EFTA01279007

UBS 065 Fewncial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70056439731115 X2 NI 0 Resource Management Account November 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIELANE MAXWELL Friendly account name: Indy. MillenriUm Account number: Your financial Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone. 212.821.7000/800.308-3140 Questions about your statement? Value of your account Cat yOa Fir-ran:la Advisor or the RMA itesourceline at 800-emA- I 000, account 025028776 on October al ($) on November 30 (1) Your assets 0.00 250,000.00 Malt our websIte: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $0.00 $250,000.00 Tracking the value of your account S Thousands 250.0 00 002015 Nov 2015 Sources of your account growth duriag 2015 Vague of your account at year end 2014 Net deposits and vvittodraaWS Your investment return Change in market value Valuta of your account on Nov 30.2015 $0.00 $250,000.00 1000 $250.000.00 SDNY GM 00027778 OMmber SIPC CNP7000S00560973 NP70031S0349 COON NIS 030575004 Y128776550010000 Pegs 1 of 6 CONFIDENTIAL EFTA_00138398 EFTA01279007 SUBS Resource Management Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (5) Percentaga of volt XC011at A Cash and money balances aco 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 250,000.00 10000% F Commodities a co 000% G Other 0.00 000% Total assets Value of your account $250,000.00 $250,000.00 100.00% Account name: GHI$LAINE MA,AN ELL Friendly account name. Account number: Your current asset allocation t Eye on the markets Index Percentage change November 2015 Year to date S&P 500 0.30% 3.01% Russell 3000 0.55% 2.58% MSC - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88% Your Pi Rancid Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% 01P70003005613974 NP7003193349 00011 1115 030575004 VI 2877655001 ItiffliyGm0002773/4fi e 2 of 6 CONFIDENTIAL EFTA_00138399 EFTA01279008 SUBS Resource Management Account November 2015 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account nalyte:Indv Millennium Account number. November 20I Year to date (1) Opening account value 50.00 50.00 Deposits, including investments transferred in 250,000.00 250,000.00 Closing account value Cash activity summary 3250,000.00 $250,000.00 See Account sanity this moron for detiJis Balances in your Sweep Mons are includedln the opening and closing Mantes value. FDIC insurance applies only to deposits at UST Bank USA, not to deposits al UBS AG, Daritced &arch of balk deposits pracedihroug: the OBS International Depce41 Account program SIPC protection clergies to money rmike: sweep fund holdings but rot bare deposit. seeimportant Iniorrnatbn about your ddemer4 on the last two pages d this document for *tills. November 2015 (1) Year to date ($) Opening balances 50.00 10.00 Additions Deposits and other funds credited 250,000.00 250,000 00 Total additions 5250,000.00 5250,000.00 Subtractions Funds withdrawn for investments bought -250,000.00 -250,000.00 Total subtractions -5250,000.00 -$250,000.00 Closing balances 50.00 50.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a ful description of the ahemative investment objectives in important information about your statement at the end of this document Your Fleandel Advisor: SCOTT STACKMANYLYLE CASNEL 212-821-7000/800-308-3140 Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibihty consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00027780 rNP70X0305643975NP7003197349 00011 1115 070575004 vt2e776SS0010000 Page 3 of 6 CONFIDENTIAL EFTA_00138400 EFTA01279009 *UBS Yournotes CONFIDENTIAL EFT,00B6,101 EFTA01279010 *UBS Resource Management Account November 2015 Your assets Account name: GHISLAINE MAXWELL friendly account name:Indy Millennium Account number. Some prices, income and current values shown may to approximate. AS a HSU*. gam and losses May not to accurately refkaed. Set wporunt inionnabon about your sceement a the end Of ths documeM fOr more informal ort Non-traditional Neva! eguty funds, Hedge fun% andeeher inhestments are teld in your u8SFinancia Writes ex. OAS FS) brokerage account. The positions reported telex reflect the records of the issuers, and LIES f S does not guaantee the accuracy of lie information. The value shown rs not necessarily the value you would recent from the Issuer if you sddthe assets. funds actively sdd by U8S S are sibject to ongoing due cligence, although the level performed nay vary. A closed fund may be subject to noongdng diligence A fund that you purchased elsewhere may never have been subject to UOS FS dligence. although U8S FS may recent a lee from the funds manager. welch may constitute a rreeonty of the management/ incentive fee. Please contact your Financial Adana with questions • Est value per urcr is an est ride of %aloe supplied by an independent valuation firm and reflects AustereMs for fadors such a the liceadty al the units. Hedge funds Haring ALPHAKEYS MILLENIJM FUND I.L.0 FUNDS TO ESCROW Your total assets Trade Fainter PeeChae once date of stares per share (1) Nov 24, IS Value on Nor 30 DS Your Si sandal Advisor: SCOTT STACKMANLYLE CASFUEL 2124321-7000/800-308-3140 Estimates of value suppled by Issuers of (ertenprograms (which are generaly • net asset value- estawes) are steno as Issuer est. value per um'. for ranee equity funds. ' Est. value per UM' as a value spdated graterty, besecion the Net Asset Value (' NAV') In the fund as of the date specified. adusted by addng capital cats and subtle/alrig dslributions time the NAV date. The NAV is prinuelly based on estimated portfolio values voided by the underlying f urd soorr.or Thera furor/tun may vary because of dfferences in the way they were estimated and because the 'Thkd party est. value per vie* may have been prepared on the basis of f inaxial Information other than yearend Reported estimates may not reflect resale. hquidslat or repurchase value, if any, and may not reflect dstnbaions of captor ureil the next valuation is reported ()merely on an wawa or semi-annual basis. See important infonnation aboutyour steementai the endof this statement COSI DM 10 250,003.00 Pao per unresizeo Hcideng shay (1) Value (1) win Of IOSS(1) period 1.000 250,000.00 ST eercentax of Cost your accord gases (1) Estimated wwerizecl annual inCeme (5) gain or loss (t) Non-traditional Total 8250,000.00 Hedge funds 250,000.00 100.00% 250,000.00 100.00% 8250,000.00 Account activity this month Date Activity Nov 23 Transfer POURNAL RCM Y1 23575GHISLAINE MAXWELL Total deposits and other funds credited DeSCrIptiOn Amount la) Deposits and other funds credited 250=0.00 $250,000.00 SONY GM 00027782 CM, 70X0305643977NPIOCOI97349 M0N i I'S 030575004 Yt 28776SS00I 0000 Page S of 6 CONFIDENTIAL EFIA_00138402 EFTA01279011 UBS Resource Management Account November 2015 Account activity this month contnuedi Investment transactions Account name: GHISLAINE MAXWELL Friendly account namo-Indv Milennium Account number rot more information about the pricef value shown or restricted securities, see Important information about your :tatement at the end of Ow document axe ACtimly Desorption Quantity Vtlue(S) vote (S) Nov24 Bought Your II sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212.82 I-70001800-308-3140 Proceeds iron PuAdS truestment withdrawn la ttoniacticas (S) tnvesItnents bougM (S) Accrued interest (5) ALRHAREYS MILLENILIM FUND LLC FUNDS TO ESCROW SOLICITED INITIAL CUSP: 90293X9GI 250,000.000 100 -250,00000 Total Date Admit). 0a31 Balance forward Money balance activities Nov 24 Nov 25 Withdrawal Deposit Desciplion -S250,000.00 Amount (5) $0.00 UBS BANK USA DEPOSIT ACCOUNT 250900 00 UBS BANK USA DEPOSIT ACCOUNT AS OF 11124/ IS -250.000.00 Nov 30 Closing UBS Bank USA Deposit Account The UBS Cant. USA Depd9t account is your primp/ sweep option $0.00 CNP7C008005643978Ne70C0I50349 000I I INS 030575004 " 28776550 OI CSAY_DM_0002771Bie 6 of 6 End of statement for account number VI 28776 55 CONFIDENTIAL EFTA_00138403 EFTA01279012 Important information about your statement LBS Financial Services M. the F im or UBS Anemia Sentesb is a merrter of all orincisol Nosily, ammo* and colons excharges. UBS Frencial Services and LES Bank USA we rdrect %Midges of LBS AG and affiliates of LBS Saunas U.C. The Fire's Glenda' statement is available upon reoen. The Firm's erceoake on ices are a: Financul Since, M. 1200 Harbor Boatyard Weehawken, NJ 07086 This statement represents the only official record of you 1.85 Financial Services account, Other morek rapt official tar documents. containing ccrdlicling data should rot be relied Ian If you bet. there is an error or emission please repot h irrniediately n wring to the &inch Manager of the &lice seevisg your account. Athaktr al figures shown are mended to be accurate. statement data shmald not be used for tat purposes Rely sae& on makend lax 1OMS, Form 1099, 5498. 10425, etc) whin preprinyour lase return. The Firm required by low to moon to ter IRS all taxabk adders* report** rcntarcable olvidends and tattle inienest eared en mounters I-Edna:our Brow" net proceeds as sae transactors, and cog bum ascertain covered acuities. Conmenications with the Fire • Please re-confirm ant oral corm-encatoons in writing to lusher protect your rij ts. irclafrig your riff* ender the Sautes Investor Protection An (EPA) • t the f inert ial habution on the tcp left of the hint of this statement is not IBS Financial Serstes, LSS Financial Services caves yam account as clearng broker by arm-gerrent war the notated stnituton We iriormed you of this rebnorehP whenyou opened this OCCOJII. In ti cask your Ss& arid seosities are located a UBS financial Services and rot ter irotdaceig broker, and you nut mace a capon of any eras or cminion to both firms. All accent statements shall be deemed conspbte ad accurate t not objected to is *Miro within 60 days. • Please direct customer complaints or kph :es to tie FrmYClim Relations Depavnent a 201.352.1699 or toll-free at 803-3SO-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in *Miro to 1335 Financial %races hc, Client Relate:Iv DePatmenti P.O. Box 766 Union City, N107087. • h me of errors or mantas about an electronic hods transfer WTbee psyment cc UBS Thia•debit card transactions, call 990-762-1000, a ache to UBS FroncialSenices Ix., 1000 Hater 81sd, 6th floor, Weehawken NI 07086, Agit RIME6A Serums. Cal a watt as soon a You can if you *He your statement or receipt 4 swag or if you need more irkematiri Axon a transfer on the stnement or receipt. The Firm or Card boar (as irpluble)must hear from you no later tan 60 days after tie Fin sent you tie fig statement on Mr* the error or ;robbers appeared. — Froude your name and scare number Of a* — Desote the erra or tie gander you revere star, and explah as clear& as you cal shy you belies t is an error a why you need more information — Fronde the dollar amant oi tie suspected emu. The Firm oe Cad Issuer sea l inaaigate sue cancaarn and MI correct any error promo*. I we take more tan 10 banns days to do *it m wit oval your accoint For the accent you Theis 6 ilea* so tat you will ham the use of the mart dreg the time h takes us to complete Our Men:anion. Plana mak* all cheas *Mole to the km or The Ii-uncial het:Out:on rdcated on tie front of this statement hadditir to regular accost lees. acoints my be subject to maireenrce lees, *toys for late passant for mord* purchases and charges kr unpaid arrants is cash accourits. Accounts that at gardened to other institutions may te subject to a trawler fee UBS Snip Optima LBS offers optim kr sweeping cash belarcek balances to ba-A deposits at UBS Bait USA and UBS AG Stanford branch (Bank Sweep Programs), money market mutual fads (Money Funt) ad the Mast anal Depose Accrue (Okla customers with an international Itecar0. PAngemre Account. Through tie Bank Sweep Programs. cash balances TO swept to 11135 Bale USA up to an esti:Rated knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC rules. For more irdcrinaticn pease kit vow eidic ga. Deposes at UBS AG Stamford Bra-d) aid shares of Monty Funds at rot insured by the FDIC. Through the Ok arailsbk beady kiln* are mete to depot/ accounts at UBS AG lira Yak Eanchard LBS AGC *run Broth These deposits are not Mired by IherFOC. Balances held at The UM AG Cayinin Brach are temp:wanly noosed to the sovereign risk of the Colman Mends, and there is no garartaa a other clokution of LES AG to repay the balances while as the LES Cayman's Brat's books. Deposits at UMW,* USA and each UM AG Branch are not protected by 5IFC . Money Find shares are protected by SIPC See *LESS Financial Services Accent koterticri- bebw. Upon your reµasl, balances in to Banl. Sweep Pagans a OA may be withdrawn and shares of a Maley Find maymaybe liquidated, ad the proceeds retuned to you a your seam* aco:ert. hasher iriormatOn about available sweep *pions, inckding cement Merest rates and yield , i available at wwweinoorrinveemielt, from your Fruncial Advisor or by callng 800-762-1000. ISI Itantial Service' wan potation The Firm is a member of The Scurries Investor Protection Coma** 151K). which protects securities scant of As masters up to SS00,0:0 (nclAng $29,000 for dams for casts). The SIPC asset protect*, limits apply to all accounts that you hold in a panictar capecity. The Fan, together oath certain andiates, has also purchased o.ppbrnentalmotection. The madman anoura mane to **Babb Mat, colsterThek ader this protection is 1500 millon as of Decanter 10, 2013. kbact rote poky oorditons ad Imitations, oats a the Firm is further protected fa kg to SI 9 million lithe exregate for *your amounts held n a partkular capacity. A full apy of The poi°, wacky) is available Lipti request. The SIPC protect nn and the supplemental protection both irk not apply tor • Certan financial assets controlled by (and ituded n your account value) but held away from MISFinancial Services (e.g., certain 0) cash at LBS MTh (ii cash at LBS AG Stamford branch (id Murarce prischat. including variable annuities, and figsheres of mad finds where such shares are registered drecdy n the nane of ihe account holler on fie bcchs and records of to applicable iaaer a arafer agent). • Certain remanent contracts or irmennent interests kg.. limited pHrtenhix and private placements) teat are rot registered ender the Securities Act of I933; ad • Cornnoditses contracts (e.g, foreign exchange and pc an metal cortratt). inducli-g futures contracts at commodity option COMfaCIS. The SIPC potectan and the supplemental polection do not apply to their asset *end they othatrnse appear on you Materna*. TM SEC paeans ad the sa/Olareental protection do not protect mann changes in the mato vale of gar investments (whether a a result of market mosernent, issuer batruptcy otherwise) More id carution is mutat tom req,ast You may •btan more information about SIC, Mbar* the 51K Brochure, by contacting 51fC at 202-371-8300a by useng the SIC website anwow.alptoop Dividend Retvertment Program (DRIP) The ate reflected is an average price You may obtan the actual pee from you Fnancial Advisor. Orey whole dares re purchnediarder DRIP; partial shires wil be wet rd the cash wn be deposited n your account The dviderd renvestment price suppled byte issuer my Orr (rain the market pice at Much to partial shares at sold Carletelieu Crib, whole units may be held in yoke nova. If you at waked to a partial unit as a result of a rividerd pmnenl • otennise, the Firm *II ether sell panal knits at markt prke a accept an anoint determined by a motto-rad closing agency. and credit *a roam Investment objectives The nvestmere oblate* ad nsk profile at speck to each account and may my between. Please adne the Form porn*/ in snug of are significant change in gar Polaroid situamn or rwestrnert objectives. For each CONFIDENTIAL account hate, you choose one of the following Mesment objectirer • Prootae CrrentIncome. *Min as seang the generation ce income any. • Artiste Capttaf Appraciataa Investments seeking growth of prncpal rather than the generation of no • Prodoce Combination a Moaner and the hemments seekeg both the gereratcn of ncome and growth of prit011. *Wall risk profiles • Consetvake Seeks to maven :kW prirc.pa with bee risk aid *lanky to the a-cou-n weak even 4 cut means the accost does not generate sirad cant Mcrae a returns and may rot keep pact with hflation. • Moderne Wiling to accept scene risk to pincPal arid tolerate sone votataity to seek hg her returns. • Aggressne: Wiling to accept high rise fo phopal and hi* volatility to seek high returns over tint. Statement Ilouseholdne We may consols:lase al related account statements with the sane address n the same envetpe. Accosts may be related It this purpose bettasie they have owners who aka martin Pm accent relationships with other dents at the sank address. This practice 6 known as •howebolirg II you prefer to remise hdisedual statements mated n separate envelppers — you may decline Museholdng by ailing your Fnencial Motor. Friendly octant name The Friend/ *cart name reflects information That you entered en the firm's mine services websee. It a a okatorniuble 'nick-sorra • chosen by yeu to visa yeti wets you recordkeepirg k has no legal effect an your attar. You Ian change your FnenAraccotrit Mann, through Only Services Or by contactrg your Finacial Akita ACOXffilt overview • team *Imo' accountkorttfo. Net of assets and • Asset. Inolas avast* cash balances, rakes lot restricted sear* list), and Global Pine Deposits, u-reatied marts to market, and caftan as not hell by the Fern. Does rot include unpked murkier; assets at the end of the prior and curent statement periods, or prime eveanwas, knvested stock options and estimable stock options • Linares Includes debt balnes outstarding magn Ions, credit roe, don accord balances. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bat USA deposit bark-es,UBS AG Standord Branch depose balances and money maket itutual lund sweep bilanceis at the axe of the statement period. Nonscarrenodry Vet credit balances in your accouv are rot segregated from other balances ad tie Firm frsi use any of these funds in the ordinary course en its business. these funds at payable upon your demand. This total is included in tie <want period closig value. SDNY_GM_00027784 EFTA_00138404 EFTA01279013 Important information about your statement (CM Issued) Lending information Fre Planed informal ion on the Fins lending practices and Mc Mutt refer to yam Cent Relacrehip As, trawl or A«cm-rit Agnentenl AM the General Terns aid Conditions LOS Staternent of Credit Practices amiable in dr. Imintl ant I Dixtrarres mine tabs romiacceirori . yaw sets You ctmemerd itemises wouritits and other assets held in the mount at the std of the stamens period. You may ask for deli/mid tufty paid securities at any tine. You mai recent seunties used as loan collateral after ppay/ng sayy balance dm on them. Any *cooties Ini Jell! to the Fern d.nng the statement peed are lads snake vale as of the esAl of the statement period. • Cost batik determing the con WAS Of the settees :Model in this statement where indoted owith the nstrbe UPS f inancial Services An relied informatim cbuined from sources other than UBS Fiumial Services, including nf emotion Iran another fins or that you may have provided to you Fnancial Achim. The FM does rot irdimerdety wrey cr paeans the /aura« valdey of a Somation Provided by tames elver LIBS Fioncial Serest h abliat akIneugh LOS Financial Sewn general& updates this infornution as it it received. the Fins does not provide ary assurances tut the inforination under "Cost basis' and "Unealced gad/ loss' is acute as oi the date of this statement. As such please do not net on this information to make ;eschew a sale decisions, for un p-rposes OthKrifir. Acceonts Oast *mod to the fen may ref to garbs Hanna ith ony• for the period of tire they are held a the Mn More historical nionnalien can be adled by your Anoxia Advaor. • Unrealised gent/loges Man data is available. evinced urrealized Gate losses are cautated for individual secure/ lots. The transaction data for skvitsal lots mayor may not /Met ommissions. Man odor security reorganize«, rents. Dildand and otter reinvestment lots and systematic oscines. Ms are each cartned to display one averaged lot. The Trade date colmn presents the croisa tornacton trade date • Callable securities Bends ad preferred stock that the issuer cats for ea reclemplon wit be selected /martial& by lot kern among all Searles of that issue held in our manna «ninon*** name let era client. Call bare Scammicn r obtained from third parties and K aCCLrarr it no guaranteed. Cher call features may vest whch could if ect yield covokle SPYTUICII will be provided upon request. • Certificates of deposit (ma). CO. are 10K inured up to 52%000 in rencjoal and accrued interest per depose« and per depose:gnats-ken in accordance with RAC miss. • Pricevalue Prices displaynd for Annum and olhet pudic% may be Maher a lower than the price that you woulclacuaty men n the market Pnon are obtained from aims thrd nary sources wench ow behave to be reliable, but ow do not %sante they ecru r - We rimy* tee the Cloth.? eke when swarth or the mean of the bid ad ask prices for lined StrifitiEl and colorsor only bd prices I, OTC securitis. — Less acteeb traded securities maybe «icedusing a vakation model or the mon recent prize we obtained and may not reflect an actual ma-ket price vale. — Certain pOlationS may appear wersd a price and will thaw as 'price was not avelable• ft we are unable to obtain a price for a warily — Deposits Cr searkies dencminated in curencies ocher than U.S. dotes are reflected in the exchange rate as of the staternent date. - For «nail searities toeing n nonconforming denaminaime. price and guantitY (face *AN) may have been adeated to facilitsepnciter vabaion. To Mean current ctotaions, Men amiable, contact your f flannel Ad.'s«. • Private thresbnento and structured products. Ornate Oneonta 'scribes (ix Piing dent denotation «loam and real estate investment tam eaten) an! snowed prod/cis are general MS* lipid Case. structured produces haw not been registered with the Securities and Exchaw Commissim a seder erg state securities laws. We provide ea/mated vats ler private rivrillnent steadies and strummed products for intetrafitCrial wows only. AceLtacy is not guaranteed — These vain nsay differ substantial/y1nm prices, if any, at Mils a «Wale iwearneral secuity setraved product my be boxle or sold and do not necessarily represent the mkt. you my Warr Loa, Ikon:lotion. - Thid party estinges of vabe ere as of a certain date and are supplied to UBS Financial Services an a regale bass by an independent yak/aeon I Wm. - Btu, general panne a sponsor estimated values. if any. are supplied to the F im by the our. gneral partner of speed« and may be calculated based on different Sormithen Iran that used by third parties to drive thee esteemed yaks. - You cm °teen addnierul Sonnet:on regarding the nvAinodology used to determine the estimate of value, and the date of the formation that is the bass i« the minate by contacting your Financial Ades«. - Thid arty esteemed vibes may be reflected as 'Not priced' n several Mations: yahoo an independent valuation Inn has not PAO'S or is unable to assir a vabe, when we become awae that a material event has tamed nat may call a peeramsly reported vake So elusion, a Men a value wa.hi be higher specula* due to the ruts a the seculty. - When neither an *sue, general partner a sponsor estimated vela nee a dud-prey estimated valor is Provdcd the value or the security wit bedifferent keen its (Muse price — •Distrinceions to date' may include retumol capital, income Cr both. — 'Chan/dun nut' represents the nittel offering price per une and may not reflect your cost basis • Restricted securities. Resented serarites gweralk re not one*/ eligiblefor public sale. LSS Financed Services uses the Market fire of the unrestricted stock of the same issuer as an invited value let the restricted stock for purposes el this statement ony. To the ',dent that maned parkin' are eligiota fix cab, the value meted may be stbstatelIe less than the eputed value shorn • Eq. (stirneted) income, current 1/Midland feta An estimate of annual income is based on current dnidend and interest rates, awning the ocurkies will be held for cne year from statement date or well maturity. This meme is only a guideline, accuracy and continued Sane we not gueranteed — formed ritual income and current Yield for cerlan types of searities could slide a return Of «castor capital gains in vein case the est. intone OM ones yek0 would be overstated. — farmed antd moan and newt yield and the actual income and yield might be leave at r higher than the estmad amounts — An esunate of avualeed Some (dirdlerd axIter inumi) Mike by the current market vakieravont• balance is bawd on the Ian dividend or clenfr payment made by the issuer and assures the seoseendeones MI be hell for me year torn the statement 43teof VOA massey. Accuracy AM continued yield are not guaranteed • Assets net held by UK Financial Servicet. Certain assets are not held by the Finn and not netin the Fen's possesseth or control. These assets are deployed on yam statement for Sometimal paws only. Positions and values presented are provided by the issuing fem. lin Ftuncial Services is not respreble for dm inf «nut«) and ikieS not guarantee its accuracy. These assets are rot protected by SVC a to Finns smplenental UPC coverage. • Revenue Seering and additional compensation. — In addition to ccamiNsenS on safes and 12b1 lees received n conedon *nth the drantstio of shawl finds to Cu clonts we ands our aflame receive revenue sharing payments from ddtributen and, advisors of the mutual funds that we sell. These arnateds are based on two dIferent components 0 the amount oI sales by US of a Nodule mutual fund family to our dents. and ES the awn value of a particular mutual fund faniys she.r held a the Sim — We and co Abate ate receive netnerkrig and combs processing lees in consideration let transfer agent cervices that we provide tote mutual finds These fengenerally are pad from investor assets in the mutual1/4rd and are a bred doer amount based on the rumber of accounts at the Ismke•idealer holdng mutual lads of that fund family CONFIDENTIAL •• h addko to commesskns received in connections wth the sale or distrtution of nut./ <entracte and tat iwestrnent Kat units to Our clients we ansor Cur affiliate receive Anna sheng conpensmicn from nurry of the insurance con-panes undenweing the annuity covered.. allbates of the insurance (cement or sponsors of the me imminent busts we dna toe. — Cur afl kites alsomen trading ccenrnesicris and other compensaldn from mutual funds and insurance companies Mose products we chtllioult — We receive an areal fee horn LOS Bak USA ad UBS AG Stan-don Brandt of up to $25 per meant sweeping tithe barks under the UBS Bank Sweep Roam Activity ht.:rental regerdng conmssians and other charges incurred n correction with the sexton of bodes. incLdng option transactions has been included en anlienations innOUSPri furnished to you. and yell be provided to you «mollyon re(pet. Sleet selling eou art engaged in shoe servo a security, you may hot a dirge die to (main botrowing costs fa that part kular secure). Open at Regarding open Cr 'crocIfilcyrcollocr ceders that were not mated by the statement date. open buy ad sell stop orders are reduced by the anon of dimlesh or rights on an ex-dividends or (*ei)ts dee unless retracted otherwise by you. You are responsible fa orders that re executed due to your failure to cancel erlrg open orders. Privacy To obtain a copy of out current Cirri rrefacy Notice. please contact your Friancial Mawr ce visit our wobsite at gen! ubtrOnfreiv Moo:oleo UBS bruncial Services is not a bath the RSA, Business Service Account BSA and IRMA are brokerage accounts which provide access to baang smites and products through arra-dements Min ari dated barks and other thrd-party banks, and provides access to reliance and entity products issued by unaffiliated thief-pry Murano companies through Surma agency subsidiaries of UBS Financial Services Inc. Ineeistaint, swum.. ad annuny products: Not FDIC rend • Noted gut/erten May bee value BMA Resource Manage net Account. Business Services Account BSA. AMA and ritemational Resource Management Accost are registered service nuns of UBS fin.kncial Services Inc Vera Sign/tire a a registered stoke met of visa Internationte Medd Signature creek cads and WS Vat debt cards are aped by 1.85 Bred USA with perission from vna u SA incorporated. USS Financial Services Inc Fey 201511 SDNY_GM_00027785 EFTA 00138405 EFTA01279014 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account December 2015 (787008075I 491215at 2 Y1 0 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number: Your Financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. 212.821 -7000800-308-3140 Questions about your statement? Value of your account Call your Firian:h3 Advisor or the R I4 ReSOurCeline at 800-8MA-1000, account 029028776 on November 30 (S) on December 31($) Your assets 250,000.00 250,000.00 1Asit our website: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $250,000.00 $250,000.00 Tracking the value of your account S Thousands 250.0 250.0 Nov 2015 Dec 2015 Sources of your account growth during 2015 Value of your account at year end 2014 Net deposits and withdrawals Your nwsbnent return Change les market value Value of your account on Dec 31, 7015 $000 S250,000.00 10.00 e750.000.00 SDNY GM 00027786 Lefmber DIM0004038075149 NP70003I1876000I1 1215 030S7SCOr m28776SSO I 10200 ►egs 1 of 6 CONFIDENTIAL EFTA_00138406 EFTA01279015 UBS Resource Management Account Decernb?r 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of roar account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 250,000.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $250,000.00 $250,000.00 100.00% Account name: Friendly account name:, Account number: V. ELL Your current asset allocation Eye on the markets Index Percentage change DeCember 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Your II noncid Advisor. SCOTT STACK MANLYLE CASR1EL 21242 I 4000800-308-3140 Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ENP70004038075150 Ne2C003i 1876 0C0I 1 1215 03057505g Y1 28776650 1 1gfghlyGht00027Ageje 2 of 6 CONFIDENTIAL EFTA_00138407 EFTA01279016 SUBS Resource Management Account December 2015 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name: Indy Milenmum Account number. December 2015 (3) Year to date (1) Opening account value 3250,000.00 30.00 Deposits, including investments transferred in 0.00 250,000.00 Closing account value Cash activity summary 5250,000.00 $250,000.00 See ACCOlint KlMTy this month for det IS Baances in your SweePOOtlonS are included i n the epergne and CloSing boancts valtit. CDC insurance apples Only 10 deposits x US$ Bank USA, roll Warp:on at U8S AG. Stau/cod &arch of bank deposits paced t hrougi the UBS intemationa Nome Account program. SPC protection applies to money Mike sweep fund holdings but not bank deposits. SeeImportant Information about your statement on the Iasi two paces d this dccumenl for ,*lads. December 2015 (1) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 250,000 00 Total additions $0.00 3250,000.00 Subtractions Funds withdrawn for investments bought 000 -250,000.00 Total subtractions 30.00 -3250,000.00 Closing balances 30.00 30.00 Your investment objectives: You have identified the fallowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alvernaove investment objectives in Important information about your statement a t the end of this document Your Pi 'sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your m int objective: Current income &<aoital appreciation Your risk profile: Primary Aggressive Investment eligibility ccnspderation - None selected Your account instructions • Vett account cost basis default closing method is FIFO, First In, First Out SDNY GM 00027788 DiP70004C08075151 Pint:00311876 00011 1715 03057503. Y1287765S0 110030 Page 3 of 6 CONFIDENTIAL EFI'A_001384D8 EFTA01279017 *UBS Yournotes CONFIDENTIAL EFT,001.3&409 EFTA01279018 UBS Resource Management Account December 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indy Millennium Account number. Some ences, income and (orient via ues Shown may teappioximate. ASS HS UR. grins MCI losses may nol be accurately reflected. See miporunt adommaon about your uerenlenr a the end of ths Otturnern for more iniommon. Non-traditional Privat eguty funds, Hedge funds, and Other iniestMents are kid in your U85 Tinarcial Stotts mc. (UBS TS) brokerage account. The positrons reported below reflect the records of the issuers, and UBS Fide.: net guarantee the accuracy of Ile information. The value shown is not necessarily the value you would recent from the Issuer if you soldtheassets. funds actively sdd by Ueda 5 are subject to ongoing due digenu, although the level performedmay vary. Adm.:Ifindma be subject to no onattng diligence A fund that you purchased elsewhere may never have been sulttect to U8S TS diligence. although MS FS may recent a fee from the fund's manager. which may constitute a rattOnly of the management! Incentive fee. Please contact your Financial ~or veth Questions 'Est value per unit' is an estimate of value supolied by an independent valuation firm and reflects attustrnerts for factors such a the Istcdty of the units. Hedge funds Hddng ALPHAKEYS MILLENNIUM RIND LLC INVESTED Your total assets Nontraditional Total Trade Minter PurC hat pore date of steles poi Aare (3) Nov 24, 15 Hedge funds Value on Dec 31 (5) 250,000.00 Your Pi nandd Advisor: SCOTT STACKMAN.LYLE GABRIEL 212-821-7000/800-308-3140 Estimates of value suptaisty Issuers of certa n pr.:grams (MIIM ae genet Sly 'net tact value' Mende» se shown as Issuer eu. value per um'. Pot Private equity funds, ' tsl. value per mat' is a value spclated giadedy, based on the Net And Value (' NAV») In the fund as of the die specified, attested by adding carital cells and subtracting dslabutions since the NAY date. The NAY is remedy based on estimated portfolio values provided by the underlying fun:Isponsor. There Iwo nitres ma/ vary because of dfferences In the way they woe estimated and because ble' Thkd pony est. value (*rune' may have been prePied on the basis of financial Information other thanyear.end Reported estimates may not reflect resale. liquidation or repurchase value, if any, and may not reflect dstnbations of caplet veil the next valuation is reverted, generally on at awed or serni-annuel basis. See Mmorrant !Mona ation aØ Ør you, sr.:Matraal the cm:Jotthis statement COS( Mt per baksti) shier (S) 250,000.00 Percentage of your account 100,00% Unitized Value (5) gain of IOSS(1) Hdding penod 1.000 250,000.00 ST Cost oases (5) 250,000.00 SOMAS Unsealed annual Inccme gain or loss (1) 5250,000.00 100.00% $250,000.00 SDNY GM 00027790 P/P70004C0807S1S3 NV703031187600311 121503057SØ vl 287765S0 I 10M0 Pegs S of 6 CONFIDENTIAL EFTA_00138410 EFTA01279019 *UBS Your notes .P70004006076154 HP7000317876 OCOf 1215 030575. YI 28776SW 1,...' -ovr.Y_GM_0002776fige 6 of 6 End of statement for account numb.' Y1 28776 SS CONFIDENTIAL EFTA_00B841 I EFTA01279020 Important information about your statement U3S Fiuncul Semmes M. the F im or UBS Financial Servos), is a member of all orincaml sxsily, ammo* and colons trehages. 1.036 Financial Minces and LES Bank USA are evince %Midterm of LBS AG and affiliates of LBS Swain U.C. The Finge Gland* statement is available upon ocean. The Fern's goo** ogees ye a: CBS ennui Since, M. 1200 Harbor Etulevard Weehawken, Ill 07086 This statement represents the cod/ official recad of pas LBS Financial Services account. Other stack rapt official to docunerts. coddling col-Midi-9dt; should rot be relied tan t you beret* there is an emm or emission, pease repot h immediately n writing to the erinch Manager et the *lice servng out account. Ablymett al figures shown are 'tended to be accurate. statement data shzuld not be used for to purposes Rely sae& on ma, end lax Ion's, (i.e., Form 1099, 5498. 10425, etc.) whin preparoyour tax return. The Fine it required by law tocopal to to IRS all taxabk di idrnd:, report** re:humble deaden* and tat enema eared an wunties Feld nyoir exert, net proceezb as sale transactors, and cog tom entertain covered teaks. Commtnications with The Fins • Please re-comm any oral cormAntateores in wring to higher protect your rips, ireLdng your refit seder the hoyden Investor Protection Ad (9M). • B thelint-Kiel hi-elution as tie top lets of the front of this statement is not U3S Francid Strikes, LGS Financial Services carries your account as clearng brcker byma-gement well the ticketed insuknon We irIorned you of this relent:trek* when you opened this &Caul. In ti cask your Ards arid startles are located a UBS financial Seneces and rot ter retelicrg broker, ad you nut mace a report of ay error or cminion to both firms. All accent statements shall be downed ccolobtt and accurate t not objected to is wird within 60 days. • Please died customer complaint or Mutesto he Fim'sClern Relations Depavnent a 201.352.1699 or toll-free at 8C0.350-9103, 8:00 AM. to 6:00 P.M FT Monday through Friday, a in weird to U3S Financial Smokes Inc, Client Relations DePamment, P.O. Box 766 Union City, N107087. • ts case of errors or curstins about an electronic fy-els transfer WT bit payment cr UBS Theiredebit card transactions, call 830.762.1000, certif.to UBS FrancialSenices ex., 1000 Hater Blvd., 6th floor, gliehavans NI 07086, WM RIAMBSA Serwes. Cal cr write as won m you cal if you SIM per statement or receipt 4 wird aif you need more rikonaten docut a Manger en the statement or remiss The firm OICard beuer (as epplmbld must hear I rom you no lake tan 60 days deer tie Fine sent you he fig statement an which the wee or prcblern x land. - r na-nr rd s-r np-rhn t — Mate the error or the venter you ere unsure Et0.11, and explah as okay as you cal shy you belie t is an error a why you need more information — amide the dollar amine of the suspected awOr• The Firm or Card Issuer MI imegigge sour cempairt and MI correct any !Ma primp*. I we take mere tan 10 turas: dew to do tit. we wit owed' gout acorns* For the mart you tile a in error, so tat you will have the use of the money tong the tiro* h takes us to complete our hostoation. Plana mak* all *odes payable to the hen or to financial insteurton rdcated on to front of this statement hadditen to regular accost fees, awards my be subject to marten:me lees, *tops for late parme for marhim purchases and charges kr unpaid wants n Cash accants. Accounts that at varderred to other institutions May be subject to a trawler tee UBS Sweep Options LBS offers optent Ice sweeping cash balances, balances to bank deposits at UBS Bak USA and U35 AG Stanford branch (Bank Sweep Programs), money market mutual funds (Money F,nt) the Mena coal Depose Accoun (OA)fa customers with an international Ratan* Management Account. Through fie Bank Swoop Pr.:yarns. cash balances T. swept to 11135 Bak USA up to an esti:asked knit ad then to UBS AG Stanford Brach a a Monty f und. Deposits at U85 Bank USA are FDIC Mired in accordance with FDIC nits. For core Henniker, pease kit wrmidic got. Deposes at UBS AG StanladElra-th and shores of Mosey Fends at rot insired by the f CAC. Through the OA midi* to earn baron are swept to depose accounts at UBS AG Ike York Eanchard LBS AGC awun Branch These deposits are not Posed by the FOC. Balances held at tie UM AG Cayman &arch ate temporally noosed to the sovereign risk of the Cann Islands, and them is no sines, a other dokation of LBS AG to repay de balances while rah, UM Cayman's Brach's books. Deposits at LBS Bait USA and each UM AG Branch are not protected by 511C . Money Find shays are protected by SIPC See *U35 Financial Services Accoug Thotecticri- bebop.. Upon pis reµant, balances in to Bank Sweep Swann or CA may be withdrawn and share, of a Money Fund may be ligadated, ad the premeds returned to you or your seam* accord. Futar dannetion about available sweep *pions, inckezing anent Meng rates and gilds, 6 available at vonvaipmentweepyieds from your Francial Advisor or by rating 800-762-1000. • Nnancial Senior mount protection The Feints a member rte Stosities Investor Protection Caporaten 151K), which protects securities amorits of its members up to SSOO,C00 (noticing $210,000 for dams for cash) The SIPC asset protege* limits apply to all a-ccults that you hold in a panicita capacity. The Frm, together with certain athletes, has also purchased o.pOrnental protection. The nverrim anoint paid* to al •Igisie clones, cottectieek u-der this prommen is 1500 millon as of (*center 10, 2013. Skeet to the policy corditons ad Imitations, cash at the fiem is lunette protected fa to to SI 9 million ri the agg'egae Ice alloy amounts heed is a partkular capxity. A ful apy of tie poky waded is mailable upon retitien. The SIPC putteeen and the supplemertal prolegion both do not apply to' • Crean financial assets controlled by (and kidded n your account value) hit held away from CBSFinaxel Services (e.g., terming/ cash at LBS Batt, (il cab at LBS AG Slammedbranch, (id htur ate magmee, including variable annuities. and 60 sears of rrub.al finds where such shares are registered drectly n the nane of de account holier on the becks ad records of re applicable iaaer a barter awl). • Certain nommen contracts co immanent interests Mg., limited palnenhim and prime placarrents) tat ay rot registered under the Securities Ad of 1933; ad • Commodities contacts (e.g, Icreign exchange and pte lam metal contrattn. including futures antracts ad commodity option contracts. The SIPC potectal and tie supplemental arnectson do not apply to these abet *SI 4 Sty othatrnse appear on yea *garner*. lie SEC peotecien ad the APPlerreentalprotegion do not protect against changes in the manta vabe of your investments (whether as a result of market mosernent, issuer baThruptcy cc Muth* More id arrigion is maid* won moan Yom may obtain more Oft:cm/non about SIC, reldro the 51K Brochure, ty contacting SlfC at 202.371.83004 by useng the SIX website atwow.aptop Dividend Remmertment Program (DRIP) The eke reflected 6 an average prke You may obtan the actual price hem sty Fnancial Advisor. Or whole tare are purchased yearn DRIP; partial shares wil be soli ad the each red be, deposited h your account TM dviderd rerwestment pricesupplied byte csuer may Offer from the market price at witch dm partial shares at sold Cadoieliem Croy whole units may be hello soy account. if you av ended to a paliel Log as a result of a ciriderd pwrnent • otennise, the NM call ether sell panal snits at martet peke a accept an amount determined lea a mgotored closing agency, and credit gar accost Investment objectives The nee-Amer-4 oblectMes ad nsk profile at speck to each account and may my between. Please amme the Firmprompter .n swing of any eicnificart change in you financial situates or ntestmert objectives. Foe each CONFIDENTIAL account MN you choose one of The following Mesment objecliees' • Prague Current/mom.. writhe. as sedng the generation et income crib.. • Mist* Opt*, Approciatan: Inentments seeking yowls of prncpal rather than the proration of • Prodoce Corbin** of Mont ard Capital Appreciation honments sederg both der of ncome aid Towhee plit011. °Wall tisk profiles • Consetvatio Seeks to martin Mill prep* with low risk and volatility to the avarn overall even 4 dui means the accost does not generate signet cant Mane a town and may rot keep pace with hflation. • Modesto Willem to accept scent risk to pinepal and tolerate some votatality to seek hirer returns. • Aggrespie: Wiling to accept hit rise to prinapal ad hits unsay to seek high returns our time. Statement Thouseholdne We may consolidate al related account statements with re sane *dress n the same •nvetce. Accost may be related Ice this purpose became they have owners who also mainain p' int accord relationships with other clones al the sane address. This practice 6 know, as •IThaeholdrig you prefer termite individual statements maltedin stunk envelepes — you may decline Museholdng by callngyour FhancialAddsor. Friendly scorned name The hierdy accost name ref kas idonnition cut you entered en the firm's onine services websie. It it a customizable 'nick-sem • chosen by you to mkt yea wain your recordkeeping It has nO legal effect an your account YOJ can change year RienAtaccowl names, trc.4n Ontre Services or by contactrg gar Finis-Mal Adieux. ACOXffilt overview • Woe Woo' accoolOporehro. Net of assets and • Asset. Includes emerge cash balances, rakes fee restricted seamy lest), and Global tine Def:03itS, u-realred marks to market, and certain assets not hell by the Fim. Does rot include unwired tenths.; assets at the end of the pior and curent statement periods, or prima rareanwas, snorted stock options and estimable stock anions • Lidettes Include, debt baron, outset-ding rna-gn loaf, credit POI account babrices. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit ban-es, UBS AG Stanford Branch deposit balances and menet market itutual hand sweep balances, at the close of the daemon period. No fret credit balances in your accost are rot segregated from other balances ad the Fins may use any of these funds in the ordinary covese or its business. these funds ate payable upon your domed. This total is included in The <wont period closhg value. SDNY_G M_0002 7792 EFTA_00138412 EFTA01279021 important information about your statement (oda [hued) Lendthg information Fa Maned informatth on the Fim's lending practices and ddelmayes. refer to yew Cent Relatcnthip Agreement or Locum Athement rd the General Team ani Condit ons UBS Reload of Creed Prat kes awitable in Agreements ant 1 Or xfosures al maw atm r mixt cv mtrireksonm Yaw meets You statement athets securities wed other assets held in the acoatht at the and of the statement period. You may ask for dearth of lolly paid securities al an/ time. You may recent securities teed as loan canal after ppaytg sayy balance dim on them. Any seethes In re. PRI to the Fiend-rig the Ohtani pad are Rada market vale as of the al of the staement Pol. • Gest bath- h determining the cost bad of the 'earths a n ted in this statermat, where indcated with the th w LBS f andel Services the relied conformatith attained from sources other than UBS f Sends. mauling nf °ratio% Iron another lid or that you may have provided to yea Fnancial Advisor. The Fim does not irdtpenthely very cr gamed the /oath« oddity of ary dominion «mad by wines Ow than LISS Franc:al Serviced h andleth aalthigh LOS Financial Seethes gtheralb plates this dotal:an as it is received. the Firm ekes not provide at assurances that the informaikin under "Cost basis' and "Urrealced gars Est is accurate as a the date of this statement. As such please do not reb on this donation to make ;eschew a sale decisions, for Is purposes OthKwalt. Accounts transferred to the firm may ref Lea °artless damathn onb for the period et tine they are held a the Mn More historical ntonalien can be added by your Annie Adman. • Unrealised genenones Man data is hobble. thinned urrethed gene kisses are calculated for remand secure/ lots. The transaction data for exkvitaal lots mayor may no rodeo cormassionsi cavnan sacra security reorganitaten thetas. Dithind and other reinveamed lots and systematic reach es. lots are each ccntned to display one averaged lot. The Trade date' colthn presents the original transaction trade date. • Callable securities Bends and pretend stecit that the issuer cats for ta redemption war be selected anal& by lot Iran smog all seethes of that issue held it our none or in north** name let our clients Call loathe inceneticn is obtained from third parties and es accuracy is not guaranteed. Cher call features may exist winch could affect yield corplett dcanalat will be provided upon request • Certificates of deposit (ma). CDs are 10K inured up to $29S.000 n oricial and accrued interest per deposit« aid per depository OnVitlaSOrt in accordance with FOIC rules. • Priathelue Firms displayed for women% and «het prodths may be higher or lower than the price that pu would emu,/ recent n the market ernes an Sailed from val0L6 tined party some, which ow beSeve to be reliable, but we do not guarantee air money. - We fiellwAl see the <loam mice when ward* or the mean of the bid rid ask prices fee listed securities and Gnats or oth bed prices la OTC seethe. — Less actimb traded wcurit in maybe priced using a vakation model or lee mon recent peke we anarvid and may not reflect at actual market Prke or wait - Catlin petition my appear with out a price and will show as 'price was not avalable• Awe re thine to obtain a price I or a warily - Deposits Cr seethes dedmiuted ki currencies ocher than U.S. deems se reflected at the exchange rate as of the statement date. - For ceetan stashes rating it nonconformng darninothe ;eke and assartitY Owe value) ma/ have been adathed to faciltaeprcper vabatian. To obtain Current cantata:els, ran wait*, coma ye« inancialAthisa. • Private threstmene. and structured produas. Private ineetnwa seosilies (ix lading *fit particpation program and real estate imestmera taw securities) and thawed patios are generally hcfity Algid. Centel structured ;redacts have not been regained with the Securities and Exchaw Commas:an a undo any state wcurities laws We provide estimated vas for private inventfnerat width aid Stfurfareel redacts for informatthal purposes only. Accuracy is not guaranteed — Thew Yam naydiffer substantial., then pricey if any at *heti a private itharnere secuty structured pedal may be Ithaeltt a and and do not necessarilyrepresent the vakathicu 'my reran* icon Ikea:tenon. - thid parlyestinges of yak* re as of a torten date and are supplied to UBS Financial Service on a regale bald by an independent vatation I Wm. - btu, general thine. Of spans« thinned values. if any, are supplied to the Filthy the our. wneral earner or spans« and may be calculated based on dfferem nfternation ban that used by third petits to drive they esteemed values. - You can thin addeitrul Woman:in regarding the methodologyused to thiamine the estitha of value and a date of the formation that is the bassi« the thinate by contacting ham F nano& Add«. - Thid arty *stewed vibes may be reflected as 'Not priced' it several stun an independent valuation Inn has nor sualied a is unable to assign a vat*, when we become away that a material event has oared that may call a peeve:may reported an into gumboil, a when a yak. woad be highey swathe* doe to the rare a the seculty. - When neither an muse, general palm a sponsor estimated wake nee a thrdpaty estimated valor is therveled the value of the security wit bedifferent Iron is purchase price — 'Dstattaions to date' may nchade return of capital kora or both. — •Crignaturn we' represents the nitol thorn; price per the and may nee reflect you cost bass • Restricted securities Restrkted Sehrfin generalb ye not current& eligiblefor public sale. LBS Firunciel Service use, the market price of the unrestricted neck of the same issuer as me fl oated value fee the restricted stock few purposes of this statement oth. To the esters that addicted searities' are eiliabb to the, the value received may be stkstatiplk, less than the invited value shown • a hotineted) inceene, coma yields and new. An emanate of crud income 4 based on current &nand and amen rates, awning the securities will be held foe one year from statement date or until mathity. The estinth is only a guanine, accuracy and continued mane ere nol guaranteed — Estimated anal income and cured yield for certain types of washes could ithade a than of «navalor capital gains in ankh case the est. income Grxf cummt yek0 would be overstated. — Initiated anal inane and cumin yield and the actual ithme ridyield might be kith or higher than the estmred amounts. — An estimate of a-tufted loon* (dithend ardor altered) divded by the (trent market vekniamage balance it based on the last dividend or dad payment made by tie issuer and animas the sear bedews., will be hell for one year from the statement data until nabs ay. Accuracy and continued yield aro not guaranteed. • Assets not hat by UK f :uncial Services. Conan assets an not held by the Pim and no weehn the Firm's possessen or control. These assets are deployed on yore statement for intOimalsanel anepoies only. Positions and values presented are provided by the inane Inn. LSS Financial Services is not resperoble for tics intorrnatmin and does nor guarantee its accuracy. These assets are rot protected by SVC a the Finis sidplemental Slit coverage. • Revenue shoring and additional compensation. — In addition10 CC•TeniSSCaS on saes and 12b.I lees received n cariecton doh tie casaba« ot 'natal funds to our elerst re ands cum af f kale Mai" revanur *Win Worts from clinriymon aria advisors of the mutual funds that we sell. Rase amounts are based on two Moen: conpenente (I the amount of sales by LOS of a pankular MIS fund lenity to our Chentf. and 4.) the awn value of a parlicuLe mutual fund I amibrs shyes held ate lint — We and err Abate also receive new:eking aid errnbus processing lees in coroideratkin for transfer agent seethes that we provide tote mutual knit Thew fewgenerally are pad from indictor assets h the mutualhal aid area f teed dollar amount based on the weber of accounts at the brothelealer holding math funds ol that taxi family CONFIDENTIAL - h adthen to commesens received in connecten nth the sale a dinathiOn Of arruey <entracte and tad reetitrnint teal unit to Our Chants, we angle( ea affiliate resew rants tiring ccevoonsaticn iron marry of the durance corrthnirs underwriting the arruity «attracts. all bath of the insura-ce companies or sponsors of the are ineestrnent eats we rasattat — cur affiliates also recent trading coati:Yrs and other compensate: oboist mutual funds and assurance companies yaw products ate cartriarlei — We receive as anneal fee horn LOS Bart USA rd CPS AG Suadth Branch el up to $25 per mead sweeping to the bads tinder the UBS Bank Sweep Progrann. Activity Ithorrutionregardng cayman and other charges incurred n comedian with the exec atcri of trades, hiding opaitin transactions has been included en conlimations venousfai furnished so you. and will be provided to you provenly on re asst. Wart selling f you are engaged it shot selling a security, you my haa chage dm to (email betroth° cons for that pal kular security. Open orders Regrind Wan cc • conclaiacancellee «den that were not <coated by the thwart date. open buy and sell slop orders are refaced by the anoint of dridlends or riths on an hathidends Cr antes date unless instructed otherwise by you. You we responsible fa orders that we executed due to you failure to cancel eMtin9 open orders. Privacy To <Main a copy el our cumin Clara rrnacy Notice. please Called your Fnancial Ades« a vat our websbe at ayerw ohs term/diva-venire UBS rancial Services is Meta* the RMA Busies, Services Account BSA and IRMA are brokerage accounts which provide access to baling smites and products though arra-wants** , at dated barks and other thrd-party banks, and provides access to re( sance and annuty product issued by unaHoliartedthrdbany insurance companies through Murano agency tubs diaries of UBS Financial Services he. Imestment, nsurance. ad nuttyproducts: Not FDIC nand • No bath guarantee* May lose value RMA. Resathe Management Account. Business Services Account BSA, AMA and international aeSOISCe Management Mitosis at registered service marts of UBS Rnancial Strikes PC tha Sign/tux e a registered with mark of Visa Interrotionn lOS Vera Signature code cards and LOS Yea debt cards are axed by LOS Bark LISA with pthission from tha USA thaporned. LBS financial Services Inc. P2v 201511 SDNY_GM_00027793 EFFA_00138413 EFTA01279022 UBS U85 Financial Services tic. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700569303630116X1 Y1 0 Account name: GHISLANE MAXWELL Friendly account nam I v. Mil nniUm Account number Resource Management Account January 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. 212.821.7000'800.308.3140 Questions about your statement? Call yocir Financial Advisor or the Value of your account RMA Resourceune at 800-RMA-1000, account 029328776 on December 31 (1) on .lanUay 29 (8) Your assets 250,000.00 253,155.00 ldslt our %wink': www.ubscomIlinancialserwes Your liabilities 0.00 0.00 Value of your account $250.000.00 $253,155.00 Sources of your account growth Tracking the value of your account S Thousands duriag 2016 Value of your account at year end 2015 S250,00000 Your nvestrnmt return 250.0 253.2 Charge market vaue 13,15500 Value of your account on Jan 29, 2016 5253,15.00 Dec 2015 ran 2016 SDNY GM 00027794 Marabou. SIPC CNP70009305869963 NPI0001$7084 C0011 Oi i6 030575004 )n28776550100380 Page 1 of 6 CONFIDENTIAL EFTA_00I384I4 EFTA01279023 SUBS Resource Management Account January 2016 Your account balance sheet Summary of your assets Value on January 29 a) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 253,155.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 9253,155.00 5253,155.00 100.00% Account name: Friendly account nam Account number: ..ELL Your current asset allocation Eye on the markets Index Percentage change January 2016 Year to claw S&P 500 -4.96% -4.95% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% Your lq Randal Advisor. SCOTT STACK/el/alLYLE CASRIEL 212.821.7000/800308.3140 Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% CNP7001:6005689964 NP7003107004 0001 0116 030575004 T128776550 loakyGm00027Agge 2 of 6 CONFIDENTIAL EFTA_00B8415 EFTA01279024 (*) UBS Resource Management Account January 2016 Change in the value of your account Account name: GHISLAINE MAtVVELL friendly account name: Indy Millennium Account number. January 2016 ($) Year to date ($) Opening account value $250,000.00 $250,000.00 Change in market value 3,155.00 3,155.00 Closing account value $253,155.00 $253,155.00 Summary of gains and losses vanes reported below exclude products for which ions andlo$SeS are not classified. Realized gains and losses Unrealized January 2016 (V Year TO date IS/ gains and losses (5) Short term aoo 0.00 3,15500 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives m tmportant mfomnation about your statement at the end of this document Your return objective: Current incCme & capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderafion None selected Your account instructions • You account cost base default closing method is FIR), first in, first Out. Your Pinandal Adelson SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 SDNY GM 00027796 C NP7C00930566996S NV7003'87084 00011 0i1603057%CM Y128776S50 mc000 Page 3 of 6 CONFIDENTIAL EFTA_00 I 384 I 6 EFTA01279025 $UBS Your notes 0........................,,.."