EFTA01278351

*UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 0470065845870617 X1245 Y1 0 Retirement Account UBS Strategic Advisor June 2017 Account namC GHIELANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account HIS AN MAXWELL RA Account number. Your linandal Advisor. SCOTT STACKMAN/LYLE CASRIEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on May 31 (S) on lune 30 ($) RMA ResourceUne at 800-RMA-1000, account 02%23697. Your assets 57,51472 57,507.24 Your liabilities 0.00 0.00 lAsit our website: v••wwobscomtfinancialseivices Value of your account 557,514.72 557,507.24 Items for your attention For information about our fees, charges and compensation, please see ubscom/guidetofees and atis.comfaccoasildisclosures Tracking the value of your account Sources of your con unt growth during 2017 Value of your account S 75c Lr,30CS at year end 2016 $57,165,97 Net deposits and 57 0 570 572 57.5 57.5 withdrawals -$173.89 f i • • • Your nvestrnent return Dividendan:I interest income 5360.33 Change in market vat* $15493 Value of year arcane Dec 2014 Dec 2015 Dec 2016 may 2017 tun 2017 imam 30, 2017 07507.24 SONY GM 00028824 Member SIPC 0010000306584587 Nn7000306478 00004 0617 030575004 110110 Page 1 of 8 CONFIDENTIAL EFTA_00137444 EFTA01278351 *UBS UBS Strategic Advisor lune 2017 Your account balance sheet Summary of your assets Value on lune 30181 Percentage of your account A Cash and money balances 1,949.11 3.39% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 55,558.13 96 61% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets Value of your account 157,507.24 $57,507.24 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: Individual Retirement Account Account number: Your current asset allocation A D Eye on the markets Index Your 14 asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS NYC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about mu statement on the last two pages of this statement for deals about those balances: S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.22% Percentage change lune 2017 Year to date 0.62% 9.34% 0.90% 8.93% -0.15% 14.23% -0.10% 2.27% CUP700C6006594588NP70003054213 00004 0617 030575004 CONFIDENTIAL 11 tORIYGM000268fte 2 of 8 EFTA_00137445 EFTA01278352 (SUBS UBS Strategic Advisor June 2017 Change in the value of your account lore 2017 (S) Year to date (S) Opening account value $57,514.72 $57,165.97 Withckawals and fees, including investments transferred out 0.00 -173.89 Dividend and interest income 95.54 360.33 Change in market value -103.02 154.83 Closing account value $57,507.24 $57,507.24 Account name: GHISLAINE MAXWELL IRA Friendly account nairete:Indie IRA Account type: Indistdual Retirement Account Account number. Dividend and interest income earned For outposts of iris statement, tastlfity of inkiest and dnidend Income has been determined Iran a US tax reporting perpeclive. Bawd upon the residence of the account holder, account type, or product type, some interest angry dvicend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tines The (tent monthly statement is not intended to De used and caroot be reSed upon for talc purposes. Clients should refer to the applkade lap reporting forms they receive from 035 annualy, such as the Forms 1099 and the RCM 493, 10 MX reporting information It is the woke of UBS to file the aophcaUe 10 reporting forms vAth the US Mterni Revenue Service and PR Treasury Crepartreent, and in suchforms accurately classify dwdends and or Interest as tat eLerept or tacit* income. pease cumuli your indwdual lax preparer. Summary of gains and losses Values reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized June 2017 (5) Year to date IS) gains and losses (3) Short term 000 0.00 83.81 Long term 0.00 -667.75 -290.98 Total $0.00 -$667.75 -$207.17 Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Cash activity summary See Account ac Miry the; month for deta Is &James In your Sweep Options are ind uded In the openng and closing bdances wive. FDIC insurance apples to deposits at UBS Bank USA and all bards pstripaling in the UBS FDIC insured Deposit Program. it duet not nopty to deposits at 1185 AG. SI anford parch or bank &posits placed !Novo the ur3S internaiona Deposit Account program sec protection apple to money nano sweep fund holdngs tail not bank deposils Sit important information about your statement on the last two pages of INS Caumenl for details June 2017 IS) Year 10 date (5) Opening balances $1,949.11 598.00 Additions Dividend and interest income 95.54 360.33 June 2017 (3) Year to date (S) Proceeds from investment transactions 0.00 Dividends 95.54 360.33 Total additions 595.54 Total current year 595.54 $360.33 Subtractions Total dividend & interest $95.54 $360.33 Professional management fees and related services 000 Funds wthdrawn for investments bought -95 54 Total subtractions -595.54 Net cash flow Closing balances 38,025.00 $38,385.33 -173.89 -36,360.33 -$36,534.22 $0.00 41,851.11 51,949.11 41,949.11 SDNY GM 00026826 OW 71:009305584989 NV7003305428 00034 0617 030575004 CONFIDENTIAL 110110 ►aye 3 of 8 EFTA_00137446 EFTA01278353 UBS UBS Strategic Advisor lune 2017 UBS Bank USA Deposit Account APY Interest Period May 5 - Jun 6 Opening UBS Bank USA Deposit balance May 5 $1,949.11 Closing UBS Bank USA Deposit balance tun 6 $1,949.11 Number of days in interest period 33 Average daily balance $1,949.11 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Indiwdual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account IF you have questions about these objectives, disagree with them, or wish to change them, please contact your France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary moderate investment eligibility conederation None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Retirement services information Beneficiaries you've named for this account Inc oenetcones idled below reflect the information in our records as of the end of this statement period if this information is not correct. or you wish to change you beneficiarieS, please contact your financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them if you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% (100.00%) CNP7000B006584590 NP7000306a2$ COON 06il 7 03025004 CONFIDENTIAL I I CkliLYGM000268P/f9e 4 of 8 EFTA_00 I 37447 EFTA01278354 SUBS UBS Strategic Advisor June 2017 Your assets Account name: GHISLA1NE MAXWELL IRA Friendly account name: Indiv IRA Account type: Indimdual Retirement Account Account number. Some prices, income and current 'raves shorn may be Eppinkkevale. AS a MUM. gam at losses ma/ mat be &widely refkaed. Set rmporunt intosenefron Stour your statement a the end of this dxurnem for more infornsion. Cash Cash and money balances Cash and money balances may include avatar& cash balances, UBS Bant USA deposit account balances, UBS FDIC Insured Rogan Sank Balances, UBS AG Stamford Branch deposit account balances and money market mut ud fund sweep balances. See the important information about nor statement at the end of this document for details about those balances. Hddng U8S BANK USA DEP ACCT Your Pi amide' Advisor: SCOTT STACK MAINYLYLE CASRIEL tin Balk USA and 81 U85 FDIC insured Pregame-kik depOSit account eclat-KO are injured by the FDIC within applicabse lints, but ale not protected by 51K. LISS AG Stanford Brant n deposit account bclances me not insured by FCC and are not protected by 51K. Money market sweep balances are protected by SIPC but me not Insured by the FDIC coenngbaance ciosing baaxe Price per share Average on Jun 1(S) on Jun 30(S) on Jun 30(1) rare 1,949 1 1 1,949.11 Fixed income Mutual funds Total reinvested is the iota d al reinvested &Mends II does rot include any cash dividends. It is not a tax lot for the purposes of determinng hddrng weds or cost Nos. The shares you receive each time you reinvest clvdenCt beCOMe 8separate tax 101. Cost baso is the total purchase cost of the Security. irkludng wnested eked:lends The cost basis may need to be adusted for return id capital payments in order to detemine the ak tnted cost basis for tax reporting purposes. Dradend Interest Dall on period period cep amount (1) 250,000.00 Unreake0 (fmggain or las is the dfference between the current vaue and the cost bail and would generally be >Our legatee gara IOSS rf the security war sold en INS date The urrearzed (tax) gan Cr loss may need 10 be adusted for return of capita payments in order to detemv ne the realized gain or loss fa tar reporting purposes investment return is the current vaue (nous the amount you invested. K does net Incl We shares that are not reflected on your statement, inducing shares then hare been realized 46 either a gain or a 1055 it also does me include cash dudends that were not reinvested Hddng Water of shares Purchase Sancti Average peke per share (4) Client investment (1) Cost basis (4) Price per shak on Jun 30(4) Value on Jun 30(S) Unrealized dad trnestmed Hcidn; gain or loss (S) return (5) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol" DOLTX Trade date: Mar 31, 17 Total reinvested EM: $681 Current yield 3.74% Security total 1,693.321 10.40) 1,703.721 10.629 10.70$ 10.630 18,000.00 18,000.00 18,000.00 111.34 18,11134 10.680 10.680 18,084.67 111.07 18,195.74 84.67 57 -0.27 84.40 195.74 JP MORGAN SHORT DURATION BOND FUND CLASS i contmed next page SDNY GM 00026828 OW70003006584591 NP7003305428 00004 C6l 7 030575004 110110 Pap S of 8 CONFIDENTIAL EFTA_00 137448 EFTA01278355 SUBS UBS Strategic Advisor lune 2017 Your assets . Fixed income . Mutual funds (continued) Writer Purchase DOW Average price Client Cost Price per share value on Unrealized Rae imestment lioldng Hddng of shares pat sham (1) investment d) bask (1) on Jun 30(1) km 30 (S) spinorion (1) return (5) period Symbol: KLUX Total reinvested 1,784.671 10.993 19,619.54 10.830 19,327.98 .291.56 19,327.98 EAI: 1193 Current yield 1.00% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,060.00 18,000.00 10.060 17,999.99 -0.01 ST Total reinvested 3.421 10.061 34.42 10.060 34.42 EAI: 4177 Current yield 098% Security total 1,792.685 10.060 18,000.00 18,034.42 18,034.41 -0.01 34.41 Total $36,000.00 $55,76530 $55,558.13 -$207.17 $19,558.13 Total estimated annual income: $1.051 Your total asset rekemege or Colt Estimated unrealized Value on /on 30 (S) your account b31,5 (S) annual income (51 on or loss (S) Cash Cash and money balances 1,949.11 339% 1,949.11 Fixed income Mutual funds 55,558.13 96.61% 55,765.30 1,051.00 -207.17 Total $57,507.24 100.00% 557,714.41 51,051.00 -$207.17 Account name: OHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your Ignandel Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month Dale Acthity Desert/lion Amount a) Dividend and interest income DRodyrde Jun I Dividend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 0931/17 57.55 SYMBOL DBLTX Jun 1 Dividend PUTNAM SNORT DURATION INCOME FUNDY AS OF 0931/17 18.41 SYMBOL PSDYX Jun 29 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 19.58 SYMBOL HILVX Total dividends Total dividend and interest income $9534 $9534 CNP700030OS594592NP7003305428 00004 0617 030675004 CONFIDENTIAL I ItIlliY_GM_0002682Vie 6 of 8 EFTA_00137449 EFTA01278356 UBS Strategic Advisor *UBS June 2017 Account activity this month (ontinued) Account name: GHISLAINE MAXWELL IRA Friendly account new*: Indiy. IRA Account type: Indivbdual Retirement Account Account number. Investment transactions for mate Information stout tne priced value shown or restricted securities, see ttoportant Informaion gout your freemen: a the end of inn Oscunent Date Activity Description noceeds Iron investment °vanity who (0 Price CO transaction (s) Funds withdrawn Ice Accrued inveserwms bouteM Moron CU Jun 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DVIDEND REINVESTED AT 10.73 NAV ON 0931/17 AS OF 05/31/17 WIVF3OL: DBLIX 5.363 -57.55 Jun I Reinwstment PUTNAM SHORT DURATION INCOME FUND 'I DIVIDEND REINVESTED AT 10.06 NAV ON 0931/I7 AS0;05(31117 SYMBOL: PSDYX 1,830 -18.41 Jun 29 Reinvestment JP MORGAN SHORT DURATION 80ND FUND CLASS I DIVIDEND REINVESTED AT 10.83 NAV ON 092817 SYMBOL: HLLVX 1.808 -19.58 Total -695.54 Your Pi sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL SONY GM 00028830 CNP70009306584593NP70C0306428 00004 0617 030575004 CONFIDENTIAL 110110 Pop 7 of 8 EFTA_00137450 EFTA01278357 *UBS Your notes 08, 000..X.,48,, ,000305.000. 08, 030,),.. End of statement for account numb.... CONFIDENTIAL .1,04,mono260119. 8 8, 8 EFT,00137451 EFTA01278358 Important information about your statement U3S Financial Services Pc. (the km or UPS French SerirMs), is a member of all principal washy, centenary and cot ions exchanges. UB5 Financial Seniors and 1.8$ Bank USA re i-died subsistent, of UPS AG and *lathes of UBS Scarabs LI.C. The Finns menial statement • available upon reacest. The Funs entwine offices ere at UBSFina-cal Sexes Ix. 1200 Harbor Boulevard Weehawken, RI 07086 This statement represents the only official record of you' LBS Fhancial Services account. Other wads, tempt official task clamant. contanng confliangdaa should not be relied ram II you bathe there 6 an era or omission please report it immediately n writing to the Branch Manage of the office wvrg your account. Allhoup al limits sown re Minded to be accurate, statement data's, aki not be wed Ice tar purposes Rely coley on yerand tax kerns, (Le , Form 1099. 5498. 10425, etc ) when prepamg your tax return. The Pith required by law to ram to he IRS all treble deadens, report/kb norwarabk anima and tarok Merest owned an acuities held er oar accark net proceeds as sale tramactire, rd cost basis ancertain covered searaies. Cavermilmekma with the Firm • Fleas* aeon( rim any oral ormuncatms in writ g tofurther protect your rills, indudrg your rites utter the Seosfies Imestor Protection Act (SPAT • If the financial battalion m the top left of dal Morn of this athwart snot LBS furze' Seethes, UBS Fiannal Sonless carries you =ant as clearing broker by arra-gement win the edcated insieuton We informal ow of this relarionshio whenyou opened this accost h this cast your 1u-a and smarties a* boated a LOS financial Seneca and rot the imedregbraer, and you nut make a copal of rip error or omission to both firms. • As detated in the account agreements, yw rust roily us of any enors or fraud earring decks retlecled pct your statement within 30 days after t was mailed or made rabble. • Mem died *sower complaints or imrries to tie Finbs C fent Relatins Department a 201.352.1699 or tolUree at 8C0-354-9103, 8:CO A.M. to 6 GO P.M. ET Monday through Frday, a in wing to WS Fethwal Senna frc., Client Relations Department, P.O. Box 766 Union City, NI 07007. • A 0 starlings shall be deemed complete rd acarae if not objected to in writing within 60 days • Fa TIT services_ Call 044412.0986 or fran outside the US.: Cal 201.3321495 • In um of *nets or cantan about ri electronic knit transfer (f FO. bas panted a UPS Visaftckbil card transactions, call ECO-762-1000, or wile to UPS Feanual faces Ix., 10% Harbor Blvd, Mawr, Weellah4.<4 NI 07086, Atn RIVINESA Sake., Cal a cote a soon asyoei can, if you Irk yes statement a receipt is 'rag or 4 ow need more eriomaten axut a transfer on the statement or moth* The Firm or Cad lair (as aplablarnast her troMyOu no later then 60 days alter the fern um you the list it atalialt on Mich the erns or Problem athered. - noted, yotr ram rd accost Matter Of any) - Camila to error or the transfer ow ire inure about, rd beam as clearly as you can why you believe a is en On a why yw need more dormanon - hoed. the doles arrant of the suspected era. The Firm a Card Issuer w1 Meagre your complaint and MI coned ry enor pramtly. For alleged errors enolvith UBS debil ca-cl named:am if we take more than 10 bs bets days to MOW, we MOcredit year /card for the anoints, trot 6 in error, so that ycu wR have the use of the money dunng the ence it takes us to complete our iwestiption. Please mice all checks payabb to the Finn or the Wawa' instant) endcated on the front of the statement In addition to roods ICCarit Ink accouter ma/ be abject to mantena-ce lees, chines for late parrent tee securities purchases and charges toe unpaid imams n cash accounts. Accounts that are tansferred to other instartens may be subject to a Vander fee. UBS Sweep Options LES offers options tee sweepeg cash balances to bat depose accounts al non-affiliated bats ad affiliated beat realty market mutual f on& (Money find)and the 1-a•matknalDepoca Accost (CA) fa curtanon wits as International Fasothe Management Accord. Deposit account al UB5 Birk USA and non-ablated banks panicipatng n the UPS FDICrinscred Deposit Program are FD1C.imured in accordance with IDIC rtes. For cram iffaminkin, please visit *wry fdic.gw.Deposk accounts at UBS AG Stanf ord Branch and shires of MoreyFads are not brand by the FCC. Through tie DA, cash balances ere swept to deposit accounts at UBS AG New Yon Brad, and UBS AG Cayman Branch. These deposits are not inured by the FIX. Balances held at tie LES AG Cayman Branch are tenwany erposed tote sovereign roc of the Cayman • rd there is no grantee or abet obigaron of UM AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by SIPC. Money Fund shires are protected by 51K. See 'WS Financial Seven Amount Protection' below. W elJere request, balixes n the bare deposits miy be windawm, sad shoes of a limey Fag may be thudded and he proceeds retuned to you a you. searkes accotre. Father ilaniafim about available sweep options, harlrg current irritant rates and yelds, is available at mmubsconrimeepyglis, from your Francis' Adviser a by calling KO-762-1000. UBS Financial Seances aware protection The Firm is a minter of the Searain Maestro? Protection Comcration (SIPC). Mich protects securities antomen of is members up to 1500,000 (including 1250,0X/for dam for call. Ethbnatay brioche* rabble upon reasest or at may six. org The SIC asset prolate:et limit apply to all accosts tart you hold in a oracular capxth. the FM, together nth certain affiliates, ha also Purchased applanental inexact The mai mum amount payable to al elaffie client,, what're& under this protection is 1500 million as of December 10, 2016. Skeet to the par/anal:am at Imitations, cash a the Firm is further protected for up total million n the aggregate tor all you accounts head n a parlitulat warty. A IA copy of the poky wordeg is mark mon request. The SIPC protection end the Supplerthethl protection both do not apply to • Certain thancial then controlled by (and incleitd ii your account value) kut hell away from UBS Financial Senates (e 9. certainft/deposits a affihaed and ray aft dated bats 00 nsurroce products, naming variable aerates, and (an shares of mutual funds inheee such skims are registered deny in the name of the account hoiden:tithe books ad records of the issuer or trawler agent • hiregimntocntracts or nun-linen, Merests (e.g., Iimitd partnerships and private placemeres)that are not registered under the Socuntres Act of 1933; and • Commodities contacts fag. foreign e'xchrge and precoas metal contracts), inducingMures contracts and cormodth option contracts. the SIPC protection and dal suppntmental poach:nolo not apply to these amen ewes d they oll-ervehe Amer on you stsements. The Si7C protection at the scpplemental protection do not protect against changes in the mantel vela of yos investments (Meath as s man of market movement, issuer batruptcy a othrwein Dividend Reiwestment Proprern (DPW) The price reflected 6 an average price. You may obtan the Ktual price Iran you. Palencia Adescr. Orly vihok sham re purchasedunder DRIP; partial *Ins will be sold ad the cash veff be deposited ''a your account. The (bricked reiwesbnent price applied by the Mar may drile from the make price at which the partial shares re sold Cash-belieu Only whole units may be had n you' accant. If yw are entitled to a panel VIII as a result of a ceadeni payment otinwires the Firm MI ether sell petal Ire, at inaint cake a accept an arriara determined by a registered clean) agency, ad credit you accost linfalbOblt objectives the nwslmera objectives rd risk profile an spec Ilk to each account rid may my between yet accounts Please adese the Firm prornoffir in ruing 01 al/ spa Cant change in wur Ina ncial situation or invenment cb*dives. For each account had. you choose as al the following investment objectives: • Pram Cumintincornt Investments stealth the gmeraten of 'ammo*. • /*chew CapitatAporedabon, hrestments seeking growth of principal rather tan the generation of income. CONFIDENTIAL • Aortae Combination of Income and Capital Appreciation Investments Seekeg both the generation of income ;ad growth of pi-cite'. Overall risk profiles • Comervata. Seeks to manUin nital pit pa, with low rite ad Marley to the award °mall even that men ee account does not generate signifies/a income a imam and may not keep pace with inflatith • Moderate. 'lolling to accept sane Mc to pinbpal at tolerate erne volaffity to seek hirer returns. • Aggressive: Wiling to accent high irk to longue end high volatility to seek high returns over time. • ftwestment nob ikly Consdention I selected a nOttiOn of the portlolo fee tat account may include carpet strategies, tented hosicky and geaw volatiffy. Stertmentehouleholdise We may consoldate a related account statements with the same address in the mire errata* eg. because they have maths who afro maintain joint accent rebtionthisn web other dents a the same address. If you prefer to receive indinidual statements mailed in separate metopes, yo may decline householding by calbg your Fiunctal Admor. Friendly accoint nom, The Friendly account name is a wykrnathke 'Mann' chosen by you to assist you with your recordkeepig. ha no legal effect an yOUr account Ycu can chancy your Friendly secant names, through Online Solaces a by contacting yas Fe-antral Achiscr. Award overview • Valet of you acoontoruntio. Net of assets and 'abates • Asses Includes avolsble cash balances. wean for restricted security (est ), and Global Tim Deposits, unrealized marks to make, andcertain assets not held by the FM. Does rot include unpnced secuntieriassets at the end of the pool and anent statement periods, a pinata hurstmerrh, untested stock options and emerasal• cock options • Liablioes hacks debt balances, outstanding maga tom tied' lint short accent balances. • Cash/moneybalances. Toil of uninsestei await,* cash balances, pleas demeit balances at Mediated at nen-allitated banks, ird roarer meet mutual Sod swop balances at to cbse of tie statement period Non.cornmodity free creek balances in yar attars are not segeganed from other balances and Safer+ may use any of these fads tithe ordnity course of is business Thew funds are path* awn your demath. The total 6 ixwed in the cured period closing vakae. Lending information For &mid adamation on the Firm's lending practices at dscbsuret refer to yar Clem Relationshb Arany* a Amu* Agreement and the General Tema and Conditions LES Statement of Credit 'Moises available n Agreements and Disclosures a Stenweebt enepiereneeorp,Inv,e SDNY_GM_00026832 EFTA_00137452 EFTA01278359 Important information about your statement (00MIlled) Year assets Your aearrent items, securities rd other assets held nth, axotnt al the end of the strewn period. You may ask f °topiary of turfy pad searries at anytime. You may receive secunties used as loan collateral ether paying sly balance dm on them. beysecurities transferred to to Finn dreg the Statement period are listed at market value as of the end of the strawy period. • Cart bait n damming the cost basis of tie testes induded n this statement, where indicated wish the number 'I,• LIBS Fiend& Services has relied cn information obtained from sources other than LES Financial %nests. including Of arnation from another tern a that you may hawprovidedto you Fina-cial Adria,. The Firm does not indeerdently Way or gonna* the accuracy a arklity of my idornution provided by sources other than U3SFeancial Senices atIcbicrt. although IBSFinancial Stets generalq updates Ras Information as ihs received, the him does not provide any assurances that the nfamation ceder "Cott ban" rd "Unrealced gar/lore is accurate as of to date of this statement. As such, please do not rely on this nlamation to make purchase or sale decisions la la purposes or °theme Accounts hardened to tie Fein may reflect garbs ehrmation only for she period of tine they aie held at the Finn More historical ekmeaten can be added by yet Inertial Acnisor. • Urawahred ganorbeso When data n wail/bk. *armed urealiared windy:se o cakulated la edruidal securoy lots. The transaction data for hinds' lots may or may not ref lest ammissens, charges aorta security reorganisation events. Dirdend and cane reinvestmene lots std traumatic purchase ter are eachcombined to dispel re averagedlot The 'Trate date' (yew presents the aghal transaction trade date. • Callable lacurkiela Bonds and referred clod that the Murree; for earl redemption wil be selected inpathalq by lot from arced animates of that ism held hour name or in nominee name for as clients Canteen Haman a earned from third parties and as accuracy is not goateed. Other call leases may eiist which wake affect yield ccmderte ethrmatith elite provided upon request • Certificates °thane (031). CO, are FDIC routed woe 1293,000 n principal and accrued inteni pet deposer rd par depository inanwion ea accordance wih FDIC ales. • Pricelvakat Pres dielyed fa securities and other pro:kids my be higher or lower then the price thee you would actually receiw in the meet Prices are <trainedfrom various raid pry sources Whitt we Were to be reliable, but we do not guarantee their accuracy. - We general & uw the slating price whenavailbka the mean of the bid and a* aim foisted searies and options ce oily bid prices tor OTC seo.rhes. — Less ace* traded sentries maybe paced usng a valuate. model or the molt recent pre we obtained ad may not reflect an actual market price a vale — Certain positions may appear will-cul a price rd will show as • aka was not avarlaba• if we we unable to obtain a pixe for a secuity. - Deposits a securities denominated it themes aher than U.S dolls, are reflected at the whinge rate as of the statement date. — For certain searhes racing in non-conf ormey denominations pnce and quamity (face rake) may have been adjusted to la:cloak repo Widow To clarain caret quotation, when nibble. contact 'at Financial Arleta. • Private investments and structured products. Private rnasimene sauces fetidly direct encryption program and nalestate investment rust levies) and structured prodels are generally highly ilispii. &lin structured products law not been registered with the Securities and ExCarrya Commission or under rap state securties laws. We porde *Rested vales ar private investment we a-d structured products for errata-al waxes crib!. Actuary bra guaranteed. — These vales may differ stbstareay tom pees, any, at which a pew arestnum security a angered produce may be bout. I or told and der rot neceswiqrerreseed the value you may receive upon liquidatcn. — Third party estmatesol rake are as d a certain date and we supplied to UBS Financial Services on a mete. basis by an independent valuation firm. — kaer, general panner or sponsor estimated values, try, are suppled tote Frm by the issuer, general partner or sponsor and may be calialated based on dfferent irioimation from that used by tied pales to china their 'dined values — You can obtain addieral Wormier:in regarding the meficcblogy wed to determine the estimate of value ant the date of the Homaton that is the bash for the estimate by eontativ your Financial Advisor. — Third pity estinased vales may be reflected as *Not priced in several seaters: when an edeperdent valuation Inn has not suppled a e unable to assign a vale, when we beam aware that a material het has owned that may call a previoudy repined value iao ouestion, or Wan a value would be highly speoWatrie due to tie nature of the aunty. - When neither an issuer, tamer al partner or sponsor Mimed value nor a teirdpany estimated vane is prowled the aka of the secure will te dillerent hat its puthase once. - 'Distributions to date may include roan of capita( :wane or both. - 'Original unit size rewards tie Sol offering Price per test ad may not reflect your cost bast - DIP and unlisted PER stones we not listed an a national secuttes exchange and are genet* ilkyd ad own a they can be told the price Mee me be ass tan to per sham *stirred value provided in the award statement. • Restricted securities. Restricted acuities generally cre rot currently debit for public sale. UBS Pinta& Services Vas the motet price cite unrestncted stair of the sane issuer as an matted value for the restricted clads dal domed ot tad statement oak. To the Went tet reeked seo.rites are elgble la sale, the wake received my be sJostantalq lets than the erweed value Teen • Est. (estimated) income, current yields and rates. estimate ol areal came is based on curet dividend rd interest we assuring to secures will be held for one yea from statement date or wite maturity. This &Mate is only a gudeine; accuracy and continued income are not guaranteed - Estimated arrest rare ant went yeld fe certain types of scares could include • rerun of principal or repel gains in which case the est income fa-idcurrent yield would be overstated. - Estimated anal ecane and °rent yield and the adual here ad yield mitt be lower a higher than the estimated amounts. - An *cleat* of a-ruaked income (dividend ander interest) &Cad by the current make valeaverage balance is based an the last divelend or rarest payment made by the issuer and mama tie nineteen:posts sill be held for cc* yaw kw the statement date orureil matzeity. Accuracy ad continued wild at not guaranteed • AMY not held by UN Pharkial Services. Certain web se not held by the Fern and not whin the Firm's possession or control. These assets re delayed on yaw statement for informational purposes only. Positions and values presented we provided by the issuing fm. UBS Fnencral Serves is not reaproble for ter len/neon and does not qua-ante? es accuracy. Thew assets ae rot protected by SIPC or to Firms supplemental SIPC coverage. • Revenue daring and additional compensation - h stake, to O:inmate-is on sales and 12b.1 Sees weed in connection with the del:01th of mutual hilt to our cents we axle our affiliate receive revenuesharing pewits tan distrtutas ands advisors of the mewl lure that we sell These warn We baud on two different correarento (0 fa arras* of sales by LES of a particula "Owl krd f artily to ourclents and GO fie asset rake al a parte& mutual ked lanais shies held a the We and our affiliate also receive network le ard cmribus processing fees in consideration for trawler agent services de ne provide so the mutual( unds These fees generally ae paid from investor asset n the mutual f und and are a feed dollar arrant baud an the number al accents at the broter.d•aler hoking mad funds ol that fundfamily - h ackliton to commakns received in correction with tine safe or distributionol annuity contracts rd wit inwsinart oust ante to our clients, we ado ow abet* make revenue sharing corrpensation torn may of the amerce ampanies Ledeneting the annuitycontracts affiliaes of the inswance convenes or spears of the the investment ants we &tribute CONFIDENTIAL — Our relates also receive irking comnisens and other compering:an kan mutual funds and Murree companies whose products we astrtute. — We wee an a-matte. fret LES Bank USA and U3S AG Stanford Branch of tp to QS per accent sweeping to the banks under the ties Bank Sweep Program meaty Information regarding commesens and other charges incurred in ccmection wish the execute-Iof tads,, inducing option transactions has beanincluded an conf invasions preniqueni funishe to you, ad will be provided to Wu prcmptly cn request. Shen selling If you am engaged in raw Wing a wurity, you may incur a charge due to twain tarowing costs for that pa-trular :testy. Open orders Regarding open or • grodi licentiate oder, fist were rot (nearedbythe stammer date, open buy and sel stop ceders we reduced by the anount of dividends orritts an an eedividenis a entits date unless itnaucted chemise by you. You are terponstile for odors tat are executed an to your fake to cancel existing open orders. Privacy To obtan a copy of as anent Client Friary Nike, please contact raiz Financial Athisce or vet as west* hattalitialliSCad0221iCIR — LES Feancial Wakes n not a bait. The RMA, Business Services Account BSA and AMA are brokerage accounts which porde access to baking services and product through arrangements with affiliated banth and other 'hid-party bank and provides access to ?sworere and away prodxts issued by unaffiliated Inird-prty hswerce osmoses trout insurance agerky antic/win of U3SFhancial Wynn Ins. — emerrent. inure-roe, rd arrwity rnxitir — Not FDIC ibured• No bank guaranteed. May be value - IIMA. tisane Management Account. Business Strikes Account BSA, IRMA and etemational Resource Management Account ere registered service mats of LITSFeencialSenices lx. — VISA is a registered vadernais owned by Visa htematertal Se rice Aswcation ad used trek kense. The UBS Visa credit cads and the UBSVesa debt cards am issued by UBS Bank USA with permission from Visa US.A. It-corporate MI See radernaks, registered trademarks, unite marks and registeredservice marks are of ter respects* cciroanet UBS Financial Services inc. Rev. 201706 SDNY_GM_00026833 EFIA_00137453 EFTA01278360 Retirement Account ;It UBS U8S Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70356543070717 VI 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Indwidual Retirement Account Account number Your Iinandal Advisor. SCOTT STACK MANLYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029023697 Msit our website: www.ubscomrfinanciabenrices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Mo. get your free credit report annually from www.annualcreditreport.com. Value of your account UBS Strategic Advisor July 2017 CHI AN MAXWELL IRA on June 30(1) on July 31 (1) Your assets 57,507 24 57,561 78 Your liabilities 0.00 0.00 Value of your account $57,507.24 $57,561.76 Tracking the value of your account 1 Thousands Sources of your account growth dudag 2017 Value of your account at year end 2016 $57,165.97 Net deposits end 570 570 57.2 57.S 57.6 vAthdraeeah -328260 • • or • Your investment return Dividend and interest income 4453.61 Change in marken yaiue $224.80 Value of year octant on Jul 31, 2017 $57,561.78 Dec 2014 Or( 2015 Dec 2016 Jun 2017 1J 2017 SDNY GM 00028834 Member SIPC cili7C003005654307 NP7003187303 00031 0717 030575004 0000C0 Page 1 of 8 CONFIDENTIAL EFTA_00137454 EFTA01278361 SUBS 1.1B5 Strategic Advisor July 2017 Your account balance sheet Summary of your assets Value on July31 (1) Percentage of your account A Cash and money balances 1,840.52 3.20% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 55,721.26 96 80% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 Total assets Value of your account 557,561.78 $57,561.78 100.00°o Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: Indiwdual Retirement Account Account number. Your current asset allocation Eye on the markets Index Your Swindell Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. lifIS Bank LISA deposit account, VBS MC Insured Deposit Program Bank accounts, URS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formabon about ;our statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2017 3-month Treasury bills: 1.07% One-month LIBOR: 1.23% Percentage change July2017 Year to date 2.06% 11.59% 1.89% 10.99% 2.89% 17.53% 0.43% 2.71% CNP7000300565*300NP7000187303 00004 0717 030575004 CONFIDENTIAL Ceigtfre_GM_0002881159e 2 of 8 EFTA_00137455 EFTA01278362 SUBS UBS Strategic Advisor July 2017 Change in the value of your account ly 2017 (3) rear to date (I) Opening account value 157,507.24 $57,165.97 Withcfrawals and fees, including investments transferred out -108.71 -282.60 Dividend aid interest income 93.28 453.61 Change in market value 69.97 224.80 Closing account value $57,561.78 $57,561.78 Account name: GH1SLAINE MAXWELL IRA Friendly account name: lndiv IRA Account type: Inclimdual Retirement Account Account number. Dividend and interest income earned For outposts of INs statement, tembrity of Inkiest and dividend income r, been determined frcrn a US ter reporting penpeolies. Based upon the residence of the account holder, account type, or product type, some Merest ands dvidend payments may not be subject to United States (US) ardor Putt Rico (FR) Income faits The (tent months; statement is not intended to be used and tarn& be rated upon for tar purposes. Clients should tele r to the applied:1e lax reporting forma they receive Iran UBS annualy, such as the FOrmS 1099 and the ROM 480. fa tae reporting information It is the practice of UBS to file the tpolicaUt la( reporting forms vAth the US Intend Revenue Senice and PR Treasury Department, and in suchform accurately dassify dwdends ardra Interest as lac exempt or (scab* income. Plea. consult your indvdual Imx preparer. July 2017 (3) Year to date ($) Dividends 93.16 453.49 Interest 0.12 0.12 Total current year $93.28 $453.61 Total dividend & interest $93.28 $453.61 Summary of gains and losses Wdues repotted telow exclude products for which gain and losses are not classified. Realized gains and losses Unrealized July 2017 (5) Year to date (1) gains and losses (1) Short term 0.00 0.00 136.69 Long tens 0.00 -667.75 -273.89 Total $0.00 -$667.75 -$137.20 Your PI medal Advisor: SCOTT STACK MANILYLE CASRIEL Cash activity summary See Account activity the month for delals &dances In your Sweep Options are indudedin the cpenng and closingMance:wive. FDIC insurance afaclitl to deposits al UBS Bait uSA. and al banks participating in the UBS FM insured Deposit Frown a does not (poly to deposits an UBS AG. stantoro parch or bank deposits placed through the UBS integrations Deposit Account program SEC protection applies to money market sweep fund hoicings tut not bank deposals See important informabon about your treatment on the last Iwopart of MS dOCument for details July 2017 (5) Year to date (1) Opening balances 51449.11 $98.00 Additions Dividend and interest income 93.28 453.61 Proceeds from investment transactions 0.00 38,025.00 Total additions $93.28 $38,478.61 Subtractions Professional management fees and related services -108.71 -282.60 Funds vothdrawn for investments bought -93 16 -36,453.49 Total subtractions -$201.87 -S36,736.09 Net cash flow -$108.59 $1,742.52 Closing balances $1,840.52 41,840.52 SDNY GM 00026836 CelP7C003305654309NRIOCOIS7303 COCO( 0717 030579004 CONFIDENTIAL 000000 Page 3 of 8 EFTA_00I37456 EFTA01278363 UBS UBS Strategic Advisor 2017 UBS Bank USA Deposit Account APY Interest Period Jun 7 - Jul 9 Opening UBS Bank USA Deposit balance Jun 7 $1,949.11 Closing UBS Bank USA Deposit balance Jul 9 $1,949.23 Number of days in interest period 33 Average daily balance $1,949.11 Interest earned $0 .12 Annual percentage yield earned 0.07% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sratemenrat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibi ity consideration None selected Your account instructions • U8S Financial Services rc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. Your t5nanda Advisor: SCOTT STACK MAN LYLE CASRIEL CNP7COCO3VASSUI 0 Ne70C0I87303 00004 071 7 030575304 CONFIDENTIAL ONSINLY_GM_00026094 4 of a EFTA_00137457 EFTA01278364 UBS Strategic Advisor UBS 1Uly 2017 Your assets Account name: GHI5LAINE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Individual Retirement Account Account number. Some prices, income and current values ShPen may be approximate. AS a reSult, gam deride losses ma/ not be accurately reflected. See smporiantintantaaon about your statement a the end of ths otcurneM tot more infornalon. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bank USA depoot account balances, UBS FOC Insured Rogan Bank Baances, UBS AG Stanford Branch deposit account balances and rroney market mutual fund sweep balances. See the Important information *bout your statement at the end of this document for details about those balances. Hddng LeS BANK USA DEP ACCT opened baance Cloung baance on Jul 1 (I) on Jul 31 (S) Your Pi Randal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bani. USA and 81 1185 FDIC Insured Prot/a:1881k depose account tdarKes are insured by the FDIC within agolicatiae limas, but ale not protected by SIK. U8S AG Stanford Brant hdecout acc our* balances are not insured by NYC and are not protected by 51K. Money market sweep balances are protected by 51K but are not Insured by the FDIC Price per share on Jul 31 (S) Average rate °McleodMerest 041 in period period Cep amount (S) Fixed income 1,949.1 1 1,840 52 Mutual funds Total feinVerifOr is the Iola at al reinvested dWdends It does not include any cash dvidenzh. It is rot a tar lot for the OurOOSeS Of delermin no holdng periods or cost bass. The shares you receive each time yOu reinvest dvdenct become a separate tax it. Cost basis n the total purchase cost of the security. Inducing reinvested dvdends The cost basis may need to be aclusted for return of captal payments in order to determine the az9s6tedcost bags for tar reporting mimes. Hddng Water of shares Peronse pricer Average pece per share (S) Client Frivestment DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DERTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 15.612 10.696 EAI: 9678 Current yield 3.71% Security total 1,708.933 10.631 18,000.00 1P MORGAN SHORT DURATION BOND FUND CLASS I 250,000.00 Unreaeol (fa)gain or foss is the dfference between t he current vane and the cost basis and wouki generally be your lacerate gat or loss if the security was sold Goths date The urceatzed (tad gem d loss may need to be acluSted for return of coned payments in order To detena ne the realized grin Or *SS for tat reporting purposes. Investment return is the current value mous the amount you invested b does not India* shares that age not reflected on rout statement, indudng shares that edit been readedas either a gain or a losg It also does not include Cain dedends that were not reinvested Cost Price per shale basis (4) on ld 31 (S) Value on Unrealized dad imestment Hddng Jul 37 (s) gain or loss ral return (5) period 18,000 00 10.700 167.00 10.700 18,167.00 18,118.53 11833 167.05 0.05 18285.58 11838 285.58 ST continued next page SDNY GM 00026838 C HP700033056543I 1 NeTOCOli37303 00004 0717 030579001 CONFIDENTIAL 03(0°3 Peg* S of 8 EFTA_00137458 EFTA01278365 SUBS UBS Strategic Advisor I il. , Your assets . Fixed income . Mutual funds (cononved) Humber Purchase price Alle107 price Client Cost Price per share Value on Unrealired 044 Imestment Hokin; twang of shares per them (S) investment (S) basis (I) onhA 31 (1) Jul 31 (S) gain or loss (S) Mum (I) period Symbol: HILVX Total reinvested 1,786.295 10.993 19.637.14 10.840 19,36343 -273.71 19363.43 EAI: 1196 Current yield 1.01% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.070 18,017.88 17.88 ST Total reinvested 5.399 10.061 54.32 10.070 54.37 0.05 EAl: $185 Current yield 1.02°4 Security total 1,794.663 10.060 18,000.00 18,054.32 18,072.25 17.93 72.25 Total $36,000.00 $55,858.46 $55,721.26 4137.20 919,721.26 Total estimated annual income: 31.059 Your total assets Percents-, el Cost EsImated Unrealized ape on Jul 31 (1) your account base (/) annual income (S) gem or loss (S) Cash Cash and money balances 1,840.52 3.20% 1,840.52 Fixed income Mutual funds 55,721.26 96.80% 55,858.46 1.059.00 -137.20 Total $57,561.78 100.00% 357,698.98 31,059.00 4137.20 Account name: GHISLANE MAXWELL IRA Friendly account name:lndiv IRA Account type: Individual Retirement Account Account number: Your IRsandal Advisor: SCOTT STACK MANYLYLE CASRIEL Account activity this month Dale AclItity Description Amount ID Dividend and interest income Dmoderck Jul 3 Dvidend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 06'30'17 55.66 SYMBOL DBLTX Jul 3 Cividend PUTNAM SHORT DURATION WCOME FUNDY AS OF 0930/17 19.90 SYMBOL PSDYX Jul 28 Dvdend JP MORGAN SHORT DURATION BOND FUND CLASS I 17.60 SYMBOL HLLVX Total dividends CNP700OB005654312 NP7000187303 00004 0717030575004 CONFIDENTIAL $93.16 COMYGM000268,0a 6 of 8 EFFA_00137459 EFTA01278366 UBS Strategic Advisor T July 2017 Account name: GHISLAINE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Individual Retirement Account Account number: Your Si sandal Advisor: SCOTT STACK MANILYLE CASRIEL Account activity this month kontrueen One 0exriplion Amount (1) Dividend and interest income (continued) Interest Jul 10 Intotost UBS BANK USA DEPOSIT ACCOUNT AS Of 07107/17 0.12 Total interest 10.12 Total dividend and interest income $93.28 Ote Jul 24 Fee Charged QUARTERLY FEE -108.71 Total professional management fees -S108.71 Oescrption Amount (5) Pees Investment transactions For note intonation about the piece/ value Shown for reSiliCteCt StCultiet, See imporow In tomato OW you' If IteMerit at the end Of this WCtenon Ole Admit, Descapion PrOCeeCIS Iran ineeStment Quantity Value (5) Pace 01 irareacucos (S) Funds shtthidrawn la ACClued inveslmentsbougst merest (1) Jul 3 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.68 NAV ON 0630,17 AS OF 063017 SYMBOL: DBL7X 5.212 5566 - Jul 3 Renvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.06 NAV ON 06/ 30,1 7 AS OF 0630/17 SYMBOL: PSOYX 1.978 -I9S0 Jul 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.84 NAV ON 07/27117 SYMBOL: HLLVX 1.624 -17.60 Total -$93.16 Date Activity DescriclIcn Amount Money balance activities Mn 30 Balance forward 51.949.11 Jul 10 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07117 0.12 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/24117 -108.71 NI 31 Closing UBS Bank USA Deposit Account $1.840.52 The UBS Bant USA oetost ACCOunt IS your primary sweep coon SONY GM 00028840 C NF7C00300565431 3 Ny7003187307 00034 0717 03057500/ CONFIDENTIAL 000000 Page 7 of 8 EFTA_00137460 EFTA01278367 *UBS Yournotes <1.000100S6543.N17000M30•00.07170.5750d End ,SIVen....0M.V., CONFIDENTIAL oodriNo_._0000dello . of B EFT,00B746 I EFTA01278368 Important information about your statement U35 Inancial Services Pc. (the Farr or UBS inertial SooMs), is a mann of all principal smoky, comrrodty and Qatari exchanges. UBSFinancial5enices and 1.8$ Bank USA ae i-diect 'utak/ones of UPS AG and affiliates of UBS Scotties U.C. The Fm's Mama' statement is available upon reuse's The Fim's enaire offices ay at LIB5 Financial SenteS lx. 1200 Harbor Boulevard Weehawken, tal 07086 This Statement represents the only official record of your LBS Financial Services account. Other records, ethept official lardxunents. contanng conelinng data should not be relied wan t you bete* there is an firer or omission phase report it immediately n wring to the Branch Manager of the office swig )out account. Allhotigi a Names Poem ate Mended to be emulate, statement datanuld not be used for to purposes Rely coley on yerend tax kerns. fie Form 1099.519t 10425. etc) when Drepamg your tax return. The Finn required by law to report to to IRS all eatable dividends, aportebb rantaubk batten and Loath Merest end on acuities held h your monk net proceeds on see botailims, radon basis on certain covered secants. Cavereatatkma with the Finn • Please rennin any oral cormoncatons in wrierg tofurther protect your rills. mdudrg your rites utter the Seonies Investor Protection Act (SPAT • If helinaaca ithitution m the top left of the front of this steams snot LBS Enna Sates, LBS Financial &mien carries your =aunt as dewing broker by arra-gerrent wilt the edcated institution We informed you of this relatcnshio when you opened this axon. h the cast your brat and stones a* boated a U85 financial Senates and rot the in.:loci9 braer, ad you mat make a npm of my error or omission to both firms • As dinned in the account neements, yw nut roily us of any errors or nod netting decks reflected on your statement within 30 days after t was mailed or made wane. • Meow died *sower complains or names to the Fiths C Fent Retaken Department a 201.352.1699 or tolUree at 8020-354-9I03, 8:CO Aft to 6GO P.M. ET Mondry through Friday, or in wring to U6.5 Pi-uncial %nice fre,, Client Rations Deportment P.O. Box 766 Union City, NI 07087. • A 0 staements shall be deemed conthate ad note not cbbvtal to di writing within 60 days • For DV services_ Call 844-612-0,36 or from outside the IIJ S.: Cal201.352449S • In cam of ems or opestin about m electronic knit transfer (Er). bit panne or UBS Vea•debil card transact/ors, call B20-762-1000. Ca wile to UBS Fdenual $emce, Ix., 1000 Harbor Blvd, 6th floor. Weehax.4.e% NI 07086, Attn ITIMITGA Senn,. Cal a write as soon as you can, if you tilt your statement a receipt is weerg or if you need more nknnaten nut a trader on the 'lawmen or receja The Film or Cad bsuer (as andkable)mtrff hes IranyOu no later then 60 days a le the Fm sent you the tnt staterlant on which the ems or Problem amend. - hosed, yow name ad accost Mater (4 any) - etherize the error or tie nosier you Kenai. about, ad clam as chary as you can why you believe I is an an a why you need mae information - Provide the drier amormt of to suspected sea. The Finn or Card Issuer MI Seagate rut complied and will coned any titer prompty. For alleged errors driven"; UBS Via•clabil cad transact:at if we take more than 10 bus kess days to do this, we will credk you axon for the amount you that 6 in error, so that you war have the use of the money dunng he tine 0 takes us to complete our nvestiption. Please mike all checks payabk to the Firm or the anneal instealon minted on the front of this statement In addition to nrgaar non feet accounts may be abject to mareenarce lees. chaps for We pane* in- securities purchases and charges ice unpaid arncan n cash accounts Accounts that an transferred to other instwitas may be subject to a Vander Tee. UBS Sweep Options 1.85 offers options for swath; cash balances to ba-k depose accounts al non-outdated becks ad affiliated banks. Maley market mutualfunds (Money Fulda) ad the trarnatisnal Dna Accord (CM) fa castanets with an International Bosom Management Accost Depose account al UBS Irk USA and non-aff dated banks panicipatng n the UBSFDIC4nstred Deposit Program ate FDIC.imured in accordance with f DIC tubs. Fa more difonnatim, please via nww f dic.mv. Deposit accourts at UBS AG StanfordBranch and ;hats of Morey rut are rot intend by the FCC Through the DA, cash balances at swept to deposit accounts at UBS AG New Yon Branch ad UBS AG Carnal Branch. These deposits are not inured byte FDIC. Balances held at te LES AG Cayman Branch are temp:only (imposed tote sovereign ra of the Cayman blindk ad there is no gown or calm oblgabon of UBS AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 507C. !Any Fund shims are peotected by 51K. See '125 Financial Salem Account Protection' below. W el your request, batixes n the bank deposits miy be **dawn. ad shwas of a limey Fad may be hcpcbtect and the proceeds retuned to you a you. sectrites non Father intonnatan about available sweep options, holding current interest rats and yield; it nibble at www.ubs corrismaepyikt from your Frani,' Advisor or by calling BO '7624000, UBS Financial Senna ailealla protection The Firm is a member of the Sestrilin Mesta Protection Corporation (Slit), Inch protects acuities customers of as mental to to 1500,000 Onokidin2 1250.0X/for dains for cashi. Enbnatay brodue ethane upon req.sest or at mew sac. erg The SIC asset prolate, link apply to all noses that you hold in a particular capxity. the Firm together vain certain affiliates, ha also purchased ktrplementahnstrake the ma mum amount pea Sae to al eloble clink collany viler this protection is 5500 million as of December 10, 2016. abject to the pokycadittn at limitations, cash a the Firm is further protected for up to $1.9 million n the ampere For all your accounts held n a parikula capacity. A feA copy of the pacy wordi-g is nailer, woo request. The SIPC protects) and the Supplernothl protection both do not apply to • Cello financial sets controlled by (and i-olaid your account value) beat MM away from UBS Financial Services (e.g.. certainit/deposits **Nixed and ran affiliated bales (i0 nsurne products, rctadng variable nukes, and big shares of mutual funds where such that; am registered dreary at the rump of U. account holderm the hocks and records of the issuer or trawler agent); • investment contracts or nwstmere reerests (e.g., limited partnerships :Morita* placements) the are not registered under the Securities Act a 1933; and • Corrmoditin contacts Ng. foreign 'Man? and precix6 metal contracts). inclucgrg fauns contracts and commodity option cannon. the SIPC protect on and the sugar... mental aotecton do not apply to thew asset, ewn d they of moire althea on you statements. The WC protection and the swpkmental protection do not protect against changes in the makel vas of yea investments (anther as a mica of market movement. issuer bakruptcy otherwise) Dividend Reneament Program (DRIP) the price reflected 6 an average price. You may obtan the ectual price Inman Petancial Minot CA. whole shares are purchasedunder DRW; partial shales wil be sold at the cahre1 be deposited 'your account The chiderd reinvestment price supplied by the isster may differ horn the Make( price at which the partial shares re sold Cash-nlieu Cny whole units may be had n yotr nowt. t ycu at enured *ape-tut trait as a result of a noted pgment • cte'wi,e, the Finn will other sell porter an at Martel pik, Cr accept an nova determined by a registered death) agency, at credit yes axons Inves&neet objectives The entImert objectives and tisk profile mosaic to to each account and may mybetween you accounts Please a*se the Firm prornoty in twang of art Kra cat change in your Ionia station or investment cbncsives for each accord heti, you choose one of the blowing investment objectives: • ncianCurratincomt Investments seeki-g the. gereratim of ixone only. • Achieve Capitnporeciabon hiesements seeking growth of principal rather than the generation of income. CONFIDENTIAL • horkee Combination of Income and Capita( Abeam:aeon Investments seeki-g both the generation of income ad growth of pri-cinal. Overall risk profiles • Conseivaat. Seeks to manila nitial pritioal with low risk ad Madly to the axon overall even that men to erten does not generate significant income a resin and may rot keep pace with inflatkn. • Moderate: Willing to accept sane fit to pinbpal ad tolerate sane volataty to seek hirer returns. • Aggreisive: Willrg to accept hi ;h nit to 'songs,' and high volatility to sea highmums over time. • tmestment Consideration: I selected a portion of the portfoliofa that account may include corrplex strategies. tinted kepi* and geater volatilty. Statement shouleholdise We rnayconsoldate tA related account statements with the same address in the sin envetpe eg. because they have owners who ako maintain join account rebtionshias web other dents at the son. address. If you prefer to receive indiedual statements mailed in sepanteemelopes, you may decline houPhording by cali-g your Financial Admor. Friendly moan name IN Friendly account none is a costae/a:4 tnieena-net chosen by you to assist you with your recordkeeping ha no legal effect an your account Ycu can thaxy your Friendly account none; through Orin Senices by contacting year i-onrial Aden. Award overview • VMs of pa Kapuntiptutit40. Net of assets and liabilareS • Assets Includes avalide cash balances. van for restricted security rest ), and Global Tim Deposits, amazed marks to make, and certain assets not held by the Finn. Does rot include unpnced secureielassets at the end of the mot and onent statement penods, or pinata imminent nested stock opeions rd sandal* cock options • Liabilities Mies debt balances, outstanding matron Ions, credit lint short accord balances. • Caslthroney balances. Total of uninvested Pala* cash boraxes, alos depait balances at Ablated and non-affiliated bags, a-dm:raymeat mutual fad sweep balances. at the close of tie statement period Non.cornnodity tree deck balances Myths accost acv not se 'egged from other balances and the F rm may use any of these binds in the wan/ay cane of is busies. Thew funds are pane tom your demath. The total 6 nettled in the anent period closing vale. Lancing information Foe driaid nlamation an the Firm's lerdirg puttees ad (Subsumes, inferno you Client Relationship hgretri"stra Cr Account Agreement and to General Terris and Conditions LES Statement of Credit 'tactic." available nAgreements mdDisclosures 2wwwAibt SDNY_GM_00026842 EFTA_00137462 EFTA01278369 Important information about your statement (0011111ted) Year assets Your 'filament ernes securities and other assets held tithe account al the ado( the steers parid. You may ask fordovery of fulty pad semi& at anytime. You may receive securities used as loan collateral alter paying very balance d., on them. Cry securities tenderedto to Fins aria the statement period are lead at market value as of the end of the sternal period. • Cart bale ice cletnining the cost basis of the somas included n this statement where indicated with the number 'I,• LIMN-anal Service' has relied en information obtained from sources other than LES Pantie' Semites, including illarriation hem anothe- I the a that you may have provided to you Fina-cial Adger. The Firm does not indeerdently verfy or garsran the maraca a raiday of cry Warman provided by courts other than U3SChandal Senices. ackflicm although LESChartist &aces generalb updates this nfermatrin as ihs received, the him does not provide ary assuances that the nfamation valor 'Cost baser ad •Unrealced gar/ los- is accurate as of to date of this statement. As such, please do not ref" on this Martha to make puffiest or sale decisions la to