EFTA01279842

CLIENT STATEMENT I For the Period August 1-31, 2014 STATEMENT FOR: MSB FBO BLUE CHIP CAPITAL LLC 27 HIGH TECH BLVD. THOMASVILLE NC 27360.5560 Morgan Stanley Smith Barney LLC. Member SIPC. 075648 MSGDD19A 035377 Morgan Stanley INTERESTED PARTY COPY TOTAL VALUE OF YOUR ACCOUNT (as o18/31/14) Includes Accrued Interest Includes Assets Externally Held: $801,551.55 Your Financial Advisor Adam Landau Executive Director Your Branch 6805 MORRISON BLVD STE 400 CHARLOTTE. NC 28211 Telephone: Alt. Phone: I 2 >- $1,756,946.3Y u 0 0 0 767 -061333-110.2.3 EFTA01279842 • CLIENT STATEMENT I For the Penod August 1.31, 2O14 Account Summary Morgan Stanley Attire Assets Account MSB FB0 BLUE CHIP CAPITAL LIC 27 HIGH TECH BLVD. CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest) This Foots (6/1114.8/31:14) Tars Year :11:r:4.6/31/14; TOTAL BEGINNING VALUE $1,741,918.59 $1,636,663.21 Credits 251,706.66 Debuts (254,756.11) Security Transfers Net Credits/Debits/Transfers $(3,049.45) Change in Value 15,027.72 123.332.55 TOTAL ENDING VALUE $1,756,946.31 $1,756.946.31 Includes Assets Externally Held: 1801,551.55 Values may include assets externally held, which are provided to you as a courtesy, and may not be covered by SIPC. For additional information, refer to the corresponding section of this statement ALLOCATION OF HOLDINGS Includes Assets Externally Held: $802,552.55 Mutual Funds INTERESTED PARTY COPY CHANGE IN VALUE OVER TIME The displayrat 'verse', twine (total account value) and net invested capita' (total amount total withdrawn). aemonstrates the impact of deposits and withdrawals 2.CC 1.62 1.24 0.86 OAS • 0.10 NOV2010 DEC MO I Tonal Market Vatue DEC 2011 Page 2 of 10 vane! minus I . EEC 2: :2 DEC2013 - Net invested Capdai • AUG 20H Since 11130.,10 SONY _ GM_ 00030323 This graph does not reflect corrections to Net Invested Capital or Market Value made subsequent to OW dates depicted. It may exclude transactnms in Annuities or positions where we are not the custodian, O which could delay the reporting of Market Value or affect the Net Invested Capital. Market Value Cash. BOP, MMFs• $19.125.73 Municipal Bonds - 685.882.47 Mutual Funds 250.386.56 Alternative investments+ 801.551.55 TOTAL VALUE^ 51.756.946.31 Percentage 1.1 Z 39.0 O 14.3 45.6 is 11 1OO.08Isei This allocation represents holdings on a trade date basis, and projected settled Cash( 80P and MMF balances. These classifications are roe intended to serve as a suitability analysis. • FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash and securities (including West are eligible for SIPC coverage. See Expanded Disclosures. "Includes Estimated Accrued Interest. +Values may include assets externally held. which are provided to you as a courtesy. and may not be towered by SIPC. For additional information, reter to the corresponding section of this statement. EFTA_00 I 4094 I Swabia* niller EFTA01279843 075648 MSGDD I9A 035376 CLIENT STATEMENT I For the Period August 1-31, 2014 Account Summary BALANCE SHEET includes accrued interne Last Perm° Active Assets Account MSB FB0 BLUE CHIP CAPITAL LLC 27 HIGH TECH BLVD. N- rRES- E7, oARTY COPY CASH FLOW This Period This Pen00 § i 0 This Ye (as of 7/31114) las or 8131114) 8/1/14 8/31/14) (1004-8/31/1 Cash, BDP, MMFs $119,124.88 519.125.73 OPENING CASH, BDP, MMFs $119,124.88 $46,997.4: Municipal Bonds 669,627.17 685,882.47 Purchases (100,000.00) (1,346,573.2: Mutual Funds 149,329.72 250,386.56 Sales and Redemptions 1,297,228 Alternative Investments+ 803,836.82 801,551.55 Income 