EFTA01282044

KYC Print Page 1 of 26 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case A : 01133377 One sheet must be established per relationship • list all accounts included in the relationshi 1. Relationship Details Relatiorship Name: EPSTEIN, JEFFREY RELATIONSHIP. Booking Center: New York ReLatiorship Manager: Paul Moms w ia New MN Relationship O Existing PWM Relationship Relationship to PM: If edsting, please indicate since when the relationship costs, provide reason for new profile and attach old profile: RI alert Referral O RM Prospect O InterrnecharyfFIM O Other San (C18, etc) How Was the alent(s) Inunduced? How long has the Please details name of referral source, how many RM has known client, etc): Darren Indyke is RM personally known the client? prowde (e.g. years personally the in-house lawyer for Jeffrey Epstein, who Is a current client of the bank. Darren has worked extensively with Paul here at DB whde we've opened accounts for Jeffrey Epstein and he was a previous client of Paul's when he was at AIM :man. He met Paul at JPM through Jeffrey Epstein Does Deutsche Bard( pay a retrocession or similar O Yes I 2 No compensation to a third party for the introduction of this relationship? (If Ye4 desmbe List all existing and new accounts involved in this relationship Legal Entity AccouM(s) Account Name! Number Opening Date (Intended/actual) I 2 The 2007 Jeffrey E. Epstein Insurance Trust 93 10/16,2013 2 2 FORK Associates, Inc 10/16/2013 3 2 HSRK Associates, Inc -- Money market 10/16/2013 4 W ..A Darren K. Irdyke PLLC 10/16/2013 5 ra Darren K. Irdyke PLLC -- Money Market 10/16/2013 6 7 Darren K. Irdyke PLLC-Attomey Trust Account 10/16/2013 7 2 Darren K. Irdyke PLLC-Attorney Trust Account -- Money Market 10/16/2013 a 2 New York Strategy Group, LLC 10/16/2013 9 FA New York Strategy Group, LLC — Money Market 10/16/2013 Who is the primary contact person for the RM? (Note: This person needs to have signatory rights mite infcemation tight for the accounts.): Darren Indyke Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved SONY_GM_00037298 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ONFIDENTIAL DB-SONY-0000122 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147910 EFTA01282044 KY(' Print Page 2 of 26 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: The 2007 Jeffrey E. Epstein Insurance Trust x3 Acct. limber Of avai(bie): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term Invesbnent, payment/expense account)? Chedcrig account to hold funds for this trust. Indicate from where the assets are expected to arrive? 0 DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): FO Other Institution (Indicate name Lk location): JPMorgan. New York, NY O Physical Deposits (specify cash, seances, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 100030 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 150030 I Currency I USD Does/will the client have Asses Under Management (AiM) within Ce under Eut. 3M? •Yes ON° Please list all parties related to the account For each party: • Check if a source of wealth desorption is ratted for the patty. • Check the appropriate box to describe the relationsHp of the party to this account (> 1 can be selected). • f none of the check boxes apply, describe the paths relation to the account in the 'Other' column. • Always describe the relationship between the parties in the last column. • Please drill down o the ultimate/underlying Beneficial Owner(s). _egal Intityof Description Source of Wealth required Parties rated to this po:ount AccountrIC Holder Owner Seek(' of Trust/ Founder ofr)wner Foundation Jitimate 3enefiaalor Signatory Full PO* UmeeciFlrancial POA IntermediaryShateholder (FIM) Significant (>=25%) Yon-PIC entity (indicate ownership -lb) Legal Representative GrantoriSettloefoundingOther Donor (please describe other roles and/or indicate donorship etween names) 1 El El The 2007 Jeffrey E. Epstein Insurance Trust 03 0 O El O O O O 0 0 O 2 • g E Jeffrey pstein O Ei 2i O O O O LI O O Grantor; 3 • 0 Da"n Indyke O O O O El O O 0 0 0 Trustee:; 4 O El Richard Kahn • • D M El O El O O O Trustee:; SDNY_GM_00037299 CONFIDENTIAL- PURSUANT TO FED. R. IA I ONFIDENTIAL DB-SONY-0000123 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147911 EFTA01282045 KYC Print Page 3 of 26 2. Account Ownership Summary Account Name: The 2007 Jeffrey E. Epstein Insurance Trust $3 — Money Market Acct. Number "available): Account Manager: Pad Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money market amount to hold funds for the insurance trust Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (Indicate account number): O DB Group: Other Booking Center (indicate DB location and amount details): 2 Other Institution (Indicate name B. location): JPMorgan. New York, NY O Physical Deposits (specify cash, secuntes, cheques, ...): What is the expected see and frequency of regular riflons and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 Inflows and outflows per month ranging from 51,000 to 510,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 1200000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 1250,000 I Currency I USD Does/will the client have Asses Under Management (AiM) within Ce under Eur. 3M? 0 Yes e No Please list all parties related to the account