....._,,,,,,,,,,,.. • a 6 CONFIDENTIAL EFT,00138417 EFTA01279026 *UBS Resource Management Account January 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name:100v Millennium Account number. Some prices, income and current vdues shorn may te apprOximale. AS a reale. gains andlosses may nos be accurately reflected. Set gm pollen( ingopeebon about your statement a the end of this et closet for more inform, on. Non-traditional Private egilty funds, Hedge funds, an001her uhestments are held in Mix U85 Finarcial flikeS Inc. CUBS FS) tonisia;e account. the positions reported below reflect the records of the issuers, and UBS FS Bees not guarantee the accuracy of the information. I be value shown es rot necescsly the value you would recent from the issuer if you sold the assets. funds a lively sold try UBS FS are subject to ongdng due cilianee. although the level performed may vary A cloned hod may be subject to noono:kg dirigerce A fund that you purchased elsewhere may never have teen sulDieCt to u8S FS bhgence. although UBS FS may recehe a fee Iron the fund's manager. which may constitule a rnaonly of the managerrenelixentive fee. Please contact your knsncia PCINSOf wth Questions • Fa value per unit' is an estinate of willue sumlied ty an independent valuation firm aid reflects acLustrnerts for factors such a the lquxIty of the units. Hedge funds kiddng ALPHAKEYS MILLENNIUM FD LLC BROKERAGE AS OF CECEMBER 31, 2015 Your total assets Teak NbJrntief Pur< hat once date o1 shares Per Share (1) Your Pi nandal Advisor: SCOTT STACKMANYLYLE CASRIEL 212-821-7000/800-308-3140 Estimates of value staled ty Issuers of certain programs (which are genteelly net asset value' 'stoats) se shown as 'Issuer ett. value per unit'. For ravle equty fund., • Est. vaue per unit' n a vaue updated quarterry, tuned on the Net Asset value NAY' ) In the fund as of the date specified, tiClustedty addng capital calls ard subtracting chtributions since the NAV date. The NAY is pamsny based on estimated portfolio values prcnided by the undo/Wino fund sponsor Thine hvovalues may vary because ce dfferences In the way they were estimated and because the 'Third pony est. ',due per one' may have been prepared of the begs Of financial information other than yearend Reported estimates ma/ not reflect resale. liquidation or repurchase value, if a -ry, and may not reflect dstributions cr captal uteri the lien valuation is rePated, gene ray cis an as nut' Or sein-amoral basis. See Oporsof information abaft your f a /entreat the end of this statement Cori Pnce per beva (1) shale (l) Unreal/NI value (14 gan ce toss (S) Hackng period Nov 24, 15 Value on Jan 29 (1) 250.000.00 1000 253.155.00 3,155.00 ST Ft irentage of Cost your account oaks (1) EStiMated Unftæred annual inccMe (1) gan or KM (i) No e-tairtional Total Hedge funds 253,155.00 $253,155.00 100.00% 250,000.00 100.00% $250,000.00 3.155.00 $3,155.00 SDNY GM 00027798 c HP7C009305669967 NV7003187084 00011 0116 030575004 Y128776550100000 Page 5 of 6 CONFIDENTIAL EF1'A_00138418 EFTA01279027 *UBS Your notes ""- r,:r7,:,0677:=7:z"---"- ---6°'' CONFIDENTIAL EFTA_00138419 EFTA01279028 Important information about your statement U3S Firuncial Services tic. the F im or UBS Financial Senges), is a merrter of all orinckel sexily, ammo* and cpteris ealtages. LA36 FrencialSenices and LES Bank USA are rdrect sibsidures of LES AG and affiliates of LBS Searitin U.C. The Pim'. I kande' statement is available upon regal. The Firm's ego** on ices ye a: Financul Seances M. 1200 Harbor Etulevard Weehawken, NJ 07086 This statement represents the all/ official wad of see U3SFrincial Services account, Other march, rapt official to documents. corrtaining cernicleg data should rot be relied Ian If Kuban* there is an error or emission please repot h immediately n writing to the Branch Manager of the &lice sarvig you account. Atrcupt al figures shown are intended to be accurate. statement &lash:Ltd not be used for to purposes Rely soak on wmend tax Icons. Form 1099, Sat 10425, etc.) whin prep:Mgr/a law return. The Fim 6 required by low to report to ttei IRS all ta.abk dividends report** rentacable dui:kinds and *Mk imennt eared en acuities Peking", accent, net prate* an sale transactor., and cog toms an certain covered searities. Coirommications with The Fun • Please reicont km any vat cormxncaborts in wring to further protect your rips, bylaw your mpg seder the Samna Investor Protection An (SrAl • t the f ;nem ial imitation an the top left of to trent of this statement is not UBS Financ41 Straits, LGS Financial Singes caves gas account as cleating brcker by airancerrent well the negated insoknon We rammed you of Ins relgorchn when you opened this attars. In thie cam your lads and startles are keeled a UBS financial Senates and rot tie iromdtag broker, ad you rust mace a report of ay error or cminion to both firms. All accent statements shall be deemed cerryobte and accurate t not objected to in writing within 60 days. • Please dies customer complaint or impliesto he FM'sClem Rattans Deparnent a 201.352.1699 or toll.free at 860.354-9103, 800 A.M. to 6:00 P.M ET Monday through Friday, a in micro to U3S Financial Semites hc, Client Relatimm Deltatmenti P.O. Box 766 Union City, NJ 07087. • in case of errors or pastas about an electronic fads transfer WIT. We payment a UBS VoOdebit card transactions, call 990-762-1000, ornate to UBS Financial Services Inc., 1000 Hater Inca, 6th Boor, Vileehankers NI 07086, Mix RIAM3SA Services. Cal a watt as soon aye can if mu tar ger statement or receipt 4 swag or if you need more incematen daut a transfer en the clamant or receipt The firm or Card !mug (as asplcable)must her from you no Ism than 60 days after tie Fan sent you tie fin statement on which the eta or ;gbh.", gland. — Prorde you- name and accom natter Of tell — Desute the erra or tie Wander you revere $0.1, arldexplah as clerk as you cal shy you belies t is an error a- why you need more nformation — Prorde the dollar amant of n suspected emu. The Firm or Card Issuer a rweoigmeyout compare and MI carect any error promptk. I we take mare tan 10 business days to do thit set wit crock gut acacia* For the mast you hole 6 inerror, so tat you will haw The use of the money axing the tine t takes us to complete Our imestgation. Pleasemake all decks payable to the Ern or The Ihancial institution rdcated on tie front of This statement hag:Mir to regular accost fees, avant, my be subject to magenta lees, charms for bte payment for moritiet purchases and charms kr unpaid amunts n cashaccounts. Accounts that at trarderred to other instingions May be subject to a trawler fee UBS Sweep Options URS offers optim kr naming cash balances, balances to ba-A deposits at UBS Bak USA and UBS AG Warlord branch (Bank Sweep Programs), money market mutual fads 8Acney Fad.) ad the enterut matDepose Acacia" (0A)fa customers with an international Refara Management Account. Through The Bank Sweep Proper" cash balances ac swept to U85 Bak USA up to an esti:bawd knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC Mused in accordance with FDIC rules. for mere ilonnaticn pease tat wwwfdic Deposes at LES AG Stmlad Bra*/ and than of Morey Funds at rot inured by the FDIC. Through the Ok agailable tome. balms are met to depose accounts at UBS AG Here Vol. French ard LBS AGC wan Brach. These deposits are not gored by tie FOC. Balances held at The LES AG Cayman Branch ate temporal* noosed to the sovereign rah of the Cann "Iamb and Thero is no warns, a other dokation of LES AG to repay the balances while en the LES Cayman's Brach's books. Deposits at LBS Bait USA and each UBS AG Branch are not protected by 5IFC . Money had shays are protected by SEC See #U35 Fruncial Services Accent kotecticn- bebw. Upon year reµanat, balances in to Bari Sweep Rogan; a OA may be *admen and shares of a Money Fund may be liquidated, ad the proceeds retuned to you a your seam* acceirt. Firths. Hofmann about available sweep onions, adding agent retreat rates and jet*, 6 available at wimmigardsweeprebk from your Financial Advisor or by Feting 800-762-1000. UPS Energise Service' amount protection The FM is a member of The Start* Investor Protection Con/oaten 6IPC). which protects acuities a-corts its members up lo SS00,0:0 (ncladrg 5298,000 for dams for cash), The SIPC asset protect.* limits apply to all a-cants tut you hold in a panicuta capacity. The Ern, togeter with certain affiliates, has also purchased ompbrriental protection. The megrim mount payable to al *Gable clams, coligliak ader this protecticn is 1500 millon as of Demeter 10, 2013. Skeet to Me poky corditons ad Imitations, cash a the Firm is father protected fa bp to SI 9 million el the axregate for all our amounts held in a partkular capacity. A ft/1 atm of Thepoky wadig is mailable seXelfetteSt. The SIPC protect en and the supplemental protection both do not apply b' • Cairn f rennet assets controlled by (and itlxbd n your account value) bat held avaytrorn U8Stingical Services (e.g., certain 0) cash at LBS BaThElcath at LES AG Surnfird bunch (id noon* precticts including variable among. and 60 *gel of mad finds where such shares are registered drecny in the nano of the account holler on the books and records of the applicable Mgr a turafer agent). • Certain rmesimice contracts or immanent interests (eg.. limited partnenhix and private placement.) that ye rot registered under the Securities Act of I933; ad • Cormnodities contacts (e.g, foreign "Marge and erneOs metal centres.) including fumes anracts and commodity option contracts. the SIPC protect.* and tie supptemental protect.* do not apply t0 these asset:lean4 Sty °therms< appear on you Materna*. The SEC protean, ad the sinPlerriental protection do not poled aganst changes in the maim vale of gar instalments (whether a a result of market movement issuer birkruptcy othenwiteg More int arrotion is maid* term reuest You may obtain more information about WPC, ricbdirg the SIPC Brochure, by contacting SlfC at 202-371-8300a by "sag the SIC website arrotw.41perup Dividend Renviertment Program (DRIP) The price reflected is an agape price You mai obtan the actual price from you Financial Advisor. Orly whole gums ate puichased Leda DRIP; pakal litres wit Le sod and the cash wg b. deposited in your gaunt TM dviderd reinvestment pricesuppled byte issuer may caller barnthe market price at which the partial shares at sold CeideMlieu 019 whole unts may be hell in year accour. if you ag Mated to a panial sae as a result of a thiderd pmnenl anywise, the Firm sill either sell palal Was at mann pie cr accept an anoint determined by a motored clash) agency. andcredit goer accost Investment objectives The nvestmere atones ad nsk profile ay speck to each account and rnay tow banyan Please acme the Firmpromptly in Mtn; of any significant change in sar financial steak* or Penmen objectives. For each CONFIDENTIAL account held you choose one Of the following imesment obtains' • Praha"ct amentexome. I,.csb in as seekng the generation d income cribs • Odin* Cape*, approciaten Investments waking yowl/ of prncpal rather than the gel-oration of note w. • Produce Combing.* of arcane Jed Capital Appreciation euesiments 'earn both the generator of noon* aid Torah of pritpll. *Well tisk profiles • Conservative Seeks to maritain nitial prix.pal, with bee risk and volatility to the a-corn overall even 4 tut means the accost does not generate sipileant income a mums and may rot keep pace with inflation. • Moderge. Williw to accept sane risk to pintpal and tolerate some votataity to seek hirer returns. • Agresane: Wiling to accept hip rise to principal aid hip volatility to seek huh returns oar time. Eggnog Irouseholdne We may consolidate al related account statements with the sane address n the sin* envelope. Accosts may be related Ice this purpose bettme they have owner who also maintain Pin mom relationships with other clones at the sane address. This prat*" 6 known as • housel-oldrg. R you prefer to receive rdisedual statements mated 0 separate envelopes— you may decline hauseholding by calling yOur Financial Ackitor. Friendly account name The Fnerdly gaunt name reflects NM °maim That you entered cn the firm's mine services want.. It a a astornitable *nielnarm • chosen by you to ana 1,0J wets your recordkeeping t has 11O legal effect an your account. You tan thaw you Fri amount flan*, thtcup Onfre Services a by contactrg gar Finamial Achisor. ACCOWt overview • Mee of pow Jecomanerforn Net of assets and • Asset. Maas amid* cash balances, gams lot restricted seosey lest 1, and Global Tine Deposit% u-reatied marks to market, and certain mots not hell by the Fim. Does rot include unpked wait" assets at the end of the aim and curent statement periods, or peva* ineestnwes, kr-nested stock °pions and 'accost* stock anions • Ligatnes Includes alba biliron Quit/-.ding Magn hors, credit lie, Oltel Want balances. • Cashanoney balances. Total of mintested available cash balances, plus UBS Bak USA deposit barees,UBS AG SanfordBranch deposit balances and money make) stated fund sweep balancet, at the else of the statement period. Noniceennocity ree credit balances in your accost at rot segregatedfrom other balances a* tie Firn may use any of these funds in the ordnay touts" et its business. these funds ate payable upon your domed. This total is included in tie curing period closig value. SDNY_G M_0002 7800 EFTA_00138420 EFTA01279029 Important information about your statement (CM tinued) Lending information Fre Mated informaldi on She Fins lending practices and doclowe refer to you Cent Relnenthip Asfeernml or Is«ctrit Arenlent end the General Team ani Conditions LOS Slatteneed of Credit Prank,. mailable in 49resterifs and Canckeures mine obi romiacceingrie . 'few sets You stmemeed Onus securities ri d other tees held in the tont at the and o1 the SIMMS% period. You may ask for debeety of lolly paid sourein al ern time. You may remise states used as loan coltral after paying any balance dm on them. Any secants Attie PRI to the FM0ring ter stattnunt period are Medal market vale as of the end of the staemerd Pond • Cost bat In dethroning the cost base of the starts itxtudol n this statement. where induced with the rut. 'I,' CBS f intl. tricot hat on informatim obtained from stem other than UBS tonal Seeks. ridding nip:nation Int another five ce that you may have provided to you Mandel editor. The Fin don not indepenitedy May ce gaunt the onset cr valty of try :damnation periled by sawn odor than 1.66 Financial Services h wilts aeltigh LOS Financial Steel generally plates the information as it it received. the firm does not port at asuances Asa the inforinton cater "Cost basis` and "Urevalced gait loss' is mart as of the date of this statement. As such please do not mei on this *Venation to make ;that a sale decisions, for Is purposes OthKwist. Accounts transf mid to the ft my reflex °artless inform in oribr for the period d tire they are held a the fern Morehistorical nionwalicin can be ailed by your Maxie' Advent. • Urns. Med get/lost Men data is avabble, estimated urrearized gaits losses are calculated for rental searty lots. lthe transaction data for wkriteal Ices mayor may not relied carmessicre. dorm arch tufty reorganitalin erns. Ditind and other reinveament lots and systematic Noted km are each ccertned to display one averaged lot The Trade dale' colmn presents the «ginal transaction rude date • Callable securities Bends and preferred stock that the issuer cats for tab redemption wit be selected /martial& by lot lam among all SeOfireS of that issue held in our rune or entente me* fa ou t clients Call teaks infonnakn ie obtained from third panes and els accuracy is not guaranteed. Other call films may vest whch could afoot yiekt onplete inerrnaltit will be pained upon request • Certificates of deposit (CDs). COs are FOK inured up to $290,000 n princPal and accrued ireeresi per depot.' and per deputy110SX' in accordance with FOIC cubs. • Price/value Prices displayed for wont and othet vett may be hot a lower than the peke that you woulda—wait wen n the market Prom. obtained from Mon thrd pay sources wench We bete to be reliable, but we do not guarantee thee ateu racy. — We fat* use It dosing peke when mato or the mean of the bid and ask prices fee lined securities ad options or onb bed prices ke OTC securities. — Less ecting traded soviet maybe «iced using a vakiation model a the mon mare Facie we obtained and may not reflect an actual market ;We cc van. — Certain positions may appear item a price and will anon as 'peke was not evalable• ft we are unable to obtain a price f or a sootily — Cre/SOSIIS ce setts demmitted in curencies other dun U.S. dotal are reflected a the exchange rate as of the statement date. - Fee certain strikes taxing in nonconforning chnerninanne. pae and OluantitY (lace valve) may havebeen adested to lateen:roper vale on. To Mean cunere ctotakens, when agaiabk, comet patr natal Ad.'s«. • Private kreestmento and structemed preclude. Private tette secesilin (ix Wing Mat partkpatian progiam and real estate imestmerd trim securities)at studied prodats are «rung WV, algid Cense. seructesed «tuts have not been rtgartored with the Securities and Exchaw Corrmissim or ender ay state securities laws. We pond. Minuted vats for private irlytillnern fenfitieS and toted products for inkorreatorul papaws only. Acre-racy is not guaranteed — Thew vats mydiffer substantial/1nm pit if any, at Mitt a private Moment see sty or %waived «odd may be bosifil or sold and do not necessarily represent the vat you Filly rote ten liwifition. - lhid parlyestinges of value aro as °faunal date and are Applied to UBS Fnaxial Services an a regular base by an independent vatestion I Wm. - Issuer, general palm. Of sponsor estimated values. if at are supplied Coln, rot, by the our. 0ntral prey a spans« and may be calculated based on different itematon tan that used by third petits to dew thee Meted mkt. - tauten obtanaddnivW Sarmatian regarding the methodologyused to catmint the estate value and the date of the domain that is the basis for the minute by contacting your Financial Advisee. - Mid party estimated vats nay be reflected as 1.0 ;reed' nseveral simians: vnhen an independent valuation Inn has not SuPftd or o unable to assign a vala when we become aware that a material event has occurred that may call a penkusly repined vallue it quesenn. awhen a van mexf1/41 be highli speculate clue to the nave ad the Sfallity. — When neither an *suer, general partner a' sponsor estimated val. nor a thrd-party estimated value is provided, the wkw of the security nit different Iron as aesthete prig. — 'Distrbscions to date' may include return of capita income cc both. — 'Crignalsrd um' represents the nitol Olean; price per tint and may nee reflect you cost bass • Restided severities. Potted smelts generalb av not dawdle eligble for public sale. CBS Financial Sowed use, the Markel rite d the unrestricted stock of the same eater as en input value la the restricted stock for purposes of the sidemen' onk To the indent that notion markt are Migbia to ride, the wake rected may be se/aslant* less than the krbuied value shut • Est. (tirnetad) income, current yield, and rat An mint of arrual income it based on current dvidend and interest rates, msuning the securities will be held for cr. year from statement date or snit maturity. This taint is only a guideline, accuracy and continued incarre we not gueranteed — Enirmted armn income and curt iteld for cedar types of securities could evade a return of «mewl or Capital gain n shish case the est. income UM anent yek0 would be overstated. — (sated annual income and omit yield and the actual income andyield might be barer or higher than the estemed amounts. — An ensnare of arrualeed income (dividend and« intent) tided by thee...at make ionar avow balance is based on the an dividend a nerd Part made by the issuer and askant the seasthettouts will be hell for one yea from the statement date Or until matudy. Accuracy and continued yield are not guaranteed • Amu net held by UBSFiffifiCial Services. Certain assets are not held by the FM and not even the Fern's possessen or control. These assets are deployed on yds statement for informantal pants only. Positions and values presented are provided by the issuing fem. Lin Financial Services is not resproble for ths jai:mud«) and does not guarantee its accuracy. These assets are not protected by Seta*. Fan's paploneneal SIPC courage. • Revenue Swung and additional compensation. — In addition to commission on sits and 12b1 lees received an cartoon toil the dentin« of rivesul find to our climes we andor our af (nate receive rertnoce sting payments frtnIdigrbuton anew advisors of the mutual funds that we sell. These tosses are baud on two Meant components (R the amount of sales by CBS of a pankula mutual kind ferny to our <lents. and GO the ate valt of a particular mutual fund fangs shye held a the km — We and °a effete ate rece.e netwokng and combs processing lees n consideration lee trader agent cents that we ;note to the mutual finds These f ere generally are pad from investor assets in the mutual fu-d and are a ford dot. amount based on the rumber of accounts at the bthkethleake holding meta lunch of that fund family CONFIDENTIAL - h xenon to comma's«s received in connetn wick the sale or distrbution of aunty contracts and cat erieitrninl Kat units 10 Our thefts, we ant/Cr err affiliate drew remise sting confiensmit Iron merry of the trance corrptin urdenweing the annuity {overacts. all bates of the insurance ccenpanies or sponsors of the on imminent trusts we dm tut — Qtr affiliates also wen tradig ccermosions and other come-oat, from metal kinds and insurance companies whose product we dolaulti — We receive an anneal fee horn LOS Bak USA ad UBS AG Suffield Brandt of up to $25 per account sweeping to the bats undo the UBS Bank Sweep Protrann. Activity Neonatal regardng comets and other charges toured n correction with the newton of lodes, nosing option transactions has been included en conliernations previous)/ furnished to you, ad .WI be provided to you prearestly on reepeSt. Stet selling toy ate engaged in shoe selltg a security, you may incur a large die to cenan bowcwing costs for that papule security. Open aedese Regarding opts. Cr 'gxeddiecancellte «dos that were not matted by the summit date, open buy x 4 sell stop orders are enticed by the snout of didends or rights on an exavidends or weights dote unless instructed otherwise by you You are responsible fa orders that ye executed due to you failure to cancel emAn9 open orders. Privacy To ebtain a copy el our current awn eritscy Notice. please contact your Friartial Aden"- re vier our swine.; al gene ant Onifreivaestolev UBS reword Stites is not at* the RMAv Bushes, Services Account BSA and IRMA are teeter accounts which provide access to bracing services and products through arrargonents win aSI haled barks and other thed-party bares, and provides access to insurance and a-nuty prodects issued by snail dieted thedpany 'mama companies through nuance agency subsidiaries of UBS Financial Services Mc. Irweinnum, nsurance. and arnmy products: Not FDIC reared • No bank guwantem May bat value AMA Restate Managerend Actin. Business Sates Amami BSA AMA ad nternaziceol IleSafre Management Accost are registered sent marts of UBS Manta Stites tie Vasa Sign/tux is a mastered service mark of Visa Intimation. LOS Visa Signature out cards ad tes Visa debt cards are *peed by 1185 Pre USA with omicron horn via U SA Incorporated. USS Financial Services Inc. Poe 201511 SDNY_GM_00027801 EFTA _00138421 EFTA01279030 c;It UBS U8S Financial Services Inc. 299 Park Avenue 25th Floor New York 1W 10171.0002 CNP70057492290216X1 YI 0 Resource Management Account February 2016 Account name: GHISLANE Friendly account name: Account number. Your financial Advisor. SCOTT STACK MANILYLE Phone: 212-821-70001800-308-3140 MAXWELL loth Millennium GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 CASRIEL Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourCeLine at 800-RMA-1000, account 029028776 on January 29 (S) Co February 29 W Your assets 253,155.00 252,155.00 Visitour websIte: brww.ubs.comilinancialsennces Your liabilities aoo 0.00 Value of your account 5253,155.00 $252,155.00 Sources of your account growth Tracking the value of your account S Lic,anGS during 2016 Value of your account at year end 2015 S25000).00 C 2532 252 2 Your ervestmmt retort • Charge rn market value 32,155.00 Value of your account on Feb 29.2016 $252.155.00 Dec 2015 ion 2016 re0 2016 SDNY GM 00027802 Member SIPC 0070005005719779 Ne7000702277 00011 0216 030575004 Y129776sso wooco Page 1 of 6 CONFIDENTIAL EFTA_00 138422 EFTA01279031 SUBS Resource Management Account February 2016 Your account balance sheet Summary of your assets value on February 29 (I) Percentaga of your account A Cash and rrxmey balances a co 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 G00% D Fixed income 0.00 0.00% E Non-traditional 252,155.00 10000% F Commodities ace 000% G Other a co 000% Total assets Value of your account 6252,155.00 $252.155.00 100.00% Account name: •I Friendly account name- i• • Account number: Your current asset allocation Eye on the markets Index Percentage change February 2016 tear to date S&P 500 -0.13% -5.09% Russell 3000 -0.03% -5.67% MSC I - Europe, Australia & Far East -1.80% -8.89% Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10% Your lq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212.821.7000/800.308.3140 Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% CNP70066005749230NP7CC02022770001I 0216 030575004 T1213776550 100Myy_Gitoco2780yte 2 of 6 CONFIDENTIAL EFTA_00138423 EFTA01279032 (*) UBS Resource Management Account February 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account n Account number February 2016 (1) Year to date (1) Opening account value $253,155.00 $250,000.00 Change in rnalket value Closing account value -1,000.00 2,155.00 $252,155.00 $252,155.00 Summary of gains and losses Values reported below exclude products 101 which gars MICMO$StS are not classified. Realized gains and losses Unrealized February 2016(1) Year TO date (4) gains and losses (4) Shop term 0.00 0.00 2,15500 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important infonnation about your statement at the end of this document Your return objective: Current inccme & capital appreciation Your Ask profile: Primary Aggressive Investment erigibikty consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, first In, First Out. Your tinandd Advisor: SCOTT STACKMANf LYLE CASRIEL 212-821-7000'800-308-3140 SDNY GM 00027804 CW7030405749731 NP7003707277 00011 0216 030575004 Y128776550 1013000 Page 3 of 6 CONFIDENTIAL EFTA _00138424 EFTA01279033 *UBS Your notes 4 of 6 CONFIDENTIAL EFTA_00B8425 EFTA01279034 *UBS Resource Management Account February 2016 Your assets Account name: Friendly account n Account number. Some prices, income and current vdues ShOwn may to approximate. Asa ream. Cairn and lOsses May not be accurately reflected. Set gmporgamingosegabon arbour your statengete a the end of tats dxumem for more intonnason. Non-traditional Private eguty funds, Hedge funds, WOOther investments are heal in yov UEIS Financial Servsces Inc. CUBS FS) brokerage account. The posmom reported below reflect the records of the rssuers, and UBS ES does not guarantee the accuracy of the information. The value shown is not necessarily the value you would IMO* from the issuer if you sold the assets. funds actively sold try UBS FS are sitoject to ongdng due dirgenee. although the level performedmay vary. A closed fund may be subject to noonce:nodiligence A fund that you purchased elsewhere may never have been subject to U8575 bltgence, although U8575 may receree a fee frcrn the fund's manager. which may consntule a rnaionty of the managerre na Incentive fee. Please contact your rinancia Mosel wth questions • Est value per urut • is an estente of value supplied by al independent valuation firm and reflects a:Octmetes for factors such a the 14pAcIty of the units. Hedge funds Hddng AIPHAKEYS MILLENNIUM FD LLC BROKERAGE AS OF JANUARY 31, 2016 Your total assets Trade Mittel Poor Ate. me dale of slates per share (1) GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACK MAIN/LYLE CASRIEL 212-821-70001800-3C6-3140 Eli males of value suppled by Issuers of certan programs (wench age generally' net asset value' esImates) are shown as -Issuer est. value per tine'. For Payee eguty rune. , Est. vaue per unit' is a value updated Watteity, based on the Net Asset value C NAV' in the fund as of the date specified, adusted by acid ng capital calls and subtracting dslibulicos since the NAV date. The NAV is camera, based on estimated portfolio values ptcnided by the undenying turd sponsor These hub values Mil vary because of dilemma; In the way they were estirreted and because t he 'mini party est. value per urge • may have been prepared co the bard or Irtaxia infoonaion other than year.end Reported estimates may not reflect resale. liquidation or repurchase value, if any, and may not reflect dstnbAions of captal until the nevi valuation is rePOned, gene ray al an atannual or serri-anrea bails. See Imponem infonnepon about yog :fa temeN At the end of this statement Cost ince per bad (5) share (5) Unrealized Value fla 93111 of loss (S) HdPng penal Nov 24, 15 value on Feb 29 (ft 250.000.00 1 000 252,155.00 2,155.00 ST Percentage d Cost your account Oasts (St Estimated umeatized annual income (S) gain or loss (S) Non-traditional Total Hedge funds 252,155.00 $252,155.00 100.00% 100.00% 250,000.00 $250,000.00 2,155.00 $2,155.00 SONY GM 00027806 CNP70303005749233 NP7003702277 00011 0216 030575004 Y128776550100080 Pegs S of 6 CONFIDENTIAL EFTA_00138426 EFTA01279035 *UBS Your notes CW70009005749234 N7703020227700011 02 145 030575004 VI 28776550 ittaltiyGm000278fte I of 6 End of statement for account number Y1 28776 S5 CONFIDENTIAL EFTA_00138427 EFTA01279036 Important information about your statement U3S Financial Senates tc. the F im or UBS Financial Sexing is a merrter of all orinciml Nosily, cannodty and contra wattages. LA36 Financial Services and LEG Sink USA ae rdrect ,.Midterm of LES AG and anilines of LBS Secuitin U.C. The Thri's financial statement is available upon agave The Firm's venire off ices ye a: WS annual Semmes M. 1200 Harbor Elmaleverd Weetutiken, 111 07086 This statement represents the city official tend of pm 1.85 Chitin Services antra Other wards rapt official tar docunents. containing cerillidtg data should rot be relied tan Bycubele. there is an emx or emission please report h immediately n *dam to the Branch Manager el the afire serving mur account. All-cutt al figures show. are ntended to be accurate. statement data shmald not be used ea tat purposes Rely sae& on ma-end tax lams, (i.e., Form 1099, Slat 10425, ex.) whin peeper imyour tax return. The Firm required by law to report to the IRS all ta.abk deaden*, reportthre rantanble chridends and tat Merest eared m moieties held n mu mark net proceeds an sae unactcro, and cost bans at terrain covered mantas. Comartnications with the Tim • Please reconfirm eery oral cormitnatoorts in *Nig to finite( protect your rips, incasing your riles infer the Sautes Investor Protection Ad (SEAT • t the finax ial institution an the tap let of te freed of this simmer* is not UBS Fe-rancid Servkes,L6S Financial Services carries sox account as clearng backer byan-gement rash the extrated insuknon We Wormed you of the relatorchP when you opened this OCCOJII. In Mt can, your S.rds arid searities are keeled a UBS financial Services and net the Percdactg broker, ad you ant mace a repel of ay env or cminion to both firms. All accent statements shall be deemed ccanpbte and accurate t not objected to in writtg within 60 days. • Please died customer complaints or implies to he Tim's C lint Relations Depavnent at 201.352.1699 or toll.free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in wriffro to U3S Fnancial Services Ix., Client Relatimis DePatmenh P.O. Box 766 Union City, ell 07087. • in cm of errors or masters about an electronic fu-ch transfer WM bit payment a UBS Vesedebit card transactions, call 980-762-1000, cc ache to UBS Tioncial Services lx., 1000 Hata Blvd... 6th floor, lAreehavent NI 07086, Attu RIAACESA Senates. Cal a mt. at coon n yea can if mu the+ ya.r statement or receipt 4 warm or if you need more trIcematen stcut a treader an the nement or reap. The firm or Card lower (as applablM must hear from you no later than 60 days der tie Tim sent you tie fin statement on which the ern or pablern xpeami. - NT,de ,9i nnt, nt,-N-or t — Deane the error or tie Mater you ae moire bah, And explah as deay as you cal shy you holism t is an error a- why you need more 1-demotion — FroWde the dollar arrest of the suspected tfrCif • The Firm a Card Issuer wil Menlo. sue canpairt and MI capita any error promote/. I we take mate tan 10 Eosins dam to do Ma we will erode your ascots* For the mart you tills 6 neaps so tat you will haw Meuse of the Morey dteg the tare h takes us to complete OW twestgation. Fleas. make all Mods pay-kb to the Fan or tie Itanctal tat:tut:on ideated on tie from of this statement hadditen to regular accost fees, meant, may be subject to mantentece lees, charges for We pament for cenrhin purchases and charges kr unpaid manes n cash accants. Accounts that at ward erred to other instintions fry be subject to a ender fee UBS Sweep Options UBS offers coin Ice sweeping cash balances. balances to ba-k deposits at UBS Bak USA and UBS AG Mann trench (Bank Sweep Programs), money market mutual fmcb (Macey Rna) the Intent mat Depose Arrant (0A)fa customer with an nternatiznal itTOJX• Management Account. Through tie Bank Sweep Prtgarro, cash balances ae swept to 11135 Bak USA up to an estettshed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposals at 085 Bank USA are FDIC hawed in accordance with FDIC nat. For mere tacrinaticn pease kit romfdic goy Deposts at LES AG Stenlad Barth ad chars of Monty Funds ae rot insured by the FDIC. Through the Ok arailbk to sash batmen are swept to depose accounts at UBS AG New Yak Branched LBS AGCearan Brach These deposits are not Mitred by the FOC. Balances held at the LES AG Cayman Barth are tempaanly exposed to the sovereign Sc of the Cann Mends.. and them is no suararesee a other dsigation of LES AG to repay to balances while cash, Mils Cayman's Brach's books. Deposits at LBS Bark USA and each UBS AG Branch are not protected by SIX. Money kind thaws are protected by SITC See TU35 Ftuncial Services Aceant Protection bear. Upon your reciast balances in to Bank Sweep Prorate or CA may be withdrawn and shares of a Money Fund may be liquidated, ad the premeds returned to you a your searein acccult. FUToa donnetion about available sweep optima, Minna anent Merest rates and yielck, t available at mamba anlsweepyiekts from your Frontlet Advisor or by (sling 800-762-1000. UPS renal Service' account protection the Tim is a member of to Stettin Investor Protection Caporaten (51PC). which protects securities xcomits of Cs matters up to S500,000 (ncladng 42t0,000 for daim for easel. The SIPC asset protection limits aPlif all xamas that you hold in a panicar capacity. The Fin, together with certain Matates, has also purchased ompbrrantal protection. The madman anoura pasta to al •Igbio clones, cola-M.8 trder this protection is 1500 millon a of December 10, 2013. Stbject to the poky corditons ad Imitations, cat a the Tam is father protected fa im to SI 9 million n the aggregate to all sour amounts held n a partkular capacity. A Iii apy of tie poky wading is available upon request. The SIPC protect en and the supplemental protection both do not apply to' • Certan financial assets controlled by (and ticixbd n your account value) bat held away Morn UBS Financial Services (e.g., certain 0 cash at LBS Berk. (i) cab at LBS AG Sumicrd bunch GS i-turamo Froelich, including variable annuities, and On shares od manual finds where such shares are registered drectr n the nane of the account holier on the books at meads of to applicable ismer a hater agent). • Cann rammed contracts or tramnent interests (eq., limited partner:hem and prime placements) tut ae rot registered under the Securities Act of I933; ad • Corneal*, contracts (e.g, foreign exchange and prec ixis metal antradt.). including fana contracts ad commodity option contracts. The SIPC potectal and the supplemental 'menden do not apply to these asset *SI 4 Sty otherwise appear on you Materna*. The SEC protedicn ad the suPPlernental protection do not protect meant changes in the media vabe of your investments (whether a s result of market movement issuer beicruptcycr othentritee More informution is avelnak tear ma nn You may •btain more information about SITC, hdadirg the 51K Brochure, by contacting 51K at 202-371-8300a by twig the SIX website at wow.aliacesig Dividend Renvertment Program (OWE) The tree reflected is an enrage mice You may obtan the actual price from you Fnancial Advisor. Orly whole Mares re purchased infer DRIP; partial awes will be sub ad the each was be deposited n your ecotone The dviderd retwestment pricesuppled byte issuer may Offer from the market pice at which the partial tares are sold Csaletelieu Only whole units may be heed in soy account. if pm me mined to a palial unit as a result of a ciriderd pwrnenl • oterwise, the Firm will ether sell panal Was at mutat rake or accept an amount detemined by a moaned dozing agency, and credit yam mart Investment objectives The rnestmed °boards ad risk profile are specific to each account and may trawbehveren Please Wein the Firm amerce& in mho; of air sitnilkart change in yaw financial situate., or ntestrnera objectives. For each CONFIDENTIAL account Inekl, you choose one of the following Mesment objectises' • Predate amenthecome. I met in as seekng the generation d income any. • Anew. °peal Appreciation: IrbeStrnentt seeking yowl" of prncpal rather than the generation of rno • Prodoce Combineton oilman. and t ie Capial Appreciation Imenments seeking both generator el ncome an: Teethe' pritptl. *flea risk profiles • Conservative. Seeks to maintain initial weeps{ with bee risk and volatility to the accost overall, even 4 taut means the mart does rot generate Mgt cant name a noun and may rot keep pace with lation. • Moderare. Willem to accept sane rids to pintpal and tolerate some volatAty to seek hirer returns. • Aggressam Willem to accept high 6* to panties' ad hitt volatility to she highreturns oar tine. Statement liouseholdims We may contd.te al related account statements with IN Salle address n the sawn erwebpe. Account may be related Ice this purpose becase they have owners who also maimin pit man relationships with other climb at the sane address. This practice 6 known a • haselroldrg t you prefer to receive inditedual statements mated in separate envelopes — you may decline Museholding by haling yOur F hancial Aclator. Friendly anted name The Friendly accent name reflects int amnia, that you entered cel the Firm's onlne senates websie. It a a a/nameable *nielrurne • chalet by you to min 1,0J Will your recordkeeping it ha no legal effect an your account. You can chasm yowl Riendhccotnt flint trough OnlineServices a by contacting yov Fina-cial Masa. ACCIX•lt overview • tratie a cme accountisortfoka Net of assets and • Alma Intlas salads cad, balances, reams fa restricted starry lent and Global tine Def:031tS, streaked marts to make, and censer ants not hell by tie aim. Does rot include unated sear/Mgassets at the end of the prior and curent stalerrea periods, or prvale ireoestnwas, unrested stock options and esercnatle stock options • Liabetios Include, debt balirces, cohla-ding Magri Ions, credit kir, don scant haleness. • CashAmoney balances. Taal of uninvested available cash balances, plus UBS Bak USA deposit ttnrces,UBS AG Stamlord Branch deposit balances and mane/ owlet WOWl land sweep bilencet, at the clate of the staternert period. Norman-no* free credit balances in your accost are rot segregated from other balances ad tie Fern may use any of these funds in the ordinay course ce its tastiness. These funds a* payable upon your domed. This total is included in Me talent period closim value. SDNY_G M_0002 7808 EFTA_00138428 EFTA01279037 important information about your statement (Cal tinued) Lending information Fa (Planed information on the Fim's lending practices and as hares. refer to yea Clem Relatezenhip Agreement a A«ckne Arenas and the General Terms a-d Condit ons ISIS Statement of Credit Practices amiable in drier ens anc Dabsures wow rat rommerwrafrit Yew sets You camera itemizes washes ri d other assets held in the small at the end at the summed period. you may ask for delivery of lugy paid securities at wry time. You may receive satellite toed as loan collateral after paying any balance due on them. Any securers trot, "Ito the Firn casing the statement pared are Rad at musket vitae as of the ad of the staemert reed • Cast bads In detemning the cost bass of the sautes iixtuded in this statement where indoted with the number liEtS inancial Services An relied on 'tiro obtained from sources other than USS FiumialSeraces, adding Mom/aim Irananother lint or thin you may have provided to you Fnancial Mao/. The Firm does not indmeniertly wily a guarani* the accuri a middy of aria nlomution ttrovided by seines oiler LES Financial Strata h add ia\ although LOS Financial Services general& plates this inteerration a it is received. the firm does not ark* any assurances the the informaten under -Cost basis` and "Untalced graloss' is acute as of the date of this statement. As such please do not nay on this Momation to make ware a sale decisions, for No p.rposos otherwise. Accounts transferred to the firm may reflect °artless Stemma, only for the period cf tire they are held a the Mn Mae historical Mensal«, canine added by your Anoxia Advent. • Unrealised gehahmees When data is available. enlisted unsalted gain; bsses are circulated fa individual saucy lots. The transaction data for rdivileal lots mayor may not reign arnmssicra, chars ender security reorganization nerds. Diedmd and other reinvestment lots and systernmk purism lots are each carbined to display one averaged lot The • Trade dam' cotton decants the acrid transaction trade dale. • Celloble securities Bona and preland stock that the issuer oak for ea rederrtation will be selected anal* by lot Iran among all secuses of that issue held in our rime or mon*** nerve la ad clients. Call feasse nfoansikn is obtained from third parties and n accuracy is not guaranteed. Other call teams may host whch could affect yiekt corvette 'iceman will be provided upon request • Certificates of deposit (CDs). COs are FIX Mired up to 5250,000 in princhal and accrued interest per deposta and per depositoryMatta-ion in accordance weh FDIC rules. • Priceivelue Prices displayed for warkes and other ;rodent may be higher a lower than the peke that Au wake awl/ recent n the market Prces we %timed Iran vanes dud peaty sources which we bekive to be reliable, but we do not gamma IN. accuracy. — We fiervw*Me the <lasing price when 'nibble or the mean of the bid and ask pram fa herd securities and colonsor only bid paces la OTC securities. — Less Kay traded amain maybe priced using a vatsation model a the most recent price we Warted and may not reflect an actual market price a vans. — Certain ration may appear mites a price and will show as 'price was not avalable• d we re unit* to obtain a price I or a warily - Deposits a sear Cies deem hated in currencies other than U.S. dears are reflected at the 4:change rate as of the Rotenone date. - ter mean smarties tracing in nenecafeemng derceninaikat, sae and quality Race valve) may have been adasted to f mike*, arty value:an To Milan Ctiffent quotmans, when matt)* coma your financial Achisor. • Private kr/wren* and structured products. Private imistmeat secinfies (ex Loin° drect paroceoation pro a am and real estate Intestmerd trust waren) and strucued prods* are generally WU, squid. Cowan senxtuied prodsts haw not been registered with the Securities and Excha-r Cormissith a under any state securities laws. We preside estimated yaks for private Vivigniefil Seeultiet and strummed products for inform/dome Widows only. Accuracy is not grawanteed. — These vain may differ substantial, from prim if any, at *Nth a private Mestrnerd stony or sautved ;mixt may be bought a seed and do not necesurity :crews the vim you may receive yam lea:titian. - Thad party destines of value as as of a cortan date and me applied to UPS Financial Services on a regular basis by an independent vaLtmion I Ow. - Issuer, general Penner a sponsor marketed values, if any are supplied to the Finn:y[6o our. ordeal parolee a sponsor and may be calculated based on &feet Manuton Iran that used by thirdpities to delve thee encased yaks. - You can °bean additiorul rifornmen regarding the methodology used to dettemine the mina* cf vale and the date of the 'formation that is the bailor the estimate by contacting your Financial Advises - *hid party nursed vales may be reflected as 'Not peed' ri several shrikes Wen an independent satiation lern has not suppled or a undole to assign a vale, when we become aware that a material event has catered that may call a rewash repotted vials :so question, a when a wive wood he hathetspeculathe due to the nave the acuity. - When neither an issuer, general palmy a sponsor estimated vats nor a tined-petty estimated value is Provded the value of the security *a be diffeeent fain its purchase am — Tistrizisions to date may iNlide return Of captor. income or both. — • enrol ad sea • represents the nits& °deem pee pee une and may not reflect you cost bass • Restricted amities Restricted mutes remelt( are not arenaa eligoble for public salt LES financial Sewn uses the motet peke of the unrestricted stock of the same issuer as an Matted value fa the restricted mock ter purposes of ma ann.* wee To theatre that restricted securities are reliable to a the value recened may be substardelE less than the irpuied value shown • Eq. Out: meted) income, cumint yield. arid rata An «rimmed arrual income a based on current &Mend ant merest rates, assuring the securities will be held fa wen from statement date a and maturity. This estimate is only a guideline, accuracy and continued roam me not guwanttect — Estimated arrual 'come and curent yield for eerier types of securities could include a Mum of Pena's' or capital gains in Width case the est income (wafture+, yek0 would be overstated. — Ictimeed anal acorn* and newt yield arid the actual scare and yield night be laver a higher than the 'Vented arrmnts. — An tamest of arrualized :scene (dividend antra interest) ended by the cutest market valetavorar balances based an the an diviimd or Merest payment made by the issuer and assures the secs desideposcs will be held for ore year from the statement date a until maturity. Accuracy aid continued yeld are not guaranteed • Assets not head by UK Fnancial Services Certain assets are not Ineli by the Firn and nu wthn the Frm's possesscn or control. These assets are deplayed on your statement fa informatomi purposes at'. Position and values presented we provided by the swig fan. tin Financial Services is not responsible for des inf council and does not guarantee its accuracy. These assets at rot protected by SVC a the Fires supplemental Slit coverage. • Revenue during and additional compensation. — In addtien to (amassed on as and I 2b. 1 lees received n annecton soh the dant:atm of nvaul lull to our clones we and our off Awe receive revenue shrug payments *ern darbuton antra advisers of the mutual furls that we sell. These amends are bawd on two oil f trent compcnento 0 the amount of sales by UPS of a particular mutual fund lardy to our clients. and GO the asset value of a parlicula mutual fund I amibes shares held at the lint — We and ow afloat. also receive networking and carts processing lees in coraideratian for transfer agent WV Les that ate provide ti the mutual funds Thew fees generally are pad from investor assets n the mutual turd and are a fired doter amount based on tie renter of accounts at the beatedleake holden; mutual funds of that fund fmily CONFIDENTIAL - h xenon to commisserts received n Condor wth de sale or distrbtAion of aunty contracts and tat investment mist units toots dents, we antra our affiliate receive 'eons turnip ccoopernalicn from marry of the insurance corrrnits urderading the annuity contracts. all NM of the Mace (servants or sponsors of the unt ineestinent tams we destitute. — Cur aft Mies alsomei* trading carmine's and other compensate, from travel finds and insurance companies whow addicts we d'Orkult. - We receive an nil fee horn LOS Bark USA ad UPS AG Stamford Brandt of up to $25 per scant sweeping to the bares under the UPS Bank Sweep Program. Activity Meneutionterrang commasizen and other charges aired n comedian with the executor. of Wades, incldng option transactions has been included on confirmations creviousey furnished to you, and ell be provided toyou pronotlyon request Skirt 'Oleg f sit are engaged in shoe selling a security, tau may nor a charge der to «inn barowimg costs for that pal kular security. Open cedars IlMarding open a • roclititcancelled* ceders that were not mead by the statement date. open buy and set stop orders are reduced by the snout of diedemb a rightson an exidwidends ai <wei)ts date unless :smarted otherwise by you. You ate responsible fa orders that we noosed due to your failure to cancel eMting open orders. Privary To <Main a copy of our current Clad Privacy Notice, please contact your Fnancial Adirsce a van nu- website at stew ribs roetIoriv inanity UPS financul Soviets is not the AMA. Business Services Account BSA and IRMA are MacKay account which «aide access to baiting services and products through arrangements with aft Gated bares and other thed-party banks, and provides access to nsisance and annuty products issued by unalloliatedthrdvany Murano companies through Murano* agency subsidiaries of UPS Financial Services hr. Vuwesmxnt ~ante. and aruty products: Not FCC rand • No bank au/tante.. May lobe yaks RMA. Rescace Mannyment Accord. Business Services Account esA, AMA and nee-national kmarce Management Account are termed wince mans of UPS Emanuel Services Inc Visa Signature a a mastered service mark of Vasa Wittimatioral. LEG Visa Signature aedt rads and lEtS Voa debt cards are *sued by LOS Bat USA with perrisson horn vna USA travailed. USS Financial Services Inc Fey 201511 SDNY_GM_00027809 EFI'A_00138429 EFTA01279038 SUBS U8S Financial Services inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70055182270316X13 Y1 0 Resource Management Account March 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number: Your Financial Advisor: SCOTT STACKMAN1LYLE CASRIEL Phone 212.821.7000'800.308.3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceUrie at 80O-RMA-1000, account 029328776 on February 29 (3) on March 31(S) Your assets 252,155.00 645,669.00 task our websIte: www.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account $252,155.00 $645,669.00 Tracking the value of your account Sources of your account growth dialog 2016 Value of your account S Thousands at year end 2015 S25000).00 645.7 Net deposits and withdrawals S*30,000.00 Your nvestmant returrs Change in 2500 2522 market vaue -34.331.00 Yalu* of your account on Mar 31, 2016 5645,669,00 Dec 2015 Ceti 1016 star 2016 SDNY GM 00027810 Member SIPC CuP700301006618227 eleMC0303989 C0009 MI6 030575001 VI 28776550 101000 Page 1 of 6 CONFIDENTIAL EFTA_00138430 EFTA01279039 *DUBS Resource Management Account March 2016 Your account balance sheet Summary of your assets Value on Much 31 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 645,669.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 1645,669.00 5645,669.00 100.00% Account name: GHISLAINE MAXWELL Friendly account name: Indv.MNennium Account number. Your current asset allocation E Eye on the markets Your Knondol Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 Index Percentage Change Mardi 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% 0.92% 3.03% CNP70003005519229 NP7003309999 00039 0316 030575004 'el 28776S5010gtoteGm000278iptge 2 of 6 CONFIDENTIAL EFTA_0013843 I EFTA01279040 (SUBS Resource Management Account March 2016 Change in the value of your account March 2016 (S) Year to date (S) Opening account value 3252,155.00 3250,000.00 Deposits, including investments transferred in 403,000.00 400,000.00 Change in market value -6,486.00 -4,331.W Closing account value $645,669.00 3645,669.00 Deposits and other funds credited aocLoacioo 400,000.00 Summary of gains and losses Total additions 3400,000.00 1400,000.00 Writes mooned below exclude products tot which grans andlosses are not classified. Subtractions Realized gains and losses Unrealized Funds withdrawn for investments March 2016 (5) Year to date IV gains and losses (S) bought .400,030 00 -400,000 00 Total subtractions -$400,000.00 -S400,000.00 Short term 0.00 0.00 -4,331 CO Closing balances $0.00 $0.00 Account name: GHISLAINE MAXWELL friendly account neane:Indy.Milenntum Account number. Cash activity summary Your PIsandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 See Account activity tha month for dein is mantes in your Sweep Options are inductedin the openng and closing balances vac*. FDIC insurance /polies only to deposits at u85 Bank USA, not to deposes at u85 AG, Stamford Ranch Of bank deposits placed throush the UBSInternaioncl Deposit Account progam. SiPC potcction applies to money market sweep rind holdingsbut ml bank deposih. Seelmportant Warne:on about your statement on the last Mo pars cf this document for detals Mardi 2016 (S) Year to date (I) Opening balances Add I t 30.00 30.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage,. You can find a fur description of the alternative investment objectives in important info/matan about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibilty consideration None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00027812 Crif 70303006518229 NV7003309889 00003 0316 03057 9304 Y178776550 101000 Page 3 of 6 CONFIDENTIAL EFTA_00138432 EFTA01279041 *UBS Yournotes CONFIDENTIAL EFTA,BE,433 EFTA01279042 SUBS Resource Management Account March 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number- Some prices, income and current vaues Sherif may to Approximate. AS a recut. gains ardlOsses may mil De accurately refkaed. Set miponant infosmabon about your statement a the end of ths docurneM for more information. Non-traditional Private egtaty funds, sledge funds, WO Cahei investments are held in your MOS Findrcial Services mc. (UBS FS) teokerage account. The partiom reposed below reflect the records of the issuers, and UBS FS does not guarantee the accuracy of the mfonnaion. The yaw shown n rot necessarily the value you would menee from the issuer el you sold the assets. funds actively sdd by UBS FS are subject to ongoing due <lige rice. although the level performed may vary. A closed fund mar be subject to noongoing diligence A fund that you purchased ehewhe re may never have been subi ect to u8S FS dligence. although LOS FS may referee a fee from the fund's manager, which may constitute a rnaconly of the managerne nr/ incentive fee PIMP contact your Financial Achnor wth questions • Est value per unit' is an estimate of value supplied by at independent valuation firm aid reflects adrust me res for factors such a the Imusdry of the units. Hedge funds NdOng ALPHAKEYS M1LLENIUM FUND LLC FUNDS TO ESCROW Trade Minter Purchte pace date of shares pet share (1) Mar 28, 16 ALK4AKEYS MLLENNIUM FD LLC BROKERAGE AS OF FEBRUARY 29, 2016 Total Nov 24, 15 Your total assets Value on Mat 31 (5) Percentage or your account Cost Estimated 0%6 (5) annual inCorti (a) unrealized gan or loss (S) Non-traditional Hedge funds 645,669.00 100.00% 650,000.00 4,331.00 Total $645,669.00 100.00% $650,000.00 -$4,331.00 Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Eli mates 01 value supplied by Issuers of certa if programs (which are generally' net asset value' egmates) are shown as 'Issuer est. value per unit • . For rhyme eqaty fund.. • Est value per unit' is a value updated wanersi, based on the Net Asset value ('NAY') In the fund as of the date specified, adusted by add ng capital cans and subteen rg dsttibutions since the NAY date. The NAY is pin-wily based on estimated portfolio values primickd by the undertying fund sponsor These two values may vary because cf dfferences Mire way they were evinated and because the • Third party est. 'Sue attune' may Nave been prepared on the baser of finaxia infonnaion other than yearend Reported estimates may rot reflect resale. liquidation or repurchase value, if any, and may not reflect donbutions cf septet urea the nee valuation is repotted gene 'sly on an annual a Strew-annual basis. See Important 'Mono 4400n about fl it: fa tertnlot the end of this statement <Olt baaS (5) Price per shale (t) value (1.) Unleaded gam of loss (1) Hddng period 400000.00 1000 400,00000 ST 250,020 00 1000 245,669 00 -4,33100 ST 5650,000.00 1645,669.00 -14,331.00 Account activity this month Date Actiaty Description Mar 23 Transfer AmOunt (5) Deposits and other funds credited JOURNAL FROM Y1 23575GHISLANE MAXWELL 400,00900 Total deposits and other funds credited $400,000.00 SONY GM 00027814 c tropes:0696231 Ny7000309909 COON 0316 030579004 Y128776S50101000 Page S of 6 CONFIDENTIAL EFTA_00 138434 EFTA01279043 4tUBS Resource Management Account March 2016 Account name: GHISLAINE MAXWELL friendly account n • Account number. Account activity this month (continued Investment transactions rot wore information about the price' value shown for repriced securities, see froportant informatixt about your :firemen? at the end of this document QV< ACtimly Oesception Quantity value (S) Pnce (S) Mar 28 Bought Your Anomie! Advisor. SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308-3 1 40 Proceeds Iron Funds investment withdrawn for transactions (5) InvesIrnents Damp (S) ACCIUtd ernerest (S) ALPHAKEYS MILLENPJM FUND LIC Ft/NOS TO ESCROW SOUCITED SUBSEQUENT CUSP: 90293X9G1 400,000.000 1.00 -400.000.00 Total -M00.000.00 Date Activity Ottani:Won ArrOurIt (S) Money balance activities Feb 29 Balance forward SOAP Mar 24 Deposit UBS BANI: USA DEPOSIT ACCOUNT 250.003 00 Mai 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT A5 OF 03128115 -250.000.00 Mar 31 Closing UBS Bank USA Deposit Account The UBS Bank USA Deposit A«ount Is your primary sweep colon Feb 29 Balance forward $0.00 30.00 Mar 24 Deposit UBS AG CEPOSIT ACCOUNT 150,053.00 Mar 29 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 03/28/16 -150.000.00 Mar 31 Closing UBS AG Deposit Account The UBS AG Deposit Account is you seconony sweep option. CNP7C008006518232N1q0C0 00039 0316 030575004 " 20776550 loMiir_GIA_00027elltle 6 of 6 End of statement for account number Y I 28776 55 CONFIDENTIAL EFTA_00138435 EFTA01279044 Important information about your statement U3S Firmed Services to. (the Fern or UBS Fiurcia Strokes). is a menber of all principal sanity, commodey and options exchanges. UBS Financial Senices and U135 Bank USA re rdied subsilones of UPS AG and *briarsof UBS Sautes LLC. The Fin's theme' statement • available upon recited. The Fem. tonna& off Ns we a. UB5 Gina-cal StIVOM lx. 1200 Harbor Boulevard Weehawken, NJ 07086 This clatfalfrit represents the only off icier record of you' LBS Fnancial Sends account. Other records, tape official to. dxunents. contanng coraidng data should rot be relied wen II you beim* there 6 an error a omission please report a errnedialdy n writing to the Branch Manage' of the office wvrg your account Allhaip al 'ivies shown are intended to be accurate, statement ctita +=knot be wed kr tar proposes Rely sciek on yearnd tax km; (le Form 1099. 