EFTA01279860

8 muu SNAPSHOT iseinse Oi 0 Current period ending August 31, 2014 ACCOUNT NAME: BLUE CHIP CAPITAL LLC ACCOUNT NUMBER: Your Financial Advisor: CREO OBAL CAPITAL GROUP. 2803 S. STATE STREET Phone: SUITE A ANN ARBOR MICHIGAN 48104 If you have more than one account with us, why not link them and receive summary information for your entire household? Contact Your Financial Advisor for more details Brokerage account(s) carried by First Clearing, LLC, Member FINRA/SIPC. u_ 0 0 GASOICONA 011203 NNNNANNNNN NAN NNN 001 006 19011051/ 10670046 1 4 SNAPSHOT 190 CREO CP04 EFTA01279860 8 C Zit CREO GLOBAL CAPITAL LLC. Progress summary THIS PERIOD THIS YEAR Opening value 54.099.211.83 53,628,107.72 Cash deposited 0.00 280,001.67 Securities deposited 0.00 0.00 Cash withdrawn -201.76 -30,465.88 Securities withdrawn 0.00 0.00 Income earned 9.678.20 84.019.90 Change in value 66.432.40 213.457.16 Closing value 54,175,120.47 $4,175,120.47 Portfolio summary CURRENT SNAPSHOT 8 Page 1 of 9 r5,1 BLUE CHIP CAPITAL LLC AUGUST 1, 2014 - AU T 014 2 0 ACCOUNT NUMBER O 5.1 ASSET TYPE PREVIOUS VALUE ON JUL 31 % CURRENT VALUE ON AUG 31 ESTIMATE ANN. INCOM ASSETS 71 Cash and sweep balances Stocks, options 8 ETFs 860,318.62 1,256,765.92 20.99 30.66 863.464.14 •1,299.769.67 20.68 31.13 39,68O 17 j Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,739,222.37 42.43 1,768,664.42 42.36 76,2800 Preferreds/fixed rate cap secs 242,904.72 5.93 241222.24 5.83 21,881 Asset value $4,099,211.63 100% $4,175,120.47 100% $138,013 SNAPSHOT 100 CREO CP04 OILID20014A 011203 NIPP044NNN14 NNN NNN 002 00S ISO 110313 10270040 1 4 EFTA01279861 SNAPSHOT Page 2 of 9 BLUE CHIP CAPITAL LLC CREO GLOBAL CAPITAL LLC. 1 1 >- AUGUST 1, 2014 - A 014 0 ACCOUNT NUMBER- Cash flow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $880,318.62 Deposits 0.00 280,001 67 Income and distributions 9,67820 84,019 90 Securities sold and redeemed 0.00 235284.78 J Net additions to cash $9,678.20 5599,308.35 Securities purchased 4,330 92 -519.647.364C Other subtractions -201.76 -30 485.98 Net subtractions from cash 48.532.68 4550.113.34F. Closing value of cash and sweep balances 5863.484.14 EFTA 00141001 Income summary TAXABLE Money market/sweep funds Ordinary dividends and ST capital gains Qualified dividends Partnership distributions THIS PERIOD 14.63 482.15 807 05 2,525.60 THIS YEAR Z 115 59H I 5,225.78 25,593 62 C D 7,486.64 Total taxable Income $3,809.43 538,421.63 TAX-EXEMPT Dividends 5,868.77 n- 39,546.22 u. Total federally tax-exempt income - $5468.77 139,546.22 Total income 39,678.20 577.987.85 Gain/loss summary THIS PERIOD REALIZED THIS YEAR REALIZED 0 Short term (S) 000 -28.92 to ot Long term (L) 0 00 -11.322 95 ‘,„/ Total $0.00 411,351.87 11111111111111111111111111111111111111111111E.111111 SNAPSMOT EFTA01279862 CREO GLOBAL CAPITAL LLC. Your Financial Advisor CREO GLOBAL CAPITAL GROUP Phone Account profile Full account name Account type. Brokerage account number Tax status: Investment objective/Risk tolerance. Time horizon Liquidity needs* Cost Basis Election. Sweep option 2803 S. STATE STREET SUITE A ANN ARBOR MICHIGAN 48104 BLUE CHIP CAPITAL LLC ndard rokerage Taxable LONG TERM GROWTH Please Provide Please Provide First in, First out BANK DEPOSIT SWEEP SNAPSHOT Page 3 of 9 A R 8 mu 0 ACCOUNT NUMBER AUGUST 1. 