0.85 24,5tre Total Assets $1,741,918.59 $1,756,946.31 Total Investment Related Activity $(99,999.15) $(24.84 Total Assets Held At Morgan Stanley $938,081.77 $955,394.76 Electronic Transfers-Credits 251,tiarri Total Assets Externally Held+ $803,836.82 8801,551.55 Electronic Transfers-Debits (251= Total Liabilities (outstanding balance) Other Debits (3,04 TOTAL VALUE $1,741,918.59 S1,756,946.31 Total Cash Related Activity 5(3 Portfolio Loan Account (754XXXX742) Total Card/Chedc Activity ANEW. Total Other Liabilities (not included in Total Value) CLOSING CASH, BDP, MMFs $19,125.73 519, Morgan Stanley Page 3 of 1t The Portfolio Loan Account is a securities-based loan that may not be used to purchase, trade or carry marketable securities, or to repay margin debt. The Portfolio Loan Account is offered by Morgan Stanley Bank, N.A., an affiliate of Morgan Stanley Smith Barney !LC +Values may include assets externally held, which are provided to you as a courtesy, and may not be covered by SIPC. For additional information. refer to the corresponding section of this statement. II RSONAI AOCOUNIS REURF MI. NI ACCOUNTS I-DUCATKW I liUSI ACCOUNTS ACIMINIS BUSINESS ACCOUNTS 0 nr S Ltt to EFTA01279844 CLIENT STATEMENT I t or the Period August 1-31, 2014 Account Summary INCOME SUMMARY Qualified Dividerfels Total Taxable Income Dividends Interest Total Tax-Exempt Income This Period (811/14-8131/14) 0.85 S0.85 Morgan Stanley Active Assets Account MSB FB0 BLUE CHIP CAPITAL LLC 27 HIGH TECH BLVD. This Year (1/1/14-8131/14) $6,642.15 $6,642.15 3.68 17.875.00 $17,878.68 TOTAL INCOME $0.85 524,520.83 Taxable and tax exempt income classifications are based on the chalactertstics of the underlying securities and nor the taxable status of the account. ADDITIONAL ACCOUNT INFORMATION Category Municipal Accrued Interest Paid Thts Permd (8/1114.8.91/14) illtS Year (1/1/14.891)14) $3.809.73 INTERESTED PARTY COPY GAIN/(LOSS) SUMMARY Realized This Relied (8'1114.8/31/14) Short-Term Gain Short-Tenn (Loss) Total Short-Term Long-Term Gain TOTAL GAIW(LOSS) The Gaingtoss) Summary, which may change due to basis adjustments, is provided for informations; H purposes and should not be used for tax preparation. Refer to Gain/(loss) in the Expanded Discio,.- Realized This Year (1/1/14.8/31!14) $19.470.21 (10.62) 510.459.59 16,980.38 $36.439.97 Page 4 of 10 1 5 a 1.0 Unrealized inceotion to Date (as of Ill31/14) $34,190.34 (1.992.41) $32,197.93 -J 71.031 5103,228.E \ , Category . . Municipal Accrued Interest Received ThIS Period (8/1/14.8/31/14) This (1/1/14.8/31 12.668E 0 EFTA01279845 2 2 CLIENT STATEMENT I For the Period August 1-31, 2014 Acti e Account Detail Investment Objectives t: Capital Appreciation, Aggressive Income, Income, Speculation Pledged to: Portfolio Loan Account Inform us if your investment objectives, as defined in the Expanded Disclosures, change. HOLDINGS Morgan Stanley MS8 F80 BLUE CHIP CAPI'AL. LLC 27 HIGH TECH BLVD. INTERESTED PARTY COPY (.0 Page 5 of 0 z - 0 Brokerage Account This section reflects positions purchased/sold on a trade date basis, and includes positions purchased and omits positions sold in the current month. "Market Value" and 'Unrealized Gain/Russ)" are representative values as of the last business day of the statement period and may not reflect the value that could be obtained in the market. Fixed Income securities are sorted by maturity or pre-refunding Wel and alphabetically within date. Estimated Annual Income (EM) is calculated on a pre-fax basis and does not include any