5498. 10425. etc ) when 'rename your lax return. The Rim required by law to taco to the IRS all actable dividend; reportab yenta able &Mien& and Liable interest erred an securities held in you accost net proceeds on say broadens, ad cote basisoncertain covered salsas. Cceveradatkme widt dm Firm • Please noon/inn iry oral cormoncatons in wring to further protect your rills indudrg your rites under the Seosaes Investor Protection Act (SPA/. • If thefinancial Retiution cn the top let of to ban of this statement isnot UBS Enna' Services, Fhancial Sonia" carries year =aunt as clearing broker by arra-gement with the rdcated nsitution We informed you of this relatonshio 'Ann you opened this accost h the cast your iu-a and leashes we located at UPS financial Services and rot ter koodyci-g broker, and you nut make a facet of dry error or omission to both firm. As descrted in the accent ay' eerrents, you mat notify us of any errors or fraud Oohing decks reflected an your Staarallt witNn 30 days after t was mailed or made avadele. All staterrunts shall be darned complete a-d acarate ti al other respects rot objected ton erring within 60 days. • Please deed creamer complaint or i-euilais to to Finn'sChurl Relations Depatnent at 201352.1699 cr toll-free at 8.20-354-9103, 8:CO A.M. to 609 P.M ET Monday through Frday. a in wring to LBS Fian0al Semites ex., Client Relations Doormen; P.O. Box 766 Union Cky, N1 07037. • h case of errors organ-ins about an electronic fads transfer (EFT}, bi payment or UBS Visedebk card transactions, call WO-762-1000, a mite to UBS Financial Senates Ix., 1000 Harbor 1114, 6th floor, Weehawken NI 07095, Attie RMNBSA Sertoes Cal or write as soon as you can, if you tins yes statement or receipt 6 nag or 4 you need more inknnaton about a transfer on the staternmt or mein The Firm or Card beer (as arckable)must her Iromyou no later dun 60 days alter the F rm sort you the lest statallent on which the erns or Problem aPered. - boned. yotr name ad axon rurricer 6f my) - Ceara the error or tie nosier you nature about, ad oplain as drab as you CT why you believe • is anon a why joy need more information - Provide the dolar anent of the suspected era. The Firm or Card Issuer wil hoestgate your amplan and will coned wry error promptly. For alleged errors roofing UBS stabil cad transact:4N if we take more Mal 10 bra inns days to &this, we will credit yea acorn for the amount you think 6 in error, so that you MI Nye the used the money dunng the tine takes us to complete our investigation. Please mike all checks payable to the Firm or the knurl incaution rocketed on the front of the statement In addition to nrgdar account fees, accounts may be abject to maivona-ce lees. chines for We pa rrunt to- securities trishaws and charges ice unpaid amounts n cash octants Accounts that we transferred to other instatons may be subject to a Wander tee. UBS Sweep Options U65 criers options fa nymph? cash balances, balances to bark &posits at UBS Ba-k UM. and WS AG Stanford branch (Brat Sweep Pregarni), moray maker mutual lards Dewey Ghana-Athe International Depose Accord MAX or customers with an International Crescent Management Account. Through the Bak Sweep Program; cash banes we swept to 1.13S Bank USA op to an established lent rd then to UBS AG Stanford &inch. or a Money Fund. Deposits at LBS Bar USA ere FIX Mud in accordance with FCC rules. For more inf arnatim oievA vet wwwfdic goo. Deposes a WS AG StamfordBranch ad shares of MoneyFords are rot roared by the F . Through tie DA, arildole to cash balaxes are swept to depose axants al UBS AG New Yak Ranch and 1185 AG Cayman Branch These deposits are not insured by the FCC. Balances held at to LBS AG Cayman Branch are temporary wposed to the arraign rick of the Cayman bards, and here is no wane or other otagation of UBS AG to repay the bins while en the LEG Cayman's Brach's books, D•POtk a LES Bark Vat and each UBS AG Enoch are rot protected by 51K. Money Fund shares are protected by SIPC. See 'S. Financial Services Account Protection' below. Upon you request, balances ei the Bank Sweep Programs or DA may be withdrawn, arid shares of a Males Finimity be Roadster and the proceeds returned to you or your SOCLittlba.OLIII. Fester irormalcn about evadable sweep options, nclairg current iroerest rates and yields, is available at yymy.ubscorriNeepyelds, from your Fnancial Adviser or by calling 800762.1000. PBS Paancial Services accost protection the Fim is a member of the Se...rein Fiesta notection Corporation (9PC). which protects seo.reies scoop-9ot as menders up to 59)0.0,3 (including 5250,000 ice dains for cash). The SIPC asset protection knits apply to ace ICCOP-1111 that you hold in a partials capacity. The Finn, together with certain off awn, ha also purchased suppirental protection. The novirran amount parade to of ticlote clente, colecrelyu-dw this protectionis 1500 million as of December 10, 2015. &tent to the poky corditiais and Imkaions cash at the firm is further protected fa up to $1.9 million in the flinger for ennui accounts held h a pa-licubr caucity. A f W copy of tie poky wodi-g 6 emitter upon request. The SIPC protection Ind the applermntal protection both do not aPPIY • Certain ft-uncial assets controlled by (and hclickd in your account value) but held away from UBS Finance' Services (t 9., certain G) cash at UBS Bark USA, lig cash at 185 AG US.brardws. 0.0 insura-co proixt, including variable enmities, and GO shares of filalla funds inter such shares are registered drealy n the name of the account holder an the books ate records of the applKable Suer a transfer agent), • Certain nwffrnere contract a inwstnent interest (e g.. lirNed partnerships ad petite placements) tot we rot registered wider the Securities Act of 1933; and • Commodities contacts (e.g, foreign exchange and proctor metal contracta incluckg futures contacts and commodity option contracls. The SIK proteclon and to proteclon do not apply to these asset event theyotherwise appear on tar statements. TheSVC protester and the copplemental protection do not protect against changes in the motet vain of you investments berether as h result of market movement issuer ba-kruptcycr othernae) More information is avadoeo upon reqrst You may obtain more information about 5K, ixticing the 51K Brochure, by &Florae SIPC at 202-37143300 or by wring the SIC website a t niew.heoto, Dividend Reinatment Program (DRIP) The peke reflected is an average price. You may obtain the actual pt. Man how Marcia Mbar. Orgy whole shares are purchased under DRIP; panel shoeswit be sold ad the cash we be deposited nyour account The dvideni roe-Nano-4 pice toppled byte der ma,' &ler from the market price at *Nth **partial Owes are sold Caaleimlieu Cnk, whole Witt May be held io wit account. If you are entitled to a partial unit a a result of a cfnideni payment or oternese, the FOTO will either sell partial nuts at mad et pate a accept an smart determined by a registered deri-g agency, rod credit yaw accord. Investment objecting The nvestment objectives and risk profile are speck to each account and may very between vas wawa Newt advise the Firm pron.& b in wring of ley CONFIDENTIAL sir:endear change n your thinual situation a imestment dandies For each accord het( yoy choose one of the foltrwrg eminent objectives: • Produce Current Income. pee* in. it seekrg the generation of ix.ome any. • AcAieve Coastal Appeedaton Insestments seeking growth of pmcpal rather than the generation of mcorre. • Produce Combrhation of ?moot and Cork( Appear:anon. Investments seeki-g both d-e generation of ncone ate growth of prixpal. Overall risk profiles • CriOrvativo Seeks to maintain rail pri-cProl with low ark ad volatility to the accord meat even it that mean tie accost does not generate significa-t mane a resins and may not keep pace with inflation. • Moderate Waling to aced some risk to prinopal ad tolerate tone volatility to seek higher returns. • Aggress/re: Wiling to accept hit, risk to principal at high warty to seek high returns pier tint • lneestment ellen* Constitution: If selected a portion oe the porthole for the account may include complex strategies, tinted liquicky and rater volatile?. Sutament •hotweholdher We may consolidate al related account statements with the Wm address in the same ocontope. eq. because they have owners ,she alto maintain joie account rekationshlos web °ter clients at the sane address. If you prefer to receive indisidual statements mailed h separte et...lopes, you may d«lew hornoling by calrg your Financial Ildwror Friendly account name Ti'. Friendly account name is a cusiomeable -niimane chosen by you to assist you with your record; ening has n, legal effect on your account You cr. change your kindly account names, through Online Sereices by contacting yes F franca' Adgsa. ACCOLNI• oversew • Val* of your saorotkorrfacr Net of assets and liailees • asset. Includes available cash balance; alas f or restricted secure), kill and Global Tine Deposits, wreaked marls to market, and oaten :wets not held by the Fin. Does rot include unprical socuSiatascets al the ced oi primand anent staterront prods, a ornate Nesanents. unvested stock ortiOnS and eercoabre sled( options • liaturyoes toloits debt balances, orstardeg nwgn loans, credit line, that account bola-ices. • Oath/money balances. Total of uninvested natal* cash balances, pin depart balances at UBS Bank WA. UBS AG U.S Braxhes and money make; maul fed sweep balances. at the cbse of the steerrem period Non-commodity free ow& banns in you- accost re not sweated from other balances and the Fm. may use any of these finds tithe ordina-y course of its bares, These funds we paythe cps. your demad. This total is ex Lded in the anent period caking robe. SDNY_GM_00027816 EFTA 00138436 EFTA01279045 Important information about your statement (COMIllied) banding information Fa delaimcimloemstion on the FOres lending practices and *down refer to gun Client Relatadm Agreement or Aacest Agreement ad the Geraral Terns and Condirons, ISE Statement of Credit Practices audible in Averment and Disclosures at jure u&kronitarentinteirireinv yes. Yeti nat. Your statement itemices securities ad other assets heti nth* ante at the and of tie stamen period. You may ask for deny of turfy pad Ironies at anytime. You may receive securities end as loan collateral after paying any balance die on them. Art securities transfertei to We Wm dreg the statement period are Ind at market value as of the end ol the Tani period. • Cat bawls. In dotermning the cost basis of the snares included in this Tann where indicated vet the nunter 'I,' LES Fnancial Services has relied conformation drained from sources other than LES Fe-uncial Serfs, including formation from another Inn or that rumw had provided to yam Fina-cial Adrisoc. The Firm does rot indeberelently uerMY Cr grunt.e the acaracy a wanly of ay information provided by soarss other than LESFrontal Semites. h adzifiry About. ISSFinrcel Swats gee rally lidata tris formates as it is received, the Firm does not pewee any entrances tat the ntormation Lasko 'COSI basis' ad "Unitalgedgullose is accurate as ci to date of Si statement. As such pease door rety on this nformation to make rudese cc sale decisions. fa tat ;arose, or °Poloist. Accounts trademed to to Fro, may reflect gars loss alcrinnian only for tie period of tine they in held at iv Fim More hisorical inkrmatin can be added by your Financial Advisor. • UrrealInd ganellosays Mon data s acailiok. *Tined u-rened On-Mosses are calcdated kr incevini stony lots. The transaction data for indvictur bit may or may not reelect commisrons, Ecl= antra security reorganizat cn events. cl and otter reinvestment lob ad systematic purchase lit are each combined to display ce. awraged lot 11• 'Trade date calm° prevents the ceigirel transaction trade date. • Callable securities Bonds and preferred stock that the net cats for early redunion veil be selected impartial& by lot from nag all sedans of that issue held in Our name or in nominee name for ar <lents. Call lease famaten is obtained from third parties and its accuracy is not goranteed. Other call teases nay east which could affect weld complete formai en will be provided upon request • Certificates of deposit (CI)s). CDs are FDIC nand xp to $250,000 ni principal and accrued interest per depositor ad per depository mitt sit nacconine wt FDIC rules. • Prianalue Prces displayed fa securities and oter protests may be higher or borer thin the price that you would suety receive in the man. Prices re obtained from odious third party sources ankh we believe to be reliable, but at do not surintee they accuracy. - We gereraey we tie closig price when avadabe the mean of the bid rid ask prices for listed securities ad options a onay bd prices la OTC — Lass achvek$ *wk./ securities may be priced use.; a valuation model a the most recent price we cbtaned and may not reflect an nail Market price a on - Carta, pavans may appear within a prier rd will Scuts • price was not available 4 we are unable to obtain a price for a seo_rity. - Deposits or securities denominated in <mercies one tan US dollars se reflected at the etchne rate a$ of the statement date. - wain sentries racing ihnowconfoemeg denorneetin price ad busilygate %eke) may have been adjusted to facilitate paper valuator.. To cesuin anent geotations, when nate, contact your Finarcial Athiscr. • Private investments and structured products. Private investment securities (ncieleg clan participation program and real estate investment rut amain) and thustured Front are gcotralb, highly livid. Orlin sinned prodxts have not been registered with the Securities and bashage Con-nasal a Lode.. Wry date Setuntirraid. We provide evened vans for pion investment warn es a-dstnxtured products for nlormatenal purposes only. Accurary isnot guaranteed. — These satin may differ abstirriaty Pan Ines, if any, at which a prwate Maimed Saul a ct Tinured product may be bought or sold and do not neeenibr recreserd the vaitie you may receive Loon liwidaticn. — Third party egmaes of vats are as of a certain date and are supplied to UBS Few-cial Services on a regular ben by an nepenthes volution limn. — kn, general pane orsponox estimated rabies, any, are applied to to Finn by the issuer, general partner or spator and may be tabulated based on clifrent information lean that used by Med petit to dab* Pair estinaled — You can obtain additerel Ha-marts regardig the methodology used to determine the estimate of value ad the date of the formalon that is the basis fa the estimate by contacteg your Financial Advisor. — Third partyeninmed yaks may be reflected as *Pin pnced in several situatimy when an eckgerdent valuation In has not TAOS or unable to assign a vale, mitten we become aware that a nutrias twit hat warred thee my call a prev usty reponed value Into question, or when a alue would be highly speculate, due to he nature of the secunty. — When neither an issuer, general panne or sponsor Mitre/4 value nor • drollery estimated vale is toed the isko of the ;easily wit be diHerent purchase Price. — 'Distributions to date may include ream of capital. Fames or both. — • Orgnat isie see • represent the initial &fern; price per une and may not reflect you cost basis • Restricted nowities Restricted searites generally ice rot crusty efigue lorpublic sale. UBS Finned %nixes uses tie makes price ee the mrestncted stock of the sane issuer as an mputed wine for the restricted stock foe purposes of this statement only To the intent fat rent cued seater?, are Noble fa- sale, the vela refired may be substanoalY less ths the implied value shown • la (eel:mated) non, went yields and rata eninate of anal eon is based on current dnicked ad interest rates, assuming fie searites will be held for one yes from statement date or sera msturity. The estimate is my a gudelne, accuracy and maned income art not au...reef — Estimated anal ixame ad current yield for certain byes of scones card Include a retun of pmcgal or capital gars n fetich case the est income (endCurrent 3414 Would be neared. — Estimated areal km* and cunt Weld and the anal earne ad Tell might be brier or higher than the es-tared amounts. — An eatnate of alit led income anctor interest) divided by the emelt market vatidavrage balancers based on the last dircland or Serest payment madebythe ever and ass.rnes Pe searmesrdenes will be heldfor one year from tie statement date or until maturity. Accuracy ad confirms:IOU am not quaranteed, • AMU not hokl by WS Financial Services. Certain assets we rot held by Se Fm aid no mihn the Firms possession or consul. These awls at thipleyed on yam statement for informational purposes only. Positions and values presented Me provided by to issue.; rem. LaSS Ft-uncial Services is not responsible for he formation and does not guaantee its accuracy. These assets we not protected by SPC or tie Fires supplement.ISIPC coven. • Revenue slung and additional comperdaticen — In addetion to commissions on sales and 12b1 fees received in ccerection well the distribution ca mutual knob to our climb we sea our "Mao Waive revenue during payiTenti fromdistributors at advisers of the SSW funds that we sell. These anon are based on two Severe corrucrients (I the aroant of sales by U85 of a prima mutual fund ferny to our ohne and GO the asset value of a parricula- nue' fund famiVS nen held a the Inn — We and as aflaate ato recta* netwning and ormian processing fees In consideration for ender agent worms the Les nude to the metal heck These fees generally are pad from investor asset n the mutual kind and are a toed dollar nount based on the amber of accounts at the broker dealer holdngmutui funds ol that fund family CONFIDENTIAL — in addition to commissens received h connection with the sale a distribution of amuity contract and ur.t nesanent but units ton clones, at adores affiliate recent reverse Twig compensation from many ot the insuree companies xrderwreeg the annuity C0ntrats, mutates of the inc., rare* cormanin or sponsors of theme iniment tuns cepdistbae. - Our affiliates also receive trading ormnosens and other compensationfrom mutual Vets and inosance companies whose products we daubs. - We receive an eon fee horn UM Bark LEA and UBS AG Stamford Ekanch of tra to 425 per a$0111 Seeetpiv to the bat under the UBS Bark Sweep Aware. Activity Information regardng conksens and oho charges incurred in correction with the eyeball:not wades, inducing option transactions has been included cn confirmations previously I meshed to you, and will be provided to you promptly on redant Short soling II you are engaged in short selleg a securty, you may incur a large dUe to entrain banoweg costs for that articular stoney. Open orders Regarding open or • grotill-CanCeke ads that were not executed by the statement date, open buy and set stop orders re mixed by the amount ot diands or rights on an ex-dividerch a etirghts date unless Mowed atomise by yos Vvare responsble for Orders that are executed tie to you 'elute to cancel reeling clan orders, Privacy To obtan a copy of at current Client BenNotice, please cant guar F nareial Advisor a nit ox finite ed mew. royozoy.bytonowo UBS Funnel Singes is rot a back The RMA, Brines, Services Acaul BSA and IRMA are brokerage a-cants which snit access so baking services EMIproducts through arragsment with al Aged bake and other thirclupsy barks, Jedprovides access to insuran and antsy products issued by unabiliated third-pry instance conpanies through itura-ce agency %friaries of WS Nouncel Services Inc. Investment, instraret ad a-ruky products: Not FDIC insured • No bank qua-ante,. May lose value AMA. Resource Management Any* nt. Business Services Account BSA, IRMA and hientional Resource Managernent Accant a-e registered service marts of UBS Wind Servges lx Visa Soyaturt is a rebuttedorrice murk of Visa Intentional. UBS visa Signaare creek cads and LBS Visa debt cads are issued by UBS Bark LEA with pension from Visa USA Incorporated. U85 Pinaneil genic cue Rev. 20603 SONY_GM_00027817 EFTA_00138437 EFTA01279046 *UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056751650416 vi 0 Account name: GNISLANE MAXWELL Friendly account name: In& Millennium Account number. Your Nnancial Advisor. SCOTT STACK MAN1LYLE CASRIEL Mona: 212-821-70001800-308-3140 Resource Management Account April 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA aesourceline at 800-RMA-1000, on March 31 (1) On April 29 (1) account 029028776 Your assets 645,669.00 642,969.00 VisItour websIte: Your liabilities aoo aoo www.ubs.corntlinancialseMces Value of your account 5645,669.00 $642,969.00 Tracking the value of your account Thc u$3111:5 Sources of your account growth during 2016 Vzdue of your account at year end 2015 S250.00).00 FAS7 643.0 Net deposits and withdrawn S399999.12 Your 111.40109At return. Dividend and interest income 10.88 2.1O C Change in market value .37031 00 Value of your account on Apr 2t 2016 8642.969.00 Dec 2015 Mal 2016 4011016 SDNY GM 00027818 Momber SIPC CNI103CE005675165 Nr7000191 090 00009 0416 030575004 Y128776550000000 Page 1 of 6 CONFIDENTIAL EFTA_00 138438 EFTA01279047 UBS Resource Management Account April 2016 Your account balance sheet Summary of your assets Value on April 29 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 642,969.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 6642,969.00 5642,969.00 100.00% Account name: .i Friendly account name: ''; • Account number: Your current asset allocation Eye on the markets Your K Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212-821.7000/800-308-3140 Index Percentage change April 2016 Year to date S&P 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% 0.38% 3.43% CNP700C6005675166 NP7003191098 00639 0916 030575004 71287765500301wGitow2781fyle 2 of 6 CONFIDENTIAL EFTA_00138439 EFTA01279048 Resource Management Account SUBS i:cic Change in the value of your account April 2016 ($l) Year to date (1) Opening account value $645,669.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred cut -0.88 -0.88 Dividend and interest income 0.88 0.88 Change in market value -2,700.00 -7,031.00 Closing account value $642,969.00 $642,969.00 Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Dividend and interest income earned roe purposes of iris statement, ta.a)Ay of 'merest ano dolcieno income has been determined from a US tar repotting perspective. eased upon the residence of the account holder, account type, or proluo two. some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (K) Income tares. The sent mOnthat statement is not intended lo be used and sanest be seised upon la tar purposes. Chests should refer to the apicdole tar reporting form they recent. Iran 165 annualy, such as the Coons 1099 and the RCM 480. for Intl reporting information It Is the PlaDICe of U85 to Ale the tcylicatse tar reporting forms Wth Ito us interM Revenue Semet and PR Treasury Department and in su h fon accurately (Leafy di dens an* ot interest as tar exempt or tacabk income. Mese commit your includual her prepare( April 2016 (S) Year to date (l) Taxable interest 0.88 0.88 Total current year $0.88 $0.88 Total dividend & interest $0.88 $0.88 Summary of gains and losses Wives reported Glow exclude products for which gam and losses are not classified Realized gains and losses Unrealized April 2016(1) Year to date ($) gains and losses (S) Your limed,' Advisor SCOTT STACKMANSLYLE CASRIEL 212-821-70001800-308-3140 Short term 0.00 0.00 -7,031.00 Cash activity summary See Account early the month f01 dela IS Banes in your SvetDOPtiOnS are includedin the opening and CIOSingbaancts yaw. roc insurance apPleS Only 10 departs a U85 Bank USA, SOt to deposes at U85 AG. Stamford Grand) or bank deposits reared mined, the UBS inteindeona Depose Account progarn. SIPC protection apples to money mslitt sweep fund hddirgs but rot bank deposits. Ste important inlottnetsen about your statement en the lam two pages d this document for deists. April 2016 ($) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 400,000 00 Dividend and interest income 0 88 0.88 Total ariclitsons $0.88 $400,000.88 Subtractions Other funds debited -0.88 -0.88 Funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions -$0.88 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027820 CelP7C001305675167NP7007191098 00071 0416 03057900t Y128776S5007COOD Page 3 of 6 CONFIDENTIAL EFTA_00138440 EFTA01279049 *UBS Resource Management Account April 2016 Account name: 6HISLAINE MA 111 ELI. friendly account name: Irviv M lenn am Account number. Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7CO0R300-308-3140 UBS Bank USA Deposit Account APY Your account instructions • Your account cost basis default closing method is WO, First In, First Out. $0 .00 Interest Period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 Closing UBS Bank USA Deposit balance Apr 6 $0.00 Number of days in interest period 31 Average daily balance $32,258.06 Interest earned $0 .56 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS AG Deposit balance Mar 7 $0 .00 Closing UBS AG Deposit balance Apr 6 $0 .00 Number of days in interest period 31 Average daily balance $19,354.84 Interest earned $0 .32 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income 8 capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration - None selected CHP7C00800S675I68 NP7OCOI9I 098 00009 0416 030575004 7128776550 C0MAYGM000278P1119e 4 Of 6 CONFIDENTIAL EFTA_0013844 I EFTA01279050 *UBS Resource Management Account April 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account n Account number. Sane paces, income and current values shorn may beapprorrtmaie. As a inter. gains and losses may 001 accurately reflected. See important Inforameon about your statement a the end of tuts cbcurnem for more informal°. Non-traditional Private party funds, Hedge funds, and Other insestments are teld in your UBS Financial Services rt. (UBS FS) brokerage account. The positom reported below reflect the records of the issuers, and UBS FS aces net guaantre the accuracy of Itt information. The value ShOnn 6 1101 necessarily the value you would testi* from the issuer if you soldthe assets. funds actively sold bi UBSF S ale object to ongoing due dk)ence, although the level performednay vary. A closed funding be subject to no oagang diligence A fund that you purchased elsewhere may never hare been Tutted to UBS FS diligence. alhough UBS FS may recede a fee from the funds manager. vrtfich trey constitute a nayonty of the management/ incentive fee. Please contact your Branca Adam vnth questions 'Est value per unit • is an eswnae of salsa supplied by an independent valuator firm andreflects alustmerts for factors such a the Kochi of the units. Hedge funds Hefting ALPHAKEYS MILLENNIUM RIND LLC INVESTED ALPHAISEYS MILLENNIUM F0 LLC BROKERAGE NO 03131/16 trade Minter Purchase pace dale of shares per share (S) Mar 28, 16 Your /I nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Estimates of value supplied by Issues of sena n prcqrams (wild) are generally' net asset value' estirnateS) are shown as 'Issuer est. value per um'. For Pavate equity funds, ' Esl. value per wit' is a value spdated wane's, based on the Net Asset Value (' NAV') In the fund as of the date specified, eluded by tiding capita cats and subverting drtributions since the NAY date. The NAV is primmily based on estimated portfolio values prodded by the underlying fund sponsor. These twoyaws may vary because of offerences In the way they were estimated and because the 'Third party est vat* per une may have been prepared co the bass of f inaxial Informaion other than yearend Reported estimates may rot reflect resale. lquidabon or repurchase value, if any, and may not reflect dstnbytions of capital urea the next valualion is reported. generals, en Si ward d sera-annual basis. See Andorran( intimation about your statement al the ardor this statement. Cost Pam per Dart (S) share (t) 400,000.00 Unteelized value ft) win d loa(S) Hacks; period 1.000 400,000.00 ST Nov 24, 15 250,000.00 1.000 242,969.00 -7,031.00 ST Total Your total assets No n-tra &Donal Total vale on Apr 29 (1) $650.000.00 rescemage cr Cost your account oasn (S) $642,069.00 47.031.00 &Mated annual infam unteatzed gain 04 loss (5) Hedge feeds Account activity this month Date Amish (*archon 642,969.00 $642,969.00 100.00% 100.00% 650,000.00 $650,000.00 Arnotat (5) Dividend end interest income Taxable interest Apt 7 Interest Apr 7 Interest UBS AG DEPOSIT ACCOUNT AS OF 04/06116 0.32 UBS BANK USA DEPOSIT ACCOUNT AS OF 040516 0.56 .7,031.00 -$7,031.00 continued next page SONY GM 00027822 CelP700tE005675‘69 NP700:1I9I 098 COON 0416 030575004 Y178776%0000300 Page 5 of 6 CONFIDENTIAL EFTA _DOI 38442 EFTA01279051 SUBS Resource Management Account April 2016 Account activity this month (contrived) Date Willy Descnpticri Dividend and interestincorra (continued) Taxable interest (oantinued) Total taxable interest S&P Total dividend and interest income $0.$8 Account name: GHIELAINE MAXWELL Friendly account name:Indy Milennium Account number: Your Knew:id Advisor SCOTT STACK MANLYLE CASRIEL 212421•7000/800-308.3140 Anoint (5) Date Actinly 0estnpuon ArTratall Other funds dobitad Apr 12 Transfer JOURNAL TO Y1 23575 GH1SLAINE MAXWELL -0.88 Total other funds debited •5048 CNP70009005675170NP7000191098 00003 0416 030575004 Y12077655000046111y_mt 0002781agif I of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138443 EFTA01279052 Important information about your statement U3S Fioncial Services M. (the Firm a UBS hurtle! Strokes). is a merrier of all principal ucvily, ccmrrodtv and esti:concha-4es. UB5 Financial &mien and CBS Bat USA ae (died subside: des of UPS AG and aft ihaes of U3S Seattle, U.C. The Fames benne' staternert C available upon regast. The Font exeorice offices we a. CBS Fine-0315mm, Inc. 1200 Harbor Boulevard Weeheween, NJ 07086 This Statement represents the °thy official retard of you' US Financial Services account. Other recalls, mete official ter documents. contanng conflictingdata should rot be relied am II youbane thee e an Weir a OmiSPOn please report it immediately n mites; to the Brand lianasafc of the o f ice serving your accost. Metall a figures shown ere Mended to be accurate. statement ear. *tub not be wed fa to purposes Rely Wet on yesend tax forms. fie , Fom 1099. 5498, 10425. etc ) when 'repast your tax return. The FM required by law town to he IRS all Usable dividends, report/Me ronsauble clatickna and uxtk interest erred on scarifies held hyoid astatine ran sands on see trapaction, aid con basis an certain covered seculie5 Cteralitsedableitle wish the Fines • Pleannercortinn my oral carmine/trans in wring to further protect your rishts. inducing your ektotS ceder the Sectslies Investor Protectron Act (SEA). • d thefine-col institution en the top left of toe tent of this statement isnot U36 F natal ServaLLE6 Firandal Seine carries par accost as clearing broker by arra-gement wen the isitated inslauten We inforrnedym of the 'Vit.:115k, when you opened this axon. h the cast your ara and stories are bated a LOS financial Services and rot the iwodrirg broker, ad you newt make amps of any error or omission to both firms As described Ihe account agreements, yOU must natty US Of Ty errors or fraud Moiety chedcs reflected en your statement wenn 30 cbys alter d was mailed or made available. Alinements shall be deemed complete and accurate n all other spats if not objected to in yeakg within 60 dad • Please deed aaomer complaints or Parnes to to Fleet's C lent Reborn Ottoman at 201.352.1999 a toll roe r. 903.354-9I03, 8:03 A.M. to 600 P.M FT Monday through Friday or in venlig to CBS Financial Services ix., Client Relaticns Department, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or gunfire about an electronic lath trance (ITO bit papist a UBS Voaeckbit card vantactions, call K0.762-1000, a write to UBS Runnel Senices Irc., 1000 aster 814, 6th floor. Weehawken ha 07086, MS 13144865. Sakes. Caller rte as es you can, if you bek yea statement a receipt k man or if you need more Marais tar a transfer on the penmen or receipt. The firm or Card Isom (as spleable)most hear from you no later than CO days slier the Fan sent yOu the Int statenwrd on which the ertCror problem appeared. - Proideyoir rum rd mord number (d arty) - Decals tie error Of the wander you are inure about, and splain as <bait as you cal why ycu believe a is an error a why you need more itanntis - Porde the dolar arrant ct the suspected error. The Firm or Card Issuer era twestiote put compaaht and eel correct ny error picas*. For alleged errors roofing UBS VereAdebil card transact ism if we take more than 10 buskinsdays to der this, we edit credit tar accord for the anoint ytuthink 6 in error, so that you al lave the use of the money during tie tine it takes us to canteen our mitigation. Please mice all checks payee to the Fan or fie financial inste.dis rdated on he Trent of this statement In addition to regular accost fees, accounts may be objet to manterome lees, anon for lee payment for securities purchases and charges for unpaid amounts n cash accents. Accounts that at transferred to other instimans may be subject to a taster tee. UBS Sweep OpAione LEG offers options for seeping cash balancers. balances to teak deposit at UM Bak USA and LEG AG %yoked branch (Bak Sweep Prixfarr4 money meat mutual lads (Money Fang ad the International Deposit Award (DIOloic maned% with in Inuerutionel Resource Llanagernerd Account. Though the Bark Sweep Program cash balms re swept to LESBank USA is to an established teat ad then to UPS AG Stanford Branch. or a Money Fund. Deposits at U26 Bank USA ae FDIC Cared in accorda-te with FCC mule. Format idenatic please visit wwwfdic Deposes at LEG AG Stamford Brach ad shares of Money Fads are rot mitred by the FDIC. Through tie DA, imitable to can balaxes an swept to depose saints at UBS AG New Yak Branch and 185 AG Cayman Ranch Thew deposits arena inured by tit KC Balances held at the UDS AG Caiman Brandi are tempi:airy sposed to the sovereign Ink of the Cann Idadc, and there is no sure lee or other obhgetion of UBS AG to repay d'e brims whilea,the 1.65 Cayman's Brach's books. Deposes at LES Berk USA and each UPS AG Branch are rot protected by SIK. Money Fund shays are protected by SIPC. See 'LOS Financial Services Accost Protection' below. Upsyour rased, balances in tie Bank Sweep Program or DA may be withdrawn and shares of a Mcney Furd may be liquidated, ard the proceeds returned to you or your monies accost. Fier Harman about available sweep °Mem ncladmi caned ironed rates and yields, 5 available at mesas canto...emelt. from your Fnexial Advisor or by calling 8C0-762-1000. UBS Financial Sendai account protection The F,"" rt a manta, Tao< I-vec.tto, retterti7e. Corporal's (UPC), which protects 163-rlieS ACCCcrItS 01 its marten up to $920,000 (including 1250,003 kr dams for cash). The Slit awn protection limn ;SY to all accost; that you hold in a particular equerry. The Flip together with certain aff iliates, has also purchased fopplernentaplOteCtiOn. The madman amount Myatt 10 at *foible diet, CONKlink ade this protection is ZOO milion as of December 10, 2015. Scbpd to the poky ore-dans ad limitations, ash a the km is further protected fa up to 14.9 million n the swept* for all your accounts held n eparticuls mucity. A fii ccpy of thepoky wordixs h anitabb uPon request. The Slit protection ad the supplemental protection both do not apply to • Caton Unsocial assets controlled by (and inclotad n your account value) but hell away from UKFinancial Services (e.g., certain( cash at UBS Bat USA, 60 cash at Les AG U.S.banrhes, (4 Swarm sedum, including variable annuities, and 60 tarn of instal funds where such shares re moistened direct& in the name of the account hobs on the becks and records et the alpha* tux. a transfer agent), • Certain ninbinent contracts a ineessment Merest (e.g.. landed partnniships ad private placements) that are rot regitera wider tee Securities Act of 1933; ad • Commodities contacts (e.g, foreign excha-qe and pricey, metal contracts). includirg futures contacts ad commodity cotes contract,. The SEC prom-inn and dw Supp4Wrientil protection do not apply so these assets then if they otherwise appear on yea statements. The SPC protection aid the 94:Phrnental protection do not protect against changes n the market value of err instilment> (whether as result of market movement, issuer ba-kruptcy a othenrcle) More irtonnabon n ataable idxn request. You may Man more intonnation about SIK, ticludin9 the SIPC Brochre. by contacting SIPC at 202-371 -83C0 or by suiting the SIPC webae ar wnwerptorg Dividend Reiwestment Anacreon pun The ate reflected n an asera3e pike. You may obtain the anal price banns Frecisl Adviser. 0* *hoe sham are purchased under DRIP; partial sham will be sold ad the cash wit be deposited le your scant The &Mtn] reinvestment price applied by the ester may • efer from the market price al which the partial gores are sold Ceetendieu Cnt whole urns may be held n tar accost. If yarn entitled to a petal sit a a weak ol a thiderd moment or otherwise, the Firm will ether sell penal unit at market price a accept an mord determined by a regiaened clearing agency. ad credit tax accord. Investment objectives The eionlmerI objection and risk profile ere spec lc to each account and mar maybetween yam accords Please advise the Firm maudlin wiring of ay sipticant change intros Ioaxua stationer investment objectives For eachmord held, you choose aced the Icabwiu inninment chin-thin. CONFIDENTIAL • Mature Cunene income: hveslments seakng the generation of Moms onbr. • Achim. Cope., Apswedation. Investments seek kg croak of principal rather then the gererafis of ixam. • Produce Combauttio ot babe and Capital Appreoeton. freesentints seen? both the gernsaan of Mane ted gromh of priopal. Overall risk profiles • Case mta Seeks to martin MIN prixipµ with low risk and volatility to the accost overat eon if that means the acccsn does not goyim signdant home or return ad my rot reap pre with inflation. • Moderate. Willing to accept some file to pirtPal and tolerate some stalky to seek higher returns, • Aggresses: Veiling to accept high Mc to pnncpi and high vela lily to seek high returns over time. • bt 'fatten EiSbaby Considefation:t select•P a POliOn of the portloli, f or that account may Male complex stmeges, Meted hardly and rater Statement •hoteeteddar We may ancordas ad related account statements with the sane Miss ii the same enmetve, e.g. because they have Orentrs who also maintain join account relai craps well other ants a the am address. If you prefer to went inchachal 'helmets mailed is separate enselopes, you may decline larreholdno by calling tar financial Achnor Friendly arrant name The Friendly ward natno is a cusicrniz*le nickrome chosen by you to assist you with your recordeeetn0 has no legaleffect Cayes account You can change per firendt aCCOLIII names. though °Sete SerhtKeS a by coned eg your el-initial Adesor Account overview • Value of ear accounerpontio. Net of meets and 'abilities • Aneb tectsies availabfe cash balances, Mues la restrkted warty lest ), and Global Tim Deposit, amazed maks to market, and certain assets not held by the Finn. Does rho include unpriced seositiMassets at the en:lathe exior and arrent statement periods, a prune imornents. invested stock options and enrceable stock options • Lathiletes Includes debit betimes. outstanding margin bans, aedit Ere, tat accord balances. • Cathileoney balances. Total of uninvested saga* cash balances, plus deport telexes at UB5 Bank USA, LES AG U.S Branches ad misty makes mutual fund sweep batons at the c bee of tie starerrent period Nemecenrrodity free creek telances in yea account are rot secogaed from other balances and the FM may sae sty of these lira in the Ordiney course of is bur sinws These funds repayable span your darned. This total is rotated in 11-0 anent period cbsing vaiJt Lending alternation Re cleaned information an the Firm's lerdiu pietas and Masan refer to yen Chem RiAtiontop SDNY_GM_00027824 EFTA_00138444 EFTA01279053 Important information about your statement (0011thitlea) Agennent or ACCOLII Agreerrenl and the General Tarn ad Conditions U3S Statement of Credit Practices available in ayeeements and Disdasures at mar tin nwratery w,lw&w res. Yew masts Your stamens itemises securities and other asset> hell I-. the award at the end of to natenners period. You may ark for dekterY d fUlaisuid seoadies al anytime. You may receise securities tact as loin collateral alter paying any balance de on them. Any securities translated to tie Firm Brig the itslemmt pentad ale Woad market vale as of the ends the staternall period. • Cast bask h detemining the cost basis of the securities incbded in this statement, Were indicated wily the number " l, • .55 F flannel Services has relied al information obtained from sources other than LE5 Ftrencial Semites, including information frcm another rim a that sum./ have prided to yea Finaxial Athisor. The Firm does not irdeperantly verty game* the aco_racy a vaklity dry information provided by was other than LESPi-uncial Sonnet ▪ xklticrt although UPS Finricial Services general& tpiates ft nfcrmatial as it is received, the hem does not provide any assuurces that the it-Mali:el Lahr 'Cost basis^ and *Unrealized gag lose it accurate as of the date of this statement. As wok. please dons rely, on this nfangtion to make puchne ix sale decisions fa tax paposes a otherwise. Accounts owdetred to to Fim may refer gent loss hfamattn only for the period tine they we held at tie Fim More historical tilcrmatcn cube added by you Flax's' Advisor. • Unrealised gas/Iona then data a awilabk, unmated tweeting suinflown at cricsiaird Ice hdfattLial sea" lots. The trans/anon data for havicluil lots may or may not ref en ammissOns, antra security reorganizatcn events deitd and otier reinvestment lots ad systematk pschasie lots are each combined to anal', ale averaged lot. The 'Trade date' coLenn presents the original transaction trade date. • Callable securities Bonds and weltered stock. that We Mon cab for eat redenplen will be selected aflamially by lot from army all manes of that issue held ii our name cell nomhee rime for or clients. Call lease iduirrattn is obtained fromthird patios and its musty it not garaging. Other call hares may wed which toted ailed wolc1compeete idormatian wise t* provided upon request • Certificates of deposit (0.). CDs are FDIC aired tato $29),000 it principal and atoned imam per depoentor ard per depository inaitution in a:cadence wth FDIC riles • Prialvalue Prices diaplawd for secuntes and oter protests may be higher or betel than the price that you would ectualti receive in to make lakes an obtainedfrom wricus hid party sources nhich we teethe to be relable, bit we donor garanee thei accuracy. - We generale use the cloth; price when vs/WA a the mean of the lad and ask prices for listed acuities and option; or only bd prices for OTC searit - Less actrreir traded securities may be priced using a neluathn model ate moss recent ace eve aimed end may not reflect en actual marlin price a vale - Certain posithns may weer vintro_n a pica aid will thee a 'ate was nol sealable' it we an triable to obtain a pace foe a sec et' - Deposal a securities denominated el CUITOWC91 ogler tan U.S dollas are reflected as the enchrige rate a of the statement date. - rove artain startles raying n non-conformrig denornnations, puce and quantity (face iota) may have been adjusted to facilitate proper vatuatirt To obtain &nem gunman when availably, contact sr , arcei ze, vs,' • Prevate investments and otructured peoduaa. nines minima* saunas (ex Lying erect participattn program and realestate investment tug' soothes) and cascara prolocts are lunetalY highly ilia id. Certain stnatrea poach have not been registered with the Securities and E.d.age Commssian ce under any late securetieTain. We amide essmated values for investment searitis ird structured products for trfamatiral purposes cny. Mar ary base guaranteed. - These vitas may differ abstain* km prices, it any, at which a pre*, investment MU smactured produa maybe bought or sold and dp rot necessaly represent the vat* you may receive Lyon liwittatirt - INS pysty enemas of vain are as id a certain date ad we suppled to UBS Inarcur Services on a reglar basis by an independent satiation firm. - baser. go-wanpanne- or sponsor estimated vales. try, are applied to the F me by the issuer, general partner or corner and my be calculated based an afferent information fro, tut used by third parties to &nye teir wagged values. - You can obtain aeditorel information regarded the meth:beady used to determine the estimate d value and the dale of the recemasin Owe is the basis fa the estimate by contactig your Financial Advisor - Third pity 'singed vales may be reflected as 'Not priced' in several SilUalbli: when an 1-dependent valuation lire has not %Wink's' a is welle to assign a vat*. when we become awn that a matenal met has catered tut may call a prewousy repaled vat* Iwo question, or when a value would be highy speculate.* due to tie nature ot the tensity. - When neither an Sauer, general partner or wonsor estimated %glue nor a thrd-paly estimated wig is proncied, the vale d to mosey will teat/entre* ban its caches: price. - •lantributicos to dab' mayinclude ram of capital, ncome orboth. - 'Original unit size' represents fie initial offering price per twit alS may not reflect your Cott bass. - OPP anl wended RUT muses are not listed co a national securities exchange, and an gennaly liquid and own f they can be sod. to peke received may be lee than tie per tore narrated wire provided n the a-cant statement • Restricted securities. Restcled sectrities generals, an not twenty etrable he public sale. UBS Financial Service, uses the mane price d the unrestricted stock of the sane issuer as an inputed value fate restricted stock forooposesolthis statement 0* To the extent tut restrkled secwities are elgble to sale, the vale received may be tbstarnaly less thanthe imbued vake town • En. (estimated) income. arrant yields and rates. M estimate of annual income is based on current dnidend ad interest rates, assuring tie searites will be held for ate yea from statement date or ult.' naivety This elfin*, boast' a gudolne; accuracy ad continued income are not guannteed - Estimated aratil income and curent yield for certain types of leashes could rickide a retain of principalor capital gala in which case the est income (and cumin yell would be ownitated. - Estimated anal income and avert yield and the actual ?cane and yieU micft be lower°, higher than the titillated anbaunte. - An matinee of arrunzed income (drvislend anacr interest) divided by the current market valiti average balance is based an the Inv dividend or bleed payment mode by tie issuer and manes tie sear headed:Os will be held fa ore year from the statement date oar until metre', Accuracy rd continued well we not guiantecd • Assets not held by LIES Financial Services. Certain asset ere rot hell by the Finn NW not wenn the Fern's posarnion or control. These assets ere displayed on yar statement for informational purposes only Positions and values presented an provided by tie twig fern. UBS &uncial i'aces not reucrable for this information and does not guarantee es mangy. Thew assets are not protected by SOC or to Finns flipPlernereal9PC cavern.. • Revenue sharing and adifitional summated's.. — In addition to carmissions on ales and 1.1bi 1 lees received n correction with tie distributim of mutual krds to ow dents we ands our affAate receive revenue shying payments Iran delnbutors ardor salsas of the natal funds that we sell. These arnants are based on two cWerere components (g the mown of YIN by UBS of a Paliculr mutual fund famiY to our clients: and 0) the asset value of aparticular mutual fund fanny's shares held a the Wm — We and ow Aline ako receive networking and orrnbus moaning fees n consideration for transfer agent Seveei that we croak to the mutual lads. These fees generally are pad from investor asses in the maul fund and are a fend dale amount bated an the 'amber of accounts at the broker-dealer holing mutual hands al that fund fancy CONFIDENTIAL — h acklaicn to <brominism received n connection with the sale or destitution d array contracts and trig investment but tnils toot, clients, we andcr our affiliate 'scene owing sharp compensation from many of the instance companies ardente' eh; the annuity Centrals, aft/win d to lawn conganas or sponsors of tie the investment outs we data./ - Our affiliates also receire trading carmen:ins rd other congensalon from maul hands and Swine companies whose Weasels we dart:ult. - We receive en antral fee from UBS Bat USA aml LES AG Stanford Branch dilate $25 per accare sweeping to the barks under the UBS Bank Sweep Programs. Activity Kt:gelation repo:Sag commkstns and ogler charges toured in connecticn with to exewli:n of trades, tracing option transactions has teen incbond on conf anations prenousy furnished to you, ad oval be posited to you pr.:aptly on repast. Short yelling you ate engaged in short sent.; a security, you may ear a charge der to cabin tarnowig costs for that partkulye Open orders Regarding open or *gazdtill-cancelled' orders tut WHO not executed by the sternum date, open buy and sea slop orders are refixed by the mount of dividends or rightson an ex-dividends a exagns date unless reenxled othenvise byyou. You are responsbk for orders that are executed Oa to your blurt to cancel east rig open orders. Murry To obtain a copy of as current Client Primacy Notke. pleat antat you FnarsnalAchiscr or vat our reetnne at tan, oat rrventivniv,Irer 5,85 Financial Savas is not a bank The WA, Business Services Account EGA and IRMA are brdcerage accounts which provide Kass so bring services and wallas thew* arangements wth al f Aided lurks ad other Ihniparty banks, and provides access to instance and root [roars iced by unaHiliatedthid-party insurance ampanes through insurance agency subsdianes of UBS Financial Services Inc. trionmenn, Mace ad a-roily products, Not FOC instred • No bank wanes. May lose vitae RMA. Resource Management ben nt, Business Services Account BSA, IRMA and international Resource Management Accord an registered service mats of 1.85 Fogad Services Fx Vila Sigrubre it a regained Servile Milk of Vial In manna LOS Yu Signature crea cards and IBS Visa debt cm-de an Sneed by UBS Bank USA with permssion fran Visa USA Incorporated. UlSlinsdelSwioee Inc Rev 201604 SDNY_G M_0002 7825 EFTA_00 138445 EFTA01279054 4tUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York kW 10171.0002 CNP70055831690516 V1 0 Account name: GHISLANE MAXWELL Friendly account n i • ' Ilan Account number. Your Nnancial Advisor: SCOTT STACK MANILYLE CASR1EL Phone: 212-821-70001800-308-3140 Resource Management Account May 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions aboutyour statement? Value of your account Call your Anancial Advisor or the RMA ReSOurCeLine at 800-RMA-1000, On April 29 (S) on May 31 (5) account 029328776 Your assets 642969.00 651,695.00 Msit our website: Your liabilities 0.00 0.00 WWW. LbS cornilinanciaservices Value of your account $642,969.00 $651,695.00 Tracking the value of your account S Thc uc,anas €47 0 651.7 Dec a 2015 AV i'016 May 2016 Sources of your account growth during 2016 Value of your account at year end 2015 S250PCO.00 Net deposits and withdrawals $399,999.12 Yaw In sent returrt Dividend and interest income 30.88 Change on markot vaiug 11.69500 Value of your account on May 31. 2016 6651695.00 SDNY GM 00027828 Member SIPC CNP70009305593169 NP7000191995 C0039 0516 030575004 Y128776550 000000 Page 1 of 6 CONFIDENTIAL EFTA_00I38446 EFTA01279055 UBS Resource Management Account May 201 h Your account balance sheet Summary of your assets Value on May 31 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 a00% E Non-traditional 651,695.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3651,695.00 $651,695.00 100.00% Account name: G HI R. A INE MA g1A ELL Friendly account name:Indy Milennlurn Account number. Your current asset allocation Eye on the markets Your lq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212.821.7000800.308.3140 Index Percentage change May 2016 Year to date SW 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -038% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% CNP70003005590170NP7000191995 00603 0516 030575004 T12877655003alyyGht00027stage 2 of 6 CONFIDENTIAL EFTA_00138447 EFTA01279056 (SUBS Resource Management Account May 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account narree:Indv.Millenneum Account number. May 2016(5) Year to date (I) Opening account value $642,969.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred out 0.00 -0.88 Dividend and interest income 0.00 0.88 Change in market value 8,726.00 1,695.00 Closing account value $651,695.00 $651,695.00 Dividend and interest income earned For cuiposes of Ins slaternenl, ta.abAy of 'nines] ani clinden0 income hat been determined from a US to repotting perspedne. Bard upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (n) Income tarts. The tient month Statement is not intended to be used and carton be feted upon for la purposes. Clients should refer to the applcaie tar reporting forms they recent. Iran 185 annualy, such as the fermi 1099 and the PerMS 480, for las rePorph9 inforrnason It Is the Make of Lies to file tht =hustle tar reporting forms with the US interne Revenue Sends< and PR Treteury DePanmeot and in sec h forms accurately daffy dirdena ardct interest miss exempt or taable income. Pleat consult your inchrdual tax PrePatel May 2016(5) Year to date IS) Taxable interest 0.00 0.88 Total current year $0.00 $0.88 Total dividend & interest $0.00 $0.88 Summary of gains and losses Wives reported below exclude products for which gems and losses are not classified Realized gains and losses Unrealized May 2016(5) Year to date (t) gains and losses (5) Your PI nandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000'800-308-3140 Short term 0.00 0.00 1,695 00 Cash activity summary See account &thirty ttns month fOl dealt Eklan(et in your %wet) 0040(6 are indudedin the Opening and CIC6ingbaances vaW. FDIC insurance Wei Only 10 deposits a U85 8ank USA, 00110 deposits at 118$ AG. Stamford Sanch or bank deposits placed throuip the UBS Internaona Depose Account program. SIPC protection applies to money market sweep fund hddings but rot tank deposits. Steimportant information about your statement on the tat two pages as this document for deists. May 2016 IS) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 400,000.00 Dividend and interest income 000 0.88 Total additions $0.00 $400,000.88 Subtractions Other funds debited 0.00 -0.88 Funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions $0.00 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027828 CelP7C00130558()171 NP70:019199S 000710516 030579004 Y128776550000000 Pegs 3 of 6 CONFIDENTIAL EFTA_00138448 EFTA01279057 *UBS Resource Management Account May 2016 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. ioucan find a full description of the alternative investment objectives in Important information about wor statement at the end of this document Account name: Friendly account n Account number: Your retain objective: Current income & capital appreciation Your tisk profile: Primary - Aggresive Investment eligibihty consideration - None selected Your account instructions • Your account cost basis default closing method is APO, First in, First Out GHIRAINE MAXWELL Your Mounds' Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-700O800-308-3140 CNM0CS00SS93i 72 NP70C0I9I995 000;/9 0S16 03025004 Y128776550 03WIYGM00027Eltlige 4 of 6 CONFIDENTIAL EFTA_00138449 EFTA01279058 SUBS Resource Management Account May 2016 Your assets Account name: GIII5LAINE MAXWELL Friendly account name: Indv.Milennium Account number. Some pores, income and current values ShOwn may be appnydrnme. ASS WSW. Balm aid losses may 001 beaccurately reflected. See important infosatation about ',oar statement a the end of ths dxumem fOr more infounaeon Non-traditional Pried. &wry funds, sledge tun% WOOther Investments are teld In your U85 Financial Services kx. (U85 FS) boterage account. the positions tenoned below reflect the records of the issuers, and UBS FS does not guarantee the accuracy of the Information The value shown Is not necessarily the vane you wad receive Iran the Issuer if you scl d the assets. Funds actively sdd ty UBS FS are subject to ongoing due cligmce, although the level performed rrwy vary Added fund may be sulaect to no onoang chgenet A fund that you purchased elsewhere may never have been sutiect to U135 FS dllgence. allnJughLMSF$ may receive a fee from the funds manager, which nay constitute a mzeoilty of the managemenlincentive fee. Please contact your Anawid achisor with questions ' Eq. value per twit' is an estmae of value supplied by an independent valuation arm and reflects adjustments for factors such as the Iquicity of the units. Hedge funds eid Ong ALPHAKEYS MILLENNIUM FD tic BROKERAGE NO 04/30'16 Trade date: 650,000.00 Purchase pricer Hurter Artier price Client of shares per shale (S) investment (5) Your N sandal Advisor: SCOTT STACKMANLYLE CASREL 212-821-7000'800-308-3140 Estimates of %due Stippled by issuers of certtin Mourns anflith are gene /Sly •net asset vane- estrames) are shown as 'Issuer est. ate per unit'. Fa Private equty funds,' Est. value per unt • is a value °petaled quavery, based on the Net Assd Value e NAV') In the fund a of the date sped feed aqusted Dyad:Mg cwital calls and sal:trading dstrIbullons Once the NAV date. The NAV is ptimadly based on estimated portfolio values provided by the underlying fund spensor. These two values mw vary because of differences In the way they were estimated and because the • Third party eq. value per unit' may have been prepared on the basis d finonclef infonrialron other than yeariend. Reported estimates may not reflect resale, liquidation or repurchase ram, 1 any, and may not reflect dstabut ions of toad until the next valuation is reported, ge nerdy on an annual or sera-annual basis See WpOrtent infOratatiOn annul yam statements the ender this statement. Cost Price per Slide OW'S (S) On Met 31 (1) Value on Unrealized (tad Investment Hticing Mty 31 (5) gainorloss (1) return (S) period 650,000.00 1.000 651,695.00 1,695.00 Your total assets value on May 31 (5) Percentage of Cost your account bash (5) Estimated Unedited annual Intone (51 gan or loss OS Non-traditional Madge funds 651.695.00 100.00% 650.000.00 1,695.00 Total $651,695.00 100.00% $650,000.00 $1,695.00 SONY GM 00027830 CSIP5C0033055130153 NeTOCOP3199500073 0516 030575004 YI78776550 000000 Pats 5 of 6 CONFIDENTIAL EFTA_00138450 EFTA01279059 *UBS Your notes CNP703090059301 74 NP7000i9I 995 00009 °SI'S 030575004 YI 28776550 COiMY_GM_000278tolge 6 of 6 End of statement for account number Y1 28776 S5 CONFIDENTIAL EFTA_00138451 EFTA01279060 Important information about your statement U3S Financial Services ix. (the Firm or UBS Finarcial Sereket), is a merrber of all principal mosey, csmrroity and coterie exchanges. UBS Financial5enices and LES Bank USA ath i-died subsilenes of UPS AG and affihaes of U85 Seamen U.C. The Fim's Wanda' statement e available upon retail. The Feeds exeo.nire off km re a. LES Financial Strides ex. 1200 Harbor Boulevard Weehawken, N107086 This statement represents the oney off icial record of par U3S Financial Services account. Other records, exept official tax documents contanng cornicingdata should not be relied ton H you bane thee is an goer or Omi9POn please report it immediately n "Meg 90 the Branch Manager of the office strong your account. Allhocep a figs.' shown re Mended to be accurate. statement data elicuk1 not be wed feat tar purposes Rely meek on yethend tax kirms. de , Form 1099. 