the thy/national Decost Accotnt C0Alfor
customers y% as intonational Aesthete Mougenent
Amour Iva* Iht Bat Sweep Ce011anf rah barioes
re swot .0 UM Bat USA up to an estab1shod kW and
then to ICS AG Stamford Brox", a a helaney Furd Depots
at LOS Bak USA are FOC muted n accordaxe with FOC
rules For mat itconaion p lea. out www No gar
Deposits a UBS AG 9amfoed Branch arid *Lare5C010-ify
finds rem nee f by the FOC.
Through the OA. amiable to art, bias are wept to
deposit accounts a 1.85 AG Newyork Brach awl IIBSAG
Caplan Brant These deposit atria fused by the MC
Baltic., hell ate MS AG Caron Bost ate tomourily
emoted toter sourer risk of theCamas Maids and
there is ro guarace odor ob lila
of ILES AG to repay
the bats
soh k m the se5 Cymru Brats boat
Deposes al URS Bak USA aid each UPS AG Brach nom
preacted by 9PC Moe/ Fond mats are proceaed by WC
See 1.55 Mama Seinses Account Frotedion• below.
Upon you recUe2, batrces n tie Bark Sweep Programs or
OA may to wittatio aid Owes of a Ntney Fund maybe
hquidited, and therooted' returned to puke you
$00.filan
Further mlamagn Lout wattle sweep *pions. mAodng
omens merest met and MM, 6 wit** at
ways ubscoresivrepyielfs Porn your Cordial Moiler re by
Meg 8067624000
Folarcial Services mots poottaim
The Fern is a Teeter of the Section ThieSIX Protection
COM/OW PAO. Mot protects mina acorns of es
mantes to to 1500000 locbdin;1250.000 for dams tor
raid lie 5PC met ream
tines *Ph to all atom
thaw/IMO n a panther Maar
The Frn togenes wth Joan Ifusei. ha also pushaml
wpmencorai Noncom Meno/num mount payable to
all MOW dorm. cal/awl/untie this protocion 6 550)
millon as of Dt0Erthe SO. 2013
Sawa to the pokyor:editions and kotatom cat at the
Fen Junket protected fee up to $19 milkn n the
aflegte ter al your axotnis hell n a palicula carroty
A full oipy Oi thepoky onledng 6 /arable upon ,e9./e2
The SIC protecico aid tie surawyeital pareclon both do
not Spy to
• (wont natal awls controlled MOM frekered ow°,
acorn vabe) but held wayfrom util$Finaloya 5/rvion
(eg. Man (kat alLIBS Bark Wtaha 185 AG
Stamford branch. OW curate Mans nclimigivarbir
eru6lek rid (Wan of mutual lin& awe such
shares re reg awed ay
in the nano 0 the aOMmt
hale on thelocks and mart of to oplabki Mr or
enter agent).
• Certan ourromni commo or norm% masses (09.
finned pnwshos ad prvaeplawents) tat ate nor
mgislired max the *limes act of 1933. and
• C orates minas To 9. forge maim and
prakus metal moat &LIN foxes commas and
cemfroMY WW1 antraOs
The OK protection rid the MohNrairral prune:ten do not
may to these assetsthen if they otemse ropey rear
sumnens The WC rioters', and the sprbmen
protection do not pruned again don-des n the make
Yalu a yor t
nents (neethee as a resat cif motet
royal
mutt baton
of l timmse)
More Wornixon ft mit le Lew mum Vat may obtan
mu* ilforrnalen *put WC. hdudrisi the 5PC Brodie.
by commrg S$C at 202-37143300 ce by witog tie SIC
waste at remade ofil
Diyideml Re Meurer Program OR/P)
the pr, rakCed 4 al aftraTe pnce you may obon the
actual awe to,. your rumba Adeoor Only Mole tees
are rammed inlet Pt P. partial shies wil to soli and me
c shwil bode/Q.1M in mit acmum tedwilierid
renwsmem pro bodied by the issuer may Mt. Won the
market ;Ste it whch the partial than an sold
oasis-lieu
Only whole unit nor be Odd in you ant
I you are
entjed to atriame a a rewe of a Mitod awn
or
otherwiw. the FM wi ether 9c1 pariah:Cessna-Ice peke
or acapt a atom deterred by a agiSteed (king
mercy. amicred4 your account
lairettnentobaalvim
The MVSInlen1 armies and Mt profile are 5p2CIfiC to ext.
scam and my vary bel•seln nem oboe the tort
promo n orm9 of any ;vacant donor h your Noma
stuatim or itiestirym obactive; For eads acclaim had.
you choose one of the fo low•s9 westinied object..,
• Amigo Cuirent :None betrytnenhsteking the
9ntaia of /comeonly
• Arline Capca/Appsec.aoon kweenynts *aim ithomh
tempi rah. than Ma ginfiaron of name
• ItMeceConittekrem of incorre mr/CoreaMantollon
mantewis teeing both the generation of MOM /10
70 "An 1:4 prnamf
Orwell ask profiles
• Consmiew Seeks to roman trim priMpal wth low
risk rid rota lily to the acorn tett mien d ma mess
the aocount does not generate slJdont imam or
MUMS SW Ma/nokeep pea v.* it LOCO
• AttSeJi %%WNW MEW some fa to aritimil ad
tolerate vernmela Myth wok higher MUMS
• A4gressie Wring to axad hgh ripe tO ;MOO ate hgh
vole/6MP xel.hrg. miaow tone
linnet
Thowishatlin9"
We rimya.m./Watt al related acorn 9.3tegnitrIS MTh the.
UMW WAWA is he same <metope acaires wry be tamed
foe the snow Mont they haw owns eh* to nankin
pelt mount rilawnstms vet ate cants at the sane
address TM pratCe 6 know. as hoteseeroldn9 • I you
pyre to maw inclietual summed, nyikd n Ste
CONFIDENTIAL
eisearom — sou may deck. harehalrg by ding your
Formal Adel.),
Friendly dant name
Te*Frierek ammo name ref kat Mariam that too
encores on the Hrns online saes webste It 6a
cretinism/le *noisome' chow' by you to aix Sou etch
your reacittopin n ny no b9r effect on your arum
l'Cu on tame ens Freindait exam names. th ough Onlne
Sanas or Mccotacun; thse Forcer Mesa.
Mowarireiow
• vabe of pot dawntpxteco/ has f asses and
tisanes
• ASzeb sncbdn *Mich cat baltrces wars lot
resented wicurby(tn) rid Global Wm Deposits unrealized
mats to market ad arta, amps not held by the Fin
Dom not ockdeunpeced saufitelassets a dye en' of the
prep and week surenstm Foods a Peru imestrams,
wetted sloth col ens ad metPlb le fiat options
• Oseekees bates CAI barmen. wading mar
loan. redn Int shed accoum bates
• CX1WITO/My bgincen TOES of wan/oiled avatar:dec.:ft
broncos eke WS Bat USA Moan Bala or. 1.19$ AG
Strew' Starch depose balances and maim mart mutual
I irof weep Wines. a the dose of tie statement perm/
Non mmmolity tee oval bor.:ohms am
are not
seyegaed from °Ow batmen mot tee Femme use any a
these Ards n the ordMay course of ts WM, These funls
teepayable Wan yov demand This total 6 incleded in onto
finest wad dos89 value
Lending information
Foe deta.M ?donna ion on the rn'YPI40.9 y • Pais, and
did:locum, mkt to pis Clan Walbeitp Agreemitli or
Aczott Arserim1 ad the General Toms ad Cmaitons
US$ States/fit of Cade Wallas Jobb* n Agretkomrs
and Cr-amps yexpanyirphyggpegyatSy=
Your teat
You summed Patna., servos and other asses held n
the aceoum at the rod of tie statement period YCV may Mt
for Mew of futy paid peones ar ay Me You may
recap seartm used a loan collared aloe Paim9.m
balance cue on Mem My pontos trantlened athe inn
thing the summer: period ow lined a ene.94 tab* if 01
to god of the stsment period
• Cost bait n disltantng thews: basis of the searthes
induded is this to /meet. whet Mom web the
number
' Untra
Stmethas rebid on
infionation ohiai-ted f rain sources other Th.9'1155
F Mama %was. naidng Menton ken another IT
or tat you may An pricked to yOUt Firma Myna
The Firm Wm not kwinorodenik way Or swam Me
may et vaidey of ay itorrnacin provided by sources
otheshan Mina,
SeFdtti
it addnon Shouyh OBS Fnastiat Strike: genefaly
updates th is Mammas as t 6 reeked the Fern dm roc
prod& my maim that the nf imam rider 'Cost
hair and 'Unreatired gaivirss• is rise
a of the dark
of this 012401ffil AS such. please do not rely on this
srdormaim to nuke credos' a she OPOSCOS. Ice tar
purposes a meivire ant
tauter of to the fen
mayreflect willow Moran orly for tie perod
time they au held a the Pim MorehiPorol Monte:on
cm be added by you FINNS 04/60(
• Unmarred saInstbstes %ha. darer 6 Grabble
earesure uremia< twee;; e5 re Ca,3;a1K: for
SDNY_GM_00025468
EFTA 00136088
EFTA01277321
Important information about your statement (CCM tinued)
ilderithiscarity lots The taniaaion data fat tdiechal
lots mayor may not eel kvt coninVons stages sera
Wormy reorswinaises menu Wolfed JIM Other
rothelmont lots and %Morro* paths* lots are oath
Gimbaled !octal?, wad:eased
lhe • lade dr.'
cobra presents the anon erns:Via traltdare
• Callable warkias Bonds and preferred no* that the
easier (alb for extyrniemplionwsl beselected marl*
by lot tom amnia an secants of that owe t.p now
nano ee el mann* n are for ors dents Cat leave
Mariann is &seined from add palm aid its rasa)
is rot gum nied Ogee call leans may toot Nosh
could antra NO Cariplete nlormwbn md be provided
upon warn
• Certificates et deposit (CDs) COs ale RX nand opt
1293.020 re pampa aid source Moen pm &pours
aid pit clepario-y entionicm rt aro:Nana with SDK
nets
• priconnuo PncescloptaNd fa Waves aria Oder
produce, 'nay be hello, ce borer thy To prim that you
would aaually Were in the market PrCeS are °Maned
from razian Tied pity scenes Much webele/eV be
relate but we do not garrote OW away
- Wo gentry coo the doingpro mhos aralabbre the
mean or to b4 and ask pnCeS Ta Isted Waimea aid
optsos or on y tad peasfor OTC towtet
- lx acad./ traded cornier ma be priced song a
mbar. model re them, room trig we Maned
aid may nol VIM an akin matth pipe or vale
- Cenanpoylicns may Amex wollart apnea and roll
show
'vice vas not mailable' if we re vale to
obtain a ace for a security
- Deposes a smiles dencamaeml n orreeries other
Man U S dollars are ref kited a the eaddeverre as of
the naternent date
- for oadan teatimes nag rendre-CCM:4min
demmnathans. pce and quality dace mate) may hat
been Meade, Imitate propewrabson
To obtain cumin qmtwan. Wien wal.thle. contact yos
Friancol Adis!
• Meats Investmems and strummed protium. Prune
nestmare secure* anclacing diced pale pation
owyan aid NV Mate n* neat tarn monies/aid
structured pthothas at soma., highly caem1 Certain
nitrated podia& tame not been attired wine the
Wa i ts and enfhaVe Conmsthan a under any State
*Curd*" tails We Now* estm4ed vain, for Khan
nsestmern wafts ad salamis prodals for
naval nnalpupoars only AcaraCY a rot guffawed
- ibex eaves maydifkr vhstantalty from area, if ally
al vilth acreage mestrnert securty a StruCtured
moan my be Iscur ife sold aid do not meanly
reptant the eate you mayMane44n Inilialaton
- Thad pay enmaes of wide at as of a anon dae
aid re applied lo Minstar Stewars octangular
boas by an ndepentfent martial fern
ktuw Senn Panw ceSrcasor minuted vats.. if
am. ate stopled to te Frm by the mom central
partner a swear and may be01143W based as
Mann Nervation from that used by thyd NOV to
donee thew inn-nand waren
- You cal cbtain addasnal Mamas:el regaling the
rreholology used to determine the novae of van
and the date of the Mfonn.von thy Is the bass for the
than:* by oadacthg your Anoxia Adrian
- 11,k0 parry minuted wades may be ref Wed as 'Not
priced' rt serval yummy Wien an 'nlepenfent
valuation fat has not timpled a d ware to afar 3
value when we beam. aria* INT a tnieng Mort hag
acared that may on a comiienly reported vain No
CpueShin. Ce whin Mahe sewed be Vey tpecutatree
duo to the ruin> of the seamy
- %Shen neither an Otto general panne( a thonsor
minuted vino' a th (dimly est moved masa is
proofed the wax ol me matey cob bediterent from
set pi:chase pow
- '0tArtiutions to dale' may Parolemum of cmital.
noon* a both
- • Corthf and tae* rereSsiti the dirndl 011inng pine
per salts rid may not reflect you cost bath
• lbastricrad feCUritin Reencted sentries generaty at
not omelet Mgt* for Noir ul IRS humid Sem:el
Was the matte pries of V* innenktod do& of the sane
Our a al envied taloa lathe reznaed stoat for
purposes of This steamer,' on* To the omen dale
fen Med Wares reels/de for salt the val.. (toned
may be manumit, lets mai the impaled wive shovel
• En. (.rented) MOMS corronyiplOs and rats. An
tstinite 01 snub, mome is bated on anent camaand
ad mace ern aythrneg the acuities *II be held for
one yea from siaemant date a and ITUturity This
estimate is orth a guanine. accuracy and antnued
Nome se not panned
- Est Mated row' mime and omen yital for anal
seouritos mull Mode a return of ancP4 or
cmlui gain in Mich Cale the en name (3.4 <IOWA
yekb wool! be °weaned
- Parroted anus Nome aid anent Mid aid The
aCtua boort aid voad night be Immix hgher Thai
the thanated moans
- An ranute ol reward norm (Writhed ander
Wren) Mated byte current matte, walthiatwa)e
balance 6 bated Co the tar diesSand or creel
pantie nude by the dam and astarees me
sear* Mdeposes MI beheld for one yea Wm the
statenat donor win moony Am:flat
coMnaed mod at not guaarieed
• Ain not held by WS financial Swaim Cowan
MCC; all net WSbyteFM ad not Wain she Finis
possession or entol Then Sirs re 46plamd cn yam
anemone for inlonnananal papers oar Mynas ad
maws peesented ays pecrined by the issues; firm UBS
• nanCir Stivias n not rerponsblo for this nfornsbn
aid does net patentee is aCoory INV arts re net
prowled by SVC et the arms supplemerna SVC
mirage
• Itentanue dialing and addklonaleempensation.
- ti additi74I lo canenissom or. saki aid 12lit hey
wined n connecon with the dartuton of inulual
fandS to OW chantswee and. ow /Mae re0Nee
/Web* Mann; paptnU rom tiabutors ardor
'orison of tie occur ands that we sell These
arionts roared on two difMnint carponints
the annual 01 SakSby MSS ot a MitCuLT Mutual had
lamas to mei:eets. aid Id the met vane of a
orally mom' laid fang. storm NM a the Inn
- We aid os aft*
abe melee ienorlong and
ontusproessong lees it oorysideiron for trailer
agent 1,41V1:01 That we prom* to the neual funds
Veen fees genet" re pad *cm imenor aset tithe
nvtual lid and ae a timd dollt anoum based on the
suit. of =anis at the tray -dear holding mutual
lady el that find liniV
- In Nation to conthassmoS feasted ei ornechon wen
the sea or darbuton or awry inmate ad din
iiirolirm
61'6%10 Ole <Perin. ht ador our
aft inane recs. move thang Caipinsign from
ma", of The romance carbons: incknorina the
reuity animas af!'daocol The haJtancecorroa-iin
Or SpOnSOM a the ant Manner !NZ he Clartute
- Our di lags also etceare trading commistons and other
consernation from mina folds aid mance
tornados whose roost we dinbute
- Wenateal aroma fee from LBSBalli USA Jollies
Seardord Bench a OM 125 per aXoune
sweeping to the banks win, the Ungar* Sweep
Program
marl"
infoonSan roping cormisaans ad other dines
maulannechon wine the ertThliOn 01 Vale& ncbadng
coon traisactons has been raided on confirm:tons
pieiouthi Kindled to you. and MI be pitnickti to you
warmly on mama
Short selling
n you at agape tn short 'Oho nosily mai may Mos a
dirge <Iwo avian bocrovAng cony for that palcuLv
*thirty
Open onion
Recalling Open a agoodeilernalled • orders that same not
aerated by the Stamen dab opal buy ad sell stop
ceders at waced by the amount of dwdendscc mans on
se oydiedindsor evnglos date unless marled otherwise
by you YOu ae reporoble for orders that are executed dm
to your lain 10 canal existing open ceders
Tat, veitholditg on fambutions Coon UK Binomial
Soviets IRAs
tedval to taw redures US$ anatclal SenCes to withhold
income Las from pa motile MA deathsIced tut you may
dart not lobate maw we weltholi or. instead you may
rest tO hare tar webold at arse or n a had anthem a;
you choose Vox Seaton wal twain
eftectuntartholtd
by you You may rowans your elation a aey t the by many
anew eactim a you dal rot haw (neap roomy tar
wittneld Krone 'Cur dartutietlf. you maybe repaiSbIe la
the payrnen of remixed to You may nos pen atm A tee
anoints withheld and wur estinsted tar payments so not
blur tO Nut taobligaton
Privacy
To obtan a copy of me marcet Caen ;tory What pax*
Conte/ you F nate, Adman °rancour wean at
maw was combnorwart
1.8STinrcialSennzes 6 not a bat The WA. Emmen
SenrCeSAaount BSA »IMMO abbey:3409e lattitS
Mai promie access to bar rig services and prodais
though movements Mt /frond bat ref Other Thlin
partybalks. and prordes rods to Morro" and re uty
proChCIS insid by unall thated thetatarty Manna
carom*, Hough ethatsice agency lubsiaa eS of WI
Fnatial Sovian arc
Inesemnit. mutate. and amuly products
not FDC hared • No batik gowns May lose min
MIA Resource •Anayerent &Gaunt Susanna Winn
Masan SSA. IrMA and namaborial Renuir lAnNerront
CONFIDENTIAL
Arta* we reginercd same mats a SIBS Fran:fat Semites
Inc
Yea S5naturo is a intoned twice math of visa
imarnithatal WS Wa Signature cede cads aid MG Wa
den cads se issued by LISS Bak USA web IX.TMIS9011 from
VG USA harp:wand
UPS Finanall SennOtS
a
Rey 201407
SDNY_GM_00025469
EFTA_00 1 36089
EFTA01277322
UBS
1.1B5 Financial Services Inc
299 Park Avenue
25th Root
New York NY 10171.0002
ANP70065812190315 XI Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POWETTLE U.0
Account number:
Your Financial Advisor:
Phone: 212-821-7000/800-308-3140
Questions about your statement?