2014 - AU - - 1 014 y O0 BLUE CHIP CAPITAL LLC Document delivery status Statements. Trade confirmations: Tax documents: Shareholder communications. Other documents: Paper X X X X X < Eleetronlr LL 0 0 EFTA_00 I 4 1002 ng.lretY NA 011203 RMNWPllNN 11N NINO)] 006 ISO ' 10515 10970016 4 SNAPSKr 190 CREO CRCA EFTA01279863 CREO GLOBAL CAPITAL LLC. Additional information Gross proceeds Portfolio detail Cash and Sweep Balances BLUE CHIP CAPITAL LLC AUGUST 1. 2014 - AU 14 ACCOUNT NUMBER: mNo Page 4 of 9 Oi THIS PERIOD PERIOD THIS YEAR THIS PER/OD THIS YEAR 0.00 235284.78 Foreign withholding -201.76 -1.409.15 < Sweep Balances - You have the right. in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep or redeem shares of the money market mutual zz fund used in the sweep, subject to any open commitments in any of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as required by federal banking regulations, the banks in the Bank Deposit Sweep reserve the right to require seven days prior notice before permitting a transfer out of the Bank Deposit Sweep. In addition, the money market mutual funds in the sweep reserve the right to require one or more days prior notice before permitting withdrawals U —I Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A. and (if amounts exceed $250,000)at one or more other Wells Fargo affiliated banks. These assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank O Deposit Sweep for your account, please contact Your Financial Advisor. DESORPTION ANNUL PERCENTAGE YIELD EARNED' CURRENT MARKET VALUE ESTIMATED ANNUAL INCOME Cash 0.00 605.29 0.00 BANK DEPOSIT SWEEP Interest Period 08/01/14 - 08/31/14 0.02 862,858.85 172.57 Total Cash and Sweep Balances $863,484.14 $172.57 • APYE measures the total amount of the interest paid on an account based on the interest rate and the frequency of the compounding during the interest period The annual percentage yield earned is expressed as an annualized rate, based on a 365 day year. Stocks, options & ETFs Stocks and ETFs ESTIMATED AD4 PRICE/ *04 COST/ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESORPTION GUMMY OR* PRICE ORIG COST PRICE MARKET VALUE GAIN/LOSS INCOME YIELD CV AMBICOM HOLDINGS INC NEW ABHI Acquired 1007/10 tic 15,825 NIAINI N/A 0.2500 3,906.25 st N/A NIA N/A BLACKBERRY LTD BBRY / Acquired 03/2603 5.000 14.46 72.323.10 10.1800 50,900.00 -21,423.10 N/A N/A EFTA 00141003 111'1 111111 I III I 101111 1111111 11 1111111 11111 1111111111 App DREG ERIN EFTA01279864 0 CREO GLOBAL CAPITAL LLC. Stocks, options & ETFs Stocks and ETFs continued S I Page 5 of 9 A < BLUE CHIP CAPITAL LLC g § W i AUGUST 1, 2014 - AU ' ' 014 o I ACCOUNT NUMBER >-z0 c0 DESCRIPTION OUANTITY ADJ PRICE/ ORM PRICE ADJ COST/ OR13 COST CURRENT PRICE CURRENT MARKET VALUE UNREALIZED GAM= BOARDWALK PIPELINE PARTNERS LP BWP - HELD IN MARGIN Acquired 12110/09 no 3,500 28.33 99,183.70 19.9500 69 825.00 -2%358.70 BONTE R RA ENERGY CORP NEW BNEFF