5498. 10425. etc ) when prepang your lax return. The Fim required by law to rum to the IRS all enable deaden* reportable rents able date:kind and *Able Merest end en stoned, held haus atcard nee proceeds on see brisactire, ad cost basin:no:nein catered skulks, Ceeonstioations wilts the Finn • Please rimodinn an/ oral conmanations in wring tofurther protect your ristrit inducing your rktitS ender to Seenties Investor Protechon Act (SOM. • 11 the financial institution en the top left of the ham of this statement isnot U3SFnericiel Strokes, CBS Fiandal &mien carries as =cunt as clearing broker by arragement with the inicated inslittenn We informed you of this rela1M5h0 when you opened this accost h the case. your kra and segreies ere boated a LOS financial Setaes and rot the neddecig broker, ad you neat make a mart of thy erns or omission to both firm. As described Ihe account agreements, yOU must natty IA Of ay errors or fraud twoichg chedcs reflected on your statement wen 30 days alter it was mailed or made available. Anathemas shall be deemed complete and accurate n all other respects if not objected so in venti-g within 60 days • Please died cnomer complaints or natters to he Fim's C lent Retstn-o °easement at 201.352.1699 a tolltreor It 900354.9103, 8:03 A.M. to 603 P.M FT Monday through Friday, or in wring to CBS Financial Services It., Client Relations Depathnent, P.O. Box 766 Unon Cy, N1 07087. • In ease of VIM ot umbra about an electronic had, transfer (ITO bit pommel a UBS Vetclebit card vantactions, call 802762-100th a write to UBS Financial Senices Ix., 1000 Hittite 814, 6h floor, Weehawken NI 07086, Akre It lAk8CA Sakes. Colo- Wit. at soon as )(Mein, if you hit dime neurone a receipt is wing or if you need more ndonnation tout a transfer on the statement or receipt The Firm or Card Baer (as adpicable)must hear from you no In then CO day, alter die Fim sent yOu the list statenwre on which the Kra' Or problem spend. - Fordo your name rd axon number Crf any) - Describe to efrOr Of the wander you area-sure about, ini **lain as ckrk as you cat why you believe C is an error a why au need more Malmateth. - ProWde the icier avant c4 the suspected lira. The Firm or Card Issuer vii h•estigate put compaht and eel correct thy error promptly. For alleged mots imokring UBS Vier debit card tramadiro„ if we take more than 10 bus ness days to &this, we willcredit gar accord for the snout ytuthiik 6 in error, so trek you well have the use of to money durng tee tine it lakes us to <impede our thingution. Please mire all checks payek to the Fern or fie rencial insane(' nikated on he taut of this statement In addition to regular accost fees, accounts may be enyect to maintenerm lees, throats for We payment kr securities purchases and &urges kr unpaid amounts n cash accents. Accounts that re transferred m other instiglens may be subject to a franker Ise. UBS Sweep OpAiens ISS offers options kr sweeping cash Waxes. balances to bat deposits at UM Brit USA and LES AG Stanford branch dta-k Sweep Prorarrsk moneymake( mutual hats Wong Find) ad the internetional Depose Amin (DA)for c names with in Interutional Rescue? Llanagernerd Account. Though the Bath Sweep Programs, cash beta-es re swept to LESBank USA to to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC hscred in accordand withFCC • Format Mamaticn please vet wwwfdic goer Deposes a LES AG Stamford Brach ad shares of Money Finds ale riot Mired by the FDIC. Through tie DA, mailable to each balaxes are swept to depose &cants at UBS AG New Yak bench and LES AG Cayman Ranch Then deposits arena Muted by tie FCC Bain-ms held at the UDS AG Cayman Brandi ate !empathy reposed to the sovereign nth of the Cumin kla-cic, and there is no guarani** or other obigation of UBS AG to repay to Saxes whikmthe LES Cayman's Brach's books. Deposal at LEG Bark ($4 and each UPS AG Branch ace rOl protected by SIK. Money Fund checks are protected by SIPC. See 'LOS Financial Services Accent Protection' below. Up:inyour request balthon in the Bank Sweep Program or DA may be withdrawn and shares of a Money Furd may be Muidated, ad the proceeds returned to you or your seosaies account. Fate ndormalon about available sweep outwit ncledrg current ironed rates and WICK 5 available at wmkubscordsweepaekk from your Fnancial Addax a by along 802762-1000. UN Financial Sarrime amment protection The Firm r. A minor resea Iwnto• PrOictire. Corporation (SIPC), whith protects stories taco-MS01 its members up to $502000 (including 5250,000 kr dabs for own. The Slit asset protection limes akohr to all account that ycuhold h a partieutth cceeity. The Finn, together mini certainaffiliates, has also purchased othamental protection. The mailman amount payable to at *kb. diet, CONKlink undo. this protection is ZOO matron as of Decent*, 10, 2015. Scbrd to the poky medians ad limilaticen, cash a the limn is further protected fa up to $1.9 million n the aggregate kr all your accounts held n spate :dm acuity A ft* copy of thepoky wordi-g is available uimn request. The Slit motectin ad the suppkmenbl protection both do not apply to • Calm financial assets controlled by (and Mixed n your account value) but held any from LOSFine-KM Services (e.g., certain (1) cash at UPS Bark USA, 00 cash at Les AG U.S.banrhes, (4 insurance poixts, including variable enmities, and (io tares of initud flinch whore such sham are registered direct& in the name of the account holier on she books rd records ot the applici* itsue a transfer agent). • Certain nwsb-nent contracts a iniesiment interests (e.g., tinned partnerships end pirate placements) eat are rot regitered troth the Securities Act of 1933; ad • Commodities contacts (e.g, foreign exchange and pricey, metal convects), including tutu* meats ad conmedity option contract,. The SEC protection and the supprenUI protect:trite not apply so these assets event theyotherwise appear on yea statements. The SEC protection ad the dedokmental protection do not protect aped changes n the market vela of you investments (whether as 4 result of market moverrem, issuer barkruptcy or °think e) More elimination 6 arraable span reused rot may °Nan more Monnation about Silt, enduing the SIPC Brochre by ca-tasting SIPC at 202.371 -83C0 or by voting the SIPC websre at mese/nog Dividend Reiwestment Program imp) The pee reflected h an aw .age pia. You may obtan the actual price banns f racial Adam. Onk whole shares are purchased under DPW; palial shies will be soli ad the cash wi be deposited el your amount The &Mad reinvestment price stioplied by the ester may 61 ler hem the mean peke al wikch the partial shares re sold Cariteirelieu Cnhirhole units may be held n yam accant. If you ere entitled to a halal nit a s result ol a daderd payment or OhliVrin, the Film will either sell panel nib at market price a accept an /mart determined by a regiaered cleiriu agency. and credit yogi accord. Invanntent objectives The ilonlmeril objectives and risk profile are spec le to each account and may varybetween you accents Neese arse the Firm pircopty in wining of ay sunticant <hedge in you financial situation or investment obectives For eachabash held you choose one of the folbwiu investment objectives. CONFIDENTIAL • Proottee Cuneneincome: himistments seekng due generation ol income shy. • Achdie Capital Appreciation. Investments seeing bond of principalrather thel the gerersaith of ixam. • Produce Carabautho al incase and Capital Appreoaton. Ivesinents seeing both tie gentian of name and growthof princhat Overall Mk profiles • Conservative. Seeks to manten retie pitied, with low risk and volatility to the axon overat men if thee means the accost does not generate sign it rare 'roam or returns rd may rot keep pace with inflation. • ,Moderate. Willing to accept scone rid( to piroPal and toter* some totality to seek tar returns, • Agrees/iv: Wiling to accept high tdc to pnncpi and high meat lily to seek highreturns owe time. • miernmenrElthatairy Consideration: I Wint•cl, a PaliOn of the porHoli, f or that account may Mb* complex swinges, kneed Hauck emirate voUtiky. Statement eheureholdier We may concord* all reined account statements with to sane eithess h the um* emcees*, erg. because they have owners who ako maintain thee account nisi attires well other clients a the same address. If you peter lo rani o indniclual statements mailed is separate envelopes, you may decline hmr.eholdng by ceding gar finalcol Ackdor Friendly avant name The Frurdey acccu4 nano is a cusecrnathlo 'nob-erne chosen by you to assist you with your recomffeerong has no legaleffect Cayour account You can flange rate hie d9 aCCOUll Orel. though Onlne ServiCe5 a by minted ng your FiViloal Athisor. Account overview • Vats of you acorventkontoto. Net of assets and • A M Mines await* cash balances, vdues for resettled smutty last. and Global Tim Deposes, created marks to ma-ket, andcertain assets not held by tie Fim. Does rot include unpriced sectritiePassets at the end rol the prior and carent statement (*nods, or peyote iscessments. invested stock options and enrceable stock options • Othildes Includes debit balances. odtstanling margin kens, credit lie, short ar.cont balances. • Cas&eoney balances. Total of uninvested dada* cash balthces, plus deposit telexes a UBS Bank USA, LES AG U.S Branches ad money market mutual fund sweep balms, at the dm of tie statement ;Mod Mtn-cameo:du free oink balances in yos account are not secyegsed from achy balances and the Fin mai use ay of these Ihrds inthe wintry cone of is brained These funds re pueblo trim your downed. This total is included in the arrant pare* closing Vain Lendia alternation For clothed information on the Fam's lending dodoes and **wet refer to gar Client Relationship SDNY_GM_00027832 EFTA_00138452 EFTA01279061 Important information about your statement (COMMUMT) Agmement or ACCOLal Agreement Zed the General Tams ad Conditions U3S Statement of Credit Practices 'nibble in Agreements and Oixliores at Bxpp awnwil✓arm evererese vet. Your sob Your statement tains securities at other ends heed tithe ware at the end of the statement period. You may ak for deItw Of kit paid sallies at arw time. You may receive securities li ed as loan collatera after paying any balance dm an them. Amy securities translated to the Firm dreg the statement paced are listed at market via as of the end of the statement period. • Cast bald n detaining the cost basis of he securities inciaded en this statement, awe indicated wih the number l, • WS Forces' Services has relied an information alined from sources other than UM Ftoncial Seneca including information frcm another thin a that you may have provided to you Finaxial Adam The Firm does not irdeperantly verty swans** the accuracy a vailly of ary Wanton provided by WOOS OW than LES Pi-uncial Senices, h adfitin *hough UPS Finanegl Services general& exdates tis Haman:re as it is renewed the him does not provide any assunrces the tie illoThatiatl seder 'Coat bate rd *Unrealized gardlose is accurate as of the date of this statement. As such please dome red on this nfarmtion to make puchne or sale decisions fa tax puposes otherwise. Accounts turdared to the Fim may reface gai loss harmatim only for the period of tine they we held at the Fim More hdorical information can be xged by you- Fmaxial Advisor. • Urreellieeel gam/Iona Yellen data es swath, eninated La-realized suindlones ere actiand Ice htivitial mosey lots. The transaction data for iWidua lots may or may not Mkt ammissions, rZ dor security reorganization events an cl and °ter reinvestment lob ad systematk perchew lots are each combined iodate, one awraged lot The 'Trade date' coLrnn presents the aging transaction trade date. • Callable saskles Bonds and pieland stock that the lam call for err ncleratom will be selected insmialglw lot km among all scathes of tit issue held in ow name or n nominee name fa ox clients. Call lease inkmmelli is cbtaned from third parties and is tau/racy is not yawned. Other call leans may min which mid vilest mat comrade Haman:en ante provided upon request • Certificates at deposit (ma). CDs are FDIC insured Li, to S25),000 in principal and earned interest per depot:tor ate per depository inoitufmn in a:cadence wite FDIC mks • Prim/value Prices displayed for secumes and otter proicts may be higher or boll than the price that you would actually main in the man hies ge obtained from imakus hid party sources mhiti we teethe to be reelable, but we do not garantee the accurAy. - We germs* use he closing price when avarebka Ow mew of the bed rd ask poxes for limed secemilin and optiort a only bid prices for OTC seardies. - Less acne* traded sneaks may be priced using a valuation model a ate moss recent rice we atoned ad may not reflect en actual man price a value - Certainpositions may goer aka a pace arch will ?row a 'price was not avatlatee• it we am triable to olden a pnce fora Harty. - Deposits a securities denominated ilCUITal-Cin *ter thin U.S dollar are reflected at the 'trete rate a of the statement date. - fcr certain searnes swag n non-conlormrig denornnations, pnce ate quantity (face glue) may hive been adjusted to ladles taper valuetim To cbuin cumm gintaisre. when available, contact ybr hrarcel A0,ecr • Private invesUnenla and nruceured proclaim Notate noestmere atar nos (robing erect participation program and realestate investment mist sautes) and structred tins are gm-walk, highly ificuid. Celan strutted prolits have not been regotered with the Returnees and E.derge Commission ex under wry state sereuntiews. We amide estmated am for private investment rennin ard structured products for hdamatinal purposes ivy. !Karats ism wanted. - These vats may differ Abstaxistry been prces any. at which a prima immanent thy structured product maybe bought or sold and do not necessztiWrerxesern the vat* you maytette* tan liquidator. - Third party enemas of vali are as of a certain date ad an supplied to UBS Pena-cid Services on a rapier bases by an independent volition firm. - Mar. general pannt or sponxr estimated ratan any, are seabed to the Fm by the issuer, general partner or spormor and may be tabulated based an deferent information from tot used by third pries to daiveteir 'dinned values. - You can obtain aednorel aformatesn regarding the methodology used to determine the estimate ot value and the date of the Hamblinthat is the basis kr the eaimate by contactig your Financial Advisor - Third party 'Prided valets may be reflected as 'Not pieced* in several situations: when an independent valuation Inn has not suppMda is alve to way a vela. when we become ware that a material event has ocoxred that may call a preauty repined value no question, et awn a value would be hightpeculatim due to Olenature of the aunty. - When miter an num general partner or wonsor estimated glue nor alba-pal/ Minuted glue is promeinl, the vale of the secunty wilt* dillennl kayo its arches* price. - •littributiens to date' maw indude rean of capital. income orboth. - 'Original unit size' represents tie hitial offering paper sot Primal not reflect you con bast - DIP ad unbind REP' sedates art rot listed on a rational securities exchange, and a goner* liquid and own al they can be sold tee prke received may be tem than the per dare estimated value provided n the more statement. • Rosbicted parities. Restxted seardies generalke ae rat rummy elgbk for public sale. U8SFina-cial Seivice: sash the Ismael prima the unrestricted stock of the sane issuer as an imputed value for IN restricted hod twoorposesathd statement oa To the extent tat resigned searnies are elgbk to sale, the value received may be Abstarnialbe less than the imaged van *own • Est. (aanda) income. arrant yields and rata M estimate of annual income is based on current dadendeen interest rates, assuming tee mutes will be Mkt for as yea from statement date or until miturity This estimate is** a gudelne; accuracy ad continued income are not guareent - Estimated shut kerne and curent yield fa certain types of noshes oda recheck a fetter, of priscipat or capital gent n which use the est income (rd cured yell would be ownetated. - Estimated anal income and cement yield and the adual ?cane inclyieU miff be lower°, higher than the estimated amounts. - Are *Mina of arrualeed income (dividend ands interest) divided by the current market valaiaveragt balance is based on the lat dividend or bleed payment made by tie issuer and as,.nw he sectraddepnes will be held foe one year tan der statement date or until malt Accuracy and continued sell we not suarameed • Assets not held by UBS Financial Services. Cenah ends se not held by the Fran arena wean the Fern's possession or control. These assets ere &played on Ins statement for informational purposes only. Positions and values presented as provided by der issuing firm. UBS Financial Services is not respcnoble for as information and don not guarantee es scanty. These assets are not protected by SOK or the Firn's supplemental Slit coverage. • Revenue sharing and additional compensation — In Adam to commissions on sales and 12b.1 tees received re cancan with tie distribution e4 mutual finds to ow dents we ander our affAate receive revenue stein Payments Iran dionbutors ado advises of the maul funds that we sell. These anuams are based on two &fermi corrparents (t the amclit of ales by UBS of a Paliciar mutual fund f emit to our clients and (M) the asset value of a particular mutual fund tanks shares held a the tern — We and us alleiste ago receive networking end orrnbus processing lees is cormlecation for transfer agent services that we primde to the mutual li ds. These fees generally are pad from investor asset n the nutua I turid and areal/red dials amount based on the nutter of accounts at the broker-dealer hooking mutual kraal that fund fa-nily CONFIDENTIAL — In adoltion tocommissions received n connection with the sale or deviation of may contracts and trot investment but remit, toot clients, we ri der our affiliate recta reserve sharp compensaion frommaw of the instance companies undenweing the amity contracts, aff hales of the hturerm carpels or warners of tne imvstmmt tuns we distbute. ▪ Our *Wales also remise trading corrimmskens ad arm compensator, f ran maul Ards and insure:ma companies wow products we dart:um. - We receive en 'mat he from UBS Bat USA at IRS AG Stanford Ranch °farce 425 per accuse sweeping to the barks under the UBS Bank Sweep Programs. Adivity hi:emotion regarcing commkslis and other charges inured in connection with tie maga:tad trades, imlifrg option Is/nations has been incbctd on corel imaticre anew* Iternhed to you, and mill be pre:nickel to you promptly on rand. Shore aNling II you are engaged en short selling a security, you may is:Leathery der to casein toravig costs for Out partkulasectriy. Open orders Rending open or • gx6tilkancelled* odes tat ware not executed by the Stattnitta date, open buy and set slop orders are rained by the mount of dividends a rig-etscn an ex.dividerefs a enntts date unless hanxted otherwise by so.i. You are responsbk for orders that are executed de to yOter lalure to cancel mist ig open orders. Piing To obtain a copy of as current Client Privacy Notice. please contact tar FnanualAchiscr or vest our wetnne at maw otto rombwito, vartirer UM Filmset Services is not a ba-k The WA, Business Services Account IMA and IRMA are tedurage accounts which provide ace's so banking services and protests tem* arangements with af I gated bales and other thniparty bares. ad provides access to rotrace and rum/ products toed by unaffiliated thid-party haute companies through toura-ce agency subsdianes of UBS Financial Services Inc. imastinent. rouraxe. and a-ruity products, Nst 10K ensued • No bank guaantem May li e vitae RMA. Resource Mena:rent tionn nt, Business Services Account BSA, IRMA and entamutional Resource Management Accost are registered service malts of 1.85 Fnancii Services Pc WS Signalise e a regatta sett nwk of Vise hmmal li d WS Yu Sigmw ante cards and UBS Vera debt cards ate brad by UBS Irk URA with permssion Irom Visa USA hcorpaated. LAM Financial Swine Me Rev 201604 SDNY_G M_0002 7833 EFTA_00138453 EFTA01279062 toltUBS U85 Financial Services nc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700650526f 0616X1235 Y1 0 Account name: GHIStANE MAXWELL Friendly account nam • I v Mil nnium Account number. Resource Management Account June 2016 GI-Il5LAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Your Nnancial Advisor. SCOTT STACK MANILYLE CAST EL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeUne at 800-RMA-1000, account 029028776 on May 31 (1) On June 30 (1) Your assets 651,695.00 662,536.00 Visit our websIte: www.ubscomainancialseNices Your liabilities 0.00 0.00 Value of your account 5651,695.00 $662,536.00 Sources of your account growth Tracking the S the uc...3fIGS value of your account during 2016 Vete of your account at year end 2015 S250.000.00 651 7 662.5 Net demob and withdramats 5399,999.12 Your riveStMent fetters Dividend and interest income 5088 Ze..0C Change in market value 512.536.00 Value of your account Dec 2015 Mar 2016 Jun 2016 calm 30, 2016 6662536.00 SDNY GM 00027834 mamber SIPC CNP700C6006505261NP100330351 4 00009 0616 030575004 Y120776550111010 Page 1 of 6 CONFIDENTIAL EFTA_00138454 EFTA01279063 SUBS Resource Management Account lune 2016 Your account balance sheet Summary of your assets Value on lune 30 a) Account name: GHIS.AINE g1h ELL Friendly account name. - Account number Percentage of your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $662,536.00 100.00% Value of your account $662,536.00 Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% Your financial Advisor. SCOTT STACK MAN' LYLE CASRIEL 212-821.7000/800308.3140 Percentage change lune 2016 Year to date 0.26% 3.84% 0.21% 3.62% -3.32% -4.04% 1.80% 5 31% CNP700010065:05262NP7CC0309514 00003 0616 030575061 VI 28776550 1 I gegliyGm000278§sge 2 of 6 CONFIDENTIAL EFTA_00138455 EFTA01279064 *UBS Resource Management Account C Change in the value of your account lune20I6(S) Year to date (I) Opening account value $651,695.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred out 0.00 -a88 Dividend and interest income 0.00 0.88 Change in market value 10,841.00 12,536.00 Closing account value $662,536.00 $662,536.00 Account name: GHISLAINE MAXVVEll, Friendly account n • Account number. Dividend and interest income earned For corpones of Iris slaterneni, rarab::ty of :nines] ace dn.:lend income ha; been determined (ran a US tat repotting pergrectire. eased upon the residence of the account holder, account type, or proluct two, some interest ardor dvidend payments ma/ not be subject to United States (US) ardor Puerto Rico (PR) income tares. The cnent months/ statement is not Intended to be used and carnal be relied upon for lac purposes. Clients should refer to the applctie tar reporting forms They recent. from OBS annualy, such as the FORM 1099 and the Fern 480. (Or UV repelling information it is the practice Of U85 10 the the zpplI(atle t0 tenoning forms with the US intern.S Revenue Serve< and PR Treasury Department and in such forms accuratecy usury chutknct arida Interest as tat exempt or taxable income. Pleat consult your indvdual tax prepare( lune 2016 (V Year to date IS) Taxable interest 0.00 0.88 Total current year $0.00 $0.88 Total dividend & interest $0.00 $0.88 Summary of gains and losses VSues reporled telaw exclude products for which gam and losses are not classified Realized gains and losses Unrealized rune 2016(5) Year to date (t) gains and bsses (S) Your PI nodal Advisor: SCOTT STACKMAteLYLE CASRIEL 212-821-70001800-308-3140 Short term 0.00 0.00 12,536 00 Cash activity summary Sere Account aztenty MG month not dealt BcianCet in your SveeD 000(6 are included in the %ening and C1C6ing (MOWS vaue. FDIC insurance POOPS 0(410 deposits a UBS Bank USA, nOl l0 del309IS at 1185 AG. Starriod Branch of bank deposits paced througi the wash-items:one Depose Account progarn. SiPC protection applies to money market sweep hand hddingS but rot bank deposits. Ste important Information about sour statement an the last two pages d this document for deists. lune 2016 CO Year to date (I) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 400,000.00 Dividend and interest income 0.00 0.88 Total additions $0.00 $400,000.88 Subtractions Other funds debited 0.00 -028 Funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions $0.00 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027836 OW70303005505763 NV7003309514 00003 CO 6 030575001 Y178776550111010 Pap 3 of 6 CONFIDENTIAL EFTA_00138456 EFTA01279065 4tUBS Resource Management Account lune 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. Toucan find a full description of the altemabve investment objectives in Important information about your statement at the end of this document Account name: GHISLAINE MAXWELL Friendly account name:Indy Milenmum Account number: Your ran objective: Current income & capital appreciation Your tisk profile: Primary - Aggressive Investment eligibility consderation - None selected Your account instructions • Yoko account cost basis default closing method is FIFO, First in, First Out Your lq Bendel Advisor: SCOTT STACK MANLYLE CASIVEL 212.82 I.7000'800-308.3140 CNP700p9006505264 NP7000AH514000090616030575004 Y128776550 11 giefiqyGm000278Pfige 4 of 6 CONFIDENTIAL EFTA_00138457 EFTA01279066 UB Resource Management Account * S Your assets Account name: GHISLAINE MAXWELL Friendly account n • Account number. Sane pnces, income and current values Sheri' may be approxiffsale. AS a recut. gains and losses may no be accurately relkded. Set Mipoaint intofetabon about your statement a the end of this dxumem for wore infornak on. Non-traditional private <guy funds. Hedge funds, WOOcher inveStMentS are held in you UEISFinandal Welces kx. CUBS Fs) [voters:, account. The positions reported below reflect the records of the Issuers, and PBS FS Wel not giarantee the &curacy of the Information The value SUOMI Is not necessanly the wive you world peceive frcm the issuer if you sold the assets funds actively sold by UBS FS are subject to ongoing due district although the level performed/nay vary A dosed fundmay be sulaect to no ongang carnet A fund that you purchased elsewhere may never have been stityett to Ws Fs dace nce. ilhough OBS FS may receive a fee from the funds manager, which Mat [MOW! a mearulty of ihenenagemenvincentl* fee. Pleas! contact your Anaxid Achesor wth questions. 'Est value per wit' is an estmle of value supplied by an independent valuation arm and reflects adjustments for factors such as the lquidty of the units. Hedge funds Purchase price Hurter Meta? pace Hddng of shares per share (S) ALPHAKEYS MILLEN RID BROKERAGE N00931116 !fade date: client investment (S) Your Nnandal Advisor: SCOTT STACKMANLYLE CASRAL 212-821-7000'800-308-3140 Estimates of value suppled by issuers of certain programs (VINO ate gene klly 'net asset value eStimateg we shown as • Issuer est. sate per unit. for Private eculty funds,* Est. value per wet • is a value updated quavery, based on the Net Asset value (uNAViln the fund a of the date spedfled a)pskd by acting oxital calls and subtracting dud:suborn since the NAV date. The NAV is primarily based on estimated portfolio yaws provided by thr? underlying fundspcnsor. These two valuer may vary because of differences In the way they were esti rrtated and because the 'Third Pony est. value Pertain' may have been prepared on the bauscifiranciefirionvtalon other than year.end Reported estimates may not reflect resale, liquidation or repurchase vale, I any, and may not reflect dstabut cos of caoilS until the next valuation is re aced ge neray on an annual or sent-annual basis See knpOrtenr intarmatoon about your statement at the end of the statement. Cost Price per share basis (1) On fun 30(1) value on unredized gad investment Holdro Jip 30 (3) gain or loss (S) kWh (CI period 650,000.00 650,000.00 1.000 662,536.00 12,53600 Your total assets Non-traditional Total Value on sun 30 (1) Percentage of Cost your account bests 01 Binged Unmelczed annual Intone (SI gun or loss (I) Madge funds 662,536.00 6662,536.00 100.00% 100.0016 650.000.00 2650,000.00 12,536.00 212,536.00 SONY GM 00027838 CeiP7COCE00550526SNe70033095I a COCCI C616 0305790CM Y128776S50 111010 Pap S of 6 CONFIDENTIAL EFTA_00 138458 EFTA01279067 *UBS Your notes CNP70309305505266 NP7003309514 00003 OM 6 030575004 Yi 38776550 II gtikymt00027aket 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138459 EFTA01279068 Important information about your statement U3S Fiuncial Services tic. (the Firm a UBS Finerciel Serekes), is a member of all principal mark, scmrrority and option; exchanges. UPS Fisancial Seniors and LES Bask USA ate i-diect subsilones of UPS AG and affiliates of U3S Seattle, LLC. The Fun's 1 hanoal statemert C available upon repass The FOtt exeosire alas we a. CBS Finscol Seams Ix. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of you' U3S Fhancial Services account. Other records, esept official ts documens contanng conflicting data should rot be relied tan II youbrine there e an tiler a Omnben please report if immediately n vinteg to the Branch Manage of the afire serving your accost. Allhosep a 'ivies shown are intended to be accurate. 'Sentient dila *cub not be used fa to purposes Rely sloth on yesend tax forms. Ole., Form 1099. 5498, 10425. etc ) when prepamg your lax return. The Finn required by law to resin to the IRS all taxable clads* reportable rontaxible darasna and tsable interest erred on stashes held rimy scant net sands on see tratradire, rd cost basin:no:nein covered martin Carallasliaalleall with do Flier • Pleasenolo-Jinn sty oral corrrnintrations in wring tofurther protect your rights. inducing you rit cider the Se:vines Investor Protecbon AO (SEAL • II the financial iatitution on the top leit of to tat of this slams is not U36 F natal Servat CBS Finencial genies carries drat acccont as clearing brcker by arra-gement wit. the hoisted insitutas We informed ess of this relatOn5b0 nter, you opened this accost h the cast your lent and marks tee located at LOS financial Senates and rot the ithxdarg broker, and you mat make amps of any a or omission to both firma. As described to account agreements, you must natty w of TI errorsor fraud twoirty chedcs reflected on your staterrent wrath 30 den alter t was mailed or made available. All stamen* shall be deemed complete and accurate n all other respects if not objected 10 vettg within 60 days • Please deect ouRomer complaints or to-hest° tee Fitts C lent Rasters Oepartnent at 201.352.1699 a toll.free r. 903.3M-9I03, 8:03 A.M. to 693 P.M ET Monday through Friday, or in wing to LES Financial Services ex., Client Relations Dearest, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or oakum about as electronic fad, transfer ((71). bit payment a UBS Voaockbit card vantactiont call 912762-1000, or write to UBS Ftroncial Senices Ix., 1000 aorta 814.. 6th floor. Weehawken. NI 07086, Attit RIASESA Serkes. Caller wite as soon es you can, if you hit rer statement a receipt t +song or if you need more ithoination toot a transfer on the statement or receipt The Firm or Card Mar (as askable)mat hear from you no later than CO days after the Fan sent yOu the irk statenwn on which the eta or problem amend. - Proideyotr run,. rd scant number Of any) - Decal* the error or the wander you revere about, indeplain as okay as you cal why you believe t is savor a why you need more informaan - Node the dolor arrant a the suspected era. The Firm or Card Issuer wit h•estiame your compete and will correct thy error promptly. For alleged twos anothing UBS Via debit cad broad iss, if we take mere that 10 bus ness days to obligor we will credit you accost for the emoted ytuthnk 6 in error, so tea you vii have the use of the money during tie tine it takes us to complete our nostigaion. Please mire all checks *web to the Fan or the financial inalution nokated on the front of hi statement In addition to regular accost fees, accounts may be abject to maithmarce lees, throats for ere paned kr securities purchases and charges kr unpaid amours n cash octants. Accounts that re transferred to other insladlirs may be subject to a tangier tee. UBS Sweep Opeiona LEG offers options kr nwsiu cash Waxes. balances to bat deposits at UM Bak USA and LEIS AG Starnked bath (Bali Sweep Pitcjarrs), moneymake mutual lads (Money Funds) adds internetional Deposit Accoutt ODAllor curtemeet wits as international Remise IA rag/mitre Account. Though the Bait Sweep Programs, cash balances re swept to LES Bank USA is to an slat:Ashes:1 knit ad then to UPS AG Stanford Brand\ or a Money Fund. Deposits at LEG Bank USA are FDIC insured in accordance with FCK Rt. Formore dormatian please visit wwwfdic Deposes a LEG AG Stamford Brach ad shares of MoneyFadsare rot hated by the FDIC. Through the DA, salable torah balances are swept to depose scants at UBS AG New Yak Branch and LEG AG Carron Ranch Thew deposits arena toured by to FCC. Balsas held at the LES AG Cayman Brandi are tempos fry imposed to the sovereign nit of the Carman Watt and there is no guarantee or other oblgation of UBS AG to renal te balms whileonthe LEG Caymens Brach's books. Deposal at LEG Bath USA and each UPS AG Branch are not protected by SIK. Money Fund shares are protected by SIPC. See 'IBS Financial Services Accost Protect-on' below. Ups your request balances in the Bar* Sweep Program or DA may be withdrawn and shares of a Money Furd May be lisidated, end the proceeds returned to you or your seoreies acccun. Rate Hamann about available sweep optan rickadrig cumin interest rates and yields. available at wrewubs combo/tem*** from your Fnalcial Advisor or by calling EON762-1000. UPS Financial inks account protection The Finn n a fre-i+er 14 the (el rant l-rtn• Pristommin Corporation (SIPC), which protects Itn-rlieS haa-rldS 01 its members up to $500000 (including 1,250,003 kr dam for cask The Slit asset protection limn aPPI7 to all acooste that sou hold h a particult csocity. The Fnn, together with certain aff iliates, has also purchased tiSpinlientelplOteCtiOn. The madman anoint parable to at eIgibe dint, collictintb under this protection is ZOO mks as of Decent., 10, 2015. Stbpd to the poky orditons ad limitation, cash a the him is further protected fa up to SI .9 million n the aggregate for all your accounts held n a patioula smock. A fii copy of thepoky wording is available uPon request. The Slit protection ad the supplemenbl protection both do not apply to • Calmer anaemia assets controlled by (and naiad n your account value) but held away from LOS Financol Services (e.g., certain( cash at UBS Bark USA, 00 cash at LES AG U.S.banrhes, (4 Muraxe point including weiziale annuities, and 06 than of trawl funds when such thaws re registered dna& in the name of the account holier on the books ad records ot to applicta iawr a Pater agent). • Certain mesh-nen contracts or innsiment interests (e.g.. lirMed partnerships end private placements) that ere rot regitered ender tie Securities Act of 1903; ad • Commodities contaris (e.g, kreign excha-ge and preccus metal contract* including futures contacts ad commodity option contract The SEC protection and the supplemental protection do not apply so these assets even if they otherwise appear on yea statements. The SEC protection ad the salPiernental protection do not protect against changes n the market vale of ryas instilment> (Moths as result of market morerrem, issuer bathruptcy or others .) More irtonnation 6 sable les request. rooms cbtan more informationabout Slit, mcludIng the SIPC Bochre. by contacting SIPC at 202371.8300 or by visiting the SIPC webuto at smearptorp Dividend Reisestment Pregnant pun The pit reflected is an swage price. You may obtan the shoal price banns F racial Advise. Orly *hose shares are purchased under DRIP; patial than wit be sold ad the cash wl be *posited your account The cividerd renvestment price applied byte weer may • ler Isom the midst price al which the partial shires re sold Caritrindieu any whole urns may be het:Imps account. If you re entitled to a petal is* a s result ol a chide rd pathmera or otherwise, the Firm will et her sell parhal unite at martet price a accept an /most determined by a regiaered cleiriu agency. and credit yos taard. Investment objectives The iedetintere objection and risk profile are speck to each account and may may between you acoarits Peaty shoe the Firm promptly in wiring of ay signi Cant change in yosInancial saston or investment objectives For each want helkl you choose one of the folbwing inseams obits-thee. CONFIDENTIAL • Frock. Cunene income: Vestments stekng the generation ol income onth. • Achim. Cape*, Appreciation. Investments seeing groat of misdealrather than the generation of mane. • Produce ConabautOn of incase and Capital Appreoaton. Ivesinents seeking both the gametes of ?lame and growthof pensive Overall risk profiles • Constwabe. Seeks to martin meted priripµ with low risk and volatilty to the accost (twat even if that means the accost does not generate sign it [ant name or returns rd may rot beep pre with hilttion. • Moderate. Willing to accept sane rile to pircbal and biers* some vaathty to seek higher returns, • Aggress/we: Wiling to accept high ids to pnncpi and high vela lid to see highreturns owe time. • by. o anent Elgin* Consideration:t Wooed, a Paion of the portfolio, f or tat account may node casket straeges, Imtcd lisicky and rater volatiky. StalarlearlkThoutehokfor We may corgi:eldest al related account statements with the sane adotess ri the same envelope, e.g. because they have owners *IN, also maintain bol account ram crehips tech other clients a the urine ad.:testi( you prefer to wont mdisidual statements mailed n separate enselcoet you may decline httnehoinng by ceiling yes Financial Achesor. Friendly eats* name The Friendly accost name is a custanatle 'nickrome chosen by you to assist you with your recordkeePS4 It bat no legal eked ionyour account You can &singe Friendly scant names, through Ontne Services or by contacting your Financial **nor Account overview • Vote of yore accankonTolo. Net of assets and liabilitim • Antb hathes wattle cash balances, values fa restrkted mark lest and Global Tiro Deposit, amazed marks to maket, andcertain assets not held by the Firit Does rats include spaced seositiee assets at the end a the prior and carent statement pooh, or private i ewnents, varied stock options and gown:able stool options • Liaeildes Includes debit balaxes. outstanding margin bans, credit Ire, shot accost balances. • Cashhooney balances. Total of uninvested amiable cash balances, plus deposit tela-ces at UB5 Bank USA, LES AG U.S Branches ad money make mutual fund sweep Sack at the case of he Oa:errant *nod Istn-ccentredity free creek balances in your account are rho secogaled torn other balances and the Fine may •ae ay of these lads tithe ordnay course of is business These funds re pestle son your darned This total is included in to arrant paned cluing vain Le ding nformation For cleaned information on the firm's lading precast and declostres. refer to you Chem Relationship SDNY_GM_00027840 EFTA_00138460 EFTA01279069 Important information about your statement (PollthlUed) Ageonerd or ACCOLit Agreerrere and the General Tenn ad Conditions U3S Statement of Credit Practices available in Armes* fi de/saran-es at &gays* mat/awry onhchvaec. Your assets Your gaament itemizes securities ad other assets hell ro the secant at the end of to damn period. You rim/ ask for deinerY d fulb paid seosiies al anytime. You may remise securities Lad as loin collateral alter paying any balance cke an them. Any securities transferred to tie Firm Bag the Itelentent period are fitted at market value as of the add the staternor period. • Cost bait let detemining the cost basis of to securities incbded in this statement, where indicated wih the number l, • .55 F mance& Services has relied Oninformation obtained from sources other than LES Financial Senices. including information hem another dim a that sum* tote provided to yea Finaxial Adam The firm does not irdeperantly verty ipairanue the aco_racy a vaidby dry information provided by ,cute, Car than LESPi-uncial Senices ▪ ealtien although UPS Avoid Services general& Ls:dates fie nIctmatiri as if is recerved the him does not provide any assurtroes that the information order 'Cost bads° ad *Unrealized gar/ loss is accurate as of the date of thi statement. A, wok please do rot ray on this nkenotion to make puchne or sale decisions, fa tax puposes a otherwise. Accounts turderred to tie Fim may reflect gar/loss ilarrotifi only for to pitied el tine they are held at tie Finn More historical Hermann cube aided by yar Fe-axial Advisor. • Unrealised gansalones %teen data n finnatect unsaiired guinflown re alai-Mod Ice havifial sec" lots. The transaction data for havilial lots may or may not ref lea ammisions. rZ da security reorganizaton events ari d and one' reinveltment lots ad systematk pschau lots are each combined to divot', ore averaged lot The 'Trade date' coLenn presents the anginal transaction trade date. • Callable securities Bonds and prefored stock that We issues cats for eat redonplean will be selected inogrally by lot from among all washes of that issue held ri *surname cr n nomhee nave fa or clients. Call lease isluirtann is obtained from third patios and as accwacy is not gurantod. Other call hares may nut which mid Mod rani condole Hamann Will be receded upon request • Certificates eldeposit (Os). CDs are FDIC tired grim 52!4W0 in principal rid /CMS Moms per depositor and per depository inoituixi in accordance win FDIC nAes • Ptia/value Woes divined f or securities and ores smash may be higher or lower than the price that yO.a would actualb receive in he make. Pres are obtained from varkus add party sources whin we tekese to be relable, bit we do not sparantee then accuray. - We gerwaby use the closing price when avarhka tie mean of the bid ad ask price, for listed secures and oplicra a only bid prices for OTC stout - Less 3Ctieekr traded securities may be priced using a suluatifi model a the moss recent prce we obtained and may not rifled in actual market price a vase - Certain positions may appear vrito_d a price and will two as 'trice was nol available' it we aw triable to obtain a price fora wady. - Dososih a securities denominated empanel-cis other then U.S dollies are reflected at the eichnete rate as of the Oatmeal date. - der certain searins rading n non-conformng denotnnations, price and quantity (face value) may have been adjusted to facilitate paper vatuann To obtain hem wastairs. when available contact valet arcel Aden"' • Private investments and structured products. Nivel° roamer* arouses lux biro (trod participatern program and realestate investment fist secures) and otructred proins are general highly dispid. Celan stn_cared prolots have not been regotered with the Seeuribes and de,ge Commesian or under wry slate seeurdrieTarre We Iron* estrnated value, for pirate investment mantes irdabaured products for ircenutkrul purposes cant. Printery Cm guaranteed. - These vibes may differ abstaristy from prices, il any. at which a PO*, nentrntril riy Matured product maybe bought or sold and do rot necessalbretreserd the vat* you may Nan. Lyon licwidation. - Third party inmates of vain are es a acertain date ad we supplied to UBS Inarcial Services on a ropier basis by an independent valuation firm. - baser. general oannry or sponsor estimated Yaws if any, are applied to the Fan by the *suer, general partner or wooer and may be calculated based al deferent information front tot used by third pries to cerise their 'negated values. - You can obtain adalorel information regardrg the metcoblogy used to determine the estimate value and the dale of dr Hamannthat is the basis fa the oximate by contantrg your Financial Advent - Third party 'singed valets may be reflected as 'Not priced in several stuatirris: when an 1-dependent valuation Inn has not 'Waled a is unfree to assign a Yaw. when we become awn that a matenal ewnt has cowed tut may call a afirousty reported sake rep question, or seen a value would be high spaulatne due to tie nature • the security. - When niter an issuer, general partner or vomit estimated value nor a thrd-paly estimated wake is provicket, the wake d do moseyad be damn' ban its caches* price. - •Daributicos to date' myinclude return of capital, ncome orboth. - 'Original unit size' represents the initial offering peke per psis and may not reflect Jots COP bass. - DIP and unlisted RES sautes are not listed on a national securities exchange, and re gamily liquid and em t they can be sold tie peke received may be less than the per chore nth-rated nth provided n the accost statement, . Resbioted securities. Resin-led sectaries generalb are rot tawny eliable for public sale. U8S Financial Soo/ice:use. the masa priced the unrestricted stork of the sane issue( as an inputed value for the restricted Pak ibrousposesolthd statement 04* To the extent tut resakted searbes are elgbk la sale, the value received may be sastanualb less thinthe imbued value tom • Est. (estimted) income. einem yields and rotes. M estivate of annual income is based on current davidend ad interest rates, assuring tie shosites will be held for env yea from statement date or tans maturity This estimate no* a gudolne; accuracy and continued ricer* are not guarriteed - Estimated anal hcane and curea yield fa certain ewes of secures could include a retun of prioipai or capital gain in which ease the est income (and curare yell would be own:Sated. - Estimated anal income and anent yield and tie aclual roar* and yieU misfi be lower°, higher than the ntertaltddribeuntt. - Are *stint* of arruaked income (dividend anacr interest) divided by the current maget valosiaverawe balance is based an the Lot dividend or interest payment mode byte issuer and 1039intS the searleSdepasts will be held for one year born the statement date or until rarity Accuracy ad continued well xe not guaranteed • Assets not held bytes Financial Services. Certain assets ere rot held by the FM NM not wenn the Fern's ponessitn or control. These assets we dasplayed On ins statement for informational purposes only. Positions and values presented re provided byte issuing fern. UBS Financial Services not retperibble fate infomotion and does not guarantee es accuracy. These mans re nal protected by SRC or the Fines sualanoral Own?. • Revenue away and additional compusesatice. — in ackStien to commissions on sales and I2lo. 1 lees received n correctionwith tie dityibutiai mmaal krds to ow dents we enact our afflialis receive rfiermeTheiN payments horn distributors all re advisors of the natal funds that we sell. These arme.nts are based on two cMerent corrpoonts (k tht amour of isles by UBS da Palicula mutual fund I amib to our clients: and 8) the asset value of a particular mutual fund famiRes shares held a the fern — We and sea alliate ako receive networking end orrnbus processing fears n eon-Aeration for transfer agent Sen•CeS that we mock to the maul lirds. These fees generally are pad from investor asses ri the endue I fund and me a ford dais amount based on the rumba of accounts at the brokenclealer Isoking mutual funds of that fund family CONFIDENTIAL — h edition to cornmissifis received n connection with the sale or destitution a arruey contracts and cast investment but trine fool clones. no rider our *lie* recese resort* skating carpe salon from many of the insuance comp/lies undenOling the amity contracts, if/uses et he insurano corrosnin or sponsors of tie ant irrirestmmt rusts we dint:use - Our affiliates also receive trading commosions ad odor compensationRan nasal Via and insane companies whose products we dare:us'. - We receive an areal fee from UBS Bat USA ad LISS AG Stanford Rends Of 1.010 $25 per accan sweeping to the barks under the UBS Bank Sweep Program. Activity Hamann reprising conmksifis and odor charges insured h connect: xi with tie exeoann of trades, nadrg option transactions ha been incbctd on antMalin presousb lambed to you. rid nail be provided to you prcrnaly on repast. Short selling H you are en:Agedin short selling a stony. you may eve-recharge der to ratan Ramsay costs for that partkulasectay. Open orders Regarding open or ' gad-a-canceled' aden tut were not executed by the Patentee data, open buy and sal slop orders are redad by the mount of *lards or rights cn an ex-dividends ce enntils date unless ranxted ahenvise byyoy. You are responsbk for orders that are executed Ow to yOur lelurt to cancel *Oleg open orders. Priem To obtain a copy of as current Client Privacy Notice. please coral tar FnancialAchiscr or von our websio at mew ente/tratfrovw,fre LEG Filmed Sakes is not a bark The bilk Business Services Account 854 and IRMA are brokerage accounts which provide access so barring services and proolots Ana* arangements win af dated barks and other Ihniparty bares, and provides wens to rogra-ce and amity radial owed by unaffiliated thid-party risuraice companies through insurance agency subsdianes of UBS Financial Services Inc. trinisment. esurace. ad array products, Nat FDIC instred • No bank guarntew May lose vase RMA. Resource Management Anon nt, Business Services Account BSA. IDA and intonational Resource Management Accord we registered service maks of UPS Murcia Snakes Inc Visa Signalise it a regal...red Servile milk of Visa Inamai int LOS visa S•gnartre cradle cards and IBS Visa debt cards ere issued by UBS Bale USA with PerrrISSIOn from Vna U SA Incorpotated. tie Financial Services Inc. Rev. 201604 SDNY_GM_00027841 EF1'A_00138461 EFTA01279070 ;14) UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056542970716 Nr1 0 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL Phone 212-821.70001800.308-3140 Resource Management Account July 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions about your statement? Value of your account Call your Financial Advisor or the RMA ReSOurCeline at 80ORMA- 1000, On June 30 (S) on July 29 (5) account 029028776 Your assets 662,536.00 661,413.00 Visit our website: Your liabilities aoo 0.00 lvww. Lbs corn/ tinanciaservices Value of your account 5662,536.00 S661A13.00 Tracking the value of your account S Thou,,andS ND2 5 661.4 250.0 Dec 2015 Jun 2016 1J 2016 Sources of your account growth during 2016 Value of your account at year end 2015 S2SOPCO.00 Net deposits and withdravals S339,999.12 your tiveSITheilt return: Dhidendarxl interest income S0.88 Change in markot vaiu0 511,413.00 Value of your account on Jul 29, 2016 $661413.00 SDNY GM 00027842 Member SIPC CNP70009305654797 MI000195185 00039 0716 030575004 Y128776S50000000 Page 1 of 6 CONFIDENTIAL EFTA_00138462 EFTA01279071 SUBS Resource Management Account July 2016 Your account balance sheet Summary of your assets Value on July 29 a) Account name: Friendly account name:Indv.MBennium Account number: Percentage of your account GHI$LAINE MAstn. EL_ A Cash and money balances a co 000% B Cash alternatives Total assets $661,413.00 100.00% Value of your account 0.00 5661.413.00 000% Your current asset allocation Eye on the markets Your R minds' Advisor. SCOTT STACKMAI:4O'LE CASRIEL 212.821.70001800.308.3140 Index Percentage change July2016 year to date S&P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSC I - Europe, Australia & Far East 5.08% 0.83% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% 0.63% 5.98% CNIVCOCOSOS654298WOCOI9518$ 00029 0716 030575004 vi2877695003alyyGitow2781tge 2 of 6 CONFIDENTIAL EFTA_00138463 EFTA01279072 *MIS Resource Management Account Change in the value of your account July2016(4) rear to date (S) Opening account value $662,536.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred cut 0.00 -0.88 Dividend and interest income 0.00 0.88 Change in market value -1,123.00 11,413.00 Closing account value 4661,413.00 $661,413.00 Account name: GHISLAINE MAXWELL Friendly account n • n Account number. Dividend and interest income earned For purposes of tr., statement, ta..teity of 'nines] am, cliacknO income has been determined (ran a Lr5 to reporting percprdire. Based upon the residence of the account holder, account type, or product twat some interest ands dvidend payments mar not be subiect to United Slates (US) ardor Puerto Rico 040 Income tares. The dent month,' statement is not intended to be used and (arnot be reared tam for tar purposes. Clients should refer to the aprfictle tar reporting forms they recent. from 185 annualy, such as the Forms 1099 and the FOY& 480, fa lax reporting information 11 IS the PraCtICe of 1185 to hie the asph(atie ta. reporting forms math the U5 mterrol Revenue Senice and PR T«asury Department and in such forms accuratay daffy dwoknot anttiot interest as tax exempt or /arable income. Pleat consult your inducts* tax prepare( July 2016(4) Year to date IS) Taxable interest 0.00 0.88 Total current year 10.00 $0.88 Total dividend & interest 30.00 30.88 Summary of gains and losses Values reported telow exclude products for which gans and losses are not classified Realized gains and losses Unrealized July 2016 (1.) Year to date (5) gains and lasses (S) Your II nodal Advisor: SCOTT STACKMANivii CASRIEL 212-821-7000/800-308-3140 Short term 0.00 0.00 11,413.00 Cash activity summary Set Account azteutyttm month for deb IS. Balances in your %veep000rd are includedin the opennc) and C1C6ingbalanteS taut. FDIC Insurance applleS Only 10 depart at 1/85 Bank USA, n0110 &COPTS at 1185 AG. Starriad Bench of bank deposits placed through the UPS Internahona Depose Account program 5/PC protection spores to money market sweep fund hddlngs but rot Dant deposits. Seeimportant inSottnation about yout statement on the tat two paws d this document for deals. July 2016 (t) Year to date (1) Opening balances $0.00 30.00 Addtions Deposits and other funds credited 0.00 400,000 00 Dividend aid interest income 0.00 0.88 Total additions 40.00 $400,000.88 Subtractions Other funds debited 0.00 -0.88 funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions $0.00 -$400,000.88 Closing balances 40.00 40.00 SDNY GM 00027844 CelP7C009305654,9UNP7003195185 000CA 0716 030579004 Y128776550000000 ►aya 3 of 6 CONFIDENTIAL EFTA_00138464 EFTA01279073 SUBS Resource Management Account July 2016 Your investment objectives: Account name: GHISLAINE MAXWELL Friendly account name: Indv Mitenmum Account number. You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your Wynn objective: Current income & capital appreciation Your tisk profile: Primary - Aggressive Investment eligibility consdevation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your finitude' Advisor: SCOTT STACKMAI/LYLE CASRIEL 212-82!•70001800.308.3140 CNPTC00800S6S4300 NPT0C0I95I85 C0009 0TI6 030575004 T126176s50034O4YGM000278413ge 4 of 6 CONFIDENTIAL EFTA_00138465 EFTA01279074 (SUBS Resource Management Account July 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account n • Account number. Some pnces, income and current vanes ShOwn may be Eopreedinale. As a rent gam and losses ma/ nol be accuralely Nfkaed. See Foporiaor inrocaraeon at/au:your statement a the end of this dccwnern frx mare information. Non-traditional Private equity funds, He0ge tuna, another Investments are teld In you' U85 AnanCIS WeiCeS tic. (U85 FS) teoterage account. The positions reported below reflect the mods of the issuers, and U8S FS does not garentte the [coney of the Information The value shown Is not necessarily the vaut you would receive fran the Issuer if you sdd the assets. Funds actively sdd by UBS FS art subject to ongoing due aigrette, although the level perforrredrrey vary A dosed fundmay be sutiect tonoongcing elegance. • fund that you purchased elsewhere may never have been subject to LIBS FS dllgence. although II8SF$ may receive a fee from he fund's manager, which may constitute a meeolity of the menagemeMincentive fee. OleaSe contact your Anaidd Advisor vath questions. 