puposes or ahem& Accounts tore erred to the Firs may reflect gal los alternation only foe the period of tine they are held at the Finn Morehistorical earmtaten can be actied by you' Coaxial Advisor. • Unealleed gonsrieeses When data n swath. earned urealind goindlosses are caulated la Mat& secvey lots. The transaction data for MEWLS lots may or may not reflect amass:ins, chimes andar security reorganization events. Dirdend and other reinvestment lots ad systematic psdnase as are eachcombined todisplayre averaged lot The 'Trade date colann presents the &grist transaction trade date. • Callable secureela Bonds and rend sod that the risuercats for tab redemption wil be selected irowielb by lot Iran arrow allied/hes of that rime held hour name or in nominee name for as cents Caftan rennin s obtained from third parties and as accuracy is not goateed. Other call teases may eon which mutt affect Weld once* a-demean Willa tread upon request • Catifitates of anal (eel. (Dare FDIC rimed Li> to 1293,000 in principal and arcnad intro' per deposer rd pre depository inciaoth inaccordance rah FDIC Mar • Pritehalue. PrcesdisdatclIce securities and other woad, may be higher or lower than the price that yai would actually receive in the market. Prices ant &aired from various sad pm sources *hitt we beaeve to be reiable, bat we do not guarantee the accuracy. - We general & use the cbsing price Me ~ISM et tenon of the bid and a* aces kr listed searbas ad options cc one, bid prices tot OTC series. - Less Wonkytraded nolnes maybe paced usng a valued en model or the most recent prim we obtained and may not reflect an actual market price a Ma - Certain positiens may appear wiIFM a price rd vrill stew as • peke was not availabb • if we are usable to obtin a axe for a amity. - Deposits a securities desalinated is amerces other don U.S dolls, are reflected at the mange rate as of the statement date. - kr certain searbes rating innon-contemn; denomations pnce and quality (face value) may hive been adjusted to facilitate gaps valuation To can caret guotatens, whin armitink contact fax Finarcial Adria. • Private investments se structwed products. Invite rwasment saunas (rclang deft amps eh program ad realestate armament ant said in) and *unwed praxis are generally highly Cain struatred racists lave not been registered with die Securities and Exchange Commissar' a under any state securities laws. We Fronk valuated vales ice presto investment stares a-d structured products for Marmara arrows crib. Acarary rime guaranteed. — These van may differ stbsterdiaby tan prces, any, at which a prime iwestnient security ce tortured product may be bas' or sold and do rot necessaibrereserd the value you rayreceive rain liquidation. — Third party eslmatesol vela Me as d a certain date ant we supplied to UBS and Services on a reeds basis by an indorser. aeration firm. — Iss er, pinealpante cosponsor estimated ekes, dry, are applied tote Fm by the issuer, general partner or sponsor and may be tato-date based on dfferent iriormaton Iran that toed by tied pales to stair their estimated values. — You can obtain addiarel Sermon regardig tie mete :blow used to determine the estimate of value at the date of the Haman that is the bash for the estimate by contattg your Fiona' Advior. — Third party estinsed vales may be reflected as *Not piked in several atuatire: when an ixteperdent valuation Inn has not suppled a s usable to assign a vale, when we become avant that a material event has maned that may call a weviousbr repined vale in euestion, or when a value would to highly speoAtrie due to lane& 'Stine meaty. - When neither an ism, general partner or sponsor titillated value nor ern -party estimated vale is prowled. the ale of the stove vrill a dame horn its archase once. - 'Distribution to date may include reran of capital acme or both. - 'Original unit size' Mann the nal oaring Price per tat ad may not reflect your cost bast - DIP and unlisted REIT satins are not listed on a national stones exchange and are ger* aloud and ewer a they can be "old, the price reamedme be less tan to per sham estiated value provided in the wont statement. • Restricted securities. Restricted Senrdies generally we rot currently triable for public sale. UBS Finns& Services uses the maker price of the unrestncted Oak of the sane issuer as an mated value fa the restricted slack hro domes of eta statement only. To the extent tot reeked seo.ries are elgble la sale, the ware reread my be nettantialy lets than the ague value town • Est. (estimated) income, coffee yields and rates estivate ol arra" roma is based on curet dividend std interest rate assuring tree seaside, will be Maier one yea from slatement date or crfil miturity. This ale& is orgra gueleine; accuracy ad continued income are not guaranteed. - Estimated arnal inane ad curent yeld fa certain types of seareemould include a ran of principal or capital gains in inch care the at income f rd current yiet$ would be overaated. - Estimated anal Mane and curent yield and the areal hoome andyield mitt be lower a higher than the estimated anent. - An aline of a-ruaked income (dividend radar interest) dada by the current maket valatfaverage balance's based an the last dividend or rarest payment maieby the issue' and sees tie teal intdepost sill be held for cr. year tan the statement date or unhl masa. Accuracy and continued yield are not garadeed • AMY not held by YRS Phargiel Services. Certain arias we not held by the Frn aid not mail the Fern's possasbn or anal These assets are displayed on nicer statement for informational purposes only. Positions and values presented are provided by the issueg fern LES Fame' Services not rap:noble for the inknriation and tats not gua-anta its accuracy. Thew eats av not protected by 51K or the Fin's supplemental SIPC coverage. • Revenue shale and additional compensation. - h Mafia to annuals cn ales ad 12b.1 fees risme in sonnectrin with to distrbri en of mutual bat to ow cents we axibr our affiliate receive rams stung prepares tan distriatas ands Man of the meal huh that we sell These Amaral we baud on two different comp: ante tee snore of sabs by LES of a Paten "mead iltrd f nib to ourclents; and GO fie asset eke of a perticula mutual ad landis threshed a to - We aa our Aliso also receive networkhoard emabus processing fees in consideration for tarter agent services de we provide to fa mutual funds These fees gereralb ar paid from investor asset n tie mutual Fund and are a aid dear arrant baud an the number of accents at the braerrdealer hoking Fraud lads of that ftrdfail - h adfion to ammosicns received in connection with the safe or &tauten ol annuity contracts ad tests inwanant bust Lein to ofs clients, we ads. at Pete receive revenue sharing corrpensaten tan many of the reurace companies aderwriting the annuitya:reacts Mines of the mmance companiesor sooners of the tint investment trusts re &tribute. CONFIDENTIAL — Our affiliates also receive tradig cawnissans and other compensation Iran mutual funds end aunt coripanin whose products we &trine — We recent as a-rualfee from 1.85 Bank USA ad LES AG Stanford Branch of Liao QS pa avant sweeping to the banks wide the LEES Bad Sweep Program Aerie Irdormaten regaidng conmasens and other charges incurred in connect& with fie execution of tads,, inducing open transactions he been included a-i confirmations previously f washed to you. rd MI be provided to you promptly on recpert. Short sating If pu sit engaged in she wring a security, yOunuy incur a charge due to certain thawing costs for that 'macular mare. Opus orders Regarding can or 'goo& ilkancellee ode, tut were not exacted by the summers date, open buy and al stop ceders are (edaxed by the anent of dividends orripts as as erdivideas a ern/its date unless instructed dame by pa. You are Neonate for odors tat are executed der to your fan to cancel eating men orders. Privacy To obtan a copy of as current Client Privacy Mee please anal rag Financial Ardor a visit as wreck* at lbabbfilaalligtrafgafkalf. - LES Ffuncial arnica a not a bait. The RMA, Business Services Account BSA and Ma are brokerage accounts which wow& access to barking services and pecan thaugh arrangements with affiliated banks and other ihid-party banks, and wades access to aurasye and annuity pricdacts issued by usaftilialed third-prty 'retinae °impala tva4i insurance agcmy Meares of MS Financial Sates Ins. - entrant. teuraxe, and arnuity podacsr - Not FDIC aured• No bank guarantee* May lose vale - IMA. Benne Management Account, Business SensesAccount ESA, IRMA and erienational Resource Management Account are registered service mars of LESFronrial Semites ix. - VISA is a registered laden& owned by Visa htematiaal Service Association at used war kense. The Les Visa tittle cads ad the UBS Via debit cards at issued by UBS Bad USA with permission from Visa U S.A Ircorporate Apr titer rackmaks, registered creamers, senate maks and registered strike marks are of their respects* (amain OBS Financial Services Inc. Rev. 201705 SDNY_GM_00026843 EFIA_00137463 EFTA01278370 *UBS U8S Financial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 C4477005625701 0817 Y2 Y1 0 Account namC GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number. Your Knandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 80ORMA• 1000, account 02%23697. Ksit our website: www.ubscomllinanciarewices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreddreport.com. Value of your account Retirement Account UBS Strategic Advisor August 2017 HI IN AXWELL IPA on July 31 (1) on August 31 (1) Your assets 57,561.78 57,793.08 Your liabilities 0.00 0.00 Value of your account $57,561.78 $57,793.08 Tracking the value of your account S Thousands 570 570 t 572 57.6 57.8 • • Dec 2014 Dec 2015 Dr: 2316 1u12017 Aug 2017 Sources of your account growth during 2017 Value of your account at year end 2016 $7,16897 Net deposits and withdrawals •1282.60 Your OveStenent realm DiWdendarx1 interest income 1547.07 Chance in market value 5362.64 Value of year meant on Aug 31.2017 $57.793.00 SONY GM 00026844 Member 51k CNP70000005625701 NP7000193470 00004 0017 030575004 010000 ►age 1 of 8 CONFIDENTIAL EFTA_00 I 37464 EFTA01278371 SUBS UBS Strategic Advisor August 2017 Your account balance sheet Summary of your assets Value on August 31 a) Percentage of your account A Cash and money balances 1,840.80 3.19% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 55,952.28 96 81% E Non-traditional 0.00 000% F Commodit les 0.00 000% G Other 0.00 0.00% Total assets Value of your account $57,793.08 f57,793.08 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Your K asocial Advisor. SCOTT STACK MAN LYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS RYC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about mu statement on the last two pages of this statement for detail about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.23% Percentage change August 201 7 Year to date 0.31% 11.93% 0.19% 11.20% 402% 17.50% 0.90% 3.64% CNP70003005625702 NP7003193-170 COCO. OBI 7 030575004 CONFIDENTIAL 01193hYGM000288,09e 2 of 8 EFTA_00137465 EFTA01278372 *tills UBS Strategic Advisor Change in the value of your account August 2017 (3) Year to date (I) Opening account value $57,561.78 $57,165.97 Withckawals and fees, including investments transferred out 0.00 -282.60 Dividend and interest income 93.46 547.07 Change in market value 137.84 362.64 Closing account value $57,793.06 $57,793.08 Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Dividend and interest income earned For purposes of thls statement, terrabley of Inkiest and dividend Income hes been determined from a US tae reporting perspective. Based upon the residence of the account hakes, account blue, or product bye some imerest ardor dviCend Payments may not be subject to United States (US) ardor Nino RICO (FR) Income faits The dent monthly statement is not Intended to be used and cannot be need upon for tie purposes. Clients should refer to the applkide lax reporting forrns they recent from UBS annuity, such as the Forms 1099 and the formt 4130, foe lair reporting information It is the ()tartlet Of UBS to file the Osplicatle tar reporting forms vAth the US mterni Revenue SeMce and PR Treasury Deparinomt, and in sr* blown accurately dasa fy cludenci area interest mien exempt or taxable income. Pleat consult your Induclual tax preparer. August 201 7(3) Year to date (S) Dividends 93.18 546.67 Interest 0.28 0.40 Total current year $93.46 $547.07 Total dividend & interest $9306 $547.07 Summary of gains and losses Vanes wooded teloor exclude products for which gam andlosses are not classified. Realized gains and losses Unrealized August 2017 (1.) Year to date (1.) gains and losses (S) Short term 0.00 0.00 257.29 Long term 0.00 -667.75 -256.65 Total $0.00 -$667.75 $0.64 Your Pi mandril Advisor: SCOTT STACKMAN/LYLE CASRIEL Cash activity summary See Account acthrty the month tot dela It &lances In your Sweep Options are includedin the cpenng and closing balances wlue. FDIC insurance asspries to deposits at UBS lank USA and tit banks palcipaling in the UBS FDIC Insured Deposit Frown. a Oces not /pray to deposits at UBS AG. stariord starch Or bank deposits placed through the UBS internationi Deposit Account program SSC protection applies to money markt' sweep fund holdout but not bank deposits See important information about your statement on the last two pages Of the; Comment for details August 2017 (1) Year to date (1) Opening balances $1,640.52 $98.00 Additions Dividend and interest income 93.46 547.07 Proceeds from investment transactions 0.00 38,025.00 Total additions $93.46 $38,572.07 Subtractions Professional management fees and related services 000 -282.60 Funds withdrawn for investments bought -93 18 -36,546.67 Total subtractions -$93.18 -$36,829.27 Net cash flow $0.28 $1,742.80 Closing balances $1,840.80 $1,840.80 SDNY GM 00026846 CelP7C003305625703 NV7003197470 COCO4 Cell 7 030579004 CONFIDENTIAL O1OOOO ►aye 3 of 8 EFTA_00137466 EFTA01278373 *UBS UBS Strategic Advisor August 201 7 UBS Bank USA Deposit Account APY Interest period Jul 10 - Aug 6 Opening UBS Bank USA Deposit balance Jul 10 11,949.23 Closing UBS Bank USA Deposit balance Aug 6 $1,840.80 Number of days in interest period 28 Average daily balance 11,894.88 Interest earned 10 .28 Annual percentage yield earned 0.19% Account name: GHISLAINE MAXWELL IRA Friendly account narno:Indiv IRA Account type: Indiwdual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant inbmation about your statement at the end of this document Your return objective: Current income B. capital appreciation Your risk profile: Primary Moderate In vestment eitgibdity conuferation None selected Your account instructions • 1185 Financial Services hc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your lq Bendel Advisor: SCOTT STACK MAHLYLE CASRIEL CNP7C0C0305625704 NPVCOIS0470 COCOS CBI 7 030575004 olaplyGm000288‘49e 4 of 8 CONFIDENTIAL EFTA_00137467 EFTA01278374 SUBS UBS Strategic Advisor August 2017 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Individual Retirement Account Account number: Some pnCeS, income and current values Signor may teepprOxirtVle. AS a INA gains andlosses ma/ rot be accurately reflected. Ste msporzantinrorntabOn about your statement at Ine end of ttws docurnem fOr rote infornaeon. Cash Cash and money balances Cash and money balances mat include avaldale cash balances, UBS Bant USA deposit account &anon UBS F DK insured Rogan Bank Lances. UBS AG Stamford Branch teposit account balances and rroney mallet mutual fund sweep balances. See the Important information about you statement at the endof this document for detaits about those balances Hddng UBS BANK USA DEP ACCT Fixed income 0tenng °dance Closing balance on Aug 1(S) on Aug 31 (I) 1,8.1052 1,840.80 Mutual funds Total rernvested is the told al at reinvested dodends II does rot include any cash dcfends is rot a la( lot for the purposes of delerminng hddng periods or COSt Nos. The shares you receive each time you reinvest d uderla bEcine 8 Separate tax hat Cost basis 4 the tOtal purchase cost of the Security. Ind udng mnvesteddvdends The cost basis May need to be aclusted for 'twin d caPtal Payments in order to determine the Oustedcost nays For tax reporting mitoses. Hddng Number of shares Purchase priori Average peke per share (3) Client investment (5) DOUBLE LINE TOTAL RETURN FUND INS% Symbol-. DBLTX Trade date: Mar 31, 17 1,693.321 10.629 '8,000.00 Total reinvested 20.663 10.697 EAI: 4677 Current yield 367% Security total 1,713.984 10.631 18,000.00 JP MORGAN SHORT DURATION BOND FUND CLASS I Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA and al Uss FDIC Insured Pregame-sok deposit account tdanCes are insured by the FDIC within applicabae lents, but ale not protected by SISK. UBS AG Stanford Branch deposit accourt balances me not insured by FCC and ace not ion:ceded by 51K. Money market sweep balances are protected by SIPC but are rot Insured by the FDIC Nice per share on Aug31 ($) Average rate Ceildend Interest DayS period Peeled Cep stunt (5) 250,000.00 UnreaMed 00 gain alas is the dfference between the current vane and the cost &is and would generally be your taxable gain (vitas d the security 3v.3$ sold Om ins dale The uneasiest dad gam or loss may need to be whined for return of capful payments in order to determine the (edited gain or loss for tar reporting puposes. Inve5treent return is The current value minus the amount you invested t does no Include Shares that are not reflected on )our statement, indudng shafel that hale been red Steel as either a gain or alms It 850 does not include cash dedends that were not reinvested Cost Prke per 'hat basis (4) on Aug31 (SI Value on Unrealized nail tmestment Hddrg Aug 31 (5) spin or loss CP return (5) period 18,000.00 10.770 18,237.06 237.06 ST 221.05 10,770 222.54 1.49 18221.05 18,45960 238.55 459.60 continued next page SDNY GM 00026848 C HP70303305635705 NP7003190470 00004 MN 7 030575004 CONFIDENTIAL 010000 Pap S of 8 EFTA_D0137468 EFTA01278375 UBS U BS Strategic Advisor August 2017 Your assets b Fixed income . Mutual funds (continued) Humber Purchase pricer Mein once Client Cost Price per Share Value on Unstinted 044 Investment Hddng 14cicIng of shares eat sham (S) investment CD bait (1) al Aug 31 (S) Aug 31 (5) gaincalm (5) return (5) period Symbol: HLLVX Total reinvested 1,788.159 10.993 19.657.36 10.850 19.401.52 -25584 19.401.52 EAt 4204 Current yield 1.05% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1.789.264 10.060 18.000.00 18.000.00 10.070 18,017.88 17.88 ST Total reinvested 7.277 10.063 73.23 10.070 73.28 0.05 EAI: 4190 Current yield 1.05% Security total 1,796.541 10.060 lance:so 18,073.23 18,091.16 17.93 91.16 Total 536,000.00 555,951.64 555,952.28 30.64 $19.952.28 Total estimated annual income: $1.071 Your total assets Percentage of Cost Eslimated Unrealized value on Aug 31 (5) your account Oasn annual income gain or loss (S) Cash Cash and money balances 1,840.84 3.19% 1840.84 Fixed income Mutual funds 55,952.28 96.81% 55.951.64 1.071.00 0.64 Total 557,793.08 100.00% 557,792.44 51,071.00 50.64 Account name: GHISLAINE MAXWELL IRA friendly account name: Indiv IRA Account type: Individual Retirement Account Account number. Your Fiasnáal Advisor: SCOTT STACK MANYLYLE CASRIEL Account activity this month Pate Acliséty Description Amount If) Dividend and interest income DRoderdf, Aug 1 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 07131/17 54.05 SYMBOL DBLTX Aug 1 Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 07/31/17 18.91 SYMBOL PSDYX Aug 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 20.22 SYMBOL: HLLVX Total dividends 593.18 CW70003005625706 Ne7000193470 00004 0817 030575004 CONFIDENTIAL 01WIllitontoornetftwo 6 of 8 EFTA_00137469 EFTA01278376 UBS Strategic Advisor T August 2017 Account activity this month (continued) Date Adhay Demotion Dividend and interest income (continued) Interest Aug 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF oa Ou 17 0.28 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indy. IRA Account type: Indiwdual Retirement ACCount Account number. Your ft sandal Advisor: SCOTT STACK MANILYLE CASRIEL Amami IS) Total interest Total dividend and interest income Investment transactions For mole I nformaion tout the price/ value shown br restricted securities. see Important informatina about your stetement at the end Of this 46(u-cleat. Cute Actnity Desception Proceeds from investment Quantity vaue (I) Pnce CS) transactions (S) Funds withdrawn la Accrued inwSleneills bColg (S) interest (S) Aug 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND IN91.. DIVIDEND REINVESTED AT 10.70 NAV ON 07131117 AS OF 07/31/17 SYMBOL: DBLTX 5.051 -54 05 Aug 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.07 NAV ON 07/31/17 ASCf 07/31,17 SYMBOL: PSDYX 1.878 -1891 Aug 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDENDREINVESTED AT 10.85 NAV ON 08/2917 SYMBOL HLLVX 1.864 -20.22 Total -S93.18 $0.28 $93.46 Date ACtiVity Oeccription mount ff) Money balance activities /lel 31 lateace fowled $1240.52 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of (804117 028 Aug 31 Closing U.S lank USA Deposit Account $1840.20 The u85 Bank USA Cepont Account is your primary sweep colon SDNY GM 00028850 Ce/P70508305a5707NP7003193470 00034 0817 03057,404 CONFIDENTIAL 010000 Pep 7 of 8 EFTA_00137470 EFTA01278377 *UBS Your notes C.,000...X. ,.......... , .0,,.., Encl ot ...mt..... number- CONFIDENTIAL '44fRuycm,o260s6 6 o, 6 EV1,00137471 EFTA01278378 Important information about your statement Fthincial Services Pc. (the Firn or UBS Fnercial Saab's). is a member of all principal cecisily, comrrothey and option; oche-ages. UBS Fisancial Services and 1.8$ Bank USA re i-died subselones of UPS AG and aft ihaes of 1.85 Season U.C. The Fim's Genoa' statement 8 available upon regtert. The Fenas emanate off km are a. 1.135 Financial Senmes 1200 Harbor Boulevard Weehaysken, NJ 07086 This statement represents the only official record of your U3S Fhancial Services account. Other records, ocept official to. documents. contanng confliang data should not be relied was II you btkeve there is an tope or omit:Pon please report 3 immediately n writing to the Branch Mangan of the office wvig you account. Allthoup a lipares shown re Mended to be account statement data should not be wed for tar purposes Rely soloB on yerend tax kerns, Be Form 1099. 5498. 10425. tic) when Drepamg your lax return. The Fim 5 required by law to repon to the IRS all livable dividends., mportakee raktarible anima and usable interest eared on Pantie" held n your arca" net proceeds on see tramactions, rd tort bastion certain covered swishes. Oavereeklatkno with she Firm • Please wain/rim ay oral communcatens in wring tofurther protect your fgt. mdudrg your rsints under the Seosthes Investor Protection Ad (SPAT • If the financial Pditution cn the top left of des frond of this steams isnot U3S Fnrxil Sevres, UBS Fiancial Smite carries you arrant as dewing taker by arra-gement with the edcated insitution We informed you of tit relatonshio cent you opened this accost h ass cast your Lads and searities re located at LOS financial Services and rot kw Prodsong braes and you mist make a wpm of ay emir or omission to both firma. • Asdevoted in the account agmerrimartIrrtal reedy us of any wears or Baud ismolving decks reflected on your statement within )0 days after t was mailed or made sealable. • Please died *stoner camplaims or heaths to the Fim's C Tent Relatins Deparrent a 201.352.1699 or toll-free at 8020-354-9I03, 8:CO A.M. to 600 P.M. ET Monday through Friday, or in wing to WS Femnual Smith em.. Client Relations Departnat P.O. Box 766 Union City, NI 07067. • A 0 staernents shall be deemed complete end accuse if not cbbard to in welting within 60 days • Fa TTY services_ Call 044-612.09,36 or *cm cutsde the US.: Cal 201.352-1495 • h can. of was or earth:re about en electronic knit ransfer (WO. be parnini or UPS Vemockibil card transact/0ns, call 1320762-1000. Od wile to UBS Pe-0mA Grips Pk., moo Harbor Bled, 6th Hoer, WeelmMen NI 07036, Aunt BOMBES& Sakes. Cal or write as soon nye., can, if you fink you staement cr receipt's wag or 4 you need more inlomiatcn tut a harder on the statement or receipt. The Film or Cad bsuer Gs wpfkable)nurst her fromyou no later than 60 days alter the Fens set you the fist statement on which the ems or Frolaram athered. - Proved. your name ad xcant nutter A any) — Cnsabe to motor the vin er )Cu ire inure about, adopter, as clearly as you can why you believe d is arm Ian a why you need more Sam riot. — Providethe doter anvil ot the suspected era. The Finn or Card Issuer wil imestgete sus comeliest and will correct ry mar promptly. For alleged errors evolves? UBS Vier debit ca-d transact:ors if we take more than 10 bus less days to &tees, we will credk you accost for the amount you thinks in error so that you wri have the use of the money dunng the tine t takes us to complete our iwestiption. Please mike all checks payabft to the Fern or the Ihrthal haters nutted on the Bak of the statement In addition to regthe wean fees, accounts may be subject to mareenarce hex chaps for We essence* ter securities purchases and charges For unpaid annexes n cash accounts Accounts that re transferred to other instoitens may be subject to a Vander lee. UBS Sweep Options LES oilers options tee sweeperg cash balances to bat depose accents al non-afi dieted bats ad affiliated banks money nutlet mutual f unds (Money Furls) ad the thernatisnal Deem. Accosts (DA) fa cuttorma with an International Pesaro Management Accost. Depose accounts al UBS Bak USA and flan-affiliated banks parecipatng n the UBS FDICanstred Deposit Program me FDIC rimured in accordance with MIC nibs. Foe more infonnatim, plow visit *wry fdic.gov.Deposk accourts at UBS AG Stan, ord Brands and chain of Morey Fut are rot hand by the FDIC. Through the DA, cash balances re swept to deposit accounts at UBS AG New rot Berth a-d UBS AG Cann Branch. These deposits are not imured byte FDIC. Balances held at tie LES AG Cayman Branch are temp:only oposed to the sovereign rent of the Cayman blaxb and there is no game. motet obligation of UBS AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by SAC. Money Fund shires we protested by 51K. See "UBS Ferrol Seats Accent Protection' below. lixn Jour request, bataftes n the bark deposits may be wthdawn, ad shoes of a Money knot may be licpthect and the proceeds rand to you a your securities amen Father iterates about available sweep option, M Wing current interest rate and yields it available at wow tabs cornryrneepyil* from your Francis' Advisor cr by calling BC0.762-1000. UBS Fronde! Services aware protection The Firm a a member of the Sethilies evestoe Protection Cop:ration (SIPC), which protects swathes =tomer, of is members up to 1500,000 (mcluding 1250.000for thins for cash). tobnaecry Podia* available upon rapist or et row sPc. org The SIC asset protection tenth apply to all accesses that you hold in a pracular capacity. The Fern together watt certain af iliates. ha also purchased snolimental intro-ice The mai mum amount pal Aare to at e19bb clients. colletwey under this protection is 5500 million as of December 10, 2016. Subject to the poky ccrditirs and tornilltittis, cash a the Firm is further protected for up to $1.9 million n the aggregate for all your accounts held n aperil:We capacity. A fl copy of he poky wardig is swath won request. The SIPC protection ad the supplemmul protection both do no apply to • Certain 1i-uncial nets controlled by (and inclkied ii your account value) but held awayfrom UBS Financial Smarts (e g. certain(i) deposits **Miredand ran- affiliated baits 03 nsurance products, haring variable anthills, and (ii) shores of mutual funds when such thaw are registered dm:icily ei the, name of the account hob:Bras the bolts and records of the issuer or trawler agent); • Investment contracts or metro ern neerests (e.g., limited partnerships end private placements) hat are not registered under the Securities Act A 1933; ad • Commodities contacts (e.g. foreign excha-ce and precious metal contracts). include-refutures conVacts and commodity option contracts. The SIPC protecton and the supplemental protection do not apply to thew asset, eon d they Who've,* awes on you statements. The SAC protect cer ma the swpkmental protection do not protect against changes in the make) vats of yam investments (*tether a a resort of market movement, issuer bankruptcy a otherwise) Dividend Reiweatment Program (DRIP) the price reflected is an average price. You may ottan the actual price Iran your treenail Aetna. Orly eh* shares are purchasedunder DRW; partial shags will be sold and the cash vet be deposited is your account The (bard ree-wesknent pice applied by the tier may efts from the make price at *tech the patial shares re sold Cash-iblieu Only whole urds may be had n you' accent. t ycv at entitled to a parlor'sit as a result of a boded payment or otherwise, the Firm will ether sell panel units at motet peke ce accept an ward determined by a registered clean) agency, mil credit you' accord. tea aStment object:ma The nyesimerre objectives and risk prolile are spec tic to each account and mai wrybetween you' accounts Phase adze the Finn prom* in wining of ay sett cam thane in your Immoral situation or investmem cbectivek For each accent hekl, )Cu choose one of the following investment objectives: • Goan Curnertincomt Investments setai-g the gmeratim of imane only. • Achrwe CapotAppreciabom hrestments seeking growth of principal caber tan the generation of income. CONFIDENTIAL • Aortae Combination of Income and Canna% Appeeliitell Investments Mktg both the generation of income rd growth of pritiosl. Overall risk profiles • Connives's...Seeks to manUin Mad primPal with low risk ad volatility to the account overall even if that mein the acouv don not generate significant income a retard and may not leap pace with inflatkn. • Moderate. Wiling to accept some rids to pincipal ad tolerate scene volalety to seek hater returns. • Aggressive: wiling to accept hit ink to ennopal end nigh volatility to seek high returns over time. • rnvestment Ebabiky Conlidention: I selected a portion of the portIolo ice tat account may include complex strategies, fretted 'keit:ley and pester volatilty. Statement shouleholdive We may consoldate tA related account statements with the sane address in the sine envelope e.g. because they have owners *hp ako mantas hem accord rebtionshis well other dents a the same address. If you prefer to receive individual statements mailed n seenteemelthes, you may decline houwheding by calig your Franual Adwor. Friendly eccowirt name The Friendly account name is a wykrnekth 'Merriam? chosen by you to assist you with your recordkeepixi ha no legal effect as your account You can chancy your Friendly account names, through Online Services by contacting hoer Financial Advises. Aegean overview • Valle of your arathintroatfoth. Pet of assets and liabiftes • A.the Includes nobble cash balances. thaws for restricted security (est ), and Global Tine Deposits, unreatzed marks to make, andcertain assets not held by the Fins Does riot halide worked secuntietassets at the end of the prior and anent statemeMpenods, private iwortmena invested stock options end everckath cock options • Lialektoos Prides debit balances, cutstaning Margin Ions, credit line, short account balances. • Cash/moneybalances. Total of uninvested avalkft cash balances, pis deowit bays Mediated trod nonalf Hated bails a-d ate mutual Sad sweep balances, at the chose of tie statement period Non.cornmodity Ire creak balances in yar acorn Xis • ot sergated from balances and Fm. may use any of these fads h the wen/hp course of its Naive Thew funds are pot* won your doma-d. This total is ridded in the curet period closing vise. Undress Information For cloaked eilamation on the Firm's lerdeg peewees ad (Subsumes. refer to yes Clem Relationship Agreenvnt cr Accent Agreement and the General Terms and Conditions 1.135 Statement of Credit Mactices available hAgreeniene Ind DistloSuye3 shvwretyreooterthowythiviev. SDNY_GM_00026852 EFIA_00137472 EFTA01278379 Important information about your statement (00tlinUtd) You —eta Your 'filament iterates securities rd other nests held intim a:cant al the end of the haternew hand. You may ask fordovery of fully pad searan at airtime. You mar receive securities used as loan collateral ether paring sly balance caw on them. Any securities transferred to to Fires airy the dalefnent period are listed at market value as of the end of the sternal period. • Cart bon. n deternning the cost basis of tie scarifies induded it this statement, where indicated wih the number ' UBS Fran i& Seruicee has relied on information earned from sources other tun IRS Frencial Semites. including Of aeration from anothe- rem a that you may haw provided to you Fina-cial Adrisor. The Firm does not indeerdently Way a gar:rite* the maraca a widay of my Wornution provided by coaxes other than U3SFinnrial Senices aidlicm although UES Financial Sentries grimly updates Pis nfcrmatnn as n is recnved the km does not provide any assunrces thee the hfamatim u-der 'Cost baser rd "Unrealced gait Ion is accurate as of re date of this statement. As such, please do not re)/ on 'his damition lo make puthase or sale decision% la la pupae' or °their'. Accounts treed erred to tie Sim may reflect gait Ion hfcrrnatim only foe the period of tine they are held ate Finn More hi:cornet ramtaten can be added by pax Financial Advisor. • Urrealised gams oases When data n swath. *mated urealind windlasses are cakuland fa ndvidyl securey lots. The transaction data for rrievitUal lots may or may Oct ref lett carmine:a, chrges aorta security reorganitaten events. Diridend and otiet reinvestmeni lob and 'human ard-ase bee are each combined todisplayre averaged lot The 'Trate date' colon presents the original transaction trade date. • Callable peeurkiiia Bonds and refereed rod run the risuerchs for earl redemption wil be selected incanalY by lot Iran anog all washes of fiat 6.,e held hour mime or in nominee none for as clients Call leatre Itilllatin if obtaned from third parties and el accuracy is not swanked. Other call leans may eat which card affect Weld ccmdert• inkrmatio rill be provided upon request • Certificates of deposit (Mal. CO, are FDIC muted too 1293,000 n principal and accrued interne per &roar red per depository inciatiket ivaccordance wit FDIC has. • Pricervakier Pros dip:dyed fa securities and other pro:Lets may be higher or twee thin the price thai you would actually reaiw in to mean. Prices we drainedfrom various hid pay sources which we tele* to be reliable, bat we do not guarantee thee' accuracy. - We general & use the c Ming price when suable a Ix mean of the bid and a* picot kr listed searriris and options or °nit bid prices for OTC leashes. — Less actively traded scones maybe paced usng a velumen model or the most recent prim we obtained ad may not reelect an tour market price a value — Certain positive may appear wilecul a prise axe will show as • eerie was not availat* • if we are viable to oath a pace for a Rarity. - Deposits a 'etudes demanded is cumercas dher dun U.S dolls, are reflected at the whinge rate as of the statement date. — kr certain searbris tracing innon-conforming denomination% pnce and qua-MyRace vela) may have been adjusted to leder* rawer neuron To cbUin current quotations, when sealable contact 'Car Financial dekko. • Private investments and structured products. Private nvermene acuities (rat ring deft when On program end Malestate onwatment hart locution and structred pecarls are arraly highly Crean gartered prockcts law not been registered with the Securities and Ex page COMMYSkri or under try state securities laws. We Fronde *rimed valies ke private nursemaid stank.' a-d structured products for Hamra-al whom oily Acarary knot guaranteed. — These Saes may differ ebsterliay torn prces, any, at which a pews iweSenenl security a *lidded produce may be bandit or told and do rot necessayrrepresere the value you myreceive tricn lip urchin. — Third party estmatesol saes re as d a certain ride end we supplied to UBS kind Services on a regal basis by an independent satiation firm. — Issur, general prner or sponsor estimated rakes, day, are swadred to the Fm by the issuer, general partner or sponsor and mar be calculated based on dfferent idoimation Iran tat maid by aid pann to ciwiw tier thinned values. — You can obtain addihral dormat.' regardig the met cdalogy wed to determine the estimate of value at the date of the ilonnaton that is the bask for the Sinn by contrtrg your Financial Advisor — Third prey eainased value may be reflected as *Not piked in several Austin: when an independent valuation Inn has not suppled a e stable to astir a vale, when we beanie snare that a material event has occurred that may call a previous)/ reputed vaLe into portion, or when a value would to high)/ speculatne due to she nature ol the Settinly- ▪ Whin niter an aim-jam/cal partner or spunk, titillated value nor athird-pay estimated make is provided the win of the starry write dielered tram its ouches, diet. — 'Distributions to date may include rerun capital home or both. — 'Original unit size' aeforelenh to racial offering pie pie Ira ad may not reflect your cost bast — DIP an unlisted REff studies are not listed on a rational secuttes exchange and are genet* Blend ad ewer a they can be told. the price Mewed mW be less tan re per sham estinated value provided in the extent statement. • Restricted securities Restricted Seesraies generaly se rot currently ergble for public sale. UBS Finrcal Services del to makes price °Mho unrestricted ha% of thy sine issuer as an mputed wlue foe We restricted slack hro domes of eta statement only. To the erred tat 'erected seo.rites are elybri la sale, the ate received my be Abstantialy lets than the hared value tat en • S. (estimated) income, current yields and rear An estivate of annual acme m based on current dnidend rd interest rant warning tie leant*, will be held for one yer from sentiment date or snel maturity. This estivate is onkr ear:Rine; accuracy and continued norm are not guaranteed. — Estimated anal ixane rd current yeld fe certain byes of sew iescould include • tarn of principal or repeal gars in which care the est income far current yak* would be overaated. — Estimated aural scone and current yield and the aide income ad yield mgt be lower a higher than the estimated armada — An rrinate of a-ruaked income (dividend ander interest) divded by the current maket vat/revere,e balancers based on the last dividend or rarest payment made by the risuet and wines to seoriresideposits will be held for we year tan to statement date or until mahrity. Accuracyand continued yield am not warrant • AMU not heed by UN Pinanded Services. Certain assets re rid hell by the Fat and not ivehh the Fen's possnsrin or control. These assets are dmaleyed on bar statement for informational purposes only. Positions and values presented re provided by the issuing fern U% Ferried Services ts not respirable for tie information and clan not qua-antee its accuracy. These assets am rot protected by SIPC or tie Finds supplemental SIPC coverage. • Revenue daring and additional earnpensatim - h adduces to amassers on sales and 12b.1 lees recewed in connecter with to arid:den of mutual 'kit to our <Writs we axtor our affiliate receive revered shaky payments tan distrtulas enact advisors of the maul Ira that we sell These AMOS& ere bred on two different corfprenft: (0 to armee of sales by 12$ of a Particula- rululd And f artily to ourclents: and 00 tie asset valued a wad, mutual lard lanys shares held a the In,, — We endow affiliate also receive rawert rig rd annbus processing fees in consideration for trawler agent services that we Trade to to mutual funds These fees generally at paid from investor asset n tea mutual fund and are a feud dater arrant bred on the minted accents at the brater.dealer hoking renal finds ol that fun:gamily - h ad:Inon to commanns received in correction with the safe or &newtonof annuity contracts ad unit inwstnant butt telt 10 as clients we ardor or Argot., receive revenue sharing compensation Iran many of the insurance companWs undtrwiting the annuitycontract% *fibres of the insraxe companies or sponsors of the inn investment trusts we &tribute. CONFIDENTIAL — Our affiliates also recent tradig convnissons end of compeer:an Iran mutual funds and Mara companin whose products we astrtute. — We recene re a-rualfee from 1.85 Bank USA and U3S AG Stanford Bunch of rear VS per account sweeping to the larks une the ties Bad Sweep Program Activity Id ormaton reprising commesens and other chages incurred in ornerier with tie eveancri of trades, inducing oda, transaction, ha beenincluded an confirmations previously furrished to you. an will be provided to you proudly on rweria. Short sating If you re engaged in short selling a tenuity yOu may incur a charge due to certainbrowny costs for that Particular storey. Open orders Regarding open or 'rode ilkancerire cadges that wire not natured by the statement date. open buy and sel stop ceders are redxed by the aloud of dividends or riipts on an redividerds Cr nights date unless instructed chemist by yoa. You are tesponsble for orders tat are weaned dr to your fain to cancel curling open orders. Privacy To °titan a cow of at current Client Frisky Nonce dram confect sax FinancialAdvisor or visit or website ZeiMalaragitirafa09121iLla — LES Fivocial Services ri not a bait. The RMA, Business Services Account BSA and SMA are brokerage accounts which povisb access to heronry serval and smart 1h-ough rrangerrients with affiliated bank and other ihidparty banks, and provides access to iburerr.e and away proacts issued by tnaffilialed Inird-pany hsuance davit troutfi ins rance agency absiaries of ties Financial Sate" In,. — Westrrem6 insurance, rid arnuity p-mbcir — Not FDIC ibured• No bank guarantee* May lose vale - IMA. Reseda Management Account. Busress Sera-esAccount BSA, IRMA and rnemational Resource Llanagentint Account ire registered service maks of LESFrenrial Semites lx. — VISA is a registered tradernak owned by Visa htematrinal Sent Asvacation and used crcetr kense. The UBS Visa crede cads and the UBSVria debt cards am issued by UBS Bank USA with permission from Visa U S.A It M ohm radernaks, registered tracrimats, smoke maks ad registered service marks are of ter respects* convenes UBS financial Services inc. Rev. 201706 SDNY_GM_00026853 EFI'A_00137473 EFTA01278380 UBS U85 Ftvincial Strikes tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CH7700656133909.17x134 YT 0 Retirement Account UBS Strategic Advisor September 2017 Account name: GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account HIS AN MAXWELL IRA Account number: Your Knancird Advisor. SCOTT STACK MAW LYLE CASRIEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on August 31 (1) on September 29(5) RMA ResourceUne at 800-RMA- 1000, account 02%23697. Your assets 57,793.08 57,732.40 Your liabilities 0.00 0.00 Itisit our website: www.ubscornifinanciarewices Value of your account $57,793.08 557,732.40 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from syww.annuakreditreport.com. Tracking the value of your account S Thousands Sources of your account growth dudag 2017 Yak* of your account at year end 2016 $57,165.97 Net deposits and 570 57.0 57.2 57.8 57.7 withdrawals -$282.60 I • • mere Your rlveStilleilt realm DM:lendan:I interest income $642.46 Change in market value $206.57 Value of your acorn Dec 2014 Dec 2015 Dec 2016 Au; 2017 Sep 2017 on Sep 29, 2017 $57.732.10 SONY GM 00028854 Member SIPC CNP70001006551339Ne7000309009 00004 0917 030575004 10TICO Page 1 of 8 CONFIDENTIAL EFTA_00137474 EFTA01278381 sUBS UBS Strategic Advisor September 2017 Your account balance sheet Summary of your assets Value on September 29 a) Percentage of your account A Cash and money balances 1,841.12 3.19% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 55,891.28 9681% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,732.40 f57,732.40 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indis•dual Retirement Account Account number: Your current asset allocation A D Eye on the markets Index Percentage change September 2017 Year to date S&P 500 2.06% 1424% Russell 3000 2.44% I 3.91% MSC I - Europe, Australia & Far East 2.53% 20.47% Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14% Your Nnancial Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LIEIS Bank LISA deposit account, VBS MC insured Deposit Program Bank accounts, LAS AG Stamford Branch deposit account balances and money market mutual fund sweep balances_ See the important in formahon about ;our statement on the last two pages of this statement for detaks about those balances. Interest rates on September 29, 2017 3-month Treasury bills: i One-month LIBOR: 1.23% C NP 70303006561340 NP7000309008 017304 0917 030575004 CONFIDENTIAL KIMY_GM_00028/40ABe 2 of 8 EF1'A_00137475 EFTA01278382 SUBS UBS Strategic Advisor September 2017 Change in the value of your account September 201 7 (4) Year to date (S) Opening account value $57,793.08 $57,165.97 With&awals and fees, including investments transferred cut 0.00 -282.60 Dividend and interest income 95.39 642.46 Change in market value -156.07 206.57 Closing account value $57,732.40 $57,732.40 Account name: GHI5LAINE MAXWELL IRA Friendly account narne:Indiv. IRA Account type: Individual Retirement Account Account number Dividend and interest income earned For purposes of this statement, tembrity of inkiest and dividend Income ha been determined frcrn a US tag reporting perspective. Bawd upon the resicknce of the account holder, account type, or product type, some interest andlor dvicfend payments may not be subject to United states (US) ardor Puerto Rico (FR) Income taxes. The (tent monthly stattmeM is not intended to be used and carom be stied upon for tar purposes. Clients should refer to the apOktie tax reporting forms they recent from LeS annuity, such as the FOrmS 1099 and the ROM 480. 104 the rel0fh09 information Ii IS the POW! Of UBS to file the spplicaUe la reporting forms vAth the US Mterni Revenue Service and PR Treasury Department, and in suchfon accurately clarify the:fends ardf a Interest a tat exempt or tactile income. Pleat consult your indsidual tax propane September 2017 Oa Year to date (I) Dividends 95.07 641.74 Interest 0.32 0.72 Total current year $95.39 $642.46 Total dividend & interest $9539 $642.46 Summary of gains and losses Values reported below exclude products for which gam and losses ate not classified. Realized gains and losses Unrealized September 20t7 (5) Year to date (1) gains and bsses (4) Short term 0.00 0.00 136.30 Long term 000 -667.75 -291.73 Total $0.00 -$667.75 -$155.43 Your Financial Advisor: scorr STACK MAIN/LYLE CASNEL Cash activity summary See Account activity the month tot detals Balances In your Sweep Options are and wad in the opening and closing balances ydue. FDIC insurance apples to deposits at UBS Bank uSA. and at baits psucipm in; in the UBS FDIC Insured Deposit Pro7an. n does not /poly to deposits an U85 AG. seardord parch of bank deposits placed through the ur3S tnternaions Deposit Account program SEC protection applies to money market sweep fund hoidngs CO not bank deposits See Important Oformation about your statement on the last two part Of this dottenent for details September 2017 (5) Year to date (1) Opening balances $1,840.80 $98.00 Additions Dividend and interest income 95.39 642.46 Proceeds from investment transactions 0.00 38,025.00 Total additions $95.39 $38,667.46 Subtractions Professional management fees and related services 003 -282.60 Funds withdrawn for investments bought -95 07 -36,641.74 Total subtractions -$95.07 -$36,924.34 Net cash flow Closing balances $0.32 $1,841.12 $1,743.12 $1,841.12 ChIP70009306561341 NP7000309008 00004 0917 030579004 CONFIDENTIAL SDNY GM 00026856 201103 Page 3 of 5. EFTA_OO137476 EFTA01278383 *UBS UBS Strategic Advisor September 2017 UBS Bank USA Deposit Account APY Interest Period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $1,84020 Closing UBS Bank USA Deposit balance Sep 7 $1,841.12 Number of days in interest period 32 Average daily balance $1,840.80 Interest earned $0 .32 Annual percentage mid earned 0.20% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indivsclual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility cOnSderatton None sekicted Your account instructions • IRS Financial Services Inc is your IRA custodian • Your account cost bash default closing method is FIFO, First In, First Out. Your A sandal Advisor. SCOTT STACK MANLYLE CASRIEL Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information m our records as of the end of this statement period If this information is not correct, or you wish to change your beneficiaries, please contact your financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% (100.00%) CNP7C008006561 342 NP7000309C0EIC00N 0917 030575004 CONFIDENTIAL 10 tfikifGM000262,5194 4 of EFTA_00137477 EFTA01278384 UBS UBS Strategic Advisor September 2017 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Ind°, IRA Account type: Individual Retirement Account Account number. Stone pnces, income and current values Shorn May be EpprOxiMene. AS a este. gam aidlOsses may nol be accurately reflected. See rmporunt intosenefron arbour your statement a the end of this CecumeM for more Information. Cash Cash and money balances Cash and morwy balances may ind ode avatar& cosh balances, UBS Sant USA deposit account balances, UBS F DK insured Rogan Sant: Balances, UBS AG Stamford Branch ceposn account balances and money inaket mutual fund sweep balances. See the Important information eon t nor statement at the endof this document for details about those balances. Your VI Randal Advisor: SCOTT STACK MANLYLE CAMEL UBS Bank USA and 81 UBS FDK Insured Procyam Salk deposit tcCOunttdaXes are insured by the FDIC within applicable Inn, but ale not protected by 9PC. UBS AG Stanford Branch deport account balances me not insured by NYC and at not protected by 51K. Money market sweep Dances are protected by SIPC but are not Insured by the FDK °dead6SW! Closing balance Price per share Average mddng on Sep 1 (1) on Sep 29 IS) on Sep 29(S) rate UBS BANK USA DEP ACCT 1840.80 1,841.12 Fixed income Mutual funds Total reinvested is the iota d as reinvested dvidends B does rot include any cash dviderds it is not a tax lot for the purposes Of delerminng hddng pencds or COS( basis. The Sharel yOu receive each time you reinvest CI vdelict become a separate Tax Pt. Cost band Is the total purchase COSI of the security. Ind udng '<investeddo:kends The cost basis may need to be aclusted for return d captal payments in order to detem-ine the aAtnted cost baps for tam (Mating purposes. Prdoeno Interest Days period period Cep artIOUnt CS) 250,000.00 Unmake! (far) gain or )as is the dfference between the current value and the cost Dais and would generaly be your wade on or loss rf the Security was sold minis date. The urreatzed (tax) gan or loss may need to be aclusted for return Of capital wrests in order to detemane the realized on or Kato( tat reporting puppies. investment return iS the current value mousthe amount you invested. F OOPS no Include shares that ea not reflected On your statement, inducing Shall that have been leaded as either a gain or a loss It SSO Son nil include cash dvdends that were not reinvested Hddng of shares Purchase pricer Apa vegratraterTs; investrneCnItielr4 Cost basis (4) Price per shwa. on Sep 29(4) Value on Sep 2S, (I) unrealized dad gain or loss (S) Investment Hokin return (S) Period DOUBLE LINE TOTAL RETURN FUND INS% Symbol- DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.700 18,118.53 115,53 57 Total reinvested 25.689 10711 275.18 10.700 274.87 -0.31 EAI: 4679 Current yield 3 69% Sectrity Total 1,719.010 10.631 18,000.00 18275.18 18393.40 t18,22 393.40 MORGAN SHORT DURATION BOND FUND CLASS t continued next page SDNY GM 00026858 CMP7C00E005561 343 NP7003309038 00034 0917 030575004 CONFIDENTIAL 101100 ►afp S of 8 EFTA_00137478 EFTA01278385 UBS UBS Strategic Advisor September 2017 Your assets . Fixed income . Mutual funds (continued) Number Purchase puce' Average pike Client Cost Price per share Value on unrealized 9a0 investment Making Wising of shares per share (S) investment (5) basis (S) on Sep 29 (1) Sep 29 (5) coin or loss (5) return (5) period Symbol: NILVX Total reinvested 1,790.046 10.992 19677.78 10.830 19,386.19 -291.59 19.386.19 EAI: $217 Current yield 1.12% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.009.00 18.000.00 10.070 18,017.89 17.89 ST Total reinvested 9.315 10.064 93.75 10.070 93.80 0.05 EAI: 5198 Current yield 1.09% Security total 1,798.579 10.060 18.000.00 18,093.75 18,111.69 17.94 111.69 Total 436,000.00 $56,046.71 455291.28 4155.43 $19.49128 Total estimated annual income: $1.004 Your total assets Percentage ci Cost Estimated Unrealized Value on Sep 29(S) your account toss (S) annual incare gain of Inns (5) Cash Cash and money balances 1,841.12 3.19% 1,841.12 Fixed income Mutual funds 55291.211 96.81% 56.046.71 1.094.00 -155.43 Total $57,732.40 100.00% $57,887.83 31,094.00 -$155.43 Account name: GNISLAINE MAXWELL IRA Friendly account n any Indiv IRA Account type: Individual Retirement Account Account number: Your A nendel Advisor SCOTT STACK MAN LYLE CASRIEL Account activity this month Cute actkity DescriPtiOn Amount Is) Dividend and interest income Owdench Sepl Dividend DOUBLE UNE TOTAL RETURN FINDINSTI AS OF 0831/17 54.13 SYMBOL DeLTX Sep I Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 0831/17 20.52 SYMBOL PSDYX Sep 28 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 20.42 SYMBOL: HLLVX Total dividends $95.07 08703003C6561344 N1,7000309001300004 0917 030575004 i0yEliklYGM0002689898 6 of 8 CONFIDENTIAL EFTA_00137479 EFTA01278386 (SUBS UBS Strategic Advisor September 2017 Account activity this month (Conti-WO Date Acllwly Desalt:Mon Dividend and intemstiscome (continued) Interest Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: Individual Retirement Account Account number. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Amosest IS) Sep 8 InternSt VIRS BANK USA DEPOSIT ACCOUNT AS OF OgOlt 17 0.32 Total interest Total dividend and interest income Investment transactions For more Information about the price/ value shown for restricted ;washes. see Important informatba toot your statement at the end of Ibis Cbtunent Cate ActniN Descaption Proceeds Iran investment Quantity vane (S) Price (S) transactions (S) Funds nithdrwei to Accrued investments bought (5) interest (5) Sep I Reinvestment DOUBLE LINE TOTAL RETURN FUND INgt DIVIDEND REINVESTED AT 10.77 NAV ON 08131117 AS OF 08(31117 SYMBOL: DOLTX 5.026 -51.13 Sep I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.07 NAV ON 08/31/17 ASOF08131/17 SYM301.: PSOYX 2.038 -20.52 Sep 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.82 NAV ON 09/27117 SYMBOL HLLVX .887 -20.42 Total -$95.07 $0.32 $9539 Date ACtivity Ni(option AMOunt (5) Money balance activities Aug 31 Balance forward 3134020 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 0907117 0.32 Sep 29 Closing U15 Bank USA Deposit Account The UBS Rant USA Cegost ACCOUrit iSycur primary sweep colon 91.841.12 SDNY GM 00028860 CNP703C0306551345 NP7003309008 COON 0917 03057$004 CONFIDENTIAL 101100 Page 7 of 8 EFTA_00137480 EFTA01278387 *UBS Yournotes === .7. 0136,11,CAI,102... a e ereeee°5 CONFIDENTIAL EFT,00B7481 EFTA01278388 Important information about your statement US Financial Services Pc. (the Fern or OBS entail Servbesk is a merrber of all principal sealy, cannyalty and options exchanges. CBS Financial5greces and 1.85 Bank USA ore i-diect subsilanes of UPS AG and affihaes of UES Season LLC. The Fits Inenoal staternert a available upon recites. the Fens exeunt off bet re a. UBS Finical Seines Inc. 1200 Harbor Boulevard Weehawken, NI 07086 This matt represents the only official record of you' LBS Financial Senates account. Other tads, tape °Nicol le. dthuments, contanng contlidng data should not be relied Lean II youbete there 0 an eras omission please report n sang to the Branch le anew of the office wvith your account. Allthaseli a Nimes tam re intended to be accurate. statement dttaisoukl not be wed kr tae purposes Ray ,toy on yemend tax kirms, (Le • Form 1099. 5498. 