Call your Financial Advisor or the
Resourceline at 800-762-1C00,
account 029023679
Value of your account
Business Services Account
March 2015
on February 27 (5)
on March 31(1)
Your assets
4.77
4.77
tesit our website:
Your liabilities
0.00
0.00
www.ubs.cornifinancialservices
Value of your account
14.77
$4.77
Tracking the value of your account
4.8
4.8
•
00
r
Dec 2014
Feb2015
Mar 2015
Sources of your account growth
during 2015
Value of your account
at year end 2014
Your nvestment return
Divdendard
interest income
54.77
Chance in
market value
5O00
Value of your scoots*
on Mar 31. 2015
$4.77
1000
SDNY GM 00025470
Member SIPC
ANP7O30508658121 9 NP7000304169 CO202 01115 030570743 Y123679550100080
Pegs 1 of 6
CONFIDENTIAL
EFTA_00 I 36090
EFTA01277323
4CaUBS
Business Services Account
March 2015
Your account balance sheet
Summary of your assets
Value on
March 31 (I)
Percentage of
your account
A
Cash and money balances
4.77
100.00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$4.77
$4.77
100.00%
Account name:
Friendly account name. ," "•
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your n sandal Advisor
212.821.70001800.3083140
• Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 31, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.18%
Percentage change
March 2015
Year to date
-1.58%
0.95%
-1.02%
1.80%
-1.43%
5.00%
0.46%
1.61%
m41,70005006581220 NP70C0304I69 COM 0315 030575743 " 23619550106EIBIYGM000254/019e 2 of 6
CONFIDENTIAL
EFTA 00136091
EFTA01277324
SUBS
Business Services Account
March 2015
Change in the value of your account
Account name:
Friendly account name:POTKETTLE LLC
Account number.
March 2015 (Si
Year to date (I)
Opening account value
$4.77
$0.00
Dividend and interest income
dosing account value
aoo
4.77
$4.77
$4.77
Dividend and interest income earned
For purposes of INs statement, tenabity of inkiest and doidend Income has been determined lion a US
tin rep:cling penpedne. Based upon the residence of the account holder, account type, or product type,
some interest andor dvidend payments may not be subject to United States (09 ardor Puerto Pico (PR)
income tares The dent monthy statement 6 not intended to be used and carrot be nosed upon for tar
purposes. Clients should refer to the applict4e tax reporting forms they went fran te3S annualy, such as
the forms 1099 and the Forms 480, for la( reporting information It is the practice of 085 to file the
4:Klicatle la reporting forms s th the US inteml Revenue Sernat and PR Tieasury Department. and in
such forms accurately classify deniends ands interest a tau ciarrot or taut* income. Plea. consult lair
included' tar Orel:later.
Match 2015 (Si
Year to date (I)
Prior year adjustment
Cash activity summary
0.00
4.77
See Account actsnYy this month lot detals Barrios In your Sweep Options are Includedln the opening and
closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to (*Malts at UBS AG.
Stanford &arch or bank deposits placed throng, the 085 International Depose Account pro:yam SIPC
protection applies to money market sweep fund hodings but rot barn (*posits. See imporwar inabonabon
about your statement on the tat two pages cr this document for cetah
March 2015 CP
Year to date (S)
• Your account cost basis default closing method is AFO, First In, First Out
Opening balances
$4.77
$0.00
Additions
Dividend arid interest income
0.00
4.77
Total additions
$0.00
$4.77
Net cash flow
$0,00
$4.77
Closing balances
$4.77
$4.77
Your tleandd Advisor:
212-821-7000/800-308-3140
UBS Bank USA Business Account APY
Interest period Feb 6 - Mar 5
Opening UB5 Bank USA Business balance Feb 6
$4.77
Closing UBS Bank USA Business balance Mar 5
$4.77
Number of days in interest period
28
Average daily balance
$4.77
Interest earned
$0.00
Annual percentaoe yield earned
Q00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Foancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectnes in Important information about )ovi statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profikt:
Primary Moderate
Investment eliglbeity consideration • None selected
Your account instructions
SDNY GM 00025472
mO7OOO5OO6581721 NPTOCO3O4169 00032 O31S 030579743 111 23679S5O1OOOOO
Pegs 3 of 6
CONFIDENTIAL
EFTA_00136092
EFTA01277325
*UBS
Your notes
.0,03....,......6.0...6..6,9,,,,,..m.0,66,,,,,
• a 6
CONFIDENTIAL
EFT,00B6093
EFTA01277326
*DUBS
Business Services Account
March 2015
Your assets
Account name:
POT & KETTLE, 1.1C
Friendly account name: P0TK ETTLE LLC
Account number.
Some prices, income and current vaues shear' may be approxinvo. as a its be. 9a as andlams may not
tie accurately reflected. Set Aportant inlosenabOn about your statement a the end [dins dxLmem for
more infornmon.
Cash
Cash and money balances
Cash and morey balances may include. avalaole cash balances, UBS Bant USA deposit account balances,
UBS AG StanSord Branch deposit account balances and money market mutual fund sweep tanees
UBS Bank USA deposit account balances are insured by the FDC vat to n applic elok limits, but are not
protected by StPC MS AG Stanford Brant h deposit account balances an not insured by FDIC and are not
protected by StiC Money market sweep balances are protected by PPC bin ale not inSurOd by the FDIC.
See the Important information about your statement at the end of this document for del ails about thou.
Sancti.
Hddng
1.85 BANK USA BUS ACCT
4.77
Opertng Wane.
Cloyng tulaxe
Pnce per share
Average
on Mar 1 (S)
on Mar 31 (S)
on Mar 31 (1)
rato
Your Financial Advisor:
212-821-70001800-308-3140
Dnidend IMMO
Pap in
period
period
CApanOunl
Your total assets
4.77
250.003.00
Value on Mar 31 (S)
Ferceura?? of
Cost
Bbrnated
your account
taus (1)
annual intern, (5)
UnfeffiZed
gato 011055 (5)
Cash
Cash and money balsams
Total
54.77
100.00%
$4.77
4.77
100.00%
4.77
SDNY GM 00025474
ANP7COOS006581223NP700330416900C07 COIS 030579743 Y123679550100003
►age S of 6
CONFIDENTIAL
EFTA 00136094
EFTA01277327
*UBS
Your notes
ANP703/X001591 229 N1'2003304169 00002 0315 030579743 Y123629550 10%ftyGht0002541pgje 6 of 6
End of statement for account number Y1 23679 S5
CONFIDENTIAL
EFTA_00 I36095
EFTA01277328
Important information about your statement
ues Fhancial Seats Inc Cta Wm or U3S Fete
Series).
is a enter of al pegalsectrity. cannoday aid mans
edurges VEGA taxa eves and Met
USA ay
indirect 9A:414:sof IBS AG ad Miliaria of t8S Stoskin
LIG thee ass Anoxia seine
it eke
upon owe
the Ann's exenvo °Meese a
485 Rote Wets tic
1200 Haber Peeve
Weave en NJ 07086
1h6S1aWnent rearmost* ally °tidal record of pa MS
Amnia Serwes account Other records. ace on oaf taz
doomed. convene ccolian3 des should not be red
upon el you betone tenth
a
or ewe
peso
•
on it meetly
n write to thel3rach Manager of the
once seringyour amium
Athrugh al r9ses tnc' ;maund(r' b be acne
nairent daa Toad rot be used for tap:poses Reg
sok* on yea.end to Ian be.. Fern 1099. 5498. 042$.
01C) dun pepsin your to rem thee as is reed
by
Ian 10 re .on to the RS al mob le demands. re:penal. non
teak dudes ad Lea wee tamed en secures
held n your :Count red proceeds on sale tranUolden, and
cost beencote
owned securities
Cemmuniallom with the FS,n
• Pleasereconfirm a -lord Onvetne.atons n writing tO
further pen your net reeding yotr roe under the
Wares Wen Preen Act (WA)
•
the !ewe marten on the top sit ce the km of the
labernmt a not LUIS Fittnod Sondra UOS Feria
Seriescaries
acmes as clearing broker by
ampere
inth the seated nett:ton We Weimar
you of theresonantly> whenyou opened this axe,
in
this case p0ev heels and lames se looted x 1.85
Fyne Seas aid not thy arodang beer. ad you
mat me a report of au wee or omissbn to bah hind.
All aCCOunt Suwren6 shall be deeeriEd CardAtte:nd
acar ate el not oblate:Ito n wag Wan 60 days
• Please direct often' cicalaea etas
to We mr:
Chat knees Dwayne x 201.3521699yr learn.
a 030-3544103. 8 00AM to 6 CO Phl ET Monday
throup friday. a h reng to uBSIbruncal See
nc.
Clint legions Depatrret PO Box 766 Unon City NI
07(87
• h case of errorsar aeons atteut an ekcoonc hods
trace (W11 bid payment cells Year debit can
tranabons, call 800-762-1000 a ne to L8SEnancel
Saes hc. WOO nartar SW.6th I but Weeheth. N)
clad. Ann INWI354 Savo,:
Cal a mess sow as pwat d you II nit pm
stawnem or recta 6 wren') Oe 4 you need more
tiforthation Loa atrefer cri the daunted of react
The Fun a Card Mow (as atialOble)Inug hear *OM )0u
rte late dal 60 Os alter the lm• Kilt you the fist
ewe
on with the ore or proaken ir,parta
- nodal. your rune end went number (II aid
- Describe the ever or evader
you at etre Lou.
el wenn asawryes)ly0n why yati bathe 4 is a
error a ray you need mere Meretion
- Fronde the dollar ewe
of the mewed wee
The Firn or Cad ether wit inectipate per Carpet ad
will opal any error bravely
dime make al tied" paytio to the Furor to Inavil
tniken ndcaled on the bee of this Menem h addt
to regal' a:coon fat Wenn may be %bad to
manurree
charge:Ice lie parent far saurce:
purchan and chap; la u-pad accents n cash accents
Accounts ma retra.UeT,d 10 olhte mesons rear be
semi to a banner fee
lilt Sweep Opt:dm
U85 offers aeons for sweeping cat baboon beats to
be deposes al unlade 164 endued AG %tertian] taw
Pak Seep keen
: away nuke" mural finds ewer
Fret) aid the hthreana Days* Achim COAffor
customers wed a maraiona Peace Mangernent
Account through the Bat Sweepheifers. caei balPICOS
W Swept so Le$ Oat USA IS b al estab1shod Ina and
than to ICS AG Starred Bran& a a Matey Ford Deposes
at 685 Se USA are FOC inured n etagere eh FDA:
culn For the
Hameln pee mit we Ida gov
Deposits a UOS AG Stare ad kande a-4 dares oThed-reg
Finds ere not men by the FDC.
Through the OA. enable to ciii bins
aw stet to
depose accounts a LIBS AG Needs Brrth and IBS AG
Carman erch. thesedeposes zee ria rimed by tr*FDIC
BelinCtS heLf a me 185 AG Chest Brach ay tenthowily
oposed nine Se app 6-1 of theCaynat leads, and
the
is no guaranteeCr other Oblceltker d LISS AG to way
the Dane yak on the uth Calmat BraCh'S Maas
Deposits at URS Bak USA and eachUPS AG Brae aro nti
awed
by SIC MoneyFund tins re peened by WC
See "LIBS knacul Woos Account Frotedion" below.
Open you max.n banes n the Bak Sep Program a
OA may be vitatara axl shies of a Maney Fund maybe
Nene
and the weds returned to pea ye
tomes
further Wawai tout aailtle sem *pica. reclAng
were emote rats .aid yet d see
a
wen. searrisweepties, bon your lethal Moder a by
caring 806762-5000
list Faareciel Spokes wee
pretechen
The Fin ica ember of the Secures mince Protection
Coveted, GPO. Wit prows sseosnits wows of a
wens
tet to 1500.000 (reclean; 1250.000 for dams tor
re) The SSC et (mrearn tiros am), la alf maws
ta you hold n a balite namely
The fern together wth one II We ha also puxhaw.1
sapiancritai preen
the nounuen zest
payable to
all dipbb rem colecteelyundm this protection 6 5540
niacin as of Declare SO. 2013
Saps to the policy ardititro and etatens cats at the
fns 6kather protected ler up io SI 9 mile n tie
a ni
nate to al your axotnisheU it a pees
capack
A full oppy oil CO poky onlettng 6 atauble upon rhea
The SPC protect[ aid to supplemental proem both do
not a PA' to
• (tent natal awls controlled biased headed nen
cement rev) but held away( rom 1(1$
Servron
(eq. mat (A cath alaS Bark (Joao[ at 685 AG
Stamford bona On meaty ee
ls. neleigraubse
amain ad 04 Than of mutual finds ride. WO
chases re metered dreary in the nee of the anthem
Mace on the bodes and records of to splobb Me or
trainee agent).
• Conan pernirreni contexts or noornent inert= (e9.
'maid parowships and prvaepla:ments) tot senor
festered ads the Shure Act of 1933. and
• Commodesconk-am to g . foret emery* aid
preina meta arenas/ catelng tees commas ad
OnTrOddY ogler contracts
The SIK protection ad the zipper:eel pretence do net
wp8 to
:hese assetskin if they Otter* appears
neon%
The SFC protect, and the Appetit
motecan do not ;ruled awn change, n the meet
tam M yosr aestments Madera amnia 44 Matti
moyernint. raw bannepaY of Atimity's0
More n'orrnxon s &A/Dleupon request Vat may obtan
more Mermen tout SIC. hcludng the 5PC Paha
by anierg SIC at 202-Th8300o by Wag tie SP(
websde at vmw SPC067
Dirideui ILMemmntPrere OPP)
The axe oteleCid dal average pnce You may Wan the
actualeta tan your feline Adios Ceti Wok ases
are pactied under Cl P. partial ti res coil te son and me
cash wit be Waned n pis across the dvidind
renvestrerd pro. aipplied by the 'Sower eye.
Wei the
mallet pike it Man the partial Owes en sold
Cable
Only Whole units may be held in pa a:COint if you are
creel to atonal re as are[ of a ovilend pandit or
otherwise, the Arm cop ether al parapet at meet price
or accept an wow dethred by a registered (keg
age,. and cede yea account
Westmont °Noakes
The mrstnient obectues anon) prof tb are speck to earls
scene aid may vary teen
flea. ea
the Inn
empty in prang of any apron, enpe in your hone
stuatim Cr neestiNer awn*" For ad+ woe held.
you Choose one of the to loving noeStInarl (DACUS
• Podia CU OWIDX0Illf Inethents seine die
royal to of home only
• Ache* Capsal I 4apl0000n henthas *Ping wash
Oct pmcpal raise that the gennaon of Men?
• ft dWe Co rAbAktbon of Income and Ch74.4 APPTO300^
thentents teeing both the greaten of ice road
"own e. PnO/Pal
Overall risk wefiles
• Conaway, Se s to remain hliai pi-dna moth low
risk el rola lily to the account era
win d that means
the want does not 9inaate.Ordrall ilICOale Of
inures 34 myna keep pace will 04 loon
• Aibelnua %Meng to map: soma
to 0'044 red
tolerate sorry
ityb sect higher roes
• Aanre5Ine Nang 10 *Wel hgh rice to vitae ad hgh
vanity so wet hign remove , tone
Surtanentlauselloklier
We ray OnSiadate al retard amain stereos with the
snit address n he sane envelope Admixes may be related
foe this eye
berm they he owner; yho aho mean
pa mount Weeps
eh ore dents at the same
address The pre:Ice is know
'holuenoldn9 • fru
peels to more indiede eaten'ento inakd ii sepse
CONFIDENTIAL
enidoped —yOu may Gene fausehaln3 byding your
hying Adv60,
Freak Went name
TM Reentry aacurn nee ref kas Warren that you
awed on the are online braes sem
It 6a
custoinizabh *name
chain by you to au you will
your norditipin It Km no the der on your arum
you on dope too FNMA/ atom runty throup One
Sews a by °swum; ye Weal Ace° r.
Acme seesaw
• taboo/se wountetwee PM Of asset ad
habilltAS
• Ames Include sealiale call balsat valunlof
rodrilod 'maltyto, ) rid GkeTme Delay unrealized
mats to market aril eerie assets not held byte Frm
Does not nchdeurcinced saudteassets a eye end of the
pax and one steam pooch a eat* nor wel ,.
uneed she colons aid fuErCii..lb le stab colons
• Liabes riche d lot balances. outslaaanct maga
loan. credit the. Shot account bathos
• c mummy alaxca Taal of snirvened ay/whitey:It
bean.
cola 485 Baa USA exit baron UPS AG
Surriced March &post balances and nXtleirMVIcg rruttul
fad weep balances. a the dose of the statement perod
idon.ormnos Ey bee fen heron n yeas account as not
segregaed from °Ow bataxes rod re Femoral use any
these rut n the ordiwy course of es Wens lhese lungs
Lr
Of
e payabie tpon ps demand The total 6 incbded
ne
newt posed dosing value
Leading information
Rs detect eilainaon on the my> Snag p • aloe end
dicaalurn Metro ayClem kW Wrap Agawam or
Aw,t Agana aid the General Toe and Carleton;
U95 Stamen of Crede kactossadabr n Ayeedoads
adDecilastee iwtnk
rnmir, r-•ofrGvh.nni
Yee rauets
You MUMMA COMM. Seartn5 aid other assesheld n
the Amount* cod of the saltentet peed You may Mt
for dare of July paid wurites a any tine You may
recent seceith used a hat °Peri ale Path9.ati
balance cue on them My wales trended b thean
dire the sumer: period an lined a noel rat* a ol
the eni of the stemma period
• Cost beg h dettehng the con basis of the swathes
inducted n es statement. We indLited wth the
number
UOS Feel
Servcesha meted on
Werraion Maned Iran sources other that 185
F etre %vas. orating nicanalon from arKem. IT
0, that you Toy AAe provided to
reel
Akar
The Firn does no emenderely way or guaranteethe
anracy a vaidby of my Women provided by sources
earths Univocal SON..