'Est. value per wit' is an estirnae of value supplied by an independent valuation irm and reflects alustments for talon such as the Iquicity of the units. Hedge funds PuNhaSe price Miter Average price Client Hddng of shares per share ($) investment (S) ALPHAKEYS MLLEN RIO BROKERAGE NOO6(3016 Trade date: 650,000.00 Your El modal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Estimates d value supped by Issuers of CHUM pfogums (Mich are generay 'net asset value' estimates) are shown as 'Issuer est. arm per unit'. For Private equty funds,' Est. value per wet • is a value updated quarterly, based on the Net Asset value (' NAV') in the fund as of the date sped fled aluSkd by addng equal cans and suttracting dstnbutiom Once the NAV date. The NAV Is unmanly based on estimated portfolio values provided by the underlying fundspcnsor These two values may vary because of differences In the way they were estimated arxt because the 'Third serty est. value per unit' ina have been papered on the tests a financial irionnaion other than yeatend Reported estimates may not reflect resale. liquidation or repurchase value, a any, and may oat reflect catstiutions of cn3i1.0 until the next valuation is repotted generay on an annual or sent-annual balls See Unportectratoratation about your statement at the end of t Ns Statement. Cost Price pet share basIS(S) Nat 23(4) value on Unrealized Om) lmegment Hddnq Jul 29 m coin or lots (5) return (S) period 650,000.00 1.000 661,413.00 11,41100 Your total assets Value on Jul 29 (5) rescemage ci Cost your account bases (S) Estimated unteared annual interne CH wino; loss (S) Non•troditionel Hedge funds 661,413.00 100.00% 650,000.00 11,413.00 100.00% $650,000.00 811,413.00 Total 8661,413.00 SDNY GM 00027846 CNP7O0p8005654301 NP700311$18500001 0716 0305'75004 v128776S50 000000 Pegs S of 6 CONFIDENTIAL EFTA_00138466 EFTA01279075 *UBS Your notes VIP7C0C0005656302aP,000,95,85006:6071603057VX04,2677.000IMN_Gm_,Onent9e 6 el 6 Erd of statement for account number YI 28776 55 CONFIDENTIAL EFTA_00138467 EFTA01279076 Important information about your statement U35 fruncial Services it. (the km or UBS Finarcial Strokes), is a merits of all principal acuity, commodity and option; exchaues. UBS Financial Seniors and CBS Bat USA re tidied subsilanes of UPS AG and affihaes of CBS States LLC. The Fines I hanoal statement b available upon reqtest The FMCS exeoinire alias at a. CBS Financial Seroces 1200 Harbor Boulevard Weehawken, NJ 07086 This riatenent represents the only off icial record of you' 116 financial Stokes account. Other records, tritest official lac downy-in contanng conflicting data should rot be relied span II you bathe there e an tar a Omif9On please report it immediately n sites; to the Brandi Manager of the office serving your accost. Allthoup a figs' shown are Mended to be accurate. statement elites/cub not be used fa to purposes Rely soak on yearend tax forms. fie , Form 1099. 5498, 10425. etc) when orepamg your tax return. The Firm requiredby law to retail to he IRS all taxable dividends, sport/tee rantauble cletionna and uxtk Merest erred en steatite held nyour axant red poste on see brisadire, ad cos/ basins certain covered martini CaralitslIelideitli with the Finn • Pleaseremain, sip oral corerrunkations in wring tofurther protect your richtt inducing your It ion seder the See. lies Investor Proteobon Ad (SWAT • II the financial institution cn the top left of to had of this statement isnot U36 f tomtit Sentet CBS Fi-ancial Santee carries yes account as clearing broker by an-a-gerrent wth the rdcated institutes We informed you of this retail -6k, when you opened this accost h the cast your kinds and wastes are located a LOS financial Services and rot the reroleci9 broker, ad you mat maw a rips of ay awe or omission to beth firm. As described the account agreements, you must natty IA Of Ty errors or fraud twoking chedcs reflected on your statement watch 30 dew alter It was mailed or ma* available. All stammers shall be deemed corrplse and accurate n all other respect if not objected to in ventrig within 60 days • Please direct customer complaints or earnest° to Firers C lent Reboot Department at 201.352.1099 a tents as 903.354-W0, 8:03 A.M. to 6 at P.M ET Monday through Friday, or in vati-g to LES Financial Services ix., Client Relations Department, P.O. Box 766 Union Cy, NJ 07037. • In case of errors or osntan about an electronic knob transfer (ITO bat parietal a UBS Voaeckbit card trantactions, call KC/762-10K a site to UBS Financial Semites ex., 1000 tuba 814, 6th floor. Weehawken. NI 07086, Attm RIA488A Sakes. Cake rte as soon as you can, M you hi* gar statement a receipt a swan or if you need more rdamation &cut a transfer on the sIttement or receipt The firm or Card Mar (as appleable)mat her from you no later then CO days slier the km sent yOu the trst statement on which the eto:f or problem atm* d. - Proide yoir name rd accost number (4 any) - Desate tie Seer Of the Winder you revere about, indeplain as <nark as you cal why you believe t is sera a why you need more itanatial. - Proade the dolor arrant Ce the suspected error. The firm or Card Issuer vii awestiote your compdatt and veal correct rat; error promptly. For alleged mots rwokrirg UBS Via debit cad tramact irk if we take more than 10 bustressdays to di this, we will credit pas accord for the amours youth:ilk 6 in error, so tat you wit Nye the use of the money during tie tine it takes us to complete our nostigetion. Please mice all checks towels to the Fern or the financial insainis rotated on he front of tha its/octant In addition to agar accost fees, accounts may be object to naiveness Imes, changes for late payment for securities purchases and charges for unpaid amounts n cash accounts. Accounts that re transferred to other inritufirs may be subject to a transfer tee. UM Seism OpAions LEG offers options for sweeping cash Waxes. balances to bat deposits at UM Bat USA and LEG AG Ranked bench (Ba-k Sweep Procjarr4 money market mutual lads (Money knob and the Internetional Depose Account Okla c atonal with in nurrutional Roars Management Account. Though the Bats Sweep Programs, cash balsas re swept to LESEcank USA tp to an established knit ad then to UPS AG Stanford Branch. or a Money Fund. Deposits at U26 Bank USA are FDIC inured in accorda-ce with FCK mute. Formes information please visit wwwfdic Deposes at LEG AG Stamford Berth ad shares of MoneyFadsare rot Mated by the FDIC. Through tie DA, salable to cash balances are swept to depose roosts at UBS AG New Yak Branch and 185 AG Carew Ranch thew deposits arena toured by doe FCC. Balances held at the UDS AG Gagman Branch are tempi:tray imposed to the sovereign Ink of the Colman Wash, and there is no custards or other obigation of UBS AG to repay to Sates whiff on the 1.65 Cayman's Brach's boas. Depose, at LES Bat USA and each UPS AG Branch are rOt protected by SIK. Money Fund shaves are protected by SIPC. See 'LOS Financial Services Account Protection' below. Upon your request balances in the Bank Sweep Program or DA may be withdrawn and chats of a Money Furd may be liquidated, itd the proceeds returned to you or your seas es accost. Rate Hammon about available sweep opkans, ncladre; curies imaged rates and yields, 5 available at wmvubscordsweeppett from your F natal Advisor a by calling KO-762-1000. UN Financial Santee amen protection The Firm rt a manta, of the c.-nrilu<1-•o-tn•Prnenrtre. Corporation (S/PC), ehich protects ItO-flieS haCcrOS 01 its mentors up to $920,000 (including S2 S0,003 for dams for cash). The Slit anal protection liras aPOIV to all accosts that you had h a particult cmacity. The Firm together nth certain aff Mates, has also purchased ktplernentaplOteCtiOn. The nucirnan amount payabef 10 at eIgible dke et fONICtiak andee this prat-ion is ZOO robs x of December 10, 2015. Stbpd to the poky orditons ad lmi ations. cash a the km is further protected fa up to $1.9 milbn n the aggregate for all your accounts held n apse:am cmucity. A fJ copy of thepoky wordits is salable uPon request. The SIPC aotectis ad the supplemental protection both do not may to • Croton Inertial assets controlled by (and ittoted n your account value) but hell away from LOSFinancial Services (e.g., certainty cash at UBS Bat USA, 60 cash at Les AG U.S.banrhes, (4 Mane paint including variable anneals, and 60 tare. of trawl funds where such shares re registered direct& n the name of the account holier on the books rd records of to applied* Psis* a transfer agent), • Certain nwsb-nent contracts or ingesiment interests (e.g., limited partnerships and private placements) that ere rot regirtered seder **Securities Act of 1933; and • Commodities COrWOCIS (e.g, foreign excha-ge and preccus metal contracts), includarg futures contracts ad commodity option contracts. The SIPC prat-inn and to sups /mantel prat-and° not apply so these assets then if they otherwise appear on yea statements. IN StC protection aid the oreallernental protection do not protect against changes n the market vats, of you investments (whether as 4 result of market morerrem, issuer batruptcy a othenobe) More Waitron 6 avaable atm regent. you mer cram more irionnabon about SISK, including the SIPC Brochure by contacting SIPC at 202-371-8300 or by visiting the SIPC webae at smersaproarg Dividend Reiswesernent Progress pun The prte reflected b an as<ra3e lake. You MN ObtAn the wheal price ban tour F racial Advises. Onk *hole shawl are purchasedunder DRIP; partial shares wile be soli ad the cash wl be deposited your account. The civickrd reinvestment price totted by the aster may rifler Isom the mean pia al which the partial dares re sold Cateinlieu Cribs whole urns may be herb n gar amount. If pan entitled to a petal inn a s result of a thiderd payment or otherwise, the Firm will ether sell peal was at market price a accept an amard determined by a registered clearg agency. and credit nos accost Investment objectless The titatimere objection and risk profile are spec Ric to each account and may ray between your accounts Peaty ales the Firm pronotly in sting of ay sgaicant change in yon Ina-vial station or investment objectives For eachaccost het( you moose a* of the Iceberg inestment thin-tikes. CONFIDENTIAL • trodure Cunene bscome: hirstments seekng the generation of income end. • Acheie Cope., Appreciation. Investments seeing govt of principalrather than the gerersais of income. • Produce Consbautto or Worse and Capital Awes:non. Ivedinents seeking both the gentians of name. and growthof packet Osten tills profiles • Conservathre. Seeks to martin Siff arcipa, with low risk and volatility to the accost overat men if thr means the accost does not generate sign it rare tram or relurnt ad may rot Loop pace with inflation. • Moderate. Willing to accept scene ride to prircPal and tolerate some vaatfity to seek higher returns, • Aggress: Wiling to accept high tile to pnncpi and high volat lity to seek high returns owe time. • ba• •• %linen EiPlaaar Conaltration:f Wetted a parson of the porHoli, f or that account may i-clade canplex strategic, rented liguicity and rater volatiky. Staler Thoupohokfor We may corsoklase al related account statements with to sane address in the same envetpe, e.g. because they have owners *fa also maintain joctl account resew kinships well other clients a the same address. If you peeler to recent individual statements mailed n separate enielcoes, you may decline Ixtr,eholdng by caling your financial Aclersor. Friendly acesat name The Friendly anoint name is a custanizaole 'nickname' chosen by gcu to assist you with your recordkeeati has no legal effect onyour account. You can dunge gar Friend accost navies. though Onlne Services et by contacting your Si-uncial Adana. Account overview • Mae of you accountgori(olo. Net of assets and liabilinw • ALIOb hob*, salt* cash balances, slues fa restkted warty lest ), and Global Tim Depot in amazed reeks to ma-ket, andcertain assets not held by the Fem. Does roes include unpriced seositiegassets at the end a the ;nor and anent statement fX410dS, or pirate i essnente, invested stock options and *womb* stock options • labildes Includes debit balaxes. outstanding margin bans, aedit lit, tat accost balances. • Cathamoney balances. Total of uninvested available cash balances, plus deposit balances at UBS Bank USA, LEG AG U.S Branches ad money make mutual fund sweep banes, at the c bse of tie to period Nxicantrodity free deck balances in gos account are riot segregated torn other balances and the fimmy it. ay of these lads tithe ordnay course of is boineve Thew funds repayable yon your canard. This total is included in the arrant period closing vale Lending information For dossed information m the firm's fercleg practices and steams% refer to your Client Relationship SDNY_GM_00027848 EFTA_00138468 EFTA01279077 Important information about your statement (COMIllUed) Agents* or Accord Agreerrenl rd the General Gnus ad Conditions U3S Statement of Credit Practice. available in Agreement and Oixbarres at exgay tin nmeatent whetrenteee Your tints Your stet ement emirs *cartes and other mitts hell tithe accord at the end of tie &tenure period. You may Gk for afloat d hay paid startles al arg time. You may receive securities tad as loin collate& after paying any balance cis on them. Any securities translated& tie Fin cistrg the statement period ale hated at market vabe at of the end of the stammer* period. • Cast bait. In determining Use cost basis of to securities incbded in this statement, were indicated wit the number " I, • WS F nonce& Services has feted VI information obtained from maces other than LES Financial Semites, including if amation from another rim a that you may have provided to you Finacial Adam The Finn does not irdeperantly verify a saint** the aco_racy a vastly dry Wormation provided by SCUM Car than LES Financial Senecas h aatticrt *though UPS Finricel Services gereralk tbdates this Sternal:co as it is 'yawed, the hem does not provide any assurirces f-it to item:aim seder 'Cost basis° ard *Unrealized gad lore is accurate as of the date of tit statement. As such please dons rat on this nkenvtion to make puchne or sale decisions (a tax puposes a otherwise. Accounts turdared to tee Fim may regal gel-doss hfamatin only for tepericd time they one held at tie Finn More haorical trilmmation can be ailed by yar Fe-axial Advisor. • Ummelind gas/Iona When data s awilabk, manatee an:aired &indorses are cardand for havitial swab lots. The transaction data for havislial lots may or may not ref lett commissars. r= antra security reorganization events an d and °tier reinwstmeni lots rd systematk pachase lots are each combined to dates, ant averaged lot. The 'Trade date' coLenn presents the orgtral transaction trade date. • Caleb'', securities Bonds and pasted stock. that dr is,,,., 441k for dry redentlen will be selected enPf-hal1/4 by let Iron ame-cp all startles of that Ssue held in our menace in nomnee name for ox <lents, Call tease nkringliag is cbtaned from third parties and its accuracy is not garantaa. Other tall lenses may ront which raid afoot weld comrade inkrrnation nits be crovited upon request • Certificates of deposit (ON). CDs are FDIC elated tato 52!4W0 h principal and ALCMS Seam per depositor and per depository inoituixt ivaccordance witi FDIC ales • Price/value Prices diaplayal f or secunues and oiler prods may be higher or lower than the price that )0J would actually receive in the maker (lbw are obtained from arias shid party sources whit, we &ease to be reloble, but we do not garret* then accuracy. - We dermal/ it. tie closing price when avadthe the mean of the bid rd ask poxes for listed secositin ad opticro or only bid prices for OTC sec. flies - Less 3Ctiedi traded securities may be priced using a solution model ate moss recent ace we canned and may not reflect an actual make price a oath - Certain positions may apper &toil a price arid will tow as 'take was nol available' it were triable to obtain a price fora shinty. - Deposal a securities &nominated ilCUM71-00 other thin U.S &elms an reflected at the eichenge ate as of the statement date. - fcr certain startles fading n non-conformrig denornmmons, price and qualtity(f ace iota) may have been abutted to facilitate paper satuatai To obtain (anent guavas. when available, contact teenei AO one' • Private investment and ensured products. novae noestrorire saunas (vex Ulna that participation program and real estate investment feast soothes) and Unloosed prolocts are generalko highly itiald. Celan stria-axed prod_cts have not been registered with the Securities and Etch Commission or under ry slate secureiseTwre. We Prot& essmated Vaal for plus.. investment seosites ird structured products for trikanatirol purposes any. Atarary Coot gates teed. - These vibes may differ to fran prices, il any. at which a pri ate Smarm-II My structured product maybe bought or sold and do rot necessatik represent the waxy& may receive taco lictidatich - Third party somas of vain ate ea o4 a attain date and an, supplied to UBS Fnaxial Services on a regaar basis by an independera volition firm. - baser. tomcat panne- or sponsor estimated valves ary, are applied to the Fern by the issuer, general partner or sponsor and my be calculated bawd on deferent information from tat used by tad parties to &sive ter 'Paneled values. - You can obtain aeditorel Oh:mat/on regarding the meta:Way used to determine the estimate of value ad the dale et Mr Hamdenthat is the basis fa the eoimate by contacteg your Financial AdvEor - Third party 'anted vales may be reflected as 'Not priced' in several autism: when an 1dependent valuation Jim has not sa:40d a it trial* to nags a *La nem we become ware that a material met has catered due may call a moots* reprted value eve question, or when a value would be high speoilatne due to tie nature of the twenty. - When neither an Mier, general partner or wonsor estimated value nor a thedbaly estimated glue is protrocial, the vita of the mosey ad be diberent law' its caches* price. - •Daributicos to date' may include return of capita ncome orboth. - 'Original unit size' represents tie ntel offeling price per not alS may not reflect Jots cot bass. - OPP ad udisled RES scan& are rot toted al a rational wcurities exchange, and of gonna* liquid and hen if they can be sold, tie peke received may be IOU than the pee there *saluted vale provided n the acant statement, • Restricted securities. Reseeded secants gerieralY a* not curienly elcble for public sale. UBSFinacial &Inca use. to masa price a the unrestricted stock of the sane issuer at an inputed value for the restricted Oak brougases °IMO statement a* To the extent tat resigned secuties are elabk to sale, the value received may be tbstanualy less than the imaged vabe town • Est festinated) income, anent yields and rotes. M estimate of arnual income is based on current &Stood ad interest rates, assailing tie seosites will be held for one year from statement date or aft maturity This Mina no* a gudolne; accuracy ad continued agora are not guaarrteed - Estimated anal kerne and curent yield for certain types of leashes could nclude a fetish of ptilCipalar capital gahs in which case the est income (a-dewed yell would be overstated. - Estimated areal income and cement yield and the actual ?cane ad yield miff be Matra higher than the estimated amounts. - An *stint* of masked income (dadend anacr interest) divided by the current market vaberaverage balance is based on the tat dividend or interest payment mode by the truer and assures tie sectsteadepaes will be hell fa one year from the statement dine or until moony Accuracy rd continued yell am not warned • Assets not held bytes Financial Services. Certain Wads Se rot held by the FM arena retries the Frorn's posse-sin or control. These mats ate &played on yes shame& for informational purposes Only Positions and values presented at provided by dal issuing fern. UBS Financial Seances not responale for dos information and does not gUararitte al accuracy. thew assets are not protected by SRC or to Firn's supplemental SIC own?. • Revenue sharing and additional &mammalian — In addition to commissions on saes and 1)b.1 lees received n correctionwith he destributiai rubel muds to ow dents we andor our affihate receive revenue shying Payments horn distributors ad or salsas of the nasal funds that we sell. These arnants are based on two Mere& corrpononts (ktsmaad of Ulf, by UBS of a Palicular mutual fund I amik to our clients: and 04 the asset value of a particular trawl fund famGes shares held a tie fro — We and cos allAate ako receive networking aid orrnbus processing fees it consideration for transfer agent S420CaS that we poste to the minutiae:b. These fees generally are pad from investor assets el the maul lured aid me a faced dolls amount toned on the amber of accounts at the broker-dealer IsoUng mutual fads of that find fa-nily CONFIDENTIAL — h addaion to cornmissitrts received n connection with the sale or &trbution ol arruey contracts and tea investment but 'Mk tows clients, we ri der our affiliate rec....erten.* sharing compensaigh from many of the insuance companies Underlain; the rarity COntrads, aff Taos of the horn carawries or sponsors of tie ant irwestmmt tugs we distbute. - Our affiliates also receive trading acromosions ad odor conGensaton from maul kr& and Munroe companies whose products we &vbs.. - We receive an anal fee from UBS Bat USA and IRS AG Stanford Binh 0(0)10 $25 per accord sweeping to the barks under the UBS Bank Sweep Program. Activity Infamaanregardngcommkstrns and other charges hosted in connection with he execuan of trades, side* option transactions has Leen incbced on conf Simians uneasy furnished to you. and aril be prosickd to you prcrrptly on repast. Short selling II you are engaged in short selltrg a seventy, you may ins a charge don to cabin tossovag costs for that partkular stoney. Open orders Regading open or *gazatilhancelled' ceders that were slot executed by the StattalitIV date, open buy and sell slop orders are refixed by the mount of dividends cc riteson an ex-dividends a ear/as done unless eanxted otherwise by gat You are responsbk for orders that are executed Oa to your failure to cancel *rise eg open orders. To To obtain a copy d or current Client von please coital you' F nasal Achiscr or our wank at adaw oar radgatatnartirer UEG Fiona Sakes s not a bark The AMA, Business Services Account EGA and IRMA are tabour accounts aids provide recess so basking services and protests ten* xrangements with flatted barks ad other taloa* banks, ad provides access to niece and 8MM products iced by unahliated triad-party ewer& companies through roura-ce agency subsdianes of UBS Financial Services Inc. trwasenent, imura-ce. rd aruityprcductso Not FOC instred • No bank guaantee• May lose wax RMA. Resource Management Arran nt. Business Services Account BSA, IDA and intonational Resource Management Accord re registered service maks of US$ Fnancif Sauces hc Visa Signalise d a negate& aerie* mirk of Vida tramming LISS Mu Signature cede cards and IBS Vora debt cards re estate' by UPS Bat LISA wit Pe01159011 from Visa U SA Incorporated. UM Financial Services Ina Rev 201604 SDNY_G M_0002 7849 EFTA_00138469 EFTA01279078 4tUBS UBS Financial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056338670816 vl 0 Resource Management Account August 2016 GNISLAINE MAXWELL PO. BOX 308 TEANECK NJ 07666-0308 Account name GHISIANE MAXWELL Friendly account name: Indv. Millennium Account number. Your Financial Advisor. SCOTT STACK MANILYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RmA Ilesotaceline at 800-RMA- 1000, account 025028776 visit our website: On July 29 (S) on August 31 (5) Your assets 661,413.00 666,784.00 Your liabilities aoo 0.00 Nvviw.Lbs cornilmarxiiservices Value of your account $661,413.00 $666,784.00 Tracking the value of your account Sources of your account growth during 2016 Value of your account g ihwrancs at year end 2015 S250.000.03 051 4 666.8 • Net deposits and withdrawals $399,993.12 Wur eivestment return MO:lendand 250.0 interest income 40.98 Change in market value 416,784 00 Value of your excotme Dec 2015 01 2016 Aug 2016 on Aug 31.2016 6664709.00 SDNY GM 00027850 "Umber 5IPC 00700CE005633867 Ne7000197198 00009 0816 0305750CW Y128776550000000 eagle 1 of 6 CONFIDENTIAL EFTA_00I38470 EFTA01279079 *UBS Resource Management Account Your account balance sheet Summary of your assets Value on August 31 ($) Percentaga of your XCOUat A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 666,784.00 10000% F Commodities 0.00 000% Account name: GHI$LAINE MAW1 ELL Friendly account name:Indy Milennium Account number: Total assets Value of your account $666,784.00 100.00% $666,784.00 Your current asset allocation Eye on the markets Index Percentage change August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 801% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -all% 5.86% Your iq Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800308.3140 Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% CNP7001:6005633058NP700319719800CO3 0816 030575004 T128776550C0ajyGht000278Mge 2 of 6 CONFIDENTIAL EFTA_00138471 EFTA01279080 SUBS Resource Management Account Au_;r„t:C Change in the value of your account August 2016(3) Year to date (1) Opening account value $661A13.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred cut 0.00 -0.88 Dividend and interest income 0.00 0.88 Change in market value 5,371.00 Account name: Friendly account n Account number. 16,784.00 Closing account value $666,784.00 Dividend and interest income earned $666,784.00 for purposes of I tit statement, tamb:ty of 'nines] anal diadem, income ha: been determined ban a us tax repotting pen:pm:re. 8..ed upon the residence of the account holder, account type, or product two, sane interest ardor dvidend payments may not be subiect to United St*es (US) ardor Puerto Rico (PR) Income tares. The raent monthy Statement is not intended to be used and tamer be (eked utOn (Or tar purposes. Clients should refer to the applicable tar reporting forms they recent. Iran OBS annualy, such as the fOrmS 1099 and the Scans 480, tot tat reporting information It Is the pracace Of U85 to Vile tht azplicaUe tax reporting forms vAth the us unions Revenue Semce and PR Treasury Department and in such forms accurately (Lux fy docknct ardlot Interest as tar exerrpt or ta(.*. income. Pleat consult your Indvdual tax prepare( August 2016(3) Year to date IS) Taxable interest 0.00 0.88 Total current year $0.00 $0.88 Total dividend & interest $0.00 $0.88 GHISLAINE MAXWELL Summary of gains and losses Values reported telcw exclude products for which gain and losses are not classified Realized gains and losses Unrealized August 2016 ($) Year to date 114 gains and bsses (3) Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Short term 0.00 Cash activity summary 0.00 16,784 00 See ACCOant &arty Ma month fOr del a IS. Banes in your 9fleePOOliOnS are includedin the %tong and CIC6Ingbaances vsue. FDIC Insurance appileS Only 10 depOSiTS a U8S Bank USA, nOt CO deposits at U85 AG, Starrigd Grano or bank deposits gated throng the UBS inteinabons Deposit Account ptogarn. SIPC pontoon applies to money market sweep fund hddlrgs but rot bank deposits. Ste linparant Informaaan about your statement an the tat two pages d this document for deists. August 2016 (V Year to date (I) Opening balances $0.00 $0.00 Add/bons Deposits and other funds credited 0.00 400,000.00 Dividend and interest income 0.00 0.88 Total additions $0.00 $400,000.88 Subtractions Other funds debited 0.00 -0.88 Funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions $0.00 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027852 hiezco09305633869 Nh7003i 97198 00001 OBI6 030579004 Y128776SS000C000 Papa 3 of 6 CONFIDENTIAL EFTA_00138472 EFTA01279081 *UBS Resource Management Account August 2016 Your investment objectives: You have identified the following investment objectives for this account_ If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. YOu can find a ful description of the altemabve investment objectives in Important information about pour statement at the end of this document Account name: GHISLAINE MAXWELL Friendly account name:Indy Milenmum Account number: Your reteni objective: Current income ft capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CNP70309005633870 NPVC0197I 98 0007908l 6 030575004 Y128776550 CCCIN4YGM000278%9* 4 of 6 CONFIDENTIAL EFTA_00138473 EFTA01279082 *UBS Resource Management Account August 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Milennourn Account number. Some prices, income and torten! vaues shown may be appioxionme. Asa *Ste. gam did1055es ma/ not tie accurately reflected. Set rhiporkint infosenefron about your statement a the end of ths tcumeM for more infornmon. Non-traditional Morale eqUty funds, Hedge fund% and Other InoeSenentS are teld In your U8Srinantie Wilos Inc. CUBS FS) brokerage account. the motions reported belay reflect the mods of the Issuers, and U8S, FS does rat gaarantte the minty of the information me value shown Is not necessarily the verve you would receive from the Issuer if you scicithe assets. Funds actively sdd ty UBS FS are subject to ongoing due digmce, although the levet performedmry vary A dosed fundmay be straw to noongOng dkgence • fund that you purchased elsewheee may never have been suteett to 1)85 FS dllgence. although VBSF$ may receive a fee ifeell he funds manager, which may constitute a meeoilty of themanagenkmlncendsl fee. Please contact your Anascia 'schizos with questions. 'Est value per obi' is an estmae of value supplied by an independent valuation irm and reflects alugments for talon such as the Iquidty d the units. Hedge funds Purchase price Hurter Average Voce Client Hddng of shares per shale CS) investment (5) ALPHAKEYS MILLEN RC BROKERAGE A/007/31/16 Trade date: 650,000.00 Your Nnandal Advisor: SCOTT STACKMANf LYLE CASPJEL 212-821-7000l 800-308-3140 Estimates of value supped by Issuers or Certain program Or itch are geneItaly 'net asses value' eStirreleS) are shown as 'Issuer est. vase per unit'. Fa Physe equty funds, 'Est. value per unt' is a value updated quarterly, based on the Net Asset Value eNAViin the fund& of the date sped rota a:lustedby addng septa' sails and subtrexting dstnbutions Once the NAV date. The NAV Is poimarily based on estimated portfolio vdues branded by the underlying fund sponsor. Thew two values may vary because of differences in the way they were estimated and because the • 'third party eft. value per unit' may have been prepared on the basis of financial infonnaion other than yeatend. Repaled estimates may not reflect resale. liquidation or repurchase value, a any, and may not reflect dstobutions of caoild until the next valuation is feCated, gentrely On an annual Or SeM-annua bans See kepOrtdMfnf0yneaton OVA ',Our stdttmtnt at the end of this statement. Cost Price per Skit baSIS (SI en Aug31 (S) Value on Unrealized dad innestment Hddrog Aug31 (S) gain Wass (5) Fawn CS) period 650,000.00 1.000 666,784.00 16,784.00 Your total assets value OA Aug 31 (I) Percentage al Cost your &fount tests (S) Estimated unteatzed annual income grin or loss CO Non-traclitional Pledge funds 666,784.00 100.00% 650,000.00 16,784.00 100.00% $650,000.00 $16,784.00 Total $666,784.00 SONY GM 00027854 n4,70003006633871 Ne7003I97'9800073 08'6 030575004 Y178776%0000000 Pegs 5 of 6 CONFIDENTIAL EFTA_00138474 EFTA01279083 *UBS Your notes CNI, 0003005.533072NPX40, 97,9800003 oete 030579304,2877,3550COMy Gµ mnAtee 6 of 6 End of statement for account num ten 51 20776 55 CONFIDENTIAL EFTA_00138475 EFTA01279084 Important information about your statement U3S Finer Services no. (the Firm or UBS Finercial Sakai) is a months of all principal acuity, commodity and optionranhanges. CBS Financial Seniors and LES Bank USA re (died subsilones of UPS AG and affihaes of UBS Skinks LLC. The Fein's franca' statement n available upon regress The Font exeoria crime as a. UBS Finnel lances 1200 Harbor Boulevard Weehawken, NI 07086 This SUMMirif represents the °ray officialrecord of you' LBS Financial Senates account. Other records, erect official ts.dxunents. contanng conflictingdata should rot be relied won II you brine thee is an tor a OmiSPOn please report it immediately n rang to the Brand Manager of the afire strait; your account. Allhoup a lipmes shown are Mended to be accurate. *element elate nukt not be wed fats proposes Rely soleY on yearand tax kerns, (Le , Form 1099. 5498. 10425. etc) when Drepamg your lax return. The Fim s required by law to repon to tie IRS all terrible addends, reponakre ronsauble donna and mutate rase* end on monies held rims scoart, net prated, on are transactions, ad cost basis oncertain covered monies Caransticiallans with the Pinot • Pleaserelation sty oral cornmethations in ming to further protect your eights. inducing your nil , order the Seculars Investor Protection AO (SEAL • t the linnet iatitution cn the toplett oftra mama of this stamen snot U36 F moor Serino LES Fa-andel Smite carries yes accent as dewing broker by arra-gement rah the in:lotted instation We in you of this 'Vit.:115k, when you opened this accost h the cast your kin and madras tre located aims financial Services and rot the incLorg broker, and you nest make a report of ay error or omission to both Finns As described the account agreements, yOUMIM 50* IA OP Try errors or fraud kwoatry chedis reflected a your statement with 30 days alter It was mailed or made available. All shall be rained (*evoke* and accurate n all other respects if not objected a in *erg wthin 60 days • Please deed cuRomer complaints or hp sees to Fams C lent Kelton Deponent at 201.352.1699 a toilet* a 903.354-9I03, 8.03 A.M. to 6D3 P.M ET Monday through Fraley, or in mirk to LES Frontal Senices lx., Client Relations Deponent, P.O. Box 766 Union Coy, N.I 07097. • In case of erten or pastern about an electronic Keith transfer Mg WI porn a UBS Vaathdebit card transactions, call $22762-1000, or write to UBS Fronde' Senices ff ., 1000 Kann Blvd, 6th floor. Wtehanken. NI 07056, Mtn BOMBS& Sakes. Calla mite as soon en you can, if pu thitr yrar statement a receipt ff *rag or if you need more iffamation nut a transfer on the statement or receipt. The Firm or Card tsar (as eopleable)must her from you no leer tan CO days alter tie Fan sea yOu tie int statement on which the error or problem append. - Norio your none ad arras number Of any) - Deco& the error or tie wander you PM inure about, and eolain as <Pa* as you cal why you believe t is menu a why you need more Oplanutrao - Provide the doter amount ate suspected era. The Firm or Card Issuer vii busily.% pout compdaht and reel correct any error prompty. For alleged emus imolving UBS Via* debit cad tramad in. if we take more than 106winnsdays to ob boor we willmiff you' accord for the amid youthek is in error, so tot yeti MI Nye the use of tae money during tie tine it lakes us to complete our mastication. Please mire all disks papule to the Fern or the fisnwl kistrulath rotated on tie front of the statement In addition to regular acorn fees, accounts may be Soya to mailmen* lees, changes for late parried kr securities purchases and chars kr unpaid amounts n cash accounts. Accounts that re transferred to other install ions ma), be subject to a tangier tee. UBS Seem Options LE5 offers options for sweeping cash banes. balances to bat deposits at UM Bak USA and LEG AG Stanford branch (Ba-k Sweep Iffoopms), moneymaker mutual hods (Money Furls) and the international Depose Aaa.nt (Days c intone with in Interutional RoscvCO Llanarencre Account, through the Bair Sweep Programs. cash balms re swept to LESBank USA op to an estabkhed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at LBS Bank USA are FDIC inured in accorda-oe with FCC mule. For more information please Mit wwwfdic re. Deposes at LEG AG Stamford Beach ad shares of Mosey Fords are rot nosed by the FDIC. Through the DA, (mailable to cash balance' are swept to depose *cards at UBS AG New Yak Branch and LBS AG Cayman Ranch them deposits arena enured by the FCC. BaInces held at the UD5 AG Cadman Brandi are lemony, Noosed to the nereign ink of the Calms dads, and there is no guarantee or other obicktion of UBS AG to repay to Waxes while ion the LEG Cayman's Brach's books. Deposits at LEG Bark USA and each UPS AG Branch are rot protected by SIPC. Money Fund shave re protected • SIPC. See 'LES Financial Services Accent Protect-on' below. Uponyour request, balances in the Bank Sweep Program or DA may be vethdrawn and shares of a Mcney Fund may be leuidated, and the proceeds returned to you or your seta ties KCCUIL grfier rkematon about available sweep optcTA, nclairg (merit interest rates and rick it available at wmvubscordsereeppekk from your Fnancial Advisor a by rating BOO-762-1000. UN Financial Serena saran protection The Frith r. A m+-rhocl tb c,n ran< thereof Prom-nth Corporation (SIPC), niith protects witches haa-MS 01 its msebers up to $912000 (including 1,250,003 kr claim for cash). The Slit anal protection limits aPPIY to al accounts tat you hold ki a portiere- cwacity. The km, together rids certainaffiliates, has also purthetei ropplellentaprOtratiOn. The ninon amount peyataa to at eIgible client, CONIClink under this peas-ion is S500 milion a of Docents 10, 2015. Scbra to the poky eadithers ad limitation, cash a the fine is further protected fa up to $1.9 milran n the aggegae kr all your accounts held n spatial* capacity. A f IA ccpy of thepoky wading h sailible soon request. The SIPC protection ad the supplemental protection both do not eery to • Cm in lnncial assets controlled by (and kind n your account value) but held away from U35 Financial Services (e.g., certain( cash at UBS Batt USA, 00 cash at Les AG U.S.thanrhes, (4 hsurarra pintas, including valible annuities, and thy tares of enact finch Mare such thanes are registered decay in the name of the accord holier on the books ad rends of t ie applicable Pam a transfer agent), • Certain noon-nen contracts or iniesiment interests (e.g., herded partnerships aid pirate placements) that are rot regrened order to Securities Act of 1933; ad • Commodities antals (e.g, to-eign soilage and preccus metal cotacts). incluerg futures contacts ad conmedity option contract,. The SIPC protection and the supplemental protectiondo not apply to these asses earn if they otherwise appear on you statements. the SEC protection aid the 9470ff mentalprotection do not protect against changes as the market vale of you Manners (whether as result of market moverrem, issuer ba-kruptcy a othenobe) More fronton is avalable upon request iroJ may cotan more intormabon abase SIPC, Including the SIPC Brochut by contacting SIPC at 202-37I -$300 or by Shiva the SIPC vabste at watelm.orp Dividend Reinvestment Program (DRIP) the pia reflected is an *war para. You may °Man the actual price leonine F nircir Atria:roany whole shares re purchased under DPW; oriel 'has wil be sold ad the cashwi be deposited ywe account the clean] reinvestment price applied by the raker may • ffer from the market price at witch the partial three re sold Caretralieu achy whole urns may be held n yes account. If you ae emitted to a prtal oral a a Paton oath:Wand payment or ctherwite, the Firm wall ether sell partial the mart* price a accept an snood determined by a regiaered clearrg agency. and credit tor accord. Investment objectives The hunimera objectives and risk profile re speak to each account and may vay between you none Please advise the Firm pecnoty in wining of ay sgraicant change in you Ina-trial titration or investment &roves For eachscant held, you choose one of the folowin Marooned objectives CONFIDENTIAL • Thorn Current income: hirstments serng tie generation of income ony. • Achaiy Capra, Apantdation. Innterants seeing cromh of peewee' rather than the gerersaith of income. • Produce Contbauttan of Marne and Capital Apprmiaton. fruesinents sear.? both the generation of nom rid growth of pritrOal. Overall rids profiles • Consetvaht Seeks to maintain Sr vatic* with low risk and volatility to the non resat even if that means the *coon does not generate sign it kart inn or return and my rot Peep pre With • Moderate Willing to accept sane risk to pirojoui and tolerate some wealthy to seek higher returns. • Ayres's*: Wiling to accept high nth to cancan and high valet lily to sad highreturns ewe tiff*. • au. ;anent (Pgiulity Cons:Station: f HIPCMO, a Galion of the portfolio for that account may ithade canplex strategic, tinted hoick and grater volniky. sonar Thompohnfor We may corsofdate al related account statements with tie sane address n the same envelope, erg. because they have owners who abo mane jail account relationships with otter chats a the same address. If you prefer to recent Mirada* statements mailed r. separate emeloora you may decline hauseholcing by carting thoor Financial donor. Friendly account name The Frardly scout nano is a custrmaisto 'nickname' chosen by you to assist you with your reccedleeoro this no legal effect a your account You can change Mandy *con nines. through Conine Services ce by contacting your Faunoal Ado*. Account overview • Value or you accorrapat(olo. Net of *sets and •liabilities Amb haddes salable cash balances, rakes fa restekted acuity fest ), and Global Tim Dins orrerzed marks to ma-ket, and certain assets not held by the Fern. Does riot include impend secoritiMassets at the end of the prior and anent statement periods, or pirate nessinento orwested stock options and earceable stock options • Dianna. Induct* debit Waxes, outstanding margin bins, credit Ire, ton accord balances. • Cainoney balances. Total of unimested available cash balances, plus depots balaxe, at UBS Bank USA, U35 AG U.S Branches ad math maker mutual fund sweep brans at the One of tie stagnant period hincameodity free ask balances in you account are not segegaled from other balances and the Fins may au any of these Iisith in the ordnay course of As business. These funds re myth won your downed. This total is melded in die await period closing vats* • ending information For &tared frif °nation on the Mews lending packet and dunces. refer to yaw Client Rebtionthip SDNY_GM_00027856 EFTA_0O138476 EFTA01279085 Important information about your statement OOOTIGIUtd) Ageernent or ACCOLII ATM...MI and the General Tams aid Conditions MRS Statement of Credit traction available in agreement indeed:sures at yaw tin menlatent matrix, Ties. Yew .ts Your dement itemises secuerbes std other assets hell ao the accord at the end of to elatemers period. You may ask for &RAG Of li t paid seosties al and time. You may receise securities tad as loin collateral after paying any balance die on them. Any securities transferred to be firm cling the Palernent period are listed at market vane as of the medal the staternal period. • Cast basis. In determining the cost basis of to securities incbded en this stalernen, Were indicated wits the number " I, • .55 Fnonce& Services ha relied an information obtained from mans other than LES Financial Semites. including information from another arn a that you may have provided to yea finaxial Adam The firm does not irdeperckntly verty rgairantm the waren a rally dry information provided by sane other than LESFranco' Services, ▪ aaltion although UPS Financial Semites graeralY Lodates nis Haman:re as e is recerved, the km does not provide art, assurteces tat the MGM/6M caller 'Cost bate and ^Unmated gal Ws' is accurate as of the date of this statement. As such please donor retsr on this nfornotion to make pschne or sale decisions fa leer...Roses a otherwise. Accounts tra-derred to tie Fim may reflect gal loss narcotise only forte period if tine they we held at tie firm More historical Haman:re cube atied by you' Fe-axial Advisor. • Unrealind gent/Iona When data is arailsbk. *Mated arealind suirallown are cat imed Ice nrievileal sooty lots. The transaction data for ?chili] lots may or may not reeks commissions, rZ enctor security faros-Paton ewelts. d and otter reinvestment lots and systematk pirchefe be, are each combined to displey one averaged lot The 'Trade date' colon presents the aging transacton trade dale. • Gettable seaskies Bonds end preferred stock that the ever cats for wry rodenoMon wit be yarded Martallr by la from among all senses of hat issue held 'noarhanea n nomete name for as dents. Call tease narmaticn is cbtaned from third parties and as accuracy is not gdsanteed. Other call lenses may east which toted atom mkt amok& information will be provi*d upon request • Certificates of deposit (CDs). CDs are FOC nsured sp to S2 RD,000 in principal and accrued Stereo per depose and per depository ;naafis, h accadence win FDIC rules. • Price/value Woes displayed for securities and otrer /mists may be higher or lower than the price that you would actualY receive in the make. inkes are obtained from vanes thud party sources whin we believe to be relable, bit we donor garratee then accuracy. - We germs* we be closio price when avaithe the mean of the bed and ask price, for hoed saunas and opara or only bd prices for OTC seard es. - Less actirey traded seasities may be priced ushg a valuation model a the moss recent ace we claimed end may not reflect in ackul make price a vane - Certain positions may appear widx&A a ace ad will tow as 'ate was not avalable' d we are enable to obtain a ace for a sooty. - Deposits a securities &nominated in <worries other thin U.S dollars an reflected at the mounte roe as of the eaten date. - fa colain searnes vading n non-conformng denoronstions. price and quantity(fwe rake) may have been adjusted to facilitate peeper vatuatEn. To obtain teem @sabre. when availably. contact yes ,arcel Adencr • Private investments and nrunured produat royale revesimere wanes (no Ulna (Pod participation program ad real estate investment ins &otitis) and structred prolots are general highly repaid. Cram stnstred pecd_cts have not been registered with the Securities and Exch Commesian or under any mate secure:tn. We Prof& eamated valuer for private investment sectrites irdstroclured products for rdamataul purposes cry. attar ary snot guaanteed. - These vitas may differ absta-MG kcal prices, il any. at which a prate Mennen MY struaured product maybe bought or sold and do rot necessaly represent the vats you lazy receive spat licwidatat - Third party esimess of rata are as a swain date ad an supplied to UBS faunal Services on a regaar basis by an independea satiation firm. - baser. general Danner or sponsor estimated ratan ary, are applied to Menu, by the issuer, general partner or spator and may be calculated based an di( erent information from tat used by third parties to derive their 'gloated values. - You can obtain aednorul information regardng tie metocblogy used to determine the estimate value ad the dale et the iicematin that is the basis for the eaimate by contact.) your Pi -uncial Adveor - Third party 'singed vanes may be reflected as 'Not meat in several situations: when an Mdepradynt valuation firn has not %LOOM a it train to magi a vane. Men we become ware that a material event has caused that may call a pommy reported tote no question, or when a value would be highy specula& due to tie nature • the snaky. - When neither n Muer, general partner or sponsor estimated value nor a third-pray estimated vane is amedst, the vela cite seanty write dderent km its package price. - •Daributims to date may indude Mum of capital, name orboth. - 'Original ins size' represents to vital offering paper snit Adm./ not reflect yots con bases - DIP rd unlisted RErt monies are rot listed on a national securities exchange, and are germ* hewed and even a they can be sold, tie peke received may be lea than the per share estimated vitae provided n the accord siaterrent • Restricted ereasides. Restrcted secants; generalb are not tummy enable for public tale. U8S financial Service, use the mann price d the unrestricted stook of the can, issue( as an nomad value for the restricted stack ebrourposes &this statement oi* To the extent tat restricted seas-ties are elgbte to sale, the vale received may be tbstanualy less thin the imputed vane town • Esb festinated) income, anent yields and rata M estimate of smug income 6 based cn current dividend ad interest rates, assailing tie manes will be held for or* yea from statement date or until maturity This Minato boot a gudelne; accuracy and continued income are not qua-anted - Estimated anal name and carat yield fa certain types of noshes cold reeky& a retie, of pada:dor capital gains h which case the en income (a-d curse yell would be °witted. - Estimated anal income and anent yield and tie actual income and yield rage be lower of higher than the estimated amounts. - Are estimate of arrualeed income (dirdend antra intend) divided by the current market valsiaverage balance is based an the Ls( dividend or rarest payment mode by tie issuer and .109:fieS the sectreindeposts will be held for one year Porn the statement date or until mem*. Accuracy and continued yield we not guara-deed • Assets net heM by UBS Financial Services. Certain assets are rot held by the f ran and not Astra the Fern's postemen or control. These mats are &played on you' statement for informational purposes onfy. Positions and values presented at provided by tie asu'rg fern. UBS franca Services not referrable for this information and don not guarantee es accuracy. These assets at rat presented by MK or the Firres sualoseental SlPC coverage • Revenue elsarrag and additional ampensaticn — In addition to convolutions an cafes and 17b.1 lees received n carethat with tie distribution a mutual finds to ow dents we ander our SEAM receive revenue9ving Payments from dienbutors at advisors of themast funds that we sell. These arnants are based on two Mersa corrporents (a the mot& of tater by UBS of a Patter mutual fund lamiYto our clients and CO the asset value of a particular mutual fund famey's shares held a the fern — We and as MIAs* ako receive networking and ameba pm-ening fees in consideration for transfer agent services that we prank to the mutual lint These feesgenerally are pad from investor asses re the maua leant and me a lead dollar amount bated al the nembir of amass at the brokractealer holing mutual fads al that fund f a-nily CONFIDENTIAL — n addaion to cornrintsbns received n connection with the sale or distribution al may contracts and unt investment but units food clients, we andcr our affiliate ramie reserve sharp compensation from inviy of the instance companies undenWing the rarity Centrals, aff Rain et de nuns& conormin or sponsors of tetra imestmrat vats we Garton. - Our affiliates also receive trading canrossions rd other compensator, from mast kit and Mame companies whose products we dame:use. - We receive art anal he from UBS Bra USA ad LES AG Stanford Bench th eater $25 per same sweeping so the barks under the UBS Bank Sweep Programs. Adivity tiomabraregardngcommksbns and otter charges tared in connection with tie exeodan of trades, ncl_dng option transactions ha Leen inctictd on con( imatiore preveousy furnished to you. Ad ell be provided to you promptly on repast. Short selling H you are en:Ageden short siting a seventy, you may eve-recharge doe to cateintanowag costs for dun particular secesky. Open arden Regarding open or *gocktibrancelled* aden tat were not emoted by the Patentee date, open buy and tell stop orders are rediced by the mount of dints& a Stetson an ex-dividerob a 'Antos date unless netnxted Wien& by gas You are re for orders that are executed as to yOur ladure to cancel natio open orders. To To <Whew& of as current Client PrivacyNate. please canto- yea F names' Achim or yen our wank at *yew r nl/n.44*✓• v 1.85 Mend Sakes is not a bale The WA, Business Services Account ESA and IRMA are brokerage accounts Weds provide sass to banking services And prodsts tros4navangements with dilated bales ad other Ihniparey banks. and provides Min to Haase and emit/ crixixts bead by unaffiliatedMid-party naurrece companes through insurance agency subsdiaries of UBS finanial Services Inc. Inestrerd, mace. ad amity products, Not 10K insured • No bank guarantee. May lose value RUA. Resource Management ben nt, Business Services Account BSA, IRMA ad intanstional Resource Management Aware we registered service mats of f road Sakes Inc We Signalise it a regained Service milk 01 VILE Hemel bra Leavitt Sonata cede cards and IBS Visa debt cards we seed by UBS Bra USA with peemsslon born Visa U SA Incorporated. UBS Pinencial Seniess Inc Rev 201604 SDNY_G M_0002 7857 EFTA 001;8477 EFTA01279086 (SUBS ties Felancial Stokes tic Private wealth Management 299 Park Avenue 25th Floor New York NY 10171-0002 CNP70061547950916X13 Y1 0 Account name: GHISLANE MAXWELL Friendly accoun • Account numbs iurn Your linancial Advisor: SCOTT STACKMANNYLE CASSIEL Mono 212-821-70001800-308-3140 Questions about your statemett? Call your Financial Advisor or the Value of your account RMA nesourceline at 800-nMA-1000, account 029028776 on AvgaiSt 31 (1) on September 30(4) Your assets 666,784.00 673,974.00 Visitour voebsite: www.ubscantlinancialservices Your liabilities GOO 0.00 Value of your account 5666,784.00 5673,974.00 Resource Management Account September 2016 GHISLAINIE MAXWELL P.O. BOX 308 TEANECK N107666-0308 Tracking the value Tnc Lr:AnCS of your account Sources of your account growth during 2016 Value of your account at year end 2015 5250.00900 &68 674.0 Net deposits and withdraw* S399,999.12 Your thestment return Diiedend and interest income Change in martin value $0.88 $23,974.00 250.0 Value of your arcane on Sep 30. 2016 6673.974,00 Dec 2015 Aug 2016 1 Sep 2016 SONY GM 00027858 Member SIPC CNP200201006454795NP7000306144 00009 0916 030575001 Y128776550 101000 Page 1 of 6 CONFIDENTIAL EFTA_00 I 38478 EFTA01279087 SUBS Resource Management Account September 201(-• Your account balance sheet Summary of your assets Value on September 30 (S) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 673,974.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $673,974.00 $673,974.00 100.00% Account name: GHISLAINE MAXWELL Friendly account n Account number Your current asset allocation Eye on the markets Index Percentage change September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC I - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Your financial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% OW70003006454796 NP7003X61 44 00039 0316 030575004 VI 28776550 10MiliyGtA000278eNte 2 of 6 CONFIDENTIAL EFTA_00138479 EFTA01279088 *UBS Resource Management Account September 2016 Change in the value of your account September 201601 Year to date (1) Opening account value $866,784.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred out 0.00 -0.88 Dividend and interest income 0.00 0.88 Change in market value 7,190.00 23,974.00 Closing account value 4673,974.00 $673,974.00 Account name: GHISLAINE MA (WELL Friendly account name-I v nn rn Account number. Dividend and interest income earned for onoposes of ins statement fait ' y of mimes] and clincien0 Income nas been determined horn a us lu rop:tling perspective. 8..ed upon the resicknce of the account holder, account twe, or product twe, some interest ardor dvidend payments may not be subject to United St*es (US) ardor Puerto Rico (PR) Income tarts. The (lent monthly %Steffent is not intended to be used and corned tie ref ed unOn for lac purposes. Clients should refer to the apictle tar reporting forms they recehe from 185 smugly, such as the FOR% UM and the Fan's 480, for lac reporting information It IS the predict Of 1185 to tile the ztplicaPe tat tenoning forms %Nth the US internN Revenue Service aid PR Treasury Department and in such Forms accurately crstify dwdenct and ot interest &situ exempt or /scab* income. neat consult you indedual tar prepare( September 2016 (S) Year to date II) Taxable interest 0.00 0.88 Total current year $0.00 $0.88 Total dividend & interest $0.00 $0.88 Summary of gains and losses Varies reporled below exclude products for which gans andlopes are not classified Realized gains and losses Unrealized September 2016 (1) Year to date (1) gains and Losses (I) Your Pi sandal Advisor: SCOTT STACKMANLYLE CASILEL 212-821-70001800-308-3140 Short term 0.00 0.00 23,974 00 Cash activity summary Ste Account Mtn, am month for Calais Balances in your *teen OPliOnS are includedin !her:venlig and CIC6ing maws vaue. FDIC insurance apPleS Only to deposits a U85 Bank USA, not to &COPTS at U85 AG, Manifold ()ranch or bank dep,tits paced througt the UBS intetnehorri Depose Account Divan). SIP( protection applies to money matt sweep fund hddings but rot bank deposits. Ste Imponint iolotmetson about your statement en the tau lima pages of this document for deists. September 2016 (3) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 400,000.00 Dividend and interest income 0 00 0.88 Total additions $0.00 $400,000.88 Subtractions Other funds debned 0.00 -0.88 funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions $0.00 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027860 CelP7C009306454797NP7003305144 00009 0916 030579001 Y178776550 101000 Page 3 of 6 CONFIDENTIAL EFTA_00I38480 EFTA01279089 SUBS Resource Management Account September 2016 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about >our statement at the end of this document. Account name: Friendly account name: it ' . n Account number: Your resent objective: Current income & capital appreciation Your tisk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out Your lq Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308.3140 cuP7COCE006454748 NP70C0305I44 COCO 0916 030575004 Y128776550 IOMOWGM00027Ealge 4 of 6 CONFIDENTIAL EFTA_00I38481 EFTA01279090 *UBS Resource Management Account September 2016 Your assets Account name: GHISLAINE MA (WELL Friendly account nay*: Indy Milenmum Account number. Some prices, income and current vdues Sherd' may teappr0xende. AS 8 real. gains didl0sses May not be accurately refkcled. Set rmportant inrorenabon about your determent a the end of ths document for more infommon. Non-traditional Private &gay funds, Hedge funds, andMO investments are held in you UBS Finarcial servlas Inc. (UBS FS) holerage account. the portions reported below reflect the recceds of the issuers, and UBS FS does rot grallorlitt the accuracy of the I Wormation The vaue shown is n:4 necessarily the value you would Reeve from the Issuer it you sd the assets. Funds actively sdd by UBSFS ate subject toongoing due digence, ilthough the level performedmay vary A dosed fund may be subject to noongoing dligence A fund (hi you purchased elsewhere may never nave been subject to UPS FS dligence. although U85 F5 may receive a let from l he fund's manager, whir h may constitute a maprity of the roanagernentincentive fee. Please contact your financia Achnor wth questions ' Est vaue per unit' is an estmate of value supplied by an independent valuation Ism and reflects acaustrrents for factors such as the lquidty of the units. Hedge funds Hddng ALPHAKEY5 MILLEN FND BROKERAGE NO 08131216 Trade date: PurchMe PK& learner Averar price of shares per share (S) Client investment CS) 650,000.00 Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-7000/800-3C6-3140 Estimates of Mut suppled by ISSuers 04 Certain downs (Mich are gene idly 'net asset vaue' estunates) are mown as ' issuer est. vale pet unit'. For Private equty unds, 'Est. value per unl' is a vaue updated quavery, based on the Net Asset value NAY') in the fund a of the date sped fed ad,usled by acting cddtal calls and subtracting dstntitaions smce the NAV date The NAV is primarily based on estimated portfolio varies provided by the underlying fund sponsor These Iwo values may vary became of differences in the way they were estimated and because the 'Third pats est. value per unit' may have been prepared on tne taps a' financial irionnaton °Mei than yea•Hrd Reported estimates may not reflect resale, liquidation or repurchase value, a any, and Maly rice reflect dst Mout ons of cgoilal until the next valuation is ref:Wed. generally On an annual or serMannual basis See important inkismaTAP Mout your statement at tne end of ths statement. Cost Price per share basis (3) on Sep 30(S) value on unrealized0M imturnent Holdng Sep 30 (5) gain or loss (S) return CP relied 650,000 00 I.000 673,974.00 23,974.00 Your total assets Value on Sep 30(3) Percentages C0SI your &count bass (S) Estimated ()wearied annual income (S) gain or loss (S) Noe•traditionel Hedge funds 673,974.00 100.00% 650,000.00 23.974.00 Total $673,974.00 100.00% 3650,000.00 $23,97400 SDNY GM 00027862 c nia7coCeo06454 799 n8,70[0305' 44 00071 0916 030575004 YI28776550 IOIOCO ►ape S of 6 CONFIDENTIAL EFTA_00138482 EFTA01279091 *DUBS Your notes C9970009005454830 NP7OCOX6144 000C9 0916 030575004 Y138776550 1006iy_om_000274)§90 6 of 6 End of statement for account numbs,* Y1 28776 SO CONFIDENTIAL EFTA_00138483 EFTA01279092 Important information about your statement IS Fruncial Services Pc. (the Firm or UM Finercial Berea°, is a merrbei of all principal unsay, ccmrrocity and option; exchanges. UPS Financial Semites and 1.85 Bank USA at idled subsilenes of UPS AG and affihaes of U3S Soirees LLC. The Fein's I nanoal statement k available upon regress. The FOWS townie offices re a. LES Financial Seroces 1200 Harbor Boulevard Weehawken, NJ 07086 This natenent represents the only official record of you U3S Financial Services account. Other records, tweet official *doornails. contanng conflicting data should not be relied than II youbane thee is an emir a Omic90n please report t immediately n wring to the Branch Manager of the *ice serving your accomt. Allhokeri till tiger.' shown are Mended to be actuate, statement cUta *cub not be used fats purposes Rely meek on yerend tax forms. fie , Form 1099. 