10425. etc ) when orepamg your lax return. The Fim required by law total to he IRS all eatable chain* inortabb ranutoble anima and tsxtk infest end an semen held n you tan, nee proceeds on see trreact ore, and con basis on certain covered seosiies. Catemlatkins with the Firm • Please aeon( iim ray oral communoatont in wring to further protect your rills. indudrg your rites utter the Seo_nies Investor Protection Ace (SPAT • If thefin/roil ithitution an the top left of to bee of this Paean snot LBS Enna Services, LBS FSandel %mit carries you =ant as during broker by arra-gement with the Mooted natal We informed you of this relationshio Maya) opened this ocean. h the cast your Kra and mashes a* located a LOS financial Sena' and rot the lathe9 bra*, and you rat mat a wan of my at or omission to both rime • Asdesisted in the account agegment% you must roily us of ay ernes or gaud airing decks reelected on your statement within 30 days after a was mailed or ado available. • Plea don aurae complaies or nuns to the Fifa C Fent Banns Deportmentx 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Frday, or in ening to U65 Fatal Sena, ex,, Client Rations Dewitt P.O. Box 766 Union C ky, W 07067. • A R Omani shall be deemed complete ad acoste if not cbaclid to h writing within 60 days • Fa TIT services_ Call 044412•0986 or tram outside the US.: Cal 201.352-1495 • In csair of ones or pastas about an anionic knit transfer (FT). bat panne or UPS na•ckbil card transathores, call $20-7C2-1000. or wile to UPS Pramual $er.ices Ix., 1000 Harbor Blvd, 6011100% Weehawken NI 07086, Awn RIMVESA Sikes Cal a mite as soon myth can, if you tisk yes statement cc receipt is wag or 4 au need more intomiaton teA a transfer on the statement or recept. The Film or Card bar (as othecable)nlet her I romyou no later then 60 days alter the f mm sera you the fret stateenen on wash the era or Problem athead. - Provide yoer name ad taint number (4 any) — Casale the error or tie nosier you re enure about, rod eget as clearly as you cm why you believe n is an UM a why you need more information — Provide the dolor amothe of to suspected era. The Finn or Card bsuer wil imestgate your complan and sett correct my ear promptly. For alleged errors Moan; UBS Vag deb. ca-dtransaclar% if we take more than 10 business days to do ths, we will credk you await for the amount you eta 6 in error. so that you wt have the use of the money dunng the tine it takes us to complete our iwestiption. Please mike all checks payable to the Fern or the Nasal instikaian notated on the front of the statement In addition to ngtSr icon leek accounts may be abject to manna lea chigoes for late paten kr securities purchases and charges ix unpaid amines n cash accounts. Accounts that are tansterred to other instance's& may be subject to a bander lee. UBS Sweep Options LE5 offers options b swethrg cash balances to ba-k depose accounts al non-affiliXed bats ad affiliated banks. money Market mutualfunds (Money Foth)rd the nurnatisnal Dark Anon (DA) fa cancan with an International Resume Management Accost Deposit accost al UB5 Irk USA and non-affilieted banks panicipatng n the UB5FDICOnsured Deposit Program are FDIC awed in accordance with HNC Nes. Fa more infornatim, please visit wwwfdic.gov.Deposi accounts at CBS AG StamfordBrands and shies of Mono Fuxb are not awed by the FDIC. Through the DA, cash latexes are swept to deposit accounts at UBS AG New von Brarth tad UBS AG Cayman Branch. These deposits are not ieured byte FDIC. Balances held at he 1.8S AG Cayman Brands are temp:only apposed to 0e sovereign rot of the Cayman bland, at there is nocturne. or °the oblation of LS'S AG to repay the balances while on the UBS Cayman Branch's bock s. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See '125 Finial Sent Accent Fraction' below. LOon your request, banes o the bark deposits mow be wrischown, and shies of a Maley Fed may be loathed and tie proceeds retuned to you a your I eatileS accent Father Pamela:a about available map °peons, enclosing amen inlitreit rate and yields, it available wow ubs cordweeewelth from your Fatal Advisor a by calling 920.762400G UM Financial Services acne profs:eon The Fenn a member of tie Sethaties Investor Protect*, Corporation SIPCO, Mich protects securities aitonws of is ambers up to 1500,000 finchading 1250.000for thins for cath. Ethbnatay broths* aesthete upon recap or at am spc.org The 9PC reset protectors Units apply to all aeons that you hold in a particular copeck,. the Finn. together wish certain aff iliates, has also purchased sithaiwintal innate the mai mum amount peals to at ekabh clients, colkotweb Under this protection is S500 million as of December 10, 2016. SLI:Wa to the poky caditirs at Imitations, cash ft the firm is further protected to up to $1.9 million n the aggregate kr allay, accounts hell n spat:Me capacity ALI copy of the poky wordith is math upon request. Neither the SIPC patch:anor the aphrnernal protenth apply to: • Certain frontal saes controlled by (end inclosed n your account value) but held away from UBSFinancol Senates For goornplecertain (i) insuraxe indicts, including wadable enmities, and 00 shares of mast funds registered 'n the name ol the acorn holder on the boots of the issuer or transfer agent), • Itheament contracts or Mean interests (e O. limned partnerships at private placements) that are not registered under the Securities Act ol 1933; • Commodities contracts (e foreign tane and preeta metal contracts), includirg fats contract, ad commodity option contracts; and • Deposit accounts (except cenificates et deposit) theme FDIC UBS 46 U.S. branches and banks n FDIC toured Deposit Program. The SIPC protect on and the super tmental protton do not apply to thou mot eves 4 fayotherwise appear on your slatemeres. The SPC protection and the sithlemertal protection it not protect against changes in tie mike vela of yes internees (whether es a remit of enrage movement. issuer IsareiruptCy Cr othrertie) Dividend Reiwesbment Program (00%) the one reflected is an average pro. YOu may dual) the actual ork• Iran you. taxa Adam.. Ordy whole shares are purchased under DRIP; partial shies wil be sold and the call wit be deposited ea your atcount The divided renvestment price applied by the toter my tiler from the mike pin at which the plinth tares re sold Casleiklieu Cnb whole urns may be I-Minya account. If you ae erg eled o at al al unit as a result ol • chided amid • otionvise. the Firm well either sell pea traits at mint price a' accept an afford determined by a registered tieing agency, aid credit yes accord. Inartement objecting The investment objectives rid risk profile are specie to each account and may vanbetween yes octants. Please advse the Firm prorrptb in sting d ay erlicant change in you fnaxial sawn or entente objects For each account heti you choose ore of the (aiming inwoment objectives: • Produce Comenteworne: Investments seakg the gentratcn of noon, only. CONFIDENTIAL • Achieve CaptaMpprecthion: Investments seeking growth d omegas' rather than the generation of income. • Produce ComftWation afoot and Cepa AppreaatMv Investments wean? both the generation of nccme and growthof prixjak Overall risk profiles • Constant Seeks to martin redid Fri-opal wth low ride and volatility to the accord owrat even el that means the attars does not generate significant income a rears and may rot keep pace with inflation. • Mat* Wiling to *scoot some Mk to principal and tolerate some volatility to seek higher returns. • Algtaressioe: WHIN to accept high risk to pincipal at high volatility to seek high returns over time. • amestmenl Elgelty Consideration: If %bona a portion ore the portfolio for tat account may include complex oranges. linked laical/ andantes volanty. Statement •haateholding• We may consolidate at related account statements with the same address in the same envelope. of. because they have owners take mantel Yon bathe relationshfos well over dents a the sin address. you pieta to receive internal statement mailed 'n settaale envelops, you may decline ',Quitting by calm your Financial Actor Friendly account name the Friendly account none is a oatmeal* 'nickname dean by you to assist you with your recordkeepith has no legal effect or your account You canchange your Friendly account nines, through Canine Services a by contacting yes Financial Advisor. Accost oYYMw • VA" of Pa mount/porriolcs Not of assets ad liebilies • Assets_ Includes available cash balances, webs f or restricted security (est), arid Global Tim Deposes, unreazed arts to market, and caftan assets not held by the Fins. Does not include unpriced SikuritiellaSith at the end of the pia and thrent stamen periods or insole Mesinents. u vd stock options id areal* stud options • titans hothies debt belaxes, cutsta-deg aeon loam, credit link shot account tutees. • Cafinioney balances. Total of Leawood avalabge cash latexes, pia deposit balances al affiliated and nonwet Ailed banks, anal nxney malt mutual and sweep balances, at the cbse of the tuterrent period. Non.cormudity Ire. oat balance in you secant re not sergaleCI from other balances and fa Firn may use any of these fads ki the ordina-y course of is busness. These funds a 'myth* upon your derna-d. The total is noLded in the ansfilt period closing vale. SDNY_GM_00026862 EFTA_00137482 EFTA01278389 Important infornialioll about your statement (00111011ed) Lending idermatien Foe deeded information en the Fumes lending prides, and decte.ree refer to yea Clem Relaienship Acreement or Accost Agreement ad the General lents and Conditions LISS Statement of treat haarces mailable in Agreements and Ono %mutes at yaw (la co Marcounalark Yew Melt Your statement demon securities and other assets held ie the accordant* end of the statement per& You may ra. for *Way o Idly paid tco-rrties a any tine. You ma{ receive saunlies used as loan collateral after ping any balance de en them. AN securities Irani erred to the Finn &rig the statement penod are toted at market value as of the end of the gamier. period • Cost base. In dettenthing the cost ben of the sectrenes included n this daterntra, inhere indicated wchthe nutter LISS Ferincial Seines fiat feted en information obtained from sources other tan 1.85 FnanC.al Senices. ecledirg nfoirnation haw anode fin or that you may have provided to you- Financial Ackiisce. The Firm does rot irdeperdently weedy a gummed the Karacy or validity of any ricemeon provided by sauces other than LeS Finance' Snare h mkfitore although LEG F named Services gemeale updates this deemed kin as received the Tem does not an& any assurances the the nformation raider 'Cost base' and ruerealeed garnets' if. accurate as of the date of the statement. As suck please do not rely en the.inr atien men perchm a sale decisions fee to pa:poses cc otherwise. Accounts traneerred to the rem may reflect gearless Marne& only for the period of Inv they re hell at the More historical I-demotion can be added by you Felten Advisor. • Unrealized gains/lones When data is available. estimated's/waltzed gairalosses are calculated fa rice/deal sectree lots the 'enaction data for eidenial Ion may or may no reelect carnet:ens chwges anchor security Morgan :al rents Dividend and other reinvestment lots ad wstenalk puchase lots are each rarnbined to display one averaged lot Tee • Trade date' (nem presents the crienel transaction trade date • Callable securities Bonds and preferred stock that the issuer cats for eary redenvtion wil be selected enostely by lot Iron) anwv as sautes of tea ensue held in our name a n nornen name for or cants Call %are nformation is cbtaned horn third pates and es accuracy is not guaraeteed. Other call leaves may exist which coedited yreiq <envie'e Mariam will be provided upon request • Certificates of deposit (04. CDs are FDIC Mired iv to S292000 n peincbal and accrued interest per depositor and per depository inueeent n accordance wilco FOIC rules. • Price/vote Pries displayed for WalliK4 and ether ceodrals may be higher or lower than the prise that you WOuld ACtually receive n the market. POLS are chained horn various thed party sawn etch we believe to be reliable, but we do not gaarareee tle accuracy. - We 9eneralY use the clothe price when ridable a the mean el the b4 /NO ad pekes for lissed words and options a ony bd pees ice OTC stashes. - Less away traded soothes maybe priced <rev a valuation model a the most Went price we obtained and may not reflect at art& main price or vale. - Certain posekra may appear reheat a price arid will show m 'peke was not svelable• if we re unable to cthain a price for a security - Deposits or securities denannated in currenies of than U.S dotes are reflected at the behove we as el the statement dale - Fu mean Jaunt leafing n nonconl onnieg dtheennatorx price and penity 0 act value) may have been adjusted to tartrate paper ritual. To ratan anent cholaions. Moen avaeable, contact yes Financial eons& • Privet* investment end Amain potions. Private envestrnint *antes (cc Lung drea PartOPaten Program and real estate investment Trust securities) and structured products are generally heeler Revd Certan unactend arakets have not ben registered with the Securities and lecher& Carnessim or tinder ay state securities laws. We ponder eumated values ler pewee nvesterent securities red structured errant, for normal awl aspens only Accuracy n nat garnteed - These values may differ stbstaltialy thorn erne if any, at whichever.. Meaner," secuity oe structured eroded may be bo.4ne or sold ad do not rWentrib' reOretert the vat* you may Men< open liquidation. - Third pry estinaies of vale an a; of a ortain date and are sunned to UBS Financial Services on a regular base by an eidependert valtatten - Issuer, general paint.' or sponsor eitimated vales. any, re tapered to the Fern by the :MAK general pa ther or sponsor and maybe wheeled based on off erent edoematon from that used by teed parlors to denve their estimated wives. - You can obtain additional information regarding the reethedelaw used to determine the estimate of value ad the date of the narration that is the basis la the estimate by centaur.? your Financial Advisor. - Third prey estimeeed vales nay be needed as 'Noe priced' in several nuatiamf nen an . . valuation hen hes not stvpled of unable to assign a vale, nen we become aware that a material event hes earned that may call a previously reported value no &oho% a Wen a value would be highly Speculate.* due to the nature of the sew-rev - When nether An 6Suef.. general Wrier a sponsor entinaied value ned a thed-party estimated vale* is oromied the value of the satiety will bedefence from its heehaw price - • Delnot CM to date may nclude retort of apttal.. Mane of both. - • Original unit we' represents the Sul offering price per tee and wiry not reflect you cost base - DPP and unlisted RUT *ones we not listed on a national secures exchange, and se generally ilibud and even if they can be sold The price received may be less than the per share estimated vale provided n the saran statement. • Nubian e•Cirkillis Restricted acuities generaly Ye not wain* eleable ler public sale 1.65Finalcial Services uses the market price of the tnresznaed stock of the sane issuer as an mputed value lea the restreted stock la per001.1 of this statement onry. TO the Merit that restricted securities are *fent ler see, tee yaks receded may b 9.1altarrialtr less than the npeAed vate even • En. neennted) neon. anent yield. and rates. An estimate of annual income is based on anent dhidend and nen, run awning the sear-cies will be held for one yea fecal statement date ce Leta maturity Res esters* is ceile a gudeint accuracy and continued income are not guaranteed — Evinated arreel income it s anent yield for certain noes of seorkies creed ncltde a mean of pence:Palor captalgans n which case the est income (eVanent peke mold be overstated. — En-rated anal nom* aid current yield and the anual imam. and yield &gee be lower or higher than the...emoted araents — An estimate of rewleed income (divdend ander interest) thrcled by the current mate" valudaverage balance is based on the last &Wed or interest payment made by the issuer and assumes the satereedeposes will be hell for one yea ban the statement date or until mak:ay. Accuracy and continued yell at not guaranteed. • Arun not held by UBS Financial Service.. Certain assets fee net held by the Fie and rice with., the Fees possession or central. These assets zee di:played on yor statement for narrational purposes only. Positions and values presented are Provided by the inert? fern UBS Fe-uncial Services is not respensble for this dormaton and does not grannie* es accuay. These assets are not protected by STK or the F mm's suppkthental Slit coverage. • Revenue shoring and additional compensation. • h addrecn to COMM6Slat On sales and fib-I tees famed n connection with the &Teheran of mutual funds to as cents we ado der affPiaie receive reverie theta powwow born diartuten ardor advisors of The mewl funds that we Pill These ineres see based on two different conwerits: the allatt Ol Sales by Les of a pat Kuhl mutual fccq family to oUr clients, and 40 the Mel eat< ol a particular mutual had farniees shires held a the fen — We and ow affiliate also receive netsrareng and annexes procestine lees in consedeappri for transfer agent services that we provide to the ritual funds Thew fees generally re paid from investor assets in the mutual fad and are a feed doll, an-euet based al the nattered &cants at the broker-dealer tonne (Woe finds of that find family CONFIDENTIAL — h addran to commissions recened n COrneCtean rah the sale or disebutim of trusty contracts and snit investment trust units tome dente we ardor our all Wee receive reserve shame ccereeneeion from may of the ripsaw convenes underwriting the amity canoe allaatn of the murex. companies or sponsors of the unit investment trusts use &Matte. Our affiliates also rec.-wired-en carresrains and other compensation I rom nnual funds and nstsarce amanita whose products we Cabin. - We WON* an anal lee Fran 1.8$ Bails USA rd 1.,6$ AG Stamford Branch of up to $25 per account sweeping to the banks under the 1.65 Bat Sweep Program. Activity irdormation regrdng ceramics:yew and other charges incurred et conethon wen the exteo.eon of trades, including option trinsactons has been extuded en confirmations previously !washed to yew ad will be recededto you prorrotly on name Short selling If you are engaged n short selling a stony. you ITIA. incur a charge die to certain borrowing costs fee that pal her seasiy. Open orders et-eyeing open ce 'gradeiticancellee orders that wee not executed by the slatemen date, open buy and al slop orders re reared by the anoint of &dad< antes en an exidividerds or aricieJels die unless neared odwrwise by yoe. You are respenble for orders the are executed de to your tarot. to cancel teeing open orders. Privacy To obtan a copy of of orient Chad (Macy Nonce. please arena you Fnexial Adieu or vet one website /..e ,rfittrfilteliet — 1.8$ Financial Services is not a bark. The RMA, Busnew Services Account BSA and SMA are brokerage accounts which prole access to bank' services and products throat arrangements with affeind banks and other Fedora banks, and amides access to insurance and annuity products issued by ea-Lateen thielorty nuance companies thrcugh insurance agency subsidiaries of L6SFeencial Services Inc. — Me:Insert, esSurWY.e, sod rnuey proctia.s. 14,1FDC mend • No ban guarantee. May lase vat* — WA Pesaro Management Account, Business Services Account BSA, IRMA and International Resource Management Accart are reentered sane marks of WS Financial Sere ai Inc. - VGA is a registered vadenn need by Visa hternaicnal Service Association and used in& kense The U3S Visa creel. cads and the U8S Visa debt cards at issued by 18$ Bank LISA with amass& from VOA U.S.A. nape/alert M other enemata. evened triderneks, service maks and registered area ewe< 3re of their respective compiles WS Financial Set vices Inc. Per 201709 SDNY_GM_00026863 EFTA_00 137483 EFTA01278390 UBS 11135 Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056493851017 Y1 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number: Your Iinancial Advisor. SCOTT STACK MAN/LYLE CASNEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on Sec/tenter 29 IP on October 31 (5) RMA Resourcetine at 80ORMA• 1000, account 02%23697. Your assets 57,732.40 57,634.45 Your liabilities 0.00 0.00 Ifisit our website: www.ubscornifinancialsenrices Value of your account 557.732.40 $57,634.45 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aeda report annually from www.annuakreditrepott.com. Tracking the value of your account 1 Thousands Sources of your account growth dudag 2017 Value of your account at year end 2016 557,1 65.97 Net deposits and 57.0 573 572 57 7 57.6 withdrawals -5391.74 • S le Your eniestment return: Disidend and interest income 1741.17 Change in market value 5119.05 Value of your moan Dec 2014 Dec 2015 Dec 2016 Sep 2017 Oct 2017 on Oct 31, 2017 $57.634,45 SONY GM 00026864 Retirement Account UBS Strategic Advisor October 2017 HIC IN MAXWELL IRA Member SIPC 0010000305648385 Ne7000187706 00004 1017 030575004 000000 Pap 1 of 8 CONFIDENTIAL EFTA_00137484 EFTA01278391 SUBS UBS Strategic Advisor October 2017 Your account balance sheet Summary of your assets Value on October 31 (9) Percentage of your account A Cash and money balances 1,732.26 101% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 55,902.19 96.99% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 557,634 45 $57,634.45 000% Total assets Value of your account 100.00% Account name: GHISLAINE MAXWEU, IRA Friendly account name:Indiv IRA Account type: Indnedual Retirement Account Account number. Your current asset allocation D Eye on the markets Your R miscist Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. VBS Bank VSA deposit account. VBS ccic Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about tour statement on the last two pages of this statement for detais about those balances. as of October 30, 2017 Index Percentage change October 2017 Year to date S&P 500 2.23% 1639% Russell 3000 1.99% 1617% MSC I - Europe, Australia & Far East 1.39% 22.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30.2017 3-month Treasury bills: 1.12% One-month LIBOR: 1.24% 0.08% 3.23% 00700030056$8386 W7003107706 00004 1017 030575004 CONFIDENTIAL COMPIY_GM_000288We 2 of 8 EFTA_00137485 EFTA01278392 ;It UBS UBS Strategic Advisor Change in the value of your account October 201 7 (Si Year to date (Si) Opening account value $57,732.40 $57,165.97 Withcfrawals and fees, including investments transferred art -109.14 -391.74 Dividend and interest income 98.71 741.17 Change in market value -87.52 119.05 Closing account value $57,634.45 $57,634.45 Account name: GHISLAINE MA (WELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement ACCOunt Account number. Dividend and interest income earned For outposts of INs statement tenatlity of inkiest and dnidend Income has been determined been a US le reporting peep/din. Based upon the residence of the account holder, account type, or product type, some Interest ardor detend payments mat not be subject to United State 0JA andel. Puerto Rico (FR) Income tares roe (tent mouthy statement d not intended to be used and carrot be resew upon for lac purposes. Clients should refer to the ap;liceie tar reporting form they receive from UBS annualy, such as the FOrmS 1019 and the FOMIS 4130. fee lee reporting information It is the Peati(iCe of UBS to file the J3)plicatie ten tenoning forms with the US Mend Revenue Service and PR Treau Department and in such forms accuraldy davity dwdend anticr Interest es tar tempt or ta<able income. Pleat consult your indudual tar propane. October 2017 ($) Year to date (S) Dividends 98.43 740.17 Interest 0.28 1.00 Total current year $98.71 $741.17 Total dividend & interest 598.71 $741.17 Summary of gains and losses values reported telow exclude protracts for which gain and losses are not classified Realized gains and losses Unrealized October 2017 (1) Year to date (I) gains and bsses (S) Short term 0.00 0.00 84.01 Long term 0.00 -667.75 -326.96 Total $0.00 -$667.75 -$242.95 Your Pinandal Advisor: SCOTT STACKMA:4MA CASRIEL Cash activity summary See Account activity this month tot deia Is, Balances in your Sweep OM cm are Ind uted in the cpenng and closing Mance value. FDIC insurance *ales to deposits at UBS Bank USA and al bolts patellaeOn in the UBS FDIC insured Deposit Front". I ctes not 'poly to deposits at UBS AG. stanfoid parch or bank deposits placed through the u85inteinationS Deposit Account program SEC protection mote to mane)) market sweep fund hoidngs tut not bank deposits. See Important informabOn about year statement on the last Iwo raa)eS of NS dOttenent for &gaits. October 2017 (1) Year to date (S) Opening balances Additiorrs Dividend a -id interest income $1,841.12 98.71 $98.00 741.17 Proceeds from investment transactions 0 OD 38,025.00 Total additions Subtractions Professional management fees and related services $98.71 -10914 $38,766.17 -391.74 Funds withdrawn for investments bought -98 43 -36,740.17 Total subtractions -$207.57 -$37,131.91 Net cash flow Closing balances -$108.86 $1,732.26 $1,634.26 $1,732.26 SDNY GM 00026866 CelF7C0C0305548387 NFI000197706 COON 10I 7 030579001 CONFIDENTIAL COCOOD Page 3 of 8 EFTA_00 137486 EFTA01278393 UBS UBS Strategic Advisor October 2017 UBS Bank USA Deposit Account APY Interest Period Sep 8 - Oct 5 Opening UBS Bank USA Deposit balance Sep 8 $1,841.12 Closing UBS Bank USA Deposit balance Oct 5 $1,841.40 Number of days in interest period 28 Average daily balance $1,841.12 Interest earned 80 .28 Annual percentage yield earned 0.20% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fruncial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income Si capital appreciation Your risk profile: Primary Moderate In vestment consideration None selected Your account instructions • IRS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out Your lq sandal Advisor: SCOTT STACK MAIILYLE CASRIEL CNPTC0080 05648388 NPT000187706 00004 1017 030575004 CONFIDENTIAL COCOLY_GM_000268574e 4 of 8 EFTA_00137487 EFTA01278394 SUBS UBS Strategic Advisor October 2017 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: Some pnces, income and current vdues ShOrrn May Pe appioidavae. AS a *PA gains and tosses may riot De &croakily refkcled. See Apolant infollyabOn atrout your gatemen, a the end of ths dxumeM fOr more information. Cash Cash and money balances Cash and money balances mat include. avalaile cash balances, UBS Bant USA cbpout account balances, UBS FDIC insured Rogan Bank Balances, UBS AG Stamford Branch deposit account blames and money market mtaud fund sweep balances. See the Important information alx.ut.pur statement at the end of this document for dm airs about those balances. Hddng UBS BANK USA DEP ACCT Fixed income °retina bounce Closing Cadence on Oct 1 Oa on Oct 31 IS) 1,841 12 1,732.26 Mutual funds Total remvel, tor is the told d at reinvested &Mends II does not include any cash dvicfends It is not a tax lot for the purposes Of delerminng hcickng periods or COO basis. The shares yOu receive each time yOu (pinkest clvdendS become 8 Separate tax lot. Cos: bases n ine told purchase cost of the security, inducing ref nwsted CivdendS The cost basis may need to be aclusted for return d ccital payments in order to determine the tnted cost basis for talc rePating wicosts. Purchase:roma Number Average pre Client Hddng of shares per share (1) Investment (S) DOUBLE LINE TOTAL RETURN FUND INSYL Symbol: D8t.TX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 30.761 10.709 EAT: 1679 Current yield 3 69% Security total 1,724.082 10.631 18,000.00 lP MORGAN SHORT DURATION BOND FUND CLASSI Your ft modal Advisor: SCOTT STACK MANLYLE CASRIEL US$ Ball( USA and al UBS FDIC Insured Progiarn Bank deposit acCOunt tiderXes are insured o/ the FDIC within appricabse Tents, but ale not protected by 9FC. UBS AG Stanford Brats h deposit accourt bdances are not insured Dy FCC and are not protected by SIPC, Money Mike sweep baances are protected by 9PC but are not insuied by the FCC Pace per share on Oct 31 (S) Average rate Dalt:fend Interest DaH in period period Cep around) 250,000.00 Unreakre0 rya.) lain alas is the dfference between the current vaue and the cost basis and wood generdly De your lacatale gain a IOSS rt the Security was sold oaths date The unredrzed ltsoOptin a loss may need to be alusted for return of capful payments in order to determine the realized gan Or MS for tat reporting purposes. investment return is the current value mous the amount you invested, t does rift include ShareS that are no reflected on your statement, inducing SAWS that hale been leaded as either a gain or a loss It also aoes not include cash dudends that vied not reinvested Cost Price per 'hate basis (1) on Oct 31 (I) value on Unrealized Oa.) Investment Hddng Oct 31 (s) in or loss (S) return (5) period 113,000.00 10.670 18,067.73 6733 ST 329.45 10.670 18,329.45 328.22 -1.23 18,395.95 66.50 395.95 continued next page SDNY GM 00026868 C f/P7C003305648389 NV7003187706 00034 tot 7 0305790CM CONFIDENTIAL cococ0 Page 5 of 8 EFTA_00 137488 EFTA01278395 SUBS UBS Strategic Advisor October 2017 Your assets . Fixed income . mutual funds (continued) Hddng Symbol: HLLVX Total reinvested EAI: $222 Current yield 1.15% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 Total reinvested EAI: 4205 Current yield 1.13°4 Sec. vity total Total Total estimated annual income: Your total assets Cash Fixed income Total Account name: GelISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number. Your It sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Number of shares Purchase pow Aircrew peke per sham (5) Client investment Cost basil (3) Price per snare on Oct 31 (1) value on Oct 31 (1) unrealized Rae gpin °floss (S) investment Hddng return (I) period f3) 1,792.161 10.992 19,700.64 10.810 19373.26 -327.38 19,373.26 1,789.264 10.060 18,000.00 18.00000 10.070 18,017.88 17.88 ST 11.430 10.065 115.05 10.070 115.10 0.05 1,800.694 10.060 18,000.00 18,115.05 18,132.98 17.93 132.98 $36,000.00 $56,145.14 $55,902.19 -$242.95 $19,902.19 $1.106 Value on Oct 31 (1) Patentor of your at town COst laas4 (/) Est cast ed annual income (11 Unedited On or loss (5) Cash and money balances 1,732.26 3.01% 1.732.26 Mutual funds 55,902 19 96.99% 56,145.14 1,106.00 -242.95 $57,634.45 100.00% $57,877.40 $1,106.00 -$242.95 Account activity this month Dale At-1SW DetCnal0f1 Amount If) Dividend and interest income d(rck Oct 2 Dividend DOUBLE UNE TOTAL RETURN FINDIN571 AS OF 0929'17 54.27 SYMBOL DBLTX Oct 2 Dividend PUTNAM SNORT DURATION INCOME FUND'? AS OF 09/2917 21.30 SYMBOL PSDYX Oct 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 22.86 SYMBOL: HLLVX Total dividends CNP70009005-648390NPTCC0187706 000041017 030579:104 CONFIDENTIAL $98.43 ONitIPIY_GM_000284696 6 of 8 EF1'A_00137489 EFTA01278396 (SUBS UBS Strategic Advisor October 2017 Account name: GHISLA1NE MAXWELL IRA Friendly account name:lode/ IRA Account type: Individual Retirement Account Account number: Your Pi nand,/ Advisor: SCOTT STACK MANILYLE CASRIEL Account activity this month (continued) Date Acinity Description Amite (0 Divided and interestincome (continued) Interest Oct 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 10'0917 028 Total interest Total dividend and interest income $98.71 $0.28 Ott Annoy Oct 2e Fee Charged QUARTERLY FEE -109.14 Total professional management fees -3109.14 Desorption Amount (I) Pees Invesbnent transactions for T3it intonation &Out the pnotlYalue shown for restricted SeCuatieS, see ImpOrte4 infOrmaba ebOvt you' 0 gement at the endof thn document Date AcUxly Descapixon Pf0CetC8 from investment Quantity Value (0 Price CS) transactions (S) Funds Wthdraven for A(clued mvesiments 00.451(0 merest (0 Oct 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.70 NAY ON 092917 As OF 0g25/17 SYMBOL: DBLTX 5.072 -54 27 Oct 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND DIVIDEND REINVESTED AT 10.07 NAV ON 09 29117 AS OF 092917 SYMBOL: PSOYX 2.115 -21.30 Oct 30 Reinvestment IP MORGAN SHORT DURATION BOND FUND CLASS 1 DIVIDEND REINVESTED AT 10.81 NAV ON IQ27/17 SYMBOL HLLVX 2.115 -22.85 Total -$98.43 Dalt ACIntily EX-sorption Amount (0 Money balance activities Sop 29 Balance fonvard 91,941.12 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/0917 Oct 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10'24(17 Oct 31 Closing UBS Bank USA Deposit Account me UBS Bank USA Oer0,8 ACCOUM is your primary sweeper:40n 0.28 -109.14 $1,732.26 SONY GM 00028870 CriF7C003305648391 NP700:1187706 00004 1017 030575004 CONFIDENTIAL 000000 Page 7 of 8 EFTA_00137490 EFTA01278397 *UBS Your notes cu,,.......no...,.....,..,.. ...,piy G. ...... s of 8 End of ff.:erne...noon, numb.... CONFIDENTIAL EFT,00B7491 EFTA01278398 Important information about your statement U3S Financial Services Pc. (the Fern or UBS anemia Sakes), is a merrber of all principal seedily, cemrrothay and optima exchanges. UBS Financial Semler, and 1.8$ Bank USA re i-died subsilenes of U% AG and Shiites of 1.85 Swishes LLC. The Fim's fa-afloat statemert k available upon recast. The Fim's exeosie offices are at: UBSFinrcel Servo?, lax. 1200 Harbor Boulevard Weehawken, RI 07086 This Statement represents the only official record of par UN Financial Semites account. Other recalls, taps official sac dxunents. contanng cornicing data should rot be relied can II soubean* there is an aro- a omission please report it immediately n sang to the Branch Manager of the afire wan% your account. kitbags a titled doom re intended to be accurate, statement data auk not be wed kr tar purposes Rely 'deka on yerend tax has, (Le • Form 1099. 5498. 10425. etc >sedan prepamg your lax return. The Fim required by law to ran to tie IRS enterable dnident, twortabb raitauble clariskna and uxAak interest end en amities held n you accaat net proceeds an see be-saclike. Ad con bast:nal-lain covered seosaies. Ciaverailatka with,' Firm • Please Nana iim any oral cormiancateena in wring to further protect your cities. mdudrg your rghts under tie Seo_dies Investor Protection Act (SPAT • If thefinancial retitution an the top left of the Mond of this stamen snot LBS Fnerved Sates, U3S Fiendal Senates carries yos team as orating broker by armegement wit the rdcated insitutors We in you of this relationsht "Anent% opened this wan. h the cast your Kra and searlties tre located a LOS financial Services and rot the ritorherg bran, and you nut make enact of a error or omission to both firm • Asdeleted en the account at-wants, you must not Ay us of any errors or 'baud involving decks reflected en your statement withal 30 days after e was mailed or made rabble. • Pleat* diect *sonar complains or names to he Fitts C Fent gelatins Department at 201.352.1699 or toll-free at 800-354-9103, 8:00 A.M. to 6 CO P.M. ET Monday through Friday, or in wing to IRS m anual Semites Itc., Client Rektions Depaiment P.O. Box 766 Union Cky, W 07067. • A II statements shall be deemed complete and aeone if not cbtaid to in suiting within 60 days • Fa nv sakes_ Call 044412-0%6 or *cm outside the US.: Cal 201.352-1495 • In cared eras or castime about n electronic Inds Vans* (EFT). bit pannier a UBS Venal card transadions, call 093-762-1000. Or wile to UBS Frontal nices Ix.. 1000 Harbor Blvd, 6th floor. Weehawken NI 07006, Atte RMAIEGA Serval- CA a were as soon as you can, if you his, you- stamen a receipt is nrcrg or d you need more nknnaten teat a tra-sfer on the statement or meet* The Film or Cad bsuer (as aPlalcable)mutf her IroMyOu no later than 60 days Ate the F rm seed you the list st ateellent on which the erns or Problem awed. - board. pow name ad xcant nterter Of any) - Cesabe the error or the trader you re inure about, ad nada as okay as you on why you believe • is an mu a why ),,J need more reformation - Providethe dolt anent of the suspected era. The Finn or Card bsuer vii Seagate your complent and will correcl ry error amply. For alleged ears nnolvi% UBSVW•clebil ha-darned:orb if we take more than 10 bus less days to &this, we will credit yet, Lanai for the amount you think 6 in error. so that you vii haw the use of the money dunng he tine n takes us to complete our iwestation. Please make all checks payabb to the Fern or the financial ingest:an mated on the front of the stream In addition to metier arson leek accounts may be abject to mei-donne lees, chaps for bte pairrent Ice securities purchases and charges ice unpaid tants n cash accants Accounts that a transferred to other instanter& may be subject to a Vander fee. UBS Sweep Options LES otters options lea mama% cash balances to ba-k depose earn al not-Ablated barks al affiliated banks. reale, market mutual f unds (Money Fred) ad the Hem:dial Date locale (CA) kr customers will an International Reason Management Accost. Depose account al UB5 Bak USA and non-affiliated banks panicipatng n the UBSFDIC4nstred Deposit Frogmen a FDIC awed in accords-ice with RAC ales. Fa nwe rdennatian, plea visit war fdic.gw.Deposk accounts at UBS AG StanfordBranch and shares of MoreyFunds are rot Mined by the FCC Through the FM cash balances are swept to deposit accounts at UBS AG New von Bard, srdUBS AG Cafe.' Branch. These deposits are not hurl byte FDC. Balances held at tie LES AG Cayman Branch are temp:only mowed tote sovereign ra of the Cayman blandk rid there is nog...raw or °thee oblation of UBS AG to repay the balances while on the UBS Capra Branch's books. Bank deposits we not protected by 9PC. Money Fund shares 0/1/ attested by 51K. See 'WS Finarcel SiteiCt decant Protection' below. WeiJour request, balances n to bark depositsmay be whdawn. ad Mates of a Money Ford may be Icarclact and the proceeds Muned N you a your lavas aura keener iriormatcn about available sweep options, robing award interest rate. and yields, it available wow ubs corriwnewnelW from your Friars' Adviser a by calling BC0.762-1000. UBS Pantie' Services act own protection The Fran a member of the Studies Investor Protection Corporation (5IPC). Mich enacts securities oatonws of as members 4110 1500,000 (nckding 1250.020 for (bins for cash). Elobnattly broChse available upon mow or A ma six org The SIC asset protector. Will apply to all Karts that you hold in a particular capacity. The Fens. together win certain aff kites. has also PortftaW1 wpplemental innate the ma. mum amount per Ade to al elobee there,. colleclwy seder this protection is 5500 million as of December 10, 2016. ScloPci to the poky cadina at lankations, cash a the firm is further protected to up to $1.9 million n the aggregate ball your accounts held n • parialar apiary A fur copy of he poky wading is wallah upon request. Neither the9PC protection nor the 94phrnental protection apply to: • Certain f racial insets controlled by (and existed n your account value) but held awayfrom UBSFinancel Senates For example certain (i) insuraxe prods-Is. including variable rarities. and (i0 shares of mast funds registered iv the name of the accord holder on the hoofs of the issuer or trader agent), • Magma coat-acts or iNfilTera interests kit limned partnerships aid private placements) that are not registered under the Securities Act ol 1933; • Commodities contacts (e 9. foreign Pohang* and men ixo metal ccritrath), intlu6n3 fututes contract, 444lcomenodita option contracts; ad • Deposit accounts (except certif Cates d deposit) at 1.85 Bak USA, UBS AG U.S. branches and barks n the FDIC Insured Deposit Program. The SIPC potation and he suppanntal traction do not apply to there assets even if theyon-ease appear on yes statements. The SVC protection and the saapkmental protection it not protect agarst changes in the marled yea of yes investments (whether t a wait of Mite movement, issuer britruptcy cr otherwise) Dividend Reinvesheent Program (DPW) the prke refloated ism average vice. You may obtan the actual peke Ircm you. Partial Advisor Ordy whole shares are purchased under DRIP; Panal shaves will be soli ad the cash wit be &posited in your account We dividerd armament pace applied by tie esus may offer from the man price at Mich tee partial hues at sold Cash-to-lieu Ply whole urns may be held ayes account. If you an entitled to • pad inn as a result ol • canderd raiment a atomise. the Finn well either sell partial units at market prke a accept an ants detained by a inland deed% agency, at credit yes accord. Investment ObildiV00 the rwstmert obiectim ad risk profile are speck to each account and may vary between you toasts Please arse the Finn prorraN in eating day sgralicant change in you Maxi.' saran or investment obpdaves For each award hell, you choose or* of the (Mowing in...lane objectives: • Produce Comenclearet Investments weld% the gentration of ncome only. CONFIDENTIAL • Achieve CiatarAppreckkon: Investments seeking growth d pmcpal rather than the generation of income. • Produce Comthatm of Meow. and Gab( Appreciation. Investments seek kg both the generation of name and growthof petal. Overall risk profits, • Conservanve. Seeks to martin nitul pi-coat. wth low rot and volatility to the accord overall even that mete the account does not generate significant income a NUTS and may not keep pace with inftratian. • Moderate. Wiling to accept some rids to piney,' and tolerate sore volatity to seek bicker return,. • Aggrieve: Willi% to accept hip risk to pinata at high volatility to seek high returns over time. • (nommen! Upbeat Comsderation: t seleneg a portion d the portfolio for tat account may include complex Pratt. linked liquickty andante( volatiky. Statement •haseholding• We may consolidate al related account statements with the sane address in the same envelke. et. became they have owns who ako maintain jolt acoxnt relationsha rah oter dents a the wee address. If you prefer to receive individual statements mailed 'n seprate ernelcoes, you maydecline Mush:Wing by caerg your Financial Advisor Friendly account name the Friendly account mane is a cusionzable 'netknane dean by you so assist you with your receedkeeping It has no legal effect en your account You cache-a your kindly account nate; through °nine Services a by cent/cling yes F ?onus' Advisor. Amami overview • Yaba of your accountlponiolia Net of assets al litila es • Abets Includes available cah balances, wakes f or restricted aunty (est), and Global The Deans, unrenzal marks to market, and amen assets not held by the Fins Does not include unpriced saritiodaseete at the end of the pior and anent statement tenth, or prase nuestratku vd stock options ad (serenade stool options • Wass hcbdes debt balances, adtste-drg mirgn loan, credit line, shots amain batmen. • CashMioneybaranees. Total of uninvested avalabk cash balances, pin dark balances at edited and non-affikated banks. End money malcet mutual lard sweep balances, as the cbse of the uwarrent period. Non.conadity free crank balsas in par accord not Ulf tgOed dram other balance, and to Firnrrhy use any of these fends nth, ordinay course of its busness. These funds an pea* ran your derna-d. This total is incLded in the anent period doting wide. SDNY_GM_00026872 EFTA_00137492 EFTA01278399 Important informatimi about your statement (00iltInued) Lending thlermatice Fa deeded infonwatal an the Ferns lending pest**, and nbo.res. rider to ycsr Clem Relaumship Agreement or Accost Agreement ad the General lento and Condthans LBS Statement of Credit Practices aseileble in Agreements and Onelosures rlA4211222WaSiratti. Yew assets statement demon securities and other assets hell in the scant al the end of the statement peed You may ad.. for *Way of fun/ paid Scartties al fry tine. You may receive seunlies used as loan collateral after piing any balance dr on them. Ant securities lranderred to the Fin, dsiag the statement penod are feted at market robe as of the end of the statement prod • Cod bare. as determining the cos banes of the searities included n this drew& where indicated wen the nutter 'I,' LES FrancialSennces that relied en information cttained from sources other than OBS FiNancial knifes. a rg ed.:tension Iran analue fie or that you may haw provided to yam Financial Ackiisor. the Firm does rot irdependently verify a gamete* the rosary or weedily of ay elernegin provided by seams other than WS Financial Semen. h sktitort elthaugh es LEK F animal Sing gene-alto updates this Marne an as received. the ton does not provide any enhances the the nformaign tenter 'Cost basof and on ealeed gaff loss' 6 Mcurate as of the date of the etatement As such prase do nos rely on his.infamation to mike archaise or sale decisions fa tat paposes othenese. Accounts transomed to the Fine may reflect gar/ loss Monsen only for the period of lira they re heal at the him More historical eternitalion can be added by y0.1 Fruncial Advisor • Unrealized gains/loam Viten data is ratter. estimated's/waked gainglosses are calculated for afividsal sectrey lots. The transaction chits for Ofitlifal lot. may or may not reelect carniesions, chirps infVer sectrity Cfrorganlat kit rent. Diedend and other reinvestment lots and mstenalk caschme lots are each ccntmed to display one award lot TM • Trade date (*Inn pears the °name transaction trade dale • Callable securities Bonds and preferred stock that the has cats for earbi redemption wil be selected frpartalb, by lot from rang at secures of that issue bold in our none or n nominee runs for as credits Call tear. fl ormali:n is obtained from third parties and es /testacy isnot guaranteed. Other call braes may exist which toad an ea yrelq complete idannalen sill be provided upon request • Certificates of deposit (CDs). CDs one FDIC Mired ir to 5293,000 n principal and accrued interest per depositor and per depository imitate, in accordance with FDIC oars. • Price/value Penes displayed fa wormers and other [marts may be higher or brier than the once that you would actually rector n the market. MOM are obtained from winces hid patty sources welch ree believe to be reliable, but we do not guararree tier actuary. - We genera, / toof the doslng paw Men avalatee the mean of l red adnes fa lined scorn Ws and egtoma ony bd pats for OTC sautes. - Less surety traded usages maybe priced tong a valuation model a the mod recent price we Waned and may not reelect an rtual make price or vas. - Certain postern may appear without a axe arid will show as 'price was not avelable• a we re unable to obtain a price for a security - Deposils or Murree denominated theocracies other than U.S dollars are reflected x the 'stung* rate as ol the statement dale. - (elan seethes wading in noriconfirmeg dencennatixo. once and gurtity flee yaks) may have b adjusted to f Mitre Prober vaurces To obtain current carton, when as Lable, contact you Financial Aceaste. • Privet* invesumma and stnicared products. Private twain** morass (rx Ming dress OrMiPaters Ptgram and real estate investment trust stories) and structured products are gentrily highly lewd Certain strutted crakes have not been registered with the Senates and Exchange Cattlemen a aide any state securities 4v/S. We owed. estimated users for dream investment sedges red structured products foe raceme ors* asp:on only A«tracy is Mt gurasteed — These values may differ stbstantialy frcen oft,, if any. a shish a petit. 1,..nrnern secuity or structured ameba may be bought or sold and do not nO<Onfifb• recreant the vabe you may recent upon liquidation. — Third patty *diner.; of vats re as of a attain dale and are supplied to UBS Francdi Services on a regular base by an ndependert valtatien torn. glottalpalmy or sponsor estimated values. if any, in applied to the Finn by the :Auer. general partner or sponsor and may be calarated based on clef went rdormaton loom that used by hid paints to derive their esteemed values - You can obtain additional information regarding the methodology used to determine the estimate of value and the date of the etaimation that: the basis la the estimate by contacteg your Financial Advisor. - Third party esenueed vat*, may be reflected as 14c4 priced' in several nations, when an • . valuation Inn has not stophed or triable to assign a valet wren we become aware that a material event has oco_ned that may call a penny reported value i'eo guesticn, a wean a value would be highly speculate* de to the naive of the security - When nether an 6Sutf, wont panne or sponsor tressed value nor a thrd-party estimated false is provided, the value of the musty will bediffered from its puxhase price - • Distrtut ions to age' nay include risen a Captat. exane of both. - • Original unit we' represents the initial offering price per vin and near not reflect yea cost base — Dr, and veined RUT stashes re not listed on a national sashes exchange, and se genteelly illgud and even if th•y can be sold the price reeked may be less than the per share estimated was wended n the secant stammer*. • Restrided murkier Restricted 'eaten peneral;i Me rot onto* elf;tble br public sale LEISFinancial Services uses the market price of ILL tnrennaed stock of the sane issuer as an my•ded value In the restricted stock tor purPOSel of this statement only. To the MM that restricted stories are religbie for sal, the value received may be stbearticqr less than the neared. yak* shown • Bse. (erneted) therm& current yields and rota An emote of annual interne is bred an tureen dhidsnd and veered rates, assuming the seculties will be held for one yea' erten statement date or vita matvity. The tstinate is coy a gudelne, accuracy and continued income are not guaranteed — Est-mated aerial income ant current yield for tenet' hOes of secuaies <cal include a retrn of phenolor captalgans n which case the et income fend tuner* yekl) would be overstated. — Estimated areal game and current yield and the nal Mane and yield m4ht be lower ce higher than the eitmeed awns — An estnyte of anrualized income (disrdend atter interest) defied by the current market yaludavorago balance is based on the last dividend or interest payment made by the issuer and assumes the seorregdeposts wrill be hell I or one yea ban the statement date or until nnaltmly. Accuracy ad continued yell am not guaranteed. • Amos not held by US Financial Services. Certain MHOS re rot held by the Finn and not lath., the Ferns possessor or tterfrol. These ankh one displayed on you strewn for informational purposes only. Patens and values presented one Provided by the issuing firm UK Financial ServiteS not igspcnsble for this ifOrMIODni and does not guranbe es actuary. Mose assets are not protected by STK or the f Mrs supplemental Slit coverage. • Revenue sharing and additional compensation. • In addreci to coranisions en sales and 12IP I feet received in cconea ion with the distribution of mutual funds to otr clients we oxia as oddest receive nutria sharing parents Iron diarbren anclor advisors of the mutual funds that we Sell These waxers re based on two different conwents: nr the aillate 01 Sales by 1.8$ of a pat Kuhl /Tutu& and family to our clients, and 6B the amol aka d a particular mutual fug I acne" s shires ?wed at the Inn — We and ow affiliate also receive networkng and omnibus procesem lees in consder zecn for transfer agent services that we ppde to the mutual funds Thee fees weeny re paid from investor assets in the mutual find and are a hied doll, amount based en the norther of accounts at the beret-dealer Wang initual folds of that I Ind family CONFIDENTIAL — h addan to commeAges repied in connection wen the sale or Patc:on of ancty centred, and unit investment trust units tow clients, we odor cu affiliate receive reveres sharing ccepensrion 'rem many a the inkfafKO companies underwring the aunty cortrsts, affiliates ol the mane companies a goners of the unit investment stet we darbute. - Oir affiliates also wine trading tarrrissrets and of err tompernation Iron matual funds and nsuarce canpanies whose products we Cabs.. - We omen* an areal fee from 1.8$ Bra USA and Les AG Stanford Brandt of up to $25 per account sweeping to the basks under the USS Bat Sweep Program. Activity Information negardng ammissixt and other charges incurred ri correction web the extforign of trades, labelingoption vansactons has been ialuded en confirmations previously lung hed to y u, ad wll be provided to suprorrptly on newest Short selling II you at engaged n short selling a unary. you may incur a charge due to certainborrowing costs for that inalameariry. Open orders Regarding open or 'ircd-liticanceileer orders that were not executed by the statement date, open buy and tel stop ciders re reduced by the anon of disidersch or rights on an ex-dividends or ewridnis date unless Wind otherwise by goi. Ytu one respensble for ceders that re executed due to par la ore to cancel otkil open ceders. Privacy To obtan a copy of otr cuter* Client Pricey Notice. Please comet yam fnancial Advisor or vat Ott website at t.n .,rho — LES Financial Semites is not a bank. The RMA, Bosons Semites Account BSA and. MA re brokerage scants Much provide access tobaritni sersees and pOdxu IlyoucperangyrrienIS with affiliated bares and other thickparty banks, and provides access to Murano, and annuity products issued by unaffiliated thiyborty nsuraxe companies thrcull instance agency subsidiaries or LEK Financial Semites ex. — hasunat insurance, rd arnuay predict Not FDC mind • No bark guaienlee• My lose sate — WA Rep:a/Cs Istarorrent Acton, Busiest Series Account SSA, IPAAA and international Resource Management Account are registered service mate. of WS Financial Sears Inc. - VT5A is a registered vskenadi owned by Vna iceman! Stelae Ascot:rico and used wider karst The OBS Visa tre.d. tads ard the UBS Visa debt cards are issued by LEK Bark LISA with pernisson from Vora Id 5.A hcorporated WI other nightemel emdeinerks, sends mats and registered unite mon< one of ter teSpKtiye carpetneS UBS rirearsoal Set vices Inc. Per 201709 SDNY_GM_00026873 EFTA_00 I 37493 EFTA01278400 UBS lies Financial Services nc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7m0556060t1117 vt 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number Your iinandal Advisor. SCOTT STACKMAN/LYLE CASNEL Phone: Value of your account Questions about your statemer47 Call your Financial Advisor or the on October 31 (S) on November 30 (5) RMA Resourcetine at 800-RMA- 1000, account 02%23697. Your assets 57,634 45 57,609.16 Your liabilities 0.00 0.00 Itisit our website: www. ubscomifinancialservices Value of your account $57434.45 $57409.16 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from swvw.annuakreditregort.com. Tracking the value of your account Thousands Sources of your atm unt growth during 2017 Value of your account at year end 2016 $57,165.97 Net deposits and S70 570 57.2 57.6 57.6 withdratials -5391.74 I 0 0 10 0 Your nvestment return MO:lendand interest income 583814 Change in rawket value -43.91 Value of your accotro Dec 2014 Dec 2015 Dec 2016 0ci 20i 7 Nov 2017 on Nov 30, 2017 557.609.16 SDNY GM 00028874 Retirement Account UBS Strategic Advisor November 2017 WELL IRA member SIPC CNP70009305550601NP7000192673 00004 1117 030575004 000000 Pay* 1 of 8 CONFIDENTIAL EFTA_00137494 EFTA01278401 SUBS UBS Strategic Advisor November 2017 Your account balance sheet Summary of your assets Value on November 30 ($) Percentage of your account A Cash and money balances 1,732.58 3.01% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 55,876.58 96.99% E Non traditional 0.00 000% F Commodities a oo 000% G Other 557,609.16 $57,609.16 000% Total assets Value of your account 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: Individual Retirement Account Account number. Your current asset allocation A D Eye on the markets Index Your iq Randal Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC1- Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2017 One-month LIBOR. 1.37% Percentage change November 2017 Year to date 3.07% 20.49% 3.04% 19.93% 1.06% 23.61% -0.13% 3.07% CNP70003005560€02NP7003182673 00004 1117 030575004 CONFIDENTIAL CONOiLY_GM_000288/Sere 2 of 8 EFTA_00137495 EFTA01278402 UBS UBS Strategic Advisor November 2017 Change in the value of your account November 2017 ($1 Year to date (I) Opening account value $57,634.45 $57,165.97 Withckawals and fees, including investments transferred cut 0.00 -391.74 Dividend and interest income 97.67 838.84 Change in market value -122.96 -3.91 Closing account value $57,609.16 $57,609.16 Account noose: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement ACCOunt Account number. Dividend and interest income earned for outposts of thls statement, teetabIty of inkiest and drildend income hers been determined lam a US tai reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest ardor civic:end payments may not be subied to United Stan (US) ardor Plano Rico (PR) income tares The (Sent monthly staternem is not Intended to be used and cannot be reked upon for tat purposes. Clients should refer to the applkide lax reporting forms they receive Iran UBS annuity, such as the fOrMS 1039 and the Pomp 4130 foe tat rePdam9 information It Is Ilse practice 01 UBS to file the dscecade la reporting forms with the US Mani Revenue Seance and PR Treasury Cretaartrrent. at in such tonrn accurately dart fy dwdenci and or interest asters exempt or taxable income. Pleat consult your indsalual tax prepares. November 2017 (I) Year to date ($) Dividends 97.35 837.52 Interest 0.32 1.32 Total current year 397.67 $838.84 Total dividend & interest $97.67 3838.84 Summary of gains and losses values reported Plow exclude products for which grans and losses are not classified Realized gains and losses Unrealized November 2017 (1) Year to date N4 gains and kisses (I) Short term 0.00 0.00 13.78 Long term 0.00 -667.75 -379.69 Total $0.00 -$667.75 -$365.91 Your Financial Advisor: SCOUT STACK MAK/KYLE CASNEL Cash activity summary See Account activity the month for decals. Balances in your Sweep Options are induded in the cpenng and closing bdances value. FDIC insurance gopher to deposits al UBS Bait USA and al banks psticipming in the UBS FDIC insured Deposit hogarn. rt doe's not topty to deposits al UBS AG. Stardord parch on bank deposits placed through the UBS internations Deposit Account program SVC protection /plats to money market sweep fund hoick ngs but not bank deposits See Important asformatiOn about yam Statement on the last twopart Of Ihn COCA lent for detaits November 2017 Cl) Year to date (I) Opening balances $1,732.26 $98.00 Additions Dividend and interest income 97.67 838.84 Proceeds from investment transactions 0.00 38,025.00 Total additions $97.67 $38,863.84 Subtractions Professional management fees and related services 000 -391.74 Funds withdrawn for investments bought -97.35 -36,837.52 Total subtractIons -S97.35 -$37,229.26 Net cash flow $0.32 $1,634.58 Closing balances $1,732.58 31,732.58 SDNY GM 00026876 CUP70303005560603 NV7003187673 COCOS 1117 030575001 CONFIDENTIAL cococo Page 3 of 8 EFTA_00137496 EFTA01278403 *UBS UBS Strategic Advisor November 2017 UBS Bank USA Deposit Account APY Interest Period Oct 6 - Nov6 Opening UBS Bank USA Deposit balance Oct 6 11,841 40 Closing UBS Bank USA Deposit balance Nov 6 11,732.58 Number of days in interest period 32 Average daily balance 11,793.65 Interest earned 10 .32 Annual percentage yield earned 0.20% Account name: GHISLAINE MAXWELL IRA Friendly account name: lndiv IRA A unt typo: IndiMual Retirement Account Account number Your investment objectives: You have identified the Fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate vestment etigibi5ty consderafion None selected Your account instructions • V8S Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. Your lq Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL CHP70:10800$56060A NPVC0182673 COON 1117 030575004 CONFIDENTIAL CONSillY_GM_000268/494 4 of a EFTA_00 I 37497 EFTA01278404 *UBS UBS Strategic Advisor November 2017 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number. Some prices, income and current va ues shown may be Epproximene. AS a revue. gam at (gassesMay mil be accurately refkcled. see Amnon inaollneeon about your statement a the end of tats dxument fOr more infornakon. Cash Cash and money balances Cashand money balances may nodule avalade cash balances, UBS Bank USA depost account balances, UBS FCC insured Rogan Sank Balances, UBS AG Stanford Branch deposit account balances and money market mutual fund weep balances. See the Important information *bout your statement a the end of this document for detaiis about those Manes. Hddng UBS BANK USA DEP ACCT °mond bdarxe Closing bsance on Nov 1 (li) on Nov 30(S) 1,732 26 1,732.58 Fixed income Mutual funds Total rernvesled is the rola Cl at reinvested dindench It does not include any cash dnderds It is rot a tar lot for the OurPOSeS Of delerminng !kidding peucds or cost biros. The shares yOu receive each time you (tiniest clvdends &COMP a separate tax it. Cost basis Is the total purchase cost of the security, Indudng reinvested d vidends The cost basis may need to be adusted for return d ccital payments in order to detem-one the adintedcost basis for tae retorting mitoses. Hddng Number of shares Purchase prior Average price per share (S) Client investment DOUBLE LINE TOTAL RETURN FUND INSIL Symbol-. DOLTX Trade date. Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 35.944 10.704 EAI: 1678 Current yield 3 69% Security total 1,729.265 10.632 18,000.00 1P MORGAN SHORT DURATION BOND FUND CLASS I Your II amide' Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bast USA and at UBS FDIC insured Procyam Bank deport account baaXes are insured to the FDIC within applicaNe lints, but are not protected by SIK. UBS AG Stanford Branch depriut account balances ate not insured by FCC and are not protected by 51K. Money market sweep tames are protected by SIPC but are not Insured by the FDIC Price per share on N:w 30 (S) Average rate orrideno interest Dais n period period Cep amount (S) 250,000.00 Unreake4 rya) gain alas is the dfference between the current vane and the cost basis and world generally be >our Untie gam or IOSS if the security was sold (Albs date. The unsettled Mel (Once loss may need 10 be aloe° for return or capital Daimons in order to determine tne realized on or bass for tat reporting purposes investment return is the current value minus the amount you invested K does nIX Include shares that are not reflected on mix statement, inducing shares that have been tea Lied as either a gain cc a loss It also does not include cash dudends that were not reinvested Cost Price per shae basis (41 cn Nov 30 (SP Value on Unrealized Clad imestment Holding hbv (I) spin or loss (S) return (S) period 18,000 00 10.630 18,000.00 ST 384.75 10.630 18,384.75 382.08 -2.67 18,382.08 -2_67 382.08 continued next page SDNY GM 00026878 C kiP7C00330SS6060S NV70031132673 COON I I I7 030579004 CONFIDENTIAL 000000 ►aya S of 8 EFTA_00137498 EFTA01278405 4tUBS UBS Strategic Advisor November 2017 Your assets . Fixed income a Mutual funds (continued) Number Purchase price Average price Client Cost Price per Share Value en clerealited Rae imestmem Hddrg I4ddng of shares per sham (I) investment (S) bask (S) at Nov 30(51 Nov 30 (5) gale or loss (5) Wren (5) period Symbol: HILVX Total reinvested 1,794.123 10.992 19,721,81 10.780 19,340.64 -381.17 19,340.64 EAI: 3230 Current yield 1.19% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.070 18,017.88 17.88 ST Total reinvested 13.503 10.066 135.93 10.070 135.98 0.05 EAI: 4214 Current yield 1.18% Seesity total 1802.767 10.060 18,000.00 18,135.93 18,153.86 17.93 153.86 Total $36,000.00 $56242.49 $55476.58 4365.91 $19376.58 Total estimated annual income: $1,122 Your total assets fie k enter of Cost Estimated Unrezazed Value on New 30 (1) your account lam 01 annual Intone (5) gain or loss (5) Cash Cash and money balances 1,732.5$ 3.01% 1,732.58 Fixed income Mutual funds 55,876.5$ 96.99% 56,242.49 1,122.00 -365.91 Total $57,609.16 100.00% $57,975.07 $1,122.00 -$365.91 Account name: GHISLA1NE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your Mnandal Advisor: SCOTT STACK MANY LYLE CASR1EL Account activity this month Date AcIlety DetCrteldl Amount IS) Dividend and interest income Dividends Nov 1 Dividend DOUBLE UNE TOTAL RETURN FIND INS% AS OF 1031/17 55.30 SYMBOL DBLTX Nov 1 Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 10/31/17 20.88 SYMBOL PSDYX Nov 29 Dividend MORGAN SHORT DURATION BOND FUND CLASS I 21.17 SYMBOL: HLLVX Total dividends $9735 CNP703C0005S60606NP7000182673 00004 1117 03057500E CONFIDENTIAL 0C6RIAY_GM_0002686Mie 6 of 8 EFTA_00137499 EFTA01278406 (SUBS UBS Strategic Advisor November 2017 Account activity this month (contrived) Date Dividend and interestinoome (continued) Interest Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: IndivKlual Retirement ACCOunt Account number: Your Financial Advisor: SCOTT STACK MAN LYLE CA1RiEL Acthity I:exec/non Amoimt Nov 7 Intoont UBS BANK USA DEPOSIT ACCOUNT AS OF 1110617 0.32 Total interest Total dividend and interest income Investment transactions For mote informaion tat the pricei value shown for restricted securities. see Important in(ormatbn about your statement M the endol 1116 cocuntnt. Date actniN Desciption Pnxeeds from inwstrnent Ouantity vale (0 Price CS) transactions CS) Funds withdrawn to Accrued mwstments bought (S) interest (5) Nov 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INS11 DIVIDEND REINVESTED AT 10.67 NAV ON I0/31/17 AS CE 10/31,17 SYMBOL: DBLTX 5.183 -55.30 Nov 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.07 NAV ON 10131/17 ASOF 10131117 SYMBOL: PSDYX 2.073 -20.88 Nov29 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.79 NAV ON I1128 I 7 SYMBOL: HLLVX 1.962 -21.17 Total -59735 $0.32 597.67 Owe Activity Decoction Amount (S) Money balance activities Oct 31 Balance forward $1,73226 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUPIF AS OF 11106(17 032 Nov 30 Closing U.S Bank USA Deposit Account The UBS Bant USA Deposit Account is your primary sweep cpl.on $1,732.58 SDNY GM 00028880 CNP70003005550607NPI000187673 00004 1117 03057500/ CONFIDENTIAL 1100000 Page 7 of 8 EFTA_00137500 EFTA01278407 *UBS Yournotes 0,5111,._0002551145. of 5 CONFIDENTIAL EFT,O0B7501 EFTA01278408 Important information about your statement U35 Financial Services Pc. (the Fern or UBS Nardi Stryker). is a merrbat of all principal cecisily, ccmrrothiy and optima exchanges. UBS Financial Semites and 1.8$ Bank USA re ndiets subsilones of UPS AG and affixes of UBS Sautes LLC. The Fun's Uinta' statement k available upon requi. The Fees exennim offices are a. UB5 Finrcel Santee 1200 Harbor Boulevad Weehawken, tel 07086 This Statement represents the only off trial record of yet LBS Financial Senates account. Other recads, eat office to. dmuments, contanng cornicingdata should not be relied wan II you been* there is an era or omission. please report it arnedialy n oritag to the Branch Manager of the afire serving your accent. Altoult el livres shown are intended to be accurate, statement oasts skoukf not be used fa to purposes Rely Wok on yerend tax kirms. (Le • Form1099. 5498. 10425. etc ) van prepamg your lax return. The Fim required by law to upon to tie IRS all liable dividend, mportabb rantauble diebbna and uxdsk interest end on families held in you scoot" net proceeds on see tragadisre, ad con basis cn certain covered sank% Caverailatlans widt dee Firm • Please wan/km any oral corrinancatons in wrilag tofurther protect your ril-as• indudrg your riles utter tte SecuMes Investor Protection Act (SPA). • If thefine-gill actitution an the top left of to trail of this stiemere snot LBS Enna Sivas, LBS Financial Sontag carries you =aunt as Waring eider by arra-gemme wit the rdcated inslianon We informed you of this relalonshi7 opened this moan. h Om cast your h it and wallies are located aims financial Services and rot the roodaciw braes, rid you nut make a Neon of ay error or omission to both firms. • As desated in the account kg-wants, you mist roily us of any etas or fraud involving decks reflected on your statement within 30 days after a was mailed or made rabbet • Plea divot agora complaans or iniiias to tie Fists C lent Retains Department at 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Fedex or in wing to WS Faison Seniors fro,. Client Relations Doormat P.O. Box 766 Union Cky, NJ 0700. • A II Niemen shall be deemed complete and aortae if not cOctod to in writing within 60 days • Fa TT( services Call 844412-0906 or from outside ere U5.: Cal201.3524495 • In am of *nes or cuestas alscul an 'ketonic finds transfer (FF-O. bal penetra a UBS Wa•debil card transarbons, call ECO-762-1000, agree to UBS Fe-weal f-rices Ix., 1000 Hartor Blvd, attfloor, Weehtoe.e% NI 07036, Atte RIAMESA Sakes CS a carte as soon as you can, if you fink yes statement a receipt is wage 4 you need more racmialin tut a transfer on the statement or fitC44. The Film or Cad boar (as ipplcable)must her I roMyOu no later than 60 days after the F rm sere you the list stateellent on which the ems or Problem appeased, - hone pow name ad xcant nte*er Of any/ - Cesabe to error or the troika you we inure about, ideation as clearly as you cm why you believe d is anent a why lyre need more Sam an - Prone the dolor amen! of the suspected era. The Firm or Card Muer wed ivestgate you emplane and will coned my ear promptly. For alleged eats Mole"? UBS Veal, *el teed transaclira if we take more than 10 but inns days to dealt we will credit you LaCcell for the amount you thinks in error, so that you wet have the use of the money dung he tee n takes us to complete our iastiption. Please mike all checks payabb to the Fern or the lihnml insianisn (-dated on fie front of the statement In addition to ngtSr arson as, accounts may be abject to maremo-ce lees, (haves for late perrent kr securities purchases and charges for unpaid imams n cash accounts Accounts that a-e tansferred to other inflations may be subject to a transfer lee. UBS Sweep Options LES offers oaken tor maths cash balances tobat depose accounts al non-ablated barks aryl affiliated bares. Maley market mutualfunds (Money Funds) and to amain' DePocit Accort (CA) fa cut/tame wit an In Bosom Management Accost. Deposit accounts al UB5 Bark USA and non-affiliated banks parecipaing n the UBSFDIC4nstred Deposit Program are FDIC-insured in mead:rice with f DIC notes. For rare rrionmatin, please visit owe fdic,goeDeposk accounts at UBS AG StamfordBranch and shags of MoneyFunds are rot Wined by the FDIC. Through the Da cash balances re swept to deposit accounts at UBS AG New Tort Brant, e-dUBS AG Carnal Branch. These deposits are not insured byte FDIC. Balances held at tee LES AG Cayman Branch are temp:only ("posed to the sovereign rek of the Cayman blind, at there is nog...urea or of et °bloat of LBS AG 10 repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fun shires me protected by 51K. See "1.135 financial Series Acosta frouction' below. LOSSyour request, babies n to bent depositsmaw be winchawn, ad shoes of a Morey and may be lopclied and tie proceeds retuned to you a you. startles accoint keener iriormaton about available sweep options, nclaing anew interest rate. and yields, it available al wane ubs cords:rigmarole, from your Frugal Advisor a by calling KO-762-1000 Pisancial Services accent protection The Tien a a member of the Seoinies Investor Protection Corporation (51K), which tracts securities oitonws of is minters up to 1500,000 (including 1250,000for (bins for ail. Esobnatory brochie available upon repast or at wire arc. org The WC asset protecton knits apply to all acents tun you hall in a particular capacity. The Fa. together nosh seminal( Ares. has also purchased applintintal insuige The mai mum amount pryibl• to al ekabk climb, colic-cook Linde' this protection is 1500 million ag of Decenar 10, 2016. SiJoOrt to the polo-you-den ad Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate for all your accounts held n a parental capacity AM copy of thepoky watleg is mailable Won request. Neither the SIPC patch:new the apphrnental protium owly to: • Certain Insets! assets controlled by (and nailed n your account nue) but held away from UBSFinancol Senates For exatple certain (a insurance produts. including wadable enmities, and (i0 shares of tuns! finds registered in the name ol the accant holder on the boots of the issuer or transfer agent), • Immtment contracts or iweirent interests (e 4. limned pattnerships and private placements) that are not regaled under the Securities Act ol 1933; • Commodities areacts (e foreign otchroge and yews metal contrasts). includirg fauns contracts at commodity option contracts; and • Deposit accounts (except remit tries ea deposit at USA, UBS 46 U.S. branches and banks n)theLES FDIC Mood Deposit Program. The SIPC protect on and the supplenental protean do not apply to theo asset even I bey -steam appear on you slatemeres. The WC protection and the appkmental protection cis not protect against changes in the make vale of yam investments (Mother m a eon of market movement, issuer barkmptcy cc othmense) Dividend Reinvestment Program (DRIP) Tx cake reflected is .11) average price You may obtais the actual Free lam you Ina el Advisor . Only ghee shares are purchased under DRIP; Peal shoos will be sold ad the cash wit be deposited in your account The divided renvesiment price applied by Ix 4suer may Oiler fromthe mike pie at which the patio then ro sold Cashielieu Cnk whole urns may be held rt your account. if you see eninted to • pan al Ina as a result ol • eviderd payment a atomise. the Firm wit ether sell paid units at market price a accept an anon determined by a registered cleartg agency, did credit you account. Invenewent ithhectinag The remtmerg objectives ad risk profile a speck to each accent and may vary between you accounts. Please advise the Firm prorraiN in geeing day optics* change in you financial sit/wonor investment objective For each account held you choose one of the f plowing investment objectives: • Produce Correnentroret Investments seelirg the gereraton of none only. CONFIDENTIAL • Acker* Cape/Apperratioe Investments seeking growth of omega' rather than the generation of income. • Prole. Comb...nation of Income an:50000 Apprsce*n. Investments seeki-g both the generation of nccme ard growth of prixj:41. Overall risk profiles • Conservative Socks to mantin natal plc pal with toe re and volatility to the accent °twat even el that means as ocean does rot generate significant income or retire arid may not keep pace with inflate). • Moderate Wiling to move some risk to principal rd tolerate some volatility to seek higher return,. • agaessioe: Willieg to accept hip risk to pincipal ad high volt* to seek high retums overtime. • investment Eigerkey Consoleration: t selectect a portion of the portlolis for that account may include corrpkx trigger% linked liquidity andante- volatiky, Statement •householding• We may coreoldste at related account statements with the 5.1.7* address in the sang grata, et. because they have owes take maintain jig account relationshim wit alw dents a the sire address. you prefer to receive individual statements mailed in sepia imelopes, you may decline bowie:Ming by caning your Financial Advisor Friendly account name The Friendly account none is a estimable -nisknone- clown by you to rant you with your roccedkeepi-g has no legal effect on your account You can change your friendly account nines, through Onine Services a by contacting yam F ?uncial Advisor. Amami atavism • VA" of rout accountgionfolo Net of assets and Iiabilies • Assets Includes avail* cash balances, vibes f or restricted security (est), and Global Time DegeMS, wire-JAYS marts to market, and caftan assets not held by the Fie Does not include unpriced secunieiasseb at the end of the Wm and orrent stigma penods, or prate reesomentvte vd stock options ad cwroabre stool options • liatites hates debt balices, otsterdrag margn loans, credit line slid account balances. • Casheioney balances. Total of uninvested available cash balances, piss de oat balances al affiliated and non-affiliated banks, and money mattel nut al Ltd snap balances, at the cbse of to statement period Non.cormudity free cede bale-tors in you rant re not segregated from other balances and to Fins may use any of these funds tithe ornery courseof its busness These funds a paythle won your dema-d. mis total is &Lad in tie CUThill period closing vale. SDNY_GM_000268132 EFTA_00137502 EFTA01278409 Important information about your statement (OelltInked) Lending information Fee deeded information en the tin's lending axle*, and dekko-res. refer to you CI9m Relaironship Comment or Accosts Agreement rd the General In ad Conditons. LISS Statemenl of Credit ?radices available in Agreements and Duet:tweet at irw ub• cod/ arcaudtkrIntteu. Your suet" Your Oaten-ere rternces securities and other assetsheld in the account al the end of the staemere period You may ra for &Wog of fully pad savories at any tine. You mar receive secunlies used as loan collateral after meg any balance de al them. Any securities Irangemed to the Five dri-g the statement weed are leted at market value as of tfie end of the statemere prod • Cod bask. In determining the coo bast of the secunties inckeded it Oxement where indicated wth the nate Les Felancial Sennces tus riled cn information obtained from sources other than OBS Flynn.' Seniors. relsdirg nforrnation ram another fern a that you may haw provided to you- Finarotal Ackisor. The Fkm does reff independently verity a guarantee the accuracy or validly of any aleernsion movetcl by scams other than LES Financial Sawn. h acklitean, eelneugh LEK F nencial Services gene-alb uPdates this 'Accrue inn SS received, the rem does not provide any assurances that the nformatron ardor "Con base' and • verealeed garl loss' 6 accurate x al the date of the statement. As such please do rex rely on tic iffarnatien w mace purchase cr sale decisions. to tee pa:poses of od remiss. Accounts traeff erred to the Firm may reflect gen. loss Hammen only for the pead of eine they are heel A the inn More historical inform-aeon can be added by your Financial Advisor • Unrealized gaiesfiroteet Nitwit data s sealable, eonwed sneaked gam:losses are calculated fa ncividal secure, lots. The transaction data for iscrivilal lots may or may not idlest arrimmicee. charges rota security reorganitalcn htnits Divided and other reinvestment lots an maternal X purchase bus at each cectimol to display ore averaged lot. the • trade date colmn presents the aging transaction trade date • Callable eearititit Bond and pretend stock that the issuer cats foe ealy rederrption wit be selected *roamer& by lot Iran among all senses of that 6sue held n our none ann.:Wane< name for as climate Call leave riloineuron n obtained from third pries ad es accuracy is rot gat-steed Other call fences may east which [aid Elect eiebt corneae'e information will be provided upon request • Certificates of deposit (CDs). COs se FDIC nsured sp to $250,0)0 n priMpal and accrued interest per &pouter and per depository antiheroes n accordance with FDIC nies. • Price/value Feces disotked for sherries and other produces may be higher or lower than the age that you %cued actually receive in the market. trices se obtained f torn wricen hid prey sources witch we bedew to be relable, bit we do not guarantee trod actuary - We generally use the closing price Mien avilbkCe the mean of the bid and ad prices la kited securities and options or only bid prices la OTC wanks. - Less aetiage traded securities maybe priced uffng * valuation model a the moss were price we obtained and may not reflect an Wu* owlet price a wee - Certain positions may appear *btu' a price ant will dyne as 'price was not evadable' il we re enable to °bean a price for a security. - Deposits or securities derecennated Si (mercies Ohm Von US darn se rel reeled at the ethest rate as of the statement date - For Certain securities trading in nonceofcemes denomiutorn. ;extend qua-trypace vat*) may have been adfusted to facilitate proper valuXroci. To obtain current quotations. when available, comet rats F.uncial Adisa, • Private invidtMentS and tteuagred products Private minim-me watts ere larg drat part Opal nn peg am and real estate tnotstment trust wanes) and 'twolured peaLts are genraly hghly aktuid Certan etructuced products have not been seamed with the Securities and Exchange Ccowissien or under any State SECuntieS laws. We monde estmeted vales fa private mrestilyM securities rid structured products for rilorrnaierul rexposes oily Accuracy is not guaranteed - These values may differ skbstantialty than peas, d any, al which a merge wenn" Warty a structured product may be barjet or sold and do not nwesunk' Wiesen, the value you may recent teen licuidaticn. - ThN party estenkes of tube as as of a awn date and are steepled to OBS Fnarcial Sweets on a regular base by an idependent valuation - Sec general partner or sponsor minuted nem, if rt. are 44:0fied to the F im by the 6Suef, ?meal Wiener a sponsor and may be cakJated based on efferent edormatron Lan that used by !he'd parlin to drive their minuted vales. - You can obtain addekrul Hams-ion regarding the methodology used to deem** the estimate of value ad the date of the ito-mation that is the basis la the estimate by contacting yak Financial Advisor. - Tad party estinaud vales may be reflected as Wce priced' n several aualierre when an We/ardent valuation km has not steepled a unable to assign a va.., when we became aware that a material event has conned Out may (all a previously reported yak* ix* question, Cr nihen a value would be highly speculative due to the nature of the secunty. - When nether an issue, general panne or sponsor est irufird value nor a thidtuny eetimated wake is moaned, the value of the security win be deferent from "swells?? price. - • Devibutrons to date may nix* return of capitaL name or both. • 'Orignal unit me represents the niter offering weeper unrt rod may net reflect you cost basie. - DPP and treated RElf securees re net listed on a rational agates exChangt and re generally acted and then If Hwy can be sold, the vice recent:I may be less than the per Share !stringed saUe yarded n the oxcart statement. • Restricted securities Restricted warren generalk re rot career M Vroglere for Walk sale LOS Financial Services uses the nate price of the aatitated stale of the Salle issuer as an reputed value for the restricted suck For purpoto: of thit statement on4r. To the rodent that restrktecf secures are efroble lot sale, the vake receivedmay be stbstantalk less thanthe emceed vat-et-own • En. kostieneted) incense. Smart yield" and rates. M taints of actual none is baud on wren' dniderd and ntereSt rate., assoming the secsenes will be held for one yea from statement date or umil maturity This estimate is only a guidelne. aconacy rd caminued norm are not guaranteed — canoed anneal income ad anent yield for certan types of seeable-scald fickaie a :Man of prncpal or captalgans n "Arch case the est income Orme current yield would be overstated. — Fainted anal income an Current yield and the actual kart an yield night be twee or higher than the estneXed anoints — An estimate of arrwalged income (divbend actor interest) derided by the current motel vakeraverage balance is based an the Lao dividend or merest payment rnede by the issuer and assumes tie seoskesrdeposts will be held for one year *cm the statement date or until nuterry. Accuracy and continued ydd we not guaranteed • Assets not held by WS Fieenieel Services. Certain assets re rot held by the and eta wehn the Five's possession or (envoi. These assets are depbyed on you statement for informational parposes airy. Positrons and values presented are provided by the issung fern LIEK integer Streets n not response)* nor the oformatron and does not guarantee es accuracy. these assets we not protected by WC or the Ferns stgolemental SW( coverage. • Revenue sharing and additional componsatian. — n acid:iron to ccenmesrons on sales an 126l fees netted n cornea ion with the dierbxon of mutual fans to our dents we anor our affgaie name revenue that, payments from that-viers arids advisors oi the fiUtUil finds that we sell. These asses are hoed on two different conoceents: (0 the mart of sales by ISS of a pendular mrtual lend family to our ciente, and 60 the asset vela of a parietals mutual fun famiVe shame held at tEe fern — We and oa affiliate also receive (*twofers and annbus processing tees in considwahon for transfer aged services that we Fronde to he mi-eual funds These fees "'really are paid from investor assets n the mutual hod and are a feted dolls agnate based cer the ranter of accounts at the broker-dealer holcFng mutual find of that lab Iambi - h ackieron to (comics:ens received in connection with the sake or cestrbutron of enmity <entracte and met reestment trust was to Oct clients, we ardor our afioate receive reverue sharing compeneatron from flurry of the iturance<cmpalies wed-tweeis CONFIDENTIAL the annuty corneas, Abbate. of the mane cempanin a sponsor of the nil investment trusts we distreutt. - In additive to cc:newtons tiCetrtg Iran the ',aches& and sale of Nexthres lade we ardor ox aflame acme an asset-based revenue sharing payment from NextShaes dktf tutors, as well at Iuncle-91/4c technology devetomert, training and *taxation. - Oa if "tales ago receme trading conmsseons and *thee compermatien fromguar finds and Matra companies who* protons we doirbute. - We recent an a-nalfee from MBank USA ad LEG AG Stamford Branch of up to 125 per account sweeping to the banks nicer the LOS Bari Sweep Program Activity Information regadng COMM6SCOS and other charges ixuned n connectron with the execution of trades, ixeides opal transactions has been endrded cn conf hors pros* hem/tied to you, aril will be Provided to you prorrptty cur fewest. Short seeing If you se engaged n short albs a securay, you may incur a charge Ste to certainborn:wig coot for that pal kJ, searity. Open orders Regaining open or • gzollikancellecl' ceders that were riot rotteutad by the statement date, open buy and set stop orders we red iced by the amount of dnidench a rips on an ex -dividends a erorghts elite unless nested otherwise by you. You are responsbk for orders that se executed de to you 'alum to cancel "-Ming open orders. Privacy To often a copy of our current Client Primacy Sim please contact your Financial AdAsce or vier as webute eemm net eneVeriver make. - 1.8$ Financial Services is not The BMA, Bosom Services gaunt BSA and AMA are brokerage accesses which monde access tobarking semen and products tfrougn airangemerts with affiliated barks and other Ihidparty banks, and provides access to Wine nd areurty products issued try umfeliaxid fhiMparty reskorice companies though insmance agency skesidures a (2$ Finical Settees inc. - thIntrstd, i'euranCe, an annuity farcebott - Not CDC nand • free bank guarthlee• May bee vale — WA. Penance Management Accoune. Business Services Account BSA. IRMA and international Resource Management Asset are teen' seed service marks of 185 arsenal Stakes — VISA is a registered nomad owned by Via hternirocel Singe Association an used under dense. The 18$ Visa cede cads rd the LEIS Visa debt cards re sued by LeSBant USA with permitter, fawn Vita U S. A Incorporated All ocher vadwriarke registered vackmarks, service marks and registered service feuds are 01 their respective FaTOthies LISS Financial Services Inc 20'71! SDNY GM 00026883 EFTA 00137503 EFTA01278410 UBS UBS FMancial Services rric Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 cm7ooem37771217 x173 VI 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Indiv: IRA Account type: indwidual Retirement Account Account number Your Knenciel Advisor. SCOTT STACK MAW LYLE CAS18EL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on November 30 IP on December 29(4) RMA ResourceLine at 800-RMA-1000, account 02%23697. Your assets 57,609.16 57,676.64 Your liabilities 0.00 0.00 visit our website: www.ubscomffinanciahmeices Value of your account $57,609.16 557,676.84 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report anntally from tvww.annuakredtreport.com. Tracking the value of your account 1 Thousands Sources of your account growth during 2017 Value of your account at year end 2016 $57,165.97 Net deposits and 570 570 57.2 57.6 57.7 vaddratials -5391.74 • • • • • Your investment return Diedend and interest income 1942.31 Chance in markt?! value .139.90 Value of your eaten Dec 2014 Dec 2015 Dec 2016 Nov 2017 Dec 2017 on Dec It 2017 U7,676.64 SONY GM 00026884 Retirement Account UBS Strategic Advisor December 2017 HIS AN MAXWELL IRA Member SIPC CNP70310008013777 Ne70033i 3i 43 C0004 1217 030575004 TO00 Page 1 of 8 CONFIDENTIAL EFTA_00 137504 EFTA01278411 SUBS UBS Strategic Advisor December 2017 Your account balance sheet Summary of your assets Value on December 29 a) Percentage of your account A Cash and money balances 1,732.88 3.00% Your current asset allocation B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 55,943.76 97 00% E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 000% Total assets 557,676.64 100.00% D Value of your account $57,676.64 Account name: GHISLAINE MAXWEU. IRA Friendly account name:lndiv IRA Account type: Indisadual Retirement Account Account number: Eye on the markets Index Your Nnuncid Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, lifiS Bank USA deposit account, UBS MC insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important in formavon about four statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 29, 2017 3-month Treasury bills: 1.32% One-month LIBOR: 1.56% Percentage change December 2017 Year to date 1.11% 21.83% 1.00% 21.13% 1.62% 25.62% 0.46% 3.54% CNP70010003013778N1,70C0313143 COX). 1217 030579004 CONFIDENTIAL II 001YGM000288tege 2 of 8 EF1'A_00137505 EFTA01278412 UBS UBS Strategic Advisor December 2017 Account name: GHISLAINE MAXWELL IRA Friendly account narne:Indiv, IRA Account type: Indiv.dual Retirement Account Account number Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Change in the value of your account December 2017 (5, Year to dale (I) Summary of gains and losses products (or which gam and losses ale not classified. Realized gains and losses Unrealized gains and lases (I) Wives repoded below exclude Opening account value $57,609.16 07,185.97 December 2017 (5) Year to date (1) Withckawals and fees, Short term 0.00 0.00 -4 40 including investments transferred cut 0.00 -391.74 Long term 0.00 -667.75 -397 49 Dividend aid interest income 103.47 942.31 Total $0.00 -$667.75 -$401.89 Change in market value -35.99 -39.90 Closing account value $57,676.64 $57,676.64 Cash activity summary Dividend and interest income earned For purposes of INs statement, temabity of interest and dnidend income ha been determined From a US tit reporting perspective. Based upon the residence of the account holder, account type, or product type. some interest andor dviCend payments may not be subject to United Sties (UA ardor Pi.eft0 Rico (PR) income tares The (tent monthly datemeM is not intended to be used and cannot be reked upon for tar purposes. Clients should refer to the ap0kide lax reporting forms they teethe Iran LABS annuity, such as the Forms 1099 and the RCM'S 4130. fee ter reporting information. It is the Parke Of UBS to file the applicatte la reporting forms vAth the US interni Revenue SeMce and PR Treasury Crepartrrent, and in suchlonris accurately classify dwdends ardice intent aim exerrpt or taxable income. Pleae consult your Indledual lax prepare. December 2017 (1) Year to date (S) Dividends 103.17 940.69 Interest 0.30 1.62 Total current year $103.47 $942.31 Total dividend & interest $10347 $942.31 See Account Jamey the; month tot detals Fiances in your Sweep Options are induCec lin the cpenng and closingMance:value. FDIC insurance apples to deposits at UBS Bank USA and all banks I:ascii:sating in the UBS FDK longed Deposit Frown n cices not (poly to deposits as UBS AG. Stanford parch or bank deposits placed through the ul3S imernationi Deposit account program SVC protection avers to money marka sweep fund holcings but not bank deposits See important infocntabon about your statement on the last two pages of Ita doctment for detaes December 2017 IS) Year to date (t) Opening balances $1,732.58 $98.00 Additions Dividend and interest income 103.47 942.31 Proceeds from investment transactions 0.00 38,025.00 Total additions $103.47 $38,967.31 Subtractions Professional management fees and related services 000 -391 74 Funds withdrawn for investments bought -103 17 -36,940.69 Total subtractions -$103.17 -S37,332.43 Net cash flow $0.30 $1,634.88 Closing balances $1,732.88 $1,732.88 SDNY GM 00026886 Cele7ooloOte013779 Ne70033I 3143 00031 1217 030579004 CONFIDENTIAL 111000 Page 3 of 8 EFTA 00037506 EFTA01278413 UBS UBS Strategic Advisor December 2017 UBS Bank USA Deposit Account APY Interest Period Nov 7 - Dec 6 Opening UBS Bank USA Deposit balance Nov 7 $1,732.58 Closing UBS Bank USA Deposit balance Dec 6 $1,732.88 Number of days in interest period 30 Average daily balance $1,732.58 Interest earned $0 .30 Annual percentage yield earned 0 21% Account name: GHISLAINE MAXWELL IRA Friendly account namcnIndiv IRA Account type: Individual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - moderate investment eligibtSty ccnsiderat:on None selected Your account instructions • IRS Financial Services Inc is your IRA custodian • tots account cost bash default closing method is FIFO, First In, First Out. Your rinandul Advisor. SCOTT STACK NIANLYLE CASRIEL Retirement services information 2017 Year-End valuation statement - Form 5498 Retain this statement as )our yearend valuation. If you Asset portfolio includes insurance products, unpnced Private investments or if you own Outside assets that do not appear on this statement, we will automatically provide you with an updated year-end valuation in January 2018 This 2017 yearend value of your IRA (or the updated value, if applicable) will be furnished to the Internal Revenue Service. December 29 value $57,676.64 Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period. If this information is not correct, or you wish to change your beneficiaries, please contact your Financial Advisor Beneficiary changes are not effective unless you give them to to in writing and we accept them If you live in a community property state, your beneficiary desgnation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% (100.00%) 0:11170210003013780W000313143 00004 1217 030579304 CONFIDENTIAL I I BBASIY_GM_000268§Ilge 4 of EFTA_00 I 37507 EFTA01278414 *UBS UBS Strategic Advisor December 2017 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Some paces, income and current Mots Sheri' may be Epprox.MV31e. ASS klub. gains aid lases ma/ not be accurately refkaed. See rmporunt infosmafron about your statement a the end of the dxument mote infornaaon. Cash Cash and money balances Cast, and Thorny balances may include avalaile cash balances, UBS Bank USA deposit account balances, UBS F DK insured Rogan Bank Balances, UBS AG Stanford Branch deposit account balances and rroney market mut utl fund sifted balances. See the Important Information Rout sour statement a the end of this document for details about those balances. Hddng UBS BANK USA DEP ACCT ceering baance closing Orlexe on Dec 1 (1.) on Dec 29 (S) Your Pi amide' Advisor: SCOTT STACK MANLYLE CASRIEL U8S Bank USA and at UBS FDIC Insured Progan Bank deposit account tderXes are injured by the FDIC within applicatae 'mu, but ale not protected by SIK. UBS AG Stanford Brant h deposit axe ourt balances are not insured by FDIC and are not protected by 51K. Money market sweep Nuances are protected by 51K but at rot Insured by the FDIC Price per share on Dec 29 (S) Average tate Dein:lend Interest Daaysm period period Cep [mount (S) 1,73258 1,732.88 Fixed income mutual funds Total reinvested is the fold d al reinvested ch,dends It does rot include any cash addends. h is rot a tar lot for the purposes Or &rennin ng hadno peunds or cost basis. The Marta you receive each tine yOu reinvest clvdenCt become 8 separate tax lot. Cost bands 6 the halal purchase COSI of the StOrrity. indudng mnvesteddvdends The cost basis mai need lobe adusted for rerun d capital payments in order to detem-ine the ad rated cost bans for tax (Mating purposes. 250,000.00 Unreake4 (tar) gal' of las is the dfference between the current v‘ue and the cost ban and would generally be your Wade Qua or IOSS if the Security was Sold Goths date The urredized (tad gain Cr loss may need to be acluSted for return d caMS payments in order to determ ne the treated on or loss for tar reporting purposes. Investment return iS the current vdue sinus the amount you invested, b OOPS not Include shares that ere not reflected Oa Put Statement, indudng shares that hare been realized as either a gain or a loss It 85003es nor include cash dudends that were not reinvested Hddng tairriber of shares Purc hr.* pike( Average price per share (a) Client ,nvestment Cost basis (S) Price per 'hat on Dec 29 (1) value on Dec 29(S) Unrealized Clad spin or loss (S) imestment Hddng return CS) period DOUBLE LINE TOTAL RETURN FUND INS% Symbol- DBLTX Trade date. Mar 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.630 18,000.00 57 Total reinvested 41.094 10.694 439.49 10.630 436.83 -2 66 EAI: 4673 Current yield 365% Security total 1,734.415 10.632 18,000.00 18,439.49 18,436.83 -2.66 436.83 JP MORGAN SHORT DURATION BONO FUND CLASS continued next page SDNY GM 00026888 CelP7Ddt000€013781 NP7003313143 00004 1217 030579004 CONFIDENTIAL II Pag• 5 of 8 EFTA_00137508 EFTA01278415 *UBS UBS Strategic Advisor December 2017 Your assets . Fixed income . Mutual funds (cononued) Number Purchase puce Average peke Client Cost Price per share Value on unrealized Rap Investment Holcing Mono of shares per sham (1) investment en basis (i) on Dec 29(1) Dec 29 (1) gain orlon (5) *tan (8 period Symbol: HLLVX Total reinvested 1,796.285 10.992 19,745.09 10.770 19,345.98 -399.11 19,345.98 EAI: 5237 Current yield 1.23% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.060 17,999.99 -0.01 ST Total reinvested 16.000 10.066 161.07 10.060 160.96 4.11 EAI: 4226 Current yield 1.24% Security total 1,805.264 10.060 18000.00 18,161.07 18,160.95 -0.12 160.95 Total 636,000.00 $56,345.65 655,943.76 -$401.89 $19,943.76 Total estimated annual income: $1,136 Your total assets Percentage of Cog Estimated Unrealized Value on Dec 29 (1) your aCCOUCII bas4 (/) annual *come (5) gan or loss (1) Cash Cash and money balances 1,732.88 3.00% 1.732.88 Fixed income Mutual funds 55,943,76 97.00% 56,345.65 1,136.00 401.89 Total $57,676.64 100.00% $58,078.53 $1,136.00 4401.89 Account nine: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number. Your linandel Advisor: SCOTT STACK MAN LYLE CASIVEL Account activity this month Date ACISIy Description Amount Is) Dividend and intinest ;marl' awderck Dec 1 Dvidend DOUBLE UNE TOTAL RETURN WAD 119511 AS OF 1/ 3(Y 17 54.74 SYMBOL DeLTX Dec 1 Cividond PUTNAM SNORT DURATION INCOME FUND Y AS OF 11130/17 21.16 SYMBOL PSDYX JP MORGAN SHORT DURATION BOND FUND CLASS I 23.29 SYMBOL: HLLVX Dec 28 Dvidend Dec 29 St Cap Gain PUTNAM SHORT DURATION INCOME FUND Y SHORT TERM CAPITAL GAN 1.99 SYMBOL PSDYX continued next page CNP70010003013782 NP7000313143 00004 1217 03057500E CONFIDENTIAL I I ggliklYGM00026801J90 6 of 8 EFTA _00 B7509 EFTA01278416 taUBS UBS Strategic Advisor December 2017 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your /Isandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (contrued) Dare kiwi)) Desorption Anoint (S) Dividend and intemstinoome (continued) Dividends (continued) Interest Dec 29 It CapGain PUTNAM SNORT DURATION INCOME FUND Y LONG TERM CAPITAL GAIN 1.99 SYMBOL PSDYX Total dividends $103.17 Dec 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1210617 0.30 Total interest Total dividend and interest income Investment transactions For morel nforrnelon aCcee the me/value shown kw restricted stashes, see Important meetmetion about your statement at the ender this dOCunent. Date Advil,/ CeSolobon Ouanfity Wive (S) Pace CS) Proceeds Irons insestment transactions CB Funds enthdranrn fa imeserents bought (5) Accrued interest (S) Dec I Ronvostment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10 63 NAV ON 11130117 AS OF 11/30117 SYMBOL: DBLTX 5.150 -54 74 Dec 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DVIDEND REINVESTED AT 10.07 NAV ON 11/ 30117 ASOF 1/30.17 SYMBOL PSOYX 2.101 -21.16 Dec 28 Reinvestment .IP MORGAN SHORT DURATION BOND FUND CLASS I DVIDEND REINVESTED AT 10.77 NAV ON 12/27717 SYMBOL HLLVX 2.162 -23.29 Dec 29 Reinvestment PUTNAM SHORT DURATION IKOME FUND Y ST CAP GAINS REINVESTED AT 1006 NAV ON 12127/17 SYMBOL: PSOYX 0.198 A.99 Dec 29 Reamestment PUTNAM SHORT DURATION INCCME FUND Y LT CAP GAINS REINVESTED AT 1006 NAV ON 12127117 SYMBOL PSDYX 0.198 -1.99 Total 4103.17 $0.30 $103.47 SONY GM 00028890 ChiPTOoi CO08013783 NP70033I314300C01 1717 030575004 CONFIDENTIAL 111000 Page 7 of 8 EFTA_00137510 EFTA01278417 UBS UBS Strategic Advisor December 2017 Account activity this month (continued Oat Money balance redivides Nov 30 Balance forward $1.732.S8 Activity Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: Your IIsandal Advisor: SCOTT STACK MAMLYLE CASRIEL Descriptcn Arrount ($) Dec 7 Deposit U85 BANK USA DEPOSIT ACCOUNT A5 OF 12/06/17 0.30 Dec 29 Closing UBS Bank USA Deposit Account The UBS Bant USA Deposit ACCount Is your primary sweep colon $1,73218 CW70310003013784 Ne7000313143 00004 1217 03057%04 End of statement for account number CONFIDENTIAL uMaywmmOrs&B EFTA_0013751 I EFTA01278418 Important information about your statement U3S Fe-uncial Services Pc. (the fern or UBS enact' Strang, is a merrber of all principal weeny, cintrodty and options exchanges. UBS Financial Seniors and 1,135 Bank USA aft i-died subsilones of UPS AG and aftilioes of UBS Seas-tin LI.C. The Fein's f refloat State inert is available upon repast. The Fens exeotte offices are at: UBS Financed Strive, InC. 1200 Harbor Boulevard Weehawken, NI 07086 This Statement represents the onty officialrecord of tot LBS Financial Senates account. Other recalls, sap off Ica tw.dxunentk contanng confliftng data should not be relied wan II youbeen* there is an once a omission phase report it immediately n writing to the Branch le anew of the office weriw your account. Allhosip a Sigmas anon are itended to be accurate, statement data theukf not be used kr tar pirpows Rely scieh on yerend tax lams, Ge Form1099. 5498. 10425. etc ) when prepamg your lax return. the Finn requiredby law towel to tie IRS all liable dividends. inert/Lb rattauble theittend and win hung end an families held n yet axon net proceeds on We break-Ikea, rd cot basidon certain covered Posits. Coeverealatkma with the Firm • Please meat iim any oral cormwneatens in wring tofurther protect your rills. indudro your rights under the Secedes 'meteor Protection Act (SPAT • If thefinancial iftlitution on the top left of to hen of this statement snot U3S Fnaxil Sates, LBS Financial Semites carries year account as dining broker by arra-gerrent wit the I-skated insikdon We inferred you of this relalemshia when you opened this axon. h Ow cast your h it and swilties ie heated at LOS financial Services and rot tie ritodiciw brain, ard you nut make a rend of any error or omission to both firma • As desisted in the account agreements, yew rust reedyus of my inn or lewd noising ducks reflected al Sur statement within 30 days after t was mailed or made bale. • Pleats died *sorter emplane or reins to tie Fim's C fent Relaters Department X201-352-169) or toll-free at 800-354-9103, 8:CO A.M. to 640 P.M. ET Monday through Frday, or in wing to UBS Fiuncral Semites P c., Client Rations Depurtnit P.O. Box 766 Union C Ty, NI 07067. • A II Isements shall be deemed complete ad acoree if not clabclid to iv welting within 60 days • Fa nv sines Call 844412-0%6 or from outside the US.: Cal 201.352-1495 • In um of *mots or western about n elertronic knit transfer (WO. bit payment a UBS Vaa•debit card transact/0ns, call KO-762-10OG a wile to UBS Frenoal minces Ix., 1000 Ranter Blvd, 6th floor, Wodurdon NI 07086, Attn RMAIMA Services. Ca a wite at soon as you can, if you fink gar -flagmen a receipt is *rag or yew need more nftnnaten teat a transfer on the statement or recipe The Film or Cad bsuer (as aftolcaftle) mutt her troMyOu no later Mat 60 clays after the F rm lord you the list statement on which the ems or Problem awned. - hard, yotr name ad accost riteriCer (re my) - Nsabe to error or tie tinder you as inure about, rod triton as diary as you cm why you believe d is an en a why r:u need more Hamann - Providethe doles amo_nt d IN suspected era. The Finn or Card bsuer wit instigateyour complied and will coned my error promptly. For alleged own I-noting UBSVia•clebil cad transact:art if we take more than 10 bus less days to do this, we will credk yet acorn for the amount you thin a in error. so that you wit have the use of the money dunng nhe rim it takes us to complete our iwestiption. Please make all checks payabt to the Fern or the Insight instation notated on tie tont of tha statement In addition to ntgdar assault lees, accounts mw be abject to mainnaree hes. Wages for We down for securities purchases and charges is unpaid arTcuts n cash amines. Accounts that ae tansterred to other instate:el& may be subject to a Vander are. UBS Sweep Options LE5 offers options for mewl% cash balances to bat detest encases al non-edited bales ad %kited bank MM./ market mutualfunds (Money Funs) end to rdematenal °Wort ancart (CA) kr cuttanea wit an International Rescue, Management Accost. Deposit account al UB5 Bak USA and non-affiliated banks participatng n the UBS FT:Canned Deposit Progran are FDIC -imured in accordance with f DIC ales. Foe mere rifornaten, please visit *wiry fdic.gok Deposit accounts at UBS AG Stanf ord Brand, and than of Monty Fuxb are rot intend by the FCC Through tie Dak cash balances ere swept to deposit accounts at UBS AG New von Brody a-dUBS AG Caplan Branch. These deposits are not itured byte FDIC. Balances held at tie LES AG Cayman Branch ate terpiany Pposed tote sovereign ra of the Cayman blends, id there is no grantee or whet obligation of UM AG lo repay the balances while on the UBS Cayman Branch's books. Bare deposits are not protected by 9PC. Money Fund shires are protested by 51K. See "UBS Finer-eel Senna Accent Protection' below. 14Xn your request, balances n the bark deposits may be wielawn, and shots of a Money hat may be ligachtect and tie proceeds retuned to you a your swains acs t. Fustier Mariam about available sweep options, inching current interest rate. and yields, it available at wow ubs corriernewyekk from your Financial Advisee or by calling 8C0.762-1000. UBS Pisancial Sendai moist protection The Firm a a meirter of U. Seardies Investor Protection Corporation (SIPC), Mich protects securities customers of as merrters up to 550),000 (including 5250.0% for Wins for cash/. Elobnattry broChse audible upon regest or at ewe apc.org the WC asset protium limit apply to all accosts that you hold in a particular capacity. The Firs, together wit certain aff karts, has also PartbaWd kOplemental innate hie mat mum amount pile* to at elgbt clients, colkewey Linde' this protection is 5500 million as of December 10, 2016. &iota to the sok-yarding at limitations, cash at the firm is further protected to up to tit million n the aggregate kr all your accounts heal n a parikulat capacity. AM copy of the poky wadi-9 is wallet upon request. Neither the SIPC protectionnor the swphrnental protium apply to: • Certain Inancial assets controlled by (and hailed n your account value) but held away from UBSFinancol Senecas For exarole certain (i) insurance ne alai% including variable mutes, aid 00 shares of Math' lends registered h the name of the encase holder on the hoofs el the issuer or wander agent), • Imeontnt attracts or invearnent :wrests (eg. limned partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contacts (e.9, foreign adverse Sid pin Oa metal catatsX incluclro faucet contracts ad commodity option contracts; and • Deposit accounts (except certificates of deposit) at IRS Bat USA, UBS AG U.S. beaches arid barks n the FDIC Insured Deposit Program. The SIPC protiton and he suppinental protium do not apply to the-4 assets own if theyotherwise appear on prat statements. the WC protector ad the ea:ohmage' protection des not protect agate changes en the mind vale of your investments (whether to a result of market movement, issuer bankruptcy a' otherwise) Dividend Reinvesbnent Program (DRIP) the one reflected is all average YOu may often the actual an Iran par Financial Advisor. Orly Thole sham are purchased under DRIP; panel shires wil be soli ad the cash wit be deposited re your account The dividend renvestmert pence tippled by tee after may Oiler from the market price at which le panial shares as sold Cash-So-lieu Ply whole urns may be held el par octant. If yea at entitled to • pad al vie as a result ol • chided payment a atomise. the Finn well either sell pa-tial units at market price a accept an afford detemined by a registered deat% agency, ad credit yet accost Investment atigoethee The rmstmert ohectine and risk profile in specie to each account and may vary between yes octants. Pins advise the Finn prorrpty in venting d ay significant change in you Is-taxi.' sikebon or investment °beets*, For each account helk yw choose or* of the (clewing investment objectives: • PioduceCcerentftworec Investments net:lathe gereraten of nccme ork CONFIDENTIAL • Acker* Capital Appreciation: Investments seeking growth of omega' rather than the generaten of income. • Produce Combnatem of Moog,. and Capital ApprerraMa Investments seeki-g both the generation of nccme and growth of pricjai. Overall risk profiles • Conserve*, Soaks to mardan nitul plc pal with low roh ad ealatilay to the accord owral. even 4 that means tie accost does not generate significax income a rains and may not keep pace with inflaters. • Moderate Wiling to *coast some ride to principal rd tolerate sane volataty to seek kicker return,. • Algyaressise: Wilt-giro accept hip risk to pincipal at high volatility to seek high returns overtime. • rniestment Elgithly Consideration: If selecteg a portion o4 the portfolio for tat account may include compare trategm. tinted liquidity andante.