Ni addeien ShoLghtIOS FendalSerekr. reedy
updates this relearn as c is riche the WM dal rot
monde any assurers that the nlmenatbn alder 'Cost
bail' aid 'Unedited gaiVbss" is era*
a of V* die
of this neat
AS AKA Dna* do nor rely CO This
inkelnitnn to mite tun:ha:ease dameus, la la
purposed cr CITOVILt ACcceinb VidlaYed to thee em
mayreflect gram unarm/ay only forme pyre
tie they ay he a **Pim Morehinonol nlarnatial
CI be added by yots Firanial MIOW
• Unlearned gelebes
Hhee dace 6 acaiable
Idea ad rectal red lard lOWS re CanralO1 for
SDNY_GM_00025476
EFTA 00136096
EFTA01277329
Important
information about your statement (confined)
Mfrichalsmaity lots We tatter« data fa Herrera
Ø maya may not elk« comotans disges ace
seamy reorsaindatim emu Delbil and ode«
renwomem lots and »Moak.* pfd ae lots are eat
Otanbned to Taiddy one autra;od b1 lhe • Wade doe'
murm pesents the copnal train« asn baladate
• CANN warltiat Bonds and pWritied SiOdi that the
Maw calt to easy weapon nil besolaced rota-Oath
by lot tom among al seaman of that 6% hod n out
name a n Newts n re ler our dents ( al loan
*Soma«, is °tsarinafrom Mad panes and as xora-f
rs no, gstaaweed OT« call I eattres may eta whet
coed ilep mkt ~eta
'Norma ken Yid te provided
uiwn rowel
• Cortireataa °fagot -MD.) CDs are PK routed ups,
$293.090 in pampa aid sated nttrest pre dspasttor
and per dot:outcry mindien. n =Wawa with SDK
niles
• ~Nakao Mots &placed fa wefts ant otte
produces may be
a brie thai the prise mal you
MAuld taually resew in the mark« PrCeS are Oblaned
Iron vanes tad pitysources when he belevelo te
rabble, but we do not gumbo ecrfr aaasacy
- We "way coo ten doingprise who's arabbk• sr ow
mean or me tol aid ask paces fa laced ledmel nd
*porn or on k tad peesfor OTC satsten
- Let «enwatt traded Øfles maybe gad tung
«barn moo« a tht nno Mani Ma we °Waned
a-4~r«
:elect an adore males PM°. Or Wax
- (enanposlions may appea min« a pet and tall
show z 'price was not wilable if we wistful° to
Obtin a orde for a scurry
- Deposal a Wailes denarinatd n ~des
Other
inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of
the stamont date
- For cenan senates nag n non-conforming
deromnatans.«ce aid quality dace «abe) may hat
bean «speedm loole.ale oropetvåbzon
To obtain one: caritz•ms wren tailanle maw yoso
Frnancial Ada«
• Peen Inenesmima and seruauriad products. Wale
-winners:aunt Crtchdrig diral prISUpaion
pagan aid feat~
rwament UUSI SenanneS) and
Structured peeidaas straw.,
hghiy 414u d Certain
touched prochas hat nos born regnoted woh
~
cots and Etill~ Common:a a underand state
SeeurtteS lad We vow» estmatd takes for «inte
netmen wanes are stmneett paten eor
Marina cnalpuwoan only Acwacyn rot duzawd
- T iseviues maydifter seminally from picas a air
a etch acetate rewistmere warty« structured
pinata mathe Lair a sold aid do not newsiaily
regnml the sal. you may rtanto upon Planslantn
- shed pray esimaes of vane are as of a ran dae
aid are stsplud so l s Masai knouts on a regi
box by an Winn:Sent saltation Urn
Isuer, 90no4P~Oo‘reASOr Sowed yahn if
am. are stcpted to te Fm by the °Stier, general
partner ia *war and may be °Waled Axed en
diefaet ntomation from that uxd by thtd paths to
do/WeTor estinawd yam
- You can obtain addnena eternal«, raga-ding the
~logy
used to determine the emote of vale
and de dace of the Moirnaton thy is the base foe ea
tine
by antadiig your Pnaidal Adrisor
- and parryestimated vales may be reflected as 'Not
pincer n metalstoats ten an 'axlepantni
valuation lam Anoint Applied a d matte to assign a
salt» when no beam wa» thai arnworol tort ha
*coned tha may ell a pownosly tenoned iota if°
CaleSIOn. a when a sal» raitAd be highly ipeehlatare
duo to the rut" of the sway
- Then nitther an Clues rent parte« a parnor
named «knot atudpalyesl Maud volut is
prow led. the taut of to warty war beddleent tom
Ps pitchout pia
- 'DiSibutiows to MN' may inch* rgivn of cal.
mane a both
- • Cwria uld sue' rgresmathe nealonnrg pace
perm a-.5 may not reflod yaw cos bark
• hedand maid« Reenaed 'aromas ;manly in
not armor engine for patio sale URS inane« *was
ow' the mark« precool to esintoktod s1Ø of the 'ant
tuna
reputed Yak* tor the rearMed suka Bor
purpose of toszNexemona To the omen Ma
eta teed wanes are «gbh lot sale. teeter resieued
may be wtnuntiay less Than the impaled yaw shown
• In. Nairwatad) exam arNotyitalds and ratg. An
natas of annual name is based oft anent derstend
and Mete raw awning de 'acuities will be hit for
one year from siaternont date a and mammy This
alienate is oq a gudene. accuracy and Otntnued
Name se not giuraweed
- Est:rated arnual mane and writ Weed for Wan
tpesol securints muld ticket action of «beta or
gave gam n taut Cate the ant tame LTCawns
mkt) would be °wetted
- footnoted arnual immix nd euteni yield aid the
actua edoire ale yield night be loweror hgher tha
the teemed amain'
- An ntrute of ~Iced name (dieted seder
«eat) titled byt eoat« malt« vat/Pan>
balaxe a ured en the la2 draSand or curet
parent made by the nuar and avant tit
wart indonoses ell be hild'« one woe Wan the
staterent di e or woe mxurty Acarathand
connoted wed ae nO1 guaanteld
• Aetna held lay UBS Pinandal Swaim Conan
Met at int MU bytefim ad notated-en the fits
Canso's«, or ant« Theo assets re 46plawd en yam
stammen for inlonnahanal ~sonar
Potion and
«tes presented ae provned byte tong fen IFS
~fig
SWIMS ° nol rwponsblei for this atonal»
and does net gantlet es deacxy these assets tenet
;Wetted by SVC or end Fame supplemmul SP(
average
• Ilannua dating and addkbnalcampeasatiow
- ti «Whet to aminissom en saes and 12t1 fen
noted en onneace with the datraulon of meta
finds toots deeds we aura ow allae redeye
renote ~in; aapenu from asubutors and«
adeson of the mete lath fiat we soh two
amounts arebased on two different andeorents fJ
Ilk maul, ol savby ken ot a partCuW nual had
lanai to ow' dierns. and Id the aiset Yam of a
pattailr (rum' fund lanais ShirOt Nil X II. I Ito
- We and ar *Are and recehe retteeng aid
ormthsprocesseng lets n consideration for tune«
agent sakes mat we proud. to asen rual funds
lees lets genitiaN at pad lam imitator mots is the
etbal hand ad ae a tied done-nu« bawl on the
~be of nou,ls at tee ironer-dear holding inutoa
lads of to Arid lane
- m skit ion tomminens etcehed m arntaion wen
the sat or «debate:en of aviary coreaco ad wit
Itnni units toal dieml. wit and co our
at
races* ream* tang thatitenaten Iron
Taira( The manna, °Town Ind/wrung to
a-ruity =awls addax oil The hatanorcewres
«sponsors a taunt envesment trUSIS we *White
- Ott allilyeS also receMe Waling commbwisaMomet
rp.nsaon from annual ilids nd *minx,
0:0"“ 1in wØ procixts we di,. huh?
- We renewal anus tee from LBSBalle USA are WS
AG Stanford Brude of up to RS pet axount
we
to to hanks wale the tangs* Sweep
Pageant
ASA,
mannaen rowning corn-veer., aid otheo Marto
mound
annechon with the ertention ol wades nobadrad
option transactons has been maeled on the w:tons
prevourar Inasiat no you. aid ail he wodokel to you
womanly on Nan«
Short stilling
n you ae engaged en tort sehgaaearity you may nos a
tag.**
to caftan New"
costs ken« pandela
'snony
Open «den
Regaling OPOo « '9000.tilarK001• OrderS Thai wore not
ecauted by the stamen, dater open boy ad sell Sap
«des re waxed by me amain of dui...lendscrept, on
an eededindsor tomes dale unless enticed theeis
by you You ae rented* 1 or orders that are restated due
to put lease to carol «tog open «den
Tax witherlditg en ~ant
fawn WS financial
Static« IRAs
~al
Lac WI reqUte51.85 into« Servias to watleold
income tar from yeas tattle as &Mint raw tut you my
doe oat lo haw ~ix
rolltet01 or. instead. you nay
Nets ZO haw la ~Mc
a arne a ct a lied anoint as
you TOOSe Yei elocon yea amain n effect until emoted
by you You mayCwt. par oloction a ay Ono by ~au
ants oilcan If you do What. (mop name tar
matted Ban 'Our dartuliOrif. you maybe retsina,* to
the paranoia of ettanaed tax you may nøs pent« d the
reams wane« and your Minded to parrnems at not
Moe CO you. lacobliyation
Privacy
To Ø4n a copy of ono «awn Otero Proxy Nei« pax*
contact me FnatelAdonor amino« manna at
yen«ullx<cmen,aneotry
WSfinancial Sevens snot a bark The RIVA. Business
Silede Accost BSA and ANA it bect «age accounts
tiodi made access to bat no sehces and produas
drough annoys/welts with affeueed bats aid other Tad
patty basks and provides awls to Men
aid «ruly
prooknts isked by wolf elated thrd {arty even,
ConWnef tirOug1 rivande Nancy sonata es of utS
Marla Smears tic
teegnen. nstaraniw. and annuity produce
Hot MC haired • No bat* 9.,3f301~ May Bos vale
FOAA RSOLICeMx,agoreni now" Business Wine
4:coant BSA. iffna and ntemaienal Redoes« ~geared
CONFIDENTIAL
Account ate matted teav mats ot 1165 Madal Services
VG S•watuiv is a regiehrod smite mark of visa
mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd
detail cat ae owed by UPS Bare USA yeah whiten from
YeaUSA haarparatal
UltS Financial SernOes Inc
boy 201407
SDNY_GM_00025477
EFTA 00136097
EFTA01277330
*UBS
U8S Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70057790270415 Y1 0
Account name POT & KETTLE, LLC
Friendly account
•
E LIC
Account numbe
Your Numb:lel Advisor.
None: 212-821-7000/800-308-3140
Business Services Account
April 2015
Questions about your statemeal
Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1C00,
on March 31 (1)
on April 30 (1)
account 029323679
Your assets
4 77
4.77
Visit our website:
Your liabilities
aoo
0.00
www.ubs.corntlinancialservices
Value of your account
$4.77
$4.77
Tracking the value of your account
Sources of your account growth
during 2015
Value of your account
at year end 2014
Your nvestment return
10.00
Dividend anti
.1 8
48
interest income
54.77
Chive in
market value
50.00
00
r
Dec 2014
Ms 2015
Apr 2015
Value of your account
on Apr 30, 2015
54.77
SDNY GM 00025478
M•mber SIPC
ANP7000005779027 NP7000191601 00002 0415 030579743 9123679550000000
Page 1 of 6
CONFIDENTIAL
EFTA_00 136098
EFTA01277331
SUBS
Business Services Account
April 201E.
Your account balance sheet
Summary of your assets
Value on
April 30 a)
Percentage of
your account
A
Cash and money balances
4.77
100.00%
B
Cash alternatives
0.C0
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
54.77
$4.77
100.00%
Account name:
E7LE, -LC
Friendly account name.
'
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your Ii Randal Advisor.
212.821.70001800.308.3140
• Cash and motif.), balances may include
available cash balances. UBS Bank VSA deposit
account balances. VBS AG Sumford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
informal sn about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
Percentage change
April 2015
Year to date
0.96%
1.92%
0.45%
2.26%
4.16%
9.37%
-0.36%
1.24%
ANP70003005779028NP7003191601 00C02 0415 030579743 Y12367955003apteGm000254111,0 2 of 6
CONFIDENTIAL
EFTA_00136099
EFTA01277332
SUBS
Business Services Account
I2C1r-
Account name:
F tie nd ly a ccou nt n
TE TT
Account number.
Your Financial Advisor:
212-821-70001800-308-3140
Change in the value of your account
April 2015 (1)
Year to date (I)
UBS Bank USA Business Account APY
Interest period Mar 6 - Apr 7
Opening UBS Bank USA Business balance Mar 6
$4.77
Opening account value
$4.77
$0.00
Dividend and interest income
0.00
4.77
$4.77
Closing UBS Bank USA Business balance Apr 7
$4.77
dosing account value
$4.77
Number of days in nterest period
33
Dividend and interest income earned
Fe. purposes of His statement, taxability of Inkiest and dniclen0 income has been determined from a US
in rep:cling perspective. Based upon the residence of the an cowl holder, account two, or product two,
some Interest ardor dvidend payments meg not be subject to United States (UA ardor Puerto Rico (PR)
income tares. The clent monthly statement is not intended to be used and camol be tried upon fce tat
praxes. Clients should refer to the applicable tat reporting forms they receive Iran UBS amualy, such as
the Forms 1099 and the Fans 483, fce tat reporting information_ n is the practice of UISS to file the
applicable lac repelling fOrrnS with the US Mterni Revenik ServiCe and PR Treasury Department and in
such farm accurately Pally derdends ardor Interest as tar exerrpt or !arable income. Please consult your
Indslclual tat prepare,.
April 2015 (1)
Year to date CP
Prior year adjustment
Cash activity summary
0.00
4.77
See Account nctUity this mouth for details mance: in your Sweep Options are Includedln the opening and
closing balances lake. FDIC insurance appies only to deposits at UBS Bank USA, rot todepoets at ups A6
SlaTa0K1 &arch or bank deposits piatedthrougs the UBS inlematOnd Deposit Account rtOgarn. SIPC
protection applies to money market sweep fund hddings but not bank &posits. Ste IrOpOltirA lot001000A
4410ot your statement on the at two pages of this document for details.
April 2015 (2)
Year to date ft)
Opening balances
Additions
$4.77
$0.00
Dividend aid interest income
aoo
4.77
Total additions
$0.00
$4.77
Net cash flow
$0.00
$4.77
Closing balances
$4.77
$4.77
Average daily balance
$4.77
Interest earned
$0 .00
Annual percentage yield earned
000%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a fun description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
investment debit/ consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, Ara Out
SDNY GM 00025480
AMP7C003005779079 N97003191601 00002 0415 030579743 vt 23679%0000000
Pegs 3 of 6
CONFIDENTIAL
EFTA_00136100
EFTA01277333
*UBS
Yournotes
CONFIDENTIAL
EFT,00136101
EFTA01277334
*UBS
Business Services Account
April 201r_
Your assets
Account name:
POT & kETTLE,
friendly account nartin TA TT
Account number.
Scene ilnes, income and current ye uti shown may be EppfoxItetalt. ASS teak gtertS aid tosses ma/ ma
be eccufalely refleciel. see knporum in/wine:on about your uatemert a We endos ths et camera fot
more infornanon.
Cash
Cash and money balances
Cash and money balances may include ayalaile cash balances, UBS Bank USA CI:O9t account balances,
UBS AG Stanford Branch &pow account beances and money market mutual fund sweep balances.
UBS Bank USA idepcnit account balances are insured by the FOC villein appetite limits, but are not
protected by SAC u85 AG Stanford Branchdeposit account balances .e not tuned ty FDIC and se not
protected by SIFC Miley craws sweep batances are protected by SAC but are not innured by the FDIC.
See the important information about your statement at the end of this document for detain about those
balances.
Doering bdance
Cloung tulaxe
en et Pef thare
Awiage
Hddng
on Apr 1 (1)
on Apt 30 (1)
on Apr 30 (I)
rate
U65 SANK USA BUS ACCT
4.77
Dtridencl Interest
period
Your Pinand/I Advisor:
SCOTT STACKMANILYIE CASRlEL
212-821-70001800-30&3140
Days
period
Cepan:will (I)
Your total assets
4.77
250.000.00
Yeue on Ape 30 (5)
Percentao of
Con
ESbmcited
your arCCOunl
basa (1)
annual inccfre (f)
~Stied
pan or losS (S)
Cash
Cash and money balances
Total
54.77
100.00%
54.77
4.77
100.00%
4.77
SDNY GM 00025482
ANP70003005779031 NP700319I601 00032 041S 030579743 Y1236795500003C0
Page 5 of 6
CONFIDENTIAL
EFTA_00136102
EFTA01277335
*DUBS
Your notes
ANP70000005779032 NP7000191601 00002 0415 030579743 vl 23679550 009fejliy_ GM 000254
6 of 6
End of statement for account number Y1 23679 SS
CONFIDENTIAL
EFTA_00136103
EFTA01277336
Important information about your statement
1.1135 FP/nark:Pia Inc (to Fim or UnFirwrocial am/
b a mentor of al parr al security. Cournory and rums
edueges l$stflmcal recces and UM Bank USA are
Siva cubaira of IBS AG and Oran of LOS Sooska
U.0 lhe f m's Maur Prat
it ratable upon recur
The htn mere* 01Imes re a
U3S Rural WPM he
1200 Haber Braid
thcon)ok at If '07086
The starnem ropresashe onMoOral rear of bourn
Financial Services account Other records. except ofloaltac
documents. combing car tag data should not be .Wed
upon If you bar tar is a act
*Magi. awe
Par, b serradiasear n lamb to teBrach frampir of the
Woe sang you aorium
Athccgh al
no tow" arewvwndedb be ar.rate.
ST aehint (taa Todd rot be used for to Nooses 49
soar on 'emend tar zany Ge.. Form 1099. 5498. I 041S.
ex) then peeping sour to arum therm ism:pia by
lar to fern tote BS al to
le rulers. reponale none
table dvdtmds ad wade men earned on securities
held n your account net proceeds on sae tranuctors, red
cost 6m/sonorb raped %edam
Communications with the Firm
• Ple.sereccohrm any oral 0:ennAlCatons nwmngt0
furor prowl your r4tc nclarg you* rats under the
*area Wear Perron Act (SPAS
• rf the friar insert/Jon on the top eh of the lrem of this
suiernmi is not LIIS Finned SenCer, LalS Ferrol
Sakes caries you accour a dearirg broke by
atergenwil oath the rad
nntuon We Wormed
sou 64 ihnretetionthio Mn you opened thrown in
this car Sr tech or care as re looted a IBS
Fianoal Senna aid not the urodurn9 beret ad you
must mate a report of my Ma or omeslon k both in
All account suppliants shall be deemed complete ad
acar ate if net objected to n Antra wachn 60 clays
• Please direct currier onalants
rearms
the /m0.
Client Retains Drama X 201.352.1699ot toiler
a 1300-34-9,03. 8 00AM to 6 03 P fd ET radar
thwart /Mg. a n rang to IBS Fonsaal Served tic.
Clem Relation' Dimaaront PO Box 766 Unon City NI
07837
• h case of errors a emeACinS *cut 41.80'06o tors
transfer 0711 bid papa co U3Svcae dark cad
trahadoms, call 806762.1000 a nue to LOS Fflancal
Woos ht. 1000 Harbor Ba .6s. I bat vie€te.Ms. a
07086. Ann tawil3s4 setwes
Cal cortex soon as poop d rata
tor
stawnem or recem 6 morg aria) need more
Mona" rout athrofor on the swam or ream
The Fan afar War OS ea lore) must hear torn )0.1
0.5 530.1" tr0.1 60 days alter to f rm sent you the fist
stamen on tar the race or problem arra
- Froar sow nine ad actor number
rib
- Detre the moo. Or the rarer yr re rasa axe.
red titan as dealy a yr On way you Caw 4 is a
error or ray sou need curt nlanufon
- Ftoride the dollar amount ce he stnpaced
The kin or Cad War wit raga* yOtr C011ptint a+1
MII roc any err prartly
Pleranake al dabs payatto to the Arena to rata:it
masa Mated en he front of the Payment h art or
to regur Wout feet Woura may be mbal to
amuse. Mu charges Ice re pausal to wow.