5498, 10425. etc ) when prepamg your tax return. The Fim s required by law to roxn to he IRS all taxable dividends, maenad* nontaxable daikkikak and =able Merest erred an semen, held inane accoric nee steeds on sae tranactions, rd con basinscabin covered Can I MICAS'S with the Finn • Please rthcordinn sty oral corverunkations in twang to further protect your rishts. including Mir rit under the Seculies Investor ProtectionAO (SPA). • lithefinancial intiation en the top ledt of d-le Inard of this stammer* isnot U3SFninciel Serykek LES Randal &anion carries yam mount as clearing torcker by arra-gement wth the rkkated insteLdon We in you of this 'Vit.:115k, when you opened this accost hen cast your kits and sorties are located a LOS financial Services and rot the iscdaceg broker, rd you mot mkt amps of any a or omission to both firma. As described in to account agreements, you must natty ta5 aF arty errors or fraud rooting checks reflected on your starter* well, 30 den alter le was mailed or made available. All seaernenn shall be donned complete and accurate n all other respects if not objected to in verti-g within 60 days • Please dhect cutromer complaints or iv-Mese° to Fern's f lent Relation Detriment at 201252.1699 r tolbfrw r. 903.354-9I03, 8:03 A.M. to 6A0 P.M FT Monday through Friday, or in mug, to LES Financial Services Ix., Client Relations Department, P.O. Box 766 Union C ay,* 07087. • In case of errors or gambols about an electronic funds transfer ((Fl). bit permed a UBS Veatclebit card tamartions, call 912762-1000, or was to UBS Financial Services Ix., 1000 Hata 814, 6th floor. Weehankers NI 07086, Attic RIAAfe6A Series. Cake write attoon o you can, if you hit yea staternere a receipt is swan or if you need more Motivation abut a transfer on the statement or receipt The Firm or Card Ism( (as soplicable)muse her from you no later then CO days slier he Fine sent yOu the int statenwre on which the era or problem apposed. - Amideyour name rd accord number R am) - DewS die error or the DIAS* you revere about, end **lain as clerk as you cal why you belies** is an error a why su need more itrametis - Proside the dolor arrant J the suspected error. The Firm or Card Issuer teal hoestigate put compdaht and eel correct my error promptly. for alleged mots invoking UBS Veatdebil cad tweedkm if we take mot than 10 bustowdays to &this, we will credit you accord for the &WWI ytuthiik is in error, to that you wall have the use of the money during the tine it takes us to competee our mestirtion. Please mire all checks payele to the Fern or the financial inste.dis relcated on he front of this statement In addition to regJar accost fees, accounts may be &pact to maitrerverne Ins, chromes for lee parnent kr securities purchases and charges kr unpaid arrouth n cash accounts. Accounts that at transferred to other inniutions may be subject to a Vander tee. UBS SweepOrAione LEG offers options for sweeping cash balans balances to bait deposits at UM Brk USA and 1.8$ AG %onkel branch (Bak Sweep Rrogarrs), moneymotet mutual hats Money Furls) and the international Deposer Assam (DA)for c stances with in Intarutional Rescva Manarrnied Account. Though the Bah Sweep Programs, cash balances an swept to LES Bank USA kir to ant's-abashed erne ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at 185 Bank USA are FDIC insured in accordant with FCC RAM Tormore information Sow Mat wwwfdic re. Deposes at LEG AG Stamford Branth ad shares of Money Ards are rot insured by the FDIC. Through the DA, (salable torah balances are swept to depose &cants al UBS AG New Yak Branch and LE6 AG f airman Ranch thew deposits arena inured by the FCC. Balaxes held at the LES AG Carman Branch are tempos* reposed to the sovereign lee of the Caren larch and there is no guarantee or other obtgation of UBS AG to repay to Saxes whiff itel the LEG Cayman's Brach's books. Depose, at LES Bari USA and each UBS AG Branch are no, protected by SIK. Money Fund sham are protected by SIPC. See -LES Financial *vices Accent Protection' below. Upon your request, balances in the Bare Sweep Program or DA may be withdrawn and shires of a Money Furd May be liquidated, ird the proceeds returned to you or youneordies accost Rate Hammon about available sweep oaten% ncladeg cuirent honest rates and WICK 5 rail*** wombs cortereeppekb, from your F nano! Advisor a by calling KO-762-1000. UN Financial Sendai amount protection The Free r. e mentor of the (ee. pine 1-..ento• reCeettre. Corporation (aalvC), which protects le0SlieS accosts 4 its mentors up to $911000 (inchding 12 50,003 kr dams for cash. The Slit and protection limns aPPlar to all accost; that you hold '(a particulr canacity. The Fkm, together nut, certainaffiliates, has also purchased itpplenlentalplOteCtiOn. The madman amount payable 10 at Sr* diet, foirclink ratter this protection is ZOO milion x of December 10, 2015. Stbrd to the poky 0:editors ad lmi ations. cash the time is further protected fa up to $1.9 million n the aggregate kr err you accounts held n spate:4h capacity. A f de copy of thepoky wading is available uPon request. The Slit protection ad the suppkmenbl protection both do not apply to • C min financial assets controlled by (and Mixed n your account value) but held away from WSFine-Ma Services (e.g., certain( cash at UBS (irk USA, 00 cash at LES AG U.S.banrhes, (4 Mums otd.cts, including teritble annuit4t, aid (iv) Aare. of MAILS funds where such dims are registered deny n the name of the accord hotter on tie books ad records of the applicd* akar a transfer agent), • Certain sash-nerd contracts or investment interests (e.g.. Mined partnerships ad pirate placements) that an rot reddened trider to Securkies Ace of 1933; and • Commodities arrays (e.g, foreign excha-ge and preccus metal contracts). inducer-9 futures contacts ad commodity option contracts The SEC protect On and IN supOwnie-al protectiondo not apply so these assets even if they otherwise appear on yes statements. The SPC protection aid the Maokrnental protection do not protect against changes n the market vale of yen investments (whether as result of market movement, issuer ba-kruptcy or othenene) More irEonnation is seeable was reopen. roam., cbtan more inionnationaboul SRC, including the SIPC Brockee by cordecting SIPC at 202371.8300 or by visiting the SIPC webae ar smeispc.org Dividend Reinvestment Pregnant pun The pat reflected b an average price. You may Obaft the &hal price banns F nevoid Advises. Or* *hole sham are purchased under DRIP; palial them will be sold ad the cash wia be deposited try your account The clacked reinvestment price sumlied by the aster may 6fler Isom the mean once al which the partial tires re sold CrMitliva Cr* whole urns maybe heed n you acount. If you an entitled ro e petal tad a s result ol a ckeiderd paymera or othenvise, the firm will tether sell partial unit at market price a accept an amore determined by a registered during agency, ad credit you' accord. Investment objectives The Innimere objection and risk profile seeped vii to each account and may vay between tar =Culls Nate advise the Firm pommy in wining of a-y smndicant change in met Inancial sieuation or investment obiectwes For each wane hekt you choose one of the following instrnent et:it/lives CONFIDENTIAL • Frocks. Cuneneincome: FweSlmmwrst seekng the generation of income onk. • Arkies C•pat Apantreation. Investments seta rig rant of principalrather than the gerersais of decorate. • Produce Combauthe orsWe and Capital Apprecienon. Iveninent seeking both the generation of name and growth of withal. Overall eisk profiles • Consewarve. Seeks to mantin niit orcipal, with low risk and volatility to the accord overat nen if ?het means the accost does not generate sign a care Mane or returns and may rot beep pace with • Moderate. Willing to accept scene rile to pircPal and tolerate some notathty to seek higher returns, • Aggress.: Wiling to accept high irk to pnncpal and high vane lily to see high returns own time. • Inn Moen EIPOcar Contithotion:I selected, a potion of the pordolk, f or tilt account may nude complex straeges, rented liquidly and rater Stalealint Thoeshokfompa We may corsofdase al related account statements with the sane addiess lithe same envelope, e.g. *cause they have owners who ako malt/On joctl account • crehips with other dents a the same address. If you prefer to recent inditedual siatemenes mailed n separate envelopes. you may decree Ixtr,eholdng by cling yes finaxial Achrsor. Friendly streunt name The kw* account nom is a customizable 'nickname' chosen by you to assist you with your recce-01..0V It has no legal effect on your account. You can change Frieridk account norms. though Onthe Services ce by contacting your Stunciad Advisor. Account overview • Value of you accoontgonfolo. Net of meets and • Aseeb tolas melt* cash balance,, skies fa restrkhed smarty lest), and Global Tim not by marks to ma-ket, and certain assets not held by the Firn. Does no include worked saclikeassets at the end the ;nor and arrent statement allOdS,. Of pane iwesmenn isnested stock options and essable stock options • Othilans Includes debit balances. Warding margin bans, credit lee, shod accord balances. • Ceslastoney balances, Told of uninvested available cash balances, plus deposer balances at UBS Bank USA, LES AG U.S Branches and money make mutual fund wimp Wares at the cone of tie statement period hisccenmodity free aeon balances in yes account are not seregaed from other balances and the Fin may sere ne sty of these lords in the Oftli(ley course a As busin These funds re amble tpon your darned The total is included in the anent period ckding vote Lending information For cleated information on the firm's lerdig precious and *chum. refer to par fires Rebtionthip SDNY_GM_00027864 EFTA_00138484 EFTA01279093 Important information about your statement (Continued) Apemen, or ACCOLII Agreerrenl and the General Time ad Conditions U3S Statement of Credit Practices available in egmeemonts indeed:ewes at mar tin nwratery w,lw&w res. Yew assists Your stamens itemizes securities and other asset> hell I-. the accent at the end of to statement triad. You may ark for daserr d fait paid seosiies al anytime. You may receise securities iced as loin collateral alter paying any balance eta on them. Any securities translated to tie Firm clan; the itslemmt penod ale liked at market vane as of the end of the stational period. • Cost bald. detemning the cost basis of tie securities incbded in this statement, were indicated wits the number " l, • LBS F nonce& Services has relied al information obtained from wets other Wan t.85 Financial Senices, including information from another rem a that sum./ taste grovided to yea Finarial Adam The Firm does rot irdepercknely vereya gamma the aco_racy rally of ary information provided by was otter than LESFa-uncial Seneca h adhere although UPS Financel Services gamely le:dates fib nformation as it is reserved, the him does not provide art, Amu:woes that the it-Mali:el Lahr 'Cost basis' and *Unrealized gar/loss- is accurate as of the date of tee statement. As wok please do not rays on this rdamdion to make perchne ix sale decisions fa taxi:crimes a otherwise. Accounts tundared to tie Fim may WW1 gait loss llama:on only for the periodd tine they we held ache Fim More historical reformation can be aind by yea Friaxial Advisor. • Unrealised gansdoweas %teen data n awilabk, *sinew/ areasiced guinelown at cricsiaird Ice irentileal sec" lots. The trans/clan data for relvilial lots may or may not reflect commisans, anda security reads- taten events dentd and otier reinvestment lots ad systernatk pachasie lots are each combined todinky ale averaged lot. The 'Trade date' colann presents the original transaction trade date. • Callable securities Bonds and pretend stock that We issues cats for eat redenpan will be selected Pflennally by lot from wrap all scathes of that issue held ei our name cell nomhee rime for or clients. Call bare /Aureola) es obtained Isom third pain and Rs musky is not garanowd. Other tall foams may ant which own ailed wok( <made information alit* provided upon request • Certificates of deposit (ON). CDs are FDIC enured 'pito $29),000 ia principal and woad intend per depoUtor and per depository invasion in accordance was MK neon. • Pricavalus Prices Wel:mei for acuities and oter prodats may be higher or betel than the price that you would ectualY naive in the make hikes m obtained from wrion thid party sources which we tetra to be relable, but we donor storaitee tar accuracy. - We rim* use the donna price when ea/WA a Or mean of the bid and ask prices for hued swein and option; or only bid prices for OTC seare - Less actrreir traded securities may be priced using a valuation model ate moss recent prce eve dawned end may not reflect en actual markel price a vale - Certain posithns may apper *khan a price arid will thee a 'pike was nol sealable' it we we stable to obtain a pace fora sec ey - Deposita a securities denominated el CUITOWC91 ogler tun U.S dollres are reflected as the enchains. rate a of the statement date. - fcc chain narks adding n non-conformng denornnstions, puce and quantity (face nada) may have been adjusted to balks taper vitiation To obtain &mem guavas, when avaitabk, contact s , anal a.± ,c<' • Private investments and otructaired peoduaa. nixes renew* saunas (ex LrIng erect participation program and catenate investment rut noshes) and structred products are whelk, highly diopid. Certain Waned prods% have not been regetered with the Securitees and E.dage Commasian a under any date sewiltieTaira. We crade nineties' values foe investment cecinas crd structured products for informatinal purposes cny. Mar ary base guaranteed. - These vibes may differ abstadishi km prices, il any, at which a pane hvestmerrl riy matured produa maybe bought or sold and don rot necesswiy represent the vain trou may receive sport licuidatian - Chid pry estmetes of vela are as a a certain date rd we suppled to UBS Fnaxii Services on a regaar basis by an independent saltation firm. - baser. go-wanpanne- or sponsor estimated vales. if any, are applied to the Fm by the issuer, general partner or mama and may be calculated based on deferent information frees tut used by third parties to dtrive their 'ginned values. - You can obtain addce-el information regarded the metcoblagy used to determine the estimate d value ad the dale of the recemasin Owe is the basis fa the ecimate by contaarg your Financial Advisor - Thirdparty 'singed sakes may be reflected as 'Not priced' in several SilUalbli: when an 1-dependent valuation lire has not sselaal a is stable to assign a saw. nailer. we become awn that a matenal ewnt has ocoared that may call a maws," reported vela Iwo question, or when a value would be highy nepenthe due to tie nature the waxily. - When neither n Esuer, general partner or wow Minted %clue nor a thrd-paly estimated net* is provided, the vale ol te mosey will bedRkrrn lean its pashas: price. - NT/61660;cent° daft' mayinclude ram of capita( income orboth. - 'Original unk size' represents the noel offering price per twit alS may not reflect your Cott bases - DIP add unlined RErt sautes are not irked co a national securities exchange, and se grin* liquid and own if they can be sod. to peke received may be less than the per tare estirruted wire provided n the a-cant statement • Restricted securints. Bearded secant generals, ae not :unsay etrable tor public sale. U8SFinarel Seances uses the mewl price d the unrestricted stock of the sane issuer as an inputed value for the restricted Pak laroorposts oiled statement osW To the extent tut restkled seorkies are elgble to sale, the vale received may be sdastarenaly less thanthe Swaged nuke frown • En. (scanned) income. anent yields and rates. M estimate of annual income is based on current dnidend ad interest rates, assuring rw seoakes will be held for one yea from statement date or seta maturity This Minn* no* a gudelne; accuracy ad continued income are not quadrant - Estimated arta hcane and curent yield for certain types of leashes could nckusle a return of cachet or capital gahs in which use the est income (and cureca yell would be overstated. - Estimated anal income and anent yield and the actual ?cane and yieU micfi be lower°, higher than the titillated aribeuntt. - An sestina* of wreaked income (dei:lend anacr interest) divided by the current mailer valaraverage balance is based on the Inv dividend or bleed payment made by tie issuer and manes tie sectreeddepaes will be held for ore year from Is statement date or until metres), Accuracy ad continued all we not wasaniewl • Assets not held by t185 Financial Services. Certain assets ere rot held by the Finn NW not %whin the Fern's posansen or ccntrol. These assets ere desplayed on yar statement for informational purposes only Positions and values presented as provided by dal Wing fern. UBS Inaba' ieraeces not renorable for this information and des not guarantee es mangy. Thew assets are not protected by SOK or the Fern's flipPlernereal9PC coverage. • Revenue sharing and sdisfitioned commands.. — In addition to carmissions on sin and Ubi I lees received n carecticrt with tie daributiai mutual fund to ow dents we anchor our Wheat, receive revenue Thfling payments from diknbutors ado salsas of the natal funds that we sell. These arnants are based on two oWerern components (k the emoted of YIN by UBS of a Patter mutual fund I amiY to our clients: and (m) the asset value of aparticular mutual fund fanny's shares held a the Wm — We and ow Aline ako receive networking and orrnbus crowning fees n consideration for transfer agent Seveei that ate provide to the mutual Knob. These fees generally are pad from investor asses in the revalue I fund and me a lewd dollar amount based on the amber of accounts at the broker-dealer Inoldng mutual funds al that fund fanny CONFIDENTIAL — h acklaicn to <brominism received n connection with the sale or danbution ol arruey contracts and cast investment but snits tow clients, we andcr our affiliate recta revenue sharp compensaion from many of the instance compsdes undenWerg the annuity contracts, aft/win d the horn corryeas or sponsors of tie ant imrestmmt outs we distrtute. - Our affiliates abo receire trading commosisns ad other convenience, from weal Ards and Swine companies whose Weasels we darlouse - We receive an areal fee from UBS Bat USA aid 5.135 AG Stanford Ranch dilate $25 per awe sweeping to the barks under the UBS Bank Sweep Programs. Activity hkemationregardngammksions and other charges roared in connection with tae exec an of trades, inclining option transactions has been indand on cantan/are preeousy !waned to you, rd All be prodded to you pr.:aptly on repast. Short selling H you ale engaged in short selling a serums you may in:Leacher'', Seto entente:wowed costs for that WSW:a-snaky. Open ceders Regarding open or 'gccollibcancelled' ceders tut WHO not executed by the stattmate data, open buy and sell slop orders are reread by the mount of dividends or cn an ex-dividends a eartms date unless I-inflated ahenvise byyw. You are responsbk for orders that are executed Ow to your lawe to cancel *Sung open orders. Mew To obtain a copy of as current Client PrimacyNotice. please areal you FnarxnalAcalscr or vat our eves ate at tan, oat rrventivniv,Irer LEG Fine-cif Services s not a bank The PM A, Business Services Account EGA and IRMA are tetherede accounts whin provide Kass so banking services and wallas taw* atrangements with situated lurks and other ltriniparty banks, and provides access to instance and smut/ products iced by unaHiliatedthid-pany rourence companies through insurance agency subsdianes of UBS Financial Services Inc. trornment, newa-ce. ad unity products, Nat FDIC eared • No bank qua-antes. May lose ware RMA. Resource Management Acne. nt, Business Services Account BSA, IRMA and intonational Resource Management Accost ad registered service maks of DES Fnaxui Services Fx Vila Signalise it a regainedarea Milk of Vial I-wadi:nal LOST/ice Signets* crea cards and IBS Visa debt cards are bead by UBS part USA with amnion Its' Visa U SA hcaporated. tin Pinacial Seevices Me Rev 201604 SDNY_GM_00027865 EFTA_00 138485 EFTA01279094 SUBS ties Fnancial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Cwa700559l8771016 vt Account name: GHISLANE MAXWELL Friendly account nam I Mil nnium Account number: Your Financial Advisor. SCOTT STACKMAWLYt£ CAST EL Phone 2 12.821 .7000/800.308-3140 Questions about your statement? Call yOur Finanda: Advisor or the RMA ReSourCeline at 800-RMA- 1000, account 029328776 Resource Management Account October 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Value of your account on September 30 (S) on October 31 (1) Your cISSels 673,974.00 679,935.00 16sIt our website: Your liabilities 0.00 0.00 swevtubscomilinancialseevices Value of your account 3673,974.00 $679,935.00 Tracking the value of your account S Thousands 674 0 679.9 250.0 Pee 2015 Sep ?Olt. Oct 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 5250.000.00 Net deposits end withdrawals $399.999.12 Your nvestment return: Dividend and interest income Change in markot value $29.935 00 Value of your &tome on Oct 31, 2016 $679.935.00 SDNY GM 00027868 Member SIPC CNP700093059)1877 No7000l93559 00009 10l6 03057500e Yi 28776%00000GO Page 1 of 6 CONFIDENTIAL EFTA_00I38486 EFTA01279095 *DUBS Resource Management Account October / ' Your account balance sheet Summary of your assets Value on October 31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 679,935.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3679,935.00 $679,935.00 100.00% Account name: Friendly account name- • • Account number: V. ELL Your current asset allocation Eye on the markets Index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Your lq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212.821.7000/800.308.3140 Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% CNP70003005591878 W7003193559 00039 1016 030575004 YI 21377655000%eiyGm000278funo 2 of 6 CONFIDENTIAL EFTA_00138487 EFTA01279096 Resource Management Account *CBS Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Change in the value of your account Summary of gains and losses October 2016(51 Year to date (S) Opening account value $673,974.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred cut 0.00 -0.88 Dividend and interest income 0.00 0.88 Change in market value 5,961.00 29,935.00 Closing account value 4679,935.00 3679,935.00 Dividend and interest income earned For pipe/x.50f INs statement, taistitty of Nieces! aMI dn.:rend income Na been determined from a US to repotting perspective. limed upon the residence of the account holder, account type, or product type, some interest ardor dnidend payments mar not be subject to United States (US) ardor Puerto Rico (PR) Income tares. The (tent month statement is not intended to be used and camot be reked unOn for tar purposes. Chenls should refer to the appicaie tar reporting forms They receive from 185 annualy, such as the fOrmS 1039 and the FOrMS 480, for IS( reporting information. It IS the make Of U85 10 Ille tht yr:nestle ta( reporting forms vAlN the US unern.Y Revenue Service and PR Treasury Department, and in such forms accurately tatty dinekna anliot Interest as lac exempt or tactte income Pleat consult ycur inclvdual tax prepare( October 2016 CP Year to date (S) Taxable interest 0.00 0.88 Total current year $0.00 $0.88 Total dividend & interest $0.00 $0.88 Your II nodal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Wives reported Allow exclude products for which gans and losses are not dassified Realized and losses Unrealized gains Octobei 2016 (5) Year to date (I) gains and loseS (5) Short term 0.00 0.00 29,935 00 Cash activity summary See Account ',Only MG month tot dealt. sciences in your Sweets Options are indudedin the wont) and dosing Wows YS ue. SDK insurance appies only to deposits ee UBS Bank USA, not to depots at U85 AG. Starr/old Bash of bank deposits placed throuo the UBS intemasond Depose Account program. SIPC protection applies to money market sweep fund hddIngS but rot bank *pants. Ste importmt information about your statement an the at two pages d this document for deists. October 2016 1S) Year to date it/ Opening balances Addtions Deposits and other funds credited $0.00 0.00 $0.00 400,000.00 Dividend aid interest income 0 00 0.88 Total additions S0.00 3400,000.88 Subtractions Other funds debited 0.00 -0.88 Funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions $0.00 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027868 CelP70303305$91879NP7003‘97559 00003 /016030575004 Y1/8776550000000 Pegs 3 of 6 CONFIDENTIAL EFTA_00138488 EFTA01279097 UBS Resource Management Account October 2016 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. 'toucan find a ful description of the alternative investment objectives in important information about your statement at the end of this document Account name: Friendly account nam ' ' • Account number: Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consderatan - None selected Your account instructions • Vote account cost basis default closing method is FIFO, First In, First Out Your Knencial Advisor: scorr STACK MANLYLE CASRIEL 212-82 I-7000/800-308-3140 oincoosoossei eso NnOCOIS0559 C0009 tOl 6 03C675004 YI28776S50000,1YGM000278M04 4 of 6 CONFIDENTIAL EFTA_00138489 EFTA01279098 UBS Resource Management Account Your assets Account name: GHISLA1NE MA (WELL Friendly account name: Account number. Some pnces, income and current values ShOwn may beapproximate. AS a tests. gains alC110ssts May 1101 be accurately refkcled. See amponam inlomaaon about your statement at the end of the docurneM fOr more infornalon. Non-traditional Private eluty funds, Hedge funds, WO ()Chef investments are held in yOur UEISFinarcial Servt(eS Inc. (US$ FS) broleraoe account. The potions reported below reflect the rereads of the issuers, and U8S FS does not presentee the accuracy of the I dormation The value shown is not necessarily the value you would receive from the issuer if you sdd the assets. Funds alertly sdd by OBSFSate subject to ongoing due dagence, although the level perform:drew vary A dosed fund may be sutiect to noongeing degree A fund that you purchased elsewhere may never have been suteect to UBS FS dllgence, although U135 FS may receive a fee from the funds manager, which rnay constitute a mborIty of the rnanagementrincentive fee. Please contact your Financial Aches°f with questions • Ed value per unit' is an estmate of value supplied by an independent valuation Irm and reflects aajustrrents for factors such as the equidty of the units. Hedge funds PurchMe PIKS tkifrOel Avelagt pore Wang of shafts pet Shalt (S) AIPHAKEYS ti/IILLEN Hie MCC ERAGE AIO 0930116 Trade date: Client investment (5) 650,000.00 Your Nsandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000f 800-308-3140 Estimates of vat/the:Petriby dimes of (Man program (which are gene01y 'net asset value estenattS) are shown as 'Issuer est. value per unit". For Pinide equty I unds, 'Est. value per unit • is a value updated quarterly, based on the hitt AsSet value NAw) in the fund a of the date specified °dusted by acting capital calls and subiracti rg clstntutions Since the NAV date The NAV is primarily based on estimated pardolio vd ues remitted be the underlying fund sponsor Thew two values may vary became of differences In the way they were estimated and because the 'Third party eft. value per unit* may have been rooted cot,* baso of financial irionnaton Other than yeanend Reported estimates may not reflect resale. liquidation or repurchase value, a any, and may rot reflect dst Muttons of c.peal until the next valuation is fel:rotted, V Mihaly on an annual or strnidnnua balsas See Important in fOrmatron atIour your statement at the end of ths statement. Cost Price per snare basis (a) on O(I 31 (5) value on unrealized (ten) investment Hdcing Oct 31(S) gain or loss (S) return (1) period 650,000 00 1.000 679,935.00 29,935.00 Your total assets Value on Oct 31 (St Percentage Of Cost your account Oasis (S) Estimated Unstained annual intuit (S) gam or loss (1) Nos-traditional Hodge funds 679,935.00 100.00% 650,000.00 29.93100 Total $679,935.00 100.00% 2650,000.00 229,935.00 SDNY GM 00027870 CelP70003305591681 NP7003‘90559 00001 1016 030575004 Y178776S5000C0C0 Pau* S of 6 CONFIDENTIAL EFTA_00138490 EFTA01279099 *CUBS Your notes CNP7C.000559, 11,32 NP70001.59 00003 1016 030579304 Yi 28776550 00MAY_GM_000278,19* 6 of 6 End of statement for account numb.' Y1 28776 S5 CONFIDENTIAL EFTA_00138491 EFTA01279100 Important information about your statement IS Fiuncial Services Pc. (the km or UM Fiord' SereMO, is a member of all principal matey, comrrodb and optima exthaues. UBS Fisancial Seniors and LE5 Bask USA re i-diect subside: des of UPS AG and *flexes of U3S Seattle, LLC. The Firm's enema' statement e available upon regsest The FOGS emote.* alias re a. CBS Fina-col Sereces Ix. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of you' U3S Fhancial Services account. Other records, meat official tar doornails, contanng conflicting data should not be relied Loan II joubane thee is an toot a omisoOn please report it immediately n miter; to the Branch Manager of the office strung your account. Allhotep a liars shown are intended to be accurate. statement erne *cub not be used fa to proposes Rely schek on yeamnd tax foss. rie , Form 1099. 5498, 10425. etc) when prepamg your fax return. The Fim required by law town to the IRS all taxable dividends, report/kb rastaxibk datittsna and uxtk hared erred on similes held nabs mark nee remade on sae tramactins, rd cos* basin:no:dein covered se:unties Coral IiahinUanawith the Finn • Please recortinm sty oral cornmernations in twang to further protect rutrights. inducing your 6015 cider the Seculies Investor Protection Act (SRA) • d the financial iatiation en the top let of dm had of this statement isnot CBS F maid Serykek LBS Fisancial bream carries yor account as clearing broker by arra-gement nth the Mooted institurin We in you of this relator h0 torten Sr opened this accost h the cast your ke-rn and stoats are located a LOS financial Services and rot the nacelorg broker, ad you mat make a repert of ay error or omission to both firms As described dm account agreemer*s yeet must natty US a arty errors or fraud rwokag cherns reflected on your starter* wen 30 days alter d was mailed or made available. All se moments shall be deemed complete and accurate n all other respects if not objected to wing within 60 days • Please diva cuRomer complaints or Oa/nest° to Feins C lent Reisman Depatnent at 201252.1699 a tolarte r. 900254.9103, 8.00 A.M. to 6 CC, P.M ET Monday through Friday, or in sing to LES Financial Senices Ix., Client Relations Depalment, P.O. Box 766 Union Coy, NJ 07037. • In ease of errors or gallons about a, electronic had, transfer (EFT). bit parsed a UBS Vaamdebit card transactions, call PO2762-1000, a wit, to UBS Paternal Senices Ix., 1000 Radar 814, 6th floor. Weehawken NI 07086, Mtn RIAArESA Sakes. Caine write mann o you can, M you hit yea stemma a receipt is wag or if you need more Fdainatin ter a transfer on the Weems for receipt. The Firm or Card Ester (as ippleable)must her from you no later than CO days alter tie FM sent yOu the Int stemma on which the Ana or problem append. - hoOde your rurre rd axon mamba (4 any) - Decal:* the error Or the Tr/Mier you are inure about, inisplain as ckaik as you cal shy you belies * is al error a why ye need more Hamelin - borne the dolor arrant ct the suspected error. The firm or Card Issuer vii hoestigate put Pampa* and will correct ny error promptly. For alleged mots imokring UBS Vitaedebit cad tra-nxi km if we take more than 10 bus noss days to der this, we willcredit you accord for the mood youth:ilk is in error, to tat you will have the use of de money during tie tine it takes us to compete. our resestgation. Please mire all checks perbb to the Tem or the *uncial instincts rotated on the front of the statement In addition to regular accsal fees, accounts may be objet to manterorke Ms, chaps for We permit kr securities purchases and charges kr unpaid emu* n cash accounts. Accounts that at trarlfatted to other inaturins may be subject to a rangier tee UBS Sweep Options LEG offers options for sweeping cash babas balances to bat deposes at UM Bak USA and LEIS AG %winked &inch (Eta-k Sweep Frocjant), moneymaker manual lads Money Furls) ad the international Deposit Monad 00Aff or c uatanen with ash Interutional Rexene Managernerd Account. Though the Bat Sweep Program cash balances we swept to 1.8$ Bank USA in to an established knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at 185 Bank USA are FDIC ensured in accorda-ce with FCK ht. format information pease visit wwwfdic Deposes at LEG AG Stanford Brach ad shares of Money Firds are rot nosed by the FDIC. Through the DA, marble to cash balances are swept to depose &cants at UBS AG New Yak Branch and LEE AG Carman Ranch Thew deposits arena ioured by to FCC. Balaxes held at the LES AG Cajman Brandi are tempi:nay reposed to the sovereign role of the Cadman Watt and there is no guaranis or other obigation of UBS AG to rpay the balances whiff RAthe LEG Cayman's Brach's books. Deposes at LES Bale USA and each UBS AG Branch are not protected by SIK. Money Fund shams are protected by SIPC. See 'LOS Financial Services Accent Protect-an' below. Limnyour request baron in tie Bar* Sweep Program or DA may be withdrawn and shams of a Money Fund may be liquidated, ad the proceeds returned to you or your seosties accord. Ftrtho• Hammon about available sweep options ncladrg wren toast rates and WICK 5 small* at wmvubs canto/tem/eke, from your Fnancial Athos' a by calling 800762-1000. UN Financial Swaim amen protection The Free rt a montor ci the(on riot by nn, hearten Corporation (SIPC), which protects la0SlieS scantsa its members up to $912000 (including 7250,000 Icr daims for cad* The Slit asset protection limes ;POT to all accost that you hold h a particar tweedy. The FM, together rid, certain aff ilexes, has also porch/ad ta.pplernenthlpf °action. The Madman mount pasabee to a eIgiNe dkces, colitclink aerie this prat-ion is ZOO milion x of Decent*, 10, 2015. Stbra to the poky orditons ad linalatian, cash a the Ems is further protected fa up to $1.9 million n the swepte kr all your accounts held n a patkula opacity. A fJ ccpy of thepoky wading is available uPon request. The SIPC protection ad the supplemental protection both do not may to • Caton Tramiel assets controlled by (and imixted n your account value) but held away from LOS Tina-cia Services (e.g., certainty cash at UBS Bak LEA, 60 cash at 1.8$ AG U.S.banrhes, (4 rieutarce ;noires, including ,viable annuities, and 00 tarn of Matta funds where such shags we registered divot& n the name of the account hobs on tie books ad records ot the applicable suer a trader agent), • Certain nsesb-nent contracts or iniesiment interests (e.g.. Sneed partnerships ad private placements) that are rot teak-toned arder tee Secureiet Act of 1933; and • Commodibes corrals (e.g, foreign excha-ge and preccus metal contracts), inducer-9 futures contacts ad commodity option contract. The SIPC sots-Min and the .4:Omni prom-rind° not apply so these assets nen if they otherwise appear on your sUtements. The SEC protection aid the PrOlanental protection do not protect agars% changes en the market sloe of yitr investments (whether as or result of market movement, issuer balsruptcy or °think.) More Wanton is astable ten request. YOU may cbtan more itiOnntittOn about 5111C, including the SIPC Brooltre by coniacting SIPC at 202371.8300 or by vine-it; the SIPC webae at wmeathec.org Dividend Reinvestment Program pun The win reflected is an an age take. You may atat the &hal price banns F racial Advixr.Onk *hole shares re purchased under DRIP; palial shams will be sold ad the cash wia be deposited your account. The clacked reinvestment price graphed by the ester may • efer Isom the market price al which the partial shoes re sold Caraein-lieu any whole urns may be heed in you octant. If jot am entitled to a petal ail a s result a a chide rd paymera or ahetwise, the Firm will tether sell panel an at market price a accept an mord determined by a registered clang agency. ad credit you' accord. Investment °bistros The tonimere °Pianos and risk profile av spec le to each account and may vay between tar aratuott Faxes advs. the Firm pin:nutty in voting of ay scorn icant change in yos Ina-Kral situation or investment &roves For eachwane held you choose one of the folowiu ins-owe objectives. CONFIDENTIAL • Produce Cunene income: hasImentS sang the generation of icon'. onk. • Aches. Capita Apantreation. Investments sea eu cyorrth d principalrather than the premien of Ocam. • Produce Contbaunan at Wane and Capital Appreciaton. Ivesinents feeling both to gerweacn of name and growth of preickal Overall Sc profiles • Constrain*. Seeks to mantin aura prreipµ wits low risk and volatility to the acorn overat even if thee means the accost does not generate signil[ant exam or returns rd my rot beep pace with • Moderate. Willing to accept some risk to pircPal and tolerate some srnatrity to seek hcher returns, • Aggresses: Wiling to accept high nt to primped and high valet lily to seek high returns owr time. • Inn anent (Watt Contiloation:f selected a potion of the portfolio f or tilt account may extde canoe% strategic, linited liGricity and rater vOlatikry. Staler Thoattoht~ We may corgi/Mae al related account statements with the same addess h the same envelope, e.g. because they have owners who also maintain join account reacrohips well other dents a the same addressif you peeler lo receive individual maternerns mailed is separate enielcoes you may deolte haneholdng by caling yea Fina-cal Advisor. Friendly scour name The Hardy accord name is a suaanzaole 'nickname' chosen by you to assist you with your recordleePreg has no legaleffect:inyour account. You can tinge Friendly accerd names. through Ornew Services or by contacting your Fe-uncial *Snot. Arne rnoverview • Value of your aamartori(olo. Net of meets and liabilitis • Afoot holudes salable cash balances, skies fa nirakted sway lest ), and Global Time Deposit, se-reared marks to motet and certain assets not held by the Fern. Does roe include unpriad sectritirn assets at the end a the prior and anent statement getiOdO. Or aerate imessmentt invested stock options and saccable stock options • Othildes Includes debit balances. outstanding merge, bans, credit lee, short icon balances. • Cathrnoney balances. Total of uninvested available cash balances, plus deposit balances at UB5 Bank USA, LES AG U.S Branches ad money maker mutual fund sweep Sass at the c hoe of tie statement period Isin-anthrodity free creek balances in yes account are not segegaed from other balances and the Fim may IA! Sly of these lads eh the ordnay course of As businole hoot funds tomtits span your downed This total is included in the arrant period closing YAM Lendng Worm/Akin For &teed information on the firm's lerdig bairns and dockstres refer to you Client Rebtiontip SDNY_GM_00027872 EFTA_00138492 EFTA01279101 Important information about your statement (000811066) Awes/nog or ACCO-rt Agreeffent and the General Tens ad Conditions U3S Statement of Credit Practices boilable in Agreements end Dab:ores at mop ea< cronstwenioneekrantr eat Yew .ts Your statement itemises *Cunt*, and other assets hell et the want at the end of to annex period. You may ark for debar of icy pad stashes al anytime. You may receive securities used as loin collateral after paying any balance de on them. Any securities translated to tie Firm cisrg the stalemmt period ale listed at market value as of the end of the statenth period. • Cast basis h detemining the cost basis of the securbesincbded in this statement, were indicated with the number " l, • .55 Fn./noel Services has feted an information obtained from sources other tan LES Financial Sento.% including information from another rim a that sum* have provided to yes Finaxial Adam The Firm does net irdeperantly verty saint** the away a vailly of any tiormation provided by sources Car than LES Siuncial Senn In wettest although UPS Pi-uncial Services general& Lmodates bis nfamation as it is receeved, the him does not provide any assuraves that tie illCrrnatian sager "Con base and l'Unrealited god lose is accurate as of the date of he stamp-it. As wets please do not retr on this nil:nation to make cutest or sale decisions fa tax ruposes otherwise. Accounts tea-dared to be Fim may renal sail loss hfametion only for the period tine they we held at tie Filet Morehi:toast eacematcn <abbe ailed by yar Fnaxial Advisor. • Unrealised gen/Iona When dells s awilabk, ectmated tretaliZed Glinfil0/4•S ore cactstalod Ice rdiviial shyly lots. The transaction data for idvilaal bit mayor my not reelect commas's:as rZ dor security reorgasizatan events en d and ober reinvestment lots ad systematic arches* lots are each combined lodge:4u ore aweaged lot he 'Trask date' raison presents the ages,' Vansacton trade date. • Callable securities Bonds and passed stock that the Ober cats for eat redenplem ail be selected moat:* by lot from among all SenItneS of that asue held in our camera n nominee nave for or clients. Call tease nlanotan is cbtaned from third parties and es accuracy is not 9J:ranked. Other tall fealties may am, Mirth cce.M Oaf weld ankle rdcrrnaten will be provided upon request • Certificates of 'begone COX. CDs are FDIC aired yew S2S),000 in principal and accrued intout per decode ant per depository inortssixs in accordance wen MK nes • Price/value Prices draplawd for securities and ober paring may be higher or boll than the price that you would anualY worn in in make. Rion we obtained from wriox hied party sources whit, we beleve to be rarebit, bit we donor gara-itee the accuray. - We gerwak use tie close's; price when avaide the nun of the bid and ask prices for hued sauna and ophore or only bid prices for OTC sectrities. - Less 3antir traded securities may be priced using a valuation model a the moss recent ace we abetted end may not riled en actual main price a vase - Certain positions may apex **PA a plc* aryl will tow as 'peke was nol avaslatee• it we ire unable to obtain a price fora wady. - Dwain a securities denominated n Winton Other Nan U.S dams at reflected at the (whence rate as of the Patelltnt date. - fc< artain securities fading in non-confonng denornnetrons price and quality (face salsa) may haw been abutted to facilitate proper valuatim To obtain awn grotabris viten availabk, contact ccarcel Adencr • Private inveaUnenla and etrunred products. Niv)10 noestrnal sew t as (vex Lain) died participation program and realestate investment rut washes) and struclued proixts are generalY highly itiopid. Celan stnstesed prod_cts have not been registered with the SeCtiritteS and Exch Commission or undo' ry slate secure:row. LW amide Ganged values for private investment sautes and autured products for iteration purposes cry. Asarary snot gumanteed. - These vibes may differ abstain* tone prices it any. at which a paid* needrneell my structured product maybe bought or sold and do net necessztiy represent the vette you may wane spat liquidation. - Third party esitnees of vain are as ascertain date ad We Supplied to UBS learcial Services on a regaar basis by an independere legation firm. - bases ruralDanner or sponsor estimated valas any, are 'spored to the Fm by the issuer, general partner or eponter mid may be calculoted bawd on riff erent information from tut used by third pities to drive their 'negated values. - You can obtain aeditorif nernation regarding the metrocblegy used to deem** the estimate d value and the dale of the Hamelinthee is the basis fa the ectimate by contacti-g your Financial Adveor - Third party 'singed vales may be reflected as 'Not priced in several situations when an idepenient valuation lino hes not sthleked a it vete e to assign a vala sm./ernebecome ware that a matenal not has caused tut may call a ptheous& repoled vela no question, or when a value would be highy specula:re due to tie nature the security. - When native an issuer, general partner or wonsor estkruted value nor a thrd-paly estimated wake is vandal, the vale al to study write dtherent front its caches* price. - •Dasibutions to date' may indude retun of capital, ncome orboth. - 'Original unit size' represents tee initial casing skewer trill Aylmer not reflect you cop bast - OPP rd unlisted RErt wanes se not listed on a rational securities exchange, and se goner* liquid and ewes a they can be sold, tee peke received may be low than the per chore *dimmed vale provided n the accost statement • Restricted wourittes. Restated searities generals, are nom twenty align to public tale. U8S Financial Seivictt use: the mascot priced the ,.restricted stook of the sane issues as an inputed value for the restricted 5100k Masons's °IMO statement ody To the extent that reakted seorities are elgbk to sale, the vale received may be tbstarbaly less than the inured who town • Est. (stinted) income, arrant yields and rata M ennuie of annual income is based on current dividend and interest rates, assuring tie searbes will be held for cne yew from statement doe or until maturity This intimate eon a gudolne; accuracy ad continued income are not guaranteed - Estimated areal name and want yield fa certain types of leashes could rickide a ream of pencilledor capital gain in which nee the est income (a-d curried yell would be ownstated. - Estimated anal income and own yield and tie actual ?cane andyieU misfi be lower°, higher than the estimated amounts. - An emirate of arrualeed income (del:lend ander interest) divided by the current market vaberaverage balance is based on the tat dividend or bluest payment mode by the issuer and 169-tntl tie senteldengs will be held for one year Iran dye statement date or until mosey Accuracy rd continued yell we not guaranthod • Assets not held bytes Financial Services. Certah sods se rot held byRuin and not weirs the Fern's posseisen or anal. These assets ere displaycd On Ins statement for informational purposes only Positions and values presented are provided byte issuing fern. UBS Financial Serieces is not regoroble for Ow information and does not guarantee es accuracy. Thee assets aro not protected by SIC or to Fern's WpOlernentel Slit await. • Revalue sharing and additional compuniatices — In addition to commissions on mitt and 12b.1 lees received n correetion with tie dist ibutiar mutual ftrds to ow dents we andcr our anal. receive revenue shying Payments tom disnbutors ardo advises of themast funds that we sell. these amounts are based on two oWerent corrpononts (a the amoud of ale, by UBS of a bathtub' mutual fund famitr to our clients and a) the asset value of aparticular mutual fund famiy's shires held a the Iran — We and us Allot* ako receive networking and orrnbus procening fees n conlocation for transfer agent WYSE, that we porde to the mutual knob. These fees generally are pad from investor assets n the ranua I tured and &watered dais amount bleed on the amber of accounts at the broker.clealer toting mutual bra of that fiend fa-nify CONFIDENTIAL — h addaion tocommissionsreceived n connection with the sale or destitution ol arruey contracts and ere investment but units toots clients, we ands"' our afflithe reuse reserve sharep compensation Itormmany of the insuance companies undereflit; the rarity Conan, affixes of the hewn* carornies or sponsors of heart imestmmt tugs we disttute. - Our attains also receive trading cannwskins rd other convenience, from mutat kinds and insurave companies whose taxis we derloute. - We receive en real he from UBS Bat USA and LISS AG Stanford Branch Of Ilato $25 per accare sweeping to the barks under the UBS Bank Sweep Program. Adivity hkemanon reigning commtsans and other charges tarred in connection with be execute:not trades, &vesting option tansations has then incbeed on cord irtlatiCee prewousy furnished to you, ri d all be ornate:I to you promptly on repast. Shoes selling you are engaged in short selling a security, you may ins a change dam, to Certain tonaweg cosh for that particular seasiy. Open orders 'Wording then or 'gxcktiboancelled' aden that ware not executed by the stateenere data, open buy and sell slop orders are waxed by the mount a dividends or rktits on an ex-dividends a ewritrls date unless tanxted othenvise byyo.e. You are responsbk for orders thatare executed Oa to your bdure to cancel easing open orders. Perm To obtain a copy of or current Client Privacy Notice, please Waal yea F narvial Ansa a um our websne at mew oh, com/eviva•vi,rtfev UEG Financial Sakes is rota bath The WA, Business Services Account BSA and IRMA are takerage accounts wends provide access so barging services and protests tax* songemente wth an gated bales and other Ihniparty banks, ri d provides Mtn to i-acrace and annuttY [roan toed by unaltlaedthid-paMy taurrice companies through roura-se agency subsdianes of UBS Financial Senn Inc. nestrend, nowa-ce. and amity products, Not FOC roared • No bank guarantee. May Use vale RMA. Resource Management barns Business Services Amount BSA, IRMA ad intonational Resource Manny: errant Accord are registered service marks of UBS lnancif Sierras Inc WS Signalise e a registered seance meek of Visa human:nal LISSVisa Signets* cede cads and IBS Wu debt cards are issued by UBS Bar* USA with Permssion from Visa USA Incorporated. UPS Pieundel Realest lee Pe* 201604 SDNY_G M_0002 7873 EFTA_00138493 EFTA01279102 *UBS U85 Financial Services tic. Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 CNP7005535501 1 f 16X135Y1 0 Resource Management Account November 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GNISLANE MAXWELL Friendly account name: Indy. millennium Account number Your Nnancial Advisor- SCOTT STACK MAN1LYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions aboutyour statemest? Value of your account Call your Financial Advisor or the RMA ReSourceline at 800-RMA-1000, account 029028776 on October 31 (11 on November 30 (1) Your assets 679,935.00 682,506.00 Visit our website: lwew.Lbscomilinanciaservices Your liabilities aoo 0.00 Value of your account 5679,935.00 5682,506.00 Sources of your account growth Tracking the value of your account S uc,311,1$ during 2016 Value of your account at year end 2015 $250000.00 Net deposits and 67r) I 682.5 withdrawals $399,999.12 Your Mestment return Diedend and interest income 10.88 2S) Change in markot graft* $3280600 Value of your account Dec 2015 OCT 2016 Nav 2016 on Nov 30, 2016 6682.506.00 SDNY GM 00027874 Mombor SIPC CNP7000)3055355431 NP7003105210 C0009 1116 030575004 Y128776550101010 Pap 1 of 6 CONFIDENTIAL EFTA_OOI 3849,1 EFTA01279103 *UBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 (s) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 682,506.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $682,506.00 5682,506.00 100.00% Account name: COI Friendly account name:Ind. Account number: Your current asset allocation E Eye on the markets Index Percentage change November 2016 year to daze S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Yourfloondol Advisor. SCOTT STACK MAIst LYLE CASRIEL 212-821-7000/800-308-3140 Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% Cele70003005535932 Ne7003185219 00039 1116 0305750CM Y128776550 l0greleyGek000278:1sge 2 of 6 CONFIDENTIAL EFTA_00138495 EFTA01279104 SUBS Resource Management Account November 2016 Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Change in the value of your account Summary of gains and losses November 2016(3 i Year to date (1) Opening account value $679,935.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred out 0.00 -0.88 Dividend and interest income 0.00 0.88 Change in market value 2,571.00 32,506.00 Closing account value 4682,506.00 $682,506.00 Dividend and interest income earned For pope," of Ins statement, ratan:ay of 'Metes] and citation° income eas been determined fran a US tm repotting pomp...dire. eased upon the residence of the account holder, account type, or product bye, some interest ardor dnidend payments mat not be subiert to United Stater (US) ardor Puerto Rico (PR) Income Iffier. The dent month st3temen1 r5 not intended to be used and cawed be rek(0 tiCOn 10 lac proposes. Clients should refer to the erotica:le tar reporting forms they recent from 185 annualy, such as the forms 1099 and the cams 480, for tine reporting information It is the practice or U85 to file the plicatle tat reporting forms with the US intend Revenue Semite and Pa Treasury Department. aord rn such forms accurately cissify dwdenct secret interest as is, exempt or taabSe income. neat oomult your in:Erdal tax prepare( November 2016 (Si) Year to date IS) Taxable interest 0.00 0.88 Total current year $0.00 $0.88 Total dividend & interest 80.00 $0.88 Your Financial Advisor: SCOTT STACK MANLYLE CAAti EL 212-821-7000800-308-3140 Vanes reported below exclude products for which gam and losses are not classified Realized gains and losses Unrealized November 2016 (5) Year to date (I) gains and lonx...es (I) Long term 0.00 0.00 32,506 00 Cash activity summary See Account atfroly ttm month tog dela IS. Sciences in your 9weeDOPliPIS are includedin the %tong and dosing oaarKts yaw. FDIC Insurance doles 0/410 deposits a U85 8.911k USA, not to deposits at U85 AG. Starrlord french or bares deposits paced througi the UBS internahorta Depose Account progeny SIPC protection applies to money market sweep fund holdings but rot bank deposits. See/map:ant inSottnatsen about your statement an the tent two paws d this document for deals. November 2016 (ST Year to date IS) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 0.00 400,000.00 Dividend and interest income 0 OD 0.88 Total additions $0.00 $400,000.88 Subtractions Other funds debited 0.00 -0.88 Funds withdrawn for investments bought 0.00 -400,000.00 Total subtractions $0.00 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027876 elf7C003305$35583 NV7003185219 00071 1116 03057X/CM Y128776S50 101010 Peg* 3 of 6 CONFIDENTIAL EFTA_00138496 EFTA01279105 UBS Resource Management Account November 2016 Your investment objectives: you have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. vou can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Account name: II Friendly account name: ir : ' Account number: Your retina objective: Current income 8 capital appreciation Your risk profile: Primary - Aggressive investment Niglbroty consdevatton - None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212 821.7000/800 308 3140 CNP70303305535584 NP70001852 19 COON 1116030575004 Y128776550 lOge#,IyGht00027eMme 4 of 6 CONFIDENTIAL EFTA_00 B8497 EFTA01279106 *UBS Resource Management Account November 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name' v Mil nn m Account number. Sane ences, income and current vares shown may Ix applOximffle. Asa teste. gains /Id losses may nol be accutalely reflected. See Manama infolledbon about your statement a the end of ths document for fr.:« infornson. Non-traditional Pfivele egtity funds, Hedge funds, andOthet inwestrnents are field in your UEISFinarciai (UBS FS) holerage account. the pennons reported below reflect the leCOXIS of the osuets, and UBS FS does not guarantee the accuracy of theIWorm:mom The value shown is not necessarily the value you would receive (Km I he issuer if you sdd the assets. funds aderele sdd by UBS FS ale subject to ongoing due dagence, dthough the level perforrnedmay vary A dosed fund may be subject to noongdrig dligence A fund that you purchased elsewhere may never have been suteed to WS FS dligente. although UBS FS may receive a fee from IN fund's manage', which may comlitule a mooety of the rnanahementlincentive fee. Please contact your financial Adnsor with questions 'Est value per unit' is an estmate of value supplied by an independent valuation Ian and reflects oltustrrents for factors such as the Iquidty of the units. Hedge funds Wam) ALPHAKEYS PILLEN END BROKERAGE NO 10131/16 Trade date: PurchaSe pien ?tweet Avela9t Once of sews pet Share (a) Client investment 650,000.00 Your Pi nandal Advisor: SCOTT STACKMAMLYLE CASRiEL 212-821-7000'800-308-3140 Estimates Of vare suppled by issuers d (Man CrOyans Cntrich se gene toy 'net asset value estiMateS) are shown as 'Issuer est. value per unit'. for Private equty funds, 'Est. vdue per unit' is a value updated quarterly, based on the Net AsSet Value CNAViin the fund a of the date spedfed. BAUSkii by ading coital calls end tuttred rg dslnbutions ante the NAY date the NAV is primarily based on estimated portfolio vdues peorickd by the underlying fund sponsor These two values may vary because of differences in tht way they were estimated and because the • Third party est. ranee per one may have been prepared cm the Coos ol financier intonn/non other than yearend Reposed estimates may not reflect resale. liquidation or repurchase value, rf any, and may me reflect dst sow ons of ciagaal untl the next valuation is te0Orted. generally On an annua orseM.annualbalis See knpoama telesteett00 *Nit you( statement a‘ the end of Ms statement Cost Pelee per share =15(1) an Nov 30(5) value on vnredized(taU imestment Heilelag Noy 30 (s) gain or loss (5) return (5) period 650,000.00 1.000 682,506.00 32,5:)6.00 Your total assets Noft.tra &No nel value on Nor 30 (5) Hedge fu ede 682,506.00 Percentage cd Cost your tt egoist taus 100.00% 650000.00 Es1mated annual mcdre (5) Onreatted flan or loss (5) 32.606.00 Total $682,506.00 100.00% S650,000.00 632,506.00 SDNY GM 00027878 CW70003005635585 NP70031$52 I 9 OCICOB 11'6 030575004 Y128776550101010 Pogo S of 6 CONFIDENTIAL EFTA_00138498 EFTA01279107 *UBS Your notes CWOOD3005535586NMEM.19 MOM , I16 =WV. Mt, 'S.C. 