Acquired 02/05/13 2,922 WAIN N/A 60.5100  176,810.22 N/A ENBRIDGE ENERGY PARTNERS LP EEP Acquired 12/11/09 no 3,920 25.47 99,848 48 36.3200 142 374.40 42,525.92 FIREEVE INC FEYE Acquired 03/31/14 1,500 83.68 95,493.00 31.1400 46,710 00 -48 783.00 GOOGLE CL C NON-VOTING GOOG Acquired 04/11/14 500 535.86 267,931.75 571.6000 285,800.00 17 868.25 JPMORGAN CHASE & CO ETN ALERIAN MLP INDEX ETN BASED ON WAP AVIV Acquired 09122/10 no 8,000 33.34 200 098.20 53.9300 323,580.00 123 481.80 LULULEMON ATHLETICA INC LULU Acquired 07/01113 500 66.53 33,265.30 39.9300 19.965.00 -13,300.30 THE SOUTHERN COMPANY SO Acqiired 12/10109 no 1,477 33.82 49,963 96 44 4000 65,578 80 15,614.84 ESTNATED *Mum. ANNUAL *CCM! YIELD (%) 1.400 00 9,695.19 8.702.40 N/A N/A 13,848.00 .27 -O N/A N/A 3,101 70 4.72 SICSO2COMIA 011203 NNNNNNNUNN NNN NNN XS 006 190 110517 /09700161 • 190 CREOCRO4 EFTA01279865 O O CREO GLOBAL CAPITAL LLC. Stocks, options & ETFs Stocks and ETFs continued DESCRIPTION TOYOTA MTR CORP ADR NEW 3/02 TM Acquired 04/11/14 Total Stocks and ETFs Total Stocks, options & ETFs ADJ PRICE/ RD.' Cosy QUANTITY CRIG PRICE ORAL; COST BLUE CHIP CAPITAL LLC AUGUST 1. 2014 - AU • 014 ACCOUNT NUMBER CURRENT CURRENT UNREAUZED PRICE MeRicET VALUE GAIN/LOSS 1.000 S < 1 Page 6 of 9 ;.] O ESTIMATED ANNUAL ANNUAL INCOME MELD Mil CC( 105.69 105.697,10 114.3200 114,320.00 8,622.90 2,933 00 2.561_ $1,023,804.59 $1,299,769.67 $95.248.81 839.880.29 3.05 $1,023,804.59 $1,299,789.87 895248.81 $39.880.29 3.05 Z SS Cost inlormelion for one or more securities rti not available you have cost information and would Me to see n on fulure statements. contact Your Flnincial Advisor. no Cost information for this lax lot is not covered by IRS reporting reguiremenli VfgeSS indicated. cost for all other lots will be rippled to the IRS Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. Z ESTIMATED ADJ PRICE/ AEU COST/ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY OR1G PRICE 0RIG COST PRICE MARKET VALUE GAINtoss income YIELD (Vs) MAINSTAY FDS TR () HIGH YIELD OPPTYS FD CLASS A MMHAX- HELD IN MARGIN Reinvestments m 8.334.56600 11.61 96221.85 12.4300 103,598.65 6.777.00 5,184.10 5.00 11.62 96 885.68 MAINSTAY FDS TR HIGH YIELD MUNICIPAL BOND FD CL A MMHAX Acquired 06/16/10 tip 73,457.39500 10.21 750.000.00 866,796 51 . 116.796.53 Acquired 08(06/10 nc 33,428.84400 10.47 350,000.00 394,460.69 44,460.69 RelnyastmeMs m 24,072.13500 11.02 265.467.24 284.051.59 / 18,584.35 Total 130.958.37400 81,365,487.24 11.8000 $1,545,308.81 $179,841.57 870,32424 4.55 Client Investment (Excluding Reinvestments) Gain/Loss on Client Investment (Including Reinvestments) 81.100.000 00 5445.308.81 •SA "•••••• ••••••••• EFTA01279866 CREO GLOBAL CAPITAL LLC. Mutual Funds Open End Mutual Funds continued BLUE CHIP CAPITAL LLC AUGUST 1, 2014 - AU 014 ACCOUNT NUMBER: ossr.ReTott ADJ PRICE/ AD./ COST/ QUANTITY OR* PRICE CRC COST CURRENT PRICE CURRENT UNREALIZED MARKET VALUE GAIN:LOSS WELLS FARGO ADVANTAGE INTL BD FD CL A ESIYX Acquired 09/10/08 nu Reinvestments m 8,787.34599 11.38 100,000 00 1,708.44401 11.27 19,258.84 100.263 53 263.53 19,493.43 234.59 Total 