Duran; andclaw; for Ina worts es or), =mots
AccoureS ma are tranterred le other atstrtons rear be
Irma to a barer fee
L185 Warp Optbns
UBS Offers opals for smear cat balances. btaxesto
bat &posts at uBS Bat USA rated AG Pandora dam
(Bat Saw hograt wry mrket mar' fad' Nora
Pais) arid the trataltional Depose Actor (0Alfor
cram
won a international desorce Managernent
Acwuni llucv9h the Bat Sweep Cr011artif. rath betimes
re swept to 18$ Bat USA up to an ratted
LW ad
that to 125 IC Stamford Band, a a Matey Furd Deposes
at WS Bak USA are FOC muted n accordance WO IDC
rules For war id common p awe out twar be ay
Deprave% AG 9amford Branch ad tares of Money
Furs rem nsureff by the FDC.
Through the On warble to cab War are swept to
deposit accounts a U3S AG Newyork Bradi ad US$/4
Caplan Brat These deposes a net nwed by the MC
Banos bra a me MS AG Canna Brach ace towerily
oposed to The SOWeer Ot of theChina finds and
ter is rho guinea
oche eo lata of 185 AG b Way
thebalm Mika the 185 Carats Bras boas
Deposes at URS Bat USA ar each UPS AG Batch aerai
prrected by SIC Wile/ Fund lies re proceaed by WC
See 'CBS Finamal Sewn Acccunt FroteMon" below.
Upon veil reale,. bermes a tie Bak Saw Programs or
DA mar be Warm. ad net of a Mow Fad maybe
igurdat and theproceeds returned to atur your
$4.02itot XCOutl
Furter mionnton Soil radar strop optom. vidaing
caw mast rases and peas. 6 aritalre
www ubscarrlsweryirs from your Formal Mvilor or by
car 806702-1000
U85 Felentist Services meta protection
The Fern icarnerrter of the Securers Tame Protrion
Gomorra (SRO. WO protects roma wows of
wars us to 1500000 (Wan; 1250.000 Ise darns For
cat) Me WC rata yaw
tonef *Of lo
was
tr world n a pallor Casaly
The Ferri loathe can onan Al Paw ha also pitchOW.1
stimanentac arra
The prawn mart payable to
all NOW car coliatalrundorta protecion 6 550)
milker as of Dt0Ernbe tO. 2013
Saws tote poky a:edition" and Imutom cat at to
Fen auntie' (Wooed fa' up
$19 milks n tie
aw- rale to aI your acornMr net parry capably
A fa oapyol the polcy onlrdng 6 mauble upon regal
The SIC molar ad to supplemental prawn both do
not SPIV°
• C awl Maar teas controlled MOPS Mined hypu
now who) but held away from util$Finalizial Sawn
(.9 anal (kat aUBSBar reach att.% AG
Stamford branch. OP mutate modals note:mg amble
arra la ad Minns of mutual finch Acre 14135
Shan a re9 awed ay
el die neater Una Era
holds on the books and war of tie aplabia Eva or
trader agent)
• Conan aturani contra" or noon amt nteast (09.
Imbed parowships and prvaeplawents) tat are net
regisivred aro the SKUrexs Act of 1933. and
• Corms:dims antral to 9 . forma enthary* ad
prammetal antocts). mcLaclkm tries commas and
lienToria OPIKO convicts
The SIX mower ad de bapplerronui protecton do not
are to these assets ern ti toy OlevartSe
The
appear w
s
arxr
urnents
WC protean, and the arrow
prate:ton do not ;ruled flans* dare" n the mate
ear of 'cos Mestmentsercher as a result of mint
moorrent. rzuvr badaptcYor 016kAPFP)
More Morton s arta le peen mum Vat may obtan
ewe ilforreren stout SIC, iMudegi the $K Sericite
bycanary Sec at 202.37143300ce by voium tie SK
mlwle al rmW SVC OM
Divider It Invernent Program OW)
the Coy Pared 6 as aflame pace You nia °bon the
actual pee /ran your Firma Armor Car stole are'
are pecismed infers P. partialshares wiz to soli as tie
cash ml be deposal ei you arra
lie dwilind
rernesInere prCe tippled by the Issuer may dote ton tto
',Wet ;rite a fads the par tees are sold
Gat Milieu
Caly etole ants my be hold in sou now
I sou are
entail to aortal at a" a mato* a &Mend print or
othwthe. to Firm MI ether tel pralines, maw mice
a ram an am
detellitad by a negiStered deny
agacy. and cede you account
Irmatat °Nerved
The n0.51/110.11 cavorts apart prof ib are speck to ea:b
arm ad nay vary beam neat tree the Inn
promptY n suing of any Knie.ant dare in your War
stria or restfrom arca;
For eads aura hell
you choose one of the roaring neestral (Drafts
• forroloco Cu iroongorne 10.010.10111s•oini the
gnats on of :tom eonly
• Ache* Caperaweroon kardnuntmear 9romh
sancta rah. than IN ginalatOn of name
• prockceCombatoon of income sod Ceptsi *Macs° off
mans cons took am both die aeration of room ed
9rohoh f bencial
Cana risk walla
• Consaate Seeks to manor trim cermet ah low
risk aid cola lity to he acorn writ eon fl ha mom
the amount does not 9inerst*Ordant tarot
,Rums
mancekeep axe won arc°
• A113440.2 0.11105 10 YEW some rrh to Oral end
tolerate sorrarr My a soak hiaher rains
• Aanreslae Wag to at
hgh nit to propel ad hgh
vokatao seek aha ream mei taw
katantntliceschokling"
We may OnSOldate al RUM Arun 0.3t0.71t0.5 MTh the
saw airs n he swam...lope ACootresrrny Derehted
fa min arrow boar /ohmha awn mho cup .tartan
ant mount relaionshr tab ator dents al the sarre
address The peace a known as ihowelsoldrg • t you
vale to metha indOitual roams mad is site
CONFIDENTIAL
ercekom — sou nay deck. househrlig by ding your
Fermat Adarr
Friendly dant name
Tearrenly account nostril's-is Marro, that au
turd on the Hens cane maces waste It e a
customizable *wane thaw by you to rata you tech
your ruccdremmg it fa no irgt fed as pour arum
You on Osage sou* Frenday wan nava burgh Oahe
Sevres a Ty eroding his &taxer Ararat
Amman warm
• Vat of pour fttounrafroa tie‘ 0135SetS and
habillleS
• Asia Included sealSole cam balaCel van, la
resented away(m) ad Gkbaf Tiro Deposits unrealized
mats to market aril ratan assets not held byte Men
Does not mcbdeunpnced audtelassets a the enf of the
maw andtrent statement pooch a Prate haimullt
wowed Pot totters and mochale sto4 oplom
• harms erodes cam Draw. crstadirgimma
loan. area Inethert accoum babas
• CaNinonty bi.wcel Toes of wan/tiled salable cat.
bianon. oM. U3S Bat USA depose baron 1.18$ AG
Stated Stanch depose balances and maim mar mutual
rum sweep bakes a the dose of the 0.310.0.0.1 pad
Non armed Ey kw aro Dana h yak am
are not
smutted from oat braces arid tee Fommay use any of
these fords n the orrery course of as turas Mese funds
Ire f3.1551610 upon
demand Oa total 6 inthded in no
arrant par dos rg value
Lindh(' infermation
rot detad olonnamon on te F et VIWOV) aka and
do:Laken Mato pis Cleat MO, beitp Areerhini or
AISOLIIIA0.N.11MI aid the Genera TOWS ad Condrtons
US$ Starlet of Cur Maces arab* n Aretwars
and CrOxatres a xdp;I:
Your auras
YOSStatentril tilaZeiSenriteS and other asses held n
the 4o:owl/Ad* ad of the swat
period 0.v may s
for decirmy of luty paid wars at any we You may
recta secatim used a bat collated *a Wag at
bate ale On ternAny pronto% tranderd b them
duty the Pawners period an Ira a malt roam of
the eon of the sutra
par
• Cott basic n detethng the cos: basis of the rarities
induded n the statement. rat tasted web the
number
' UBS arta
Strweshas coed on
aterrution Maned from sources other than UllS
Femur Saws. ndadng nfounton Iran arsr IT
or tat you may kite provided to your Mari Maw
the Finn does not reanderoir may Or guaranteetie
annoy a airy of ay itormoon provided by sources
ratan
IBS F racial SOUPS
it adder Shou9h LOS Fnandairriae away
updates tr roma:4 as t e wood tie rim dots roc
moil& any roam to tie Ptomain rider 'Cost
ball' au, 'Unbind ganisrp" is mama a of int die
of this barn
AS such please do not ray cn his
Walntbn to nuke cahoot a re deducts Ice tar
purposes a were* ant
barred to the fen
may reflect garias nformair orly for the period of
tiny they re held a the Fnn Morehimonol flimflam
ca be added by par FINNS AdAkir
• Unteareadalrearbstes tam data 6 ac3iible
OVmatied areal zed
3-2 caroimel fro
SDNYGM00025484
EFTA 00136)04
EFTA01277337
Important information about your statement (con tinned)
Mindialseatity Ices The tamation data la intlindial
Ian mayor may not reflect COninkdraln, chages nap
security torawitiattan ,ems Diatend and other
remeornent lots and mom* perchne lot at rah
ombnid !odic*, one award
lhe • lrade dae*
mars presents the origmal amain , traledate
• Callable mattes Bonds and predated stork that the
isnar calt for eatyrtderpbonwil beselected rrpatiaty
by lot tan snag a smites of that 6m Mkt n out
nate an firm we na••• for our dents Calleave
'nfcmuttn is Wanedtom 'bed palm and Os acing
6 not gunned Otte Call tames nay cost Math
could ilea mil complete Mama kin smitegoaded
open noes
• Corecolo. of dep.:B(0s) CDs ale MC mired opt
1293.CCO n pampa and rated ntatea pa deponor
aid poi deposnory
n accord-via with SDK
nilts
• pvwv.k,e FrKeSdeptrAd fa WOW, an1 other
produces nar be higher ce bloc, thr oat pro inn you
ereu quay receive in the maker PCPS are obtaned
from vainus mid narymom Midi we beim to be
Maki. but we do not garalteo eel' a:curacy
- Wo nay
too To doing prize Aron aeatabko cr the
man 01 the bid aid ask paces to Iced WIMPS rod
*puns in my bd pram I or OTC saves
- Lam acne.; baled statues may be pearl tang a
valuta mocha a them, roam sits we °tared
aid Ina! nos ref sal an acing matt price or nakt
- Cmain bosuns may £pea valCut a prate ard roll
show
'vice was not wattle' if we are salable to
obtan a prce for a security
- Deposes a Searles denannand n wimps other
tan U S dollars ere rel knee a the enturger4e as of
the Matiennt date
- For detail senates nadeg tin010-0:tholltng
eler0MrettriS. rinCe and quality (face masse) may hae
boon wpm:sotto fade-me prove wear
To obtain once: qatrems. Wien salable. coma yos
Friarnal ktecor
• Meals leetestnuMe aM itruaurod products. Oman
Mostma seaman Calcining direct pasinpaion
pavan rod realestate n*Stfneell Utict SECUTIttg and
stunned veduaS at MIS., hGhly ilhOM (elan
muctaed vett
11.1.* 110t been regriaed who the
keanAk. and etar94 Canmston a under any stare
securtres Lam We mode estmaed valets fa Ovate
(hemmers mimes aid matt, prolog for
rrformgcnalpuroancoly AcanCY a no19untleed
- ihrei vatses maydrffer sthstantially from axes if any
a .110 neleage mestrnert stoutly ce structured
product mai be Imo a sold and do not nevotaily
repeat the vale you any record upn Imadaton
- lhrd pay eshinses of vaia are as of a Gnarl no
rod ae imphird lo UBS lanai Mom °nervyLir
bans by an rulmencaent relation fern
111utr, Sentra' Prow er SIX•ISOr atma.d WSn if
my. ate stapled to thermby the ont, general
pawn a iprmor and may be Mastered based en
Ober* inormabon from that usedby0nd banns to
dente ther estrum:44M;
- You cal obtain adliosna Mammon regaling the
rreholology used to dement the mina, of vane
and the dace of the hfonnaon that Is Ow bat for the
enema. by aedactng sour Fraidi Aditor
- thed parry estimated vibesmap be reflected as Mot
priced' n moral MAC.% *bin an 'IlleptrikrIt
valuaran hen has rot typed a6 wale to asygn
vaNt when we ammo aral that a rniOnil wort has
occared that my oll a preniusly mooned valie roo
ClUelen. a rot:nava)? mon te hghly necattatee
duo to to rutin> of the party
- When Muer an Ana general patvw a sponsor
(*mated eaue nor atria-pony estimated vane is
prowled the4mo( the parRy wit Middleton from
rot podisse ono
-
to date' may nerds rem of M.O.
mane a both
• 00902dunn see' 'Memo the nentollning prce
parch rd may not reflect pt.. coo bath
• ItipsbiCted securities Restricted secumes pi:meaty it
not aventtyttgble for p.101c sale IRS I naxial Strwizel
uses the meta priceof the inentrides1 sled of the sane
mar a almondwhat/ the Panted Pods bin
auninsis of rissuaexenronty To the mein dm
repeated simian mobilo* tot sale. IMPS.e peeked
nay be suentantlrey less min the named whet shows
• In lotairlistad) scan, convityitilds and met An
tstinate 01 /Mud none is based on curers viMind
and interim ran, ssonirg tho ismities will be held lot
one yet from staement date or vita ITUturity This
estimate is onht a potent accuracy and ontnued
name ae not garaneed
- H tatted arnual intone aid amen rats for anal
:peso, sethrites could nark a rotten of pecapa or
canal gardnench case the tit none LTC airrffit
yeld)would be overawed
- Eannted anus OCOme rid curses yield and the
actua Mom and yen night be lowm-o• hgher thth
the ranted moms
- An eranute of atualged norm. (dvidend andor
merest) thened by the corm makervalid ate war
balme ts lased on the last theaand or merest
parent made by the inner and estates the
sewn Midmost roll be held fa one vat from the
stamen dale or mid murky Anoxia/ aid
contained yet ae not Guadreett
• Asset not hold Irf MS financial Sentient Conan
WPM are not held byte km and not wimp the Inn;
pOSsefieel or envoi These assets at coployed m y ter
stamen' for inonnational Imposes one Positions as
tram presented re posited by the i39.091km
manna Swaim a not reponsble tor this aformait
and does net 9.kvaste ins aCQOXy These assets Zeno,
prowled by SVC ate Fent supplemental SaC
coverage
• terimus Sating and addkionalcompensalket
- m additno to cerninissoM on tales aid 12b.1 lees
reeved n connecto with thedettuton of mutual
finds to our clientswe aids our *Are re0Nee
Meale ifiareg pa/luau from darbutors and or
' ,idiom of the mutual funds that we sell Those
moans are based an two ditharent arrporents
it* moan of saksby 165 of a paitcuLa mutual hand
limey to owclients. ad Id the me sae of a
pamar maws Mod fangs shares to to die Ina
- We aid cur ant* also mane retnseeng and
onntusprocesung leas in °mammon for transfer
amino sakes mat we poobidt to rho nrual funds
PM* lets spew" re pad irom immnor men is the
moral Itnd and ae anted doll? mom basin on the
nine. of ascents at the troker-dear hotting mutual
(tads of inat
- m akluon to matinascnS reamed n ornection web
the Sat or darbuton of arnury mar= ad wiz
matt etc Inn unit to as dent we aid cr our
aft Aare mem femme *tang Carpernatico Men
Mrryol me romance °roam,: uicinwritna the
reuity contacts atilms of the Manna cornsann
Of 500111055 01 the UM nvieSTMell MOS tv? 061ltute
- Ott attires also re:Metrading COMMtni5d14 Other
cormentation from mutual hobs aid mane
CoriTtnies whine moats we dist but
- We trek. al anus fee fran LEG Balk uSA anf UBS
AC Stanford crawl of up to 125 per a:Count
sraosing to to bait% cod. the 18$ Bat Sweep
Program
ASA,
Momenta regardng commit:en rid ode.- throes
lased ri anneaon wit the venation ot vases it s
a bon rassactons has been ncialed co confirm:tons
twos* Inn Mel to you. and wail be pentided to you
pimp* on Minn
Short selling
it sou ay engaged in tort 'tang nosily you may ens a
chasteduet cenan batwing costs for that PalKIILV
9iargy
Open mien
'Molina Open or i montilicancelled • ordersthat NOV not
aeoated by the stamen, date. open buy ad Sell Step
ceders ere taxed by the amount of di/do dssr (gess co
• vatedindsor 'angles date want 'lauded othenviy•
by you You at rimonsble or orders that re executed doe
to sour fanse to cancel crating open ceders
Tax witholditg an farbution. fawn Mt Pinanoal
Simian IRAs
Federal lac Law tenures MS intent Services to withhold
acme in from sor taubla dos dionbat pens W t you may
*a oat to have icce. Ise withholi or instead. you may
elect to haw la wittild a arm tu n a lead anown
you choose Vat Mann wit feinain in el Sect untiltvolod
by you You may creek* your election a a-ryilno by m.trt
anew eleven If you do not hay conch mono tar
watnekt from yOUT dattulliOnS. you maybe reiscosbie for
the payrnero of eartMed lay You may not penstes if the
monis withheld and yes estimated tat pa/minis se not
equal tO you. tacobliptir
Privasy
To atm a copy of me anent Cam Preay Wit pima
sonnet you- F nate, Admor °envoy more a
yo.vw
corngnonotr y
WSanoxia SOViZOI 6 not abat The WA. Emmen
Senices Aa&a BSA ail inath aelatcheram awns
Muth pored' access to bong sewn arslprcdnts
ttrough nape ants who *Mated balks avl MAI( Maid.
party balks. and provides accts to limn
aid soapy
prodects imed by unaffiliated tied party imranCe
compaim through emistce agency subslaa es of utS
fnanon Senion roc
megmtit. morn. and &misty products
Nat FOC Emma • no bane 9AMIIICH May lose Ma
RMA trance Knower° Account Business Setv415
ACCOall BSA. Mais and ritemabonal Rentrce lAmagerrent
CONFIDENTIAL
Accourn ay manned since mats of UBS Runnel Serrates
Inc
Yea Stung, it a regiebirod "wife ma& ol visa
nwrithonal U3S Wa Sagnabre creed cards and l65 Wa
debit cads re eased byMSBat USA neh mimmon from
v ea u S A noarporated
UBS Financial Bermes Inc
Rev 201601
SDNY_GM_00025485
EFTA_001 361 05
EFTA01277338
*UBS
UBS Financial Services tic
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP7005676263 051 5 Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Your Anancial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Phone: 212-821-70001800-308-3140
Business Services Account
May 2015
Questions about your statement?