- volatilty. Statement •hcesehalding• We may consolidate at related account statements with the sore address in the same envelope. eg. because they have owners who ako mantan jolt saws relationshaos well otter dents at the sine address. If you bale to rude indiedual statements mailed 'n sepaate imelida yea may decline howithceding by casing your Financial Advisor Friendly account name the Friendly account name is a customizable 're:knows clown by you to assist you with your recardkeeping has no legal effect an your account t0.1 can chs-ge your Friendly account nines, through Onine Services a by reenacting pos f nonce Aduscr. Accost oventiew • Yob's( eon aaountrporthlea Net of assets ad litiltes • &gets Includes available cash balances, wakes far restricted scurvy (eat), and Global Trne Pewits, unrukzed marts to market, and calash assets not held by the Fim Does not include unpriced wuritiegassets at the end of Mn pia and assent stamen genets, cr prime neftmentk u vd stock croons ad (ab • i de stods options • (abiaties inclades debt rd margn lout, credit line, ins accord batmen • Casfinioney balances. Total of uninvested avalabi cash balances, pin deposit balances at affiliated a-cl non-aff kited banks, anal money mated rout al Lad sweep balances, at the close of tie awartent paint Non.cormicdity free cede Winne in yar roans ore not segrtgaled from other balances and to Firn Flaw use any of these fads nth, ordinary course of is busness These funds re payable won your derna-d. This total is ncLded in the anent period closing vale. SDNY_GM_00026892 EFTA_00137512 EFTA01278419 Important inforn ration about your slalemen1 (POnlinbed) Lendng reclamation FC cletaied ml ormatcn on the Frm's lindens orrice, and deceires refer to you. Client RWursnin Airtime-it or Accont Agreement rd the General leans and Conditions L85 Statement of Credit Practices available in AgnemeM3 and Out blurts at asst uk.com/arcouredeebttou. Veer snots You Sambre dernetS writhes and other assetshell in the accord al the end of the statement period You may ac for &Won o IS./ pad :co-edits at are tine. You may receive set unlies used as loan collateral after swig any balaxe de an them. AN securities itanOeceecl to the Fine &ring the statement peed are listed at maket value as of the end of the statement triad • Cost balsam an determining the cost bays of the seines included in this Satiment where indicated rash the nutter Les Friancial Services riled on information ceained from sources other !hen OBS Financial Seethes, relislirg demotion fro fine or that you may have provided to you- Financial Adrisor. The Firm does not irdeperdently vedy cc gawantee the rosary or validity of cry ticenthon provided by sauces other than IBS en Seethes ankfilion althoughLOS F inertial Seven sweaty updates this rilavnalian mei, received the Frm don not provide any asSUrances that the nformation seder "Cost beta' and lat ealsed gannets' 6 accurate as of the date of the statement. As such please do rot rely on this information to nue purchase cr sale decisions, for tai parpOSAS of ad mthis.. Accounts trareerred to the Fie may reflect gearless Mammoth only fa the period of eine they are bed /A IF* ism MoreNue/cal *Hamann can be relied by yar Financial Advisor. • Untamed gains/losses data is malt* esnwedirreakzed gen:losses are calcubad for ncivilial sectary lots the transaction data fa ndtvilal lots may or may not reflect commottee. charges rotor security reargannai on rants Dirdend and other retwestroiot lots and systemai ic purchase Sols are each combined todisobeyat averaged lot. The • trade date roampresents the agnel transaction trade date • Callable searkies Bonds and preferred stock that the issuer cats fee ea redemption wit be selected irrtartially by lot from among secuthes of that issue held n our name or n nominee nor la err clients Call feature Madmen n obtained from third patios and its acctracy is nal gwantetd Other call f eaves may ant which cuff then Web complete informs will be proved upon atheist • Goatees of deposit (CDs). COs FDIC nsured Lip to $250,0)0 npr .n accrued interest per deposer rd per depository inslittizet in accordance wit, FDIC Wet. • Pricelvalue Prices displayed for secistes end other prodals my be hgher a Sower than the price that you would actually receive in the make. Prices re obtained from varsas hid pry sources thch we *Lew to be rekabb, but we do not guarantee their ascii acy - We generally use the clang price when available ce the mean of the bid and ark prices la kited srudies and options or only bed prices la OTC secunties. - Less arena/ traded securities may be seised usn9 e valuation model a the mot recent price we Waned and may not reflect an actual nark* price a aka - Certain poseens may appear without a price aid will thow as 'price was not available' il we re unable to obtan a price for a acuity. - Deposes or sewer*, denominated in carencies other thin US death are eel kted at the eithange rate as of the statement date — Fee certain securities wading in nano:oh:ern-as denominators. price and quatily dace vale) may have been athusted to facilitate proper valuation. To obtain tureen quotatiens, Mtn avaicabie, contact your Fencial Aden • Private inventorial wad tine:Cured products. Private nwslent acute, (ex Lid no diem Parl <cabal program acid real estate 'imminent trust writes) and structured palms are genrala hghly Wird Certain averted redacts haw not bean registered with the Seco:ties and Exchange Ccornssitn cc under any nate SeOuntmit last We prole estmated vales for private nvellityM smarms and structured products for ermine , panne, only Accuracy is not guaranteed - These values may differ sLbstantialty from price, any, al which a private rnestment security or structured product may be boveit or sold and do nor necessarily ,05,05011 the value you may recent upon liwidation. - the party tamales of vale re as of a certain date arid are s eplied to LIDS inertial Services on a regd. base by an independere Sidon I' irn. - Issuer, general panner or sponsor *sleeted vales. if ley, are applied to the Finn by the issuer, general partnw or sponsor and may be cakr,Lated based on (Meant rdorrnation Iran that used by Med parties to derive live filM.lted - You can obtain addithel reamed* (earring the methodology used to &semi* the estimate of ells ad the dale of the ithamanon that tithe basis for the estimate by contacting your Fennel Advisor. - Mid party est-mated wars may be reflected as 'Nee anted' in several author's. when an steepen:lent valuation Ian has not suppled a is unable to assign a vaiat, when we become aware that a nulwir event has conned that may tall a Istewaudri reported yak.. Sato Question, cc when a value would be highly speculate due to the nature or the secunty. - When nether an ester, general prier or sponsor est Mated value nor athidsany estimated vale is ponied the vale oF the stoney wit be deferent from its ;eschew pre. - •Cirsteibutions to dale' may nix* return of cape*. name or both. • 'Orignal unit we' represents One initial offering weeper unit and mw not reflect you cost basis. - OPP and tented REIT secures are not lead on a national securities esdunge, arid re generally itard and even if they can be sob the price rmentid m less than the per tare minuted vain. crowded n the accost at element. • Restricted securities Restricted settees generalb are rot currently Pagible for public sale WS Filial/gal Services uses the market price of the wrestritted stock of the same ester as an mpated value fa the restricted stock for popow: of the steinnonf on4r. To the runt that renamed securities are ant* la sale, the aka receivedmay be stbstantialb kiss than the mixed vela shown • En (1493/TIKINO income, current yields and rata. An en Mats of three income is bed on rural dniderd 3rd rarest rates, assigning the settees will be held for the year from statement date or util maturity This estimate is only a gudethe. accuracy and cothinued necene are not goateed — Estimated astal income rid current yield for cenan types of seethestoad nclde a :nun of portal or captal gains n which case the est income ( and current rekl) would be overstated. — Estineted antal income and current yield and the rasa' income and yield mugs be lower or higher than the estm*ed amounts - An oslanale of revalued eon* (dividend Yea interest) dinded by the current mallet valsravaage balance a based an the Lan &aloud or Merest payment made by the issuer and ream the secureeSdesosts will be held for one yea kom the statement date r until maturity. Accuracy and seethed yell we not guaranteed • Mans not hekl by UPS Flare* Service. Certain assets are not held by the F arm and not wttin the Frm's possession or caw*. These assets are depbyed on yam. ststerrent for informational purposes Grey. Positions and values presented are provided by the issuing fern UEK Fennel Serves is not responsible for the cleanses* and *es not grantee es accuracy. these easels are not protected by set or the Fents supplemental WC coverage. • Revenue daring and additional compenratien. — n alien to commesons on sales aid 120-1 fees received n conned* with the digression of newt lute to our <kern et axle our at Male nee*. revenue Owing payments from ddrinslers ardor advisors of the milted funds that we sell these them are toad on two different components: to anent of saes by IBS of mutual fund fray to otr dents, and 60 the asset vala of a ParketAr mutual kind f shares had* the farm — We and our affiliate also receive nettiorkrag and annbars processing tees inconsideration for transfer aged senrices that we prove to the maul, It These fees generally ire paid from Mester assets n the mutual fund and are a bred dollar arced based on the rumba of accounts at the broker-dealer holing rrtAill hinds of the tub family - n addition to ccenmicskins received in connection with the sate or thstrbuten of arnity oxcarts and unit nester* trust unts to our events. we ardor or Abate receive reverie shying coneration from nary of Th. insurance competes inbreeding CONFIDENTIAL the annuty tants, Abates of the mune companies or sponsors of the unit invettment mats urn dstripute. - In addition to commissions need fern the pada* and sale of Nexthires funds, we ardor au affiliate retest an nut -based revenue sharing poyent Iron NonShares cliarlawas, as well as I iirdieg for Unhook % *absent. siring and telethon. - C's affiliates alio recs./evading cormnssions end other compensate Pornnewt lands and ITISVINICt ortunits those products we cfnebute. - We receive n ritual fee from LBS Bat USA re LOS AG Stanford Breach of up to 125 per account sweeping to the banks under the LOS Bare Sweep Program Activity reformation regring CCO1M6SiXTS and other charges incurred in connection web the execution of trades, inaidng open transactions has been Mudd Mk/nation: previously furnished to you, rot will be Provided to you prerroptly on repaint. Short selling II you ire engaged in short selling a securty, you may incur a ch.vge die to rerun borrow:no cons for that Palely sectary. Open orders Regarding open or 'gzoillortancelktl' ceders that were riot woad by the statement date, open buy and set stop orders are ridded by the rose of dmdenok a riles on an *dividends a evirshh date unless instructed othearise by you. You re respamb/e for orders that are executed dr tows 'alum to cancel vsAtim9 awn orders. Privacy To plasm a copy of our current Client Primacy Notice, please contact you. Financial Adder or visit a s web to at semwiiin namtherminfee. - LBS Financial Selves is not a bath. the RMA. Business Services Account BSA and AMA are brokerage accounts which provide access lobar* ing S./vices and products trans, anangements with affiliated halts and other ihidipaity baits, and provides access to nuance rid awn* products issued try doff:liaised ieltaty mete companies though irexraroo JigtelCy °Sabres of IBS Finencol Series Inc. ▪ rmninwnt 61utlerfe, end irnuity pocket - Not FDC need • No bank guarantee* May lest vale — OSA. Penance Management Account, Business Services Account BSA. IRMA and international Restate edam:kr:int Account re ',gamed service marks of UPS F runnel Service, — VISA is a registered stormed owned by VW httrnaticcel Sense Association ad used under kerne. The LOS Visa credt cads ad the LOS Visa debt cards are issued bi MBank LISA with permission horn visa U S. A Incorporated All ocher trademarks. registered trademarks, sentke mats arid registered service malt are of their respective canaries UPS Financial Services Inc. Rev 20171' SDNY_GM_00028893 EFTA _00137513 EFTA01278420 UBS yes financial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CW70057465230718 VI 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Individual Retirement Account Account number Your linandal Advisor. SCOTT STACK untotYti CASRIEL Phone Value of your account Questions about your statemer47 Call your Financial Advisor or the on December 29 (S) on January 31 (S) RMA ResourceLine at 80ORMA• MOO, account 02%23697. Your assets 57,676.64 57,386.41 Your liabilities 0.00 0.00 lisit our website: www.ths comifinancialservices Value of your account $57476.64 $57,386.41 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularlyy. Also, get your free credit report annually from www.annuakreditrepott.com. Tracking the value of your account S Thousands Sources of your account growth dudag 2018 Value of your account at year end 2017 $57,676.64 Net deposits and 570 570 57.2 57.7 57.4 writhdravalS •5l 06.66 • II 5 • 0 Your ovestinent return Diedend and interest income 89691 Chance in market value 4280.48 Value of yet. arcant Dec 2014 Dec 7015 Dec 2016 Det 2017 tan 2019 on Jan 31,2018 S57,385.41 SDNY GM 00026894 Retirement Account UBS Strategic Advisor January 2018 HIS AN MAXWELL IRA Member SIPC CNP70009305746523 NP7000197t65 00004 Oils 030575004-0110000 Pap 1 of 8 CONFIDENTIAL EFTA_00B751kt EFTA01278421 I_ UBS UBS Strategic Advisor January 2018 Your account balance sheet Summary of your assets Value on January 31 a) Percentage of your account A Cash and money balances 1,626.54 2 83% B Cash alternatives 0.130 000% C Equities 0.00 0 00% D Fixed income 55,759.87 9717% E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 0.00 000% Total assets Value of your account $57,386.41 f57,386,41 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:lndiv IRA Account type: Individual Permanent Account Account number. Your current asset allocation A D Eye on the markets Index Percentage change January 2018 Year to date S&P 500 5.73% 5.73% Russell 3000 5.27% 5.27% MSC I - Europe, Australia & Far East 5.02% 5.02% Barclays Capital U.S. Aggregate Bond Index -1.15% -1.15% Yourigasocial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VEIS Bank VSA deposit account, UBS INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances- See the Important information about ;our statement on the last two pages of this statement for detaks about those balances. Interest rates on January 31, 2018 3-month Treasury bills 1 45% One-month LIBOR: 1.58% CNP 700013005746524 NP7080 197165 00804 0118 030575004 CONFIDENTIAL Ceigt#451GM_0002881k9e 2 of 8 EFTA 00137515 EFTA01278422 $UBS UBS Strategic Advisor Change in the value of your account January 2018ft Year to date (5) Opening account value $57,676.64 $57,676.64 Withckawals and fees, including investments transferred out -106.66 -106.66 Dividend aid interest income 96.91 96.91 Change in market value -280.48 -280.48 Closing account value $57,386.41 $57,386.41 Account name: GHISLAINE MAXWELL IRA Friendly account name: lndiv IRA Account type: Indbedual Retirement Account Account number- Dividend and interest income earned For purposes of His statement, teetablity of Interest and dividend Income has been determined frcrn a US tar reportirg penpeclire Bawd upon the residence of the account holder, account type, or product type, some interest ands dviCend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tames The (tent monthly statemeM is not intended to be used and cannot be resell upon for lac purposes. Clients should refer to the applicide tax reporting form they receive Iran UBS annuity, such as the FormS 1099 and the ROMS 480. fa tax re001fM9 information It is the Practice of UBS to file the 43:kat* tar reporting forms with the US Intend Revenue Seance and PR Treasury Department, and in such torn accurately classify dividends ardra intent as lac exempt or tacable income. Pleat consult your indudual tar preparer. January 2018 (3) Year to date (S) Dividends 21 02 21.02 Interest 0.07 0.07 Total current year $21.09 $21.09 Prior year adjustment 75.82 75.82 Total dividend & interest $96.91 $96.91 Summary of gains and losses values reported aloe., exclude products for which gans and losses are not classified. Realized gains and losses Unrealized January 2018(1) Year to date (1) gains and bsses (1) Short term 0.00 0.00 -196.23 Long tens 0.00 0.00 -486.14 Total $0.00 $0.00 -$682.37 Your /Isandal Advisor: SCOTT STACKMANLYLE CASRJEL Cash activity summary See Account activity rho month tot deta &dances In your Sweep Options are induded in the cpenng and closing balances yaw. FDIC insurance applies to deposits at UBS Bank USA and as barns paticipaiing in the UBS FDIC Instated Deposit began. R does not /pay to deposits an UBS AG. Stanford parch or bank deposits placed through the U85 intemlioni Deposit Account program WC protection 4:ateS to money market sweep fund holdngs bus nor bank deposits See important information about your Statement on the last twopages of Ihn document for details January 2018 (5) year to date (S) Opening balances Additions Dividend a-id interest income 11,732.98 96.91 $1,732.138 96.91 Total additions $96.91 $96.91 Subtract/Ons Professional management fees and related services -10666 -106.66 Funds withdrawn for investments bought -96.59 -96.59 Total subtractions -$203.25 -$203.25 Net cash flow -$106.34 -$106.34 Closing balances $1,626.54 $1,626.54 SDNY GM 00026896 GIPM00330574652S NP7000197165 00034 01 16 030579004 CONFIDENTIAL ODCOCO Page 3 of 8 EFTA 00137516 EFTA01278423 *UBS UBS Strategic Advisor January 2018 UBS Bank USA Deposit Account APY Interest Period Dec 7 - Jan 7 Opening UBS Bank USA Deposit balance Dec 7 $1,732.88 Closing UBS Bank USA Deposit balance lan 7 $1,733.20 Number of days in interest period 32 Average daily balance $1,732.93 Interest earned $0 .32 Annual percentage yield earned 021% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiwthal Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Fruncial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your list profile: Primary • Moderate Investment eligtbthty consoleratton None selected Your account instructions • I. y$ Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your linandd Advisor: SCOTT STACK MAMLYLE CASRIEL CNP7C008005746526 NP70C0I97I65 00004 0118 030575004 CONFIDENTIAL COMBLYGM00026809e 4 A EFTA 00137517 EFTA01278424 4t UBS UBS Strategic Advisor January 2018 Your assets Account name: GHISLAINE MAXWELL IRA friendly account name:In:11v IRA Account type: Individual Retirement Account Account number: Some ones, income and current vdues Shona may be approxiinale. AS a kit*. gam at losses may riot be accurately reflected. See Amount infomotofon about your statement a the end of ths dxumem for more Infornason. Cash Cash and money balances Cast, and morey balances may include avalade cash balances, UBS Bank. USA depot account balances, UBS FDIC insured Rogan font: Balances. UBS AG Stanford Branch deposit account bdatces and money Markel mut utl fund sweep balances. See the Important information about goof statement at the end of this document for details about those balances. Hddng LISS BANK USA DEP ACCT cream? bdernitt Closing bdarice on Jan 1 (1) On Jan 31 (S) 1,732 88 1,626.54 Fixed income Mutual funds Total reinvested is the told ol al reinvested dvdench II does rot include any cash dviderds Nis rot a tax lot for the purposes 01 delermin ng hdding tienocis or COST bass. The shares you receive each time you reinvest dedenct become a separate tax Cos: basis n the total purchase cost of the security. Inducing reinvested doe:ends The cost basis rnay need to be aclusted for return d total payments in order to detem-ine the al toted cost bags for tax (Mating purposes. Hddng rawrber of shares Purchase pricer Average rite per share(!) Client investment DOUBLE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 46.032 10.687 EAI: 4670 Current yield 3 67% Security total 1,739.353 10.632 18,000.00 JP MORGAN SHORT DURATION BOND FUND CLASS I Your ri floods' Advisor: SCOTT STACK MANILYLE CASRIEL UBS Bank USA and of UBS FDIC insured Procyam Bank deposit account baerKes are insured by the FDIC within nticabse Imu, bul ale not protected by SIPC. U85 AG Stanford Brant h depart account balances me not insured by FCC and me not protected by 51K. Money market sweep biances are protected by 51K but are rot Insured by the FDIC Price per share on Jan 31 (t) Average rate DuldendinseHst Ohs n period Peeled Cep amount (S) 250,000.00 Unreak•e4 (fan) gain or /as is the dfterence between the current vane and the cost basis and world generally be your Node con or loss rf the security was sold on INS date The unrealized nag gin a 106s may need to be aclustea for return of capital Dathents in order to deterrh ne the realized win or loss fa tea reporting purposes. Investment return iS tne current nitre mous the amount you invested doeS not Indule shares that me not reflected on mur statement, inddttng shares that hare been red sre0 as either a gain cc a loss It *SO does fury include cash dedends that were not reinvested Cost Price per share basis(!) on Ian 31 (S) value on Unrealized Clai) irnestment Heidi"; Ian 31 (S) spin or loss (1) return (S) period 18,000 00 10.510 491.98 10.510 18,491.98 17,7%.80 203.20 ST 483.80 -8.18 18280.60 -211.38 280.60 continued next pa9e SDNY GM 00026898 CriP7C0033057466.77 MI0011197165 00001 0116 030579004 CONFIDENTIAL 000000 Pogo S of 8 EFTA_001375 IS EFTA01278425 *UBS UBS Strategic Advisor January 2018 Your assets . Fixed income . Mutual funds (continued) Number Purchase prat Average peke Client Cost Pnce per shoe value on unreallod Cal investment Hddng Hddng of stares geisha'. (f) infant/1ml (f) bash(:) on Ian 31 (1) Ian 31 (1) gain orlon (5) return (I) period Symbol: HIM Total reinvested 1,798.244 10.991 19,766.11 10.720 19277.17 -488.94 19277.17 EAI: 4245 Current yield 127% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.000.00 18.00090 10.070 18,017.88 17.88 ST Total reinvested 18.294 10.066 184.15 10.070 184.22 0.07 EAr. 4229 Current yield 1.26% Security total 1,807.558 10.060 18,000.00 18,184.15 18202.10 17.95 202.10 Total 436,000.00 $5644224 155,759.87 4682.37 119,75927 Total estimated annual income: $1.144 Your total assets Percentage et Cost Intimated unreason Yaue on len 31 (I) your SC count bash (f) annual Incare (5) gain or loss (5) Cash Cash and money balances 1426.54 2.83% 1,626.54 Axed income Mutual funds 55,759.87 97.17% 56,442.24 1,144.00 -682.37 Total $57,386.41 100.00% $58,068.78 $1,144.00 4682.37 Account name: GNISLAINE MAXWELL IRA Friendly account name: Indiy IRA Account type: Individual Retirement Account Account number: Your Ii Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL Account activity this month Dale AClitity DeurOlion Amain (f) Dividend and interest income Dividends Interest Mscflaneous Jan 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I SYMBOL HLLVX 21.02 Total dividends $21.02 Jan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01:0918 0.07 Total interest $0.07 Jan 2 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 1212917 SYMBOL: DBLTX 52.49 CNP70303005746528 NP7000197165 00004 0118 030579304 CONFIDENTIAL continued next page 0309/Y_GM_000288glie 6 of 8 EFTA_00137519 EFTA01278426 UBS Strategic Advisor T January 2018 Account activity this month kontimedi Date Mihaly Dividend and interestMonne (continued) ArOscellaneous (continued) Jan 2 Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 12129/17 23.08 SYMBOL; PSDYX Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number. Your N nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL DesceptIon Amount (S) Fees Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 212g 17 0.25 Total miscellaneous Total dividend and interest income Date Actiiity DticnplIon Jan 24 Fee Charged QUARTERLY FEE -106.66 Total professional management fees 4106.66 17582 996.91 AfilOtelt (S) Investment transactions For more inforrnaton tour Ire pritW value shown br restricted secutties, see important information about your statement at the endof this document. Date Actuity Desciipbon Proceeds from investment Oanity Vat* (T) vote CS) transactions (s) Funds withdrawn fp Accrued ovesiments bought (5) imeresl (S) Jan 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.63 NAV ON 12/2917 ASOF 1212917 SYMBOL: DOLTX 4.938 52.49 - Jan 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.06 NAV ON 12/n17ASOF 12/2317 SYMBOL PSOYx 2 294 23.08 - Jan 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.73 NAV ON 0112318 SYMBOL: HLLVX 1.959 21.02 - Total -$96.59 Date Attivity DoliCiptai amount (a) Money balance activities Dec 29 Balance forward 11,73228 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12129117 0.25 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01105/18 0.07 Ian 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/24118 -106.66 Ian 31 Closing UIS lank USA Deposit Account S1426.54 The uBS Bank USA Deli051 APount Is your primary sweep Colon SONY GM 00028900 CHP7C003005746S29NP7003197I6S 00004 01 IEt030579004 CONFIDENTIAL 000000 Pap 7 of 8 EFTA_00137520 EFTA01278427 *UBS Your notes cm, .....nanon.,....,,,n.c ,,na. End of statement ....um numb.... CONFIDENTIAL . 0450,,mono26019... EFT,00B7521 EFTA01278428 Important information about your statement U3S Fiuncial Services Pc. (the Firrn or UBS Fnercial Strobes). is a mother of all principal security, ocmrrodiy and cohort; exchanges. UBS Financial Semler, and 1.85 Balk USA ate retied subsideees of UBS AG and aft iharos of I/B5 Securities LLC. The Fines Inanoal statemert is available upon request. The Fins. exeosire *lies at a. U3SFinricel Serrces 1200 Harbor Boulevard Weehawken. NJ 07086 This statement reaesents the only off icial record of your LB5 Financial Services account. Other records, meat official tw.docunents. contanng confliOng data should MI be relied wan II youbathe there is an eta a omission please report it immediately n writing to the Brand, Manager of the office wag your account. Atta4' a liguree show are Mended to be amine, statement dna Mulct not be used for tar pwposes Rely solely on yeamnd tax kerns, (Le , Form 1099, 5498. 10425. etc ) when prepathg your lax return. The Fim required by law to report to tie IRS all taxable dividends, report/kb non-Guth oktiokna and usable interest erred on feWitiel held n your wart net proceeds on We trreact ore, ad con basis sn certain covered secuties. Covaronlatians with the Firm • Please mood iim any oral cormronciono in writ ag tofurther protect your Mtits. indudrg your reties under the Se shies Investor Protection AC (SPA). • If thefin/a* ithitution an the top left of to front of this slimiest snot LBS En:rani Strokes, LBS Fironcial Senices carries you =aunt as clearing brisker by arra-gement with the tdcated insittion We informed you of this relalontno an* lrat opened this axon. h the cast your ksa aid seoslties a* located at LOS financial Services and rot the ritodaci-gbraer, and you nut make a nor of rip error or omission to both firms • As delated in the account 07001nin1S, )01.11‘10 roily us of thy enors or Laud Waiving d-ects reflected on your statement within 30 days after t was mailed or made available. • Pleat* &vote/goner complains or i-garies to the Finis C fent Relations Department at 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to6 CO P.M. ET Monday through Friday, or in wing to WS Financial %nice lx,, Client Relatiens Depairnat P.O. Box 766 Union C ky, W 07067. • A II sliements shall be deemed complete ad *sae if not cisbolicl to in writing within 60 days • Fa TT' services_ Call 0444124986 or nom outside the US: Cal 201.352-1495 • In um of *nets or winters about in *Weenie krith transfer (0FT). bit payment or UPS Visa•Mbit card transaMores, call 033-702-1000. a wile to UPS Financial Gnices Ix., WOO Harbor Blvd, 6th floor, Weehawken NI 07086, Ants RI/MESA Sikes Cal a write as soon as pm can, if you tile yes sea gment a receipt is wing or 4 you need more filomsalcn Nate a tratsler on the statemert or recipe. The Finn or Card Inuit Gs amicable) must her I romyou no later than 60 days after the Frei sent you the tnt die 4014.11 on which the error or Problem a/Pethed. - Proved, yotr name id axon fluster (4 any) - Nitta Ile error or tie tither )Cu re inure about, rod flaw as dearly as you can why you believe t is an UM! Or why you need more reformation. - Naiad. the dolor amotnt of to suspected era. The Finn or Card Issuer wil inestgate your complaint and set correct thy war promptly. For alleged won involviw UBSVba4debil ca-d Ma-each:am if we take more than 10 bus mess days to do ttes, we MO credk vas accarel for the amount you thinks in error, Botha you wit hew the use of the money clueing tie tine it takes us to ccmplete our iwestigption. Please mike all checks payable to the Firm or the lihnml instiution merited on tie front of the statement In addition to regale accost fen 41110111K may be "Awl to mare:name lees, chirp's for late payment Ice securities purchases and charges lee unpaid arrants n cash accounts Accounts that at transferred to other instaiens may be subject to a Pander lee. UBS Sweep Options LES offers oaken lee sweeping cash balances to ba-k depose acccufts al non-ablated bats rd affiliated banks, nwie7 market mutual f unds (Money Funds) and the MernatisnalDeroorot Accost (DA) for customers with an International Leone Managerrwt Accost. Deposit accounts al UB5 Bo* USA red non-aff Pelted banks panicipatng n the UPS FDIC4nsured Deposit Frogmen are FDIC.imured in accordance with MIC mks. Fa more inkonatith, please visit *win fdic.gov.Deposk accounts at UBS AG StanfordBranch and shies of Money Ands are not toad by the FDIC. Through tie DA, cash balances me swept to deposit accounts at UBS AG New von Brarrth UBS AG Cayman Branch. These deposits are not insured byte FIDC. Balances held at tie LES AG Cayman Branch are temp:rant imposed to to sovereign run of tie Cayman blinds id there is no garnet or abet obligation of UM AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by SiC _ Money Fund shies re protested by 51K. See 'UPS Financial Sete" Accent Protection' below. Llin your request, batmes n the bark depositsma. be wendawn, and shaves of a Gamy Fug may be Itprobted and the proceeds Mind to you a you' 190.1114$ wont Further itormatcn about available sweep options, inclang current Merest 1.11t4 and yields, it available mew ubs corriwnewyelit from ywr Friancial Advisor a by calling 920.7624000. UPS Fisancial Services account protection The Firm e a member of the Secunies Invested Protection Coporation (SIPC), which sectieds securities custonths of is merrbers up to 1500,000 (including S2S0.000for claim for cash. Spbeatay broths* nodale upon regent or at rove opc.org The WC asset protecuth lirnin apply to all xcants that you hold in a particular capacity. the Flew together wish certain aff Pates, has also Purchased sappknintal insvance the minium amount payable to a elgiose Oat, colkoret laidgf this protection is 'SOO million as of De:with 10, 2016. SaWct to the poky cordite:es at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate ball your accounts held n a parikulat capacity ccpy the poky wading is wadable upon request. Neither the SIPC protection nor the supphroental proteucn apply to: • Certain Manta eves controlled by (rid inclited n your account value) but held away from UBSFinancol Senates. For exatple certain insuraxe orcarts. including wadable mites, and 00 shares of radial funds registered in the name of the want holder on the boots of the issuer or transfer agent), • Imeoment contracts or iwenment Merits 0.4. limited partnerships and private placements) that are not registered under the Securities Act of 1933; • Comnodites contacts (e.g., foreign whinge and prec cur metal catracts2 inducing futons contracts ad commodity option contracts; and • Deposit accounts (except <indicates et deposit) at LOS Ba-k USA, UPS AG U.S. branches and banks n the FDIC Insured Deposit Program. The SOC protecton and the supatmenal protectors do not apply to thew anon own if toys:tennis* appear on you SIVEMEn15 Ti,, - SVC 010111CI1101and the awpkmertal protection it not protect agarth changes to man vale of you investments (whether as a madmerlamovemmissuebrkmarva otherwise) Dividend Reiwesbnent Program (DPW) The asks reflected is an average site. You may obtain the actual peke Iran your heat ;a Athena. . Only neck shares are ounhased under DRIP; petal shin will be soli ad the cash wit be deposited in your account The dividerd Grmstment pace suppled by the esus may Offer from the market pica at which the partial than ate sold Cash-eklieu Ong whole urns may be Mid n yos acccunt. If you we Waled to • panel unit as a result of • Writhed payment a otherwise, the Firm well either sell partial snits at mart* pence a accept an amain determined by a regttered destig agency, at credit yes accost Investment objectives The investment objectives rid risk profile an speck to each account and may vay between you /mounts. Pkase attar. the Firm prorrptt in sorting day sqiicant orange in you Maxi* situationor investment obsectren For each account held you choose one of the flowing investment objectives: • Produce Covent/wow: Investments Gettig the generator, of ncome only. CONFIDENTIAL • Achim Copeatrippeervion: Investments seeking growth se omega' rather than the generation of income • Produce Corolla...nation of Mom and GO* Apprerfa*n. Investments wealg both the generation of nccme aid growthof prixPol. Overall risk profiles • Conn...owe Seeks to martin Mien arc pal wth low risk ad solidity to the accare there,. even 4 that means the atone does not generate significant income a relent arid may rot keep pace with inflation. • Pfedente Willing to accept some rids to piregal and tolerate 90-119 volatiity to se* histri returns. • Aggrieve: Wiling to accept hip risk to pincipal at high volatility to seek high retums overtime. • rnientmenl Elgindify Consdnation: t selected a portion se the portfolio for that account may include complex praween, linked WA* and create' volatiky. Statement •househelding• We may coreoldste al Mated account statements with the same address in the same envelope. seg. because they have ownis take maintain joint account relationshlos wits otter dents at the same address. If you peeler to rewire individual statements mailed in stone imelopes„ you may decline houwholding by calig your Financial Advisor Friendly account name The Friendly account name is a customizable nanan* drown by you to asset you with your reccedkeeping has no legal effect cn your account You concha-op your kindly account names, through Online Services a by contacting WS F eventual Advise. Acton overview • VA" of your accountlpwriolw Net of assets id liabilaas • Asset_ Includes available cash balances, webs f or restricted security lest),and Global Tine Deposes, unreazed MUSS 10 market, and caftan assets not held by the Finn. Does not include orked SikUritiO it da inf at the end of the pier and curr w ent stigma penods, et private Mesanenevu vd stock options and wrosabie stods options • Iiishoes hcbdes debt balices, oistadtg margin loans, credit dialaccount batman. • Cifirsomyfsafonces. Total of uninsested ashelabais cash balances, plan derca balances at affiliated rd norvanikatid banks, anal money matte mutual Ltd sweep balances, at the close of the statement period. Notcormidity free conk balances in you want ith not segregied from other balances and tie Finnmot use any of these funds nthe ordina-y course of its business thew funds repay** won your dernaki this total is &Wed in the 6110111 period doting wait. SDNY_GM_00026902 EFTA_00137522 EFTA01278429 Importalit infurnnitiuu about your statement (CrollgMad) Lendag infennation For Meath information on the Finis lending praotcm and dwarares refer to you Client Relationship Agreement or Accost Agreement rd the General lams and Conditions. LISS Statement of Credit Practices available in Agreements and Oudasures at alAsv ub• comtvcoantcletioueek Vow assets You galenite+, demen secuit es aid other assets held in the accord al the end of the gatemen period You may ra for &Way of key pad sco-rtties at any tine. You may receive saunlies used as loan collateral after payrog any balance Os an them. Any securities banderred to the Fin drieg the statement period are listed at midget value as of the end of the staerwert mead • Cost bap. ooh determining the cow basis of the sautes included n this Rama& inhere indicated rich the nutter Lei FrancialSetaces ASS relied on information obtained from sources other than UPS Fiunoal Seniors, rclidirg formation franc another fine or that you may haw provided to you- Finaxial At/riser The Firm does not irdeperdently verity a guarantee Ow accuracy or validly of wry elommion provided by loran other than LES Franca' Stakes had:Has akthugh LOS F anal Sawa gemealb updates this nbanal an miles received. the tem dog not prow* wry assurances that the Mamatgn ander "COSt bind' and • Werealeed gaalloss' 6 accurate as of tee date of the statement. As such pkase do not rely on this information10 wake purchase or sale decisions. for tax prposes od anis.. Accounts tea-eared to the Firm may reflect gar/loss Mammon only fa the path of ink they Not heel A the Fern MoreNue/cal alormalon can be added by you Financial Advisor. • Urrutind gaitsfiones Men data is available, eontaed sneaked gain:losses are calculated fcr ndvldudl seorty lots. The transaction data for ndtvilast lots may or may not reflect commesicre. charges rear security reorgani:al cc, vents. Dividend and other ronveOrnent lots and systematic purchase lots ate each anteed to ditptay ore averaged lot. The • trade date co/Annpresents the aginal transaction trade date • Callable tharkiet Bond and preferred stock that the Mute cats for ear redemption wit be 'elected inparteally by lot fran among all stories of that issue held n our name or n nominee tae fa of client,. Call lean Marrow:gm cblaned from third pales and ds accuracy is nal guaranteed Other call feahres may esin which card Elect Way comae'. nformalen will be provided upon request • Certificates of deposit (CDs). COs ate FDIC muted sp to $250,0)0 n raincoat and accrued enteral per depositor ani per depository institiney inaccordance vats FDIC Mac. • PriceNalue Prices dispLeked for secishes and other predicts may be hgher or lower than the ace that you would actually receive in the market. Prices se obtained horn •ric•n Thad parry sources *11Ch we Warm to be relabk, but we do not guarantee tlai accuracy - We generally use the closing price when aiaigbk the mean of the bid and ask prices for kited securities and colons or onb bit prices for OTC securities. - Less Aetna traded securities may be priced usng valuation model a the mOS1 recent price we 'tined and may not reflect an actual mark* price a aka - Certain pose ions may appear without a price ard will Paw al 'price was not evadable' if we we enable to obtain a price for a mosey. - Deposits or securities denominated in arrercies Ober tan U.S dotes are relksted at the achieve rate as of the statement date - For acetin securities trading in nonce/keening camOnshahans, pate rd quakily (lace value) may have been adjusted to facilitate proper salaam. To obtain Current cantalin, when avabloke, contact oar Francial Adam. • Private invertMentS and ttnsetured products. Private mestment Wylie" (ox lacirq drect part<ipatim program and real Olateommtment trust teoritres) and structured palacts are gravely ha* anaid Cain structured produces have not been registered with the Securities and Exchange Commesion a under ary Putt securities laws. We prOnat atmated vale, for piivate Metl*fil securities rid structured products for formaicrud rupras only Accuracy is not guaranteed - These values may differ ssbgantialy torn peon id any, al which a pa nte maimed security or structured pada, may be batik a sold acid do not "Kaman& represent the value you may receive upon licuidation. - Thal party tamales of aka re as ol a <man date and are supplied to UBS Financial Se vices on a repute base by an independent valastion - Nue, gewal partner or sponsor atinoted aka if ay, are eatplied to the Finn by the issuer, general Paint* Or sponsor and may be cakUated based on Of erent rdormation bun rot used by thed pales to derive their elimard values - You can obtain addax.* information regarding the methodology used to determine the estimate of value ad the date of the formation that tithe basis la the estimate by contacting yixie f Maul Advisor. - TWO party esteueed roles may be refloated as 'Noe priced' in several ritual: 0p Men an ndeperdert valuation km has not scathed a unable to assign a Va .. when we become aware that a material event has conned Out may call a previously reported value into Question, cc when a value would be highly speculate* due to the nature of the secunty. - When nether an issuer, general partne or sponsor int Maid value nor a thidtaity estimated wake 4 grosaled, the value ot the acuity will be deferent Iran its ;eschew price. - •Danbutans to dale' may aka* return of capitat name or both. - 'Orignal unit vre represents the initial offering ace per int and may not reflect was cost basis. - DPP and wasted RBI/ secuntes arc not listed on a national securities exchange, and are gethrally Arad and tante-4y can be sold. the Moe gonad my be less than the per share estimated . a see voided n the accost statement. • Restricted securities Restricted secunlies *awake re rot Curling ebgble lea PUbbC Sale LOS Financial Services uses the market price of the unrestricted stook of the the d.“41,C as an meted value for the restricted stock for putpo:o: of the i(OPPIOnt on4r. To the ran that restrkted latrines are efigble lot sale, the valet received may be wbstantalb kiss than the mowed rola shown • Eq. gestintted) incases current yield" and rata. An al Mute of anal name is bawd an current &dant and feral rates, aSSuning the seCtliteS will be held for one year from statement date or trail maturity This tamale is ay a guideline. accuracy and continued encamp are not guaranteed — Estimated anal income rid current yield foe cenan types of sautes card nolde a alum of ameba' or teasel gars n which case the est. income Oracular* held/ would be overstated. — Est:rated anvil income and current yield and the actual income andyield n'41 be lower or higher than the estmaed anoints - An esieute of arreakted income (dividend arida interest) divided With. anew motet vabeaverage balance 4 based on the Lan dividend or finest payment made by the issuer and &SPMPS the seosithedeposts will be held for one year from the statement date or until maturity. Accuracy and (antacid yell in not guaranteed. • Assets not held by UBE Eisend* Services. Certain assets ore not held by the F me and not wain the Firm's possession or control. These assets are deployed on you. statement for informational purposes any. Positions and values presented are provided by 'he issuing fern UEG Financial Services is not responsbk for the formatan and does not guarantee is accuracy. These assets are not protected by SiPC or the snits sapplerrontal SIC coverage. • Revenue sharing and additional compensation. - n addition to commesans Cr, sales ad 12t. I fees received n connection with the distrtaton of mutual funds to our dents we other our affilaie resew revenue 1Pwrg payments from detrtsrlas ardor advisors of the mutual funds that we sell. These warts are based on two different conporents: (0 tee snort of sales by IBS of a particular rnsual land f ...nib to our <lents, and 60 the asset value of a Particular mutual fad frays shares had* the }CT - We end our affiliate also receive retviogrog and iambus processing lees in canderation for transfer aged services that we provide to the mush flint Thew lee, re-wally re paid from 'wester assets n tie mutual acrid and are a toted dollar aerated based an the towbar 01 accounts at the broker-dealer farng mutual funds of the lent Iambi - ariiian to ccranksions received in carnation with the sate or detrbutcn of arnity co-tracts and snit neestment trust unts to our clients. we ardor as affiliate receive reverue shying conkensation from may of the ilttllIrKi• <cmpalies indewit CONFIDENTIAL the annuty corneas, Abbate ol the restate* companies or sponsors of the unit investment trusts we deviate. - In addetim to commissions mewed from the dachas* and sale of Nadine-es fads we ardor are elate receive an net-bated revenue sharing parent from NeaShores diarturors, as en as fading for kechnoapy development. baiting and fixation. - Our if dates aka ream vadng comenssons and other comperwation from textual lands and insurance companies whose products we *abut& - We recent an a-nalfee from MBank USA ad U3S AG Stanford Brach of up to 125 per account sweeping to the bags under the U3S Bark Sweep Program Activity formation repricing CCOIMISSIXTS and other charges incurred n corneae:awith art execution of trades, inarIng option transactions has been (glided confirmation; previously furnished to you, rid wit be provided to you prcrrpgy On reguest Show seeing If you are engaged es short selling a acuity, you may incur a charge due to certainborn:Wry cons foe that pat kulte searity. Open orders kneeing open or • gaeltasanceeka• cedars that were rot wooded by the statement date, open buy and set stop orders at reduced by the rout of dadends a nitro on an mclividerds a N....gbh Mee unless mauled otherwise by you. vaa re respanbk for others that we executed due bayou' failure to cancel "Ming <Pen orders, Primacy To ottan a copy of our Men Clot Privacy Wet please coital you Standee' Atheist or vie av Isabele at loos w remihrivicvnoks. - 1.8$ Fe-uncial Services is rot a bark. The RAW, Business Seniors Account BSA and AMA are brokerage .X(01./111 which provide access to bank a se vices arid products enact anangements with affiliated barks and other thi'd.pagy banks, and pates access to insane ad armory products issued Wu-affiliated thiudiparty rotate companies through donna agency sadidares of IBS Franc* Sauces ex. - is airstnt insurance. Ind irnuity protbdt — Not FDC eased • Ho bank guarantee* May lose vale — 'MA. ReSOSCP Management lama Business Services Account BSA. IRMA and international Resource Management Acoarit are age' eted service marks of UPS F rani* Seneca he. — linSA is a registered watermark owned by Via harrickenal Sena? Association ad used under [cense. The LBS Visa credit cads ad the LOS Visa debt cards ore Mad by UBS Bark LOA with permission from visa U S. A Incorporated All other earmarks. registered backmarks, service marks and registered service nudes are Of thew respective Ccalaaniet UPS Financial Services Inc. I"; SDNY_GM_00026903 EFTA 00137523 EFTA01278430 SUBS U8S FMancial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70056590350218 Nr1 0 Retirement Account UBS Strategic Advisor February 2018 Account name: GHISLANE MAXWELL IRA Friendly account name: Indiv: IRA Account type: Individual Retirement Account HIS AN MAXWELL IRA Account number. Your Nnandal Advisor. SCOTT STACKMAN/LYLE CASF0EL Phone: Value of your account Questions about your statemer47 Call your Financial Advisor or the on January 31 (1) on February 28 (3) RMA ResourceUne at 800-RMA- 1000, account 02%23697. Your assets 57,386 41 57,331.06 Your liabilities 0.00 0.00 16sit our website: www.ubscomrfinancialservices Value of your account $57,386.41 557,331.06 Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage statements regularly. Also, get your free aedit report annially from i.wvw.annuakreditreport.com. Tracking the value of your account Sources of your account growth dudag 2018 Value of your account 1 Thousands at year end 2017 $57,676.64 Net deposits and 57.0 570 57.2 57.7 57.1 57.3 withdrawals •Slte.66 • • • • 0 0 Wur nvestment return Dividend and interest income 1200.30 Change in market value 4433 22 Value of year acorn Dec 2014 ON 2015 Dec 2016 Dec 2017 Jan 2018 reb ?me on Feb 28. 2016 $57,331.06 SDNY GM 00028904 Member SIPC CNP703CC005658035NP7000183073 00004 0219 030S7S0N 000000 Peg* 1 of 8 CONFIDENTIAL EFTA_00137524 EFTA01278431 SUBS UBS Strategic Advisor February 2018 Your account balance sheet Summary of your assets Value on February 28 (5) Percentage of your account A Cash and money balances 1,626.84 2.84% B Cash alternatives o. CO 0.00% C Equities 0.00 0.00% D Fixed income 55,704.22 97.16% E Non-traditional 0.00 000% F C ommodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $57,331.06 557,331.06 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your current asset allocation A D Eye on the markets Index Your Knanci) Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank VSA deposit account. LIDS reic insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.67% Percentage change February 2018 Year to date -3.69% 1.83% -3.69% 1.39% -4.50% 0.30% -0.95% -2.09% CNP70003009548036 NP7003193073 00004 0218 030575004 CONFIDENTIAL 02111021Y_GM_0002Bar 2 of 8 EFTA_00137525 EFTA01278432 _1BS UBS Strategic Advisor *1 Change in the value of your account February 2018131 Year to date (1) Opening account value $57386.41 $57,676.64 Withckawals and fees, including investments transferred cut 0 00 -106.66 Dividend and interest income 103.39 200.30 Change in market value -158.74 -439.22 Closing account value $57,331.06 $57,331.06 Account nanne: GHISLAINE MAXWELL IRA Friendly account name:lndiv IRA Account type: Indikedual Retirement Account Account number- Dividend and interest income earned For purposes of INs statement, tenatlity of interest and chIdend Income hes been determined Iron a US lax reporting p2rspedive. Brined upon the residence of the account holden, account type, or product type, some Interest andor dvidend payments may not be subject to United Axes (UA ander Puerto Rico (FR) Income taps. The dent monthly statement is not intended to be used and tamer be Rued upon for tar purposes. Clients should refer to the apOctie lax reporting forms they receive from UBS annuity, such as the FOrmS 1039 and the FOrrrtS 4130. (04 lax reporting information. II is the Prance of UBS to file the Elzhcatie ten reporting forms vAth the US Mterna Revenue SeMce and PR Treasury Departrrent and in such forrrn accurately dasu fy cludends arctic/Interest aster( exempt or ta(able income. Pleat consult your indvdual tax propane. February 2018 (1) Year to date (S) Dividends 103.09 124.11 Interest 0.30 0.37 Total current year $103.39 $124.48 Prior year adjustment 0.00 75.82 Total dividend & interest $10339 $200.30 Summary of gains and losses Values reported below exclude products for which gars and losses are not classified. Realized gains and losses Unrealized February 2018 (3) Year to date (1) gains and losses (B) Short term 0.00 0.00 -318.95 Long term 0.00 0.00 -522.15 Total $0.00 $0.00 -$841.10 Your ninandd Advisor: SCOTT STACK MANLYL€ CASRIEL Cash activity summary See Account actscryths month for detah. Fiances In your Sweep Options are incluctOff n the opening and closing baances value. FDIC insurance apcItes to deposits at UBS Bank uSA. and al tositt paticipming in the UBS FDIC insured Deposit Pro;earn it cites not apply to deposits an U8S AG. Stardord starch or bank depots puree through the u$35 internationa Deposit Account program SSC protection aopites to money market sweep fund nosisins but not bank deposits See Important information about your StateMent on the last IwopagesOf INS document for details February 2018 (1) Year to date (1) Opening balances Additions Dividend and interest income 51,626.54 103.39 $1,732.88 200.30 Total additions $103.39 $200.30 Subtractrons Professional management fees and related services 000 -106.66 Funds withdrawn for investments bought -103.09 -199.68 Total subtractions -$103.09 -$306.34 Net cash flow $0.30 -$106.04 Closing balances $1,626.84 $1,626.84 SDNY GM 00026906 CelP7C003005658037NP70031$3073 00034 0218 03057,401 CONFIDENTIAL cocoa) Poe* 3 of 8 EFTA_00137526 EFTA01278433 UBS UBS Strategic Advisor February 2018 UBS Bank USA Deposit Account APY Interest Period fan 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $1,733.20 Closing UBS Bank USA Deposit balance Feb 6 $1,626.84 Number of days in interest period 30 Average daily balance $1,683.43 Interest earned $0 .30 Annual percentage yield earned 0.22% Account name: GHISLAINE MAXWELL IRA friendly account name: lndiv IRA Account type: Individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratement a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate in vestment eligibility consideration None selected Your account instructions • MS Financial Services Inc is your IRA custc4 an • Your account cost basis default closing method is FIFO, First In, First Out. Your Ignunciel Advisor: SCOTT STACK MANYLYLE CASRIEL CrIPTC008005658038NPT0C0I93073 C0C0F 0218 030575004 CONFIDENTIAL C0WIYGM000269eRge 4 Llf EFTA 00137527 EFTA01278434 UBS Strategic Advisor UBS February 2018 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number. Some prices, income and current vaues ShONn may teepprodmme. AS a resit. gdlns aldlOSSeS May nos be accurately reflected. Set fmporunrinfoneation about your statement a the end of the CecurneM for more infornanin. Cash Cash and money balances Cashand money balances may Mud? avalaole cah balances, UBS Bank USA deroot account balances, UBS FDIC insured Progam Bank Balances, UBS AG Stanford Branch deposit account balances and money market mut uff fund Sweep IXdanCeS. See the Important information 'Wyly:yr statement at the end of this document for details about those balances. Hddng UBS BANK USA DEP ACCT openngbaerue ClOsing belerce on Feb I (6) on Feb 213 (S) 142684 1,626.84 Fixed income Mutual funds Total reinvested is the lots d at reinvested &Mends M does rot include any cash dicfends. a is not a tai lot for the purposes Of delerminng herring perCOS Or COS( teat. The shares yOu receive each time yOU reinvest dvdendS OPCOrne a separate tax 101. Cost bans is the told purchase COSI of the s«urity. Inducing remmstedcludends The COSI basis may need to be adusted for return d capital payments in order to determine the a:lustedcost basis for tax rePatind purposes. Your financial Advisor: scour STACK MAN LYLE CASRIEL U85 Balk USA and a UB5 FDIC Insured PrOgam Bank depOSit account baErKes are insured by the FDIC within applicable Irnts, but are not protected by 9PC. UBS AG Stanford Brant h deposit account balances me not insured by FDIC and am not protected by 5IPC. Money market Sweep biances are protected by SIPC but ere not Insured by the FDIC Price per share on Feb 28 (5) average rate CerldendlnleNS1 Dais in period period Cep annual 61 250,000.00 Unreaee0 (tog gain or loss is the dfference between the current vane and the cost basis and would generaly be yOur Wade gain cr loss if the security was sold On INS dale. The weed:zed ftax)pan Cr loss may need to be aclusted for return or capita payments in order to determine the realized gin or 'castor tat reporting purposes. Investment return is the current value mous the amount you inveStC4 a Ices not Include shares that are not *fleeted on yaw statement, inducing shares that hare been made() as Hiner a gain d a IOSS. It 85000es no include cash gadends that were not reinvested Hddng taweber of shares Purchase raker Average some per shale (S) Client Investment Cost basis (l) Price bet 'hat on Feb 26 (4) value on Feb 28 (s) unrealized dad imestment Hddng gain0(166S (3) return (S) period DOUBLE LINE TOTAL RETURN FUND INSFL Symbol: DBLTX Trade date. Mar 31, 17 Total reinvested EAI: 4670 Current yield 3 68% Security total 1,693.321 51.179 1,744300 10.629 10.669 10.631 18,000.00 18,000.00 18,000 00 546.07 18,546.07 10.450 10.450 17495.20 534.82 18230.02 -304.80 51. -11.25 -31605 230.02 JP MORGAN SHORT DURATION BONO FUND CLASS I contoued next page SDNY GM 00026908 C HP70502005658039 NP7003183073 00034 0218 030575004 coot= Pap 5 of 8 CONFIDENTIAL EFTA_D0137528 EFTA01278435 *UBS UBS Strategic Advisor February 2018 Your assets . Fixed income . Mutual funds (continued) Hddng Symbol: HLLVX Total reinvested EAI: $250 Current yield 1.30% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 Total reinvested FAI: 4241 Current yield 1.32% Secteity total Total Total estimated annual income: $1.161 Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your lq sandal Advisor, SCOTT STACK MANLYLE CASRIEL Number of shires Purchase pore Average peke per sham (5) Client investment Cost basis (S) Prat per share on Feb 28(1) value on Feb 28 (S) unrealimd001 gain or loss (1) 'metonym Hddng Alum (I) period (S) 1,800.444 10.991 19,789.65 10.700 19264.75 -524.90 19264.75 1,789.264 10.060 18.003.00 18.00000 %we 17,99199 -0.01 ST 20.821 10.066 209.60 10.060 209.46 -0.14 1,810.085 10.060 18000.00 18209.60 18209.45 -0.15 209.45 636000.00 656,56532 655,70422 4841.10 $19,706.22 Cash rind income Cash and money balances Mutual funds Total Account activity this month vein on Feb 28 (1) venernage of your acccont 1,62634 2.84% 55,704.22 97.16% 657,331.06 100.00% Odle Alltety DeSCrOOOn Cost Eslanated unmated 0054 (5) annual income (51 gain or loss (5) 1426.94 56.545.32 1,161.00 -841.10 658,172.16 61,161.00 4841.10 ArnOtint (5) Dividend and interest income Dwderch; Feb 1 Dvdend DOUBLE UNE TOTAL RETURN FIND INS71 AS OF 01131/18 54.10 SYMBOL DBLTX Feb 1 Cividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 01/31/18 25.45 SYMBOL PSDYX Feb 27 Dvidend JP MORGAN SI4DRT DURATION BOND FUND CLASS I 23.54 SYMBOL HLLVX Total dividends OW70000305668040 NP70001e8073 00004 02 18 030575001 CONFIDENTIAL $103.09 00%ffilYGM0002690196 6 of 8 EF1'A_00137529 EFTA01278436 UBS Strategic Advisor sUBS February 2018 Account activity this month konimueco Me Mihaly Desolation Dividend and interest income (continued) interest Account name: GHISLAINE MAXWELL IRA friendly account name: Imlay. IRA Account type: Indisodual Retirement Account Account number: Your /I sandal Advisor: SCOTT STACK MANILYLE CASRIEL Amato IS) Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0918 0.30 Total interest Total dividend and interest income Investment transactions For more Intonation about the piecevalue shown for restricted steatitic% see important informalon abort your statement at the end of ttin 03< talent. Date Ac0sty Destaptscin Proceeds /ran investment Quality Vaue CS) Price CS) transactions CS) Funds vrithdrawn to Accrued imestments bought (5) interest (5) Feb 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INST.'. DIVIDEND REINVESTED AT 10.51 NAV ON 01/31/18 ASOF 01/31(18 SYMBOL: DBLTX 5.147 -54.10 Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.07 NAV ON OI/31/18ASOF 01/31(18 SYMBOL: PSOYX 2.527 -25.45 Feb27 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.70 NAV ON 02/2918 SYN1301: HLLVX 2.200 -23.54 Total 4103.09 $0.30 $10339 Date Activity Description Amount CS) Money balance activities Jan 31 Beam* forward $1626.54 Feb 7 Deposit UBS BANK USA DEPOSIT ACCOUNT As OF 02/06(18 0.30 Feb 28 Closing USS lank USA Deposit Account The UBS Bart USA Deposit Account isycur primary sweep coon $1.626.84 SDNY GM 00028910 007000E005658041NP7000168073 00004 C01I3 0305750CH CONFIDENTIAL 000000 Page 7 of 8 EFTA_00137530 EFTA01278437 *UBS Yournotes ..........2Nr,.....7.O......... ..my,,,con.w. a 8 .........M..^. CONFIDENTIAL EFT,00131531 EFTA01278438 Important information about your statement U3S Ehnen Services Pc. (the Form or OBS Fnercial Serval). is a mete of all principal sieuky, ccmrrodty and optima exchanges. UBS Fitancial Semites and 1.85 Balk USA re edema subsidones of UPS AG and athhaesof 1.85 Season LLC. The Fits enamel statenert C available upon recites. The Finis extant alias a-• a. UBS Gina-col SOWeS It. 1200 Harbor Boulevard Weehawken, NI 07086 This AMMO", represents the only official record of you' LBS Financial Semites account. Other recads, eat office le. dmumentk contanng conic-mgdata should not be relied opan II you bathe thee is an era cr anon please report n ernediany n wag to the Brandi Manager of the office wvig your accent. Mihail' a lips.' sham are Mended to be accurate, statement data amid not be wed for tie purposes Rey soleN on yeand tax kink be , Form 1099. 5498. 10425, etc ) when prepang your lax return. The Fim required by law to ran to the IRS all table dividend% eportabb rattauble catkin and Ludt Mem erred on Nettie held ei mer account net proceeds on Mg trreact ore, ad con basis on certain covered sakes. Gagoresikelkine with eM Firm • Please recent km any oral communcatona in writ kg to further protect your rights. inducing your rotas sear tlx Seo_ries Smear Protection Act (SPAT • If thelinahcot initution an the top left of try frail of this slims snot LBS Ensiled Servkes, LBS Fnancial Smite carries pa =aunt as caring brisker by arra-gement wit the edcated inslituton We informed you of this relatcnshin Wren you opened this axon. h the cast your arid aid tallies are located at LOS financial Sernes and rot the inecd.eng brokers and you rat make a rpm of any error or omission to both limn. • As deleted en the account eagrents, yw rilJA roilyus of any enors or fraud easing docks reflected an your statement within 30 days after t was mailed or made rabble • Plea died caner complanas or i-cprias to tie Film% C fent Reatias Department a 201.352.1699 or toll-free at KO-354-9103, 8:CO A.M. to 60D P.M. ET Monday through Frday, or in nag to WS m anual Setae fre, Client Relations Department, P.O. Box 766 Union C iy, W 07067. • A 0 niements shall be deemed complete ad aminee if not clabaid to in writing grithin 60 days • Fa TT' sakes Call 0444124)986 or nom outside the US.: Cal 201.352-1495 • h eat *nets or western akeul n electronic knis Wanner WO be magma or UPS VosaftWibil card Meacham, call $33-7E2-1000, or wile to UPS Ftenoal froceos Ix., 1000 Harbor Blvd, 6th floor, Wiehavieen rot 07086, Ater% RIMVESA Senn Cal a ate a sow as you can, if you tit yes statement a receipt is wag or 4 yocu need more Monaca Smut a tratsfer on the statement or recipe. The Film or Cad bar (as citable meat her I romyou no later then 60 days alter the F rm sent you the list se let..114.11 on which the erns or Problem XPeavd. - Prone you' name ad xcant no-rter (of any) - Cesabe the error or the bander gm aviaure about, rod meta as cleat N emu can why you believe t is an inn a why you need more Hamann - Pronethe dolor amount d the suspected era. The Finn or Card Issuer we Westgate you mann and veal correct my mar promptly. for alleged erns Molt? UBS Vba•debil ca-d ea-madam if we take more than 10 but its days to WM% we will credk you acorn for the amount you thek 6 in nor, Botha you will hue the use of the money dunng the tent it takes us to campleie our exentiption. Please mike all checks payable to the Fen or the lens& instautian rained on the front of the stamens In addition to regaar acca.n fen, accounts may be mbject to mantername lees, chirps for bee parent Ice securities purchases and charges ice unpaid arrant; n cash acmunts Accents that a transferred to other instate's may be subject to a tender fee. UBS Sweep Options 1165 oilers options nor Prewneg cash balances to bat depose accounts al nom-anted bales ad Mined banks, ream mart mutualfunds (Money Fads) and the ivernaticnal Cant Accost (OA) fa cancan with an International Reserve Menagerie* Accost. Depose excut al UB5 Bre USA red rim-Mined banks panicipatng n the UBSFOICensered Deposit Program are 'Minuted in accordance nth (DIC an. For mere ennonatinn, plea visit ewe f dic.gov. Deposi accounts at UBS AG Stall ord Branch and shays of MateyFab are rot tared by the FDIC. Through the Co& cash balances ire swept to deposit accounts at UBS AG New von Brard, ad UBS AG Cimmin Branch. These deposits are not inured byte FOC. Balances held at tie LES AG Cayman Branch are temp:only noosed to the sovereign rot of the Cayman blinds. at there is no parent or abet obligation of UM AG 10 repay the babnces while on the UBS Cavan Branch's basks. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See "1.185 Finical Sent Accent Protection' below. Iansour request, betimes n the bare depositsmei be wthdawn, and ahem of a Moray Fat may be leentect and the proceeds tuned to you a you' warns accent Father Marmots:en about available weep options, rasing current Merest rale and yields, it available at wow ubs corriwneftwills, from ywr Fnancial Advisor a by calling 920.762400G UN Pita,' Services act own protection The Firm marmite of the Semsnies Mesta Protection, Corporation (51K), Mich watts warities oatonns of is menthes up to 5500,000 (including 1250,000for Mins for case. Spftnatay 'ache* erodible upon realest or at rte. sex. org The 9PC awn protean lime apply to all accctnc that you hold in a particular capacity. the lam together with certain aff kites, has also purchased kpOlefental innate The mai mum amount payable to al ekgbee caeca colemeN this oration is S500 million as of December 10, 2016. Saect to the poky cordite: es at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate tor anti accounts Fold n spanking capacity AM copy of the poky woolig is ankh won request. Neither tie SIPC Keenan nor the swphroental praetor, apply to: • Certain franca assets controlled by (and next n your account value) but held awayfrom UBSFinancel Services. For grample certain (i) insuraxe praises, including variable enmities, and (i0 shares of meal funds registered in the name of the accent holder on the boots of the issuer or transfer agent), • Internee coetrans or exec/ rent :wrests e.g. limited partnerships and private placements) that are not registered under the %cones Act of 1933; • Commodities contacts leg, foreign thine and rears metal contracts), include-5 rune contracts and commodity option content and • Deposit accounts Serowe celibates et deposit) at I.135 Bale USA, UBS AG U.S. branches and banks el the FDIC nsured Deposit Program. The SOC protect on and the suppentra proteten do not apply to thew apes own d they otherwise appear on you SIdleMentS The SVC OnOtef6xfaxl the prapkrnertal protection cis not protect against changes in the man valve of yes investments (whether a a anal of manse movement, issuer blinkniptCy Cr othienee) Dividend Attestant Program (DRIP) Tx poke reflected is an trap pee YOu mei obtaii the awl see lotm yor taxa Adroit Ordy tole shares are purchased under DRIP; Patel shams wil be sold ad the cash wit be deposited no your account The divided renvenment price applied by the ester may di I er from the neat eke at which the won Mares ro sold • hieea CnN whole urns may be Ind n your account. If you me ert tied to • speed snit wenn of a Wicked swam or othenvis, the limn either sell partial units at maret price a accept an anant detained by a inland clang agency, ad credit yes accost Invertenent Agents The itstmert objectives at risk profile a specie to each accent and may raybetween your /mourn Pause advse the Finn prorrptN in venting day vitae change in you Irian sit/monor investment Weeders For each tart hell, you choose ore of the flowing investment objective: • Produce Catennotwore: Investments wee:lathe gentan of nccmeork CONFIDENTIAL • Achieve CopreaMppreckffion: Investments seeking growth d pwcpal rather than the generation of income • Prolog. Combination oilman and Canal Apprecia*n. Investments teetri-g both the generation of nccme and growth of prixisi. Overall risk profiles • Cormenewor Seeks to manlan tie rim pat with low rig ad volatility to the assert neat even it that ream the accost does not generate significant income a roars arid may rot keep pace with nflati n. • Moderate' Willing to accept some rids to pineal al tolerate some volatity to wee lecher returns. • Agtaressire: Willteg to accept hip risk eo pincipal at high volatility to seek high returns overtime. • rniestment Elsotetey Conneation: If selected a portion d the portfolio for that account may include carper strata% limited liceidty and crealea vanity. Statement •householding• We may consolidate al tat account statements with the sag address in the same ermelope. eq. because they have wines who aka mean joint accost relationshass well oar dents a the sire address. If you webs to rescue incline& statements mailed 'n swage envelopes, you may decline ',Quietening by taro your Fnennal Acne Friendly amount name the Friendly account none is a cleanest* Veicriant chat by you to awn you with your recedbeeping has no legal effect cn your account You can chatp your friendly account nines, through Onthe Services or by cat/cling your F ?uncial Advisor. Account overview • Yekro of Poor accountfporna Net of asses rd lithiltes • Assets Includes available cash balances, wakes for restricted securty (est), and Global Tee Dff0SeS, unrernzed marks to market, and email assets not held by the Fine. Does not include unpriced OfturitieslaSietS at the end of the aim and orrent statement penods, cr prwale Weenie% se tod stock options al termed* stool options • Ireeties Maas debt balaxes, wine-deg mergn loam, credit link snort accent lances. • CashMiony balances. Total of uninvested avalabge cash balances, piss dencot balances at alleged and non-affiliated banks, and money malt mutual fad mew balances, et the cbse of the statement pence Nontormiodity fa ark balances in ma want am not sergaled from other balances and to Firn may use my of these fent nth, ordina-y course of is buses.% These funds av pages* won your derna-d. The total is nadd in the arrest period dosing vase. SONY_GM_OOO26912 EFTA_00137532 EFTA01278439 Important inforn tat ire about your statement (OMMeted) Lending information For Minted informoton on the Finis lending pradon and dockures refer to par Clem Relaiimship Aenement or Accost Agreement aril the General Items and Conditions. LOS Statement of Credit ?radices available in Agreements and Guelbsures at aggeu, ub• comtvcounecteflotteek Yew assets You Ualeferton demen secuit es and other assets held in the accord al the end of the statement period. You may ra for &Way of lutt paid sco-rtties At any time. You may receive manlier used as loan collateral after paying any balance d* on them. AN securities tranOmed to the km &ring the statement period are listed at market vase as of the end of the staerweet prod • Cost belie. In Stemming the cod bask of the saunter inekided id this gamer& where indicated wanthe 'Utter Leif nancial Services tor relith en information etthined from sources other than US$ rk rg thamation from another fink or that you may haw provided to your Simnel Ackisce The Firm does rot irdepordently veedy or ;usenet* Ow accuracy or valdily of ary damson provided by tetras other than LES Financial Straces. had:Hors although LOS anew Semen genobite updates this thermal ion a; it is received, the rem does not crowd try assurances the the nformahen under "Cast bird' and • Werealcul gaaloss' 6 accurate SS of the date of the statement. As such please do rot rely on the inthemation lo mike purchase or sale decisions. ler tax mrposes od moist. Accounts transferred to the Firm may reflect gadloss Hammen only fa the period eine they ate held A the Fern More hittoccel information can be added by yOkrfinancial Adder. • Unrealized pensfiones VAVri data is makable, eRnwed sneaked yandlosses are <sledded fa sxividaal searty lots. The transaction data for ndtvilal lots may or may not reelect arvenreicre. charges ander security reorganitainn runs Dindend and other reinvestment lots and systematic purchase lots a. each contivid to display one averaged lot. The • trade date co/Annpresents the aging transaction trade date • Callable meadies Bond and preferred stock that the sorer cats for ea redemption wit be selected ?martially by lot from amath all readies of that issue head n our name or n nominee vane for Cr Client'. Call kart tharnakom obtained from third parties and es accuracy is nol moranteed Other call f eaves may mid which [odd *I eel *lt complete neamalkn will be provided upon request • Certificates of deposit (CDs). COs at FDIC nsured tp to $250,0)0 n princoal and accrued interest per depositor and per depository instittney n accordance with FDIC nips. • Pricelvalue Prices displayed for secisbes and other predicts may be hcher or rower than the Pike that you warld actually receive in the Market. Prices se ebtairted horn various hid piny source wench we token to be refabk, but we do not guarantee WM- accuracy - We generally use the closing price intim aviUblece 1st mean of the bid and ask prices for kited securities and cohere or ony bid prices tee OTC secants. - Less Aetna traded securities may be priced using a valuation model a the most recent price we obtained and may not reflect an WWI market price a valet - Certain post ion, may appear withCul a price rd will row as 'price was not evadable' it we as table to obtain a once for a daily. - Deposes or securities denominated no:renews those than U.S dabs am rellated at the ewhinge rate as of the statement date - Fcr whin WM./dies tradith in nowankening &nen-Qt.:Os, pace ad qua-fay(laa value) may have been adjusted to facilitate proper vathakei. To obtain current CiteataliterS, *An available, anted you Fruncial Adapts • Private ineettnentS end ethanol produces. Private meStment SeCtnlieS (re. lading dreCt part<ipalcn program and real estate imestment trust warner) and structured podJcts are greenly holey &cued Coon aructued protects have not been registered with the Securities and Exchange CCOIMSS60 a under ary State securities laws. We Vote ertmated vales fa private nvestilyM securities and structured products for thomsaional praprom only Accuracy is not guaranteed - These values may differ ssbstantialey torn prices, any, at *Nth a porn Meanie* Security a Structured aid may be basic a sold and do not tnnevurib' represent the value you may receive teen licuidaticn. - Thine/ party tamales of yak* are as of a cedan date al are supplied to UBS Financial Services on a regular base by an independent valastion - brute, gatral partner or sponsor estimated rakes if any, are epplied to the Finn by the steer, general Paine a Spenser and may be caktIated based on efferent information tran that used by thed merlin to derive their esinosed mbar - You can obtain additional information regarding the methodology used to determine the estimate of value ad the date of the ethormalon that tithe basis la the estimate by caltactrg yew f Iona* Advisor. - Thid party estinated dams may be reflected as 'Nee pnced' n several situations. Mien an endeperdere valuation tem has not suppled a ta unable to assign a vat ... when we become aware that a material event has centred Put may tall a previously reported yaks nth question, ce ether, a value would be highly speculative due to the native d the security. - When nether n ester, general partner a Spinet est nuked value net a thideurty estimated valde trended the ear* of the recteby will be deferent Iran its pfirchase precis - 'Distributions to dale may nix* fen" of capital name or both. • 'Orignal unit me represents the initial offering once per ore and may not reflect nos cost basis. - OPP and traded REP saunter are not listed on a Nikitasecurities exChange, and are generally thoza.4 and even I I they can be sold, the one e.etved may be less than the per Share estimated sue scathed n the scare statement. • Restricted securities Restricted secunles generalk are rot curninly ebble for public sale LOS Financial Services uses the market price of the unrestricted stork of tl-it the suer as an meted value foe the restricted stock for putpow; of thit statement on4r. To the relent that restricted saunter are triable to sale, the vale rec./redmay be stbstantolk less than the needed vat* shown • Eq. histinsthd) incomee current yields and rotes. An ell irate of anal name is bated an einem diadem' and Merest rate., assuming the sauces will be held for cane yea from statement date or trail mattrity This estimate 6 cr4 a cadent accuracy and continued income are not guaranteed — Estimated anal income ad current Reid kr certan hoes of secretesco-1d *lade a rely" of prncpal or capital cans n which case the eft. income (text current ywl world be overstated. — Est:rated Anal income and anent yield and the actual income andyield frigv be lower or higher than the estmaed smarts — An estimate of arrWal.ted intense (dirdend livga interest) divided by the current moist vabeaverape balances baud on the Last dividend or merest payment madebythe issuer and assunes the sehrthesideposes will be held for one year Iron, the statennt date or until rablvrtly. Accuracy and continued yell ane not guaranteed. • Mans not held by Unfree/KielServices. Certain assets are not hell by lye im and not mein the Form's possessive or (carol. These assets are deployed on rid stretemmf for infortnalienal pupae. my. Positrons and other presented are provided by Ihe thud; fern UEK F nano.' Serwees is not responsbk for the mammon and does not guarnte es accuracy. these assets are not protected try Pc or the Fern's Supplemental SIP( CO.W.Ocie. • Revenue shoring and additional compensation. — h actincn to cannessons Cr, sales rd 12b- l fees reamed n connective with the distrbuton of mutual funds to our <lents we axle( our affaiale woke revenue sharp payments from distrevelas ardor advisors of the ntitual lords that we sell. These awes are based on two dilferent comporents: (0 the snout of sato by LEK &am/acute. rnsual fund family to our ciente. and CO the asset value of a Parietals recaltial esrd f any; shares heth at the inn — We and as affiliate also receive networking and mends processing tees in comorabon for transfer agent 'invites that we Fronde to the mi-eual funds Theta fees generally re paid from Meteor assets n tie mutual find and are a lead dollar ainokrit based an the amber of accounts at the broker-dealer koldng mutual hinds of the lath faintly - h staiiiim to cammisions received in connection with the rate or distribution of amitycontracts and unit reiestment trust tries to our clients. we ardor as affiliate receive reverue shring ccinkenration from may of the nuronce companies indowia iv) CONFIDENTIAL the annuity commas, Abbate' at the entrance companies or sponsors of the unit investment trusts urn dstrioutt. - In addition to commissions reamed Iran the Rados* and sale of Nexthres ILnds, we ardor err *flute maim an arret.bastd revenue sharing payment hem NortStures distrannors, as era at uthrg for *chock% develthenent, training and education. - Our if dotes ate reams vadeg afternoons and other compereation fromannual laths and insurance amminies whore products we trowbue. - We recent. an avual f te from UEG Barb USA ad IBS AG Stanford Beath of up to 125 per secant sweeping to the banks under the US'S Bark Sweep Program Activity hforertalon regardng CCMM6SCOS and other changes darted in connection with the executon of trades, ixthelng optical transactions has been ridded an Conf hens previously henched so you, mil wit be provided to you prorrptty On repast. Short seeing If you are engaged 4, short selling a snubs you may incur a charge ciao to certain bommeith cods foe that paikula. seasity. Open orders Regaidng open or • gtherthancelker ethers that were riot reirared by the stamen date, open buy and set stop orders ere reduced by the anocn of dmdenek a notes on an mickvidends a eurchk date unless remedied othembe by you. vor re respanbk for others that we executed der toyed 'alum to cancel "fling <Pen ode, Primacy To ottan a copy of out Current Client Privacy Wet please context your financial Addeo or visa au ivebute at I, tramidis menevematorep - MSFinancial Services is rot a bark. The RMA. Bosons Senices Accost BSA and AMA are brokerage accounts ?nth prow& Often tobarring seines and protexts etaigh mangements with affiliated barks and other thi'd.party banks, and provides access to intearke and amt aty products issued try unalf bared tithparty rotate companies enrol.* inarance agency °Snicker's of LOS Franc* Somas inc. - huntrutnt insurance. and annuity products — Not CDC nosed • Ho bank guarantee* May bre vat* — 1MA Fescute Management ecotone Business Somas Account BSA. IRMA and nternatiorol Resource Management Account se reentered service marks 0 UPS F conchal Sender, tic, — NASA is a registered wade-Lark owned by Via htordianal Sent Association ad used In* theme. The LBS Visa credit cards ad the LEIS Visa debt cards are towed by MBank USA with Nonlethal from visa U S. A evaporated All olio trademarks. registered vackmarks, Servite marks ard registered service rinds are Of thee respective CcrtOne$ LAS Financial Smokes Inc. ht. :V71' SDNY_GM00026913 EFTA 00137533 EFTA01278440 Retirement Account ;It UBS UBS Financial Services Inc- Private Wealth Management 299 Park Avenue 25th Floor New Y014 NY 10171.0002 UBS Strategic Advisor March 2018 CM18055821470318 X1 V1 0 HIS AN MAXWELL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio IRA Account type: Individual Retirement Account Account number Your linandal Advisor. SCOTT STACK MANLYLE CASRIEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on February 28 (1) on March 29(51 RMA ResourceUne at 600-F1MA-1000, account 029023697 Your assets 57,331 06 57,469 34 Your liabilities 0.00 0.00 Msit our website: www.ubscomifinanciabenrices Value of your account $57,331.06 $57,469.34 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. MO, get your free credit report annually from www.annualcredureport.com Tracking the value of your account Thousands 570 Sources of your account growth during 2018 Value of your account at year end 2017 157.676.64 Net deposits and 570 57.2 57.7 57.3 57.5 wittdi ay.* -3105.66 ■ • • • Your investment return Dec 2014 Dec 2015 Dec 2016 Dec 2017 kb 2018 Mar 2018 Dividend and interest income 1304 10 Change in market value •5404 74 Value of you award on Mar 29, 2019 957,469.34 SONY GM 00028914 Member SIPC C41470202006582147 N77003383276 00804 0318 030575004 100000 Page 1 of 8 CONFIDENTIAL EFTA 00137534 EFTA01278441 SUBS UBS Strategic Advisor March 2018 Your account balance sheet Summary of your assets Value on March 29 ($) Percentage of your account A Cash and money balances 1,627.12 2.83% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 55,842.22 97.17% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,469.34 557,469.34 100.00% Account name: GHISLAINE MAXWEU, IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Your current asset allocation D Eye on the markets Your K Randal Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may Mdude available cash balances. UBS Bank VSA deposit account. UBS FDIC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement kr detais about those balances. Index Percentage change March 2018 Year to date S&P 500 -2.54% -0.76% Russell 3000 -2.01% -0.64% MSC I - Europe, Australia & Far East -1.87% -1.58% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.88% 0.64% -1.46% OW70003006592148 NP70033102 76 0CC04 0318 030575004 CONFIDENTIAL logitilliYGm000269,391 2 of 8 EFTA_00137535 EFTA01278442 SUBS UBS Strategic Advisor March 2018 Change in the value of your account March 2018 (3) Year to date IS) Opening account value $57,331.06 $57.676.64 Withdrawals and fees, including investments transferred cut 0.00 -106.66 Dividend and interest income 103.80 304.10 Change in market value 34.48 -404.74 Closing account value $57,466.34 $57,469.34 Account name: GHISLAINE MAXWELL IRA Friendly account name:lochs, IRA Account type: Individual Retirement Account Account number, Dividend and interest income earned For purposes of this statement, taratilty of interest and oisidend Income has been determined non a US toe reporting pertpectiw. Bawd upon the residence of the account holder. et count type, or product type, some interest andoc dvldend payments may rot be subject to United States (US) ardor PVtil0 Rib, (PR) Income tares. The dent month', statement is not intended to be used and cannot be weed upon for tar purposes. Clients should refer to the applicaie tax reporting forms they recent horn UBS annualy, such as the forms 1099 and the Faint 480. kw tat reporting inf.:ammo_ it is the prance of U85 to file the epplicatle tar reporting forms with the US interns Revenue SeniCe and PR Treasury Cienarrent. aid in such forms accurately daily dividends ardor Interest as tan exempt or teat* heart. Pleat consult your loth:dual tar prepare,. March 2018 (V Year to date IS) Dividends 103.52 227.63 Interest 0.28 0.65 Total current year $103.80 $228.28 Prior year adjustment 0.00 75.82 Total dividend & interest $103.80 $304.10 Summary of gains and losses Values reported Celan, exclude products for which gem and losses are not classified. Realized gains and losses Unrealized March 2018(5) Year to date ($) gains and losses (5) Short term 0.00 0.00 -11.96 Long term 0.00 0.00 -794.66 Total $0.00 $0.00 -$806.62 Your PI nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Cash activity summary See Account activity the month to dela Is. &lances In your Sweep Options are indudedin the openng and closing balances yaw. FDIC Insurance applies to deposits at u8S Dint USA and :A bails participating in the UBS BM Insured Deposit Brogan. R des not gory to deposits at U8S AG. Stanford Elearch ot bent &posits placed through the UBS intonations Deposit Account program SWC protection collies to money market sweep fund hoidrqs tut not bank deposits See important information about you' statement on the last two pages of this Occurrent for details. March 201813) rear to date (I) Opening balances Additions Dividend aid interest income 51.626.84 103.80 $1,732.88 304.10 Total additions $103.80 $304.10 Subtractions Professional management fees and related services 0.00 -106.66 Funds withdrawn for investments bought -103.52 -303.20 Total subtractions -$103.52 -$409.86 Net cash flow $0.28 -$105.76 Closing balances $1,627.12 $1,627.12 SONY GM 00028916 CoMCCICE006SER149 NP70033 10276 00034 0318 030575004 CONFIDENTIAL 100000 ►age 3 cif EFTA_00I 37536 EFTA01278443 UBS UBS Strategic Advisor March 2018 UBS Bank USA Deposit Account APY Interest penod Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $1,626.84 Closing UBS Bank USA Deposit balance Mar 6 $1,627.12 Number of days in interest period 28 Average daily balance $1,626,84 Interest earned $0 .28 Annual percentage yield earned 0.22% Account name: GHISLAINE MAXWELL IRA friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary Moderate investment eligibility conrclerafion • nitre selected Your account instructions • IRS Financial Services rc is your IRA custodian • Yotr account cost basis default closing method is FIFO, First In, First Out. Your Ignandel Advisor: SCOTT STACK MANLYLE CASIVEL Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period If this information is not correct, a you wish to change your beneficiaries, please contact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may bo subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% (100.00%) CNP70309006582150NP70C0310276C0C04 0318 030575004 Y123697550 i°6014YGM000264490 4 of 8 CONFIDENTIAL EFTA_00 137537 EFTA01278444 UBS Strategic Advisor UBS March 2018 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indundual Retirement Account Account number. Some pnces, income and current ea ues shown may de approximate. ASS RS ult. gam dndlOssesn'W not be accutalely reflected. See amponantintorntabOn about your statemeM a the end of ths otcumem for wore information. Cash Cash and money balances Cash and money balances may include avalacie cash balances, UBS Bank USA depout account balances, UBS FDIC insured Rogan Bank Balances. UBS AG Stamford Branch deposit account balances and rroney market mulud fund sweep Mantes. See the Important information about rut statement a the end of this dxument for detain about those balances Hddn9 UBS BANK USA DEP ACCT openng baance closing balance on Mar I (1) on Mar 29 1) Your PI sandal Advisor: SCOTT STACK MANTLYLE CASRIEL UBS Bank USA and al UBS FDIC Insured Program Bank deposit account baenCes are insured by I be FDIC within applicable Imts, but ale not protected by 9PC. UBS AG Stanford Branch deposit account balances are not insured by FOC and are not protected by 5IPC. Money market sweep balances are protected by 9PC but alt not Insured by the FDIC Price Per Share on Mar 29 (0 Averagt rate Dnidena Merest Dais on period Period Cep amount (S) 1,626 84 1,627.12 Fixed income Mutual funds Total remvnted is the Iola al al reinvested dwdends II does rot include any rash dvidends is not a tar lot for the purposes of deierminng hdding periods or cost basis. The shares you receive each time yOu reinvest dvdendS become a stparale tax lot ass basis n the !Old purchase cost of the s«unly, Inoudng ranvesteddvdends The cost basis may need to be adusted for return d canna payments in order to detem-one the adtatedcost basis rot tax reporting purposes. Hddng larrber of shares Purchase pricer Average erne pet share (S) Client investment (1) DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: D6LTX Trade date. Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 56.33t 10.649 EAI: 1668 Current yield 364%u SeCurity total 1,749652 10.631 18,00).00 lr) MORGAN SHCRT DURATION BOND FUND CLASS I 250,000.00 unmarred Ord pain or /as is the dfference between the current vane and the cost basis and would generally be yOur Unable pan °rims if the security was sold Mikes date The unrealized (tad gan or loss may need to be 30003 for return of (via oarnents in order TO deterrhne the reedited pan or 'Cato( tar reposing purposes. investment return is the current vane minus the amount you invested F OOPS not Include ShareS that ale not reflected on yOur Statement, indudng shatel that hade been leaded as either a San or a loss It *SO Odes nd include cash dwdends that were not reinvested Cost Price per than. basis (s) on Mar 29 (1) value on Unrealized Clad tmestment Holdnd Mar 29(S) gain or loss (S) return (S) Period 18,000,00 10.480 599.91 10.480 18,599.91 17,746.00 -254.00 LT 590.35 -9.56 18,336.35 -263.56 336.35 continued next page SDNY GM 00026918 OtP7C0030C6932151 NP7000310276 00004 0318 030575004 CONFIDENTIAL 100000 Pogo 5 of 8 EFTA_00137538 EFTA01278445 UBS UBS Strategic Advisor March 2018 Your assets . Fixed income . Mutual funds (continued) Number Purchase price Average peke Client Cost Price per share Vail* on Uhrelliirtd0.4 ImeStinent Hddng Hddng of shares par sham (S) investment basis (1) on Mar 29(I) Ma 29 (I) gain or lost (S) return (1) period (I) Symbol. HLLVX Total reinvested 1,802.794 10.991 19914.77 10.690 19271.86 -542.91 19271.86 EAI: 4254 Current yield 1.32% PUTNAM SICRT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.003.00 18.000.00 10.060 17,99999 -0.01 LT Total reinvested 23.262 10.066 234.16 10.060 234.02 -0.14 EAI: 4250 Current yield 1.37% Security total 1,812.526 10.060 18)300.00 18234.16 18234.01 -0.15 234.01 Total $36,000.00 $56,64824 655,842.22 4806.62 $19.84222 Total estimated annual income: tun Account name: GNISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your Asandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your total assets Cash Fixed income Total Value on Mac 29 (9) Percentage of your account Cost Oasts (1) estimated annual inccene untested gain or loss (1) Cash and money balances 1,627.12 55,842.22 223% 1,627.12 Mutual funds 97.17% 56.644384 1,172.00 406.62 $57,469.34 100.00% $58,27556 $1,172.00 4806.62 Account activity this month Dale Mikity DeSCrtAlOn Amount (1) Dividend and interest income Pcoderth Mar I Dividend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 092er 18 53.84 SYMBOL DeLTX Mar I Dividend PUTNAM SNORT DURATION INCOME FUND'? AS OF 02128118 24.56 SYMBOL PSDYX JP MORGAN SHORT DURATION BOND FUND CLASS I 25.12 SYMBOL HUSX Mar 28 Dividend Total dividends CNP70009305592152NP70003102760000t 0318 030575004 CONFIDENTIAL $103.52 INKSLY_GM_00026A90 6 of 8 EFFA_00137539 EFTA01278446 *UBS UBS Strategic Advisor March 2018 Account name: GHISLAINE MAXWELL IRA Friendly account narne:Indiv. IRA Account type: Indiedual Retirement Account Account number Your Pinand/A Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (connived) Oat Mikity Ciesaploo Ansoutt Dividend and interest income (continued) interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0&18 0.28 Total interest $0.28 Total dividend and interest income $10320 Investment transactions For mare informaion &cut the on shown for restricted seaman. see Important infotmatka *oat your statement at the endol the OXtencol. Dale Acbily Descaption Proceeds iron mwstment Quantity vd ue Price transactions (5) Funds withdrawn ler Accrued inteslments bc4t (5) interest (5) Mart Reinvestment DOUBLE UNE TOTAL RETURN FUND1NSTL DIVIDEND REINVESTED AT 10.4$ NAV ON 02/21118 AS OF 02/28/18 SYMBOL DBLTx 5.152 -53 84 Mar 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.06 NAV ON 0.212e118 AS OF 02/28/18 SYMBOL: PSDYX 2.441 -24.56 Mar 28 Reinvestment 11) MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.69 NAV ON 03/27118 ST8/1301: HLLVX 2.350 -25.12 Total .$103.52 oat Activity Description mount (0 Money balance activities Feb 28 Balance forward $1.62GA4 Marl Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06118 Morn Closing U.S Bank USA Deposit Account The UBS Bank USA repast Account isycur primary sweep option 0.28 $1A27.12 SDNY GM 00028920 CNP70302006582153 NP70033 10276 0004 0318 03057,401 CONFIDENTIAL 100000 Page 7 -4 3 EFTA 00137540 EFTA01278447 *UBS Yournotes ..,,...............m. CONFIDENTIAL EFT,00B7501 EFTA01278448 Important information about your statement L. Element Services tic. (the km a UBS &urn' Santee), is a member of all principal acvily, canrroday and options exchanges UBS Fnancial Snot and U65 Bank U54 ote i-died subsidiaries of U8S AG and *fibresof UBS Semmes LLC. The Fiat Hemel statement k available upon regress The F Mrs extotke offices re at: UBS Financial knees M. 1200 Harbor Boukvard Weehawken, NI 07086 Ibis StatEmIcit repnsents the only off icial record of you LBS Financial Snakes account. Other records, net official le cal:flank.. tetang corer:trigdata should not be relied Rom II you beet there is en eat a omission tote report it immediately n writing to the Branch Mawr of the office serving your account Atta4' al figures shown re intended to be accurate, statement data thwkl not be used for te purposes Rely seek on yerend tax forms (Le , Form 1099, 5498. 10425, etc/whenpreparing your lax return. She Fim required by law toref:al to he IRS all tatble deadens, report/kb norstauble ckeasna and utbk intent end on *taffies held in you account net proceeds on see trreactiore, ad con basis an certain covered seises. Onraellatkeill With the Finn • Please neontimes ay oral cormuncatont in wining to further protect your ri;hts, including your rites ureter the Se sties 'Nestor Protection Ad ISPAI • If the financial Petition an the top let ot tie kont ol this statement knot U3S F nuke' Stakes, LDS Financial Smite carries yor raa est as clearing broker by arrant* we the Mated institution We informed you of the reins- MP Men you opened this attan. h the case. your kØ aid ~skies re boated at Les financial Sees and rot te imcdacig broker, ard you nut make a noon of any error or emission to both fin. • As deleted nthe account agreements, you muff roily us of any tints or fraud Molting decks reflected an your statement within 30 days nere was mailed or made ovalabb. • Pleawded aaomer complaints or inaties to he Fimss C lent Relatirs Department at 201.352.1699 or toll-free at 860-354-9103, 8:CO A.M. to 6 RO P.M. ET Monday through Frday, or in awing to U135 thincial Smite le, Client Rations Degurtmee, P.O. Box 766 Union Cky, W 07037. • A II st/demerits shall be deemed complete and acciate not objected to in suiting within 60 days. • Fa TTY urukes Call 844412-09W or from outside tie US.: Cal 201.332-1495 • h um of tan or gasslivs about as electronic lugs transfer (FT). bit pawn a UBS Vea•debil card transactions, call KO-762-1000. or wile to UBS Financial $enste, Ix., 1000 Hartor Blue, 6th floor, Wehonarn Isti 07036, AM RIAMT6A Strokes Cale write as soon as you can, if you hit goer stremene a receipt is wrong or if ow need more Manton tot a transfer on the statement or Meta. The Firm or Cad beser (as awkable/musl her fronnyou no later den 60 days alter tie Frni Wed you die tnt statement on vkikh the erns or P-offlem anand - Dowd. yotr rem ad ;coos* noter (tt any) - Resat* the senor or tie trawler you an inure about, avieolan as <kart, as you CT why you belie.. • is nen a why you need more reformation - hoed. the dole amount of the suspected era. The Finn or Card Issuer vol nestgate your complain and will coned my ear moody. For alleged en013 Pnolving UBS debit ca-dtransarlim if we take more than 10 tus mess days to do this, we will credit you* noun for the anoint you thinks in enror, so that you MI how the use of tee money dung he tine it takes us to complete our rivestiption. Please make all checks payabb to the Fem or tie financial insteurion Muted on tie font of thO stamens In addition to regser non fees, accounts mw be abject to matrenne lern, chaps for We pawned kr securities purchases and charges kr unpaid amounts n cash accotnts Accounts that an tansterred to other intleJlere may be subject to a gander lee. UBS Sweep Options 1.165 Otter, options kr ~ph; cash balances tobok depose accents al non-affiliated bats rd affiliated banks. waxy market mutualfunds Noel Fusel) and ta ntonatitotlentacte Accort (Witte cinema wit. a, International Raced Management Accost Depose neuet al UBS Bek USA and non-affiliated banks panicipalng n the UBSFOICanstred Deposit Program are FDIC Muted in accordance vein MK ales. For nare infonnation, pleat visit maw (dickey. Deposk accounts at WS AG Stanf ord Brands and shires of Morey Funds are rot voted by the FDK. Through he D cash balances re swept to deposit accounts at UBS AG New Yob Brant, a-dUBS AG Carnal Branch. These deposits are not inured by te FDIC. Balances held at tie U36 AG Cayman Branch are tenkranW oposed to te sovereign rex of the Cayman blinds and there is no gusrentee or ode. oblation of UBS AG lo repay the balances week on the UBS Cayman Branch's to:M. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See "UBS Merkel Seem Accent Protection' below. Ø yos request, bans n the ban deposits ma be wean, and shah of a Monty Fat may be toned, and the proceeds retuned to you a you' Stark.» aØ , Fisher Mernaten about available sweep options, incledng cared Merit rate and yolde, t avaiale mum ubs cordon/nil:1s from your Financial Advisor cr by calling 8C0762-1000. UBS Finareal Se vice. account protection The Fen n a member of the Searnits Investor Protection Corporation (51K), *Inch prates seuritin customers of its members to to 150:1,000 (including 5250,000 for dains for cash/. Eolsnatay broths* available upon reaml or at own sex. Org The WC asset protector, limit apply to all noses that you roan a particular capacity. The Finn, togeder neh certain aff tires, has also Purchased maViersental insane The ma mum mount probe, to 4.10191:4? fiat, coheir...band« this protean:a is 1500 million it 04 December 10, 2016. SLOW to the poky cordite:es at limitations, cash a the firm isfather protected ta up to $1.9 million n the aggregate la all you accounts had n smartie cysts A ful spyd the poky wading if meth spon request. Neither **WC prate-honor the makmental proteacn apply to: • Certain truant assets controlled by (and nettled n your account value) kut held away from WSFinancial Services. For esample certain (i) insurance [codas. including variable modes, and 60 shares ol flut ist funds registered h the mene ol the account holder on the books of the issuer or fancier agent), • Menem contacts or ist interests (e 9. limited partnerships and private placements) that are not registered under the Securitts Act ol 1933; • Commodities contacts (e g. foreign mines* aid la« ixe metal ccolnats). «Indio; haute, contracts zed coffrnoditr option contracts; and • Deposit accounts Incept cendkates of deposit) at LDS Bale USA, UBS AG U.S. branches and banks h the FDIC Insured Deposit Program. The SIK proud on and the supreme-eel prattles do not apply to these asses mint they 'theses. appear on you statements. The WC protecitn and the ssopkrnental protection cb not protect aganst changes n the mated' vat of you investments (tether as a result of market motrom, issue bekruptcy or frflfinfine) Dividend Reinvosbnent Program (DP" The Wit reflected is an average puke. You may obtain the actual Fike ham yos knee Advisor . Only ri ck sham are purchased under DP le; eamal shoos will be sold ad the cash be &posited in your account The divideni renvenmeni pote applied by he gorr Ma/ olle from the matt price at which he partial than re sold Casee-h-lieu Ong whole ants may be hurd n pas accout. If you re crated to • pinol unit as s result alai:Ward anent • otonvise. the Fnm well either sell partial units at market gate a accept an amount determined by a regidered cleatg agency, at credit you' accord Investment obbutine• The i-hoconerc otioaives ad risk profile an speck to each account and may vip between you' accounts. Please Muse the Finn prorrptb in teeing day significant change in yes I maxi.' situation or investment anon For each accord held you choose or* ol the f °lowing front objectives: • Produa Coventincoree: Investments seting the generation of ncone only. CONFIDENTIAL • Anne Canal Appreciabert Investments seeking Tone of prenatal rather than the gereration of intone. • Proloce Coon/ion of Memo and Contal Appreciation. Investments seek Po both the generation of name ard growthof prixial. Overall risk profiles • Coneavanveleeks lo manlan nital pie pat with low red and volatilny to the accom owrall non if that means he noise does roe generate significant encore ix rams and may not keep pace wit, inflation. • Moderato Waling to accept on risk to principal trid tolerate sane olaby Ionia hthee Mum, . • Aggressit: Willivg to accept hilt risk to principal at high volatility to seek high returns oser tiwe. • earesemene 61giblity Consideration: d selected a portion of the portfolio for tet account may include complex striegn, tented liquidly atonal,. volatilty. Statement •homeholdhcr We may consolidate si related account statements with the sere address in the tam enekove. eg. because they have eons, oho ako maitan join accord rebtionshOs wth 011'ef deres a the wre address. d you peter to reek* indisidual statements mailed n unite finselfOOf, yea maydecline Inowehdding fry tali"; your Financial Achoor Friendly wawa name The Friendly account name is a customizable *rikkname* chosen by you so Min you with your necedkeping has ro legal effect nyos account You can chawe your Mandl/account nines, through °nine Services by contacting your F inanoal Adese. Ateown overview • »kw ofrour acrounapornbln Net of assets rd its • Assets Includes available cash balances, wakes f or restricted yeasty (et), and Global Tine Deposits, unretzed mods to market, and certain assets not held by **Fins Cows rot include unpriced oeuritielaseets at the ende the prior and orient statement penods cr prerate latemnes u ed stock options ad etrosatte stod. options • ((eases hcbies debt balances, otsta-dina man lom, code line, sen account batman • Caderioney balances. Toul of uninvested avalabk cash balances puts depose balances al aft ned and non-affiliated banks, ininxney make enutal fund sweep balances, at the cbse of tie statement period. lenucormodity free aura balances in yos mart ao not segregated from the balances and the Fern may use any of these fads Pi the ordinay course of its business niese funds repay** ism your dema-d. This total is needed in the arrant period closing value. SDNY_GM_00026922 EFFA_00 137542 EFTA01278449 Inq)oruult information about your statement (O0fftrued) Landing infonnation For decried informatal en the Fends lending perms and cfischares. refer to year Clore Relaurship Agxement or Account Agreement rd the General Terms and Condenses 665 Statement of Crean Prances available in Agreements and Gad:auras at lawn ob. comileceittnrclacloarg yew suet You starts-ern demon securities and other assets held in the account al the end of the statement peeved You may r for &Way of Ia.? paid Sea-rein At any tine. You may receive swathes used as loan collateral alter twig any balance de an them. Any securities trandened to the Fins cisirg the statement period are fisted at mart vase as of the end of the staternert prod • Cod bar. In detrnming the cox bays of the scares included this Raternint, where indicated rah the number 'I,' Lescriancie Services relied on information caained from sources other than UPS rnarXial Senices. relating nfirmation Iran another f or that you fray haw provided to you- Finaxial Ackisor. The Fenn does not ardeperderely verdy a guarantee the accuracy or verily a ary alortraion provided by farCei other than 665 Franca' Sawn. h acklitiOn, absugh LEG F nasal Semen gene-alto Lildates this Mama al as is received. the rim does not prow* any aSSUrarCeS that the nformation under 'Contain' and 'Latealeed ganffoss' 6 accurate as al the date of the statement. As such please do roe rely on this information to make percher or sale decisions for tape:poses of otherwise. Accounts Ora erred to the Fins may reflect gar/ loss Mammon only fa the paid era they are heel A the Finn More hapset Mormalon can be added by yam Financial Advisor. • Urrutized gaid/losses Men data is evadable, eRnred tweaked gain:losses are calculated icr exhales, savoy lots. The trans/don data for nidivistal lots may or may not reflect carmosiceo. charges ardor security reorganitaten invents Dividend and other reinvestment lots and systematic purchase bas are each rotted to display ore averaged lot. The • trade date' co/Annpresents the cegiul transaction trade date • Callable searkies Bonds and preferred stock that the issuer cats for cry redemption wit be selected inwarteally by lot Iran among all scares of that issue held n our name or n nominee name for as clients Call Late Marmara n obtained lions third parties and es accuracy is rot %ramrod Other call (eaves may exist which mid Elect Mkt complete Mormalen will be ansided upon request • Certificates of deposit (CDs). COs are FDIC muted cp to $250,030 n primped and :awed interesi per depositor and per depository instate:4 naccordxce with FDIC Met. • Price/value Pres dispLhed fa stories and other products may be hgher or lower than the axe that you would actually receive in the market. Prices are obtained f torn mean gad parry sources witch me brew to be relare bit we do not guarantee then acosacy - We generally use the closing price Men araUbk re the mean of the bid and ode prices la listed securities and options or ony bed prices la OTC searties. - Less array traded securities may be priced using a valuation model or the most recent are we (bland and may not reflect an actual nark* price a vale- - Crean poseions may appear *Mout a price and will roar at 'peke was not evadable' if we re unable to obtain a price for a security. - Deposes or seculars denominated in carencies rat Von U.S dabs are ref Yoked at the mohair rate as of the statement date - For amain securities trading in nonconforming dencininahons. pace and goal ay 0 aCe valu0 may have been adjusted to facilitate proper Murat To obtain current CaStalken, when aerate, contact rat/ F nancial Adisce. • Private investment end m atured products Private 'Tenement sautes IncLang deer pan <mat it program arid real estate trwestment trust manes) and stir lured palkti are grnraly hglay Aland Cretan aructued watts have not been registered with the SeCtiliel and Exchange Canrinesion or under any state securities laws. We monde **meted yaws fa private investment securities and structured products for Mammon* Names only Accuracy is not guaranteed - These values may differ evbgantialy from mess, d any, at which a prate rneStrnenl Security a Structured product may be bowie or sold and do not neassank' 'Wesel, the vas you may recent veal liouidation. - Thr party enemies of vela are as of a awn ore and we stealer to MG Fnarciel Services on a regular bar by an independent Station firm. - twit, general partner or sponsor minuted rim, if ay, re gaffed to the F km by the iSSucif, general Paler a sponsor and may be carried based on efferent rdormaton Iran that used by red pities to derive their minuted values - You can obtain addax.* information regarding the methodology used to determine the reins* of value and the date of the Mormarn that as the basis for the estimate by contacting yap Fianceal Advisor. - Tied pry estinamd ram may be reflected as 'We priced' n several situations when an ndeperrker valuation km has not supplied a is unable to assign a Oka, when we become 'rare that a material event has conned that may call a Veva* reported aka Iwo question, or been a value would be highly speculate* due to the mote c the secunty. - When near an issuer, genera partner or razor estimated value net a thidgry estimated wake is mired the vela of the wady willbedeferent from its cfinhase prate. - •Daributions to dale' may Made ahem of capita name or both. - '0ragnal unit re' represents the inn* offering priceper Viii and may al reflect your cal basis. - DPP and sainted REIT securer re rot lard on a nationalsenders exchange, and re generally &aid and even R Hwy can be soil the price nerved may be less than the per share estimated see cecinsted n the note statement. • Restricted securities Restricted sewer generaffr re rot orrery Mgt* for public sale LOS Fins- al Services uses the market pike a the unrestricted Mak of the the rater as an negated value for the restricted stock for papaws of the stste none on4r. To the earl that restated secerbes are Maybe for sale, the vaka received may be svbstantaly kiss than the mowed yak* Sawn • Est. bostinated) income, current yields and rates. An ea knit< of mud income is lard an carom clacked and Merest rates, assining the SeCtrelleS will be held for one year from statement date or until maturity This estirnale is my a guider.. accuracy ad coonued income are not qua-armed — Estimated anal income and current yield for tertian types of securers card nclde a man of pfncoal or rapt.; gam n which case the est. encore ("roarer mkt/ would be overstated. — Eninated areal income and current yield and the actual InC0rne andyield milk be beef or kite( than the estnkoed amounts — An eslailate of arriciabted (non* (dividend arida interest) deeded byline current market vakraverage balance 4 based on the Ian dividend or Merest payment rnade by the issuer and dames the seosheadeposes will be held for re year from the staterrnt date or until maturity. Accuracy and cementer yell we not guaranteed. • Stets not held by UBE Essential Services Certain assets re not held by to and not mem the Finns possession or (enrol. These assets are deployed on par statement for informational imposes oriy. Positrons and values presented are provided by the 'scabs; fern UBS Fnancal Serwes is not responseble for the rornabon and Ors not guarantee es accuracy. Thew assets we rot protected by WC or Ilse Frin's sapplemental SIP( cos. age. • Revenue during and additional compensatian. — n a:Union to commestats on sales rd l2h I fees eceived n connection wth the darbuton of mutual finds to at ernes we ado our aerate receive revenue gang payments from distrtYrkrS ands advisors of the rattail fiends that we sell. These roses re based on two different comparms: 0) die amity of sales by IBS of a particular marl fond family to our cleans, and 60 the asset value of a Particular mutual kind fanekly shares held at the frrn — We and our affiliate also receive networkng and Cants processing fees in consideration for transfer agent services that we provide to the nxtual Inds These fees generally re paid from nwstor assets n the mutual find and are a toed dolls' atratit based an the cumber of accounts at the broker-dealer holcang rrinAl funds of that find falsity - h adders, to commissions rarer in correction with the sab m astrbutco of arnuity contracts and unit nvestment tort unts to our cients. we ands as aerate recent revenue sharing conxernation from airy of the -rnularKe<cmpalies mama tea CONFIDENTIAL the annuity corners, Arm of the ratarxe companies or sporran of the ain investment Inas urn detriautt. - In addition to canmessons received Iron the wear and sale of NextShwes fads, we and or as affiliate acre an asset ibasid revenue sharing parent Iron Neeiguret dktr Wort, as well as funding for fechnolow derkpmert. training and echoer:in. - Our if dates alto ream-trading corrrnsmos and other compensation fromniter funds and insurance amaries whose products we rebut& - We receive an matfee from LOS Bak USA ski IBS AG Stanford Brash of up to $25 per account sweeping to the banks tender the 685 Bark Sweep Program Activity information regerdng CCrItrildSten and other charges Mated re connection with the executer* trades, narng option transactions has been erred on COnhrrilltiOrn previously earthed to you. and well be provided to you prcratly on reddest. Short seeing If you re engaged in short selling a securay, you may incur a charges due to corn bomrag coos for that kulte searity. Open orders Regarding open a 'grelaificancreker errs that were me evereded by the statement date, open buy and tel stop orders ere reduced by the amount of dividends argilson an veteran* or mutes date unless inserted otherwise by you. var are ItSpenSbie for orders that are wecutecl due [flops Ware to cancel 9.'1,6,19 open order" Privacy To obtain a copy of our current Client Pray. Nair please comer you financial Atria a vise webste at gyww ?to rewankanytet ▪ 1.8$ Financial Services is rot a bark. The RMA, Business Services Account BSA and AMA re brokerage accosts which provide access to baking Stsvico and prodn Ihaxfi anangernerds with affiliated barks and other Onixfiparty banks, and provides access to Wine and amity products issued btu-affiliated lir-party mane companies through instance agency °trans a IBS Financial Seraxes ides - heentratnt insurance. and tenuity prockacts — Not CDC nand • No bank guarantee* May lase rale — WA. ReSCVCe Maramment Account. Business Senior Account BSA. IRMA arid international Resource Management Account are rya red service marks 0 UPS F rano* SeniCti — VISA is a registered nomad, owned by Vela htiniticret Service Association ad used ender Rene. The LOS Visa ark cards ad the LOS Visa debt cods are Ord by UBSBant USA with permission horn visa U S. A Incorporated All Other Vadwnerks, registered trademarks, service mats aId registered service inarkS are of their emplane owl:ores UPS Fkvancial Services Inc Rev 20171' SDNY_GM_00028923 EFTA_00137543 EFTA01278450 Retirement Account ;It UBS U85 Financial Services Inc Priva te Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor April 2018 CNP7005 50418 VI 0 CHI AN MAX LL IRA Account name: GHISLANE MAXWELL IRA Friendly account name: Indio IRA Account type: Indwidual Retirement Account Account number: Your Iinandal Advisor. SCOTT STACK MAN/LYLE CASHEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the cn March 29 (S) on April 30 (4) RMA Resourceline at 800-RMA- I000, account 029)23697 Your assets 57,469 34 57,301 64 Your liabilities 0.00 0.00 Msit our website: www.ubscomifinanciaisewices Value of your account $57A69.34 $57,301.64 Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annualcreditreport.com. Tracking the value of your account Sources of your account growth duriag 2018 Value of your account S Thousands at year end 2017 157,676.64 Net deposits and 570 570 57.2 57.7 57.5 57.3 vvittdrarrals iS214.12 • • • • • Your investment return Dividend and Interest income $420.30 Chair in market value 4581.18 Value af yaw accormt Dec 2014 The 2015 Dec 2016 Dec 2017 Mar 2018 AM 2018 on Apr 34 2015 557.301.641.64 SONY GM 00028924 Member SIPC c NP7COCE0050?7875 NV7003183720 000:I4 0418 030579004 000300 Page 1 of 8 CONFIDENTIAL EFTA 00137544 EFTA01278451 SUBS UBS Strategic Advisor April 2018 Your account balance sheet Summary of your assets Value on April 30 (1) Percentage of your account A Cash and money balances 1,5 I 9.96 2 65% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 55,781.68 97 35% E Non-traditional 0.00 000% F Commodities ace 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:In.:by IRA Account type: Indb..clual Retirement Account Account number: Total assets Value of your account $57,301.64 100.00°o $57,301.64 Your current asset allocation D Eye on the markets Index Percentage change April 2018 year to date S&P 500 0.38% -0.38% Russell 3000 0.38% -0.27% MSC I - Europe, Australia & Far East 2.57% 0.94% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2018 3-month Treasury bills: 1.83% One-month LIBOR: 1.91% -0.74% -2.19% Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. 08S Bank USA deposit account, UBS MC insured Deposit Program Bank accounts, 005 AG Stamford Branch deposit account balances and money market mutual fund sweep balances- See the Important in formanon about ;our statement on the last two pages of this statement for detaks about those balances. Ctir 70000005697876 NP70C0 I 09730 COCO. 0418 030579004 CONFIDENTIAL COMY_GM_000269ftge 2 of 8 EFTA_00137545 EFTA01278452 UBS UBS Strategic Advisor S Change in the value of your account April 2018 al Year to date (I) Opening account value $57,469.34 $57,676.64 Withckawals and fees, including investments transferred out -107.46 -214.12 Dividend and interest income 116.20 420.30 Change in market value -176.44 -581.18 Closing account value $57,301.64 $57,301.64 Account name: GHISLAINE MAXWELL IRA Friendly account name:trick, IRA Account type: Individual Retirement Account Account number. Dividend and interest income earned For outposts of INs statement, tagablty of inkiest and dividend Income Ns been determined Iran a US lac reporting perspective. Bawd upon the residence of the account holder. ac count type, or product by*, some Interest anent dvidend payments may not be subject to United States (US) ardor Puerto Rico (FR) Income tares The (lent monthly statement is not intended to be used and cannot be retied upon Ice tar purposes. Clients should tefer to the applied:1e tar reporting toms they receive from UBS annuity, such as the fermi 1099 and the Foetus 487, fa lac recoiling information It is the woke of UBS to file the epplicalie ter reporting forms with the US Mterni Revenue Service and Pa Deasury Department and in such town accutatety classify dwdends and a Interest as lac exerrpt or iamb* income. Pleat consult your Inthtdual tax woofer. April 2018 (1) Year to date (S) Dividends 115.90 343.53 Interest 0.30 0.95 Total current year $116.20 $344.48 Prior year adjustment 0.00 75.82 Total dividend & interest $116.20 $420.30 Summary of gains and losses wives reported t*iow exclude products for which gam and losses are not classified. Realized gains and losses Unrealized April 2018(5) Year to date (1) gains and losses (4) Short term 000 0.00 -15.63 Long term 0.00 0.00 -967 42 Total $0.00 $0.00 -$983.05 Your PI nandal Advisor: SCOTT STACK MANLYLE CASNEL Cash activity summary See Account Klee), the month for deta b. Balances In your Sweep Options are indudedin the openng and closing balances value. FDIC insurance *Viet to deposits al UBS Bank USA and at hanks paticipating in the UBS FDIC Ins Wed Deposit Frown it ctes not con to deposits at U8S AG. Stardord parch Of bank deposits placed thrOugh the UBS international Deposit necount program SiPC protection applies to money nand sweep fund holdngs but not bank deposits See Important information about your statement on the last twopages of tans daimon for detain Aprl 2018 (5) Year to date (1) Opening balances Additions Dividend and interest income $1,627.12 116.20 $1,732.88 42030 Total additions $116.20 $420.30 Subtractrons Professional management fees and related services -107 46 -214.12 Funds withdrawn for investments bought -115.90 -419.10 Total subtractions -$223.36 -$633.22 Net cash flow -$107.16 -$212.92 Closing balances $1,519.96 $1,519.96 SDNY GM 00026926 CelP7C0C03050?7877NP70031£8720 00003 041803057,404 CONFIDENTIAL cor0r0 Page 3 of 8 EFTA 00137546 EFTA01278453 cat UBS UBS Strategic Advisor April 2018 UBS Bank USA Deposit Account APY Interest Period Mar 7- Apr 5 Opening UBS Bank USA Deposit balance Mar 7 $1,627.12 Closing UBS Bank USA Deposit balance Apr 5 $1,627.42 Number of days in interest period 30 Average daily balance $1,627.12 Interest earned 80 .30 Annual percentage yield earned 0.22% Account name: GHISLAINE MAXWELL IRA friendly account name: lndiv IRA Account type: Individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratement a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None silrvted Your account instructions • IES Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. Your I nancial Advisor SCOTT STACK MANLYLE CASRIEL CW70008005697878 NP7OCOI88720 00004 0418 030575004 CONFIDENTIAL COCISONYGM0002691.2219e 4 of 8 EFTA_00 137547 EFTA01278454 $UBS UBS Strategic Advisor April 2018 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indry IRA Account type: 'nobs:dual Retirement Account Account number. Some pnces, income and current values shown may be Eppithirrene. As a rout, cairn arClIOsses may nos be accurately reflected. See rmporunt informafron about your statement a the end of ths docurnem for more Information. Cash Cash and money balances Cash and money balances ma/ include avalade cash balances, US'S Bar* USA depoot account balances, UBS FDIC insured Rogan Sank Mantes. UBS AG Stanford Branch ceposit account balances and money market mutual fund sweep balances. See the Important information *bout nut statement at the end of this document for detain about those balances. Your rinandal Advisor: SCOTT STACKMAN/LYLE CASRIEL URS Bark USA and as UBS MC Insured Progan Bank deposit accord tderKes are insured by the FDIC within agaicatiae lints, but ale not protected by SIFC. L185 AG Stanford Branch decout account balances are not insured by FES< and at not protected by 51K. Money market sweep Lances are protected by 51K but are not Insured by the FDIC °tenni? baance Cloung balance PA ct ref shale Average Hddng on Apr (1) on Apt 30 (S) on Apr 30 (s) rate UBS BANK USA DEP ACCT 1,62712 1,519.96 Fixed income Mutual funds Total reinvested is the iota ce al reinvested dedends B does rot include any cash dvicierds. It is not a la lot for the purposes of dderminng hacked periods or cost bass. The shares you receive each time yOu reinvest dvdenct besorne a separate tax qt. Cost beta n the total purchase cost of the security. includng reinvested dvdends The cost basis may need to be adusted for return d cacital payments in order to detem-ine the ad usted cost bags for tax retorting mitoses. Hddno Purchase rancor ofthshrTeser Ape vettant epTses Cliteens; invest DOUBLE LINE TOTAL RETURN FUND INS% Symbol. 