For each party: • Check If a source of wealth desorption is remind for the patty. • Check the appropriate box to describe the relationship of the party to this accoult (> 1 can be selected). • f mine of the check boxes apply, describe the palls relation to the account in the 'Other' column. • Always describe the relationship between the parties in the last column. • Please drill down o the ultimatefunderlying Beneficial Owner(s). _egal Intityof Description Source of Wealth required ,account Parties related to Ns AccountPIC Holder Owner Setts of Trust/ Founder ofYiwner Foundation -Primate Senernalor Signatory Full Pak UmeedFiranaal POA IntermediaryShareholdor (FIM) Significant (>=25%) Yon.PIC entity (indicate ownership %) Legal ISrantor/SettioefoundingOtrier Representanve Donor (please Jesonbe other roles and/or nttcate relationship between ?ernes) I O WI The 2037 Jeffrey E. Epstein Insurance Trust 03 i • O • O • O O El O 2 O g EJpstein effrey • O 0 • O O O O O O grantor; 3 O Ka Darren lndyke • • O • O O O O LI O Trustee:; 4 . El Richard Cahn i: I: ci O El O O O O O Trustee:: SDNY_GM_00037300 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000124 https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147912 EFTA01282046 KYC Print Page 4 of 26 2. Account Ownership Summary Account Name: HERK Associates, Inc Acct. Number Of avattatcre): Account Manager: Paul Moms What is the purpose of the account (e.g. portfolio management, advisory accant, custody services, long-term investment, payment/expense account)? Checking account to hold funds for daily use for the company. Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): WMorgan. New York, NY O Physical Deposits (specify cash, secuntes, 'Jacques, ...): What is the expected sue and frequency of regular salons and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from 51,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 150000 lOirrency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 150000 ICLrrency I USD Doesinill the dieM have Assets Under Management (ALM) within DB under Eur. 3M? • Yes J No Please list all parties related to the account Fat each party: • Check if a source of wealth description is rammed for the patty. • Check the appropriate box to describe the relationsNp of the party to this account (> I can be selected). • from of the check boxes apply, describe the palls relation to the account in the 'Other column. • Always describe the relationship between the pates in the last column. • Please drill down o the ultimate/underlying Beneficial Owner(s). r egal intityof Description Source of Wealth required Parries rated to Bits account AccountPIC Holder Owner Senior of Trust / Founder orliviner Foundation Jitimate Sena:labor SignatorwlmitedFrencial Full POA 'OA 'Significant IntermedwyShareholder (FIN) ..>=25%) Non-PIC entity 'indicate ownership Yo) Legal Reptesentaave Grantor/SettorPounding Donor Other (please describe other roles and/or ndicate ..dationsNp _.--teen :..a rues) I a g HBRK Associates, Inc 2 O O O O O O O F H 2 O El Richard Kahn O • O 2 2 O O O I 3 O g j r ase O OO 2 2 O O L H • SONY_GM_00037301 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000125 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147913 EFTA01282047 KYC Print Page 5 of 26 2. Account Ownership Summary Account Name: HBRX Associates, Inc -- Money market Acct. Number ("available): Account Manager: Paul Morns What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? MOney market account to hold funds for the company and earn interest Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (Indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): )PMorgan. new York, NY O Physical Deposits (specify cash, secuntes, cheques, ...): What is the expected sae and frequency of regular riflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 1 100007 I Currency I USO What is the expected volume of assets and culency for the account approx. one year after opening? 1 150000 I Currency I USO Does/will the client have Assets Under Management (ALM) within DB under Etc 3M? • Yes 0'w Please list all parties related to the account Far each party: • Check if a source of wealth description is rated for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • f none of the check boxes apply, describe the paitys relation to the account in the 'Other' column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). _egal Intityof Description Source of Wealth required Parties rated to this account AcccuntFIC Holder Owner Settor of Trust / Founder &Owner Foundation Jltimate 3eneficelor Signatorwimearrencial Full POA 'OA 'Significant IntermediaryShareholder (Elm) ..>=25%) Non-PIC entity 'indicate ownership Ya) Legal Representaave Grantor/SettorPoundng Donor Other (please describe other roles and/or indicate reationap between ?sorties) I 2 2 HBRK Assocetes, Inc 2 O O O O O O O O O 2 O 2 Richard Kam O • O E E O O O O O 3 O 2 HanY Beller O O O E E OO L O O SDNY_GM_00037302 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000126 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147914 EFTA01282048 KYC Print Page 6 of 26 2. Account Ownership Summary Account Name: Darren K. Indyke PLLC Acct. Number (flyable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense Checking account for the daily use of the this law firm account)? Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and ecoount details): 2 Other Institution (Indicate name & location): )PMorgan. New York, NY O Physical Deposits (specify cash, secunties, cheques, ...): What is the expected sue and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from 51,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 150000 I Currency I USD What is the expected volume of assets and arrency for the account approx. one year after opening? I 7" I Currency I USD Doesivnil the client have Assets Under Management (AM) within DB under Eur. 3M? ales @No Please list all parties related to the account Far each party: • Check if a source of wealth description is reqtred for the patty. • Check the appropriate box to describe the relationsNp of the party to this account (> I can be selected). • f none of the check boxes apply, describe the paths relation to the account in the 'Other" column. • Always describe the relationship between the parties in the last column. • Please drill down o the ultimate/underlying Beneficial Owner(s). regal Description AccountPIC Sailor of -Primate Signatory UmeeciFirancial Significant legal taantor/Settleti-oundinsiDther Intityof Source Holder Owner Trust / Benet-calor Full POA IntermediaryShareholduRepresentaave Donor (please of Wealth Founder oflOwner PCIA (FIN) (>=25%) descnbe required Foundation Yon-PIC other roles entity and/or Parties (indicate indicate related to dins account ownership %) 'elatiorishp zetween -,aites) I O 2 Darren ids O O O 5 O O O O O Darren K. 2 El 3 Indyke 2 D El O O O O O O O PLC SONY_GM_00037303 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000127 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147915 EFTA01282049 KYC Print Page 7 of 26 2. Account Ownership Summary Account Name: Darren K. Indyke PLLC -- Money Market Acct. Number Of available) Account Manager: PS Morns What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/experse account)? Money market excite for the company to hold funds and earn interest Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (Indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): RI Other Institution (Indicate name & location): )PMorgan. New York, NY O Physical Deposits (specify cash, secuntes, cheques, ...): What is the expected sae and frequency of regular nflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1.3 inflows and outflows per monthr anging from $1,000 to $10,000 What is the expected volume of assets and arrency for the account approx. 90 days after opening? 1 100000 I CurrencY I USD What is the expected volume of assets and arrency for the account approx. one year after opening? 125000 I Currency I USD Does/voll the client have Assets Under Management (Att4) within DB under Err. 3M? U Yes @ No Please list all parties related to the account Far each party: • Check if a source of wealth description is ranged for the patty. • Check the appropriate box to describe the relationsNp of the party to this accoin (> 1 can be selected). • f none of the check boxes apply, describe the palls relation to the empire in the 'Other" column. • Always describe the relationship between the pates in the last column. • Please drill down o the ulomate/underlying Beneficial Owner(s). .egal Intityof Description Source of Wealth required Parties related to this account AccountPIC Holder Owner Setts of Trust/ Founder ofOwner Foundation Jitimate Senefoalor SignatoriUmeedFirancial Full Pak POA IntermediaryShareholder (F1M) Significant (>.25%) Yon-PIC entity (indicate ownership %) Legal Representahve t.rantor/SettIcti-ounchrebther Donor (please descnbe other roles and/or naccate 'elaborate; zetween -,artes) I O 2 Damen indyke O O O gl O O O O O 2 El 3 Darren K. Indyke PC 2 D El O O O O O O O SONY_GM_00037304 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL DB-SONY-0000128 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147916 EFTA01282050 KYC Print Page 8 of 26 2. Account Ownership Summary Account Name: Darren K. Indyke PLLC-Attomey Trust Account Acct. Number Of ava,t3LW. Account Manage': Paul Monis What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checkng account for dents esoow. Finds are placed here to earn interest Indicate from where the asses are expected to arrive? O DB Group: Same Booking Center (Indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): El Other Institution (Indicate name & location): WMorgan. New York, NY O Physical Deposits (spedfy cash, secuntes, cheques....): What is the expected sue and frequency of regular salons and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from 51,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? 150000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? 