Value of your account
Call your Financial Advisor or the
Resovrcetine at 800-762-1C00,
on April 30 ID
on May 29(S)
account 029023679
Your aSSelS
4 77
4.77
VIsItour websIte:
Your liabilities
O.OO
O.00
www.ubstomlfinancialservices
Value of your account
14.77
$4.77
Tracking the value of your account
Sources of your account growth
during 2015
Value of your account
S
at year end 2014
1000
Your elvestment
Diwlend and
48
interest income
54,77
t.8
•
0
Change in
market value
5O.00
Value of your account
on May 29, 2015
14.77
00
r
Dec 2014
Art 20I 5
May 2015
SDNY GM 00025486
Member SIPC
NP7000.1005676263 NP7000191655 00002 C515 030579743 VI 23679550 000000
Page 1 of 6
CONFIDENTIAL
EFTA_00136106
EFTA01277339
SUBS
Business Services Account
May 201 E
Your account balance sheet
Summary of your assets
Value on
May 29181
Percentage of
your XCOUnt
A
Cash and away balances
4,77
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodit ies
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$4.77
$4.77
100.00%
Account name:
P
F - TLC
Friendly account name:ly:'
I LC
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your K Randal Advisor-
212.82I•7000/ 800-308.3140
, Cash and money balances may include
available cash balances. UBS Bank VSA deposit
account balances• VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Imponant
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on May 29, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
Percentage change
May 2015
Year to date
1.29%
3.23%
1.38%
3.68%
-0.40%
8.93%
-0.24%
1.00%
ANP70003005676264 NP700319I 655 00032
030579743 Y123679550 COapiy_Gm_000254frige 2 of 6
CONFIDENTIAL
EFTA_00136107
EFTA01277340
UBS
Business Services Account
May 2015
Change in the value of your account
Account name:
Friendly account narner
Account number.
May2015 (S)
Year to date IS)
Opening account value
Dividend and interest income
dosing account value
14.77
$0.00
aoo
4.77
$4.77
$4.77
Dividend and interest income earned
For purposes of INs statement, to tabity of interest and ckadend income has been determined Item a US
tar rep:ding per-wine. Based upon the residence of the account holder, =count type, or product type,
some iraerest ancror dvidend payrnents may not be subject to United States (US) ander Puerto Rico (PR)
Income tares The dent month) etaternem is rot Intended to to used and radio: be reseal upon for tar
purposes. Clients should refe, to the applicide tar reporting forms they receive from IRS annualy, such as
the Forms 1099 and the Forms 480, for tart reporting information it is the practice of UBS to file the
43plicaUe la reporting forms with the US internal Revenue Sery(t aid PR Treasury Depanrrent. and in
such fount accurately classify dimends ad a interest as tar eierrpt or to able income. Plea. consult your
incl./dual tar PreCialet
may zo
CS I
Year to date (S)
Prior year adjustment
Cash activity summary
0.00
4.77
See Account eamty the month for detSlt Seances In your Sweep Options are Indudedln Me evening and
closing balances value. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AO.
Stanrold Damn or bank deposits placed through the OBS International Depose Account pvciqam. SIPC
protection applies to money market sweep fund headings but rot bare eeposits. See important inSormahon
about your systemerit On the Ito two pages of this document for details.
May 2015 (1)
Year to date (S)
Opening balances
$4.77
$0.00
Additions
Dividend arid interest income
0 00
4.77
Total additions
$0.00
$4.77
Net cash flow
$0.00
$4.77
Closing balances
$4.77
$4.77
Your ft medal Advisor:
212-821-7000'800-308-3140
UBS Bank USA Business Account APY
Interest period Apr 8 - May 6
Opening UBS Bank USA Business balance Aix 8
$4 .77
Closing UBS Bank USA Business balance May 6
$4.77
Number of days in nterest period
29
Average daily balance
$4.77
Interest earned
$0 .00
Annual percentage yield earned
0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statementat the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment eligibeity consideration None selected
Your account instructions
• Your acooun.
method is FIFO, First In, First Out.
SONY GM 00025488
m*70003005676265 NV7003191655 000O2 OSIS 0305797437123679%0003000
Peg* 3 of 6
CONFIDENTIAL
EFTA_001361D8
EFTA01277341
*UBS
Yournotes
CONFIDENTIAL
EFT,00135109
EFTA01277342
SUBS
Business Services Account
May 2015
Your assets
Account name:
Friendly account name: P0TK ETTLE LLC
Account number.
Some potes, income and (orient vaueS Shona may be eppfOxitnrSe. AS a teak gal ns did losses ma/ mil
be Eccutalely reflected. Set rmporwa inlosnebon about your statement a the end of ths clacutneM fOt
mote infornalon.
Cash
Cash and money balances
Cash and matey barites may Ind ale avalaile cash balances, UBS Bank USA depolt account balances,
UBS AG Stanford Branch &pout account balances and money matret mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vat n relicEde limits, but are not
protected by Satf UBS AG Stanford Branchdeposit account balances are not insured by FDIC aid re not
protected by WC Miley matket sweepbalances are protected by StPC but are rit insured by the FDC.
See the important information about your statement at the endof this document for detaik about those
balances.
Hddng
1,85 BANK USA BUS ACCT
4.77
Openng [dance
en Ms/ 1 (S)
Closing Mine
on May 29 (S)
fore per :here
Axia3e
on May 20 (f)
rate
Dividend:Merest
period
Your Pleandal Advisor
212-821-70001800-308-3140
Ø
in
period
Cep anounl (I)
Your total assets
4.77
250.000.00
Value on May 29 (S)
Percentage
Con
ESlinWed
your account
tasts (5)
annual Inc~ (f)
Unrealized
dan Or KM (5)
Cash
Cash end money balances
Total
$4.77
100.00%
$4.77
4.77
100.00%
4.77
SDNY GM 00025490
ANP7C003005676267 NP7000191655 00(102 0515 030579743 Y12367955000C00D
Page S of 6
CONFIDENTIAL
EFTA_00136110
EFTA01277343
*UBS
Your notes
ANP70003005.676268 NP7000191655 00002 MI5 030579743 YI236795506(6I6IMY_GM_000254Nge 6 of 6
End of statement for account number Y1 23679 SS
CONFIDENTIAL
EFTA_001361 I I
EFTA01277344
Important information about your statement
1185 FhancialSeekes Inc Marini or UnFirwrocialSerices).
is a reenter of al procksal sewn,. caYrnotity aid sums
echarges MP tweet *Yee' and MBank USA at
Seat 9ubtalizies of MS AG and arise of LIPS Sitosta
TLC Thee re's fiscal swat
it avalable uoOn repael1
lht hen'S exec./wakesaua
035 Risser Savers he
1200 Hate Dakesd
Yetrathe en le 07086
This =tonere represents ihe o, Octet resod of )our UPS
Handal Senores account MK retCOrdS. except °float tar
doormats. co nueng ccolkong data should not be teed
upon If you Maw dare is n ever a 0916001. pare
ntoct n rynteliately n wring to thee catch Ma-epir of the
al ice sang you amount
Alaataagh al f919s ham are intended b be a<0.010.
Slaienint data Todd rot be used for tar puposes Fteb
sok* on re rend tar Ian be.. Forth 1099. 5498. I 041S.
etc) then pepsin *or tth worn Sher et isagora by
la To record to the RS al teak di deeds, mortal. non
Sable taint ad irate mew wad en securthes
held n your account. net proceeds on sale tranUctern, and
cost bassos cairn coed Sonintiol
Cerninumicalons wit the Firm
• Please reconfirm tincOral Ccenrole.ater6 ft Antil9t0
furter pawn your .4 -45 nclang yokefolds under the
ketathel Sera Protection Act (SPA)
• el the frurnal instrunon on temp left of the lrtfit of the
laberreml is not ICS FitinOSS4•V•ia IBS Festal
attest:tries yet accost &drag !Atka by
"magenta *nth the reicated nil on We Intoned
pu of this retnionthp Men you opened Ills accost in
this cam Sr hrds and sena in re looted al%
Franoal Sanas aid not thy arodurn9 bracer ad you
rant may a report of sly mot ores:din to bah in
All arum stepson's tante deemed complete:rid
acar ate 8 not obselei to n metrg wean 60 cers
• Pleaseow cursors ortolan'sa ruses to the Inn's
Client Realms DeStrielt X 201-35216990r tallier
a $00-354-9,03. 8 00AM to 6 03 P7d FT Monday
thooup kids/ a in raring to UBS Fonanoal Sefton Inc.
Clare Relations Depatrrent PO Box 766 Unon City NI
07(07
• ti case of errorsor frotalOnS *GA n elecoone rods
transfer (711 bit paean ce U35 Vsa darn cad
mamas's, call 806762.1000 or mete to LOSdna:XS
Simon Ix. IOW Manor fsed 60 Ira. We€hMah, N)
O7086. Ann INWIFSA Sayan
Cal erste as soon as est cart d technic ther
'Lawman or (ecept 6 otOrg Only(*) need more
isennatin Loot ateram on the mariner or recept
The Fan cc Cad Mow (as atplOble)niug hear Iran )0u
rho 4W00160 *6 alter the Frn't Sent you the fist
surernern on Mush the era or problem apered
- Thade the nine and accost number
amp
- Describe the ono. or the water yru ae urdsre ass
net ratan as0ealy tu On shy yeti bathe 4 is a
error or ray you need mere nem: ion
- Fro ede the dollar incarnate 'snowed mix
The Fins or Cad Soar me Margate you COnplAnt a61
wall cortecl any error praeptly
Pleamnake al asks pawn,* the Pinot the fawn'
nudism ndaled on to has of t6 Parma is allot
to regtda excel, fees. Joan may be abort to
mamas Ma dirges Ice tae parent fo sante:
ourchan and Orr fa u-pad nuns n cr,k, =ants
Accounts mat
traldern?6 10 elks nstartons :nay be
papa to a rinser fee
UN Swoop Optim
U8S offers oplan for sweep*? cat basses. bra-ees le
bank &pouts at uBS Sat LISA all UtS AG Stardom Wet
(Rao Swap hosrant away market mutual lust Vont"
Pals) arid the tharretreal Depose Accost (041for
dustmen with as mansional testae Mauganent
Away. llucv9h1ht Bat Sweep Yr011ana <AA betimes
are Swept so 105 Bat USA up to n estabisteed Win and
then to LOS AG Stamford Bran, a a Mthey Fund Deposes
at LOS Bath USA are 'DK inured n accordance with flje.
ma For we Samson plane nut wow eltc gav
Deposits a UPS AG Jared Bunch a-id Tams or Ness
Pads ream nsureff by the FDC.
Through the On sake M 4th balms at swept to
depOS6 aCCOuniS a LOS AG New York Brath rid Lt3SAG
Caplan Dant Thesedepositsarta read by the FDIC
Dairen hell meet/35AG Cams Brash ere torposily
oposed TO ton Laoalin risk of the Camas Melds and
there is rho guinea
other °bleat:non-05AG b repay
the balms who on the l/56 Camas's Brath's boas
Deposits a LOS Bat USA ad each UPS AG Brach aro nm
mama by SIC Malty Fund ties me paceaed by WC
See 'WS Pineal Seven Account Frotealon- below
tarn you rfg.:92, ba
s n to Bat Sweep Programs or
DA mar be wilectann ea Owes of a Money Fund maybe
equidad and the math returned to pita you
Winton laill11
fuser nlansign Lout allele sweep *moot Wiring
cart maw rates .net Skit is rate* at
yews
swegnies, from your inaceal &tailor Cr by
sag 8067624000
'SS Ireancial Services meta pretense.
The Finn is a reenter (tithe Secure:es sew Protection
Coteau(' (WO. 'On prows wanes scorns of a
mentos to to 1500000 lemberg 1250.000 for darns lot
call the 5PC asset caws
tents *Ph le all saws
*Stehle' n a paned" caeca
The fen together wth Joan Senate has also pee and
st-pplonental Frobeaeon The mean* anount payable to
all SOW cars coil/yea/undo' this prowion 6550)
minors as of Dt0Erater 10. 2013
Seteed to the pokya:editions and Irretatent cads at the
ran Stunts protected for up so S19 milen n the
anegale br all your axou, ts held n a ratan" capacry
A full my DI the poky mating 6 NalableupOn ra‘aast
The SIC prowls ad tie supplenental acorns both do
net Spy to
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scan vibebut held amyl rom tAlt$ Antall Sermon
(.9 man (kat alLIBS Bark (Jcafh at U3S AG
Stamford &nth. 04 enutaxe mans. Wang eatable
arra le ad Minim of multui finds *cry such
chaps re numeral Sealy e. the name a the JOST
holier on the lacks and wet of tie Job:able GUS a
trate agent).
• faun remosni coma" or non% ntewits (99.
Imned parowshos and prfraeplawents) to are nee
registered saw the *vial Act 011933. and
• Cormsrnes anus to 9 . forcers 99thanj* nd
prethas rata contact mclAng fusses commas and
comma* Wan comas
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may to these assets tend they Ottawa arrival/a
amenents The WC prows" ad the uppetmt
protects' do not robed flans* dun?, n the maim
earn of yrs Segments (Seta as a rename mate
rnarnint suet teartatS44 liblreeTA)
More Moreton s rate le Leon resat You may obtan
sae ilfornsin tar SIC. hdedri9 the 5PC Bred's*
by canary SPC at 202-37M3300 et by asitmg the SP(
•rttorle at rmw SVC All
Dividend It Ineedunent Program OR/P)
The as raleCed sal arras pace Tat mar °bean the
actual pre ton your Fuser Adecor Grey whole Peres
are thiciewd te.4.• MP partial shies oil be soli and the
of oil Sassed
n eats amour* the deand
remesmat price upped by the issuer 111111 defy Iron the
rixt4t ;ea t whch the Ewa tees to sold
Casabas
only ono le unto cry be held in pis axoent 1 you re
entitled to aortal se as arta°, of
parrot or
otherwise, tie Finn was ether tel partial...tsar make aka
a accept an net
driernancl by a regiSteed (terry
awry. and cede you account
Ithroriment °bivalves
The nava/Tent Spans anent prof tb are sick to earn
scowl nd nay ea between femme free the Inn
prompflr n wrong of any 491(Cant ravnpe I your franca
Juane or neesurern Owen For eade accost held.
you choose one of the fo 'sag nvestnent castes
• Pa ha Current Mom heolenents steamy the
generation of Some only
• Ache* CansbtAppecirnon Wiens(' seeing yeah
prexpal haler than INS ginner.* of MOTs?
• prearce Constoremon of rncorre and CepOJAPPeororn
thantness took ii both the rowels of Mona aid
power 94 prcaPal
Osoll risk panes
• Consinnow Seeks to 'roman heir priedpat wits low
risk ad v0464141 the =ova serif. event that means
the arount does not generate *plant titmice
warns ad mance keep pace wth i11.010
• AiloOntia I.Man3 to =opt some re to Prerneul and
tolerate sorrencla Sty to seek hirsute -ill
• A996•Sa.e Ming to *MI hgh ripe toamoral ad hgh
weekly so seethed' nem net Ina
Statementthourolsoklior
We ray consadate al rented accoat Statt71611S with the
sane arra in the solemner. ACcotots r neyeereamd
in" this copra beano tie haw amen who as muntain
tont mount relatonshOs wit other dents at the same
Bess The peace a knows al 'howeleoldrg • t you
vale to realer indiritual moment' mead W sprat
CONFIDENTIAL
escapes — sou may Saint househalrg by ding your
Frond' Atter
Friona, KOWA An
ill Friendb awry name refaces idarratim that to
erste] on the rem's Ws sass we're It ea
customizable •norumo• Olean by you a au you wth
your recoil eciain n hr no logr effect as sour recount
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Severs or by enlacing thes enamel Mabee
Acomintesteiew
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liatelites
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corned acuity Oct) ed Global Pere Deposits unearned
marks to market and certam assets not held by the Fin
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per andmeat sirens prod" a Para nalemente
urresed sloth colter and malt* le stoth option
• bakers rendes rear bateau. °Aswan) mar
bas. Gen tit sheet account bates
• Cah/rnonty balances Toes of snirresied award:dee/3i
balances. DV; 035 Bat USA deposit bather. LOS AG
Stanford Stanch depose balances and maenads mutual
firm sweep balaxet a the dose of the statement pa x/
won.mnsmcdey Sae ovififbawscus hype axouni arena
soyegaet from othcf batmen mil toe Fanny' use ry or
these ferds n fad'
th
ry course of as bores These funds
▪
payabi9 tpon aoL. demand The total 6 inclAd in the
arca wed dosi-9 sloe
Linden information
rot dead clanson on the rev >VW.) p • etas and
clichhot Mato Lou Cant RPM neriap AgeOtnaitli or
ACCOLial Arran: ma the General Tenn aal COnilitOrn
US$ Staff/lett a (We nactos nab* n Agreements
era Mamma a 322a5sakaaegrjaasaizi
Your was
Yes statement itifna9Ssearitts MO Other Skis held n
the no tert at the cad of tie stainer period aCv may trl,
for denten of hay paid attutitefaraly IMP You may
reale seasie used a has collated abet WickI nn
Diana.** On sheen Mymanta trardead w the
thing tie summer: period ow lined a hurler ualr• as of
the end of the Payment pried
• Cat basic ri deletheng the corn basis of the searines
needed n the statement. Were flitted oath the
number
' LEIS Fine e:Sal Streceshas netted on
inletination obiai+ed from sources other than LOS
Faecal Senses. naidng nformaion Item mater IT
or tat you nay fare provilol to your FinsiCol enact
The Fen does not kemendenty way Or sunset*
nay
a validity of any knorrnaan proven by sources
other to US'S f areal Settee
in adder." Stout UPS Fiona' Sake: gamily
updates tits eformacei as e 6 riceitel the Fern does not
prod& any armarn that she nfirmalicu fsidier 'COSI
ball' and 'Unrealised gaivloss' is asaree a of tie date
of this 92401011 As such please do not rayon this
ird canal in to nuke curthase a Seeking,. la la
purposes a otterriot Account tautened to the fern
maySled gabs nformain oily for the peredof
time they ay held a the Pith More historical rdonution
cal be added by yotsFillaiVal Lama
• Unwanted sainslbstes "Alta d
eanyed cereal red lad "uses a2 Ca,araIK:
SDNY_GM_00025492
EFTA_001361 12
EFTA01277345
Important information about your statement (Con inked)
kavidalsgoaity as The tataion data fa bdircbal
lot mayor may not rolka cennksam diages naar
se
~IS ~fend aid ah«
rerwerrant lots and swornatic ~is
let re eats
combned toddplayonee«aped 131 The • Trade rise'
col" present the «Oar betacn traltdate
• Cabal" worltiess Pont and braced :rod that te
unite caib for ealy redenponwil beselected «pa-tiny
by lot tom among al stemma that raw bet in our
nahit a es ~ate
flaw for as dens (al Nate
kenmam ei Maned horn third pre; ad es acoraq
Mt ~awed
Otte GO leatireS may eau vetch
could deed yal ~plate Norma Ion sea be prodded
open roCtost
. Carta waad deposit (CDs) (Os are MC nured apt
$292000 n whopal at soled mete pre away
and ye ~away ',natation. n aoadanot with iDt:
rube
• ~Nakao eras ~Lad fa traanare: arson«
produces inar be hot« or biver thri t e pew tat you
muff /audit recent in the mak« Pr es are Obtaned
Iron vanWS tried pay sources wean we aka»
be
relabir bat we do not genat
eek aaas acy
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mean of te bid aid ask paces Ice Ised securecs aid
omens or my bd wets tor OTC warts
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wham moat ce themes; roam eke we °Waked
Mr/laynot ref loet an aqua main VW or lake
- (enanp011ienS may appear ~art a pm* ad will
show z 'ace was rat walla* if we are usable to
obta a prce for a stoney
- Deastb a aortas derannared n anentes Mine
taan D S dollars are relketea a the entirgerat mof
the Panne date
- For certan senates endeg nnonaMorm'n9
defomnnts. price aid quality dace vake) may hale
boei Mated% lama» probe vábaun
To obtain earn quflasUir. wen eatable. Wad you
Fnernal knew
• Preen Innotnerms and streamed redeem Prorate
krotmg« sewn« (nclidng din« saltation
oogram and real estate rwarnem nun manes) and
staved prodas ferns.,
hghb dyad Cowan
'Mackie, proems' hart moe born «game wits the
~
folk and &aria Comman a unda any start
wanted lam We provide eilmaed vair. Ice vita
meetmen manmes as stymied protein br
atom.* Knalpumoars only Acdragro rot 9unnten1
- fi e* values maydiffe sanadlly Iran prKeR II ay
at Mtn aseble nentrnert awry« structured
promo mote bar
a sold aid do not necelaily
~Kent the vat. you my reaa*uP:al*ndann
- End pay «mats of vase art z of a anan Ode
red ae sieplied to LISS inroad Saws on aresult
bays by an odious:Sent valation fern
-
flown SandalPala &wens« waxed sabot d
any. are stadia to te Fens by te ewer, general
paver or sponsor and maybeCabala bred on
dream Mansion from that used by thrd bail to
donee thee estinad vatted
- You ca obtain addeeni Woman regang the
rreholology used to determine the minute of ea*
and de date of the hforrnawn ta k te bare tor the
tsetse by contain your Frusta Amor
- 11,k0 parry ~0
vibes may be reflected as 'Not
*need' n senorastains *be, an itleperaint
"IOW^ Ira bit Mt saPred et d wade ea assign a
value when my boon» area that a mare aa[ has
wart«) that may al la ~tidy
rworird vat» roe
OUTIOn. a whin awls rain be highly Imitate.