reduction for applicable non-US withholding taxes, if any. Mt for certain securitie include return of principal or capital gains which could overstate such estimates. For securities that have a defined maturity date within the next 12 months, LAI is reflected only through maturity date. Actua g income or yield may be lower or higher than the estimates. Estimated yield reflects only the income generated by an investment, and does not reflect changes in its price. Structured products, identified in t Security Description column, appear in various statement product categories. Accrued interest, annual income and yield for structured products with a contingent income feature (such as Range Accrual N Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent interest. For Floating Rate Securities, the accrued i annual income and yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period. Treasury regulations require that we report on Form 1099-B, aft close of the fax year, your adjusted cost basis on the sale of covered securities acquired on or after January 1, 2011, and classify the gain or loss as either long-term or short-term. These regulations also r ir that we make basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance, which will be reflected on your Form 1099-B. Cost basis is reflected on statements for informational purposes and should not be used in the preparation of your income tax returns. Refer to the Expanded Disclosures for additional information. CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis You have the right to instruct us to liquidate your bank deposit balance(s) or shares ol any money balance(s)at any time and have Me proceeds ot such liquidation remitted to you. Estimated Annual Income. Accrued Interest, and APT% will only be displayed for fully settled positions. nn "nraZ MS ACTIVE ASSETS TAX FR TRUST Percentage of Assets % CASH. BDP, AND MMFs Market Vales $19.125.73 Estimated anouauacatue Accrued Interest $1.91 $0.00 Money market funds seek to maintain a share price of 21.00. therefore the dollar amounts listed equal the number of shares. Additional information concerning these transactions is available upon request. For more information about the pricing of Money Market Funds, please see the Expanded Disclosures. The money market funds reflected above include the balances in your automatic sweep feature, if any, and may include other money market funds that have been purchased in your account. 8i EFTA01279846 CLIENT STATEMENT I For the Period August 1-31, 2O14 Account Detail MUNICIPAL BONDS Security Description CHARLOTTE N C CTFS PARTN REV REF CUSIP 161O37YR I Trade Date 4/9114 Morgan Stanley Active Assets Acco n MSB FB0 BLUE CHIP CAPITAL LLC 27 HIGH TECH BLVD. INTERESTED PARTY COPY Face Value AM. Unit Cost ral Cost Market Value Gain/Goss) fins I nut rag Unrealised 50000.000 5111.235 $55,617.50 sno.aso $55.224.66 555,319.00 Page 6 of 10 Estimated AnnuaLluctan Accrued interest Yield % 52.500.00 4.51 $94.14 ST $625.00 Unit Price: 6110.638: Coupon Rafe 5.000%; Matures 06/01/2034; Mt. Semi-Annually Jun/Dec 01; Callable 5100.00 on 06/01;19; Yield to Call 2.604%; Federal Tax Exempt, Moody AA2 S&P AA- f.; Issued 09/30/09 NORTH CAROLINA ST MED CARE COM M 11/26/13 75.000.000 103.020 77,265.00 HOSP REV REF NC BAPTIST HOSP 102.714 77.035.87 CUSIP 6582OHO67 Unit Price: 3109.368; Coupon Rate 5.000%; Matures 0610112034; Mt. Semi-Annually Jun/Dec 01; Callable $100.00 on 06101120; Yield to Call 3.203%; Federal Tax Exempt; Moody A2 03/01/10 UNIV S C HIGHER