75000 I Currency I USD Does/nil' the dieM have Assets Under Management (ALM) within DB under Err. 3M? El Yes 2 No Please list all parties related to the account Far each party: • Check if a source of wealth description is requred for the party. • Check the appropriate box to describe the relabonship of the party to this account (> 1 can be selected). • f rone of the check boxes apply, describe the parlys relation to the account in the 'Other' column. • Always describe the relationship between the parties in the last column. • Please drill down o the ultimate/underlying Beneficial Owner(s). regal Entityof Description Source of Wealth required Parties related to the account AccountPIC Holder Owner Settles of Trust / Founder oflOwner Foundation Jitimate Benet-calor Signatory Full PO* UmAeciF POA irendal IntermediaryShareholdeRepresentahve (FIN) Significant (>=25%) Yon-PIC entity (indicate ownership %) Legal trantor/Seniciefoundingratrie Donor (please Jescnbe >trier roles and/or ndicate relationship betneen 'aloes) I O 2 Darren K. Indyke Ric 0 O O O O • O O 7 El 2 O 2 Darren lndyke • O O 5 El O O O I ID SONY_GM_00037305 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000129 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147917 EFTA01282051 KYC Print Page 9 of 26 2. Account Ownership Summary Account Name: Darren K. lndyke PLLC-Attomey Trust Account — Money Market 'Acct. Number id avadaNd Account Manager: Paul Mortis What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money market account fcc dents escrow. Funds are placed here to earn interest Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): 1Z Other Institution (Indicate name & location): WMorgan. New York, NY O Physical Deposits (specify cash, secuntes, cheques, ...): What is the expected sue and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1.3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and arrency for the account approx. 90 days after opening? 17500D I aliTencY I UW What is the expected volume of assets and arrency for the account approx. one year after opening? 1 100000 I Currency I UW Does/will the client have Assets Under Management (AM) within DB under Eur. 3M? 0 Yes RI No Please list all parties related to the account For each party: • Check if a source of wealth description is ranged for the party. • Check the apixopnate box to describe the relabonslop of the party to this accoult (> 1 can be selected). • f none of the check boxes apply, describe the parties relation to the meant in the 'Other' column. • Always describe the relationship between the pates in the last column. • Please doll down to the ultimate/underhing Beneficial Owner(s). r egal intityof Description Source of Wealth required Parties related to this account AccountPIC Holder Owner Setter of Trust/ Founder oflOwner Foundation Jldmate 3enekelor Signet Full POA meedFirencial , OA IntermediaryShareholder (FIM) Significant (>=25%) Yon-PIC entity (indicate ownership %) Legal Representaave `.;rantor/SettlotroundingOther Donor (please describe other roles and/or indicate relationship between mares) I O 121 Darren Indyke O O O 2 121 O O O O O 2 2 2 Darren K. Indyke LC 0 O O O O OO O O O SDNY_GM_00037306 CONFIDENTIAL - PURSUANT TO FED. R. t I ON DB-SONY-0000130 DSONY-0000130 ht tps://db forcepb.my.sa le sforce.corn/servlet/servlet.lntegration?lid=01 N 30000000 D9Di & e... 7/11 /2019 EFTA_00147918 EFTA01282052 KYC Print Page 10 of 26 2. Account Ownership Summary Account Name: New York Strategy Group, LLC Acct. Number (If avaleab1O Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Checlong account for the daily needs of the company Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB locatIon and account details): 2 Other Institution (Indicate name & location): WMorgan. New York, NY O Physical Deposits (specify cash, secuntes, cheques, ...): What is the expected sae and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to 510,000 What is the expected volume of assets and currency for the account approx. 90 days after opening?' 25000 I Currency I USD What is the expected volume of assets and arrency for the account approx. one year after opening? 150300 I Currency I USD Does/nill the titers have Assets Under Management (ALM) within DB under Err. 314? OymEIN0 Please list all parties related to the account For each party: • Check if a source of wealth description is requred for the patty. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • f none of the check boxes apply, describe the paths relation to the account in the 'Other' column. • Always describe the relationship between the parties in the last column. • Please drill down o the ulomatefunderlying Beneficial Owner(s). _egal Intityof Description Source of Wealth required Parties related to this pennant AccountPIC Holder Owner Settles of Trust / Founder oflOwner Foundation -Primate Benet-calor Signatory Full PO* UmtedFinandal POA IntermediaryShareholdcr (FIM) Significant (>=25%) Yon-PIC entity :indicate ownership %) Legal Representanve trantor/Settiorfoundingiatnd Donor ;please describe other roles and/or naccate -donorship between pastes) 1 El R New York Strategy Group, LLC • • O El OO • 7 El 2 El E Darren Indyke O O u 2 El OD ri I El SDNY_GM_00037307 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000131 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147919 EFTA01282053 KYC Print Page 11 of 26 2. Account Ownership Summary Account Name: New York Strategy Quip, LLC — Money Market Aca Number (IavaIDA Account Manager: Paul Marls What is the purpose of the account (e.g. portfolio management, advisory account, custody sermon, long-term investment, payment/expense account)? Money market account to hold hinds for the company and earn interest Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (Indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): )PMorgan. New York, NY O Physical Deposits (specify cash, secunties, cheques, ...): What is the expected sae and frequency of regular nflons and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from 51,000 to 510,000 What is the expected volume of assets and arrency for the account approx. 