duo to to tutue of the:tarty
- Men natter an isle< gown' panne a sponsor
nitrated vake nor at edtaty en Mad vane if
braided the wit« of the warty we bediftwont ton
es gallstone*
- 'Onntutiorrs to dare may eclat wan of c-vilat
mane a both
•On'ind at see' «resat Ist nasal olleng once
per
and may roe abn you war bark
• Bomdaad worths ',panned secure*, wreak are
not curentrytagibie fa pdak salt tES humid Tema
uses the matte price of to eitterined nod( ei to saw
qua d ar wowed Yak* lathe tanned node t,
put:sass of on swede« owy TO the care Ow
reacted seorrale at ehgble lot salt te wino raceme)
may be went...stir" less Mn the imputed what Ter
• Est Nitinataa tan
annot yields and ram An
anima of anal home is based on warn *maid
aid Mae ran awning to atomen will be held tor
one yea from statement date «inca mammy Thus
«taste is onb 3 gudeent axuraq aid OXitnued
norm. se no, gazneeed
- Ed Mad anal none awl crown *WI lor cerlan
11ORSOI WairieS mold hdeete draw of ;INS or
gal gas n effikt, 01e the en 00:me ~anent
yekl) wouli be *ventage
- Fainted anus «erne red nowt yield aid the
actusa Mown and geld mght be Mar ce higher tha
the tanned anoint
- An en Mae ol awaked name <aided andor
merest dead byte °were makte vantaitraa
balars e b3Sed on te In dedynd or man
partly made by te owe a-4 manes to
seam innepolas wal be hold'« one wai ban the
state!~ date or ate ~way Acacia aid
contained aid and guarantee,
• Aetna
held by MS financial Santa
Corkin
anal are not NHbyteFa aH not yam te fins
possession or control Thew asst re deptawd as your
mama for irdonrwronal *noses oaf Portals ad
yam presented re awake byte sang firm UBS
Fnancid Saws e nol reponsble tor this inormakin
and doesnot granite ts «any
These assets ninon
browned by SK o tor Fret supplemnial Sat
coverage
• Ilaanua Sating and addkkanaleampensatak
- es additnri to cambium on tat red 12b.1 lees
wooed in conned«, with the detrbion of rroeud
luids to our drat: we al or OW arrhae repte
tenrue tang p.ynenu from doubutors and«
' ,awn of the mutual finds that we tell These
anoints art based in two different aeroorents
the amount Of saksby165 of a partcuLdrnduil had
lames to ow dents ad (d One term vac of a
pawl, maan lad lanites Shat Mad a tie lien
- We ad tar al, tide an rewire retorang red
ormeaprocesung lees n corealtraton lor tuna(
agent sakes tut we proud. to Monroe funds
par lets meant re pad keen hotter set
in the
ntlual fund aid are a hod dolt< astum bawl on the
runt« or rant
at tie troac-dear holting mutual
lads of ta had lanq
- on adt an to conmussenS mewed n cornedion wah
the salt or Maranon of aniuty omit= ad unt
msi.wic ten unit to or, deals. We ~re our
alhalt race...wren« Mang OnMenSaten Iron
maryol The re:ursinecoronet. inderrarg Me
a-rUity armart: aCifaiesol The neared contain
«Stafas ol te urn mama !NZ We ~butt
- Ote abates aso recent trading commbals ant oar«
conhamtann km maid holds aid imam
Compalim MOus potarts we din: biro
- VW cacao as anus fee from kl3513ads USA ad UBS
AC Startlord Bah 01 up so 115 per «coure
warming ro te bats inane
Ul35 Bat Swop
Programs
Madly
Maanden rogardrg corn-nians and other charges
ironed n cant -ton wit the «anion of bades nobadrkg
opbon erasion, has beenrector ce cant:tons
awn*
Ism chef to you. end
beg:~
to you
aanpik on roam
Short Nano
if you aregard in tart wag a mashy you may nos a
etagedm to conan lacewing cost lathe panda'
wasrek
Open Orden
Regaling Open w "goodtiltanceiled • ordersthat wire not
erected byte stdernen, dale open buy ad fell stop
was am raced by the armure of dordendf or rghts
al oydiedinchor *coat date union mewed otherwise
by you You ae reoNmble foe orders Ma are earned fee
to your lase to canal exaing open «den
Tax withialdnym Wearbutions town UK Financial
State' s IRAs
Tedval we Gm retires 165 rancid Services to wen«
sitcoms tar from pis arable MA derlbutram W t you may
oleo not Wham ace-eta «hield or instead. you nay
erect 02 have le vent* I a era, °related anon, as
you choose Yes «Icon war remain n of fect unterekoled
by you You mayrevoke your action a a,/ lino by ~mg
anew eacten d you do rol haw crotch ncomt tar
medal Inn your dierioutions. you maybe reparable la
the paymtre of«•enaata
YOu may nat pen am A te
anoints waked ani your estimated lac pannints se not
Nis tO yet tacobl4atioi
Privacy
To obtan a copy Mown/wee Otero Prray lance pbxe
natal yes F nacral Aden« or 'Meow wasre a
evew otremoniatiotry
U3Siinrcial Snakes is not a bat The WA. &new
SkiNCESACCOUX BSA and AMA a
bo*erage aintaltS
Mem provde access to batig services red prodnas
tWough annrants wit affiliated bias rel other MS.
partybalks. and amides accott to noway and anuity
smacks and by tenddated thni.party naran,
comsaws througS min
agency absIty mot uel
Faunal Simian he
aregant. mutate. and annutr products
Nat 'OK heated • NO bar* grantee May IMO vat
leAr. ReatraNtriagerent amant Business Sara
Axon, BSA IPMA and ~mama Rotoace Masageween
CONFIDENTIAL
ACOunt are registered drew mats of UPS ~al
Services
Inc
yea Ssnaturo is a «gated *Mot mark of visa
~nape*
LEG ersa5agnature eta cads ad 165 Wa
deal cads at issued by 165 Bak USA web owneiron trom
v ea u S A smarporand
UBS financial SerwOes Ins
Ra 201407
SDNY_GM_00025493
EFTA 00136113
EFTA01277346
*UBS
UISS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
4NP70055709270615 X1735611 0
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number.
Your Nnancial Advisor.
SC017 STACK MANILYLE CASRIEL
Stone: 212-821-70001800-308-3140
Business Services Account
June 2015
Questions about your statemest?
Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1000.
on May 29 (1)
On lune 30 (3)
account 029323679
Your assets
4.77
4.77
Visit our webslte:
Your liabilities
0.00
0.00
vmw.ubstomainancialservices
Value of your account
14.77
$4.77
Tracking the value of your account
4.8
4.8
00
ar
DK 2014
May 7015
Jun 2015
Sou ron of your was wit growth
during 7015
Value of your account
at year end 2014
Your mestment return
Dividend and
interest income
34.77
Chan* in
market value
30.00
Value of your acoxint
on Aro 30, 2015
$4.77
1O00
SDNY GM 00025494
Member SIPC
ANP70005005570927 NP70C0304339 C0002 0615 030579743 V123679550111011
Page 1 of 6
CONFIDENTIAL
EFTA_001361 14
EFTA01277347
SUBS
Business Services Account
June 20117:
Your account balance sheet
Summary of your assets
Value on
tune 30 a)
Account name:
—RE, -LC
Friendly account name-
I LC
Account number:
Percentage of
your account
A
Cash and rrxmey balances
4.77
10000%
Your current asset allocation
B
Cash alternatives
0.00
0 00%
Total assets
$4.77
100.00%
Value of your account
$4.77
A
Eye on the markets
Your nnandal Advisor
212.821.70001800.308.3140
• Cash and money balances may include
available cash balances. VEIS Bank USA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
rune 2015
Year to date
513iP 500
-1.94%
1.23%
Russell 3000
-1.67%
1.94%
MSC I - Europe, Australia & Far East
-2.80%
5.88%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 30, 2015
3-month Treasury bills. 0 02%
One-month LIBOR: 0.19%
-1.09%
-0.10%
Atkir 70305006570928 NP7000304339 00032 06'5 030575743 Y123619550 t 1 goNy_Gm_000254§soe 2 of 6
CONFIDENTIAL
EFTA_001361 15
EFTA01277348
SUBS
Business Services Account
Change in the value of your account
lose 2015 (3)
Year to date (I)
Opening account value
$4.77
$0.00
Dividend aid interest income
0.00
4.77
dosing account value
$4.77
$4.77
Account name:
Friendly account name: POTK ETTLE LLC
Account number.
Dividend and interest income earned
Fa purposes of tbs statement, tarabilty of Interest and cbidend Income has been determined from a US
tar reporting perspective. Boyd upon the residence of the account hoick,. account type, or on:duet type,
sane Interest ardor dvidend payments may not be subject to Untied States (UA ardor Puerto Rico (PR)
Income tares, The dent rnonthey staemeM K not Intended to be used and carmoi tie tried upon for tar
minxes. Clients should refer to the applicabletar reporting forms they receive Iran UBSannualy, such as
the Forms 1099 and the Fans 480, fce tar rep:whop infortnation It is the practice of UBS to Ale the
applicable tar repotting forms with the US sterns Revenue Semite and PR Treasury Department and in
such form accurately amity dvidencts ardor Interest astir evertist or !arable income. Pleat consult your
indisdual tax prepare,.
lure 2015(S)
Year to date II)
Prior year adjustment
Cash activity summary
0.00
4.77
See ACCOUnt arUnlytht monrhfor detils seances In your 9neepOptions are Indudedin the openirg and
closing balances value. FDIC insurance vents only to deposes a UBS Bank USA, nal ICIdepots at UBS AG,
Stanloxl &arch or bank deposits placed t hrouch the UBS International Depose Account program. SIPC
potectlon applies to money market semen fund holdings but not bank deposits. See Important irdormation
lbOUt SU, Steer, trot on the tst two pages a this decurnent for *tens.
June 20t5 (S)
• You account cost basis default closing method is FIFO, First in, First Out
Year to date (S)
Opening balances
$4.77
$0.00
Additions
Dividend aid interest income
0.00
4.77
Total additions
$0.00
$4.77
Net cash flow
$0.00
$4.77
Closing balances
$4.77
$4.77
Your linandel advisor:
SCOTT STACK MAN LYLE CASRla
212-821-7C00/800-308-3140
UBS Bank USA Business Account APY
Interest period May 7 - kin 4
Opening UBS Bank USA Business balance May 7
$4.77
Closing UBS Bank USA Business balance Jun 4
$4.77
Number of days in nterest period
29
Average daily balance
$4.77
Interest earned
$0.00
Annual cercentaae yield earned
000%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your sratementat the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consideration None selected
Your account instructions
SONY GM 00025496
.m*70005006570929 NP7003304339 00007 0615 030579743 VI23679SW it011
Pegs 3 of 6
CONFIDENTIAL
EFTA_00136116
EFTA01277349
*UBS
Your notes
.., ,cocsooss,o.o.n.....nocoxos,so,o,,,,,,..
,,.,,gis,,, G. ....,,,,to s of 6
CONFIDENTIAL
EFT,00B6117
EFTA01277350
*UBS
Business Services Account
Jur
t
Your assets
Account name:
Friendly account n
•
Account number.
Some prices, income and contra values ShOrrn May teapproxitnalt. AS a intl. Om dial tOsses may 001
be ECcutalely reflected. See smporunt infanta:ton about your statement a the end of tins ctscumem far
more informs on.
Cash
Cash and money balances
cash and money balances may indict± avaltile cash balances, UBS Bank USA chpont account balances,
UBS AG Stardom' Branch deposit account baances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC edition applicitle limits, but are not
protected by SIPC. UBS AG Stanford Branchdee:oat account balances am not :muted by FDIC and ate not
protected by SIPC Money market sweep balances are protected by WC but ale not insured by the FDIC.
Ste the 'important information about your eatement at the end of this dr:current for dela/cote those
balances.
°peeing belaxe
Closing bience
Pace per share
Average
Neldng
on cunt ($)
whin 30(S)
on am 20 (l)
ISO
4.77
Your Financial Advisor:
SCOTT SLACK MAN, LY LE CASki EL
212-821-7000f t300-308-3140
Dnidend Interest
Dal in
petioi
period
Gip amount (1)
Your total assets
4.77
250,000.00
value on Jun 33 CP
Felcentageci
Cost
Blrrated
yOur account
bases (S)
annual wane (S)
UnreaSzed
on or losS (S)
Cesb
Total
$4.77
100.00%
$.4.77
Cash and money balances
4.77
100.00%
4.77
SDNY GM 00025498
ANP7000S005570931 NPT000304339 COCO? OBIS 030579743 v123679550111011
CONFIDENTIAL
Pegs S of 6
EFTA_001361I8
EFTA01277351
*DUBS
Your notes
ANP70005006570932 NP7000304339 00002 OM 5 030579743 VI 23679550 II WISNY_GM_000254%ge 6 of 6
End of staternent for account number Y1 23679 55
CONFIDENTIAL
EFTA_001361 19
EFTA01277352
Important information about your statement
1.1135 SandalSada Inc (to rim or UnFirwrocial Sweat
IS a mentor of al parkul security. Ccornory and coons
savages UBSFiraciol rtvces and UM Bank USA are
Siva cutraira of IBS AG and alias of ulltS Saari
U.0 lhe F
s Maur swat
it ratable won remelt
The foil's mentore of Imes at a
U3S Firmed WOOS We
1200 Haber Braid
Ymen)ak at NJ 07086
This starnem maws ihe cis Oda record of brain
Honor Sera account Car wort except ofloal tae
documents. mooring calltag data should not be ;Wed
upon If you betevo tier is an ace
*Mag i. awe
mom b sernecliady n wring to teBrach Mitapir of the
Woe seeing you aomium
Alhaagh al trio tows are iniendfd b be ar.rate.
ST aehint (taa Todd rot be used for tar Nooses 49
soar on 'emend Ise Ian (i4 . Form 1099. 5498. I 041S.
tic) then peeping sour to now Therm is copied by
late to fern tote CIS al tar) le dada& re:parole non
table dude's:Is ad wade men earned on securities
held n your account net proceeds on sale tranuctons, aid
cost basoncotan raped %edam
Communications with the Firm
• Ple.sereccohrm any oral 0:enAlCatons nwmngt0
furtior prow your matt ncbdirg you* rules under the
Wawa Wear Protection Act (SPAS
• rl ine franca instritrion on the top kb of the lrem of this
suiernmi is not LIIS Finned SenCei. LeS Flora
Sakes caries you acccur a dearig broke by
atergenant fah the vacated noon
We Wowed
sou 64 ihnretetionthio Mn you opened colt :curt in
this car Sr tech or 90 oark its re looted a MISS
Fiandal Series aid not tee etrodurn9 broker ad you
must mate a repot of my Ma or omesion to bah in
All account suppliants shall be deemed complete ad
acar ate a rrA obit:tato n Yalu wachn 60 clays
• Please direct curter replants a aura to the /m0.
Client Retains Drama X 2014521699ot toiler
a 1300-34-9,03. 8 00AM to600Psd ET radar
throua Mohr a h rang to uBS Fonsaal Servers tic.
Clem Relation' Ditatmint PO Box 766 Unon City NI
07(57
• h case ol errors a emeACinS *cut n ekwono tors
tondo (711 bid papa ce U3Svcae dark cad
balsams, call 806762.1000 a wee to LOS Friancol
Wars tic. 1000 Harbor 8W. 60 I bos
R,Nl
07086. Ann trywesei seta
Cal a woos soon as prom d Kota too
'Lawmen or wept 6 morg aria) need more
Monk." Lout atiror cri the swami or recept
The Fen ce Cad Mon OS afploble)flust hear torn )0.1
0.5 530.1" tr0.1 60 day alter the f nm sent you the fist
stamen on etch tie race or problemwar
- hoar soir nine and actor number
rip
- Describe the MO. Or the water you re tato tall.
ar titan as dearly a its dl way WU been 4 is a
error or eay you need crwo flans:fon
- Provide the doltar arnammahe stnpaced
The kin or Cad Low will norrigateyOtr<011ptint a+1
will roc any err bravely
Pleaanate al theca pays, to the Arno to Imivcial
nista
ndated en to from of the statement h adder,
to regukt Woust fat Wounb may be bbal to
abuser
lea charges Ice tie awry for wurcoo.
Durchaws anddoer for rad worts Sloth =mots
A(coureS ma are tranterred le other etstautons rear be
%bid to a baster lee.
L185 Warp Optbm
UBS Offers opals for sweeceng at bataces barges:.
bat &pouts at uBS Bat USA ind LAS AG Suntans Was
(Bat Stews hograng marry rket meta lads Nora
Furs) arid the tertaltional Demonist Actor (0Abor
cram
wM a international titmice lainagernent
Acwuni llucv9h the Bat Sweep Cr011artif rath betimes
re swept to 18$ Bat USA W to as attar
LW ad
tenet to 155 14 Stamford Brash, a a Matey Furd Depots
at WS Bak USA are 'DK inured n accordance WO IDC
rules For war Woonaion oboe out wow Na ay
Deprave% AG 9amford Manch ad tares oe Mccify
Furs rem nsureff by the FDC.