'ONION Ght000218/W 6 01 6 End of statement for account number VI 28776 SS CONFIDENTIAL EFTA_00138499 EFTA01279108 Important information about your statement IS financial Services YR. (the Firm or UBS Finercial Strokes). is a merrber of all principal stuffy, ccmrrocky and esti:manna-9es. UBS Financial *nice, and 1.85 Bank USA we i-diect sank/ones of UPS AG and *dims of U35 Season LLC. The Fins f hknoal statement C available upon reuse's. The Font exeoshe alias ate a. LES Financial Snipes Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of pot U3S financial Senates account. Other records, tape official to documents contanng soakingdata should not be relied spa, II soubane thee is an erne a Ominron please report it immediately n wring to the Branch Manager of the *ice serving your accost. Atha4' a figurer shown are Mended to be accurate. statement ekes *cud not be wed fa to proposes Rely sokak on yenend tax forms. Oa. , Form 1099. 5498, 10425. etc) when prepamg your tax return. The Firm a required by law toreps to the IRS all taxable addends, report/be rantaubk dation,* and uxtk Merest erred on seciaities held alma scant riot bands on see trawactiora, an cos* baskscertain covered monies, Ceeallardelifiline with the Finn • Pleaseremain, mei oral corrrnotations in wring tofurther protect your rights. inducing your ittitS Irhder the Seculies Investor Protection Ad (547AI • d the financol institution en the top leit of the fist of this statement isnot U36 f model St-vke CBS Financial Sankt carries yob =cum as clearing brisker by arra-gement van the toasted instauten We informed yaw of this relatOnthia when yW opened this accost h the cast your kits and testes tre boated a LOS financial Strikes and rot the iscdei-9 broker, ad you mat make amps of any ma or omission to both firm. As described in the account agreements, you must natty IA Of arty errors or fraud Mang chedcs reflected on your starter* *Min 30 Ilya alter d was mailed or made available. All staternents shall be deemed complete and accurate n all other respect if not objected to in veiti-9 within 60 days • Please dhect cuRomer complaints or no-nest° tie Fins C lent Relent Dep.:anent at 201252.1699 a tondo* r. 903.3M-9103, 8:03 A.M. to 603 P.M FT Monday through Friday, or in wing to LES Financial Senices hc., Client Relations Depatnent, P.O. Box 766 Unon Cy, 14.1 07087. • In case of errors or western about an electronic had, brands On). ba papist a UBS Vert:Wit card transactions, call 912762-1000, or write to UBS Fiscal Senices Ix., 1000 aorta flhd, 6th floor. Weehawken NI 07086, Atli RISAfe6A Sears. Caller mite as soon o you can, M you hit your stamen a receipt is man or if you need more intimation toil a transfer on the statement or receipt The firm or Card Its (as askable)must hear from you no later than CO days slier the Sim Sent y0u the tit stenos-a on which the era or problern *pored. - hetet your rams rd score number (4 arty) - Desolate error Or the Wander you revere about, end splain as okok as you cal why you believe * is an error a why su need more itsmaten. - ProWde the dolor arrant d the suspected era. The firm or Card Issuer vii h•estigme put compaht and eel correct ny error prenatal. for alleged mots 4Nokri9 UBS %Makdebit cad bawd ink if we take mere than 10 bus mess days to der this, we will credit yos accord for the EM0Ult stuthnk is in error, to net you wall have the use of Ile money during tie tine it takes us to complete our instigation. Please mire all checks payek to the Fon or the financial incaution indkated on the front of this statement In addition to regular accost fees, accounts may be skeet to maiiervirce Int throats for We parse kr securities purchases and charges kr unpaid amain n cash accosts. Accounts that at trannerren to other Ostia/Ss may be subject to a transits tee UBS Sweep Opeione LEG offers options for sweeping cash balances. balances to bale deposits at UM Bak USA and 1.8$ AG Ranked tooth (Bat Sweep Flocjarrs), moneymaker mutual lads (Money Funds) and the international Deposit Accused 024for customets with an Intetrutional &myna bantams* Account. Though the Bark Sweep Programs, cash balances at swept to LES Bank USA w to an estabashid knit ad then to UPS AG Stanford Brande or a Money Fund. Deposits at 1.85 Bank USA are FDIC inured in accorda-ce with FCC RAs. forms. information please Mit wwwfdic Deposes at LEG AG Stanford Brach ad shares of MoneyFadsare riot hared by the FDIC. Through the DA, (mailable to cadi balances are swop* to depose scants al UBS AG New Yak Branch and LEG AG Caimm Ranch Thew deposits arena toured by tie FCC. Balances held at the LES AG Cayman Branch are tompany imposed to the sovereign lit of the Cayman Mack, and there is no secants or other obligation of UBS AG to retail to Sates whiff al the LEG Cayman's Brach's books. Depose, a LES Bark USA and each UPS AG Branch are not protected by SIK. Money Fund shares are protected by SIPC. See 'LOS f hancial *vices Accost Protect-en' below. Lip:n your request balances in the Bare Sweep Program or DA may be vathdratrt and shares of a MoneyFadmay be liiidated, an the proceeds returned to you or your seoshes account Fishy Hamann about available sweep outwit mien; wren: interest rates and WICK 5 available at wmvubscordsweepreick from your F natio! Abair or by calling KO-762-1000. UPS Financial Saris account protection The Finn ri a rrontor SF the <to nine I--en-to• reStenswi Corporation (WC), whits protects warren haa-MS 01 its menters up to $920,000 (,neknling S2 50,003 kr claims for cash). The Slit asset protection limits apply to all accosts that you hod h a particular canacity. The Fin, together with certainaffiliates, has also purchased fiSplellentatplOteCtiOn. The madman anoint parabee to at eIgible dire Ct forectineb under this protests is ZOO maroon s of Decent., 10, 2015. Stbra to the poky ordilons ad limitations, cash a the firm is further protected fa up to $1.9 million n the aggregate kr all your accounts held n apneas capacity. A fIA copy of thepoky wading is arailtle vegan request. The Slit protection ad the suppkmental protection both do not say to • Cann nancial assets controlled by (and nelded n your account value) but nil away from WS Fina-col Services (e.g., certain( cash at UBS ark USA. 00 cash at 1.8$ AG U.S.banrhes, (4 Murata podacts, including variable annuities, and de darn of indult funds when such thins are registered direct& it the name of the account holder on tie bodes ad records of the applicable asue a transfer agent), • Certain nwsb-nent contracts or iniesiment interests (e.g., breed partnerships ad pirate placements) that an rot regilered under tie Studies Act of 1933; ad • Commodities contracts (e.g, kreign exchange and octopus metal contracts). including futures contacts ad commodity spies contract. The SEC protect On and the susamenul proteando not apply so these assets eon if they otherwise appear on yes statements. The SEC protection and the 9.470krnental protection do not protect agars changes as the market vale of your inflamed> (whether as 4 result of market movement, issuer batruptcy othenke) More irtormabon is saable ten request. You myy cbtan more ird omissionabout MK, oolong the SIPC Brod-at by contacting SIPC at 202-371 -83C0 or by visiting the SIPC webUto at sowspeorp Dividend Reinvestment Program pun The lute reflected b an average poke. You may Stan the actual price banns Emma Advise. Ore" whole shares an purchased under DRIP; partial than will be sold ad the cash wia be deposited your account The Sicked reinvestment price skpplied byte Ones may Offer Isom the mean pia al which the partial slums re sold Coeteirolieu tiny whole urns may be heed n yos acaunt. If pan entitled to a petal knit a a penult ol a &Ward paymera or enetwis, the Firm wall ether sell panel sh at market price a accept an amour* determined by a regiaered clearing agency, ad credit you' accost. Investment objectives The efentmeri objective and risk profile are spec lc to each account and may maybetween yor accosts Please advise the firm amp& in waning of ay sindicant change in your Iataxia situations investment *pawn For eachscant held you choose one of the folowin instrnent objectives. CONFIDENTIAL • Oman Cuneneincome: hossIments seekng the generation of income only. • Acheie Opeet Apron:Won. In...ones% seek tg /myth a principal rather than the gate ersain of intone. • Produce Caobauthn al Worse and Capital Appreciaton. Ivesonents seeking both the gentians of ham. and growth of prixpal. Overall ells profiles • Conservabe. Seeks to mantin Siff prircipal, wish low risk and volatility to the accost amok eon if dot means the soon does not sneak signalPant innw or returns an may rot beep pre with in nation. • Moderate. Willing to accept sane ride to priroPal and tolerate some votathty to seek higher returns, • Aggress/we: Wiling to accept high nit to pones* and high volat lily to seek high returns owe tin.. • lchostmehr E @OS, Considration:f selected, a Pnli0n of the porHoliof or that account may task canplex straeges, kneed lisicity and rater voktiky. Statement •hesseholdier We may concord* all related account statements with the same suns n the sane en vets, e.g. because they have 0wntrs who a10 maintain pal account relabithips well other clients a the same address* you infer to recent individual statement, mailed in separate ennekan, you may decline hocr,eholdng by ailing yrs Fiona *Swot Friendly ematte wane The Frxeclb mart nano is a olnanc*le 'nickname' chosen by you to assist you with your recordteePte). has no legal effect Cayour account You can Singe wow. hrendk nankin names. through Orithe Services a by contact :9 your eissancsal Athisor. Account overview • vote of yea. aaostOon(oto. Net of assets and 'abide A 3.1e b tolades amiable cash balance,, yokes fa restrkted tinny ), and Global Tire Deposit, amazed marks to motet, andcertain assets not held by the Fim. Does not include spread seckritiMassets at the end a the poor and anent statement rtnn0db. Of postale isamerin aliened stock options end ewrosable stock options • Othildes Includes alit balances. °Scantling margin kens, credit lit, short accost balances. • Cathhooney balances. Total of uninvested available cash balances, plus depose telexes at UBS Bank USA, LES AG U.S Branches ad money maker mutual fund sweep Waren at the awe of be stagnant period Notantredity free ae6t balances in yes account are riot segesied horn other balances and the f im may use ay of these lads in the 0rdiney course of is basins,. These funds re hirable won your darned. Tin total is ticketed in tho anent period awing vain? Lending information Fcr &tared information on the fans lording peaces and dockinven. refer to par Client Rebtiones SDNY_GM_00027880 EFTA_00138500 EFTA01279109 Important information about your statement (COMInded) Apt/nerd or ACCO-el Agfeerreill and the General Terms rd Conditions U3S Statement of Credit Practices ;nibble in Agreements and Dix Gower a mop nao rinfamunfekdato ores, YOU, MSS Your statement rumen securities ant other assets hell hint awarel at the end of he statement period. You may ask for deiverY of icy paid seoriies at anytime. You may receive securities used as loin collateral alter paying arty balance der en them. Any securities transferred to to Firm Brig the statement period ale listed at market value as of the end of the statement period. • Cast basis. In detranining die cost basis of the securities incbded en this statement, where indicated wih the number l, • WS F mineral Services has feted al information obtained from sources other than LIBS Francial Senicesi including information fever another bin a that sum* have provided to yes Finmxial Adam The Firm does not bedew-any werty a iaaarantre the aco_racy a rally of any irformation provided by souses car than LESFranco' Senices xerticrs *though UPSFig-MA Services general& Lmodates this nfermation as it is reeerved, the him does not provide any ldialrgei dal the illennalian ceder 'COO bate and *Unrealized gran lose is accurate as of the date of this statement. As such please do not rehyi on this nfoormlion to make protest or sale decisions for tax pesposes a otherwise. Accounts turdrared to to Firn may netted ger/loss ilarnatim only for the period cid tine they at held at she Firm More hiaorkal hicrmatcri cube aided by you' biaxial Advisor. • Unrealised gansFlones Yellen data s *vended trrodired suindloms re calculated Ice individual nosey lots. The transanan data for idvidaa lots may or may not ref let commisicns, rZ da security reorganization events an cl and ober reinvestment lots rd systematic ptscheot lots are each combined to display ore awraged lot The 'Trask date' coLmn presents the original transaction tale date. • Callable securities Bonds and preferred flock that the ever oats for eat redenplwn will be selected irprUlly by lot frcm among all swishes of that issue held hour name or it nominee ramie for or clients. Call Raise inkanation is obtaned from third pieties and is accuracy is net 9J:ranted. Other call hares moy wit which raid Mod wog camfete ifcrmation rake fronted upon request • Certificates of deposit COX. CDs are FDIC awed cpto $29),000 in principal and accrued intend per depoWor and per depository inaihrion h accordance Mtn FDIC nales • Priatvalue Prices digladd for securities and otter /cadets may be higher of lower that the price that mom would Keenly main in tie make rakes are obtained from verkus thid party sources whip we teethe to be reliable, bit we do not garantee ther accurxy. - We germak use he closing price when sealable a the mean of the bed and ask poxes for listed scoritin and option; a only bd prices for OTC searities. - Less 3Ctirtir traded securities may be priced usig a valuation model a se moss recent ace we detained end may not reflect en actual man n price a v-abe - Certain positions may Geer vratora a price errant will trot as 'rate was nol available • it we are unable to olAen a price fora 'awry - Deposits a securities denominated ilCUITOWC101 otier than U.S dollars at reflected as the exempt rate as of the daterneM date. - fcc certain securities fading n non-conformrig denornnstrons, price and quality (face eta) may have been Aided to facilitate peeper valuator, To obtain astern quotations, when 'eatable, contact yar Finacial Adviser. • Privet* Irwestmeries end stroceared prods de. Risme nvestmort warrties (i-cLdig deed participation program and real estate investment tad seositis) and struatred proixts are gmeralko highly druid. Celan dna-tired proce_cts have not been registered with the Securities and Ezell Commesion ce under wry slate secure:ram Sale Fronde edmated yak*, for private investment securities a-d structured products for idermatinal purposes cny. Artery is la guaranteed. - These wean may differ mbstamisty kern prices, il any. at which a Pride nueUrneell ntY structured product maybe bought or sold and do, rot necessalyraresent the vat* you may receive spat liquidator. - Third party mimosa of vain ate as ascertain date and are supplied to UBS Finarcira Services on a regitar basis by an independent vatration firm. - brain. general Danner or sponsor estimated ratan any, are 'sighed to the Fern by he nsuer, general partner or spormor and may be calculated based an deferent information tan tat used by third panes to derive their edinated values. - You can obtain addict-el iformation regardig the metccblogy used to decenniae the estimate of value and the dale 01 the Hamblinthat is the basis fa the estimate by contani-g your Financial Advisor - Third party 'singed valets may be reflected as 'Not paced in several situations: when an I-dependent valuation Jim has not sielsofed a it salvo to emir a vat*. oilmen we become ware that a material event has caused that may call a premousy regaled yak* rep question, or awn a value would be highy speotatime due to tie nature • the unsay. - When neither an issuer, general partner or SpOntOr estitwted value nor a thrd-paly estimated vitae is wooded, the seta d tie seanty write difierent Irons its caches* price. - • Datributicos to date' may indude ratan of capital, ncome orboth. - 'Original salt size' represents tie hkial offering pat per tria rime/ not reflect your Cat best - DIP rd unlisted ROT swains are not listed on a national wcurines exchange and are genera? liquid and even I they can be sold, to peke received may be led than the per tare estimated nth provided n the a-cont statement. . Resmicted recurides Resist-led wont, generaly are not (wren, Nglak for public sale. U8S Financial Service: use. the mthel priced the wirestricted stook of the sane issuer as an imputed value for the restncted Oak tor purposes °ISM; statement orgy To the extent that resticled searties are elgbk kr sale, the value receieed may be ubstarnialy less than the incised vabe down • En. (estimated) income. arrant yields and rates. An estimate of ritual income is based cn curets dosidend and interest rats, assailing tie legates will be held for cne yew from statement date or until maturity This estimate isony a gudolne; accuracy and continued income are not gu yenned - Estimated maul creme and carat yield fa certain types of leashes could rickide a reties of primp:dor capital gas is which use the est income (a-dcurrerg yield would be overstated, - Estimated anal income and anent yield and the actual rear* and yieU misfit be lower°, higher than the estimated amounts. - Are *dine* of snubbed income (deidend ands intoned) divided by the current malet valitiaverage balance is based an the tat dividend or /Merest payment nude by the issuer and amines tie sear het depdsts will be held foe cne year from dm statement date or until matwity Accuracy rd continued well we not grammeed • Assets not held bytes Financial Services. Cenah rands ore rot held bytelexes and not rutin the Fern's possession or crank These assets are displayed on loos statement for informational purposes only Positions and values presented re preluded by tie issuing firm. UBS &sandal Services is not retexemble for Ow information and does net guarantee es accuracy. These assets aro not protected by SAC or no Finn's SUpPlernerealSK corn?. • Revenue sharing and additional compensation — In addition to commissions on sibs and Ob.' lees received n correctionwith to distribution et mutual furds to ow dents we anchor our affikate receive revenue *Gin Payments Iran dranbutors at/ or advisors of them ant funds that we sell. These amounts are based on two Menem corrpononts (a the amowd of YIN by UBS of a Pa-natter mutual fund I amikr to our clients: and 8) the asset value of a particular matual fund famikes shires held a the Iran — We and use allAate ako receive networking and antis precasting fees n consideration for transfer agent WYSE" tat we provide to the mituallirds. These fees generally are pad from investor Meld it the. nutal lured and me a limed dodo amount bated on the marts, of accounts at the broker-dealer holing mutual lads of that fund fa-nily CONFIDENTIAL — h adoltion tocommissionsreceived n connection with the sale or distribution of arnuey contracts and test investment but grins tows clients, we endow our *hake recent reserve shaming compensation fromfumy of the instance companies under dlig the annuity Contreras, affixes of the insurance care dies or sponsors of tie ire imvstmmt outs we distil:on. - Our *Araks ago reeds, trading commoskons rd other condensate° fran nasal knob and extreme companies mhose products we datum. ▪ We receive an anal he from UM Bat USA rd 1.65 AG Stanford EeanCh Ot w to 425 per accarm sweeping to the barks under the UBS Bank Sweep Programs. Adivity Irkemafixeregardngeemmksiax and otier chases rand 'n connection with tie exeoraOn of trades, hcLedng option transactions has been inetackd on cantMimi:re prewousy !wished to you, and mill be prodded to you prcrrptly on repast Short telling you are engaged in short selling a security, you MP/ nor a charge de to Certain harovieg Costs for that particular searky. Open orders Regarding open or • gxchtiracancelled° ceders tat WHO not executed by the statement date, open buy and sill slop orders are nand by the mount of dividends or rig-etscn an ex-dividers:Is a Printed{ date sinless tratnxted cdienvise by pd. You are re for orders that are executed eta to your lalure to cancel eistrg open orders. Privacy To obtain a copy al at current Client Primacy Notice. please contact yes F hackie' Aehiscr or net our *range at maw oat ram/eaatnartirer 1.85 Financia Sakes a not a ball The AMA Business Services Account EGA and IRMA are brokerage accounts which provide access so banking services and protests thua4i aringernerits with dilated lurks and other Ihniparey banks, and provides Mtn to Oatra-ce and erolarY Prodxls krarad by unaffiliatedtad-party tour-eke ampres through insurance agency subsdianes of UBS Financial Services Inc. thownern, imwa-ce. ad randy products, Not FDIC Owed • No bank guaantew May lose vitae RMA. Resource Management Ann rii,BuSineSS Services Amount BSA. IRMA rd intonational Resource Management Accost am registered service mats of UBS Fnascii Strikes Inc Vila Signahre it a registered snria Milk 01 Visa MMalknat IRS Visa Signets* ova cards and UBS Visa debt cards ono Mind by UBS Bark USA wit pemusion Iran Visa U SA Incorporated. (JOS Pinencial Senices Ink Rev 201604 SDNY_GM_00027881 EF1'A_00138501 EFTA01279110 UBS UBS Fnancial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70078411351216X12 YI 0 Resource Management Account December 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GfraStANE MAXWELL Friendly account name: Indy. Millennium Account number. Your financial Advisor SCOTT STACK MANILYLE CAST EL Phone 212-821.70001800.308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSoUrCeUne at 800-RMA- I 000, account 029028776 on November 30 (I) on December 30(4) Your assets 682,506.00 683,739.00 tisItour websIte: www.ubscomffinancialsewices Your liabilities 0O0 0.00 Value of your account S682,506.00 3683,739.00 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth woe annuakreditreportcom. Tracking the value S T0c-..0anc$ of your account during 2016 Value of your account at year end 2015 6250.000.00 Net deposits and Ess> 5 683.7 withdrawals $399,999.12 • Your nveStrffillt return Dividend art interest income 50.88 2i) 0 Change in rnarkot vat* 533,739.00 Value of your raceme on Dec 30, 2016 $663,739,00 Dec 2015 Noe 201E Dec 2016 SDNY GM 00027882 Member SIPC CNP701I0007641135 NrS0C03I0I36 C0003 1216 030575004 Ng 28776550 1100C0 Page 1 of 6 CONFIDENTIAL EFTA_00 138502 EFTA01279111 UBS Resource Management Account Decernter 2016 Your account balance sheet Summary of your assets Value on December 30 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 683,739.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $683,739.00 5683,739.00 100.00% Account name: Friendly account name. Account number: Your current asset allocation Eye on the markets Your linancial Advisor. SCOTT STACK MAIst LYLE CASRIEL 212-821.7000/ 800-308-3140 Index Percentage change December 2016 Year to date S&P 500 1.98% 11.96% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index Interest rates on December 30,2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% 0.14% 2.65% O11170010007841136NP7003310136 00009 1216 030575004 v128776550 ilalyy_Gm_00027gtege 2 of 6 CONFIDENTIAL EFTA_00138503 EFTA01279112 SUBS Resource Management Account December 2016 Account name: GHISLAINE MA (WELL Friendly account n • I v nn m Account number. Change in the value of your account Summary of gains and losses December 2016 (1) Year to date (S4 Opening account value 3682,506.00 $250,000.00 Deposits, including investments transferred in 0.00 400,000.00 Withdrawals and fees, including investments transferred cut 0.00 -0.88 Dividend and interest income 0.00 0.88 Change in market value 1,233.00 33,739.00 Closing account value $683,739.00 $683,739.00 Dividend and interest income earned For rug:if:net:Of Ins staterneni, taiabiity of Filleted and ditden0 income ha, been determined from a us tax repotting perspedive, 8zed upon IM residence of the account hidden, account type, or product type, some interest ardor dvidend payments may not be subject to United Slater (US) ardor Puerto Rico (PR) Income Wei The (lent month)/ statement is not intended lo be used and carrot be reled upon for tat purposes. Clients should refer to the applictile tar reporting forms they recent. from 185 annualy, such as the forms 1099 and the Font 480, for tint repotting information rt Is the precut Of U85 to file the a:Oral:le tat reporting forms SIN the US internN Revenue Senile< and PR T«asury Departrrent and in such forms accurately &vary docknct arch interest as tax exempt or taste income. Pie*e consult your iredvdual tax prepare( December 2016(1) Year to date (1) Taxable interest 0.00 0.88 Total current year $0.00 $0.88 Total dividend & interest $0.00 $0.88 Your Pi sandal Advisor: SCOTT STACKMAIWLYLE CASRIEL 212-821-70001800-308-3140 Vedues reported below exclude products for which gaits and losses are not (testified Realized gains and losses Unrealized December 2016 (1) Year to date 04 gains and losses (3) Long term 0.00 0.00 33,739.00 Cash activity summary Ste Account &May Mrs month km deals 8018(10eS in your SveeDOOttor6 are indudedrn the optrerK) and dosing baances yaw. FDIC insurance appneS Only 10 depPSrtS at U85 Bank USA, not 10 &O915 at U85 AG. Starrtord Banded( bank deposits paced throuo the 085 internarona Depose Account postern SIPC peotenion apples to money market sweep fund hddingS but rat bank depOSits. Ste /inaptly)? in formatga about your statement on the tint two pages d this document for deists. December 2016 (1) Year to date (1) Opening balances Addtions Deposits and other funds credited $0.00 0.00 $0.00 400,000.00 Dividend and interest income 0.00 0.88 Total additions $0.00 $400,000.88 Subtractions Other funds debited 0.00 -0.88 kinds withdrawn for investments bought 0.00 -400,000.00 Total subtractions $0.00 -$400,000.88 Closing balances $0.00 $0.00 SDNY GM 00027884 CUP70310307841137 NV7003310136 0CION 1216 03057SOCM Y128776SSOI1C000 ►age 3 of 6 CONFIDENTIAL EFTA_00 38504 EFTA01279113 SUBS Resource Management Account December 2016 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. YOu can find a full description of the altemanve investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: ir Account number: Your return objective: Currant income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out Your financial Advisor. SCOTT STACK MANLYLE CASRIEL 2U-821.700O800-308-3140 GNI:II:010007841138 NP7003310136 00029 1216 03057%04 Y128776550 1 1 tcohy_Gm_000278O5te 4 of 6 CONFIDENTIAL EFTA_00 I 38505 EFTA01279114 *UBS Resource Management Account December 2016 Your assets Account name: GIIISLAINE MAXWELL Friendly account name:Indy Millennium Account number: Some pnCeS, inCOMe and current vaues ShoNn may I:tent:40,0We. ASS felt*. gains and losses may nos be accutalely refkaed. See smporiant inforrnaeon snow your statement a the end of ths docurneM fOr more infornmon. Non-traditional Private eqtaty funds, Hedge funds, WO Mei outset-emote held in your UEISFinarcial SeMces Inc. (UBS FS) holerage account. the potions reported below reflect the fecceds of the issuets, and UBS FS does not qv:neater. the tit( tnacy of the I Worm:nun The value shown is Me necessarily the value you would receive from the issuer if you sddthe assets. Funds actively sdd by UBS FS are subject to ongoing due digs/ice, athoutai the level performedrnay vary A dosed fund may be subject to noongong digence A fund that you pi/unwed elsewhere may never have been sated to FS dlige nee. all hough 1)85 FS may receive a fee tram t he funds manager,whit hfnay CCOSlitule a M4010 of the rnanagernentli Wenn* lee. Please contact your financia Achnof with questions ' Est vaue per unit' is an estimate of value supplied by an independent valuation ton and reflects aijustrrents for factors such as the lquidty of the units. Hedge funds Nd0ng ALPHAKEYS MILLEN FKO BROKERAGE 11/30116 Trade date: PurchMe PIK& trawnber Average puce of shares pet share (3) Client tnvestrnent 650,000.00 Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Estimates o/ )(due supped by Issuers of Colon pogroms (who are gene rat), 'net asset vaue' estutlates) are shout) as ' issuer est. vaue pet unit'. For Privae equty f unds, 'Est. value per unit • is a vaue updated quarterly, based on the Net Asset value NAV') in the fund as of the date spedfled alusted by ailing capital calls and 'obi real rg dst 'talons wire the NAY oak The NAY is primarily based on estimated portSolio vi ues provided by the underlying fund sponsor These two values may vary because of differences In the way they were estimated and because the 'Third party est • value per unit' nay have been prepared on the taus of financial irionnaton other than yetkend Reported estimates my not reflect resale, liquidation or repurchase vaue, if any, and may rice reflect dst ebut ons of caortal until the next valuation is reCOrted, ge nen* On an annual or serni.annua bttis See Important onfocrnatren scour your statement at the end of Ms statement Cost Price Per share basis (3) on Dec 30 (5) value on unrealized0M imestment Hddng Dec 30(5) ()Moor loss (3) 'mum (1) period 650,0C0 00 1.000 683,739.00 33,739.00 Your total asset Value on Dec 30 (1) Percentage or Cost your scant bass (1) ESInnated UrvedrZed annual infane dein or loss (1) Non•tradtional Hedge fads 683,739.00 100.00% 650,000.00 33.739.00 Total $683,739.00 100.00% $650,000.00 $33,739.00 Summary of approved payees and recurring payments dosed Co your instructions. the following payees and recurring payments are fortsilend 'approved payees' As e resuft (1)you may authorize attowicrialtfansters to Mesepayees Yerba 6y and (Lyon are no longer mammy hdirktual confirmations for payments to these Payees- Crsbutsement Payee descriptor) Amount (S) metroo YI23575 varied Transfer The payees and recurring payments £fed below do not include Bill Payments. thcfronic funds Transfers and Certain other transfers between accounts At CBS 11 you hive additional payees and/et recurring iktfUrflOnt On you war recent Separate mnfirmatoris from your financial AOVISOe. To update or cancel any of these instructions. please Ninon your Mama! Adr401 Type' Pent Payee on file Upon request Ha Na Apr 12, 16 Last used FrepuenCy Stan dare End dale date SDNY GM 00027886 C HP70310007841 139 NO7007310136 000711216 030579704 Y128776SSO 110000 Page 5 of 6 CONFIDENTIAL EFTA (8)138506 EFTA01279115 SUBS Your notes CNP70310007841140 NP70003i Oi 36 00003 1216 03057500t y128776550 ii di§tAY_GM_0002741940 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00 I 38507 EFTA01279116 Important information about your statement U3S Fiuncial Services Inc. (the Fern or UBS fared Serubes), is a member of all principal acuity, ccmrrothay and cptions exchanges. UBS Financial Semites and U65 Bank USA tie i-died subsilones of U5S AG and affiliats of U3S Secueles LK. The Fein's flume' statement C available upon recites. The Fowl exennise off kw are at LBS Finical Senses InC• 1200 Harbor Boulevard Weehawken, N107086 This StateMerit represents the one/ officialrecord of you- U3S Financial Services account. Other wads, Prep( official tm.dxunents. contanng contliOng data should not be relied Loan II you beim, there is an error cr omit:ion please report t inenedately n writing to the Brand, Manager of the afire serving your accost. Allticup al Homes shown are Mended to be accurate, statement &tett-Twit not be used for tar purposes Rely sclee/ on yeaund tax krms. (le , Form 1099. 5498. 10425. etc ) when prepamg your lax return. The Fit., required by law to repot to the IRS all taxable dividends, reporobb rantaubk anima and yoke interest eked an feCkeitiel held h pass accost net proceeds on see trataclions, rd cost basisancertain covered stashes. Osurearketkme with the Firm • Please reconfirm try oral commancatona in wring tofurther protect your rills. mdudrg your nt.'s utter the Seoshes Investor Protection Act ISPA). • If the financial Satiation on the top left of to Ircnt of this spools isnot LBS f natal Serytes LBS Financial Sonia* carries your down as dealing brdcer by arra-gement with the i-dcated insieutors We in you of to relatiM5hP when you opened this accost h the cast your is -a and securities are bated at UBS financial Services and rot the intolaci-g broker. and you nut make a repan of any ear or omission to both firma. As described the account agreements, you must nirn w of anti errors or kaud amobing chedis reflected on your statement weal 30 clays alter a was mailed or made available. All statement shall be downed carpi° and accurate in all other respects if not objected to in vering within 60 days • Please died customer complaints or nacres to tie Fitt's C tient Relato-n Department at 201.352.1699 cr toll-free r. 903.3544100, 8:03 AM. to 6 CO P.M. FT Monday through Frday. a in iwii-g to LES Financial Senices Inc., Client Relations Department, P.O. Box 766 Union C ey, N1 07087. • Fa TTY services. Call B44-612.0996 or firm cuts.* Ow US.; Cal POI .352.1495 • In caw of errors or wuritirts about an electronic funds wanner (EFT), bi parted or UBS Viseckbit card transactions, call BO -762-1000, or welt to UBS Fiancial Senates lx., 1000 Marta BIM., 6th flow, Weehawken ha 07086, Min RMASSA SING& Cal or 'fleas tor asyou can, if you Ihek par statement a receipt a *rag or if you need more hiorrsieliri aba.it a larder on the statement of retype. The Firm or Card mum Gs apple/binmut hee Iromyou no later than 60 days alter the Fern sera you the list ft amok on which the ems or FT0ilem arremed. - Fmk, you name ad accant nutter fsf any)) - Cosabe tie error or the fustier you re inure about, ad eotain as diary as jrcu can why you believe a is antra or why pas need more incrmaticn - Frondethe doles amatht d die suspected era. The Finn or Card Issuer wil Meatus,* your ampler., and will correct any error amp*. For alleged errors iwolving UBSVaaedebil cad transact:cm if we take more than 10 toe less days to do this, we MO credk post maul for the amount you that s in error, so that you wal have the use of the money dunng the tine n takes us to complete our iwestiptien. Please mike all checks payable to the Fern or the financial ingestion Muted on the front of OW tatement In addition to regsfar accoult leek accounts may be abject to mai-smarm lees. chines for We parrs.* tar securities purchases and charges kr unpaid amounts n cash accounts Accounts that tie tansferred to other instwlens may be subject to a bander lee. 1J06 /weep Options U65 offers options fa sweepig cash balances. balances to bark &posits at UBS Ba-kUM. and CBS AG StarMad branch (Bart Sweep Progarns), momYfluallef mutual Ord% Money Funds) rd the Interstional Depose Acccurt (Wu customers with an Int.-rational Rescue" ManaTemern Account. Though the Bat Sweep Program cash balances are swept to U3S Bank LISA Lp to an esubished knit ad then to UBS AG Stanford french or a Money Fund. outwits a LBS Bank USA are AX rand in accordance with FCC lulu. For more in( emetics, please visit wwwfdic got Deposal a WS AG Stamford Branch ad shares of Money Funds are not mated by the FIX. Through the DA amittle to cash balances are swept to depose atants al UBS AG New Yak Ranch and LBS AGCasnan Branch These deposits are not insured by the FIX. Baines held et the LBS AG Carman Branch are tempera* proud to the sovereign risk of the Cabmen Sands, and there is no iparareee or other citgabon of UBS AG to repay the betakes while on the UBS Cayman Branch's books. Deposes a LES Birk L6A and each UBS AG Branch are not protected by 51K. Money Fund shires are protected by SIPC. See 'S. Financial Services Accost Protection' below. Upon your request, balances n the Bank Sweep Programs or DA may be withdrawn and shares of a Mcney Furl may be liwidated, and the proceeds returned to you or Sto-rdin =Wit. Farther kormalcn about evadable sweep optons, nclairg rumen ireerest rates and yields, s mailable at ivmv.ubs,corriumepysIds, from your Financial Advisct or by calling 800762.1000. ULM financial Services account an:Seaton The rim ic a member of the Scsurio been Protection Corporation (9PC). which poled, warein acccunts of its members up to 5500.0P) (including 5250,0W ice Wins for cash). The SIPC asset protection limns apply to al anent that you hold n a panictler cepacky. The Firth together was certain off Pines, ha also purchased supplemental protection. The mini-run amount pays le to al Sob* diets. coliciwelyu-dm this protection is 1500 Sion as of Dec rater 10, 2015. 5.bjact to the poky ecninions and lirnitaticen, cash a the firm is further protected for up to 519 million h the agiregale for all ems accounts held h ay:Ocular twenty. A full ccpy of tie coley wading is mantle upon request. The SIPC protection rd the toplermntal protection both do not aPPIY • Certain financial assets controlled by (and "clad h your account value) but held away from WSfine-col Services (e 9., certain 0) cash at UBS Bark USA, 00 cash at WS AG U S.brard-in 0.0 rewa-ce prookin, including vaitle enmities, and (in shares of rititlial funds where such shares areregistered drealy n the rune ol the account holder an the books and roads of the awoke* issuer a transfer nosh • Chain 'utmost, contract a in...shunt interest (e 9.. lirMed partnership* ad pewee placements) that are rot regetered under the Securities Act of 1933; and • Commodities artracts (e.g. foreign excharge and pre( Lwx metal artractA inclucirg futures contacts ad commodity crib, contracts the SIPC proteclon and eke supplemental proteclon do not apply to these asset pen if theyotherwise appear on goer statements. The SVC protection ad the auplemertal protection do not protect against changes in the mates vale of you investments (whether a a result of market movement. issuer ba-kruptcy or etherize) More information is avelable upon ropes. Toomey cbtin more itormation about SIPC, including the SIPC Brth" by contacting SIPC at 202-371-83® er by visiti-g the SIPC nwbsee at mew soc.org Dividend Reisvestment Program LOOP) The ark* reflected is an average aid You mar obtain the actual price km yes Financial Advisix . OAS, vhde Sures are purchased under 0 MP; partial shreswil be soli and the cash wit be deported in your account The dviderd tetwestinere price smaphed by the moo may dff e- from the makes ace at innch the ramid shares are sold CasIvielieu Orib whole units may be had in par wort if ryas re angled to a para.' rind as a result of a &Mord paerrern or ahenvise, the Firm will either sell partial dins at market are a accept an email determined by a regetered clean; agency, and aniclit jos accost Invert/went objective' The nveilmert objectives ad risk profile we speck to each account and may ray between you accords. Please /dude the Firm promptB in kiting at try addkant change in yar financial shuation a CONFIDENTIAL invesuneM objectives. For etchMack held, yawl choose one of the Sollowrg investment objectives: • Produce Curren t Income: twat-was seeking the generation of :tome one/. • AO*" CePVAPPecfation: Investments seeking growth of omega' rather than the gereraton of orison*. • Pnackge Conibination of intone and Capital Appreciation Inveknents seeki-g both the generation of nccme ad "moth of p-nci,al. overall sk profiles • Conservative- Seeks to marten Sol pri-cpth with low MA and mislay to the mourn overall even if that mesa to accost does not generate significant infer.? Or retire and may not keep pace with • Moderate Oiling to accept some nth to prompal ad tolerate sane ulat Say to seek Inkiner return*. • Apure:the: Milano to accept high risk to principal a-d hisgh volatility to seek huhreturns owe time. • mierment Caginkty Consobtation: F selected a portion of the poreloth for that account may etclude complh stroeges, linked liquidey and greaw Statement housekeldthe We may consoldate al related account statements with the some address in the same envekpe. e 9. because they have owners who ako mantels jont accost reenionshris wthi other dents a the same address. If you prefer to receive indiadaal statements mailed in separate *metopes, you may dthlre h:uSehOlifg by tang your Financial Advaot Friendly emoted name The Friendly account name is a cusianCatile "ndcriane' chosen by you to assist you with your reatedkeeprg ha no legal effect cn your account You ranchange your kindly accotrd names. through Onlne Services a by contacting you Financial Athisor. Account overview • Velar of nut wrowtywdolo. Net of assets at • Asset. Includes available cat balances. valauf or restricted murky fest), and Global Tine Deposits, unrealized marls to nuket, andcolon assets not held by the Pim. Does not include unpnced secutietasses at the end of the prior and anent statement period* or private inusenentb invested stock options ad ',erasable .rode options • Liabilities hales debt bala-ces, oAsta-dcg maga loans, credit line, short account balances. • Castrownw balanc.s. Total of unimested amiable cash balances, peas deposit balances at UBS Bank USA, UBS AG U.S Branches ad money maket mutat fuxl sweep balances, al to oboe of he statement poiod. Non-conmedity tree ae& balances in pas wan re no segnased from other bats-cos and the Firn may use any of these finds in the ordnay course of its business These funds at payable icon your demand. This total is ncbded in the current mind closing way,. SDNY_GM_000278B8 EFTA_00138508 EFTA01279117 Important information about your statement (COMItitted) Lending information Fa aimed 'Mammon on the Finis lending practices and chastens. refer to yrs Client Relata-Mip Ageemcnt or Accost Agreement rid the Gervaal Toms and Condition& UBS staterne-d of Credit Practices availkile in Aromas and Disclosures at jury oda.- atatareatiratireelna vas. Yost awls Your staremem itemises meanies ad other assets heti lathe award at the and of the stammer* period. You may ark for day* of fullf paid starlet at art time. You may receive acuities sad as loan collateral after paying any balance de an them. Any securities transient:deo the Fins dreg the statement period are lined at market via as of the end of the Bawer/ period. • Can bawd& In detirrnning the cost basis of the smokes included in this statement where indicated web the natter 'I,' LES Fhancial Servkes has relied oninformation obtained from sources other thant.85 Frunual Snares, including nformation from another Inn a that you may haw ;caviled to you Financial Advisor. The firm does rot independently way cc garnet the acaracy or nary d ay information provided by sauces other than I-E6Fhunial Semites. ▪ addran although LEO Franca Services grwaldi updates his rarrnation a il is received the Arm does not provide any assura-ces tat to Homan:a seder 'Cost basis' and "Unrealized gad loss' is accurate as a the date of this statement. As such. please do not reti on this reformation to make Wawa cr sale decisions. fa tie arrows or otherwise Accounts tra-riferred tote Fine may reflect gar/loss Herniation only foe tie period ot tine they are heed at the Fim More hitorkal reformatOm can be abed by your Finaroin Advisor. • Unrealized gainsaasses When data is width. estmated tree** gaindlosses an calculated kr ratan! saucy lots Ihe (inaction data for indevidal Mt may or may not reflect commission, charges arta security moraine** events. Ol-dend and other reinvestment lots rd mstematk puthase tees are each combined to diolay ore averaged lot The 'Trade date ocean poems the arghal Vantaction trade data. • Callable marital Bonds and referred stock that to issaf cats for eat; redemption veil be selected Martially by lot from amorg all startles of tat aatal held hour name or in nomree nano fa ter clients. Call team Haman* is *tinedfromthird patties and its accuracy snot garanteed. Other call teases may east which aukl affect Wed scalpel* hfamai on will be raided upon request • Cilnikatas of *Pea (CDs/. COs are FDIC retired up to 5250,000 it principal and accrued interest per &postai' end per depository institution h accordance with FDIC nit. • Price/value Prat displayed for securities and other PrCdols may be higher or lower (hit the pace that you would actualbr receive in he market. ftkes are obtained from various hid party sources *hill we believe to be militate, but we do not gamete their rout*. - We general/Me tie closed peke when amid* a the mean of the bid ad ask prices for lined Barites and option or or bd prices tcr OTC satiates. - Less actin* traded securities may be priced and a valuatim model ate mon recent gra we cbtined and may not reflect an actual market price a vatic - Cenan popery may appear wits n a rice ad will thew as • Fin was not avalable• if we are stable to cbtan a rata a tearity. - Deposits or securities denominated iourrercies oiler than U.S. dollars are reflected a the eahrge rate a of the statement date. - kr certain Bath* tradng idnonconforming denominations. rice rd qua-UM0am vale) may have been adjusted to facilitate paper *union. To cbtan °rem quotations, when aseardan, contact gar financial Adescr. • Private innevnanta and tructired products. Private itiestmert seo_rities fie Wig drect participate:en program ad real estate investment Inds morgues) and snorkeled pabas are gamely lughB din* Certain stratured Pm:4* be not been registered with the Securities and &haw Cannata' or under any state securities laws. We povideestinated vales la private investment Borges ard stature:I products for Hamm mil Pita* only Acct Jay is rot guaranteed - These values may diff er substantiaty from prem. II my, at which a pane int security a structured product may be bought or sold and do rot neanstritirepresert the vela you nine receive won liquidatim. - Third party eninses of vale are a of a cenain date ad are supplied to UBS Fna-oial Services on a regular bass by an independent valuation I irm. - Issuer, cant ail palm. a sponvx mina* valued it ay, are applied to the Fie bridle issuer, comical partner or sponsor andmay be cakulated based on deferent information tan tat tad by 'hod mattes loamw thee sawed values. - You can obtain adiaknal intemiatim regarding the metablogy used to detennine the estimate of value ad the date of the idorrnation that is the bass fir the estimate by contacted your Femoral Advisor. - Third party minuted vales may be reflected., 'Nat paced' in several stuatird when an rdeperdent valuation fern has not suppled m vette to assign a vala. when we become aware that a materialevent has *caned that may call a yetentaly reamed vale ito question. a then a value would be highly speculative due to the nature of the Bounty. - When Delta an issue, general pane or sponsor estimated value nor a thethpany estimated vats is mcnecled, the oleo of tie scarily will be different tom its purchase price. - 'Distributions to date may include rain of capital, none Urban - 'original unit size • moments Wre rind alleging rice per unrl and my not reflect war cost base. - DPI and in** REIT searees are not listed on a natimal mules mchange, and are generally liquid and event they can be sod, the prke received may te less than the per stare estimated vela prooiond n the accost statement. • Rankled eetithies Restricted acuities grimly we rot Mien* viable for public sale. US$ Fil111631 Services uses the market price of the unrestricted stock of to sane issuer in an Minted value f✓ the restricted stook dar aumcnes of this statement only. To the extent that raricied mashies are eligial• la Lite, the vale remind may be calritantialb less than the mated value town • Ea tiestinated) income. 0111.111 yields and rata. An estimate of antra name is bred on cuarem *Wird aid interest ram, attuning the margin will be held for one year from tenement date or um' matueity. This elan* is only a guider*, accuracy ad continued income are not guaranteed - Estimated avoid income and curing yield fa certain Man of manta could include a reran of radial or capital gains in which one the en. income (ad ounce yield would be overstated, - Estimated areal tame aid anent yield and the anal imam ridyield mita be lower a higher than the estimated mounts. - An estimate of a-rualeed income (ddrdend antra' interest) denied by the curent make valoravirage balance is based on the last divard or inmost payment made by the Muer and assumes tte sea:Wes/depot* will be held f or one year from the statement date or until madly. Accuracy ad continued yeld are not guaranteed • Aosta not held by UBS Financial Service& Cotten mats are not held by the Fim ad not with the Fern's possessen or control. These awls are (*played on yet statement for informational purposes only Positions and values resented we ',waded by the inured Inn UBS F rental Servrcnis not responale for this Mormaion and does not guarantee It accuracy. There assets are not protected Dy SIPC or the Fern's supplementaISIPC coverage. • Revenue Awing and Salon& cemparnatian. - h aaliton to canmbsims on sales a-d 12b.1 tees recewed n corneae* with the distrinan of mutual tint to our dents Y.