90 days after opening? MOOD I Currency I USD What is the expected volume of assets and arrency for the account approx. one year after opening? 75000 I Currency I USD Does/will the dieM have Assets Under Management (ALM) within DB under Bur. 3H? Dyes 2 No Please list all parties related to the account FO' each party: • Check if a source of wealth description is reused for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • f none of the check boxes apply, describe the palls relation to the account in the 'Other column. • Always describe the relationship between the parties in the last column. • Please drill clown o the unmate/underlying Beneficial Owner(s). regal intityof Description Source of Wealth required Denim related to NIS account AccountPIC Holder Owner Settles of Trust / Founder oflOwner Foundation -Inmate 3enefidalor Signatory Full POA UmtedFinandal POA IntermediaryShareholderRepresentaave (FIM) Significant (>=25%) Yon-PIC entity Indicate ownership %) legal t:rantor/SettIctroundinsiCitner Donor 'please descnbe other roles and/or naccate HallOrtShic between 'aloes) El RI New York Strategy Group, LLC • • E O O El K 7 K O RI Darren Indyke • K • 2 El CI El SONY_GM_00037308 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000132 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147920 EFTA01282054 KYC Print Page 12 of 26 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Indtekluars Name: Darren Indyke - 00000486405 Date of Birth: 2/19/1965 Canby of Residence: USA Country of Citizenship: USA Address of primary reldence: 2 Kean Court Uvingston NJ 07039 USA Has client resided outside of his/her country of nationality for 5 years or more? No • yes !i Profession/Occupabon: Lawyer Tax ID/ SSN: Current Employer: Southern Financial LLC Positicagttle/Rank: Address of employer: 6100 Red Hock Quarter B3 St Thomas USVI 03802 Does the person work as senior extortive of a D8-recognized regulated entity In the Mandel ndusby? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities El yes g No Is the individual a Politically Exposed Person (PEP)?(Y Yes, (Scribe) El 'IPS g No To the best of your knowledge, is the individual related to an employee of the DB group?(d Family or Friendslgo, des° fete ) O Family • Friendship 74 None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or servlo)?(if Yadesoibe) are @ No If applicable, indicate which bank officers have met the person: Indicate where and nten the client meetirg(s) took place: Bank Officer Name(s) Bark Office: Client Prwate Donate: Client Place of Business: Other Location (speo(y): Date: Paul Morris O @ 9/13/2013 • O O O • • • • Wealth Details for this individual are not filled n, because they are the sane as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the IndMdues Business: Attorney Primary Country of source of wealth/source of Funds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: a Business Owner 2Salary/Earnings 0 Invesiment • Inhentance/Gifts O Other: Father Oescnbe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how 6d settle accumulate wealth? For inhertance, how did family accumulate wealth?Fct business owners, how long in business, how many emptoyees, level of profitability? Indicate type of business, countries of mayor activities, important business partners.) Darren has been an in-house lawyer for Jeffrey Epstein at Southern Financhial LLC for over lOyrs, wherein his main source of income comes form (See KYC 011192293). He also owns a few of his own small companies (LiCs) for his private investments, and well his own law practice, Darren lndyke PLLC Estimated Annual Income(5): 300,000.00 Estimated amount of investable assers($): Si MM - 2 MM Estimated Net Worth($): 52 MM - 5 MM Amount of assets planned to invest with PWH($): 200,000.00 Cther Known Fronde Institutions: Institution: NoMorgan Country: USA EA. Assets Under Mgt: 10,000,000.00 Institution: County: Bt. Assets Under MO: CONFIDENTIAL— PURSUANT TO FED. R. IA I ON FIDENTIAL h tps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147921 SDNY_GM_00037309 DB-SONY-0000133 EFTA01282055 KYC Print Page 13 of 26 Institution: I Country: Please indicate the family situation of the individual (mental status, other family members, etc.): Est AsseG Under Mgt: SDNY_GM_00037310 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000130 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147922 EFTA01282056 KY(' Print Page 14 of 26 CONFIDENTIAL- PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all pates) Indwiduars Name: Harry Beller - 00000487202 Date of Birth: 5/9/1956 Country of Residence: USA Country of Citizenship: USA Address of primary residence: 12 Gear Drive Homey NY 10952 USA Has client resided outsde of his/her country of nationality for 5 years or more? No O ye VIA Profession/OcapatIon: Accountant Tax ID / SSN: Current Employer: HEM Associates, Inc Position/Title/Rank: Address of employer: 575 Lexington Avenue, 4th Fl New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial ndusby? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles O Wm 0 No Is the individual a Pokkally Exposed Person (PEP)?(t Yes, clefolbe) El yes 121filo To the best of your knowledge, is the individual related to an employee of the DB group?(d Family or Frienoshfo, desa fly ) O Family • Friendship 74 None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral sarce, suppler of goods or services)?(/ Yeufesdibe) O Ye M No If applicable, indicate which bank officers have met the person: Indicate where and then client meetirg(s) took place: Bank Officer Name(s) Bank Offer Client Private Domicile: Client Place of Business: Other Location (specify): Date: Paul Morris O 0 9/13/2013 • O O O O O • • Wealth Details for this individual are not filled n, because they are the sane as for the following person: 3B. Wealth Details (Only for pates requiring source of wealth descnpbon as indicated in Section 2) Name of the Individuals Business: Accounting Finn Primary Country of soiree of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: Owner O Salary/Eamings ElOther: 74 Business 0 Inveslment • Inhentance/GNIs Pettier Describe Source of Wealth /Detail the history of wet' for each of the sources: (e.g. For trusts, how de senior accumulate wealth? For inheritance, how did family accumulate wealth?Fct business owners, how brig in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Harry is an accountant and ems his own frm. He IS also the in-house accountant for Southern Financial LLC (KYC it:01082293). He has gained his wealth from his years as the in-house accountant and his own Arm Estimated Annual Income(5): 500,000.00 Estimated amount of Investable assers($): $1 MM - 2 MM Estimated Net Worth($): $2 MM - 5 MM Amotrit of assets planned to invest with PV,44($): Other Known Fronde Institutions: Institution: Ottoman Country: USA Est. Assets Under Mgt: 5,000,000.00 Inset:Won: Country: Est. Assets Under Mgt: Instlaition: Country: Est. Assets Under Mgt: SONY_GM_00037311 DB-SONY-0000135 7/11/2019 EFTA_00147923 EFTA01282057 KYC Print Page 15 of 26 Please Indicate the family situabon of the i-idl‘ndual (manta) status, other family , etc.): Married SDNY_GM_00037312 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000136 https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147924 EFTA01282058 KY(' Print Page 16 of 26 CONFIDENTIAL - PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Richard Kahn - 00000486407 Date of Birth: 12/6/1972 Canby of Residence: USA Country of Citizenship: USA Address of primary naidence: 130 E 75th St, r 7E New York NY 10021 USA Has client resided outsde of his/her country of nationality for 5 years or more? El ye ?4No Profession/Occupation: Accouniant Tax ID / SSN: Current Employer: HBRK Assoclate, Inc Position/Tee/Rant Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Does the person work as senior execitive of a DB-recognized regulated entity in the Mandel ndusby? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles O Ye @No Is the individual a Poldcally Exposed Person (PEP)?(Y Yes, clacribe) O Y m 2 NO To the best of your knowledge, is the individual related to an employee of the DB group?(d Family or Frienosko, desafte) O Family ll Friendship 74 None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, dent referral source, supplier of goods or services)?(/ Yesdesdibe) O Yes @ No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bar* Office: Cleat Private Dornicile: Client Place of Business: Other Location (specify): Date: Paul Morris O @ W13/2013 • O O O O • s • Wealth Details for this indrodual are not filled 111, because they are the sane as for the following person: 3B. Wealth Details (Only for parties requinng source of wealth description as indicated 111 Section 2) Nettie of the IndSiduaFs Business: Accountant Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: n Business Owner @Salary/EarnIngs O Investment • Inhentance/Giffs O Other: Father Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For tries, how rid senor accumulate wealth? For inhertance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of mayor actaibes, important business partners.) Rchard arms HBRK Associates Inc with Harry Beller. He is also an in-house acme-rant for Southern Fronde', LLC (ICYC 01082293), for over °yrs. His wealth comes from his own km and bengal n house acme-rant Estimated Annual Income(S): 300,000.00 Estimated amount of Investable assers($): $1 MM - 2 MM Estimated Net Worth($): $2 MM - 5 MM Amot.rit of assets planned to invest with PWM($): Other Known Fronde Instigations: Insbtution: 1Pflorgan Country: USA Est. Assets Under Mgt: 1,000,000.00 Insbtution: Country: Est. Assets Under Mgt: Insbtution: Country: Est. Assets Under Mgt: SDNY_GM_00037313 DB-SONY-0000137 7/11/2019 EFTA_00147925 EFTA01282059 KYC Print Page 17 of 26 I I Please Indicate the family situation of the i-dMdual (mental status, other family members, etc): SDNY_GM_00037314 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SEN4Y-0000138 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147926 EFTA01282060 KYC Print Page 18 of 26 CONFIDENTIAL - PURSUANT TO FED. R. IA I ON FIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) individual's Name: Jeffrey Epstein - 00300483289 Date of Birth: 1/20/1953 Country of Residence: USVI Country, of Citizenship: USA Address of primary residence: Late Sant James Sant Thomas 00802 US Virgin Islands Has client resided outsde of his/her country of nationality for 5 years or more? No O ya tr. Profession/Ocapation: Self Empolyed Tax ID / SSN: Current Employer: Southern Financial LLC Postai/Title/Rank: President Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802 Does the person work as senior exearbve of a DB-recognized regulated entity in the financial ndusby? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles n irn r__, Yesci No Is the individual a Pole:tally Exposed Person (PEP)?(t yes, describe) atm 2 No To the best of your knowledge, is the Individual related to an employee of the DB group?(If Fa* or FnenOsigo, tate) O Family • Friendship 74 None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral sowce, supplier of goods or services)?(/ Yescfesdibe) •Yes OND If applicable, indicate which bank officers have met the person: Indicate where and when the client meetirg(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (speofy): Date: Paul Morris O 0 9/13)2013 • O O O • • s • Wealth Details for this indrvidual are not filled on, because they are the sane as for the following person. 3B. Wealth Details (Only for parties requlrrg source of wealth descnpuon as indicated r Section 2) Nature of the Individuals Business: Private investments Primary County of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Sunvnarize Source of Wealth: 62 Business Owner O Salary/Eamings 0 Investment O Inhentance/Gds El Other: Further Describe Source of Wealth /Detail the history of wet' for each of the sources: (e.g. For costs, how did setter accumulate wealth? For Inheritance, how did family accumulate wealth?Fot business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Epstein began Ns finanoal career in 1976 as an options trader at Bear Stearns and became a parbwri n 1980. In 1982, Epstein founded his own financial management firm, ). Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the reme of hi firm to The financial Trust Company and based rt on the island of St. Thomas in the US Virgin Wands. AI of Ns dents were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and Ns financial management firms Estimated Annual Income(S): 10,000,000.00 Estimated amount of investable assers($): 550 MM - 100 WI Estimated Net Worth($): $100 MM - SOD MM Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Insbtubon: )(Morgan Country: USA EA. Assets Under Mgt: 120,000,000.00 hist:Won: Country: Est. Assets Under Mgt: SDNY_GM_00037315 DB-SONY-0000139 7/11/2019 EFTA_00147927 EFTA01282061 KYC Print Page 19 of 26 CONFIDENTIAL - PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... Institution: Country: at Assets Under Mgt: Please indicate the family stuaban of the indivedual (mental status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: New York Strategy Group, LLC - 0003003721S type Entity: O Foundaten/Assooation O Tarn O Company O Estate a ruirmse cif EntitY: 0 Private Inymbnent • Phlanthropc/Charitable O Commercial • Partnership Type of Entity Other (speofy): Purpose of EMIty Other (spedfy): Country of incorpotabon/registraton: USA Dare of incorporation / regstration: 1/13/2000 Volcker Status: Volcker Flag: Address (city, street, post code): 575 Lexington Ave, 4th Fl New York NY 10022 USA U.S. TIN/EN: Provide a description of the entity's revocablity,settla and benefloanes,etc: New York Strategy Group. LLC organizational structure, it ownershp structure and is Top Management. For trush/foundabons, include information about Darren K. Indyke. is a single iirci LLC owned by Please indicate how ownership of the legal entity is reflected: Darren K. Indyke is the sole member O Special attention: Bearer Shares - Indicate where shares are custodied: Desaibe the chain from the direct owner of the entity to the ultimate beneficial owner (I f not tire sane persons); Darren K. Indyke is the sole member To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: • Yes No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Pnvate LLC used for the personal invesbnents of Darren !Skye. The LLC holds funds and itivesis in assets that Darren finds interesting Countries where business is transacted: USA Number of employees: I 3D. Wealth Profile (Only for parties requiring source of ‘wath desctiptdn as indicated in Section 2) Primary Country of soirce of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/babilities): New Yak Strategy Group, LLC Invests In different asset classes and owns its assets through the revenue it makes on the return uwesthiat Estimated gross receipts p.a.