ED REV MOORE SCH OF 1/23114 140.000.000 108.736 152.230.40 7.000.00 BUS PROD 108.194 151 471.00 2.333.33 CVSIP 913367028 Unit Price: 3112.933; Coupon Rate 5.000%; Matures 0510112035i Mt. Semi-Annually May/Nov 01; Callable $100.00 on 05/01122; Yield to Call 3.092%; Federal Tax Exempt: Moody AA2; Issued 06101/12 0 HARRIS CNTY TEX CULTURAL ED FA CS FIN 44.y` . CORP MED FACS REV REF-A CUSIP 414OO881O 12/10113 2OO.OOO.OOO 100.000 100.000 200.000.00 200,000.00 ..," 215,588.00 15,588.00 ST Unit Price: $107.794; Coupon Rate 5.000%; Matures 11/1512037; Mt. Semi-Annually May/Nov 15; Callable $100.00 on 11/15122; Yield to Call 3.881%; Federal Tax Exempt; S&P SOUTH CAROLINA PUBLIC SERVICE 1/23/14 100.000.000 106.756 106,756.00 AUTHORITY REV OBLIG SER-B 1O6.421 106,421.16 11O,752.OO 4.330.84 ST CUSIP 837151HZ5 1/24/14 5O.OOO.OOO 1O6.767 53,383.50 106.433 53,216.53 55.376,00 2.159.47 ST Total 150,000.000 160,139.50 159,637.69 166.128.00 6,490.31 ST Unit Price: $110.752; Coupon Rafe 5.OOO%; Matures 12/01/2038; Mt. Semi-Annually Jun/Dec 01; Callable S100.00 on 12101123, Yield to Coll 3.621%; Federal Tax Exempt; Moody Al S&P AA-, Issued 08121113 z 0 ul 3,750.00 82,026.00 4.990.13 ST 937.50 S&P /4+; Issued 158.106.20 6.635.20 ST 10,000.00 2344.44 A-; Issued 09.'06112 4 7,500.00 1.875.00 ILz 0 4.O Fare 3/410 Percentage of Assets % MUNICIPAL BONDS 615.000.000 TOTAL MUNICIPAL BONDS (incl.accr.int.) 39.0% 11/ Tali Oat . Total Cost S645,252.4O $643,369.42 MasiscValue 5677.167.20 $685,882.47 Unrealized GaiiMLoss) $33,797.78 ST Estimated ilanuaLlocome Accrued interest 530,750.00 $8,715.27 *KY% 4.54% I EFTA01279847 CLIENT STATEMENT I For the Period August 1.31, 2014 Account Detail MUTUAL FUNDS OTHER MUTUAL FUNDS Security Description Trade Date Quantity Unit Cost Total Cost Market Value tkvealtral Gain/floes) PIMCO UNCONSTRAINED BD C (PUBCX) 7/9/14 13.285.562 8/20/14 8,833.392 $11.290 11.321 $150,000.00 100.000.00 $150,392.56 se, 99,994.00 $392.56 ST (6.00) ST Total 22,118.954 Share Price: 511.320; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest 250,000.00 250.386,6 386.56 ST Penedos* of Assets 1 Total Cost Minket Value Unrealized GaInnosei MUTUAL FUNDS Morgan Stanley Active Assets Account MSB FB0 BLUE CHIP CAPITAL LLC 27 HIGH TECH BLVD. INTERESTED PARTY COPY ALTERNATIVE INVESTMENTS k" Page 7 of 10 c2:341 >- z 0 4.o Estimated DiMend Annual Income Yield % Estimated linauallnoma Accrued m utest 14.3% 5250,000.00 $250.386.56 $386.56 ST 50.00 $0.00 ect 7 Your interests in Alternative Investments, which may have been purchased through us. may not be held here, and are not covered by SIPC. The information provided to you 1) is included solely as a service to you, certain transactions may not be reported. 2) is derived from you or another external source for which we are not responsible, and may have been modified to take into consideration capital oaks or distributions to extent applicable: 3) may not reflect actual shares, share prices or valueS: 4) may include invested or distributed amounts in addition to a fair value estimate; and 5) should not be relied upon for tax repotting argot Alternative Investments are 'Mud and may not be valued daily. The estimated valuation provided will be as of the most recent date available and will be included in summaries of your assets. Such valuation may M . the most recent provided by the fund in which you are invested No representation is made that the valuation is a market value or that the interest could be liquidated at this value uited We are not requited