081TX Trade date. MN 31, 17 1,693.321 10.629 18,000.00 Total reinvested 61.813 10.634 EAI: $667 Current yield 365% Security total 1,755.134 10.630 18,000.00 JP MORGAN SHORT DURATION BOND FUND CLASS I Dradend Interest Dad period period Cep amount (S) 250,000.00 Unseafrol rya) gain or las is the dfference between the current vane and the cost bait and voted generally be )our lacetrle pan alas if the security was sold codas dote The urreaded fta0 gain Cr loss may need tO to aluSted for return of captal trathents in order to determine tne reenzed can or loss for tar tenoningpurposes. investment return is this current value Mous the amount you invested, t does not Include Shares that are not reflected on your statement, inducing ShaleS that ha.* been leaded as either a can or aims It EISO does not include cash duclends that were not reinvested Cost Price per 'hat Value on Unrealized ClaO imestment Hcidng basis (l) On Apr 30(S) Apr 30 (1) gain or loss di return (S) Period 18,000.00 10.400 17,610.54 -389.46 LT 657.36 10.400 642.86 -14.50 18,657.36 18253.39 -403.96 253.40 continued next page SDNY GM 00026928 Ciiir7t003309337879NP7003l$3720 OCK:01 0418 03057 `004 CONFIDENTIAL WACO Pap S of 8 EFTA_00137548 EFTA01278455 SUBS UBS Strate 018 gic Advisor April 2 Your assets . Fixed income . Mutual funds (continued) Hunter Purchase pica Avelaw peke Client Cost Price per Shoe Value on Unrealized God inns:mod Hddng Hddng of states potshot. (5) investmmt (t) Oasis (S) to Apr 30 (1) Apr 30(1) coin or loss (5) Mum (1) period Symbol: HIM Total reinvested 1,805.387 10.990 19,842.41 10.670 19263.47 -578.94 19263.47 EAI: $262 Current yield 136% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.000.00 18,000.00 10.060 17,999.99 -0.01 LT Total reinvested 26.325 10.065 264.97 10.060 264.83 -0.14 EAI: 4263 Current yield 1.44% Security total 1,815389 10.060 18,00000 18264.97 18264.82 -0.15 264.82 Total 636,000.00 656,766.74 655,781.68 4983.05 619,781.68 Total estimated annual income: 61,192 Your total asset nnentagea Cost Blmated Unreebzed Value on Apr 30(S) your account basis 01 annual incart gain or loss (5) Cash Cash and money balances 1,519.96 2.65% 1,519.96 Fixed income Mutual funds 55.781.68 97.35% 56,764.74 1,192.00 -983.05 Total 657,301.64 100.00% $58,284.70 $1,192.00 4983.05 Account name: GHISLAINE MAXWELL IRA Friendly account name: lndiv IRA Account type: Indisidual Retirement Account Account number Your Ignanciel Advisor: SCOTT STACK MANY LYLE CASR1EL Account activity this month 03e Aellwity Description Amount (5) Dividend and interest income Pcoderch Apr 2 Cavdend DOUBLE UNE TOTAL RETURN RAID IN571 A5 OF 0)29/ 18 57.45 SYMBOL DBLTX Apr 2 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 03/29/18 30.81 SYMBOL PSDYX Apr 27 Dividend JP MORGAN SI4DRT DURATION BOND FUND CLASS I 27.64 SYMBOL: HLLVX Total dividends 0NP700C0005697090NP70001e6720 00004 0418 03057%04 CONFIDENTIAL 6115.90 Ceift&Y_GM_000269P29fie 6 of 8 EFTA_00 137549 EFTA01278456 (SUBS UBS Strategic Advisor April 2018 Account activity this month (continued) Odle Oexnplion Dividend and interestincoine (continued) Interest Apr 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 04/0918 0.30 Account name: GHISLAINE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Individual Retirement Account Account number: Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount (1) Total interest 60.30 Total dividend and interest income $11620 D to Actihity Apo 23 Fee Charged QUARTERLY FEE -107.46 Total professional management fees -$107.46 Description Amount (1) Pees Inyesbnent transactions tot more I iltOWISIOn *Out tne Wirer %gut Shown for restricted SeCuritleS, See Important Wormaion abart yow statement at the end of this doc‘rnent Die Wooly Descapbon ProCeeCis frcm investment quantity vane (5) Price CO transactions (S) Funds withdrawn for Atclued investments bcogs1(1) 'merest (S) Apr 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.48 NAY ON 03/ 2918 AS OF 03/2918 SYMBOL: DEILTX 5.482 .57 45 Apr 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.06 NAV ON 03129'18 AS OF 03/29 I8 SYMBOL: PSOYX 3.063 -30.81 Apr 27 Reinvestment 1P MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.66 NAV ON 04(2918 SYMBOL HLLVX 2.593 -27.64 Total -S115.90 Date ACInnly DeSCriplicn Amount ID Money balance activities Mar 29 Balance forward 61.627.12 Apr 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0410918 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04123118 Apr 30 Closing UPS Bank USA Deposit Account The UBS WO USA OepOtir ACCOunt is your primary sweep Cpleon 0.30 .107A6 $1,519.96 SONY GM 00028930 CNF7C003309587881 Nro003103r20 00031 041803057`001 CONFIDENTIAL 000000 Page 7 of 8 EFTA_00137550 EFTA01278457 $UBS Your notes C.RIPW_Gni_aaozern as CONFIDENTIAL EFT,00131551 EFTA01278458 Important information about your statement L. Financial Services nc. (the Fern or UBS Fnercial Servbes), is a merrber of all principal snaky, commoity and esters exchanges. UBSFinancial5enices and 1,135 Bank USA ate i-diect subsilenes of UPS AG and *Misesof UBS Swishes LLC. The Finis manual statemert C available upon regces. The Fleas extoonere alias ace a. 1115 Gina-col Sentes 1200 Harbor Boulevard Weehawken. NJ 07086 This statement repesents the only official record of you' U3S Financial Services account. Other records, nue( °Pica la documents. contanng conflicting daa should not be relied was H you bean* there is an nice a omierion plea,. report it immediately n writing to the Brands Manager of the office wag your account Attce4' a 'ivies shovel ae aranded to be amine, etatement ratserculd not be used for to prposes Rely 'deb on yeaand tax rams, Ge Form 1099, 5496 10425. etc ) when Drepamg your lax return. The Finn required by law to report to tie IRS all thable dividends, owortabb nentaubt darickend and rata inures erred on Weans" Fold in you accorat net proceeds on see trrsact ore, ad cost basisoncertain covered carats. Crawronlatkmewiduhe Firm • Please necorram ery oral cormuncabone in writ hg tofurther protect your rig*, indudrg your rignes under the Seosiies Investor Protection Act (SPAS • If the fin/noel ratitution an the top left of to frcni of this stamen snot LI35 Frond Srates,U3S Froncial Saran carries pa vaunt as dearing broker by arra-gemmt wit the ncicated institutors We in you of the relalcnshio Weeny% opened this accost hem cast your tu-ra and sekelties tre located a UBS financial Senates and rot the incedeciw bran, ad you mat meta • repos of any aree or omission to both firm • Asdelisted in the account agmemmts, you must roily us of my enors or fraud inhering decks reflected an pour statement within 30 days after a was mailed a made avalable. • Pleatsdart hemmer complaras or names to the Film% C fent Relations Department a 201.352.1693 or toll-free at 80:0-354-9103, 8:CO A.M. to 6 CO P.M. ET Mondry through Friday, or in weng to UBS Pi-uncial %nice fre. Client Replica-Is Depairmat P.O. Box 766 Union Cky, NJ 07C$7. • A 0 Preements shall be deemed complete ad acoste if not objected to is writing within 60 days • Fa TT' services Call 044412.0%6 or from outside the U5.: Cal201.352.1495 • In can of *nets or winters aboul an electronic knob transfer OFT). bil parnica or UBS crtamdebil card transact/0ns, call KO-762-1000, a wile to UBS Francal senses Ix.. 1000 Harter Bled, Ph floor. WiddMin NI 070%, Attn RIANESA Senoras- Cal a rake as soon nye., can, if you Fork Your statement a receipt is wag or 4 you need more hlomiaten await a transfer on the statement or receipt. The Film or Card Putt as applicableinmet her I romyou no later then 60 days alter the F rm sent you the Int st !WWII on vAikh the ems or Problem Mowed. - Dosed, pow narre ad accost number (uf any) - Cesabe Ile error or the nosier )Cu we creUre about, adopter, as drab ae you can why you believe t is an Ian a why su need more Samanon - Precede the doter arnant of the suspected vra. The Finn or Card Issuer wB :wrap* your complies and will coned any mot promptly. For alleged snore Mekong UPS teas debil ca-d Oa-Gaolers if we take more than 10 but iras days to dot ths, we willcredit yar acorn for the amount you that is in trot', so that you wit brie the use of the money dunng the tent it takes us to complete our iwestiption. Please mike all checks payable to the Fire or the animal incaution rocketed on tie front of the statement In addition to ngtkr /cram lest accounts ma/ be Abject 10 mantenare tees, (haves for late pasiment ice securities purchases and charges Ice unpaid intuits n cash accounts Accounts that ye transferred to other instaacns may be subject to a bander tee. UBS Sweep Options 185 oriers options ice samplg cash balances to bale detest accords al non-aff dieted bales ad Addled banks, money marlin mutual f unds (Money FradOrd he thdernatisnal Drama baart (DA) fa cuff:calm will an Intematiorel Pesaro. Management Accost. Deposit account al UBS Bak USA and rem-aff Sited banks panicipatng n the UBSFOIC4nstred Deposit Program are FCK.imured in accordance with (CPC noes. For rare infonmaran, skew Mk mew (Weepy. Deposit accounts at UBS AG StanfordBranch and shams of MooryFuxt are net road by the FDIC. Through the DA, cash balances am swept to deposit accounts at UBS AG New WW1 Brarra ad UBS AG Carnal Branch. These deposits are not insured byte FDIC. Balances held at tie LES AG Cayman Branch are temp:only noosed to the sovereign ra of the Cayman bleep ad there is nocturne* or ethic oblation of LES AGM repay the balances while on the UBS Comas Branch's books. Bank deposits are not protected by 9RC . Money Fad shires are panted by 51K. See "UB5 Financial Sanas Acacia Reunion' below. ltan your request batexes m the bare deposits miy be wrachawn, and chats of a Money Ford may be Istalsect and the proceeds returnd to you a you' Walden attar* Father itiormatcn about available sweep options, inclAng current interest rate. and yields, it available wow ubs corriwneerariekk fromyour Ft-racial Advisor a by calling K0.762-1000 UBS Fisandal Services menet protection The Firm learnt/ter of the Se:vain Malta Protection Corporation (51K), Mich protects routines oatonws of as members Lip 10 1503,000 (elf hiding 5250,000 for deem for cash). Echnatay broths* aesthete upon repast or at saw six. erg The SIC asset protalon limit apply to all accost that you held n a parapets capacity. The Finn, together rah certain aff olives. has also purchased 944>kolental inecrarce The maroons ietiaint payable to al elgbacinntk colleclwelyMet this protection is 1500 million as of Narita,' 10, 2016. &bad to the poky cordite:re at imitations, cash a the firm isfurther protected to up to $1.9 million n the aggregate ball your accounts held n apart:as cipanty AM copy of the poky wadi-9 is mallet aeon request. Neither theSIPC protection nor the saphreental protection apply to: • Certain f rumen! insets controlled by (and inclosied n your account value) but held away from UBSFinancol Senates For enexple certain (i) insuraxe orociara. including variable rarities. and 00 shares of math! funds registered the name of the account holder on the boots el the issuer or funds( agent), • Imesrant aro-arts or iNfilinerit interests (e.g. limked partnerships ad private placements) that are not registered under the Securities Act of 1933; • Committee contacts (e.9, foreign odors* and yet rots metal contracta inclustrg futures contract, at commodity option contracts; and • Deposit accounts (except cenif Cates of deposit) at I.% Bale USA UBS AG US. larches and banks n the FDIC Insured Deposit Program. The Slit protection and the supprannral protectiondo not apply to thew amen even if theyotherwise appear on per statements. 11ne 5VC protection ad the sakmental protection do not protect aganst changes a the menet vaLe of wor investments (whether es a result of market movement issuer ballatiptCy otherense) Dividend fleirvesUreent Programs (DPW) Thai wke reflected is an average eke. You may Saari the actual Flee Iran yea ram-KW Advieor . Only whole shares are purchased under DRIP; Pamal thaw wit be sold ad the cash wit be deposited in your acount The dividend renveslment pace applied by the esuer may ells fromthe mieket pica at which the partial tares re sold Cash-ehlieu Onb whole urns may beheld ei yos account. If you re era tried to • pas ul use m a result ol • %Wird gramme a otherwise. the Finn well either sell partial ,rate at market price a accept an amount determined by a riegittered clearg agency, at credit yos accost. Investment objectives The investment objectives and risk profile are speck to each account and may ray between yes moons. Please advs. the Finn prorrptb in rating ol a's pits* change in you I coaxial situation or investment oboctran For each wart helot you choose a' of the (plowing imestment objectives: • hoax* Caverramoree: Investments searg the generation of ncome only. CONFIDENTIAL • Achieve Copta(Appreckhon: Investments seeking growth of prates' rather than the generation of income. • Produce Combination of racoon. and Caprial ApprenatMv Investments seek ivo both the generation of nccme and growthof prixtml. Overall risk profiles • Consorvanvo Soaks to marten nital arc pat with low rat ad veletasy to the arcane owrat even 4 that means tie accost does not generate signif tam income a rams and may not keep pace with intritan. • Moderate Willing to accept some rids to pinched ad tolerate sane vOlallity to seek biter returns. • Algtaressise: W ilkg to accept hip risk to pincipal at high volatility to seek high returns over tin*. • vmasemenl Elpikehey Consolaration: t seleneci a portion of the portfolio for tat account may include complex *rapt linked liquidety andante( vobtilty. Statementehouseholditr We may corooldsle sl related account statements with the rare address in the same envelope, et. because they have owners who ate maven joint accost relationshOs wit, other dents a the sine address. If you pieta to reseee indiedual Statelier& mailed en seprate ernelooes, yw maydecline houwhdding try (afro your Financial Achmor Friendly account name the Friendly account name is a cusiomizable 'nickname crawl by you to assist you with your reccedkeeping has no legal effect cn your account You craw.? your Friendly account names, through Onine Strikes a by contacting ycur FirunoalAduse. Accan overview • Yak" of tour aaountfaorffolc. Net of assets a-d litanies • Assets Includes available cash balances, wakes f or restricted acuity (est), aid Global Tine Dafe3ItS, unreik20:1Mralt.110 market, andcanon assets not held by the Fin,. Does not include unp&ed emuritiodaseets at the end of the prim and curet stalem•M pentads, or tamale nasamentku vd stock options and earcsalde Mods options • Cigar:es hides debt balances, oasts dog moon loam, credit line, shat arrant boraces. • Caratiomy balances. Total of uninvested avalabte cash balances, pia deccot balances at affiliated and non-aflikated banks. End money matte mutual fad craw balances, at doe chose of the statement period. Nantormeodity free ma balances in per want zr• not f egrtgaled from other balance and they FineFray use any of these fords nth, ordinay course of its busness. These funds aepayaole won your demand. This total is noLded in the asnet period closing mew. SONY_GM_00026932 EFTA_00137552 EFTA01278459 Important inforn tat iw about your statement (CrollthlUed) Lendieg inforthaticie For detailed informaton on the Finis lending praetkm and drawn refer to air Clwm Relainnship Agreement or Accost Agreement rd the General hems and Conditions. LBS Statement of Credit ?radices available in Agreements and Guelbsures at aggeu, ub• comtvcounecteflotteek Your assets You eaten-ern demen secuit es and other assetsheld in the avant al the end of the statement period You may ra for &Way of lutt paid sco-rtties At any time. You may receive aunties used as loan collateral after paying any balance dm on them. AN securities la-endeared to the dm &ring the statement period are listed at makes vabe as of the end of the stMernert prod • Cost batik In delaming the cod bask of the sautes inekided in this Patemerd, where indicated wanthe 'Utter Lei F concise Services tor feted en oal etthined from sources other than US$ Fevaul rk rg efamation Iran another fine or that you may haw provided to you- Finaval Ackisor. The Firm does rot irdeperdently may a guarantee Ow accuracy or Madly of any Mammon provided by tetras other than LES FNncal Seraces. h sktitiors although LOS FOrval Sakes genoalle updates this Marne kin 'reit received, the rem km not von* are, assurances that the eformatien under "Cast bind' and • Werealcul gaol Ass' 6 accurate SS of the date of the statement. As such please do rot rely on the inthrmation to mike parches, or sale decisions. ler tax prposes od remiss. Accounts trareerred to the Firm may reflect gate loss Mammon only fa the peeiod time they ate had A the Fern More hittoical information can be added by yOkrfinancial Advisor. • Uroutited gerafiostes VAVri data is available, eonwed sneaked gaitlosses are calcutated exividaai savvy lots. The transaction data for ndtvilal lots may or may not reelect anmeriere. charges aka security reorganitainn runs Diedend and other reinvestment lots and systematic purchase kits a. each contivid to display one averaged lot. The • trade date co/Annpresents the aging transaction trade date • Callable mostities Bond and preferred stock that the issue cats for ea redemption wit be selected inthartially by lot from among all saunter of that issue held n our name or n nominee vane for CV Client'. Call kart Marnakom obtained from third parties and in accuracy is nol gtoranteed Other call f eaves may MP which aid Elect Mkt complete nth:mak:a will be provided upon request • Certificates of deposit (CDs). COs are FDIC nsured tp to $250,0)0 n princoal and accrued interest per depositor ani per depository instittney n accordance with FDIC hiss. • Pricolvalue Prices dispLaged for secures and other predicts may be hgher or lower than the pee that you sway actually receive in the Market Prices se captainedfrom various tad piny sources thch ate bath* to be mashie, bit we do not guarantee lei accuracy - We generally use the closing price win awilalece 1st mean of the bid and ask prices for listed securities and cpbens or ony bid prices ter OTC startles. - Less stay traded securities may be priced using valuation model a the mOS1 recent price we obtained and may not reflect an WWI make price a yaw - Certain pore km may appear withCul a pike rd will lour as 'price was not evadable' it we we table to obtain a pnce for a seedily. - Deposes or securities denominated remain Mier than U.S dabs am rellated at the ewhange rate as of the statement date - Fcr whin WM./dies trait in nonce/keening &nen-Qt.:Os, pore ad qua-fay(Ica value) may have been adjusted to facilitate proper 'Mace. To obtain Current CiteataliterS, *An availabk, cast void Fruncial Adria. • Private ineettnentS end steactuned products. Private meStment SeCtnlieS (IrKIJcirg drect part<ipalcn program and real eriateimestment trust 'cosines) and structured palJcts are grnealy holey &dad Coon oructuod products have not been registered rah the Securities and Exchange CCOIMSS60 a under ary State securities laws. We prOnde ertmated vale, fa private nvestilyM securities and structured products for nthersai oral pupas only Accuracy is not guaranteed - These values may differ ssbgantialty torn prices, any, at which a porn Meanie* security a Structured modal may be boatel a sold and do not tnnevurib' represent the value you may receive 'Pon licuidaticn. - Thin party tamales of vatic are as of a aeon date al are supplied to UBS Financial Sevres on a regdar base by an independent valeation - bruit, gaol partner or sponsor est:noted valor, if any, are epplied to the Finn by the issuer, ?meal Paine a Spenser and may be caktIated based on de erent information Iran that used by thed polies to derive that esumerd valves. - You can obtain additional information regarding tee methodology used to determine the estimate of value ad the date of the Mormalon that tithe basis la the estimate by castactrg year Fnmcal Advisor. - Teid party esteemed menses may be reflected as 'Nee pnceer in several situations. ashen an indeperdere valuation km has not supplied a ta unable to assign a vat ... when we become aware tot a material event has mimed tut may tall a previously reported yaks into question, ce ether, a value would be highly speculative due to the native of the seemly. - When neither n ester, general partner a Spinet est imbed value net a thidparty estimated Ms to meads the valm of the saver will be deferent from its asthma price. - •Disubutions to dale' may nix* man of cattle name or both. • 'Orignal unit me represents the initial offering once per um and may not reflect you, cost basis. - OPP and tainted REP sem...ekes are not listed on a Nikitasecurities exChange, and are gererally .agora and even I I they can be sold, the 'vice e.etved may be less than the per tare estimated sat crowded n the scare statement. • Ftearicted securities Restricted realm generalk are rot curia y egble for public sale LOS Financial Services uses the node price of the unrestricted stork of tl-it one 6suer as an mpated value foe the restricted stock for putpow; of thit statement on4r. To the even that restricted sautes are Mgt* to sale, the yaks recesed may be stbstantolk less than the naked mire town • Eq. hostimad) incomee current yields and eaten An ell Mate of anal inane is bawd an current dsidend and Merest rate., assuning the satiates will be held for he yea from statement date or trail mattrity This estimate 6 crop a guideline. accuracy and catinued incerne are not guaranteed — Estimated anal income rid curet yield fa certain types of smokes cald nclde a faun of precool or captalgans n which case the est. income (polemist ywl would be overstated. — Estimted anal income ad cement yield and the actual income andyield frigv be lower or higher than the ertm*ed wants — An puma of arrWal.ted intense (dirdend ardor interest) divided by the current moist vatheaverape balance 4 based an the Last dividend or Merest payment rade by the issuer and are-Ines the seheitetdeposes will be held for one year Iron, the statennt date or until rablvrtly. Accuracy and continued yell a not guaranteed. • Alms not held by Unfree/Kiel Services. Certain assets are not hell by teem and not wen the Fens possessive or (enrol. These assets are deployed on yaw 'edema for informational pteposes aiy. Positrons and other presented are provided by the 'shag fern UEK intake' Streets is not responsbk for the Mammon and does not ante is accuracy. these assess protected try not '.4;sc or the Fern's Supplemental SIP( co rage. • Revenue shoring and additional compensation. — h orison to ccenmesons Cr, sales rd 12b1 fees reamed n connective with the &treason of mutual funds to Our <lents ke axle( our *Wale room revenue *with payments from cletrinAcrs ardor advisors of the ntitual reds that we sell. These awes are based on two different comporents: (0 the snout of sake by LEK of a particular rnsual fund family to our ciente. and 6) tee asset value of a Parietals recaltial turd f aniy, shares hey at the inn — We and ou affiliate also receive networking and annbte processing tees in canderabon for transfer agent 'invites that we Fronde to the maul funds Theta fees go-malty am paid from inestor assets n tie mutual hold and are a fend dollar aircent based an the writer of accounts at the broker-dealer koldng mixes' hinds of the fund faintly - h a:Maim to conmakins received in connection with the rate or dela:vice of amitycontracts and unit magma trust unts to our clients. we ardor as affiliate receive revenue sharing condensation from may of the nuronce companies underwear.) CONFIDENTIAL the enemy tort:auk Abbate' at the entrance cempanies or sponsors of the unit investment trusts urn detrioute. - In addition to commissions mewed fan the cacaos* and sale of Nexthres ILnds, we ardor ea *Clete ream an oat-band revenue sharing payment hem NortStures distrannors, as wet at uthind for *chock% develthmee t. training and education. - Our ifilates also receive trading amernsions and other compereation frommoue fords and insurance anemias whose products we cfnubue. - We recent an awlfee from UEG Barb USA ad IBS AG Stamford Brach of up to 125 per scant sweeping to the banks under the UBS Bart Sweep Program Adivily hforreaton regardng CCMM6SCOS and other charges awned n connector with the executon of trades, ixthOng coke, transactions he been indicted an Confirm/hens mercury handed so you, and will be Vended to you prorrptty On repast. Short seeing If you are engaged 4, short selling a tauten you may incur a charge ciao to certain bonithrith corns foe that pan kulte searby. Open orders Regaidng open or • gtheridasnalker ado-. that were not roiraied by the stathiners date, open buy and kg stop orders are reduced by the rat of dodenek angelson an ex-dividends a eveighk date unless yawed othembe by you. You we repent& for orders that we executed do toyed- 'alum to cancel "fling open ord.'s". Primacy To obese a copy of out Current Client Privacy lake please context your Financial Athirst or vise or wcenae at yaw ?de erenheivacerofcp - 1.8$ Financial Sakes is roe a bark. The RMA, Business Stinker Account BSA and AMA are brokerage accounts which prole Often tobeaka seines and prosems teat mangements with affiliated barks and other hid-party banks, and provides access to nuance red amok products issued try unit eared tal.party rotate companies enrol.* ine.rance agency rainbows of LBS Financial Seeker inc. - huntrutnt insurance, and annuity products — Not CDC named • Ho bank guarantee* May bre rata — 1MA Fescace klartarnent Accost. Business knots Account BSA. IRMA and eternatioral Resource Management Account se reentered service marks 01 UPS Financial Service, ahc, — VISA kerne...id radon*, *nosed by Visa Mona :nal Snot /Association ant used In* kerne. The LI3S Visa credit cards ad the LEIS Visa debt cards are towed by MBank USA with patinae from visa U S. A evaporated All ocher trademarks. registered trademarks, Servite marks ard registered service nudes are of thee respective CcrtOne$ LAS Financial Camas Inc. Ray 20I7II SDNY GM 00026933 EFTA 00137553 EFTA01278460 UBS OBS Fnancial Services MD Private Wealth Management 299 Park Avenue 26th Floor New York 1W 10171.0002 cessmostigoest 0518 XA Y1 0 Retirement Account UBS Strategic Advisor May 2018 Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Indrodual Retirement Account Account number Your limeade' Advisor. SCOTT STACKLIM/LYLE CASRIEL Phone HI AN MAX LL IRA Value of your account Questions about your statement? Call your Financial Advisor or the on April 30 (5) on May 31 (5) RMA ResotsceUne at 80041MA-1000, account 02%23697. Your assets 57,301 64 57,516.92 Your liabilities 0.00 0.00 Visit our website: www. comffinancialseivices Value of your account $57,301.64 557,516.92 Items for your attention Our office at 299 Park Ave, 25th floor will be moving to the 26th floor on May 18th Our Branch phone numbers and your account numbers will remain the same. Tracking the value of your account S Thousands Sources of your account growth during 201$ Value of your account at year end 2017 $57,676.64 Net deposits and 570 57.0 57.2 57.7 573 57.5 withdratiab -5214.12 • • • • IP • Ycur kivestment return Dhidend and interest income $529.09 Chance in market value .5474 69 Value of year mann Dec 2014 Dec 2015 Dec 2016 Dec 2017 Apr 2018 may 2018 WI Won 2018 $57.516.92 SDNY GM 00026934 Member SIPC 0111700083056906431 NP1003192652 00001 0518 030575004 0001t0 Page 1 of 8 CONFIDENTIAL EFTA 00137554 EFTA01278461 SUBS UBS Strategic Advisor May 2018 Your account balance sheet Summary of your assets Value on May31 ($) Percentage of your account A Cash and rrxmey balances 1,520.27 2.64% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income 55,996.65 97 36% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 557,516.92 $57,516.92 000% Total assets Value of your account 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account nome:Incliv IRA Account type: Indisodual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Your 14 asocial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LIEIS Bank LISA deposit account, VBS FNC insured Deposit Program Bank accounts. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances- See the Important in formanon about your statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2018 3-month Treasury bills: 1.91% One-month LIBOR: 2.00% Percentage change May2018 Year to date 2.41% 2.02% 2.82% 2.55% -2.11% -1.19% 0.71% -1.50% CNP70006005.593682 NP7000192652 00004 0518 030575004 CONFIDENTIAL COtiffiklY_GM_00026end 2 of 8 EFTA 00137555 EFTA01278462 UBS Strategic Advisor SUBS May 2018 Change in the value of your account May2018 (3) Year to date (I) Opening account value $57,301.64 $57,676.64 Withcfrawals and fees, including investments transferred cut aoo -214.12 Dividend aid interest income 108.79 529.09 Change in market value 106.49 -474.69 Closing account value $57,516.92 $57,516.92 Account name: GHISLAINE MAXVVEU. IRA Friendly account name: Indic IRA Account type: Indcledual Retirement ACCOunt Account number. Dividend and interest income earned for outposts of thls statement, temerity of interest and dividend income has been determined horn a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type. some Interest andor dvidend payments mar not be subject to United Stitt (US) andor Puerto Rico (FR) Income tares The dent months; statement is not intended to be used and carrot be reSed upon for tar purposes. Clients should refer to the applkide tar reporting form they receive Iron UBS annuity, such as the fOrmS 1039 and the ROMS 497. for tar rePOIMg infornation it is the practice of UBS to file the tpplicatre tar reporting forms vAth the US Mtemi Revenue Service and PR Treasury Department. and in such forms accurately demi fy dndends and's/interest as tar exempt or taxable income. Please consult your indudual tax propane. May 2018 (31 Year to date (S) Dividends 108.48 452.01 Interest 0.31 1.26 Total current year 5108.79 $453.27 Prior year adjustment 0.00 75.82 Total dividend & interest $108.79 $529.09 Summary of gains and losses Values reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized May 2018 (1.) Year to date (s) gains and lasses (s) Short term 000 0.00 -1090 Long terrn 0.00 0.00 -865.68 Total $0.00 $0.00 4876.59 Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Cash activity summary See account activity the month for deeab. &dances in your Sweep Options are induded in the openng and closing biances value. FDIC insurance 4dpies to deposits at UBS Rank USA and 21 banks participating in the UBS FDIC Insured Deposit FrOgan Pt titer not ,Ippty 10 deposits an UBS AG. startord parch or bank ceposils placed through the uBS internationi Deposit Account program SIC protection aspires to money market sweep fund hoicirgs tut not bank deposits See Important information about your statement on the last tyro pages of INS COCtsrent for details May 2018151 Year to date (0 Opening balances Additiorrs Dividend and interest Income 51.51946 108/9 $1,732.88 529.09 Total additions $109.79 $529.09 Subtractions Professional management fees and related services 0.00 -214.12 Funds withdrawn for investments bought -108.48 -527.58 Total subtractions -$106.49 -$741.70 Net cash flow $0.31 -$212.61 Closing balances $1,520.27 $1,520.27 SDNY GM 00026936 CNP7000B005690683 NP7000197652 Coed OSIB 0305790CM CONFIDENTIAL 000100 Page 3 of 8 EFTA_00137556 EFTA01278463 *UBS UBS Strategic Advisor May 2018 UBS Bank USA Deposit Account APY Interest Period Apr 6 - May 6 Opening UBS Bank USA Deposit balance Apr 6 11,627.42 Closing UBS Bank USA Deposit balance May 6 $1,520.27 Number of days in interest period 31 Average daily balance $1,578.89 Interest earned 80 .31 Annual percentage yield earned 0.23% Account name: GelISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Indentkal Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch manager You can find a lull description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment elig bitty consideration None selected Your account instructions • 085 Financial Services Inc is your IRA custodian • You' account cost bass default closing method is FIFO, First In, First Out. Your 15 nenciel Advisor SCOTT STACK MAMLYLE CASRIEL 0070008005693684 W7000192652 00004 0518 030575004 CONFIDENTIAL 150WAY_GM_00026913994 4 of 8 EFTA_00 I 37557 EFTA01278464 UBS UBS Strategic Advisor May 2018 Your assets Account norm: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: sane pnces, income and current values shorn may be atoproairnene. AS a rester. gains andlosses may ma te accurately reflected. Set Aperient intoressafron about your statement a the end of the dxurnem fOr more infornalon. Cash Cash and money balances Cash and moray balances mai include avalable cash balances, UBS Bant USA depost account balances, UBS FE( insured Progan Bent: "lances, UBS AG Stanford Branch deposit account tames and money market mut ticl fund sweep balances. See the Important information about your statement at the end of this document for deal's about those balances Hddng UBS BANK USA DEP ACCT °demo'? belance on May 1(S) 1,51996 closing baance on May 31 (t) 1,520.27 Fixed income Mutual funds Total reinvested is the iota d al reinvested cf,Adends II does rot include any cash addends. It is not a tax lot for the purposes Of determinng hdding periods or cost UPI's. The shares you receive each time you reinvest clvdenct began 8 separate tax iot. Cost basis n the total purchase cost of the security. Inducing remvesteddvdendS The cost basis may need to be adusted for return d capital payments in order to detemine the adtated cost bass for tax reporting mitoses. Hddng lairrber of shares Purchase pricer Average price per share (5) Client investment CS) DOUBLE LINE TOTAL RETURN FUND INS% Symbol: D8LTX Trade date: Mar 31, 17 1,693321 10.629 18,000.00 Total reinvested 66.854 10.617 EAI: 9667 Current yield 363% Security total 1,760.175 10.630 18,000.00 MORGAN SHORT DURATION BOND FUND CLASS 1 Your fl nodal Advisor: SCOTT STACK MANNYLE CASRIEL UBS Bea USA and ea UBS FDIC Insured Progam Bank deposit acCOunt blerKes are insured by the FDIC within applicable Inn, bus ale not protected by S1K. UBS AG Stanford Branchdefeat account balances me not insured by MC and at not protected by 51K. Money market sweep balances are protected by 9PC but at not Insured by the FDC PrIct per share Average on Men• 31 (S) rate Dirk:fend Interest Days n pe000 period Cep STOW (S) 250,000.00 Unreake0 (tat) gain a Ices is the dfference between the current vane and the cost bais and would generally be sour Wade gain or loss rf the security was told alibis date The urrearzed (tad dean alas may need to oe aduSted for return of (atria Payments in order to determine the realized gan or *SS fa tar reporting purposes. Investment return is the current value minus the amount you invested b does nee Indult Shares that are not kneeled on sour statement, inducing snares that bait been rewired as either a gain et 81055. 11850 does rct include cash dudends that were not reinvested Cost Price per 'hat value on unrealized dad imestmem Holdng basis (4) on May 31 (5) May 31 (5) gain or loss (5) return 61 Period 18,000.00 10.440 709.79 10.440 18,709.79 17,678.26 -321.74 LT 697.% -11.83 18,376.22 -333.57 376.22 continued next page SDNY GM 00026938 CHP70003305693665NP7003‘92652 00004 0516 030579004 CONFIDENTIAL Mow) Pegs 5 of 8 EFTA_00137558 EFTA01278465 *U BS u BS Strategic Advisor May 2018 Your assets . Fixed income . Mutual funds (continued) Hddng Symbol: HLLVX Total reinvested EAI: $269 Current yield 1.39% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mat 31, 17 Total reinvested EAI: $278 Current yield 1.52% Security total Total Total estimated annual income: Your total assets Cash Axed income Total Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your I9 Bendel Advisor. SCOTT STACK MANYLYLE CASRIEL Hunger of stores Purchase pncei Average price per share (I) Client Cost Oasis (1) Price per share on May 31 (1) value on May 31 (1) Unrealized Ng coinorlon (1) investined Hddng !Mum (S) period investment (1) 1,807.780 10.990 19.868.02 10.690 19,325.16 -542.86 19.325.16 1,789.264 10.060 18.009.00 18.000.00 10.060 17,999.99 -0.01 LT 29.352 10.064 295.42 10.060 295.28 -0.14 1,818.616 10.060 18,000. 00 18295.42 18295.27 -0.15 295.27 $36,000.00 $56,87323 $55,996.65 -$876.58 $19.996.65 $1214 Value on May 31 (1) PeKentege of your account Cost baste (1) Esemeted annual Mom (1) Uneetated pan or loss (S) Cash and money balances 1,52027 2.64% 1,52027 Mutual funds 55,996.65 97.36% 56,873.23 1,214.00 -876.58 $57,516.92 100.00% $58,393.50 $1,214.00 4876.58 Account activity this month Date Atiltety Deice/PlIOn Amount IS) Dividend and interest income Divicrorch May I Dividend DOUBLE UNE TOTAL RETURN FUND INSTI AS OF Old 3C% 18 52.43 SYMBOL DeLTX MayI Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 04130/18 30.45 SYMBOL PSDYX May 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 25.60 SYMBOL: HLLVX Total dividends CNP700C0005690686NP7000192652 00004 0518 030575004 CONFIDENTIAL $108.48 CetfifiklYGM000269Pale 6 of 8 EFTA_00137559 EFTA01278466 UBS Strategic Advisor T May 2018 Account activity this month ccontinVeCTI Date Acthity DercrIptIon Dividend and interestincome (COntinlaed) (nterest Account nome: GHISLAINE MAXWELL IRA Frie ndly a ccou nt nome: Indiv. IRA Account type: Indiwclual ReRrernent Account Account nurober. Your Pl nandal Advisor: SCOTT STACKMANLYLE CASRIEL Amosil ti) May 7 Internt UBS BANK USA ouosrr ACCOUNT AS OF 090,818 0.31 Total internt 10.31 Total dividend and internt inoorn• $10930 Invesunent transactions For more information atal the plire wlue shown lor restrictedsecuaties. see important information &bast your statement al the end Ot the tWunent. Date AckaN (»santen Proceeck fron imestment Ouantity Vatre (5) Price (5) transactions (5) Fund, withdrawn fa Attmed awestmentsbought interest (f) May I Rein wstment DOUBLE LINE TOTAL RETURN FUND INST'. DIVIDEND RE1NVESTED AT 10.40 NAV ON 0430118 AS OF 04/3018 SYMBOL: DBLTX 5.041 -52.43 May I Rem vestment PUTNAM SHORT DLRAllON 'KOME FUND Y CXVIDENDREINVESTED AT 10.06 NAV ON 04 38118 450F 0413CY18 SYMBOL: PSDYX 3.027 -30.45 May 30 Reinwstment )P MORGAN SHORT RURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.70 NAV ON 0929 t 8 SYM301; HLLVX 2.393 -25.W Total -S109.48 Ose Actmiti Cescreliat Arraunt(5) Money balance activities Apr 30 Dalane forvand 51.519.96 May 7 Deposit U85 BANK USA DEPOSIT ACCOUBIT AS OF 0904118 0.31 May 31 Closing USS Sank USA Dei:røsk ~sunt The U85 Bank USA Cepoot Account is ycor primary soveep ren $1.520.27 SDNY GM 00028940 CNP7C0X005650887NP7000192657 000010518 030575004 CONFIDENTIAL 000100 Page 7 af EFTA in)137560 EFTA01278467 *UBS Your notes C.....8.8..X. ,,..0......C..t. E. ots,......c.,....1.... CONFIDENTIAL 80.9,cmono260149. 8 0, 8 EFT,00B7561 EFTA01278468 Important information about your statement U3S Financial Services to. (the Forn or UBS anemia Servas), is a minter of all principal sectriy, ccmrroity and cptira exchanges. UBS Financial Seniors and 1.85 Bank USA re irdied subsidences of UBS AG and Milian, of UES Swishes LLC. The Em's frontal staternert C available upon rechest The Fm, s extant* O1lKM are a. UBS Financial Sinte, 1200 Harbor Boulevard Weehawken, NJ 07086 This Statement represents the only off icial record of yar U3S Financial Services account. Other recan t, eat officol sac dxunet contanng cornicing data should not be relied Lan II youbeim* there is an era or omission Pease report it immediately n witng to the Branch Manager of the office wag your account. Allhaep a lived shown are intended to be accurate, statement ditashoukt not be used for to purposes Rely soleN on yearand tax kerns. (Le • Form 1099. 5498. 10425. etc ) when prepamg your lax return. The Fim required by law to report to tie IRS all Unable dactyl.* importabb rontauble dareirna and =dole interest end on sauna held n year accoun, net proceeds an see basaclions, ad con basis cn certain covered martin. Caverneff totems wit We Firm • Please reconfirm ay oral cormunowens in writing to further protect your ritits, mdudrg your melee utter tie Seo_rties Investor Protection Act (SPAT • If the financial intitution an the top left of to had of this slams knot U3S nerved Sates, UTS Financial Seneca carries yea aceant as daring bucker by arra-gement wan the tokated institute:el We in you of this relalonsh0 "Ann you opened this axon. h the cast your kra and Parities am boated a LOS financial Services and rot the irstabagbraer, rd you nut make annul of any error or omission to both firm • As deserted in the account agreements, you mist ready us of any ants or Baud Solving decks reflected an Sur Statement within 30 days after a was mailed or made bailable. • Please deep =norm canplairas or irchthin to tie Fimss C lent Retains Deportment a 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 602 P.M. ET Monday through Frday, or in wing to WS m anual Semites fre., Client Rebticre Depairmit P.O. Box 766 Union Ciy, NJ 0700. • A 0 staements shall be deemed complete ad waste if not cbbclid to in mating within 60 days • Fa nv sweat Call 044412-0,36 or lam outside the U 5.: Cal201.352-1495 • h cased *nen or openers about mui electronic knit Winger (WO. bil parr or UBS Vaa•ciebil card transaaons, call KO-762-10OG a wile to UBS Financial nice, Pc., 1000 Harbor Blot, 6th floor. Weehawken NI 07036, Attn RIAAIIMASer.tes. Cal or write as soon as you can, if you Wit yin staement a receipt is nvcrg or d you need more nknnaten about a transfer on the 'Is(emer* or recipe The Film or Cad bsuer (as alaucalff mutt her I roMyOu no later than 60 days We the F rm surd you the list st Maned on which the erns or Problem WP•and. - Proved, pow name ad xcant me ter (re any) - Cosabe to error or tie bender you ate inure about, id triton as clearly as you cm why you believe • is an UM a why ),,J need more Saw aticn - Rondethe dolor anent of the suspected era. The Finn or Card bsuer wi ivestgste your amplant and veal correct any error promptly. For alleged won iwolvirg UBS Viet debil card Oa-oath:re. if we take more than 10 =cress days to cloths, we willcredit yds* icon for the amount you that is in error so that you wog how the use of the money dung he tine it takes us to complete our iwestiption. Please mike all checks payabb to the Firm or tie fruncial insteution ndcated on tie front of thn statement In addition to render wawa lees, accounts may be abject to maromarce lees. shags for We papront ice securities purchases and charges kr unpaid arnares n cash octants Accounts that we transferred to other instatons may be subject to a buster fee. UBS Sweep Options LE5 offers options /or Pawng cash banes to bark depose accents al non-a11 dieted backs ad affiliated barit realty made mutualfunds (Money FLO:Ward the nsernatinal °Wan Maori (CA) foe cut/xenon wan an International Reston Mannar** Accost Depose account al UB5 Burk USA and non-affiliated banks panicipatng n the UBS FOC-Insured Deposit Program re FDIC iimured in accords-ice with (DIC rules. For more tannin:it please visit *wire f dic.gw. Deposit accounts at UBS AG Stanford Branch and sham of MoreyFunds are not nosed by the FCC. Through the DA, cash balances are swept to deposit accounts at UBS AG New von Brardi a-4 UBS AG Capella Branch. These deposits are not inured byte FIX. Balances held al tie LES AG Cayman Branch are temp:only noosed to to sovereign rest of the Cayman blinds, id there is no guarantee or other °Megaton of LOS AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits an not protected by 9PC. Money Fund shires are protected by 51K. Finencel Senven Accord Protection' below. Welsour request, batixes n to bare deposits ma be **dawn, wed sham of a Money Fad may be lictiolated and tie proceeds retuned to you a your sectrites watt Further iriormatcn about available weep options, robing sward interest rate. and yields, it available at taww ubs corriwnewyelit fromyour Friancial Advisor a by eating 801762-1000 UBS Financial Services accown protection The Finn is a miaow of tie Se:vain Investor Protection Corporation (SIPC), Mich protects securities customers of is merrbers up to 1500,000 (hcluding 1250020 for stains for cash/. Erpftnattly broChse aniline upon repast or at war six org The SIC asset protectors ink apply to all iconic that you hold in a particular capacity. The Fem. together with certain aff Rates, has also PortbaW1 e-riplannental innate The mai mum amount parka to at eigba climb, cake...fey ado this prima= is 1500 million as of December 10, 2016. Sttact to the poky ardilirs at limitations, cash a the firm is further protected to up to $1.9 million n the aggregate ball your accounts held n a particular capacity AM copy of the poky watlig is nobble Won request. Neither the SIPC poteclonnor the apphroental protium, apply to: • Certain tnncial assets controlled by (and inthied n your account value) bit held away from UBSFinancol Services. For example certain (i) insuraxe retakes. including variable enmities, and (i0 shares of anal funds registered the mane of the accord holder on the boots of the issuer or trendier agent), • Imeonnnt attracts or hvistMent interests P.9. limited partnerships aid private placements) that are not registered under the SecuritiesAct ol 1933; • Commoditoes contacts (e.9. foreign ethic* and preixo metal centring. =Sri; futures contracts ad commodity option contracts; rd • Deposit accounts (except cenif Cates of deposit) at LOS Bank USA, UBS AG U.S. batches and bares n the FDIC rowed Deposit Program. The SIPC potation and We supplenentel inmate:end° not apply to thee assets even if they on-anise appear on yes statements. The WC protection ad the appkmentalpraection cb not protect agora changes en the make vela of you investments (whether at a result of midst movement, kale( bankruptcy otherwise) Dividend Reinvestment Program (DWI) no ate reflected is .111 average pike You may obtain the actual ark. Ircm yom Fowls Advisor . Only whole shares are purchased under 0 R IP; portal sham will be soli ad the cash wit be &posted hype account The deride= renveslment puce applied by eve 4suer may oiler from the musket rice at ankh to. pietist sure we sold Cashrielieu Ply whole urns may be had n your account. If you we ert aid to • pin al unit as a mutt ol • Widerd pament a atomise. the Firm well either sell wad units at market pike a' accept an word detemined by a registered <Barg agency, at treaty= accent. Inventment objectives The investment objectives and risk profile we speck to each octant and may vary Denten yam octants. Please who. the Finn prorrptN in sating day sg-vlicant change in you I riaxial snation or investment objectives For each wart hell, you choose area the blowing imsoment • Produce Cavennetnew: Investments searg the generation of nccmeork CONFIDENTIAL • Achieve CoptarApprection: Investments seeking growth of pmcpal rather than the generation of income • Produce Comas...lotion of incase and Capital Appreciation. Investments seek irg both Ire generation of name ad growthof priximl. Overall risk profiles • Consevanve. Seeks to martin nitul pie pal with low rile and volatility to the accord °arsll even it that meat to accost does col generate significant incorre a reams and may not keep pace with inflation. • Moderate. Willing to accept some mac to pincgal rd tolerate some volataty to seek higher return,. • Aggress:to e: Willing to accept hid' risk to pincipal at high voila* to seek high returns over time. • rmestment &t66& Consideration: t seleneti a portion of the portfolio for dot account may include complex strarogis, linked liquidety widgeon( volatiky. Statement 'ha:abating' We may consolidate al related account statements rah the SIMe addms in the same ermeispe, eq. because they have owners who ako minion kin octant relationshios wit ot.er dents a the same address. If you prefer to receive individual statements mailed 'n bone inwelcoes, you may decline hounheading by caleg your Franco' Achnor Friendly account name The Friendly account none is a customizable rnilenaner clown by you to assist you with your receedkeeping It has no legal effect cn your account You cancharge your friendly account nines, through Online Services a by contacting yes F ?woe' Adsesor. Alzamt ovYMw • Yahoo of tow aaountrpmniolo Net of assets rd liAiltits • Assets Includes available cash balances, wakes for restricted smutty (eat), and Global Tine Deposits, unreazed marts to market, Andaman assets not held by the Fent Does not include unlinked wuritieslaceets at the end of the pior and ctrrent statement periods, prate irwsonenttu viol stock options and earcoabie nod options • Debates hcbdes debt balarces, outsta-drg merge. loan, credit lint shon want batman. • Casfiniomy balances. Total of uninvested avalabi cash balances, plus depxit balances al affiliated and non-affiliated banks, ad money maket mutual lard sweep balances, at the cbse of to statement period. Nontormodity free mot balwas in you want aro not segregated from other balances and to Fin miry use any of these funds nth, ordinary coursed its busness. These funds an payaole won your derna-d. This total is &Wed in the anent period closing aka. SDNY_GM_00026942 EFTA_00137562 EFTA01278469 Iuiporlailt infornialion about your statement (OMIRilued) Lendieg informatice For decried information On the Finis lending peseta and dakares. refer to you Client Relaienship Acrement or Accost Agreement and the General In and Conditions. LISS Statement of Credit Practices available in Agreements and Ondasures at alMsv ale cantrcainearrioneek Your assets Your Pannone lemon securities and other assets held in the account al the end of the statement period You may ale for &Way of lay pad swanks at any tine. You mar recent steadies used as loan collateral atter wig any balance de an them. Any securities 'rendered to the Amt &ring the statement penod are Ibted at makes vats as of the end of the statemere period • Cost balsa in determining the coo base of the searities included is this Premern, where indicated yeti the to 'I,' Uti FriancialSennces MS relied on information otaained from sources other than UPS Fivisoal Stec's. wits:Erg Marrotion Iran another fins or that you may have provided to you- Finial Ackisor. The Firm does rot independently may a gmantee the accuracy or validity or cry nearnmon provided by lases other than LES into' Seraces. h sates alnaur LEK F inertial Services wombat ipdatts this Mamie Ws see received, the tem dam not croak any assurances that the nformaton under 'Cost base' and "urrealeed gas-floss' 6 accurate as of the date of the statement. As such please do not rely on this information10 make purchase cr sale decisions. for to osmoses a od meta. Accounts Pandered to the Arm may reflect gage loss Marna on only fa the period oe mime they an heel a the Fenn More historical 'nformalon can be Mired by you Enanciti Advisor. • Urruiited gaits/toms rAhlrn data is available, ePnWed tweaked gathilosses are calculated for nattiOral secure, lots. The transaction data for advidal lots may or may not reelect connunicre. charges rota security reorganisation rents Dividend and other renveOrnent lots and "Internal ic purchase bas are each combined to display one averaged lot The • trade date' co/Annpresents the aging transaction trade date • Callable searkies Bonds and preferred stock that the issuer cats for orb redemption wil be selected ?martially by lot Iran among at sew-its of that issue held n our name or n nomnee recite for as clients Call lean Mammon n cheaned from third patios and es accuracy is nol parented Other call features may thin which raid Elect Mkt complete niamalon will be woe:a upon request • Catificates of deposit (CDs). COs Se FDIC nsured up to $250,030 n armful and accrued Sterol per depositor awl per depository institution inaccordance rah FDIC Mac. • Pricelvalue Prices displayed for seturnes and atm protasis may be hgher or ewer than the Price that you weld actually receive in the make. Pekes se obtainedfern mime hid pan, sources thch we bairn* to be relable, bit we do not guarantee thei accuracy - We generally use the closing price Mtn a4ilable or the mean of the bid and adt prices la listed securities and options or ony bid prices kr OTC securities. - Less attindy traded 'aunt in may be priced usth9 a valuation model a the most recent Ong* we 'Maned and may not reflect an WWII (net price a vas - Certain post ions my appear ...about a price ant will row al 'trice was not resalable' if we we unable to cbtan a price for a marry. - Deposits or simulates derintated it ate. than U.S deem se reflected at the exhange rate as of the statement date — Fa whin securities vatting in nonconforming denonthamons. PM. ad gustilyPace value) may have been adjusted to facilitate proper valuacen TO obtain morn quotations. wtaen avatalie, ants' sour F runcial Ackea. • Private ilWerftMentS sod structured products. Private nveUeufee sautes (at Icing *ea concession program and teal palate manta** trust sevetes) and stemwed podsts are gerfralb hgleb Picked (man etructued aoduns have not been regeteral with the Securities and Exchange Cannussion or ender any State SC-WM*6 last We sonde tstmated valets for private .vestment securities and structured products for Normal crud praxes only Accuracy is not guaranteed - These values may differ abstantialay torn axes, if any, al which a private nestment security or structured product may be baste or sold and do not "Keels ly feceesere the value you may rotative 'Pal hoiden's'. - lhaf party enemies of yaks se as ol a <elan date and are suppled to MG Fnarcial Services on a regular base by an independent Satan Arm. - truer, general manner or sponsor ethwed vales if my, ate eared to the Fin by the steer, general Patna a sponsor and may be cakUated based on deferent rdormation Iran that used by thed polies to drive their eslmased vales. - You can obtain additional infamathn regarding the methodology used to determine the estimate of save and the dale of the Mormation that tithe basis la the estimate by contacting your Froexol Advisor. - Med patty estinaled wares may be reflected as 'Ma once!' n several stualicap nhen an anytime/4.ra valuation Inn has not supplied nr unable to assign a va.., wean we become aware that a material event hit otorred Mot may tall a Itrovuudil reported yaks into question, ce niter a value would be highly soar/labs due to the nature ot the security. - When nether an isSuec, general WOW a Winer est imbed valor net a thitipany estimated yak* is mated. the value of the securty will be different from its blithest price. - • Deutotions to dale may aback return of capital, name or both. - 'Orignal unit we' represents the initial Blaring axe per unit and my not relied your cost basis. - DPP and tainted RUT secures are not Weed on a NikitaUW(4*S exChange, and are generally titainl and even a they can be sold, the ;rice e:cwt.:1meg be less than the per Shore eseimated was brooded n the accan statement. • Res-bided securities Restricted startles generalb se rot turnery efigble for public sale LOS Financial Services uses the make price of the unrestricted stuck of the tare nsuer as an morbid value fee the restricted stock !or pavan: of the sfsrearent one To the eon that restricted securities are elijble lot sale, the yaks retested may be substantulb less than the emoted vatee shown • Est. bostimstiod) license. can yields and rata. An Al Mats of amid acme is bawd an current dedend and Wettest rates, assuming the saunas will be held for one year from statement date or urn( matrsity This estimate is only a gudethe. aouracy and teethed meter* are not guaranteed — Estimated anal Wane and current yield for cenan types of securescoked rick.de a Man of ancpal or capitalgain n which case the est. exam (Ind current yield/ would be overstated. — Estinuted anal ilOare and current yield and the actual income and yield n4ht be lower or higher than the estmaed amounts - An themee of araolded income Idivdend ands interim) dialed tiyth• carom mai 41 vabaeaverar balances based on the last &Mend a Merest payment rnade by the issuer and assunes the seosithOdeposts will be held for one year from the statement date or until Maly tly. Accuracy and contned yell are not guaranteed. • Assets not held by COS Fkiericial 5/erica Certain assets se not held by iheirm and not warn the Finns possession or (carol. These assets are dopbyed on yos stemma for informational purposes orb. Positions and values presented are provided by the issuing fern UPS F ninth' Seraes is not reitacouble for the fronton and does not guarantee th accuracy. these assets are not protected by SWC or the Fire's sopplemental SSC coverage. • Revenue during and additional compensation. — h Minion to commesons on sales and l2b I fees recened n connecter wah the delrbson of mutual kends to our dents we axle our aftriale were revert,' Sharin, payienlYS from derbies ardor adman of the rrutual funds that we sell. These awn are based an two different comperents: (A tie amass of sales by LES of a particular mutual fund family to our clients and 60 the asset value of a Partelnar rn.:1Ual fait f rib's share held at We fern - We end our affiliate also receive netviockreg .rid annburs processing lees in camoderalon for transfer agora services that we Fronde to the mutual funds These fees generally re paid from enamor assets n the mutt's, fed and seabed dollar airxent based on the rumba of accounts at the broker-dealer hokFrig mutual hinds of the lend Limb - h adders to cceemicsbns received in connection with the sale or distribution of arrtlity CaltraCtS aid unit nuesbnent trust rants to our thews, we ardor as SIAM receive reeve sharing conpensaten from nuray of the ilturance <empanel tanderne arra CONFIDENTIAL the annuty throats, *Mater ol the mesa e companies or sponsors of the one investment Irusts urn dstriautt. ▪ h addition to commissions received Iran the paths* and sale of NeoShmes fLeads, we at as aff dote recent an ante-baud revenue sharing men from NonSlures derbsors, as •roll as furding for *chock% dentelapment. oaring and elsatm. - Oa if dotes also ream vadeg cawnssons ad other compereation fromannual folds aid entrance ammnies mho* products me drirtme. - We recent an axualfee from USG Bank USA ad LBS AG Stanford Branch of up to 125 per scant sweeping to the basks under the UBS Bark Sweep Program Activity Irdotereaton regadng CGMMarren and other charges incurred in a:einem:oath the execution of trades, ixasdng option transactions has been added confirmations 'Yawata* furnished to you, and ell bo provided to you promptly on request. Short selling If you se engaged in short selling a securay, you may brut a charge due to coreinbomweg cons for that pal kJ, security. Open orders Regarding open a • gzoilidscancelkicli cedes that were not ekteased by the statement date, open buy and Tel stop orders we reduced by the raft of dmdends a elites on an adividends a aerates date unless tuned otherwise by you. vat re respionMe for others that are executed are tartar- 'alum to cancel "'fling open orders. Primacy To obean a copy of as Current Client Privacy Notice, please conlext your Fancier Advisor or viol av webute iuuw r/ b. eteutfuiviermoks. - t.8$ Financial Senores is riot a bark, The RAO, Business Seniors Account BSA arid IMA are brokerage aCCoksItS which sonde access to baking services and products lerctigh anangements with affiliated barks and other Ihhd.parey banks, and peaks access to insane rid sway products issued Wu-off/Med ihig.party rtfirate companies Mitt* insurance agency abettor's of LBS Financial Seats ax. - hantratnt insurance and annuity products - Not CDC insured • lb bank guarantee May lase rake — RUA. ReSOSCe Management 'mark Busness Seats Account BSA. IRMA and international Resource Manaaernent Merl se wane and service marks of UPS Faunal ServiCti — VISA earpiece...id machinate owned by Vita ant:anal Service Association aid used under license. The 18$ Visa credit cads ad the LOS Visa debit cards are eared by LBS Bark LISA with peernitfieu horn eke U S. A Worporated Mother trademarks. registered trademarks, service mats and registered ewe Maas are of their ovate* ewe:vanes UBS Financial Services Inc. Rev 20171' SDNY_GM_00028943 EFTA 00137563 EFTA01278470 Retirement Account UBS Ues Financial Services Inc- Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CW7\7066358750618 X12 YI 0 Account name: GHISLANE MAXWELL IRA Friendly account name: 'nth IRA Account type: Indwidual Retirement Account Account number Your iinandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on May 31 (SI on lune 29(9) RMA Resourceline at 800-RMA-I000, account 029023697 Your assets 57,516 92 57,563 96 Your liabilities 0.00 0.00 lAsit our website: www.ubscomtfinanciakservices Value of your account 557,516.92 557,563.96 Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www. an nualcredareport .com Tracking the value of your account 1 Thousands Sources of your account growth dudag 2011 Value of your account at year end 2017 $57,676.64 Net deposits and 570 570 572 57 7 57.5 57.6 wittidrae4s -3214.12 • Your nvestrnent return Dindend and interest income 4647.61 Change in market value •5546.17 Value of year account on An 29, 201. 