* anon our affiliate recto* reverie shareg premieres tun data* max advisors of the mutual hall that we sell Thee. amount are based on two different conporentsr the won of sales by IRS of a particular nodal turd family tool, <lents; and 40 the asset ale of a particular mutual led fanny's threshold at the rim - We ander affiliate **receive network ea a-d annbus processed fees in consi*rattrif or transfer agent services tat we pad to tie mutual funds. Those feet generally are paid from inceetor assets h to mutual f und and are a foxed dollar arrant bawd an the number°, accounts at the bratadeale- foldng maid Knob of that (rod randy. — h addle:onto animations received in correction with the So er darbutian of annuity contracts rid CONFIDENTIAL Lot investerem oust units to as dents, we ender OS alike. receive retina trig complication Iron may of to entrance companies urciarmiting the annuty extracts. *Fates of the instance empties or sponsors of the at investmem b-usts we attribute. — Our a filiates afro sweetens:AN corrrnittians ad other compensation from mutual funds ad inwa-o9 canaries whose products we Ostia*. — We receive an eignial fee tam Les Bank USA and LES AG Stanford Bunch of up to 125 pa accord sweeping to the banks isdei the LBS Bank Sweep Program. Activity Information retrying commissions and other charges incurnd n col-ration with the neaten of tad* including option transactions has been naiad on confirmations previous), furnished to you, and all be provided to you aerially on realest. Short *ling If *ware engaged in short selling a security you may incur a charge due to certain tarawrg costs kr that paliota 'eases. °Pew widows Regarding oven or 'axidtilLcancellee ceders tat wire an executed by the statement date, open buy and se/ stop mars are ralked byte* amount of diudera orridus on an adulariaa erritin date unless intended othenvise by you. You are romonak tar orders that are mewled die (*you I elute to creel ming open orders. Privacy To obtan a copy of as current Client Privacy &Mice please contact vois Financial Adair or visit err wetsite at yanay, aht ram/nava- wear a. — LE6 F nancial suites isnot a bank. The RMA, Sunless Services Account 65A and OM are brokerage accounts which pack access to barking services ad Prates trauah wangements with *fined banks and od-er thid-party banks. aid provides access to inverse and amulty procticts issued by unattained fhb:Sparta iterate ampinin *aril inasame agency al:skivvies of LOS Financial Senras Inc - Itialment inura-ke, ad annuity producer - Not FDIC roured• No bank guarantee May lose vale - IMA. Resource Managendent Account, Banns Services Account BSA, IRMA and nterational Resource Management Aactr4 are myynered service males of LI3SFrenrial Semites ic. - VISA is a registered taderna-k owned by Visa International Service Assocetion ad used under kens* Tie UBS Vera creche cads ad the UBS visa all cards are issued by UPS Far* USA with permission from Visa U.S.A. Iroorporated. AA other *denial*, registered tarn arts, serva maks and rears** niece marks are of ter row* conga-lies LOS Fhwitiat Services the Rev 201612 SDNY_GM_00027889 EFTA_OO I 38509 EFTA01279118 *UBS 1.185 Fnancial Services etc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CW7005653851 OT 17 X1 Y1 0 Account name: GNISLANE MAXWELL Friendly account name: Indy. Millennium Account number- Your linancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions aboutyour statemett? Value of your account Call your Financial Advisor or the RMA ReSOurCeline at 800-RMA-1000, account 029328776 %isle our website: www.ubscomainancialseNices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from swew.annuakreditrepocicom. Resource Management Account January 201 7 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 on December 30 (9) on lanuay 31 (5) Sources of your account growth during 2017 vSue of your account at year end 2016 5683,739.00 Your assets 683,739.00 688,123.00 Your liabilities aoo 0.00 Value of your account Tracking the value Thc Lr;ancs $683,739.00 of your account $688,123.00 ER' 7 688,1 Your investment return Change in market value 94,384.00 Value of your account on Jan 31, 2017 S688.173.00 250.0 De< 2015 Dec kl 6 lan 2017 SDNY GM 00027890 Member SIPC 01110086005653051 NP70C0193593 00007 0117 030575004 VI 28776550100000 Page 1 of 6 CONFIDENTIAL EFTA_00138510 EFTA01279119 SUBS Resource Management Account January 2017 Your account balance sheet Summary of your assets Value on January 31 0.) Account name: Friendly account nark Account number: ■ Percentage of your account „ELL A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $688,123.00 100.00% Value of your account $688,123.00 Eye on the markets Index Percentage change January 2017 Year to date SW 500 1.90% 1.90% Russell 3000 1.88% 1.88% MSC I - Europe, Australia & Far East 2.91% 2.91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20% Your II nodal Advisor. SCOTT STACK MAN LYLE CASRIEL 212-82 1.7000 800-308.3140 Interest rates on January 31, 2017 3-month Treasury bills: 0.51% One-month LIBOR: 0.78% CNP70003005E631352 NP7003193939 00037 0117 030575061 VI 28776550 10ffffliyGitoconedige 2 of 6 CONFIDENTIAL EFTA 00138511 EFTA01279120 Resource Management Account Ti) 'I " 2 -1 - Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name: Indy Millennium Account number. January 2017 Year to date (I) Opening account value 5683,739.00 $683,739.00 Change in market value 4,38400 4,384.W Closing account value 3688,123.00 $688,123.00 Summary of gains and losses vSues reported totem exclude rx0Oucts for which gars ant:mosses ate not Ossified. Realized gains and losses Unrealized January 2017 ($) Year TO date (1) gains and losses (4) Long term aoo omo 38,123 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Friancial Advisor or Branch Manager, You can find a ful description of the alternabve investment objectives in lmportain information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggress-we Investment eligibikty consideration None selected Your account instructions • You account cost bass default closing method is FIFO, First In, First Out Your II nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 SDNY GM 00027892 C riP70009005653853 NP7003‘ 91503 00037 01 I 7 030575004 Y1787765501013000 Page 3 of 6 CONFIDENTIAL EFIA_00138512 EFTA01279121 *UBS Your notes c.,4.44,4”4.,,,,, ,....4.4,, , ..4,s4a,zenre.o,oggqi, G. 0002]6O.g., 4 of 6 CONFIDENTIAL EFTA_00138513 EFTA01279122 *UBS Resource Management Account January 2O17 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Milennrum Account number. Some prices, income and current values Shdrin may be approximate. ASS *Sul. gains asdasses may not be accurately reflected. See rroporiorr inrormarrOn about your statement a the end of the CecumeM for more information Non-traditional Private equty funds, wedge funds, and Other investments are held in your 118$ Finarcial services inc. (UBS FS) [oters:, account. The pootions reported below reflect the recceds of the issuers, and UBS FS does not patentee the actuary of the irIormaton The value shown is not necessarily the value you would '<Cave lam the issuer if you al cl the assets Funds sanely sdd by UBSFS ere subject to ongoing due dhgence, although the level performedrrsay vary A dosed fund may be subject to noonoong dimence A fund that you purchased elsewhere may never have been suNed to 1165 FS cllicence. althought-95 F5 may receive a let from lrefunds manager, whichmay constitute a mapilty of the rnanagementri meta* fee. Please contact your financial achnor with questions. ' Est 'due per unit' is an esemate of value supplied by an independent valuation arm and reflects alustrrents for factors such as the Squatty of the units. Hedge funds wdd ng ALPHAKEYS NILSEN FhO BROKERAGE NO 1031/16 Trade date: Purchase price Natal Aveiace once of spares pet Shale (S) Client investment CO 650,000.00 Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Estimates Of value Sialltcl by ISSuerS d Certain programs (Mich ale generally 'net asset aut.' est,t,*s) are shown as ' issuer est. value per unit'. For Wide equty f unds, 'Est. value per unl' iS a value updated quavery, based on the Net Anti Value NAV') in the fund a of the date specified °lusted by ading °natal calls and 'obi ractirg cast nbutrons gnu the NAV date. The NAV is primarily based on estimated partalio yams banded by the underlying fund sponsor These two values may vary because of differences In the way they were estimated and because the • Third party eft. value per unil* may have been Predated on the Oasts c/ financial irionnalon other than year.end Repealed estimates mar not reflect reside, liquidation or repurchase aue, I any, and may not reflect dst Mullets of cddital until the next vduah cn is (eroded nen, on an annual or semi-annual basis See rinporrara inlOrroattOn atour your statement en the end of this statement. Cost Price per share basis (1) on Ian 31 (SI value on unrealized (tar) investment Holding Jan 31 (S) ()floor loss (3) return (1) period 650,000.00 1.000 658,123.00 38,123.00 Your total assets Value on ran 3t (5) PerCentaVi C1 Cost your account bass (S) Estimated unedited annual interns (5) winos loss (S) Non•tradrtrtionel Hedge feeds 688,123.00 100.00% 650,000.00 38,123.00 Total $688,123.00 100.00% $650,000.00 $38,123.00 SONY GM 00027894 CNPTC003003653855NeTOCOlSe3588 COON 0117 030579004 Y126776350100000 Page S of 6 CONFIDENTIAL EFTA _OO138514 EFTA01279123 *UBS Your notes CNP7C0O3003653856 NP7000193588 00007 01 I 7 C00575004 v I 20776530 1 069*YGM0002786Age 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138515 EFTA01279124 Important information about your statement U3S Financial Services Pc. (the turn or UBS Fintreial Sontag. is a merrber of all principal secuey, ccmrrodty and opt ere exchanges. UBS Financial Services and U65 Bank USA ane i-died subsilones of UPS AG and a eares of 1.85 Scurries U.C. The Fein's thermal statement b available upon recited. The Fincs tonna& offices are at: LBS Gina-col lances 1200 Harbor Boulevard Weehawken, NI 07086 This Statement represents the only official record of your LBS Financial Seneces account. Other wards, ocept official tw.dxunents. contanng conflicting data shook' not be relied Lean II you bete* there 6 an *nor a omission please report it immediately n wrong to the Branch Manager of the deice wirrg your account. Mihail.' al ligats shown re Mended to be accurate, statement ctn.. *cull not be used for tar proposes Rely mkt °nye...end tax rows, (Le , Form 1099, 519t 10425. etc ) when Drepamg your lax return. The Fim required by law to roan to tie IRS enterable dividends, report/kb rattarable dartkende and uxdak interest ironed on meanies held el pet =cowl. net proceeds co sale bread ire. rd cost basisalcertain covered seosaies. Caveranketkme wattles Finn • Please recorrom try oral cormuncatons in wnCrg to further protect your rites. indudrg your rghts utter the Secedes Investor Protection Act (SPAT • If the financial ithitution an the top left of to front of this gamma snot UBS Ennui Sevres, LBS Fronded Senates carries you =cunt as during tricker by arra-gerrent wile the rdcated inslitution We in you of the relatcnshio seinen irro opened this accost hew cast your era and leashes we located at UBS financial Services and rot the eitccbcrg broker, rd you mist make a repel of my error or omission to both firms As described in the account agreements, you must notW w of ay errors or taud hvotaing chedu reflected an your statement wean 30 days alter t was mailed or made available. All sutemores shall be deemed complete and accurate n all ether respects if not objected to in witeg within 60 days • Please drool customer complaints or nal-la:RSto tie Frors Clem Retsina Department at 201.35E-1B99 a Pittner at 800354.9103, 8:03 AM. to 600 P.M ET Monday through Friday. or in iwiti-g to LES Financial Senices lx., Client Relations Department, P.O. Box 766 Union C Cy, NJ 07087. • Fa TW services. Call B44-612.0986 or than outwit the US.; 61 201352.1495 • In caw of errors or darters about an electronic funds Wander (EFT}, bi payment or UBS Vistithit card transactions, call BO -762-1000, or wee to PBS Frontlet Semites lx., 1000 Harbor BIA, 6th floor, Weehawken NI 07086, Atm RMArE6A Servits Cal or wete as soon thyme can, if you trek wet statement a receipt 6 morg or if you need more roormaten about a herder on the statement or receipt. The Firm orCard ester (as apple/Me)met her troMyOu no later than 60 days alter the Fun sent you the list claternent on which the erns or Problem aroemed. - Posed. yotr name ad xcant ranter OF any) - Cesabe the error or the nester you at inure about, and explain as clearly as you can why you believe a is en ten or why rya need man information - Providethe doles anent of the suspected era. The Finn or Card Issuer vii Memo* you. complaint and vial correct my error promptly. For alleged *non Moire-is UBS argil ca-d framed:ore. if we take more than 10 tus Fess days to iota tbs, we will credk your /won for the amount you think a in error, so that you mg hove the use of the money clueing he tine n takes us to complete our iwestiption. Please mike all checks payable to the Fern or the lihnoal instedtion notated on the front of led Penmen* In addition to nosier account feet accounts may be abject to matronarce lees, chines for We permit lac securities purchases and charges for unpaid arnorts n cash accounts Accounts that at transferred to other instnAcns may be subject to a tender lee. UB6 Sweep Options 1,85 offers options la sweeping cash balances balances to bat deposits at UBS Ba-k US& and CBS AG Stamford branch (Bat Sweep Progeny), Monty market mutual trds Money Funds) rid the InternationalDepose Account (I3A3f or customers with an International Nessus. Mana;ement Account. Through the Bat Sweep Program cash balances we swept to WS Bank LISA op to an established lank ad then to UBS AG Stanford Bunch or a Money Fund. Deposits at LBS Bank USA are AX insured in accordance whh FCC nabs. For more Intimation Peau suit wmvfdic got Deposes a 113S AG StamfordBranch aid shares of Money Fads are not mated by the FCC. Through the OA, arailtle to cath balances are swept to depose atants al UBS AG New Yak Branch and 1185 AG Cayman Branch These deposits are not insured by tie FCC. Calmat held at the LBS AG Cayman Branch are temp:ore* nposed to the sovereign risk of the Cipmen lia-ds, and there is no guarantee or other otegabon of UBS AG to repay t e Dalaxes %Nita' the UE6 Cayman Branch's books. D•POtks a LBS Birk L6A and each UBS AG Bench are non protected by 51K. Monty Fund shires we protected by SIPC. See 'US$ Fancied Services Account Protecteon* below. Upon your reqUelt, balances in to Bane Sweep Programs or DA may be witedrann arid shares of a Money Fad may be liquidated, and the proceeds returned to you or your sto-rdies accost Father a-formation about arolable sweep oprons, ncedirg current Merest rates and yetis, s mailable at wmv.ubs,corrimeepyelds, from your F asocial Advisor or by calling 800762.1000. UBS financial Services account protection The rim a a member of the Sco-rties homier norection Corporation (DK). which proleds monies accouts of its merrbers up to 5500033 (including 5250,0W Ice dims for cash). The 51K asset protection knits apply to al w.corits that you hold is a paned& cepatky. The Finn, together with certain affiliates, has also purchased supplemental protection. The marinum amount paid* to all elgble clients. col/Klee,/ under this protections 1500 Slion as of December 10, 2016. Subject to the poky conditions and Intutions,cath a the firm is further protected for up to $1.9 million n tho aggegele for enrol, accounts held e. a pa-tictiar casecity. A ful copy of tie poky wading is athiltik upon request. The SIPC protection erd the othplerrontal protection both do not *Pit to: • Certain financial assets controlled by (and tclackd in your account value) but held away from WSFine-col SeINCt5 g., certain 0) cash at UBS Bark USA, lig cash at U3S AG U 5.brard-in Pig Murry proixt, including variable enmities, and 0v) shares of infital funds inhere such shares ere registered drealy n the name ol the account holder on the books and records of iv applecable issuer a Prefer agent). • Certain nwernem contract or intestinal interest (e g.. hunted patnerships ad pirate placements) that we rot regetered under the Securities Act of 1933; end • Commodities enacts (e.g, foreign excharge and pre( lax metal contrald include-9 heath contacts ad commodity option contracts. The SIPC protecton and to supplemental protection do not apply to these asset then if they oteemise appear on yarn sutemeats. The SIPC protection and the athiplemental protection do not protect against changes in the mate vale of yxr investments Ineether as a result of market movement, issue" balcruPtcy othenrse) More information is veld* won repast. You may obtain ma. Hammen abode SIK, incbding the SIPC Einoeut by contacting SIPC at 202-371-83C0 or by sesiteg the SIK swbsite at vmw.srpcorg Dividend frothwerteront Program POMO The price reflected is an average price You may obtain the actual price tan you. Financial Advisor. Or.), vhole hares are purchased under 0 RIP; partial shires MI be soli and the cash wil be deposited incur account The &Mired terne5imere puce swelled by te a"' may Offer from the make rite at which to partial shares are sold Caeleitlieu Crib whole units may be hid n yom account. if you re entirod to a partial snit as a result of a &Mord payrwra or ahem's., the Firm MI either sell penal units at market ace a accept an amend determined by a regetered clung agency, and mat you accost. Inverbitent objectives The nvestnent objectives wed risk profile we specific to each account and may soybetweenset wan. Please Saw the Firm promptt in venting of try Upton change in yor financial shuationcr CONFIDENTIAL investment objectives. For etchMacro held, you choose one of the Solbwrg investment objectives: • itIoduce Curren t Income: twat-rent seeking the generaen of :tome any. • Ankthe OPM/FPPreciation: Investments seeking growth of pmcipal rather than the gereraton of income. • Ft:aro Combination of and Capital AppreaSon Inithiments seekeg both the generation of :cane ad "meth of Overall risk profiles • Conseevaave. Seeks to maintain newt prixpet with low ria and %Malady to the warn *wet even if that mean to account does not generate significant income a retire ad may rot keep pace with inflation. • Magnate rolling to accept some irk to ronope ad tolerate sane vcealay to seek hgkrtr Mums. • Agguntiet Willing to accept high risk to prinroal and hit volthlity to seek techreturns over time. • eueseuenti4gOntily Consderation: I selected a portion of the portfolio for that account may include complex sir:mores, linked liquidey andrater tabby. Statement We may consoldate al related account statements with the sane address in the same emeepe. e g. because they haw onnws who also mantas, jot account rebtionshjos well other dents at the same address. If you prefer to teethe indrodual statements mailed in separate *metopes, you may decpro htuseholtlfg by ceiling your Financial Advisor Friendly attain name The Friendly account name is a cuslandable 'ndsnaree' chosen by you to assist you withyour recadkeeprg It he no legal effect an your account You can dirge your Friendly account newt though Onint Senitsi by contacting yosF Panda' Adeisa. Astor overview • brat. of your aceountaporebro. Net of assets end liabiBbc • Assets Includes available cash balances. vales f or restricted security (est ), and GlobalTine Deposits, unreozed marts 10 metet, andoaten assets not held by the Fem. Does non include unpriced securnietasses if the end of the prior and arrest statement periods, a ornate reesoronts, invested stock options aid Perces* stook options • Ciabitoes hcbdes debit Waxes, oAsta-drg maga loans, credit line, shoe' accost balances. • Cash/money balances. Total of uninvested available cash balances, plus depart balances a UB5 Bank USA, UBS AG U.S Branches ad moneymaker mutual taxi sweep balances, at to oboe of he statement pertod. Non.conmodity free cede balances in your non are not negated from other balances and the Fim may use any of these (ands tithe ordinay MAW of its bwites. These funds repayable icon your demaid. This total 6 ncbded in the current penod closing wan SDNY_GM_00027896 EFTA _00138516 EFTA01279125 Important information about your statement (continues) bandana inhumation Fcr &land inloiminon on the Finis lending radices and *downs. refer refer to yrs Chant Relatanup Agreement or Aaost Agreement and the General Isms arid Condition& ISIS Statement of Credit Priones available in Agyeemena andDiscloanes at jars. oaareentreotierfirelones. Yew sea Your atonement itemises securities rodother assets heti in the sant at the end of the statemert period. You may ad for delivery of kW paid manes M very time. You may receive sear-item used as inn collateral after paying any balance du on them. Any securities tandem:duo the Finn d.ri-g the statement period are land al market vale as of the end ol the Mates+ period. • Cart ban. In dastovnning the cost basis of to seaskies included in this statement Sere indicated yin the number 'I,' LES Fnancial Servkes has relied oninformation cbtarned from sources other than US enanual Services, including nformstion fran another fin a that you may haw ;reviled to yds Financial Adoisor. The firm does rot independently ye* cc gannet the Yank, a vanity of are information provided by 'awes other than LE6Fhincial Ser ites. halation though WS Firsancil Services sanely updates tin alternation as it is received. the Mtn does not provide any antra-eta that to inonnaticn Let 'Cost ban' and "Unrealized gay:(oss' is accurate as or to date of this statement. As such, please do not ray on this inamation to make larchase or sale decisions. fa tav PorPoses or otherwise Accounts tramferred to the Fkm may reflect gar/ loss nIcrmaticn only for tie period ol tine they ye heed st the Pint More hktorkal Hornet i:n can be Sled byr your Snarcii Anton • Unrealized gathaffnees When data is fl ank. estmated dreaded gainsrlones an calculated for nantsal 'easy lots the transacts data for indivital Ion may or may nut reflect canmksions, charges nest security reorgankann events. Dividend and otter reinvestment lots ad systematic puchase inn are each combined to ditty ore averaged lot The 'Trade date colomn cements the orgi-al eansactron trade dale. • Callable neuritis Bonds and preferred stock that to ban cats for erg redemption veil be selected inpartially by lot from anwg all scones of tat erwa belle in our name or in nontwe nine for our dents Call base Hermann is Steeledfromthird parties and its accuracy d not guaranteed. Other call features may wog which and asset Wen caliph* Hamm on will be provided upon request • °reran of &Pent Os). COs are FDIC raved is to 5250,000 n principal and accrued interest per deposes ad per deli:440,y intlitaitn, hate-cadence with FDIC nit. • Price/value erns displayed for secant's and other Prodsts may be higher or lower than the Price that you would actualbr receive in he market. Prices ae obtained from vrOs hid party sources *hill we believe to be Marble, but we do not asartene their accuracy. - We general/ use tie clang encode." awn* a the mean of the bid a-dad prices for lined steadies and Opts<C6 a or bad prices ter OTC tersr dies. ▪ LOSS area* traded securities may be Priced ott-9 8 valuann model a the most recent pine we donned and may not reflect al actual market pee a vain. - Caton poutiro may appear whou a peke ad will thew as • an was not asialable• 4 we n unable to obtin a prints a tensity - Deposits a securities denwinated ticurrercies other than U.S. dolls are reflected a the eschange rate as of the statement date. - far certain searkin rang innonconforming cionornivhons, nice rd qua-oily0am sale) may have been adjusted to facilitatePreper valuri:n to cbtan cram quotations, when available, contact yar Financial Advisor. • Private innotmente end riveted products Private hest:nem storities (raking drect partkipatiw program ad real estate imestment trust moonlit') and struckned produce are genewil* highh ilicuid Certain stnnored MSS, bow not been registered with the Securities and Exchange Carnissisn or under", state securities laws. We Donde etlinated vales la private investment warns artchistured products for Hann awl pipes ay Astray boot guaranteed - These vales rmy dB* stbstantiaty from urns, if any, at which a prone int security a Amdahl pretend may be bought or sold and do not necesserifr reptesere the vent you may receive non liquidann. - Third party eninses of vale we y of a cenain date ad ae supplied to UBS Fna-cial Services on a regular bats by an independent sedation f rm. - issuer, central partner or sponsor estimated vaLes, it any, are applied to the Fim byte issuer, general partner or sponsor and ma/ be tabulated based on deferent information fran tinned by abed petits to denve their minuted values. - You can obtain adinnal Hermann regarding to metionlogy used to determine the estimated value ad the date of the Hornet/onthat is the base for the estimate by contactrg your Frenoal Advisor. - Third party eslinaSed vitas may be reflected as Mika priced' in several Muslin, when an edeperclent valuation vim has not suppled a treble to assign a vain when we become awe that a material event has darted that may call a previously wand vale is question, a van a value would be highly specula:we due to the nature of the wounty. - Whet inter an issue, general panne a sponsor stinted value nor a thadptity estimated vale is parded, the vale of to scarily webedifferent from its parchese price. - 'Oinributions to date' may include ream of capital, mane Urban. - 'original unit size • moments to mud offering price per era and mad not reflect war cost bass. - DPP and tnkitecl REIT testes are not listed on a maknal monies echange, and at general* illiquid and even if trey can be sold the price received may te less than tepee share estimated mite provided n the accost statement. • Rearicted entities Restated marlin general* an rot cursentbr Hebb kr public sale. US$ Fina-cUl Services uses the market price of the unrestricted node al the crane issuer in an imputed value f✓cc the restricted stock itor processof this statement only. To the extent that maned senile' are eligbh la sale, the value wend may be abstantelb less than the wand value town • ht. (estimated/ Moan► current yields and rate& An *SOTS of anal exam n based on current nicked ad interest rates, assuming tie searkes will be held for one yea from statement date or anti maturity. This Sinn is onlyr a guidelne, accuracy ad continued ricome are not guaanteed - Estimated annwl Some and tweet meld fa certain Sec of searkies could include a ntun of anoint or captal gains in which eye the en. income (ad curet yield world be overstated. - Estimated mud inane aid onset weld arod the anal imam andyield Thicid be low., a higher than the sainted amounts. - An ennete of a-rualered income Haden area interest) divided by the current market viilinve ape balance as based at the last diva rd or hared payment made by the truer and assures tie searkhsrdeposks will be held for one year torn the statement date or until matisity. Accuracyand continued weld ye not guaranteed • Ana. net held by UBSFillellaill Services. Certan nets an rot held by the Fin and net Shah the Fern's possessi:n or convol. These nuts are data on was statement for informational purposes only. Positions and values presented at ironed by the inure firm UBSF rental Same, is not mac/noble for lie ilameron and does not guarantee as accuracy. These assets an not protected by SIPC or the Finis supplemental SIPC coverage. • Revenue Swing and additional ccenpereetion. - h aidilcn to carimbsins cn sakm a-d 126.1 lees wend ncomectir with to dastriputon of mutual fun to our dents Y1* /XS& our attain ream* revenue Meng payment keno dee Luta. ardor advisors of the main fun that we sell MIS* smarts are based on es different contorentsr the anon of sales by LES of a particular nodal krd family to our <lents; and got the asset valn of a 'curricula. mutual led f ambit threshold at gut fins - We and OUT affiliate also receive network read onnbus processng fees in consi*rannf or transfer agent unites tat we provide so the mutual funds. These feet generaly me paid from inter awes in toe mutual f und and are a Geed dollar anoint based on the renter°, accosts at the broker-dealer toldng motel fu-dsol that f✓u-d f — h addition to carmissigns received in connection with Ow sae et cianutkin of annuity centrists ad CONFIDENTIAL tent invesurem oust units teas dents, we ardor OS Mae. receive reserve shariv corroinudion from many of to hexaneo companies trcbreniting the amuty attracts. nines of the Issuance companies or sporeors of the Veit investmem busts we distribute. — Our if dint afro receive trading corrrnimans rd otercompensatin from mutual funds ad inura-oe canaries whose products we dstrttee. — We recent n irrual I ee fran Leslie.* USA and UPS AG Stamford Branch of tato 12 py accord sweeping to the banks vender to lBS Bari Sweep Program. Activity Information rearing commascre and otter charges insured in correction with to newton of tads, inducing cption transactions has been included on confirmations anioushr furnished to you, and MI be provided to you pranptly on regent. Short selling If you am engaged in short seam a security, sou may incur a charge due to certain torowtg costs kr that paliont 'ease/. Open eiders Regarding open or '9:coltill-tancelled* ceders tat wire not executed by the statement date, open buy and se/ stop ceders re naked by the amount of dads/Ws orritits on an snider.* a enteititt date unless instrand otherwise by you. You are responsble for orders that an executed die to your failure to cancel motIng open orders. Thing To obtan a copy of as cunan Client Privacy Indict please COMM Financial Anse or visit as estate at yaw, ahterwanoiernara. - &BS Fiunoal Services Urn a bank. the RMA, Business Services Account 65A and AMA are brokerage accounts which crown access to ba-king smitesrd Preach trough wangemmts with affthated banks and od-er tad-party banks. an provides access to inurerce and amok, products issued by trainmen thhopyty inagarkecomprim troy*, innate agency atticiaries of lISS Finned Sent/slot - hvestmere inurarke. rd enmity prairlc - Not FDIC intred• le3 bank guarantee May bse vale - WA. Peso's* Management Account, (limns Sands Account BSA, IRMA and nammtromal Resource Inman-rent Account Se reentered service maks of ll3SFrencial Services Inc. ▪ VISA is a registered tadernat owned by Visa hternaional Senn Association ad used isle kern The UBS Vera neck cads ad the WS Vita debt cards are issued by UK Bank USA with permission from Visa U.S.A. Icorporated. AA other eadernaks, registered antennas, service maks and registered senate marks are of tin rename. compans UBS Financial Services Inc. Pee. 701701 SDNY_GM_00027897 EFTA 00138517 EFTA01279126 4tUBS Iles Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CHF70056271090717Y2Y1 0 Account name: GHIStANE MAXWELL Friendly account nam • I v Mil nnium Account number. Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone 212-821.70001800.308-3140 Questions about your statement? Call your Financial Advisor or the RMA ReSOUrCeline at 800-RMA- 1000, account 029328776 Value of your account Resource Management Account February 2017 GHiSLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 on January 31 (1) on FebAory 28 CP Your assets 688,12100 696,38600 Visit our website: Your liabilities aoo 0.00 Ii1WW.LbS cornilinancia:sesvices Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account $688,123.00 $696,385.00 Tracking the value of your account S the Lr,and$ r>ir 7 688 I 69460.4 250 Dec 2015 Dec k16 tan 2017 Feb 2017 Sources of your account growth during 2017 Value of your account at year end 2016 5683,739.00 Your InveStrnent return Change on market value $12,646.00 Value of your account on Feb 28.2017 5696.305.00 SONY GM 00027898 Member SIPC CNP70001005617109NP7003189962 00007 COI? 030573004 Yi 28776%0 Ol 00CD Page 1 of 6 CONFIDENTIAL EFTA_00 1385 18 EFTA01279127 SUBS Resource Management Account February 2011 Your account balance sheet Summary of your assets Value on February 28 (1) Percentage of your xcount A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 696,385.00 10000% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets Value of your account $696,385.00 5696,385.00 100.00% Account name: ',.ELL Friendly account name: Ir 1. Account number: Your current asset allocation Eye on the markets Index Percentage change February 2017 Year to date S&P 500 3.97% 5.94% Russell 3000 3.72% 5.67% MSC I - Europe, Australia & Far East 1.45% 4.39% Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87% Your K Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000x800.308.3140 Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% CNP70003005627110NP7003189962 00637 0217 030575004 Y121377655001MtGiumoneage 2 of 6 CONFIDENTIAL EFTA_00138519 EFTA01279128 (*) UBS Resource Management Account February 2017 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Indy Millen mum Account number. February 2017 (5) Year to date (I) Opening account value $688,123.00 $683,739.00 Change in market value 8,262 00 12,646.00 Closing account value $696,385.00 $696,385.00 Summary of gains and losses values reported below exclude products for which gars anCHOsses are not Realized gains and losses Unrealized February 2017 (1) Year TO date (4) gains and losses (S) Long term aoo 0.00 53,990 00 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in 'mponanr information about your statement at the end of this document Your return objective: °merit inccme & capital appreciation Your risk profile: Primary - Aggressive Investment eligibilty consderabon None selected Your account instructions • Your account cost base default closing method is FIFO, First In, first Out. Your Pi nandal Advisor: SCOTT STACKMANYLYLE CASILEL 212-821-7000/800-308-3140 SDNY GM 00027900 C HP70502005627111 NP70031$9962 C0037 0217 030579004 Y128776S50 010000 Page 3 of 6 CONFIDENTIAL EFTA_00138520 EFTA01279129 *UBS Your notes c. , 4 .44v.,, , ,,,,,,,,...,..o4 , .,,e4c4,sody,zenressoo,pg., G. ,,,,,,,...4 0 of 6 CONFIDENTIAL EFTA_00138521 EFTA01279130 *UBS Resource Management Account February 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account n -I v.Mll nn m Account number. Some pnces, mottle and current values ShOern may teepproximene. AS a *Sue. OM aidassesMay ndl be eccurately reflected. See smponant infonstab0n about your statement a the end of ttws Oxuenent tot more infornason. Non-traditional Private !gray funds, Hedge funds, andOther investments are lend in yOst UEISFinarcial SeMteS Inc. CUBS FS) trolerage account. the potions reported below reflect the recceds of the issuers, and UBS FS does not patentee the accuracy of the I riormation The value shown is not necessarily the value you would receive from the issuer if you sddthe assets. Funds sanely sdd by UBS FS are subject to ongoing due dagence, debauch the level performednay vary A dosed fund may be subject to no ongong ciligence A fund that you pu '<hied elsewhere may never have been subject to UBS FS dlige nee. although UBS PS mai receive a fee from t he fund's manarget, whit hinny ccoslitule a majority of the rnanagernenoi wenn ve lee. Please contact your Financial Achnor with questions. • Est value per unit' is an esemate of value supplied by an independent valuation Iron and reflects adjustments for factors such as tee sconity of the units. Hedge funds Hddng ALPHAKEYS MILLEN FND BROKERAGE NO 01/31/17 Trade date: iturchale ON& Nattier Average One of shafts per shale (S) Client investment (S) 642,395.00 Your /1 sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Estimates of value %pi:fledby Kates of Cerlan fleogams (MO ate generally 'net asset value' estmakS) are shown as ' issuer est. value pet unit'. For Pnvae equty f unds, 'Est. value per uM' is a Value updated quarterly, based on the Net AsSet Value NAV") in the fund as of the date specified adusted by addng recital calls and subtracting dsintortions Once the NAV date The NAV is primarily based on estimated pariah° vd ues peovicsed by the underlying fund sponsor Thew two values may vary because of differences in the way they were estimated and because the 'Third party en. value per unit' may have been prepared on MP bass ol financial irionnaton other than year.end Reported estimates may not reflect resale, liquidation or repurchase value, a any, and May rc4 reflect dist ebuti cos of caortal until the next valuation is reported, central), On an annual or serrl.annual basis See Important inlomsasOn atiour yaw statement at the end of the statement. Cost Price per share basis (1) on Feb 28 (I) value on Unrealized Rao imemment Holdng Feb 28 (s) gain or loss (SI return (S) relied 642,39500 I.000 696,385.00 53,990.00 Your total assets Value on Feb 28(5) Percentages COSI your account oasis 01 Estimated Unleatzed annual newt (S) 9ein or loss (S) Noe.tradftionel Hedge feeds 6%385.00 100.00% 642,395.00 53,990.00 Total $696,385.00 100.00% $642,395.00 $53,990.00 SDNY GM 00027902 Cele7C0030056271I 3 NP7003189962 00007 0217 030579004 Y178776S50 Ol COCO Page 5 of 6 CONFIDENTIAL EFTA_00138522 EFTA01279131 *UBS Your notes CNP7C409005627)I 4 Nmooler3962 00.7 .7.0,9,04 yizenessool NtAY_GM_000279t89e 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00 I38523 EFTA01279132 Important information about your statement Fioncial Services Pc. (the forn or UBS Finercia Strobes). is a merrber of all principal acuity, ccmrrothay and whew exchanges. UBS Financial Semler, and LES Bank USA re i-died subsilones of UPS AG and aft ihRes of U35 Seven LLC. The FiMs financial Statements available upon recited. The Faros exeo.nie ',likes are at: UB5 Financed Series loc. 1200 Harbor Boulevard Weehawken, tel 07086 This Statement represents the only official record of yet IBS Financial Seneces account. Other wads, wept official la dxunint& contanng cornicingdata 'hosed not be relied wan R you bete* there is en era or 'minion pipe report it immediately n writing to the Brandi Managr of the office serving your accant Markup al hares sown se Wended to be accurate, statement data *cub not be used fa tie purposes Rey coley on yemend tax kirms, (Se , Form 1099. 5498. 1042$, etc ) when prepamg your tax return. The Fim required by law to man to tie IRS all taeable dal:knot, report/kb rantauble anima and uxdok tame coned en wesaities held n pet wart, net proceeds cn sate breactiere, rd cost basis an certain covered seanies. Cavarogriatkina wide the Finn • MOM* record rim ay oral communcatione in writing to further protect your rites. mdudrg your rites under the Sed_Wies Imenor Protection Act (SPA). • If the finitrcii takution m the by left of to front ol this slims isnot IBS Enna' Strokes, 1.85 Financial Semites carries you =aunt as Waring tacker by arra-come weh the rdcated enteution We in you of this relatimshio When Sr opened this ocean. h the cast your Kra and leases re boated a U85 financial Senates and rot the, titoixtg braer, and you mat make a recce of any error or omission to both firms • As depted in the account aft:emelt& you nut toadyus of am seas or fraud noising docks retleaed on pet statement within 30 days after t was mailed a made eatable. • Pleat. diva *sower complaints or ixpthies to tie Fiat C fent nelatiens Depannent a 101.352.1699 or tolUree at 800-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to U35 Faunual %nice Ix., Client Relations Doper ant P.O. Box 766 Union Chy, W 07087. • A II newts shall be deemed complete ad aurae if not objected to in writing within 60 days • Fa fly services_ Call 04,6612.0986 or tran outside the US.: Cal 201.352.1495 • h cane of omen or western alecul an electronic kid; Wander Mk bas payment a UBS Vetatbil card transactions, au €03-742-1000. Or wile to UBS Financial $er.ices Ix., 1000 Harbor Bled, 6th floor. Weehawken NI 07086, Ma RIVIAMS6A Wee& Cal a vine as soon as you can, if you tank you staement a receipt is necrg °rip° need more nknnaton teat a transfer on the statement or recipe The Film or Cad beer (as elolcablenffffl her Irornyou no later than 60 days alter the Fern fed you the, net stlitallUnt on with the errs or Problem aramed. - Reed. your name and want nwrieer (if any) - Cesabe ells ennr or tie transfer yea ate inure about, ad explain as chary as you cm why you Wee • is new or why yeu need more Sam ation - Frondethe doter anent d the suspected era. The Finn or Card Issuer we Westgateput complete and vial correct my mar promptly. For alleged errors Polon; UBS Veav debit cad transact:dm if we take more than 10 tus less days to cloths, we well credit yes won for do amount you thinks in error, so that you vii have the use of the money dung the tine n takes us to complete our iwestiption. Please mike all checks payabb to the Fern or tie lilnoal instkition racked on tie bent of the statement In addition to metier account fees accounts may be abject to mateenarce lees. chaps for late ppm* kr securities purchases and charges For unpaid an:orb n cash accents. Accounts that we tansferred to other instnalons may be subject to a Vander lee. OJOS /weep Options 1.65 offers options kr sweeprg cash balances balances to Pat deposits at UBS Bale USA and LBS AG Stamford Bench Ora Sweep Progarnd, moneymane' mutual Lids Money Funds) and the InternationalDeoul Accant (DA) fa cratomrs with an Hematimal Rexene Managemerd Account. Through the Bale Sweep Program& cash balances re swept to LES Balk USA to to an established knit ad then to UBS AG Stanford &inch a a Wray Furd. Nooses at UPS Bank USA we FIX insured in accordance with FCC nabs. For more inf cimatien please awn wmvfdic got Deposes ALBS AG StamfordBranch .rd shares of Money Fads are rot Oared by the FCC. Through tee DA, cash balances we swept to deposit accounts at UBS AG New York Braden at UBS AG Cayman Branch. These deposits are not insured by to FOC. Balances held at tie LES AG Cayman Erma are serrporanly noosed to the minion rite iff the Cayman elands ad there is no gwantee rooter ob5gation of LEtS AG to repay the balances while on the UBS Caplan Branch's boas. Depose a 18$ Bait (6A and each UBS AG Branch are not protected by SIPC. Monty Fund shays we protected by SIPC. See 'S. Financial Services Account Protection' below. Upen your remit, batmen in do Sant Sweep Programs or DA may be vottdrawn arid shares d a Money had may be libectated, end the proceeds returned to yea or you Staldin ac oust. Pettier riormalcn about available sweep optoas, ncleirg current ireerest rates and yelds, s mailable at vemv.ubscardweeppelds, from your Fnanciali1.005a a by calling 800762.1000. UBS roundel Service saant protection The Firm n a irwelor re to Waite Investor Protection Corporation (Sift), which protects wanes customers of its marten too to 5924000 (i-cLdirg 4250,000 for dains for casN. Embnakry broceue asoilable upon repent or at mow wt. org The 9PC asset protean lent apply to all accounts that you Fold in a particular capacity The Fin; torte wale certain affiliates, hei ako purchased suppkorrutal innate lho maeinum /mount payable to at eigtie clients, colechtely Lint this praection is 5500 ',onion e of beceerter 10, 2016. Sikora to the poky anincee ad Imitations, cats at the Firm isfurther protected for up to 51 9 million n the Pflegete For anger accounts held in a paiisibr writ,. A (ut copy of tie poky wading is availiole won request. The SIPC protectin Delhi suatolamerlal protection both do not app& for • Certain financial assets controlled by (and ticiackd n your account value) but held away from 15$ Fina- col Services (e.g., certain() cash at UBS Bark LISA, (ii) cash at LOS AG U S. banchn, Pii) nuance products, including vaiatile enmities, and (n) share a maul funds where such shies reregistered dreaft n the nine of tie account holler on tie bales ard records of do issuer a twofer agent; • Inwstrrem contracts or nestment ••••fell, (tit, limited partnerships and private placements) tat are not registered under the Securities Act 01 1933; and • Commodities contacts (e.g, foreign ealurge and octopus metal carats), including futures contacts and commodity when contracts The SIPC protectbn and the supplemental protean do not apply to these assets send they otherwise appear on your statements. The WC protection ad the ortglemorgalototection do not protect agionatchange it re market veal of per investments (whether result of market movement issuer ba-kruptcycr °therms.) Dividend Renvemment Program (DRIP) The price reflected is an wept rice You my Wan the actual peke from yet Financial Advise% Onlynehole ewes are purchased under GRIP; partial shies wil be sold and the cash we be deposited nyour account. The tended renvestrnere putt applied by to ewer may Oa from the market price at winch tie partial tares we sold Coabieolies City whole units may be held in yes row*. If yea ate entitled to unit as a result of a &lard payrnent or otiervoise. the Firm will either sell phial units at market price or accept an amount determined by a registered clean) agency, ad coedit yar accent Invenment objective The inntmere objectives and risk profile ere speck to each accent and Tie say between you accords Please adve* the firm pronpty in wising of my sir/joint change in pas financial situationa investment cheerio./ For each account held, you choose use o1 the f plowing ii et Writes: • PfaLiceCurtiontlaoeftinsestments teeth; the generation of name oat. CONFIDENTIAL • Adsieve Cereal Appeaciara. Investments seeking growth d pmcpal rather than the generates of inCOITO. • Proace Coma...Mean of McGee and Caper Apprere*n. Investment, Seek i-g both the generation of nccme and growthof vita:al. Overall risk profiles • Consonant,' Seeks to marean Mut pampa& with low rats ad volatility to the accent owrat even if that men tie acorn does root generate significant income a roans and may not keep pace with inftritim. • Moderate Wiling to wept some ride to principal and tolerate we volatility to ter Niter return, . • Aggressive: Willing Po accept hip risk beincipal ad high volatility to seek high return overtime. • rniestment agibiftey Consolmatiom t selected a portion of the portfolio for that account may include complex strateees. finned Pe idly awl Snorer' volatiley. Statement •heuseholdiof We may comokbte at related account statements with the same address in the sane ervielept to 9. because they have owners who also maintain Ohl account relationshOs well odor dents at the sure address. you Feely to moire indistdual statements mailed is serrate emehres, you maydecline howehdding by caliog your Financial Advisor Friendly account name the Friendly account mine *a customizable *nieknane clown by you to nun you with your receedkeneng has no legal effect macaw account You can than? your Friendly account names, through Online Services a by contacting yes Pbvnoal Aiwa. Arzamt overview • Mit af Pot accountfportiolcs Not of assets ad litila • Asses_ Includes avalable cash balance, webs f or restricted secursy (est), and Global Tine D11:030.1, Ufrinn020:1 Tilts 10 market, and email assets not held by the Finn Does not indude unpriced wuritiegaseets at the end of the prior and anent statement periods, or wale Westmont& u vd stock options ad termede stud options • Eirabbes hcbdes debt brines, atstirdrg Mar loan, credit line short accent balances. • Cash/money balances. Total of uninsested avalabb cash balances pbs deposit balances at UBS Bank USA, UBS AG U.S. Branches and wavy matte mama Trod steep balance at the cbee of the statement deed No8cormoclity free ova balance in your rave re net segregabd from *ha balance, and tie Fim may use am of these furls tithe ordina-y course of its busness. These funds repayable won your derna-d. The total is ex Lded in the Canna period dosing value. SDNY_G M_0002 7904 EFTA_00138524 EFTA01279133 Important information about your statement (0011intled) Lending inhumation Fa &tared 'Mammon on the Finis lending practices and *catnap refer to year Chant Relataarap Agreement or boost Agreement rid the General Terms ad Conditions. UBS Statement of Credit radices available in Agreements andDisdatures a jure uaartegthereuraellitelne t. Yew steels Your statement Semites wraith ad other assets heti in the accord at the end of the statemert period. You may ash. for *beery al fah paid seartiet as are time. You may receive securities used as loan collateral alter paying any balance dr on them. Any securities tannin/Lidto the Ran dreg the statement period are lined at market vase as of the end of the slattern,/ period. • Can bar* In *tanning the cost basis of tie sautes included n this statement where indicated vet the natter 'I,' LES Fhancial Servkes has relied oninformation downed from sources other than LES Fa-uncial Sento ". including nformstion frcm another fin, a that you may haw provided to yeti Fina-cial Adrisor. The firm does rot independently verdY Or gagentee the ac rag a viably of are information provided by souses other than I-E6Fhunial Semites. h additim although MN -uncial Sean germalh updates this Hannah:an as his received the him does not provide any assura-ces tat tie anomaly' under 'Cost basis' and "Unrealized girl loss' is accurate as a to date of this statement. As such. please do rot ray on this inamation to make torchasecr tale decisions. fa to praises or otherwise Accounts tranferred to the Finn may reflect gar/loss nIcrmaticn only for the period ol tine they me hard r the Rim More hittorkal Harriet i:a cube aided by ear Rancid Advisor. • Unrealized painorantes When data is heath. estmated smelted gaindlones an calculated kr ratan! retry lots the (inaction data for rdivitial ins may or may not reflect oc nmistions. charges ands security reorganthatan events. Dividend and **retinue:trent lots ad vdtematk puchne bb are each combined to di lay or* swaged lot the 'Trade date' coLmn presents the original transaction trade data. • Callable marital Bonds and preferred stock that to icon cats for exit redemption veil be selected Martially by la pan amerg an startles of tat ewe held how name or in norniwe nam for ar dents Call tease hformati:n is cbtined from third patties and its accuracy isnot gaanteed. Other call teases may east which aub affect wield complete Senna cn will be provided upon request • °reran of &Pent Os). COs are FDIC nstred go to 5250000 n principal and accrued interest per &poster ad per depository institution h accordance with FDIC nabs • Price/value Bees displayed for securities and other Orcdsts may be higher or lower that the Price that you would adualbr receive in the market. Fitts ae obtained from various had party sources which we believe to be whale but we do not asatentee their accuracy. - We gem.* use tie cloteg I:meet/tin war* a the mean of the bid a-dad prices for lined sectrities and °plias or or bad prices la OTC in= dies. - Less act eh traded securities may be priced usr9 a valuation model ate most recent peke we *tined and may not reflect an actual market price a vast - Cenan poptan may appear mhos a price ad will thew as • pike was rot attaleble• 4 we r• unable to chin a stator a tensity. - Deposits a securities denoninated ihcurrercies other ten U.S. done" are reflected at the eichange rate a of the statement date. - fur cerrain mashes hang innonconforming denominatiom price and qua-oily0am vats) may haw been adjusted to facilitatePrager valugisci. To cbtan ouTem quotations, whin araitta, contact yea financial Adviser. • Private irmatrnents and riveted products. Mvate investment acuities fincLdiN erect partkipatkri program ad real estate imestment trust markets) and strucered produce are ger-hely hghh tepid Cedar. strabsed product, how not been registered with the Securities and Exchange Camninkn or under ay state securities laws. We Doti& ettinated vales lee private investment "twain ardgnstured products for Hamm cral arposin crib. Acuracy boot guaranteed - These vanes may differ sLbstantiaty from pats, il ray, at which a oriole int security a structured product may be bought or sold and do not necessrih represent theyase you myreceive won liquidatien. - Third pany eninaes of wake re a of a cenain date ad m supplied to UBS Fna-cial Services on a regular base by an indesendert yaks/anon limn. - issuer, gitrittai pinny o sponsor estimated rakes, a any, are applied to the Fiwi by the issuer, general partner or spencer and may be cakulated based on deferent information tan tanned by 'bed parties to denve their striated values. - You can obtain adiaknal information regarding to methodology used to deteimine the estimate of value ad the date of the a-ionisation that is the bag tar the estimate by contacteg your Fronoal Advoor. - Third party eslinaled eat.' may be reflected at *We priced* in several stuaticro, 'Awn an edeperdent valuation tins has not swpked a unable to assign a vela. when we become aurae that a material event ha Geared that may call a previously reamed war inn question. a Wien a value would be highly speculative due to denature as the 'aunty. - When Deter an issue, general partner a sponsor estimated value nor a thedlurty estimated tele is pecrecled, the war of IF, warily will be differerd Iran ilsparchne price. - 10Stributions to date' may include ream of capital, mane orboeh. - 'original unit size • represents tie natal offering pike per and and may not reflect your cost base. - DPP and Lnkital REIT searnes are not listed on a natimal wanes echange, and re omen* illiquid and even if they can be sold the price received may Ire less than tear share estimated vela provided n the accost statement. • Rankled eftwities Regraded acuities generalh an rot warmth viable kr public sale. OBS Fine-cal Services uses the market price of the unrestricted sad cd the sane issuer in an imputed value fa der restricted stock lor statuesof Misstatement only. To the extent that mended seoskin are eligbb ler sale, the vat. received may be obstantialh less than the trailed value tan • ht. learnetsd) ire. current Wel* and row kittiwake of anal exam is bawd on current &wicked ad interest rates, attuning tie securities will be held for one year from statement date or adi maturity. This esthete is only a gudelne, accuracy ad continued ncome are not guaanteed - Estimated antral income and curet yield for certain has of shanties could include a retain of principal or capital gains in %Nth ewe the en. income Cadence yield would be overstated. - Estimated armed inane rd caner* weld and tie anal inane andyield costa be bah a higher than the attnated amounts. - An estimate of a-rualqed income (dirdend alter interest) divided by the talent market valiatavtiar balance is based al the last divard or :wrest payment made by the Star and assures the senrahrdeposas will be held fa one year tern the statement date or until matisily. Accuracy a-d continual yield re net warned • Assets not held by UBS F MOSS Services. Cattail ova an rot held by the Fim and nee wean the fan's possessi:n or ccnvol. These ants are dewlayed on yam' statement for informational purposes only Positions and values presented a* provided by the hung tim UBS F rancid Sawn is not responsible for tNs incenution and does net guarantee es accuracy. These assess re no protected by SieC or the Fan's supplemental 51K coverage. • Revenue Marino and additional conpernation. - h aidilam to ornmbsion en satin a-d 176.1 fees received incomes-an with to destrbgen of mutual tra to our dents we ad or our affiliate recce* ravens sharing parnerts from distrautas arida advisers of the maul hinds that we sell finer arrant are based on two different cony:rents, (0 the anion of sales by LES of a particular nodal lad family toots dents; and GO the asset ate of a particular mutual lard f ambit threshold ate fern - We ardour al Age ale:treater retworkirga-d onnbus processng fees in consi*ratad or tanner agent services tut we wade so the mutual funds. Thew feet gereraly are paid from inurnor MOS h the mutual fund and are a road dollar arrant based on the number°, as-cants at thebroker-dealer boldng maid fu-ds ol that f✓u-d fatally. — h addition to atonal:no received in connection with the sae at danlution of annuity contracts ad CONFIDENTIAL Law invesurem oust wits loos dents, we radar as affiliate restive reserve stirigconienulim Iron may of the instance companies actirmiting Be annuty attracts. ablates of the insurance empties or sporeors of the tat investmem tuts we detribute. — Our elf dint ako mein) trading amnia:ant awl otercompersatim frommutual funds ad inura-ce canaries whose products we dstrioule. — We receive n areal fee from Les Sank USA and LBS AG Stanford Branch of La to 125 per accost sweeping to the banks ender the LBS Bank Sweep Program. Activity Information rearing commoners and other charges incurred in correction with the wagon of now inducing option transactions has been included on confirmations prenoush furnished to you, ad all be provided to you wallah on realest. Short King If sou are engaged in short selling a secure's,, you may incur a charge due to certain torah-9 costs kr that paliosta saver. Open Olden Regarding Men or 1scodtilLcancellee erders tat were row executedbythe statement date, open buy and sel stop orders ere reduced bathe anount of divdeeds orrititt on an ex.duidera a enuitin date unless instnthed otherwise by you. You are romonsbla kr orders that an hauled case to your failure to cancel ocating open odes. Privacy To obean a copy of as count Client Privacy/4okt please contact soar Financial Adliscr or visit as estate zAwinhterwannita-ventrv. - LE6Froncial Senices lira a bank. the RNA, Buser% Services Account RSA and BMA are brokerage accounts which panda access to barking Servos rid products trough wangements with offload banks and od-er tadparty banks. rid provides access to aureate and amuity proctids issued by Loaf flitted taidparty Parana ampanies *rosin inahne• agency al:safaris of LES Finnan Sena's Inc - lwatment inurarce. ad amity pratact - Not MK ristred• No bank guarantee May bse vale! - IMA, aeon Management Account, Banns Sena; Account BSA, IRMA and Mei-atonal Resource Management Account are registered service maks of LI3SFroncial Services hc. - VISA is a registered tadernak owned by Visa edemas:nal Serra Association ad used Leak 10.114. the UBS Visa credit cards ad the UBS Vea debt card. are issued by LIDS Bank USA with permission from Vita U.S.A. Pcorporated. AA otter Vadernaks, registered trachriara sena. maks and registered seance marks ate of ter respects* compavin UPS Shand& Services Inc. Rev 201702 SDNY_GM_00027905 EFIA_00138525 EFTA01279134 *UBS Iles Fnancial Services nc Private Wealth Management 299 Park Avenue 25th Floor New York 1W 10171.0002 CNP70065699150317 X1 YI 0 Account name: GfraStANE MAXVVEU. Friendly account name: Inch,. Millennium Account number. Your linancial Advisor. SCOTT STACK MANILYLE CASRIEL Ffione: 212-821-70001800-308-3140 Resource Management Account March 2017 GHISLANE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions aboutyour statement Value of your account Call your Financial Advisor or the RMA ReSOurCeLine at 800-RMA-1000, on February 28 (5) on March 31(5) account 029728776 Your assets 696,385.00 694,120.00 %isle our website: Your liabilities aoo 0.00 www.ubscom! financiaiservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from 4wew.annuakreditreport.com. Value of your account 5696,385.00 $694,120.00 Tracking the value of your account S Thou,,andS 683 7 696 a 69s.1 25)0 Dec 2015 DK 3016 Feeb7017 Mal 2017 Sources of your account growth during 2017 Value of your account at year end 2016 5683,739.00 Your nveStinent Maim Change in market value Value of your account on Mar 31.2017 $10,381.00 5694.120.00 SDNY GM 00027906 Member SIPC 0.7000S006569915 NP70b0307237 00006 C017 030575004 Y178776$50100000 Page 1 of 6 CONFIDENTIAL EFTA_00 138526 EFTA01279135 SUBS Resource Management Account March 2017 Your account balance sheet Summary of your assets Value on March 31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 694,120.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $694,120.00 $694,120.00 100.00% Account name: Friendly account na Account number: Your current asset allocation Eye on the markets Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.700018003083140 Index Percentage change March 2017 Year to date S&P 500 0.12% 6.07% Russell 3000 0.07% 5.74% MSC I - Europe, Australia & Far East 2.87% 7.39% Barclays Capital u.s. Aggregate Bond Index Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% -0.05% 0.82% CNP700O30065599I 6 NP7003307237 00COS Col 7 0305750CM Y1213776550 0tftyG t,L 0002709e 2 of 6 CONFIDENTIAL EFTA_OOl 38527 EFTA01279136 SUBS Resource Management Account March 2017 Change in the value of your account Account name: GHISLAINE MAXWELL friendly account name:Indy Millennium Account number. March 2017 (5, Year to date (I) Opening account value $696,385.00 $683,739.00 Change m market value -2,265.00 10,381.00 Closing account value $694,120.00 $694,120.00 Summary of gains and losses wipes groaned below exclude products for which guns androsses are not classified Realized gains and losses Unrealized March 2017(4) Year to date (4) gains and losses (5) long term 0.00 0.00 44,120 00 Your investment objectives: You haw• identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in rmportanr information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment ePgroikty consideration None selected Your account instructions • You account cost bass default closing method is FIFO, First In, First Out. Your el sandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000'800-308-3140 SDNY GM 00027908 CNP7C0C030556991 7 Nn7003307237 00036 0317 030575004 Y128776SSO 100000 Pegs 3 of 6 CONFIDENTIAL EFTA_00138528 EFTA01279137 *UBS Your notes atlX013.035MISNIMIX17137 030:6M7 MM.. n 2877655010.1, Gm . 02,.." a s CONFIDENTIAL EFT,0013E529 EFTA01279138 *UBS Resource Management Account March 2017 Your assets Account name: Friendly account n Account number. Some pnces, income erg current values ShOwn may to approximate. AS a snot. gains aldlOsses ma/ not be accurately reflected. See rmporinor inrosenabon about your statenrenr a the end d ths documeM for more information. Non-traditional Private eqtaty funds, Hedge funds, and Other investments are held in your UBS rytteS Inc. (UBS FS) broleraoe account. The postions reported belOw reflect the recceds of the issuers, and UBS FS does not Of sontee the accuracy of the iriormation The value shown is not necessarily the value you would receive from the issuer if you sd the assets. Funds acutely sold by UBSFS are subject to orgoing due dagence, ilthouln the level perforrnedrriay vary A dosed fund may be subject to noorgong dligence A fund that you purchwed elsewhere may never have been cut:sect to UPS FS </lige nee. although UBS FS may receive a fee from t he funds manager, whit h may constitute a maority of the rnana;ernentincentive fee. Please contact your Financial Achnor with questions. • Est value per unit' is an estmate of value supplied by an independent valuation arm and reflects adjustments for factors such as the tepidly of the units. Hedge funds etching ALPHAKEYS FALLEN FND BROKERAGE NO 0n8' l7 Trade date: Purchase Plod NorrOet Ammar trice 01 shafts pen share (S) Client investment (s) 650,000.00 GHISLAINE MAXWELL Your IIsandal Advisor: SCOTT STACKMANLYLE CASILEL 212-821-7000800-308-3140 Estimates of vat* suppled by issuers Of Certain Drowns (which are gene raly 'net asset vaue' estuhateS) are mown as ' issuer est. value per unit . For Private equty f unds, 'Est. value per unit* iS a value updated quarterly, based on the Net Asset Value NAV') in the fund as of the date spedfeet Austed by acting capital calls and subtracting dsl nbiAions Once the NAV date. The NAV is primarily based on estimated portfolio values pecnickd ty the underlying fund sponsor These two 'blues may vary because of differences In the way they were estimatedandbecause tne • Third party est. value per unit" 'nay have been prepared come bass of financial infonnaton other than yeanend Retorted estimates may not reflect resale. liquidation or repurchase value, t any, and may rot reflect dst ebut cm of caonal until the next valuation is retorted. generally On an annual or serri.annua balls See Important inforrnatron abour your statement en the end of ths statement. Cost Price per some WOO) an Mar 31 (5) value on unrealized0M rmemment Hddrg Mal 31 (S) grin or loss (5) return (S) period 65000000 1.000 694,t20.00 44,120.00 Your total assets Non•tratfitional Hodge roads Total 5694,120.00 Value on Mat 3t (5) 654,120.00 Percentage cd your account 100.00% 100.00% Cost Estimated Oasts 01 annual 'norm CP 650,000.00 $650,000.00 ONeffiZtO Oft or loss (S) 44,120.00 $44,120.00 SDNY GM 00027910 ChiP7COCEOC65699I 9 NP7003307237 00036 0317 030575004 VI 78776550100000 Pegs S of 6 CONFIDENTIAL EFTA_00138530 EFTA01279139 *UBS Your notes CNP700C00C6559920 NP7003307237 00006 0317 0305750N Y128776550 109ffikyGm0002791Mge 6 Jf End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA 00138531 EFTA01279140 Important information about your statement IS Fruncial Services Pc. (the Fern or UBS FAercial Sanibel). is a merrber of all principal washy, canmodsy and optics exchanges. UBS Financial Seniors and CBS Bank USA ore edited subsilones of UPS AG and affiliaes (13S Sevens U.C. The Fun's I ronmal statement is available upon rechest. The Finis tenni& allies as at: UBSFina-col Serwes K. 1200 Harbor Boulevard Weehawken, NJ 07086 This statinwit representsthe only official record of you' LBS Financial Sendes account. Other recads, meat official la. dxunints, contanng conelinngdaa should rat be relied Loan IIyoubeide there is an ewer cr omission please report it Owned** n wrung to the Brandi Manager of the office wvig your accent. Allhaep al Igoee Moan ae Mended to be actuate, statement dna should not be wed for tae proposes Rely sclehi on yerend tax kirms, 6.9 Form 1099.549t 10425. etc ) when frepamg your tax return. The Pim required by law to repcn to tie IRS all livable dividends, dportabb noretadbk anima and taxable interest eared an sickens held n you soca" net proceeds an see tradaclions, ad cost basipon certain covered seosaies. Cavarariloakma wide she Firm • Meese reconfirm ay oral communcatons in wring to further protect your ritas indudrg your rgim viler the Sea_riies Imenor Protection AO (SPAT • If the financial Mitution on the top left of to trod of this stamen isnot LBS Niacin Saykes, UBS Ftencial Simian caries yer account as dewing broker by arra-gerrent with the ideated institution We informed you of this relatinshio Menne, opened this accost h the cast your knit and dimities ae boated at UBS financial Services and rot the imcdaciw brder. ad you mist make angers of ay car or omission to both firm. • As cleated in the account agreements, yin m+.et noddyus of any enors or fraud Molting decks rellecied on your statement within 30 days after d was mailed a made awakes. • Pleasedied °tower cantata-at or Hpiies to tee Firm's C fent Relations Depannent x 201.352.1699 or toll-free at 800-354-9I03, 8:CO A.M. to 6 CO P.M. ET Mondry through Frday, or in [truncated]