Through It. On rabble to cab blab are tom to
dairy accounts a 1.13S AG Newer Bradi and US$/4
Caplan BanJt Thesedepositsa rio4 nwed by the MC
Banos heU ate LDS AG Carlin Brach ace towoutily
oposed to The SOWeer Od of theChina finds and
there is ea guinea
other ob Soar ol 155 AG to Way
the Dimas Warm the SS Carats Bras boas
Deposits at URS Bat USA ar each UPS AG Brach aro rai
proceed by SIC Wile/ Fund shns ate proceaed by WC
See 'CBS Finachil Sewn Acccunt Warr'
below
Upon yea reale,. ba
s n tie Bak Saw Programs
DA may be Warw. and net of a Mow Fad mar be
iguidat and theproceeds returned to roapt
$4.02itot XCOafl
Furter mionnagn toil rubble weep optom. arming
avert mast nab and pegs. 6 rata* at
www ubscarrlswerryias from your Formal Mvilor or by
bag 806762-1000
185 Felentist Services meta protection
The Fern icarnerrter of the Securers fame Probation
Carmen (SRO. WO pro teas swabs wows of RS
wales go to 1500000 (Wan; 1250.000 for dams For
cat) The WC rata oar
time *Of lo all was
mat you hold n a particular Cara
The Ferri togete crth onan al bates. ha also purchased
stpronentai straw
The marry, afloat payable to
all agar dorm. colptaebundamii protecion 6 550)
milker as of Rambo tO. 2013
Shred tote poky arditions aid Lwow' cat at he
Fern auntie braced for to b $I 9 milkn n tie
aiw- ogre to all your atosnisheU n a party capaay
A fa oapyol the polcy onlrdng 6 rouble upon rat
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both do
not Saito
• Cement flax's, texas controlled try (and Wined hypo.
now who) but told away from util$Finalizial When
(.9 anal (kat XUBSgat Neat ail.% AG
Stamford branch. Id) mutate moans nclocrig web*
aruers ad Minns of mutual finch Acre S.At,
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n die nano 01 the Era
hobs on the books and rata of tie nice* Eva or
trainer agent).
• Conan eneturani contra" or noormtrit nteast (09.
Imbed parowships and prvaeplawents) that are net
registered oar the SKUrexs Act of 1933. and
• Corms:dims antral to 9 . far
enthary* nd
pram meta contacts/. ncLoth9 tries commas and
lienToria OPIKel contacts
The SIX mot:rim rot to bapplarronta protecton do not
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su
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um
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nmta1
prate:ton do not ;ruled flans* don?" n the mate
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morrnint. rzuet bramptcYor Fil.kAPFP)
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tom Morrnabn about SIC, idudrici the SPC Bratture
bycanary SPC at 202-37I 43300 ce by Wag tie SIC
mlwle al rmW SVC OM
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me Coy re/Wed is as arm. pace You nia °bon the
aural ape /ran sour Noma Adeoor Car Siok are'
are pectiard infer
. partialities will to sob al tie
cash al be deasised ei you roues lie dwilind
rernesInere prCe tippled by the Issuer ma elite Iron be
',Wet ;rite a coals the partial tees are sold
Caste MOW
On% erole cents Inn be held in sou now
I you are
entail to aortapet a" amaze of a &Mend parnent or
othemthe. to Firm al ether tel partial ists at maw peke
a accept an full detellitad by a negiStered deny
mercy. and cede your account
leinatateblealiret
The n0.51/110.11obrukes and Mt profile are speck to eaten
raw ad nay vary beam neat tree the Inn
pr mptY n wag of any Knie.ant aape in your War
station or nostrum arcing For tad, accord hell
you choose one of the ro bag westront frpctcts
• forroloco Cu iroongorne 10.010.10111s•oini the
gofer 0.1 of :tome only
• Ache* Capitifarachoon herantmering 9romh
pacpal rather than IN ginalatOn of name
• fereceCombatflon of income sod Ceptsi *Macs° off
mantrats teeing both die gerwaion of room ed
smith ce brncial
Dana dat walla
• Consancese Seeks to manor heiapiaFal win low
risk aid cola lity to the acorn writ eon d ha mom
the amount does not 9inerst*Ordant tarot
,rams aid my no keep pre Mt Saco
• A113440.2 0.11105 10 YEW some net to Facial and
tolerate sorraoir My Po seek higher reins
• Aanreslae Wag to at
hgh nsic tooctopi and hgh
vothatao seek fign reams tee taw
katementliceddliekling"
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saw airs n he saner...lope ACootres rrny Derelned
fa this arrow beano they ha raw oho aim mantain
pent mount relaionshOs tab other dents al the same
address The peace a known as ihowelsoldrg • r you
mate to metha indOitual naafis mad n site
CONFIDENTIAL
erakom — sou nay deck. househollig by ding your
FromalAdarr
Friendly mount name
Deana* account nano that nlamnion that az
entered on the rims online Paces waste It ea
customizable *wawa' amen by you to raise you tech
your neardrearg It fa no bgt effect r mu arum
You on Osage sour Frondfy wow navies. Croup Woe
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Aar
warier
• abed pour ettountrporro Nec 01.3SOIS and
habillleS
• Asia Included sealSole cash balacet van, la
remised away
ay(ea) )
Gkbaf limo Deposits unrerized
mats to market. ad Certam assets not held byte Men
Does not mcbdeunpnced wuritelassets a the enf of the
pre and Orr statement pooch a Prate hatmooth
wowed shod col km aid fordable sto4 oplom
• Ciarees holds cam Draw. °Amadeu mria
low. crab Ire shpt accoum babas
• CaNinonty bi.wcel Toes of wan/tiled avalable cat.
bier on. DM. U3S Bat USA Orr balaws 1.18$ AG
Stated Mach depose balances and ~mac
mutual
fur sweep Waxes a the dose of the 0.310.0.0.1 pea/
wn.mmmolity Mr are boars h yet am
arena
smutted from oat ball
arid tee Fommay use any of
these has n the ordiwy course of as turas These funds
Ire f3.1551610 upon
demand Oa total 6 inthded in no
arrant par dos rg value
Lendng infermation
rot dotard nIcenarn on he F
sVgbfaj • aka and
do:Laken Mato pis Cleat MO, beitp Areerhini or
Amour Agee
aid the General TOWS ad Condrtons
US$ Stablest of Code Maces areabg n Areemars
and CrOxatres i xdp;I:
Your assets
YOSStatentril tilaZeiSenriteS and other asses held n
the 4o:owl/Ad* end of the swarm pea 0.v may s
for dreery of lay paid barites at any we You may
recta se roes used a loaf collared eta Wag sl
bate ale On tem Any peonies trandened b
im
direr the starers prod are lined a sweet ram ol
the era of the 'Moment period
• Colt basic h detethng tie co?; basis of the rarities
induded n the statement. Wry easted web the
number
' UBS Firuna Strimeshas rebid on
Worrution Maned Iran sources other than LEIS
Fintwal Saws. nCtidng roarrion Men arms fim
or tat you may kite provided to your humor Area
the Finn does not irraderob wry Or guaranteetie
annoy a airy of ay itorrwon provided by sources
axe to LISSF ritual SefeCeS
it adder Shoogh LOS Sandal Sake: penally
updates du Mamma as t 6 weird he rim boil roc
marl& any roam to tie Molnar ceder 'Cost
ball' aid 'Unrealized gairsiss" is rano a of int die
of this barn
ds sucb. please do not rely cn this
Womb On to nuke curchase a Me Oozes Ice Its
purposes a were* ant
craned to the fern
may ear gal= ntormair ay for the period of
tiny they re held a the Firn Morehimonol flimflam
cal be added by yew FINNS AdAkir
• Unmated galredlostes tam dia 6 waaak
OVmatied uaial tit owl loiscs 3'2 007.51elfcr
SDNYGM 00025500
EFTA_00 I 36 I 20
EFTA01277353
Important information about your statement (Continued)
isferidasemeity lots 7N tairron data fa adircbal
lots maya ma, not aka ccmnksafts, drages ads
stamyreorgencatia hitli De/and al odes
remnant lots and notornalk plat ae kit are oath
ombned toaster ourattrased
lhe • trade dz.'
calm piesents the omagat balsam bakdare
• CANN searisies Bonds and parted sod that the
tsulrcalb for ealy wileriphon nil beselected emalialir
by lot tom "mg al sauna of that issa held in oul
name a re dame n atte ler Our dents Calfears
Maul tre is Manedfrom tea pates aid as xara-f
rs not guranted OT« call I eatas may eat meal
acid aria Mkt ~ate
mama en ind bey/aided
upcn alfel
• ~as
of deposit KIN) CDs die MC mad ups,
$293,0:0 n alistial ad aqua tarot us Monitor
and p. cluarlay nslitslicso h atardarea with SDK
alas
• niaivalue Pnces &bibs/ fa whines ad other
produces mar be high', a byte thal t e ase TM you
mute asually ream in the make Pres are °Maned
from mews Sid payscam eta. webeletytlote
rabble but we do not gamma ea away
- We gorieraly um To doingma whim *rabble cr lM
mean or Pe b4 aid ask aces fa laced %area and
*pesos or on kid peas or OTC stoats
- Las avast trad sauna maybe gad tung a
'mbar. motel a Tams Wen nit* we ootaiied
aid may nol reeled an ada maaa pasror tan
- C Oman poslions may £pea /Mart a put and mil
show z 'price was not addable' if we re wale to
Obtain a age for a stony
- Deposes a Names damns& n agtedes oat
ihmUS Cahn as reelected a the odhlnao 'Se ds of
the Panne data
- For cam sorties adog non-wit:4min
deramnattni. ace and quaky (Nee vale) may Lae
bom Nosed» looleraler trope.' volszun
To obtain dam estrizals arm wattle mesas yo.t
Foams,' edema
• Mena Ininestmfms and samasnet protivaa lima
amass auras Cnalang Orel pa irpaion
prawn aid real estate rasa
it DWI SECUTRAISYKI
Slruclued praluaS faraway hghly laud (etav
matted prams Ma me Dom reggaet wt. the
Waifs and enicrldt Cannissisn a underand Stare
Seaga" ad We photo eamaed tam la Sainte
natmera sambas arid strata profits, ear
atomal malputioan only Aciaracyd rot guff an~
- lhlRArvaUt5 nytin« stbsurnally from pas n try
a there agora mestmen secure), a structured
mac nuybe tour a sad aid do not normally
represent the ma you may raser upon 'galloon
- bad pay esimaes of via an as 01 a ran das
aid a ~lied lo LISS friawd boars °flared/Ur
bald by an napendent vallian ban
,suer, Penn' Part‘fc ae sponsor evernzed arm if
any. me suplrtd to te Frm by the Mar, general
pains ex ardor and may be °babied based en
defiant itormation from Tat used by tend pates to
dare Thor estinad yam
- au ca ablate addada itarnaun regang the
rrehadolcgy used to determine the amnia of vase
rid the dace of the Monnamn thi ls the base far Tr
Marta by aniashg your Woad Shaer
- lad parry eilanared vibe; may be reflected as 'Not
p1Ø' n metal Maas ten an 'otlepenant
valuation Ism PAS not Applied c< d unaVe to assign a
value Mena beans axe amanitas/ tart ha
warredthat Illy ti la ereausly reposed vale Ø
dotal& a ~date
acid be highly meditate
duo to To rums> of the many
- Mhen neither an Eva gmal paw a sponsor
ectinats1 vale not a ih rdpany es inlad aues is
braided. the vareol Te awry al Dada's's* tan
no Naha pia
- 'Carbutions to die' no/ inch* nnrn of cal
swam a both
• 00342J ISY sies' raearntsTe diRAIOII(Ung pole
raw mix a-.5 may not rdlea yder cos bark
• Itissolaed Marestis Reacted saunas ;mealy as
not amoteyagble fa park sal IRS Maid Seats
uses the maw precool tie esinesuittod s1Ø of the 'ant
Muir a as Mauled sake for the rearesed sea Pr
purposes of This swercerdosy To the total til
reacted sodales are algae lot sale Me afar teemed
may be anuntialy less Than the inpart vila ~WI
• In. Nainitted) Meant. conmatyitilds and rapt An
estirum of alma nano is based on anent deten
aid Man ram awing at isarities MI be bid for
one year from maternal date a ease mituney This
estimate is my a gudidne accuracy aid antmed
Mae se not garaseed
- EstMated anus mom aid daunt all la airlan
Ciao, session muld akae amen of schegia or
caul ganS n Midi Ca the Mt .care (MO dotal
saki) would be mania
- Serrated anus tarne aid euteni Mal aid the
aqua Moire and yield night be loweror hgher than
the alma moans
- An es indoor rinnalged mama <diadem/ andor
forest) dialed by the camera mac vabarerae
bald-teamed Co tre last Mafia or clam
parent made by the ma and manes the
sera ardour's war to Nelda one yes ban the
statement dale or ata ~say Aosala
calmed aid ae not guaarReed
• Aetna
held Isif UK financial Service Corun
Mae all not hell byte Um ad not widin Ae Fornys
cassaba, or antra rhea assets re dopladd an yam
Vantlited for inloierwronal pupasoaf Roams ad
also bearded re acisad byte Moog fan UCS
~ea
boas t not Trouble Sod this dloanaiin
al does net gannet as ataxy these ads tenet
prowled by Salg or tre arms suppliant', SaC
away
• Revenue Temg and addkbnalcompeasation.
ullnittont en saki aid 12bt fees
r ream with the data:ohm of instal
•
!Jab.* aid a Our aliae Nara
ah
e ur_ian3 ratans from wubuters and«
son of the anal Sods that We sell These
ancatts are based an two Mann amounts 0
the mount el satsby LOS 01 a parrødt nasal had
fairy to oar:ans rod Id the aim vareol a
primly mesa' lund lank% twos Nila IN Inn
- We and ocr allare as recta remand aid
ormtosproasung lets n corsaimon for tails
agent SOROS that we proalt to the arum funds
'Wawa; ~gab ao pad Iran Manor Zinn in the
re vyl lad sid se a tad dolly amtsl basal on Me
runt. of ~Is
at the erotic-dealer holdingmutual
lads el Tat had Isnik
- in Øl ion to commard Waked rt cornedion wen
the sabot' distrbuttin of antay combats rd Inis
imestaire tea units to cur deans we aroma
altdiale hate rasa Siang COrMenallarl from
mania be roans> cabanas mammy tie
asenty arrow's Orbits ol The nntanof corroalffs
aØ506 a Teat ~en
trusts we Waist
- Ott enlists also re:el/eluding commescosalif otte
~Won
funs melwc nab, aid nurnoos
ORTAlin Riau? pronxts %only:bolo
- We recta al anus tee earn LCS 8a* USA ad USS
AU Stanford Birch el up to RS pet aount
sweeprig to tie banks ad« the tines* Sweep
Programs
~Nei
Morns:an tegltog corraisMam ordnets Arse
tossed
annechon eel the ereodio
safes escbions
opben lramactans has been ncLifled
oftilinmetons
premix* I...tidied to you. aid Ail he stoiiided to you
tummy on awed
Short selling
If you re engaged in tort sehg a 'cavity ycu may mora
chase Cie to renal barowing am Seta paloila
'softy
Open sedan
Regaling (*Mt( '9000tilaSOMIOS• orders that are not
erected by the Staerneni date Open buy ad fell stop
ceders at eased by the amain' of Medea, ar rgens ea
• eediaindsor tenches dale unless ran/Oa Maria
by you YOu s e resarrablelor orders Ilal at ~Wed Cue
CO pm Nitre so canal exittg open orders
Tax withirlditg en fatirbeitions born UK financial
Services IRAs
Ftdba tar Lay requreSUBS Mardi ServaS to iventak/
income tai from yur usable IRA diasbul Urn, tul you my
clear not Iona., ramout ♦helsehor. nitial, you nay
elect to haw lac ~Mc I a arne or n a Ised anoint as
you Mega Yea Soon al Nolan n ellectuntAresolred
by you You myna. Rail *Malkin a a-g Ono by morag
a now oaten If you do ml ha crotch nametar
atrial ban 'Our dartulinit sou maybe Nicola* Ica
the cayman of maenad tat You may nar pea Ma d To
marts wawa] and your estirard la« parents aerot
MuS m ydel lac oblignim
Privacy
To Ø4n a copy of us Gnat Caws Pura Nsioy please
contact you Ental maser or rifa ow ?Anne at
rm.., fas onnen4rf eof
1.13S fin axial avian is not a bark The RIVA. &mum
Stiuge ACCOS4 BSA ad MN as bra age aortas
Ma secede axes to bang ~5
aid prodias
tØ
anagrams with alad bats and °tad TM
partybalks and partes mass to blurra, aid fluty
~CIS islittl by unaffiliated tied sixty nano"
convenes teem", numaset agency astisefa es or utS
Fnandid Seences et
InAs~t. mace. and annuls brodas
NM HNC basted • No bat* 9AM~ May loft vain
NM ?ascot. Ma,agorwm aomuit Business bans
Acaum SSA ifMA and ncemabonal bears ~arum
CONFIDENTIAL
daunt as regislead servoe mats of LISS Freandal Serval
tic
Pm Square is a repaired sacra mark of Visa
larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd
debit eat ire issued by U13$ Bare USA Mee bonenton from
Yea U S A Tarparad
FulanCial StrviOeSinC
Rev 201407
SDNY_GM_00025501
EFTA_001 361 2 I
EFTA01277354
*UBS
UBS Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70358456130715 Y1 0
Business Services Account
July 2015
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number
Your financial Advisor.
SCOTT STACK MANI oris CASFIEL
Phone: 212-821-70001800-308-3140
Questions about your statemest?
Value of your account
Call your Financial Advisor or the
Resourcetine at 800-762-1000
account 029023679
on June 30 (5)
on July 31 (0)
Your assets
4.77
4.77
Visit our websIte:
www.ubscomilinancialservices
Your liabilities
0.00
O.00
Value of your account
14.77
$4.77
Sources of your ecosunt growth
Tracking the value of your account
during 2015
Value of your account
S
at year end 2014
$0.00
Ycur niestrnmt return
Disrlendard
interest income
54,77
J.8
413
•
0
Change in
market value
$0.00
Yokes of your account
on kd 31. 2015
54.77
00
r
Dec 2014
Jur 2.015
1LI 2015
SDNY GM 00025502
M•mbar SIPC
m0,700030051045613 NP7000195909 C0002 0715 030579743 V123679550000000
Pap 1 of 6
CONFIDENTIAL
EFTA_00I36I2.2
EFTA01277355
SUBS
Business Services Account
July 2015
Your account balance sheet
Summary of your assets
Value on
July 31 ($)
Percentage of
your account
A
Cash and money balances
4.77
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$4.77
$4.77
100.00%
Account name:
Friendly account name:
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your R vandal Advisor
212-821.7030/200-308-3140
• Cash and money balances may include
available cash balances. VBS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
Percentage change
July 2015
year to date
2.10%
3.35%
1.67%
3.65%
2.08%
8.08%
0.70%
0.59%
AMP703030058456i 4 NP70C0195909 03032 OM 030575743 Y1236P9S5003ajyyGm000255,so 2 of 6
CONFIDENTIAL
EFTA_00136123
EFTA01277356
*LIDS
Business Services Account
Ji.
'
Change in the value of your account
Account natty:
Friendly account name:POTK ETRE LC
Account number.