957.5(0.96 Dec 2014 Dec 2015 De( 2016 0ec 2017 May2018 Jun 2018 SDNY GM 00026944 UBS Strategic Advisor June 2018 Hi AN MAX LL IRA Member SIPC CrrP7C0C6006635675NP70C0366430 00C04 0516030575004 110000 ►age 1 of CONFIDENTIAL EFIrk_00137564 EFTA01278471 UBS UBS Strategic Advisor lune 2018 Your account balance sheet Summary of your assets Value on lune 29181 Percentage of your account A Cash and rrxmey balances 1,520.58 2.64% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income 56,043.38 97 36% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,563.96 $57,563.96 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:In:by IRA Account type: Inditadual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Percentage change lune 2018 Year to date S&P 500 0.62% 2.65% Russell 3000 0.65% 3.22% MSC I - Europe, Australia & Far East -1.19% -2.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 29, 2018 3-month Treasury bills: 1.87% One-month LIBOR: 2.09% -0.12% -1.62% Your rl vandal Advisor. SCOTT STACK MAII LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank LISA deposit account, VBS FNC Insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for data ks about those balances. NIP 70003006635876 NP7000306430 COCO. 0618 030579004 CONFIDENTIAL lifigkeGM000264159e 2 of 8 EFTA 00137565 EFTA01278472 UBS Strategic Advisor T lune 2018 Change in the value of your account lune2018($) Year to date (I) Opening account value $57,516.92 $57,676.64 Withcfrawals and fees, including investments transferred cut 0.00 -214.12 Dividend and interest income 118.52 647.61 Change in market value -71.48 -546.17 Closing account value $57,563.94 $57,563.96 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Indrixlual Retirement ACCOunt Account number. Dividend and interest income earned For outposts of INs statement, total:arty of inkiest and dividend income nos been determined Iran a US tat reporting perspective. Breed upon the residence of the account holder, cc count typo, or product type, some interest enact dvicend payments may not be subject to United Stairs (US) ardor Puerto Rico (FR) income taxes. The (sent months) statement is not intended to be used and cannot be reted upon for tat pfiposes. Clients should refer to the arplicide lax reporting forms they receive Iran UBS annuity, such as the Forms 1099 and the Forms 460, for lac reporting information It is the Woke of LIB5 to file the applicaUe tar reporting forms vAth the US Mterni Revenue Service and PR Treasury Depaillnent, and in such loom accurately dasufy Orden& area intent as tar exempt or taxable income. Please consult your inthedual imp preparer. June 2018(5) Year to date (I) Dividends 118.21 570.22 Interest 0.31 1.57 Total current year $118.52 $571.79 Prior year adjustment 0.00 75.82 Total dividend & interest $118.52 $647.61 Summary of gains and losses vSues reported below exclude products for which gam ag101Otte5 are not classified. Realized gains and losses Unrealized June 2018($) Year to date ($) gains and losses (S) Short term 0.00 0.00 -11.02 Long term 0.00 0.00 -937.03 Total $0.00 $0.00 -$948.05 Your PI mandril Advisor: SCOTT STACK MANLYLE CASRJEL Cash activity summary See Account activity the month for deia &lances In your Sweep001cm are induCed in the cpenng and closing Mantes vita. FDIC insurance 4:cliet to deposits al inn Bait uSA. and it barks palcipating in the UBS FDIC Insured Deposit Program. n des not tppty to deposits at UBS AG. slareord parch or bank deposits placed through the inn intemationi Deposit Account program SIPC protection applies to money market sweep fund holdings but not bank deposits St* Important information about your statement on the last wooers of Ihn Cottiment for detain lone 2018151 Year to date IS) Opening balances Additions Dividend and interest income $1,520.27 118.52 $1,732.88 647.61 Total additions $118.52 $647.61 Subtractions Professional management fees and related services 0.00 -214.12 Funds withdrawn for investments bought -118.21 -645.79 Total subtractions -$118.21 -$859.91 Net cash flow $0.31 -$212.30 Closing balances $1,520.58 $1,520.58 SDNY GM 00026946 CelP70303306ea5877NR7003305430 COON 0618 030579004 CONFIDENTIAL 110000 Page 3 of 8 EFTA 00137566 EFTA01278473 cat UBS UBS Strategic Advisor lure 2018 UBS Bank USA Deposit Account APY Interest Period May 7 - Jun 6 Opening UBS Bank USA Deposit balance May 7 $1,520.27 Closing UBS Bank USA Deposit balance tun 6 $1,520.58 Number of days in interest period 31 Average daily balance $1,520.27 Interest earned $0 31 Annual percentage yield earned 0.24% Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment efigibiSty consideration None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Your account cost bash default closing method is FIFO, First In, First Out. Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period If this information is not coact, or you wish to change your benefKiarieS, pleasecontact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% (100.00%) 0070008006635878 NP70CO3C6430 COON C6I 8 030575004 CONFIDENTIAL I I gitlible_GM_000264Pkge 4 of 8 EFTA_00 137567 EFTA01278474 *UBS UBS Strategic Advisor lune 2018 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indisedual Retirement Account Account number. Sane prices, income and current vaues Shorn may Ix approxinvilt. AS a its lm. gam aid losses mai rol be Etcurately reflected. See rh mama infosmabon atour your statement a the end of Ito dxumem for more Infornmon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bank USA depost account balances. UBS FDIC insured Rogan Bank Eklances, UBS AG Stamford Branch deposit account taxes and money market mutual fund sweep balances. See the important information goo t your statement at the end of this document for details about those balances. Hddng UBS BANK USA DEP ACCT coenng bailee ClOsing Werra on lun (I) on lun 29(S) 1,520.27 1,520.58 Fixed income Mutual funds Total reinvested is the Iola of at reinvested dWdends N does rot include any cash d.idends. it is not a t84 lot for the OurPOSH Of determinng bidding periods or cost baos. The shares you receive each time you reinvest dvdenct become a separate tax lot. Cos: baps 6 the total purchase cost of the security, Indudng reinvested civdends The cost basis Tay need to be aclusted for return d capital payments in order to detem-ine the Atnted cost basis for to (Mating purposes. Hddng DOUBLE LINE TOTAL RETURN FUND INS% Symbol DBLTX Trade date: My 31, 17 1,693.321 10.629 18,000.00 18,000 00 10.420 17,644.40 -355.60 LT Total reinvested 72.327 10.603 766 93 10.420 753.65 -13.28 EAI: $67 I Current yield 3 69/0 Security total 1,765.648 10.629 18,000.00 18,766.93 18393.05 -36888 39805 JP MORGAN SHORT DURATION BOND FUND CLASS I Purchase pricer tairrber Averace pece of shares per share (S) Client investment CS) Your financial Advisor: scon STACK MAN LYLE CASHEL UBS Bank USA and al US$ FDIC insured Progan Bask deposit account taaXes art insured by the FDIC within aopliciXelmts, but ale not protected by SIFC. UBS AG Stanford Branch deposit account taances me not insured by PDC and are not protected by 51K. Money market sweep balances are protected by 9K but are not Insured by the FCC Price per share on run 29(1) Avtrettie [tile Dnidena Interest Deals period period Cep amount (S) 250,000.00 tinreaked gall or fors is the dfference between the current vatie and the cost basis and would generally be >our Wade on or loss it the security was sold cm this dale The urveatzed (tad pan cr loss may need to be whirled for return of capital payments in order to determine the recrized on or h%S for tar mooning purposes Investment return is the current vaue rnnus the amount you invested F does no include Shares that are not reflected on pur Statement, inducing shares (hal hare been leaded as either a gain or a loss It 850 00e$ sod include cash cludends that were not reinvested Cost Price per that basis (1) on run 29(1) value on unrealized dad imestment Hddng Jun 29 (I) gain or loss (S) return (S) period contooed next page SDNY GM 00026948 C HP70303006635879 Ne70033C6430 COCCI [SIB 030579004 CONFIDENTIAL 11o000 Page 5 of 8 EFTA_D0137568 EFTA01278475 *UBS UBS Strategic Advisor lune 2018 Your assets . Fixed income . Mutual funds (cononued) Number Purchase once/ Average price Client Cost Price per snare value on unreaildd0d4 imesuned Hddng Hddng of shares per sham (1) inveittrimt (S) bask fi) on Jun 29(1) Jun 29 0) ;pin or loss (1) Mum (1) period Symbol: HLLVX Total reinvested 1,810.302 10.989 19,894.95 10.670 19,315.92 -579.03 19,315.92 EAI: 3277 Current yield 1.43% PUTNAM SHORT DURATION INCOME FUND Y Symbol*. PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.006.00 18,000.00 10.060 18.000.00 LT Total reinvested 32.745 10.064 329.55 10.060 329.41 -0.14 MI $293 Current yield 1.60% Security total 1,822.009 10.060 18,000.00 18,329.55 18,329.41 -0.14 329.41 Total $36,000.00 $56,991A3 $56043.38 4943.05 520.04338 Total estimated annual income: $1.241 Your total assets Penentaged Cost eslanated unrested value on um 29 (1) your account 00354 (5) annual income On or loss (S) Cash Cash and money balances 1,520.58 2.64% 1,520.50 Fixed income Mutual funds 56,04338 97.36% 56.991.43 1,241.00 -948.05 Total $57,563.96 100.00% $58,512.01 $1,241.00 4948.05 Account name: GHISIAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your Pi vandal Advisor SCOTT STACK MAJILYLE CASRIEL Account activity this month Dale A(1Itity Description Amount IS) Dividend and interest income Dividends Jun I Dividend DOUBLE UNE TOTAL RETURN FIND INS% AS OF 05/31/18 57.14 SYMBOL DBLTX JunI Dividend PUTNAM SNORT DURATION INCOME FUNDY AS OF 05/31/18 34.13 SYMBOL PSDYX Jun 28 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 26.94 SYMBOL HU.VX Total dividends CdP70300005635880 NV700030643000004 0618 030575004 CONFIDENTIAL 3110.21 iliffilitont0002eAws 6 of 8 EFTA_D0137569 EFTA01278476 SUBS UBS Strategic Advisor June 2018 Account activity this month (Conti-WO Date Mihaly Description Dividend and intemstinosine (continued) Interest Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: Indisodual Retirement Account Account number: Your Flnandal Advisor: SCOTT STACK MANLYLE CASRIEL Amotml Jun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 090918 0.31 Total interest Total dividend and interest income Investment transactions For more Information abort the pricei value shown for restricted securities. see Important information toot your statement at the end of Om Oxunent. Cate AcOnty Descapton Proceeds Iran inwstnent Quantity vase CO Price en transactions (S) Funds withdraw to Accrued mwstmeMs bought (51 interest (5) Jun I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.44 NAV ON 0931/18ASCSOS31,18 SYMBOL: DOM 5.473 -57.14 Jun I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.06 NAV ON 0931/18 AS OF 0931118 SYMBOL: PSOYx 3.393 -34.13 Jun 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.68 NAV ON 0927118 SYMBOL: HLLVX 2.522 -26.94 Total .6118.21 $0.31 $1111.52 Ode ACInity OtiCtipliOn Amount (I) Money balance activities May 31 Balance forward $1.520.27 Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 0E/OW8 0.31 inn 29 Closing UBS Sank USA Deposit Account The UBS Bank USA Deposit Account Ow primary sweep colon $1.520.58 SDNY GM 00028950 CNP70008006635M1 NP70033C6430 COCOS 0518 030575004 CONFIDENTIAL 110000 Page 7 of 8 EFTA 00137570 EFTA01278477 *UBS Your notes En, of statem ant for ....numb.... CONFIDENTIAL 'MPreGht00026s919... EV1,00137571 EFTA01278478 Important information about your statement U3S Fe-uncial Services inc. (the Fern a UBS Fnercial Strube°, is a mentor of all principal secaky, ccmrrodey and cpters exchanges. UBS Financial Semites and LES Bank USA are i-died subsilanes of UPS AG and *filliesof UES Sautes LLC. The Ems f roma' statemert a available upon repast. The Firis exeoskie offices are a. UBS Financial Sente, 1200 Harbor Boulevard Weehawken, NI 07086 This Statement represents the coney official record of par LBS Financial Services account. Other recads, sap °Nicol la. dxunents, contanng cordidng data should not be relied Loan II you believe there is an aro- or omission please report t immediately n writing to the Branch Manager of the office saving :our account. Allhosep a Naga linen are Mended to be accurate. statement data trcukf not be used kr to purposes Ray sciehr on yerend tax kerns. (Le • Form 1099. 5498. 10425. etc ) when prepamg your lax return. The Finn required by law town to he IRS enterable dnidends, mportabb run-Inhibit drelivai and taxable enema end an acuities held n your account net proceeds on say breaclions, and cod basipon certain covered seosaies. Craeorovilations with Ow Firm • Please nevoid irm ay oral cormuncatons in writing to further protect your nat. indudro your rignts Liter the Seosties Imestor Protection Act (SPAT • If the financial iliitution an the top left of elk li nt ol this statemert snot U3S fn zel Senses, U3S Fronded Sondes carries your account as dearing brisker by amegerrent with the rdcated inslituton We in you of this relalinshio Weeny% opened this accost h the cast your but and Ponies ae boated a LOS financial Services and rot tie revelscrg braer, and you nut make a cowl of any error or omission to both firm • As desisted in the account agreements, you mist ready us of any eras or fraud Molting decks reflected an yOur Statement withal 30 days after t was mailed a made imitable. • Plena died omorrer complaints or npries to the Finn% C Fent Relations Department a 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 40 P.M. ET Monday through Frday, or in rating to IRS Fe-uncial Semites P c., Client Rebticre Depairmit P.O. Box 766 Union Cky, W 07067. • A 0 statements shall be deemed complete ad acoste if not cloliclid to h writing veithn 60 days • Fa nv services_ Call 044412-0%6 or from outside the US.: Cal 201-352-1495 • In um of teas or pastas about neledronic kids Writer On bit damn a UBS Wood:4P card transactions, call KO-762-10OG a wile to UBS Financial smites Pc., 1000 Harbor Blvd, 6th floor, Welimeen ti 070%, Attn RIA41£64 Sikes Cal a write as soon as you can, if you ihrk yes staemene ce receipt is nrcrg °rip./ need more nknnaten teat a trawler on the statement or rece0t. The Film or Cad beer (as alskrahlOmuft her IroMyOu no later Men 60 days after the F rm un you the list statement on which the erns or pobbm agemed. - Provde your name ad accant Meter (4 my) - Cesabe is error or the trawler you are inure abOuk mdnplain as chary as you cis why you believe if is min or why ),,J need more ellormaticn - bailiethe dots' arrant a the suspected era. The Finn or Card Muer wil brestgete your amplant and will correct my clear promptly. For alleged eleon revolving UBSVM•debil ca-dtransaclint if we take more than 10 base i'ess days to dotes, we will credit yetl noun for the amount you theirs in error. so that you vii haw the use of the money dunng the tine it takes us to complete our iweseiption. Please mike all checks payabb to the Fin or the &uncial instiution Muted on the front of th6 statement In addition to nosier attars lees, accounts may be abject to mai-smarm lees, chaps for late pairrent Si securities purchases and charges ice unpaid intuits n cash accounts Accounts that ae transferred to other instnalcos may be subject to a Vander fee. UBS Sweep Options LES offers options ice sweeping cash balaxes to bale depose accans al non-aff Weed bales ad addend bait navy made mutual f unds (Monet Finds)and tie hornet:anal °Mord aaccui (DA) to cut/anon with an International Nonce Management Accost. Depose account al UB5 Bak USA and non-affiliated banks panicipatng n the UBSFOIC4nstred Deposit Program are FDIC -imured in accordance wish f DIC Ales. Fa acre rifornatim, plea* visit *wee fdle.gar.Deposk accounts at UBS AG StamfordBranch and shires of MoneyFunds are not Wined by the FCC Through the DAL cash Winces we swept to deposit accounts at UBS AG New von Brarrth a-d UBS AG Cann Branch. These deposits are not insured by tie FDIC. Balances held at te LES AG Cayman Brands are tenpaany mimed to tic sovereign rot of the Cayman blinds, id there is nog...mem or °thee oblyaon of LOS AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits re not protected by 9PC. Money Fund shires se protested by 51K. See 'WS Finincol 541,1a, Accent Frouction' belay 14Xn your request, balances n the bark deposits my be wrniclawn ad sham of a linty Fad my be licembeect and tie proceeds retuned to you a your stones arcane. Father :Jamaica about available wimp options, nano current interest ratty and yields, it available www ubs cornisenemyelik from your Friend Advisor a by calling BC0-762-1000. UBS Rhona,' Services eccomt protection The Firrn is a member of the Seonties leveler)? Protection Corporation (51PC), which protects securities customers of is misters to to 1500,000 (melding 1250.020 for claims for cash/. El:anat.:4y broChse nobble upon 'egad or at emir six org The SIC asset protectors ink apply to all noses tut you hold in a particular capacity. The Fem. together wish certain aff bates, has also purchased 9.0plamental innate the mar mum amount palate to at eighle clients, collect...fey /ride' this protection is 1500 million as of December 10, 2016. Safari to the poky cordite:et at limitations, cash at the firm is further protected to up to $1.9 million n the aggegate for all your accounts hell n a parikula capacity AM espy of he poky washy is maileble upon request. Neither theSIPC aatclen nor the sepphrnental protection apply to: • Certain financial awes controlled by (and kind n your account value) hr hell away from UBSFinancol Senecas For era-rile certain (i) insuraxe prods-Is. including variable rarities, and (i0 shares al intat funds registered iv the mane of the accan holder on the boots of the issuer or trends( agent), • Imednunt conracts or hunt/Went interests N.9. limted partnership and private placements) that are not registered under the Securities Act ol 1933; • Commodities contacts (e.g., foreign adverse and precut metal ositracts3 includrg futons contracts ard commodity option contracts; and • Deposit accounts (except certificates a deposit) at LDS Bale USA, UBS AG U.S. birches arid barks n the FDIC nsured Deposit frown. The SIPC pot/sloe and he supplemental protium do not apply to these assets even if theyotherwise appear on your statements. The WC protection and the asspkmental protection do not protect agarcl changes in the mates vats of yes investments (whether a a resat of mite movement, issuer barkmptcy cr otherwise) Dividend Reinvestment Program (ow lhe orke reflected is an average pike. You may obtah the actual Fite Iran you- Fan iel Advisor . Only whole shares are purchased under D II Pavol sham will be soli ad the cash wie be deposited in your account The dividend renvestmert pnce applied by lie dam may defer fromthe market price at which the partial darn re sold Cr Ply whole units may be Add n your account. If yea me ert riled to • pried unit as a result d• thiderd Nyment se atomise. the Firm well either sell paid snits at market price a accept an anion detemined by a registered deny agency, ad credit you accord. Investment objectives The investment objectives and risk profile in speak to each account and may raybetween yes icons. Please wise the Finn prorrpty in sorting ol say significant orange in you le:axial snabon or investment obectran For each account bed you choose or* ol the (plowing investment objectives: • ProdceCelientlincorm: Investments swirly the gremlin of ncome only. CONFIDENTIAL • Acker* CopearAppreciabon: Investments seeking growth of pmcpal rather than the generation of income. • Prockm ConMioatnn of Promo and Capdal Appreciation. Investments yeeki-g both the generation of nccme and growthof prixtfal. Overall risk profiles • Conservanve. Seeks to mountain nitul nix pa, with low rrA and volatility to the accord owrat even 4 that means to acorn does roe generate significa-t mcorre a retina and may not keep pace with inflibn. • Moderate Wiling to accept soma ride to pinwale-el tolerate sane volatity to seek higher return,. • egoressae: Willing to accept high risk to principal at high volatility to seek high returns overtime. • alignment Elptinta Consoliation: If selected a portion d the portfolio for tat account may include torment Malign, linked liquidity and create( volatiley. Statement•homeholding• We may consolidate at related account statements with the sane address in the same envekpe. eg. because they have owners who ako mantan bit accost relationshios well Phu dents a the Link address. II you pelts to receive individual statements mailed 'n separate mottoes, yea maydecline hounhciding by cally your Financial Advisor Friendly account name The Friendly account name is a customizable 'nickname clown by you to assist you with your reccedkeeping has no legal effect cn your account You can than? your friendly account nines, though Online Services a by antacting your f hamoal Aduscr. Arian overview • Yak,. of your accountlporreole Net of assets and litile es • Assets_ Includes ay:liable cash balances, wean f or restricted vaulty (est), and Global Tem Deposits, unrelized marts to market, andcarton assets not held by the Fins Does rot include unpriced oeuritielacces at the end of the pior and arrent statement genets, cr prove meson:nth u vd stock options ad eorcnabie stodi options • Cobbries Inclades debt Waxes, oasta-ding merge tort, credit line, shot account batman. • Cashkeomy balances. Total of uninvested avalabee cash balances, pbs dercot balances at aff bated and non-aft bated banks, ad money mallet nutual lard sweep balances, at the cbse of the statement peeled. Non.conmedity free ma balances in you recant av not segregated from other balances and to FineFrew use any of these funds tithe ordinary course of cis busness These funds repayable won your derna-d. This total is ncLded in the anent period dosing vibe. SDNY_GM_00026952 EFTA_00137572 EFTA01278479 Important inforn rat not I about your statement (COMIlldbd) Lanclitg information For debited inlatraten Cr, the Finis lending prate« and dockares, refer to yam Chem Relatimship Agnairent or Account Agreement acid the General lemis and Condit**. WS Statement of Credit Practices available in Agreements endDud:num at &en, ub• comiarcauneclaclosurea. Your assets Your statenwro demon secuit es an other assets held in the *card al the end of the statement period. You may rte for &Way of lutt pad sorties et any tire. You may receive secunlies used as loan collateral after paying any balance de an them. Any securities banderred to the Fin, &ring the statement period are listed a makes valve as of the end of the gamier* period • Cost belie. h Stemming the cost basis of the scant:es included in this Satement where indicated w e the nutter 'I,' Les crianciar Seneges ruled on information ctnained from sources other than US$ FiNanOal Se ices. relidirg *formation Iran another fim or that you may haw provided to you- Fininial Ackisor. The Firm does not irdeperdently verify a guarantee the accuracy or vaklity of ay Mammon provided by Sarc« other than WS Franca' Sereces In ailliars although 1.65 Financial Sena« parfait/ updates this almostin as received the ism does not Drank areaSSUrleCeS that the Mamaten under 'Cost basis- and "Urtealced gat-floss' 6 accurate as of the date of this statement. As such Micah do not rely on that information to mike pc:chase or sale decisions, for tax prposes ce at taxa.. Accounts trarderred to the Fin may reflect gait Hammon only fa the period of tint they re Min a the ism More historical 'Hamann can be added by ya.r Financial Adesor • Umwaiind gaitsfionas VAVel data is suitable, edntred sneaked gardlosses are calculated for ;yielded seorty lots The transaction data for navidal lots may or may not reflect conimodons. charges aidor Security reergani:al cc, events Dividend and other renvestment lots and systematic purchase lots are each catind to disobey ore averaged lot. The • trade date' co/Annpresents the coral transaction trade date • Callable stiontitias Bonds and preferred stock that the issuer cash for eay redemption w 'elected inpanially by lot Iran among at secures of that issue held ri our nano or n nominee nave for or clients. Call lean Marnahn is obtained from third palate and as acaracy is not g,saranteed Other call ferric may exist which cord Elect riekl. complete an:mann will be warded upon request • Calibrates of deposit (CDs). COs ere FIX nsured tie 10 1250,0)0 n primps' ad accrued interest per depositor ad per depository institutes *accord-axe vath FDIC nips. • Prim/value Fyn es dispLamd for sect es and other products my be higher or lower than the axe thal you would actually WONG irl the market. Prices at obtained from various rad pal, sources thCh we benne to be rebid., but we do not guarantee °lei accuracy - We generally use the closing price when aarlabk the- meat of the bid and sic prices for bud bounties and sphere or one bid prices Ira OTC acuities. - Staab/0y traded 'twat in maybe priced using a valuation model ce the moss receel prOP we Whined and may no reflect an actual market price a var. - Certain positions may appear without a price an will now al 'price was not salable' if we re unable to cbtan a price for a acuity. - Deposes a senates denominated in cuterceis otet tun U.5 dollars are reflected at the enhangt rate as of the statement date - For (main securities raring n nonce/downs denominatons, prce and quatily dace yaks) may have been adlusted to facilitate prune valudar. TO obtain orient Citeataliten, Men avatabre, anted you Fruncial Adair • Private investments and *natured products. Private nveStment SatedseS (ex Win deed pan <Aron program arid real estate vestment trust Nantes) and dnaReed pydacts are grnraly highty &cud (erten aructind products have not been registered with the SeCuitiel and Exchange Commosion Cr under any state secunties lass. We porde «tended vales fa private nvestilyM waives and structured products for nionsaional arms« only Accuracy is not guaranteed - These values may differ ataantialty from prices, d Sly, al which a private madmen seonty Or structured amid may be bowie or sold and do nil necessarily represent the vats you may receive can lituidation. - Thief party emanates of rale re as of adman date and are applied to UBS Fnarcial Serves cn regular base by an independent Salon ten. - *dux generalpanne' or sponsor Winged valet cry, are applied to line Fern by the uSSuer, general patner a sponsor and may be 'Sedated based on efferent nformation Iran that used by thed patties to derive the «muted valias - You can obtain additional information regarding the methodology used to &vermin the estimate of value and the date of the itorinahon that a the basis la the estimate by contacting your Financial Advisor. - Thad party estrnaied cokes may be reflected as Not priced' in several otuatiorni when an andepeedent valuation Inn has not suppled Pe unable to assign a vats, when we become aware that a material rent has ocorrod Put my call a Irevioudy reported value no guestioa a when a value would be highly **roulette due to the native oe the security. - When nether an ester, genera/ palms or sponsor *stinted value nor athideyny estimated vain is provided, the value of the security will be deferent from els Nathan price. - • Dovibution to dale may sax* fen" of capitat name or both. - 'Original unit sae' represents the *ilia offering axe per unit ad may not reflect you cost basis. - OPP and 'sidled PER secuntes arc not bled as a national wanes exChange and are generally dommd and even a they can be ski the trice 'a-A.M.:I may be less than the pa share estimated voided n the actact • Restricted securities Restricted startles genvalb at not currency ogisle foe [ebb( sale LOS Financial Services uses the inaket puce of the istrestricted suck of the seine riser as an minted value fee the restricted stock !or purpose: of this ifOOPIOnt on. To the eilent that restricted secures are triable for sale, the vaka received may be v.bstantialy kiss that the maned vat* shown • Est butinsterd) insane, currant yields and rata. An ea irate of atrial incane is band on cured clniderd ad leered rates, assuring the secures will be held for one yea from statement date or trail maluily This estimate is any a gudethe. accuracy and continued *cane are not qua-anted — Estimated areal income and current yield for cedars types of seomiss toad nclde a relun of princpal or capful gate n which case the eel oncome earlcurers yields would be overstated. — Estinated animal income ad current yield and the actual income and yield night be lower or higher than the estmaed amounts — An intonate of anal/fed none (dividend Ada interest) divded billy- current market vairaverage balance is based on the last dividend ce merest payment made by the issuer and &SLAWS the seoribesdeposes will be held for one year from tee statement date or until mosey. Accuracy and ontened yell we not guaranteed. • Assets not held by UBE Friend* Services Certain assets are not head by the F rm and not wen the ram's possession or control. These assets are depbyed on xis statement for informational pupa« only. Positrons and values presented are provided by the issuing fern UEK Fran.' Seraces is not responsible for On eformaton and Wes not patentee as accuracy. These assets at not protected by SiPC or the irm's supplenwital SIK coverage. • Revenue sharing and additional compensation. — n «Union to commosons on sales an 12b. I fees tamed n conned in with the distrbron of auras' fire* to ou <Ants vie axle( as JIM** name *VentOP Owing payments from chstriarlas coda advisors of the atrial funds that we sell. These amours are based on two different COMpOr*MS: () the .1111Y-rt of sales by LBS of a particular rartual find family to out clients, and 5 tie and value of a Particular mutual had fatals shares held at the ISM — We and our affiliate also receive Wyman; and (anti% PrOCtiPng lees in (abdication for transfer aged services that we provide to the mi-dual funds These fees "coldly re paid from «Astor assets n the mutual fad and are a toed dollar anent based on the arena of accounts at the broker-dealer Inking rerun funds of that lath family - rl acidern to cannassions received in connection with the site or dotrbuton of amity contracts an unit nwstment trust unts to our chents, we ardor or affiliate receive event sharing contensation from nary of the ilttllIrKi• <cmpalies urges. eivi CONFIDENTIAL the annuty corwacts, Must« of the feltrante. companies a sporran of the tent inudtment male we thortutt. - h addition to cancarsions received from the urchin and sale of NeaShres funs, we ardor or affiliate resew* an asset-based revenue shang payment Iron Ninthly'« dittrbatms, as MU at Radio for technology development. raring and abdication. - Cis if dates aka recarevading ca irns...3ns and ono compemation fromannual finds and raffle companies whose products we dentine. - We recent an rivalfee from Less.* USA and LOS AG Stanford Branch of up to 125 per account sweeping to the banks under the 665 Bari Sweep Programs Activity Information regardng CCOIM6Se:e6 and other charges imunedn correction with the execution of trades, ixtrIng option transactions has been nodded on COrdernstiOns anytny harnhed to pia, ad Provided to you pronely on re-west. Short Wring II you an engaged el short selling a securdy, you may incur a charge die to certainborn:Ara cons for that pal inlet security. Openorders Rnyildag open a . gzaliikancyllecl' ceders that were not wand by the sue mem date, open buy and tel stop orders am reduced by the ran of dadends a tips on an vockvidends or enrghh date unless mowed otherwise by you. You ere resparebb for others that are executed dm topers lain to cancel "'fling pen ordon. Panty To obtan a copy of our current Client Privacy Norse please context ear Friaxial Aden( or visa or webs"e at acestomie reentabarmenbe ▪ kisssivnoai Saxes is not a bad. The RMA, Mors Services Account BSA and IRMA ere brokerage .X(01./111 ?kWh IrX011de access to bang 14.1%.0.1fid products ikrarigh arrangements with affiliated barks and other hid' arty banks, and peonies access to Menne and amity products issued loy unaffiliated thitipaty roseate companies throad-i inorance agency at/hares of WS Finned Services ix. ▪ hmnirretnt routine*. and ernuity products — Not PDC nand • No bank guarantee* May bse vale — WA. ReSOSCe klaruperent Account. Busness Sent« Account BSA. IRMA and nternatioral Resource lAanaaernent knurl re reps' erred service marks of 1.85 F racial Serekti ht — VISA is a registered vackmard owned by Visa hteminanal Senna Association an used ceder [cense. The LEIS Visa creel cads ad the LOS Visa debt card me awed by LBS Part USA with porminion from Visa U S. A Incorporated All other trademarks registered vacbmarks, service mats and registered senice marks are Of thew eript<lre. caTOanies UN Financial Services Inc Rev 20171' SDNY_GM_00028953 EFTA 00137573 EFTA01278480 UBS U85 Financial Services Vic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70057191870718 V1 0 Retirement Account UBS Strategic Advisor July 2018 HI N MAX LL IRA Account name GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Indnridual Retirement Account Account number: Your Nnandal Advisor. SCOTT STACKHAN/LYLE CASRIEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the On June 29 (S) on July 31 (5) RMA ResourceUne at 80ORMA• 1000, account 02%23697. Your assets 57,563.96 57,489.33 Your liabilities 0.00 0.00 Msit our website: wwwubscomifinancialservices Value of your account $57,563.96 $57,489.33 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularlyy. Also, get your free aecbt report anntelly from www. an nuakreditrepon.com Tracking the value of your account S Thousands Sources of your account growth dudag 2018 Value of your account at year end 2017 557,676.64 Net deposits and 570 57.0 57.2 57.7 57.6 57.5 withdratrals 4322.94 • • • ID Your irn4Stinen t return: DAV:lendand interest income 1770.76 Chance in market value 4635.13 Value of your ecteele Dec 2014 OK 2015 Dec 2016 Dec 2017 Ain 2018 Al 2018 on 31, 2018 367A80.33 Ad SDNY GM 00028954 Member SIPC 0.70009305719107NP7000193370 M0N 0710 030575004 000000 Page 1 3f 3 CONFIDENTIAL EFTA 00137574 EFTA01278481 SUBS U BS Strategic Advisor July 2018 Your account balance sheet Summary of your assets Value on July31 (1) Percentage of your account A Cash and money balances 1,412.08 2.46% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 56,077.25 97 54% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,489.33 f57,489.33 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiindual Retirement Account Account number: Your current asset allocation D Eye on the markets Index Percentage change July2018 Year to date S&P 500 372% 6.47% Russell 3000 3.32% 6.64% MSC I - Europe, Australia & Far East 2.47% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.08% 0.02% -1.59% Your R nuncio, Advisor- SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. VEIS Bank USA deposit account, Wits CNC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important informavon about ;our statement on the last two pages of this statement for detaks about those balances. CNP 70003005719188 NP70C0 I 83370 COCO. 0718 030579004 CONFIDENTIAL 03iit#IY_GM_000289S59e 2 of 8 EFTA_00137575 EFTA01278482 $UBS UBS Strategic Advisor July 2018 Change in the value of your account tuly20I8 IS) Year to date (1) Opening account value $57,563.96 $57,676.64 Withckawals and fees, including investments transferred out -108.82 -322.94 Dividend aid interest income 123.15 770.76 Change in market value -88.96 -635.13 Closing account value 157,489.33 $57,489.33 Account name: GHISLAINE MAXWELL IRA friendly account name: Incliv IRA Account type: Indnedual Retirement Account Account number. Dividend and interest income earned for purposes of this statement, tentafity of Interest and dividend Income has been determined Iran a US tat reporting perspective. Bred upon the residence of the account holder, =count type, or product type. some interest and& (Intend payments may not be subject to United States (VA ardor Plano Rico (PR) income tares The (tent monthly statement is not intended to be used and carnol be need upon for tat purposes. Clients should refer to the applatie lax reporting forms they receive from LEISannuity, such as the forms 1099 and the Forms 480. fee tat reporting information It is the moat 01 UBS to file the appertatle lac reporting forms vAth the US Interni Revenue Seance and PR Treasury Department and in such ion accurately daffy dudenct ardor intent aster/ exempt or taxable income. Pease consult your inchedual tar preparer. July 20I8(1) Year to date IS) Dividends 122.83 693.05 Interest 0.32 1.89 Total current year $123.15 $694.94 Prior year adjustment 0.00 75.82 Total dividend & interest $123.15 $770.76 Summary of gains and losses Values ;tooled below exclude products for which grins and losses are not classified. Realized gains and losses Unrealized July 2018 (1) Year to date (1) gains and losses (I) Short term 0.00 0.00 -11.84 Long term 0.03 0.00 -1,025.17 Total $0.00 $0.00 -$1,037.01 Your PI sandal Advisor: SCOTT STACK MANILYLE CASRIEL Cash activity summary See Account sanity the month for dela Is &dances In your Sweep Options are ing uged in the cpenng and closing Mantes week. FDIC insurance applies to deposits al UBS Bank USA and al baits participating in the UBS FDIC Insured Deposit Frowns. r sloes not natty to deposits at U8S AG. Stanford parch or bank deposits placed through the U85 alternations Deposit Account program SEC protection apples to money market sweep fund holdngs tut not bank deposits. See important Woman-ion about your statement on the last twopages of INS document for detain. July 2018 TS/ Year to date (1) Opening balances Additions Dividend a-id interest income $1,520.58 123.15 $1,732.88 770.76 Total additions $123.15 $770.76 Subtractions Professional management fees and related services -10882 -322.94 Rinds withdrawn for investments bought -122.83 -768.62 Total subtractions -$231.65 -$1,091.56 Net cash flow -$108.50 -S320.80 Closing balances $1,412.08 $1,412.08 SDNY GM 00026956 ChIP7C003305719189NP70031$4378C0C04 0718 030579004 CONFIDENTIAL 0000:0 ►ace 3 of 8 EFTA_00137576 EFTA01278483 *UBS UBS Strategic Advisor July 2018 UBS Bank USA Deposit Account APY Interest Period Jun 7 - jul 8 Opening UBS Bank USA Deposit balance Jun 7 $1,520.58 Closing UBS Bank USA Deposit balance Jul 8 $1,520.90 Number of days in interest period 32 Average daily balance $1,520.58 Interest earned $0 .32 Annual percentage yield earned 0.24% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate In vestment eligibility consideration None selected Your account instructions • MS Financial Services Inc is your IRA custodian • Your account cost bass default closing method is FIFO, First In, First Out. Your K Bendel Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C008005719190 NP7OCO '88378 00004 0718 030575004 CONFIDENTIAL COMILY_GM_000269100 4 of 8 EFTA_00 B7577 EFTA01278484 SUBS UBS Strategic Advisor My 2018 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indnedual Retirement Account Account number Some prices, income and current waves ShOnn may be EpprOximble. AS a rev ult. gains aid resits may eel be eccurately reflected. Set smportam inforntabon about your statement a the end of tits docurneM for more informison. Cash Cash and money balances Cash and money beiance.s may include avalable cash balances, UBS Bank USA deposit account balances, UBS FDIC insured Rogan Bank Balances. UBS AG Stamford Branch deposit account balances and money market mut utl fund sweep balances. See the Important inforrnetion about your statement at the end of this doPenent for detain stout those balances. Optnng baerXe Closing baerxe Hddng co ft/ 1(S) on Jul 31 (5) UBS BANK USA DEP ACCT Fixed income 1,520.58 1,412.08 Mutual funds Total reinvested is the Iola d di reinvested d.idench II does not include any cash dviciends. It is rot a tar lot for the OurPOSM of delerminng hdding periods or cost Oaks. The shares you receive each time you reinvest dvdenct become a separate tax lot Cost Eases 35 the tOtal purchase cost of the security. Ind udng torwested Ise/ends The cost basis may need to be aclusted for rerun d cadtal payments in order to detemine the aktnted cost bans for tat (Mating purposes. Hddng lAwrber of shares Purchase pricer Avner price per shares) Client investment CS) DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DBLTX Trade date. Mat 31, 17 1,693.321 10.629 18,000.00 Total reinvested 78.085 10.590 EAI: 4675 Current yield 3 67% Security total 1,771.406 10.628 18,000.00 JP MORGAN SHORT DURATION BOND FUND CLASS I Your PI Banda! Advisor: SCOTT STACK MAN/LYLE CASR1EL UBS BSA USA and at UBS FDIC insured Pr , 07dr, Stalk deposit account baerKes are insured by the FDIC within applIcatee lints, but are not protected by 9FC. UBS AG Stanford Brant hdepriLt account balances ate not insured by FDIC and are not protected by 51K. Money market sweep baances are protected by 9PC but are not Insured by the FDIC Price per shale on Jul 31 (S) Average fete Orin:Jena interest Oafs n period Penal Cep stunt (5) 250,000.00 (tweaked da) Vie or Jas is the dfference between the current vaue and the 01,5t bail and would generally De your tenable pan OHMS if the security was sold On this date The urreatzed °ado:ince loss may need I0 re whined for return or caPrIS Payments in order to determine the reacted on or lass for tat reporting purposes. Investment return is the current vaiue minus the amount you invested, F Ices not Include shares that are not reflected on your statement, inducing shares INA hart been leaded SS either a gain a a loss. it *so does not include cash dudends that were not reinvested Cost Price per shat basis (I) on id 31 (S) Value on Unrealized Rad imestmeM Hddng rut 37 est gain or loss (3) letter, (St period 18,000.00 10.380 17,576.67 -423.33 LT 826.93 10.380 810.52 -16.41 18,826.93 18,387.19 -439.74 387,19 contoued next page SDNY GM 00026958 CNP7C003005719191 NP7000168378 00001 0718 030575001 CONFIDENTIAL 000000 Page S of 8 EFTA_00137578 EFTA01278485 *UBS UBS Strategic Advisor kily 2018 Your assets . Fixed income . Mutual funds (columned) Number Purchase pied Ming. Fete Client Cost Price per share Value on Unrealized Rae iniestineet Molting McIcing of shares per share (I) invfittrimt (S) bask (1) on Id 31 (1) Jul 31 (1) spin orlon (1) Mum (5) period Symbol: HLLVX Total reinvested 1,812.851 10.939 19.922.12 10.660 19,324.99 -597.13 19324.99 EAI: $286 Current yield 1.48% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18.00000 10.060 17,999.99 -0.01 LT Total reinvested 36.290 10.063 36521 10.060 365.08 -0.13 EAI: $310 Current yield 1.69% Security total 1,825.554 10.060 18000.00 18,36521 18365.07 -0.14 365.07 Total 536000.00 357,11426 356,077.25 -31,037.01 320.07725 Total estimated annual income: $1271 Your total asset rexemage ci COSI Estimated Unrealized Value on Ai 31 (S) your LK count bass (1) annual Income gain or loss (1) Cash Cash and money balances 1,412.08 2.46% 1,412.08 Need income Mutual funds 56.077.25 97.54% 57,114.26 1,271.00 -1,037.01 Total $57,489.33 100.00% $58,526.34 $1,271.00 41,037.01 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your Mnandal Advisor: SCOTT STACK MAIILYLE CASRIEL Account activity this month Dale Achety DeStrOtiOn Amaral ID Dividend and interest income Dwderth. Jul 2 Dividend DOUBLE UNE TOTAL RETURN HAD INSTL AS OF O€12918 60.00 SYMBOL DBLTX Jul 2 Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 06129/18 35.66 SYMBOL PSDYX Jul 30 Dividend JP MORGAN SHORT DURATIONBOND FUND CLASS I 27.17 SYMBOL: HLLVX Total dividends CNP70008005719192 NP7000189378 00004 0718 030575004 CONFIDENTIAL 3122.3 COMITIYGM000269tIfie 6 of 8 EFTA_00 I 37579 EFTA01278486 UBS Strategic Advisor T July 2018 Account activity this month (continued) Date Dividend and interestinoome (continued) Interest Adidiy Account name: GHISLA1NE MAXWELL IRA Friendly account name:Incliv IRA Account type: Individual Retirement Account Account number: Your Ili nandal Advisor: SCOTT STACK MANLYLE CASRIEL Dex nplion Amount IS) Jul 9 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 07/0918 0.32 Total interest Total dividend and interest income Date Acidly Jul 24 Fee Charged QUARTERLY FEE -108.82 Total professional management fees 4108.82 $0.32 $123.15 Descrotion Amours (I) Pees Investment transactions for Mole Intonation about the once/value shown or restricted seCualles, see important Information &boot your statement at the end or this Oaf urnent Cie AfuNty Descapuon Proceeds from investment Quamity vette (S) Prue CP tramacticas (I) FundS withdrawn Ira Affluent inwsvnents bought (5) 'merest (5) Jul 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.42 NAV ON 092918 AS OF OW918 SYMBOL: DBLTX 5.758 .6000 Jul 2 ReinLestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.06 NAV ON 06/ 29/ IS AS OF 0629 I8 SYMBOL: PSOYX 3.545 -35.66 Jul 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.66 NAV ON 07/27/18 SYMBOL HLLVX 2.549 -27.17 Total -9122.83 Date ACIrvily Citscopilcn Amount IS) hn 29 Balance forward Money balance activities 81.520.59 Jul 9 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/06(18 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/24118 Set 31 Closing UBS Bank USA Deposit Aaount The UBS Bant USA Depagt Account is your primary sweep colon 0.32 108.82 $1,412.08 SONY GM 00028960 CNP71:003305719193 NP700311)3378 00034 0718 030575004 CONFIDENTIAL 000000 Page 7 of 8 EFTA_00137580 EFTA01278487 *UBS Yournotes `—:.7:;:°.===°"'''''''°-- -- °" • °" CONFIDENTIAL EFTA,B758I EFTA01278488 Important information about your statement 1..E6 Financial Suwon IX. (the Firma UBS Fnencia Services), is a member of all principal meshy, canrrodly and options excha-ges. UST Financial Sakes and LOS Bat USA are indeed fibsoaries of 1.65 AG and affiliates of LOS Sectaries U.C. The F I inancial Statement is available upon request. The Form's exacilive offices am at: IRS Forced Stokes yr. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement reprealtS the on off Oriel record of you Lei Foetal Services account. Other recoils. Mar official tic drunents, sonatas( coriliang data shoal not be relied upon 6 you bate there is an errs or emission plan report n inmerdafely n twiny to the Brand, Manager of the office servig you amount. Although al I Spiel Shown me intended to be accurate, statement datashould not be used for tax puposes Rey solar on yothend lac tams, fie Form 1099. 5198, 10425. etc ) when prepamg your tits return. The Fan 6 regured by law to report to to RS a tenable &Crime's, reportable navearabli addends and unable interne erred on vanities held n you accord, net proceeds on sale transactions. and cost basis on Wan (cared near es. Ceowenications with tho Pima • Pleasereaffirm any as cornrunications in wring to further protect yourritds. inckarg your rites voter the Securities testa Protection An (WA). • If thefinance:9 institution an the top lett of the front of this statement is not CBS Fnaxiel Stevan, LBS Financial Swan arra row become as during broker by arrangement wish the nokated Manion we Mooned you cd this retard* when you opened this accuse. Is this cast yea Furls and sect-ries ant located a UBS fawrcal Sevres end rot the Mabrybroker. and you treat make a Mal of ay ear or omission to both finis • As despised 'ate account agreements, you Mt* I-Cadyusof any errors or fraud irwohieg checks reflected on your Statement within 30 das after a was mailed a made milabao. • Please diva customer complints or roans to the Fiat< loom Relators Department x 201.3521699 or ton-free at 800.354-9103, 8:00 A.M. to 6 AO P.M ET Monday through Friday, or in wren; to UBS Fintrxial Services K., Client Relations Dewar& P.O. Box 766 UrionCiy. NI 07087. • All Paemeres shall be deemed caecae and acorn it not objected to in *Miry within 60 days. • For TTY *aces. Call 844612.0986 or from can* the LS S.: Cal 201.352.1495 • haw of aeon a paeans about an ffectronic bads transfer (EFTL lei apnea or tRS Vise debit cad transactions, call 030.762-1000. or write to MG F r' anee' Services M., 1000 Harbor Ma, igh floor, Weehanten. te 07086, Alin OMall6A Senna C al a write as soon as you can, if you that your statement a mote is may a 4 you need more oformaton tout a ranter on the 'lament a rear. The Fim a Card boar (as placable) must her Iran you nos law than 60 des deer the Frm sent you the fist statement on eked+ the woe or Problem appeared. ▪ ?TOO* yeti rent ad accost nutter any) - Detain the error or the ranter you are unsure tots, and ...plain as clearly as you can why"' ahem a is an ma a hay you need note idormaton. - Ronde the doer arnxent of the suspected era. The Finn or Card bsuerwil investigate an coati* and era coma int *nor promptfi. For alleged errors Mary UB5 Visafidebit cad brand a*, 4 we take more than 10 bus mass days to do this, we *decrial you Ihe amount you then sin tme, Botha you wa have the use of the money Pang the tine it takes us to complete os Mestigation. Please make all checks payable to the Fem ex the trunoal visional notated on tie ban of this statement In addition to reads account lees. amines may be abject to mairoonarre tem charges for late payment for Securities purchases and charges fa urpaid routs n cashace:trots. Accounts that are Pandered to other nstaarns may be subject to a vender fee. UBS Sweep Options UBS offers options for aceeprorath balances to bat depose accounts at non-/Milted banks and Sawed bats ad money man MtAual funds (Money Funds). Depose mown at MS Bark USA and roon•atf dieted barks pankipaing n the UBS FPCthsured Deposit Program are FDIC etsured n acade mcewah FDK rules For mere information, please visa *wior Mogan Depose KcountS al IRS AG Maraca Branch and thin of Money Fads are not tend by the FDC. Bank deposits aro not protected by SesC. Money Find shares are protected by SIK. See "UBS e noon' Senesces Acctunt Protnten' below. Urnyour repast, balances in the bank depositsmay be withdrawn. atdshaes of a Money Fund may be lectadated and the proceeds retuned to you a your names aerate Futter itermatron about avadible sweep options, reckdrg current interest rates and yields, 6 available at wymanrerrersweepreds, from yam Fremont Advisor or by calling 800-762.10W UN Venancio' Suction aCanant protection The Finn is a newber of the Smola Mesta Protection Corporation OK), which protects securities customers of as marben is to $500,000 (nckding 1250,000 for dains for cash). Esplanetay brochure araltabh taxes 'tong a al meow Moo org. The SIPC asset protection lints apply to all accounts tat you hold in a penal's' capacity. The Fat together with wan affiliates has the Pernsed suppkmeMal Manna. the madman among payable to all eligble rants. canna* under this protedia is 1600melon as of December 10, 2016. Subeci to the poky condaim and Erna's* ash at the Fie 6 bather rotated for up to 71 .9 merlon in the aggregate for all your accounts aid in a particular capacity. A lot copy of the racy VXrdrg el Meltable span request. titOter IlneSIPC PrNtclon nee the avremereal protection 3M/ to: • Certain financial assets cannoned by (and ncinksel n your *Utast valanbut had away Iran LBS Financial Services. For *wale certain b) issuance ratans. including variable athuites. and (i3 shres of rn.eual funds registered n the mane of the arrant holder on the books of the Suer or transfer yea), • trestment crows or encesiment interests lest, limited Dealerships and private rearmost) aroll of not registered under de Severities 40 of 1933; • Camoditen contracts (e.g. foreign ...charge and preccus metal centrals), including futures contracts and commodity option Centrals; and • Dopes/ atoms (except certificates of &posh) at UPS Bate USA, UM AG U.S. braches and bates re the FDIC taxed Deposit Program. The SIPC protection and the sepplementall protect:ado not apply to these assets awns they otherwise appear on you statements. The WC protection and the popplernental protection do not prefect against changes n the market crake of yrs imesbnents (*tether as a east of man movement issuer balceropecy odsmoist) Dividend Reinvedithent Program (DRIP) The pm reflected is an average price You may obtan the actual price Iran you two to Advisor. One) *tole Owe{ re purchased undo. DU, patrol Maros wiltbt sold and the rash wit be deposited in yOuf &crane The dividend rernesfinint rice stapled by the wear may offer from the Mallet rice at Midi the pat.* Shire, ere sold Ca eu Oaf whole urea may te held ri you moult typo we nand to wit as a result of a dividend payment a otherwise, the firm wit ether sell pan& tints at market prior a accept an imam determined by a •epeated clean( agency, and credit you accusal 'nutriment objectives The lineament objectivn and risk profile are spate to tech oxcart and may ray between you accouth Please advise the Finn wore/ate in wring of ally umf tont change in your financial Memnon a nomanrone objectives. For each account heft you choose one of the Iolovmng imestment doyennes: • Pucka Current Maw *easements Weis) the generation of Mane only. • Achine CapiralAppnciatiorx enestrnents peeking growth of primPal Whet than the generation of room. • Poona Combeneson atom* am( Opal Appreciation: Irivainwas seeing both the gerwation of home ind Torah of 'Mogul. Overall risk toga • Conservatfie: Seeks to martin onkel priooal, with low risk and ram My to the account fantail, even el that mere the account does not generate significant CONFIDENTIAL imam a rasa and [truncated]