10,495.79000 $119,258.84 Client Investment (Excluding Reinvestments) Gain/Loss on Client Investment (Including Reinvestments) 11.4100 $119,758.98 $498.12 $100,000.00 $19,756.96 Total Open End Mutual Funds $1,581,547.73 $1,581,611.76 $1,788,884.42 $187,116.69 Total Mutual Funds $1,581,547.73 $1,581,811.76 $1.788,884.42 $187,116.69 m This security contains muniple lax loll that may or may not include cost wiformabon That is reportable to the IRS nc Cost inkurnation for this lax lot is not covered by IRS rooming requirements Unless indicated. cost for all other lois will 06 tope/tee to the IRS. Page 7 of 9 §, 2 yu ESTIMATED ANNUAL INCOME ANNUAL YIEU5(%) cC $78,280.18 $78,280.18 Preferreds/Fixed Rate Cap Securities CESCRPTON QUANTITY ADJ PRICE/ OFUG PRICE ADJ COST/ ORIG COST CURRENT PRICE CURRENT MARKET VALUE UNREAUZED GAINA.OSS sarewrEci 0 ANNUAL INCOME YE BARCLAY BANK PLC 7/5% NON CUM PERPETUAL PFD CALL STARTING 3/152013 BCS'C • HELD IN MARGIN Acquitid 12110/09 nc 4,280 23.37 100 034.30 25.8200 110,509.60 10,475.30 8 294.64 7.50 SANTANDER FIN SA10.5%PFD UNIPERSONAL PERI:I/CALLABLE 09/29/14 SANE Acquired 03/29/11 5,176 28 96 149,937.33 25.6400 ./ 132,712.64 -17,224.69 13,587 00 10.23 Total Preferrads/FIxad Rate Cap Securities 8249,971.83 $243,222.24 46,749.39 $21,881.84 9.00 tic cosi information for this tax lot is not covered by IRS reporting 0601,1941111401% U70755 indicated, cost tot all other lots will be reported to the IRS. ife CUED CRIN GeS02Cthes 011203 raMBINNNtOIN NNN NNNOD5 OPS 190/10919 109700461 4 EFTA01279867 CREO GLOBAL CAPITAL LLC. Bank Deposit Sweep Allocation Monies on deposit at each bank are eligible for FDIC insurance of up to S250,000 per depositor, per bank in accordance with FDIC rules In those instances where deposit balances exceed the maximum FDIC insurance limits. those deposits will be uninsured. Deposits at each bank are not held in your securities brokerage account and therefore not covered by the last business day of the month. For more information please refer to the "Cash Sweep Program Disclosure Statement" or contact Your Financial Advisor. SIPC. Settlement timing differences will cause balances displayed in this section to vary from those indicated in the Portfolio detail section due to activity that occurs after 2pm ET on BLUE CHIP CAPITAL LLC AUGUST 1, 2014 -AU 014 ACCOUNT NUMBER: Page 8 of 9 Oi DESCRIPTION WELLS FARGO BANK NA. WELLS FARGO BANK SOUTH CENTRAL, N.A. WELLS FARGO BANK NORTHWEST, NA. Total Bank Deposits Activity detail DATE ACCOUNT TYPE TRANSACTION QUANTITY DESORPTION PRICE AMOUNT 08/01 BEGINNING BALANCE 08/01 Cash DIVIDEND MAINSTAY FOS TR HIGH 5,868.77 YIELD MUNICIPAL BOND FD CL A 073114 130.454.18400 AS OF 7131/14 08/01 Margin DIVIDEND MAINSTAY FDS TR 462.15 HIGH YIELD OPPTYS FO CLASS A 073119 8.297.17500 AS OF 7/31/14 08/01 Cash REINVEST DIV 694.19000 YIELD MUNICIPAL CI A REINVEST AT 11.640 08/01 Margin REINVEST DIV 37.39100 MAINSTAY FDS TR -462.15 HIGH YIELD OPPTYS FD CLASS A REINVEST AT 12.360 08/14 Cash PRTNRSHP DIST EN8R IDGE ENERGY 2.17580 PARTNERS LP 081414 ;go 08/21 Margin PRTNRSHP DIST BOARDWALK PIPELINE 350.00 PARTNERS