Any 2015 (3)
Year to date IS)
Opening account value
Dividend and interest income
dosing account value
$4.77
$0.00
aoo
4.77
$4.77
$4.77
Dividend and interest income earned
For poposes of INs statement, toughy of inkiest and dividend income has been determined firm a US
tag ',porting penpeclise. Bawd upon the residence or the account holder, account type, or prodtal type,
some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (PR)
Income tares The (lent monthy statement n not intended lo be used and cannot be reed upon for tat
purposes. Clients should refer to the a:plea:1e tar reporting forms they recent from LEIS annualy, such as
the Forms 1099 and the Fonns 493, for tar reporting information it is the practice of UBS to file the
aspiicaue tar reporting loans vnth the US mternal Revenue Sem(t and PR treasury Department and in
such forms accutatety artery dvithnct and/or interest as tar cierrpt or tack.* income Plea< consult your
indstdual tar preparer.
July 2015 (S)
Year to date (1)
Prior year adjustment
Cash activity summary
0.00
4.77
See Account actMity the month for details seances in your Sweep Options are Indudedin the opening and
closing Defames value. sciic insurance appnes only to deposits at UBS Bank USA, nol tig (1(1)091$ at UBS AG,
stardom &arch or bank deposits placed througv the OBSInternational DepOA Account pregam. SIPC
protection applies to money market sweep fund holdings but rot bare deposits. Seeimportant ineormaoon
about your statement on the at two pages of this document for CetalS
July 2015 (s)
Year to date (O
• Your account cost basis default dosing method is APO, First In, First Out.
Opening balances
Additions
$4.77
$0.00
Dividend aid interest income
0.00
4.77
Total additions
$0.00
$4.77
Net cash flow
$0.00
$4.77
Closing balances
$4.77
$4.77
Your tloandd Adviser:
212-821-70001800-308-3140
UBS Bank USA Business Account APY
Interest period Jun 5 - Jul 7
Opening UBS Bank USA Business balance Jun 5
$4.77
Closing UBS Bank USA Business balance Jul 7
$4.77
Number of days in nterest period
33
Average daily balance
$4.77
Interest earned
$0.00
Annual percentaoe yield earned
000%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manage,. You can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary • Moderate
Investment eligibi4ty consderatson • None selected
Your account instructions
SDNY GM 00025504
Ael1170203005PAS6ISNP7003IISSO9 0003≥ 071S 030579743 Y123679550000000
►age 3 of 6
CONFIDENTIAL
EFTA_00136124
EFTA01277357
$UBS
Your notes
....vo................. . ms ..m.,..m......,,,,,,
• a s
CONFIDENTIAL
EFT,0013612.5
EFTA01277358
*UBS
July
Business Services Account
2015
Your assets
Account name:
Friendly account name: POTKETTLE LLc
Account number.
Same prices, inccene and current vaues ShOnn may be f opr0xiMble. ASS rest& gain aid1O55e5mai n31
be accuralely reflected. See 'mporzantinfosinetan »our your statement a the end of Ms etcurnern for
more information.
Cash
Cash and money balances
Cash and worry balances may include avalade cash balances, UBS Cant USA deKrat account balances,
UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA de
alt aCc0unl belanCeS are insured by the FOK valein applk (be limits, but are not
protected by 51PC U85 AG Stanton' Branch deposit account balances an not insured be FDIC aid are not
protected by SIPC Money market sweep balances are protected by seec but are not insured by tee FDIC.
See the rmportanr information about your statement at the endof this docunent for detaits about those
balances.
Hddng
U65 BANK USA BUS ACCT
4.77
Openng beance
Clovng balance
on Id 1 (1)
on Jul 31 (5)
Price per share
on Jul 31 (I)
Average
rate
Deadend Interest
plied
Your Financial Advisor:
212-821-7000/800-308-3140
Deis n
period
Cepmount (I)
Your total assets
4.77
250.000.00
Value On Ila 31 (5)
eercenta
Con
ES1(mated
your aCC0unt
b5545 (5)
Annual incerne (5)
Unrealized
gain or loSS (5)
Cash
Total
$4.77
100.00%
$4.77
Cub sad manly balsams
4.77
100.00%
4.77
SDNY GM 00025506
ANP70303005845617Ne7003195909 00002 07IS 030579743 Y123679550 0003C0
Page 5 of 6
CONFIDENTIAL
EFTA_00136126
EFTA01277359
*UBS
Your notes
""- 0E:=7..=.::n6';:7"--Y-Gm---6°''
CONFIDENTIAL
EFT,00B6127
EFTA01277360
Important information about your statement
1185 Fiaancial Servos Mc (to rim or UnFirwrocialSerekes).
is a mentor of al perasal security. acernodity aid cocas
acharges
iremcill *Yam and utUraid.Uari ay
Siva subtilizedof UBS AG and Organ of LOS Securkei
U.0 the F naStnaaill Parer( it rattle upon reora
the intes exeunt of aces re at
U3S Finds) Swot he
1200 Haber Ocular!
Market NI 07086
Th6statemem redrawn.* oily °tidal (yard of pad UPS
Honda Senses account Other *COMB exCept h all tar
documents. corer-mg conICeng data road not be ;red
upon If you below mown an act
Ori6601. plea.
rpm it sernscliardy n wringer Mel3rrich Ma arr of the
afro seining you mourn
Athaagh al
no tar are 'menthol a be arrate.
Slaithint daa TOW rot be used for tat puposes Re0
sore on yearend to )any 0e.. Four 1099. 5498. 10125.
OR) wenn peeping sour to "cum Team isreared by
Ian to report tone PS al tao3 le dirdends. repent:le non
taabie dvddas a1 tactte non tamed on se:unties
held n your account net proceeds on sale tranuctors, and
cost bat/soncrabs covered Sedirinel
Comaradations with Be Firm
• Nene reccohrm airy oral Oanalnater6 nwmngto
further peeled your r•)/its ncierm your rotes under the
*aria Wear Protection Act (SPA)
• fl ene feuesoal instrMi0n on the top eh of the from of the,
drawl is not IBS Ch.1002154•VCK IBS Panda
Sength Cries you' amours aclearing take by
arrangement with the (gated neon We informed
uou nee nn remolds(' %hen you ironed this account in
this car, tour hals and carries re looted a 185
Fi-unoal *loan aid not the rtrodurri9 baker. Aid you
Must mace a report of Sly mot onsmosbn a beds inn.
All amount stateroom shall be deemed complete and
acarate d nx Objeled TO n motrg moan 60 days
• Please direct cusiorna complants egret to the tins
Client Retinas Dtpreafit X 201.352.1699 or tolltet
a $00-34-9,03. 8 00AM 106 CO PM ET tartar
theur hides. a in wang to UBSIonsroal Sena. an.
Clef/ Relations Cepatrna PO Box 766 Unon City NI
07a37
• el case of errors a WHOM *cut n ekozonc tunas
transit.' (711 bid payment ce U3SVca• Mir cad
traPactiom, call 806762.1000 a ma to LOS FnanCal
Woos Inc. Wee Harbor
60 I ba. WW1/4V r.N)
07086. Ann iMMSSA Sauces
Cal cc excess soon as pa cart d you Pink situr
stawnem or recept 6 svOrg Ot d ?Cu need coon
tif reunion rout atraafer on the starred or react
The Fon a Card Mug (aS Bp IOW) must hew tom 50u
nO Ise that 60 day, alter the Cm, Sent you the fist
Si tornem on each tie race of prorated, Krone
- Frond. pro nine ark acartnt number fil and
- Oen& the MO. Or the winter pu are ware god.
aide:Man as deity b you On ray rat Were 4 is a
error or ray yau need more Mum: an
- Froade the doller nuns of the stnpeaed pa
The km or Cad spar purl irrigate y0trfOnplant ant
will corteCt ay taw prottptly
Plearnie al Maks payse to the revisor to lanyscial
nstroco nrkaed on to Pore 01m6 statement n rat ay
to reguer occult fir. awaits out be mbpd to
manueranee foes drags. Ice Isepyre,* for securer
pun:haws anddames for Ismail nuns n cat =mots
Accounts ma
tiaWkat?d le other nStiksten$ ma/be
papa to a Daimler fee
UN Sweep °pains
ULUoffers orals for sweep*? car batrcei braxes to
bank deposes at UM Bar USA and ISS AG Samford arch
(Bark Sweep hograml money market mural hodsNona
Funds) arid the hairnmcoal Demo Accour COArfor
customers nth ai inionmonal Ammo Idenaganent
Acwuni lucv9h iht Bat Sweep n0llatif. can breves
are swept to LOS Bat USA IS Presiablthed hpe ad
thetie 18S14 Starred Bracm, a a Macey hard Deposes
at LOS Sat USA are WC enured n accordance with for.:
rules For note isfonnaien p bee nut ram Idto
Deposits a LOS AG 9rfori Branch and *oar:rarer
FundS arena nsureff by the FOC.
Through It. On ratable to oral Minors are swept to
apOStt aCCOuntS a 15$ AG New York Branch and 18514
Caplan Brash ththedepOSIS CM na rased by the dDiC
Banos heel anhe 1,83 AG C arun Brent, ere towourity
oposed TO The S0nalor Od of theCarnal Maids and
the
is ro guinea other eblootbi of US$ AG a way
theDamen taken the 185 Capnres Brazh's boas.
Deposits al URS Bak Via ad eachOBS AG Bach read
piteened by 9PC Monty Fund ties its pfoceaKI by WC
See %BS Feud Seven Account Frotedion• below
Upon you agora balances n to Bak Sweep Programs on
OA may he viltittara and mats of a Mimed FerV mar be
liquidated, and the wards returned to par me
Winton lanll
Furter nfonthign rout aralitle seam opals. oaring
wart merest aces and pets. is Arab* at
vow. eibscerrisearyirfs tom your Fnroal Moan' or by
caring 806762-1000
list lanancial Services aeon* protection
The Finn is a merrber of the Starnes Thence nroteaion
Coaoraucei (SRO. rich protects stornits roans of as
mores too to 1500000 (abaft/ 1250.0W br dams tor
cat) the We asset enxecor time JPI>hlo all annum
tap:40er n a fallout" exactly
The fart together wth onan Ablates. ha also madam:
stapiancntai trona
The rrounum afloat payable to
all NOW dent. colictralrundo"ta protecion
melon as of NOEIntte W. 2013
Setra tone pokya:editions and fn talons. oh at tie
Pon 6katheprotected fa' up to SI o thulium n tie
afleare to all tow aXoknis hell n a priori capacr
A full (boy ol the poky onnIng 6 raga. upon man
The SIC rotation aid the stspplenental acacia' both do
not SPIT to
• C ran Irani teas controlled !IMPS aluted n rem
account value) but held awayfroml$5Finaoa Servion
(Mr anal (kat aUBS Bark (d carter 185 AG
Stamford branch. Oa nouraxe mans. nclarig :iamb*
annul in ad Millen of mutual Iris iirkcev suct,
mares ere ffg awed recify n to nine Of the WW1
hair co thebooks and recant of to nice* GM( or
treat( agent).
• (erten eminent contexts or nuitammt Mort Pt 9.
Imned parowships and prvaeplawents) tut at not
ugistred craw the Spumes Act of 1933. and
• Cormadhas amnion to 9. foam tothanyt and
preckus metal contactt nclacIng foxes commas and
elmnrdAY option contacts
The SLY protection ad the Papplerreotal protectors do not
may to these assets eon if they Ottanre zipper cinfxr
stature, The WC proteaco and the appammt
prole:Ion do not pad rinse changes is the menet
vat* of ythr a/ermines Nader as a result of Mani
mouninint. truer badreptcY of 011$41.00
More Wormitonsaait le upon must Yo.t may obtan
ewe Worrell:me abort SIC. adudn9 the SPC Broctur
bycontain,/ SPC at 202.3718300a by rang tie SP(
mbne dl tni.W SPC0rQ
Dividend Re ronunent Preys,' OW)
the ata hteleCed can agar pnce you may °Man the
actual lane ton sour Favor' Adios Only resole shies
re Factored take CA P. partial shares veil to soli and the
cash veil beat:66rd et you acaurt tiedvpek
reepeolnerk pra suppled by the issuer may OW from to
'islet rat a Midi thepartial :hers it sold
Castoirliou
Only Mole cents try be hid in los ant
I you re
medal to apatiel Lett at arra of ark/Wind pale tnt or
the-retie, **Finn wt ether mil partial tars at matte price
a accept an avow deitearvel by a regard thing
mercy. ant cede you account
laywoman abitalves
The mestmenlobechas and Mt profile are 5p2CIC to ease
Joan ad mar way beano that free the Inn
promptIf n owing of any ureter range in your Mama
stuater or imiesurnm cavort; For ead, account held.
you choose one of she fo loving me:twat otoct•es
• Reduce Convoy :Nome Momper stain; the
great en of home only
• Achese Caparapplanron heePartnis rein; grovh
a anCpal rah. than the gerelatOn of name
• proarceCornanman of Income Joel Chnsi AOPecoefo
bantam° sea hp both no perwalon of Mono aid
70 Met •• cencesal
Overall risk refills
• Consecrate Seas to manna htia padre( mete am
ha and eolility to the =our aerie nen if ma means
the account does not ?Aerate Ordain indurate
irons ad mince keep pixy wet a MAIO
• Ationtraa 1.1111102 to accept some rni t0 Palcgul ad
tolerate tare err My a, seek higher reruns
• Aininne Wring to amer hgh nsk tO propel a4 hgh
004104P seethe"' rams met tone
Statement teusehekling"
We rnay ConSoldate al Fettled touch State71611S with the
'Yet firsts n he saner...lope ACootnn may be reined
for this same Doane they haw owners pho oho merman
pm amount rilaionshps rah Oita OEMS 31 the San*
address This pradce 6 Morn as 'householdng • I you
refs to mane MI fraud unmans nakd h apace
CONFIDENTIAL
eneekom — you may *dr* frusehoilny by ding your
Frouzial Advahr
Friendanocount hare
TY*Frienre account name ref Mt Warm:cm rtut you
entered on the Hrn's online anodes webs.. It is
customizable •nderume• chosen by you a azP you wth
your rcardoeryang n fin no legs effect on leaf axoum
YO-I on dove you* Frcandry atailt names. through Onlne
Sewn of bye:moon; )Cu &taxer AO•no r.
Mown eveview
• vabe of mot 2ttountepXlito, tie‘ i assets and
lit
• Asia Inctocki adaliole cell Maces vitas la
nailed smithyMt ) rid Global Toe Deposits unrodized
maks to market and oxtail alias not held byre Fin
Does not ncirdeunpnod uontelassets
,e
ten) ce the
pmr and wean Caen em pooch a Priest hetamems,
uneeived itcx1,
and eta
Mod: options
• Oa/ken Maids dace barer, mamas) magn
loan. curt tale shot account bates
• COSNITOMy blincen Taal of wirvesied salable cab
ba r
ford
U3-5 Bat USA damn data or. 1.05 AG
Started Branch deposit balances and money matte mutual
fold sweep baffles.
the dose of tie gainnint par
atniommolty
atria bans n yore am
ar
e
tnot
seregred from ottre balm?, rod he Pommy use any a
these hrds n the ordnry orate of es banoss These funds
are payable tam yrs demand he total 6 Marled in no
arrest prod 'Josh; value
lending information
fa detathd (lama ion on Ile rm.> *No) piaci...tan:I
clidocurn Mato sotrC him har israsp Matron or
ACC0Lril Agennml aid the General Tans ark Conlitom
UBS Starve% of (mat Fr005.atase n Agreterra
and Decbsuf es ot yadshirsaggegrjaasaizi
Your ours
You statereni omen Manes and other asses held n
the =owl a the cod of the statement period 'cat Any del
for deriney of hay pad wiener ar ay tone You may
recanted:Om used a bit collateral ate papn ani
balance ore on hem Any 'aunties tranderd ho them
thing the sUtteners prod an laird a nein vah• af 01
the end of the statement prod
• Cost basic PI dettenhng the air bail of the sedates
in ked n the statement. wen.? Misted web the
number '1: OBS Fractal Serveeshr Feted on
information °Maned from sources other tan 15$
Finticul Senran. nCudng nformation Iran arcer fin
or tat you nay hate proodad to rut hnatol Mew
The Finn does not hope deny way or gurantelhe
artracy er validity of any itirmacin provided by sources
°tartan US'S F manual SeaCeS
it addrion StourierS FiundaiSeefacirmaully
updates tits dormaion as c 6 rtieufd. the P.m does rot
prod& any aromos rat ne nf ameba under 'Cost
hair and 'Unrealized gandloss" is acne a of to dee
of this Urines As *KA please do not rayon this
informal:in to rruke codex' a 're Oozes. fa tai
purposes a oterare accent unseated to the fern
may rifled girt:loss nlormaito reit for the paned
tiny they am held a the Pim Morehaoral nt °natal
Cr be added by sir Farr' Adnite
• Unedited gains/bag %%Nm daa 6 wattle
ovmated unreal mid Iwo:zips a2 Canralfd for
SDNY_GM_00025508
EFTA _00B6128
EFTA01277361
Important information about your statement (CCittinUed)
ttiriciralicanty Ins The tamaton data fa Weida'
law mayor may not ref to conmitson3 Chages ardor
Stumy missies/an wens Dlolfend arcl other
repayment lets and system* puedttio lots se exit
Mettied !odes*, one avaNd lat lhe • 'lade daer
cobra, presents the *pm, tomato', traNdate
• CANN nukes Boners and pieftettd wort that the
iSsuercalt for NW rederptronml be selected repaliaty
by lot Wei amens as secunies of that owe hale in out
name a n nutlet name for ets claws Cal fear*
Mcmut ter is cttinedWom thrd pm* aid es 'coral
rot graratted Other call learn may east yeah
court ilea tad complete stomakin vol be prodded
fixer (Need
• Caracoles of deposiNCIN Ws are MC mad apt
$293.000 n peinopal ad salad Noe/ pa depovtor
att per depsio-y nslitAion. n ace:Nana with FDC
nits
• priewhislue Nees fl amed fa SOW.. ant other
produces may be higher ce bwor that the ace that you
Mud /Maly Weed in the markt PrCeS are Obtaned
from taws Tad partyscam Ouch webele/eV be
relate, but we do not goatee tea asuracy
- Wo "meaty me the dung prig Men arab* or the
mean or IN bid aid zk paces for Iv:saw:cies and
optornor alybd paves I or OTC sew, es
- tat mynay traded tear exis may be Novi Long a
*alarm melt& therms. ream Mee we ottafed
alettnly not VW an NW mate pale to 'at
- COman pottiens may appear without a pnaeardrail
show x 'ma vas rot atallable if we are NSW to
Obtat a prCe for a security
- Deposes a Searles deneamatted n meats other
Man U S dolt* are ref WO a the eedurderat mot
the daternent date
- For Conan start* vadfd 'anon-tato:Amin
elettmietali. ace aid Natty (face tribe/ may hae
been Misted to Wiest* prow vabacn
To obtain cursor Notaan. Nan salable. max yos
French 34recOr
• Min Iniesumms And arucused protium. Pm*
Imestmwe wore* (netwing Mad pathepsion
prelim and real mute natritim Mon M
[truncated]