to take any with respect to your investment unless valid instructions are received from you in a timely manner. Some positions reflected on your statement may not represent interests in the fund, but rather redemption proceeetz withheld by the issuer pending final valuations which are not subject to the investment performance of the fund and may or may not accrue interest for the length of the withholdng For Managed Futures and Alternative Investments. there are likely to be restrictions on redemptions: see applicable offering document The 'Commitment/Aggregate investment reflected in the "Hedge Funds" category is equal to the total investment to date "Redemptions" as reflected in the "Hedge Funds" category are equal to any past redemptions/sales that were reported to us 'Estimated Value" is the value reported to us as of the most recent date available. 'Commitment" in the 'Private Equity" and "Real Estate" categories is equal to the obligation of an investor to provide funding to the Partnership from time to time in accordance with the Limited Partnership Agreement The "Contributions" field reflected in the Private Equity" and 'Real Estate O categories is equal to the total investor funding to date in accordance with Use Limited Partnership Agreement. 'Distributions" in the 'Hedge Funds." Private Equity" and 'Real Estate' categories consist of distributed pro (Moine or return of capital from the fund. This is presented For informational purposes only and should not be used for tax reporting purposes and would not be included in any tax reporting that we provide. The SefeKe on Mose investments designated 1RPTG ONLY)" is limited to performance reporting only. No investment advice or research is provided. If you nave questions, contact your Financial Advisor HEDGE FUNDS - SHARES 'Trade Date" as reported in the 'Hedge Funds • Shares" category may reflect the date on which the pOSrtiOPS were transferred Into the current account 'Taal Purchases vs Estimated Value' is provided to assist you in comparing your "Total Purchases."excluding reinvested distributions, with the current value of Hedge Fund positions in your account as reflected in the Hedge Funds • Shares category. "Net Value increaser/Decrease)" reflects the difference between your total purchases and the estimated value of the funds shares. This calculation n for informational purposes artily and does not reflect your total unrealized gain or loss nor should it be used for tax purposes Trade Estimated Unrealized Valuation Security Description Date Quantity Unk Cost Total Cost Value Gain/floss) Date HPI) DISCOVERY PARTNERS CL A 6/1/14 234.188 51.281.020 $300,000.00 5298.013.59y 5(1.986.41) F 7/31/14 Estimated NAV, $1,272.54 HPD MILLENIUM STRAT CAP CL A 7/1/11 300.000 1.000.000 300,000.00 371.031.00 4V 71,031.00 F Estimated NAV: $1,236.77 HEDGE FUNDS • SHARES 7/31/14 $600,000.00 5669.044.59 571,031.00 5(1.986.41) EFTA01279848 CLIENT STATEMENT I Foi the Period August 1-31, 2014 Active Assets Account Account Detail ALTERNATIVE INVESTMENTS PRIVATE EQUITY Contributions Remaining Estimated Estimated Value Valuation Security Description Commitment to Date Commitment Distributions Value + Distributions Date MS AIP GSOF II LP $500,000.00 $119,060.00 5380,940.00 80.00 5132,506.96 $132.506.96 6130/14 Morgan Stanley MSB FB0 BLUE CHIP CAPITAL LLC 27 HIGH TECH BLVD. INTERESTED PARTY COPY Page 8 of 10 SDNY _ GM_ 00030329 Peacontage Estimated of Assets % Value ALTERNATIVE INVESTMENTS 45.6% 5801,551.55 $0.00 S0.00 Estimated Percentage Unrealized bloat Immo of Assets % Total Cost Market Value cainnoss) Accrued interest TOTAL MARKET VALUE 100.0% 51.493.369.42 TOTAL VALUE (includes accrued interest) F You will receive a Schedule K-1, 1099, or such other documentation from the fund, for use in preparing your tax return. Unrealized Gain./(Loss) totals only reflect positions that have cost basis and/or market value information available. Cash, MMF. Deposits and positions staring 'Please Provide' are not included. 