LP CURRENT VALUE As OP VALUE OATE 362,844.22 08/29 •- 250,000 00 250,000.00 08/29 fr_ 08/29 5882,844.22 082114 3,500 CASH AND SWEEP O BALANCES 860,318 62 L L 860,318.62 862,494.22 862.844.22 0 EFTA 00141007 I I III 11 III I III I III IIII III II I IIII II III I I 111111 II 1001x110 CR114 EFTA01279868 CREO GLOBAL CAPITAL LLC. Activity detail continued DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT CASH AND SWEEP BALANCES 08/29 Cash DIVIDEND BONTERRA ENERGY CORP NEW 807.05 082914 2922 08/29 Cash INTEREST EMIWEEP 14.63 .1 08/29 Cash WITHHOLDING FRGNNWH @ SOURCE BONTERRA ENERGY CORP NEW -201.76 863,46‹: BLUE CHIP CAPITAL LLC AUGUST 1, 2014 - AU 014 ACCOUNT NUMBER: Page 9 of 9 :21 ?„ Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep options. TheZ 'sweep transactions' may represent a net amount for the day and occur on settlement date. The following section displays transfers into and out of your sweep option. Transactional displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION 08/01 BEGINNING BALANCE 859,714.79 08/26 08/05 TRANSFER TO BANK DEPOSIT SWEEP 603.83 08/29 08/19 TRANSFER TO BANK DEPOSIT SWEEP 2,175.60 08/31 Specific instructions and disclosures Callable bonds and preferred stock 0 Bonds and preferred stock Mat are suthect to a partial call will be selected by an impartial lottery process in !Much It,., probability of your securities being selected for redemption is proportional to the holdings of all shareholders of secunties held in street name If a security is called prior to maturity A may affect the yield you receive Additional infoimation is available al wow firstolleannotIc corn Cost basis - To add or update information or modify your reporting options, please contact Your Financial Advisor. This statement presents estimated unrealized or realized gains or losses for your information only If acquisition or other information is not available, the gainAoss informatiun may not be displayed and section and summary totals may not reflect your complete portfolio. Cost basis information is not verified by FCC or Your Introducing Firm and should nit be relied upon for legal ur !ax purposes. Revisions to this information (due to corporate mergers. tendsts and other reorganizations) may be inquired iron time to time Cost basis for factored bonds (GNPAA. CMO. etc ) will be adjusted for paydorm or principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Una cost data tor systematic investments and dividend reinvestment securities is pronged for informational purposes only and is a non-weighted average. Your account statement should not be used for tax Preparation without assistance Bolo your tat consultant. We do not report capital gains or losses for non-covered securities to the IRS Cost basis options Unless specific tan lots are selected at trade tare. sales of lax lots MI occur using the cost basis electron reflected in the Accounl profile section TRANSFER TO BANK DEPOSIT SWEEP 3 REINVEST INT BANK DEPOSIT SWEEP lahreas ENDING BALANCE 662,8tE 'PO CREO CR04 GKSOZ.CC04,4 011203 N%NNheo4NPOn.1 SPIN 1.4.1N :06 006 190 11052' 10070C46 4 EFTA01279869