51,748,231.04 571.031.00 LT 532.197.93 ST 51.756.946.31 rJ ict Yield lir $30,751.91 1.75Z $8,715.27 ACTIVITY CASH FLOW ACTIVITY BY DATE Transaction Settlement Date Date Activity Type Descdption 8:20 6025 Bough: PIMCO UNCONSTRAINED 8D C 8.28 8,28 Tax Exempt Drnoeno MS ACTIVE ASSETS TAX FR TRUST DIV PAYMENT Comments CONFIRM NPR 0 LL 0 Quantity Price Credits/ & 8.833.392 S11.3200 5(100.000. , 0.85 NET CREDITUDEBITS) Purchase and Sale transactions alysvc may have received an average price execution. Details regarding the actual prices are available upon request. MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY 4(99.999.15) Date Activity Typo Description CreditsIDebits) 8125 Automatic Re:km:mon MS ACTIVE ASSETS TAX FR TRUST S(100.000.00) 8/29 Automatic Investment MS ACTIVE ASSETS TAX FR TRUST 0.85 NET ACTIVITY FOR PERIOD 5(99,999.15) EFTA_00 I 40947 Seam? Irak el save EFTA01279849 CLIENT STATEMENT I For the Period August 1.31, 2014 Account Detail Morgan Stanley Active Assets Account MSB FB0 BLUE CHIP CAPITAL LLC 27 HIGH TECH BLVD. INTERESTED PARTY COPY -"A Page 9 of ic4 0 z 5 co REALIZED GAIN/(LOSS) DETAIL LONG-TERM GAIN/(LOSS) Secwitv Description Date Acquired Date Sold Quantity Sales Proceeds Orig/Adj Total Cost Realized GainAloss) Comments SC ST PUB SVC BE 5.000 1.01.22 12/20/10 01/23/14 100,000.000 $107,820.00 $102-346.62 $5473.38 UNIV N C REV BE 5.000 12-01-34 01/14/11 01/23/14 100.000.000 103399.00 98,000.00 5.399.00 YORK CO S/D BE 5.000 3.01.32 12/20/10 01/23/14 100,000.000 104,820.00 98,712.00 6,108.00 Long-Term This Period $0.00 $0.00 $0.00 Long-Tarn Year to Date SHORT-TERM GAIN/(LOSS) Swage Desaiption Dale Acquired Date Sold Quantity $316.039.00 Sales Proceeds 5299,058.62 Orig / Total Cost $16,980.38 Realized Gain/Moss) Comments NC MED CARE BE 5.000 6-01-34 11/25/13 04/08/14 150,000.000 155,979.00 154,297.09 1,681.91 11/25/13 04/08/14 50.000.000 51,779.00 51,432.36 346.64 0 NC MED CAREA BE 5.000 6-01-34 12/13/13 02/24/14 100,000.000 108,602.00 105,990.85 2,611.15 12/18/13 05/14/14 100,000.000 108,997.00 105,899.64 3,097.36 NORTH CAROLINA BE 5.000 3.01.32 12/05/13 02/12/14 100,000.000 107,700.00 106,667.68 1,032.32 I I Shorl.Terrn This Period $0.00 $0.00 $0.00 Short-Term Year to Date $968,523.31 $949,063.72 $19,459.59 Net Realized Gamr(Loss) This Period $0.00 $0.00 $0.00 Net Realized Gain/Moss) Year to Date $1.284,562.31 $1.248,122.34 $36,439.97 Treasury regulations require that we report adjusted cost basis on the sale of covered securities acquired on or after January 1, 2011, end classify the gain or loss as either long-term or short-term. These regulations require that we make basis adjustments on covered securities due to wash sales, certain coroorate actions and transfers by gift or inheritance, which will be reflected on Form 1099-8. This section may not reflect all of the basis adjustments we we required to make for tax reporting purposes, is provided for informational purposes, and should not be used for tax preparation. Refer to the Expanded Disclosures. EFTA_O() I 40948 EFTA01279850