($): 100,000.00 Estimated net profit pa. (5): 25,000.00 Estimated investable assets (f): <$1 MM Potential Amount to be invested with FWM (5): 50,000.00 Other Known Ft-andel Institutions: Institution: Whiorgan Country: USA Bt. Assets Under Mgt: 500,030.00 Institution: Canty: Bt. Assets Under Mgt: Institution: Country: Bt. Assets Under Mgt: SDNY_GM_00037316 DB-SONY-0000140 7/11/2019 EFTA_00147928 EFTA01282062 KY(' Print Page 20 of 26 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For all Legal Entities) Lea! Entity Name: Darren K. Indyke PLC - 03000987220 Purpose of EntitY: 0 Private Investment O Phianthropc/Chantable O Commercial • FoundationfAssooation O Trust 21 Company • Estate • Partnership Type of Entity Other (speofy): Purpose of Entity Other (specify): Country of incorpotabon/registranon: USA Date of Incorporation/ i egstration: 9)512008 Volcker Status: Volcker Rag: Address (city, street, post code): 575 Lexington Avenue New York NY 10322 USA U.S. TIN/EIN: Provide a description of the ercity's organizational structure, its ownership structure and is Top Management. For trusts/foundatkos, include Information about revocablity,settke and benefloaries,etc.: Single member PLLC with Darren K. Indyke as the sole member and owner Please indicate how ownership of the legal entity is reflected: Single member PLLC with Darren K. Indyke as the sole member arid owner O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Of nof the sane persons): Single member PLLC with Darren K. Indyke as the sole member and owner To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: • 21 Yes NO Describe Nature of Entity's Primary Business and Investment Activities Natt.te of the business: taw practice. This is Darren Indyke's private law firm. Countries where business is transacted: USA Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth descnpaon as indicated in Se. i 2) Pnmary Country of solace of wealth/source of Funds? Pnmary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): AssetS come from the rates he charges clients for his law services Estimated gross receipts p.a.($): 300,000.00 Estimated net profit p.a. (5): 200,000.00 Estimated investable assets ($): <$1 MM Potential Amount to be invested with PWM (5): 100,000.00 Other Known Financial Institutions: Institution: Morgan Country: USA Est. Assets Under Mgt: S00,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Type of Entity: HBRK Associates Inc - 00030987223 I Purpose of Entity: SDNY_GM_00037317 CONFIDENTIAL - PURSUANT TO FED. R. IA I ON FIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... DB-SONY-0000141 7/11/2019 EFTA_00147929 EFTA01282063 KYC Print Page 21 of 26 CONFIDENTIAL - PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... • Foundation/Assooabon O Trust R Company O Estate 0 Private Investment O Philanthrope/Charitable O Commercial O Partnership Type of Entity Other (specify) se of EMIty Other Purpo (specify): Country of incorporation/registration: USA Date of incorporation / i eostration: 8/2912008 Volcker Status: Volcker Rag: Address (city, street, post code): 575 Lexington Avenue, 4th Fl New York NY 10022 USA U.S. TIN/EN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include Iriormation about revocablity,settlor and benefioanes,etc: Richard Kahn 50% owner Harry Beller 50% owner Please Indicate how ownership of the legal entity is reflected: Richard Kahn 50% owner Harry Beller 50% owner O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (tut the sane persons). Richard Kahn 50% owner Harry Beller 50% owner To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external kipt counsel, client referral source, supplier of goods or services)?: Yes O No2 Describe Nature of Entity's Printery Business and Investment Activities Nature of the business: Pi:counting f um Counbles where business is transacted: USA Number of employees: 2 3D. Wealth Profile (Only for parties requiring source of .‘eatn descript cn as indicated in Section 2) Pnmary County of soute of wealth/source of Funds? Pnmary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities). Harry and Rich are both in-house accantant for Jeffrey Epstein. Their company's, HBRK, assets comes from the fees they charge for this service Estimated gross receipts p.a.(5): 400,00043 Estimated net profit pa. (5): 300,030.03 Estimated investable assets (5): <51 MM Potential Amount to be invested with PWM (5): 200,03043 Other Known Frontlet Insbtutions: Institution: 3Pleorgan Canby: USA Est. Assets Under Mgt 200,003.00 Insotution: Casty: Est. Assets Under Mgt: Institution: Catty: Est. Assets Under Mgt: One sheet mu t be established for EACH LEGAL ENTITY In Section 2 Account Summa rr 3C. Legal Entity Details (For at Legal Entities) Legal Entity Name: The 2007 Jeffrey E. Epstein Insurance Trust 93 - 00000487199 Type of Entity: K Foundation/Association 21Trust O Company O state O Partnership Purpose of Entity: Private Investment O Phdanthroptc/Chantable O Commercial SDNY_GM_00037318 DB-SONY-0000142 7/11/2019 EFTA_00147930 EFTA01282064 KYC Print Page 22 of 26 Type of Entity Other (specify): Purpose of Entity Other (specify): Country of intorno/aeon/registration: USvi Date of Incorporation/ regetrabon: 11/1/2007 Volcker Stabs: Volcker Rag: Address (city, street, post code): 57$ Lexington Ave, 4th Fl New York NY 10022 USA V.S. T1NfEIN: Provide a desapbon of the enoty's organizational structure, its ownershp structure and @LS Top Management. For trusts. oundabons, exlude information about revocatifity,settke and tenefioanes,etc: Jeffrey Epstein: Grantor Darren Indyke: Trustee Richard Kahn: Trustee Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein: Granby Darren Indyke: Trustee Rehard Kahn: Tnstee O Special attention: Bearer Shares - Indicate where shares are custcded: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (r f not the sane persons); Jeffrey Epstein: Grantor Darren Indyke: Trustee Re hard Kahn: Trustee To the best of your knowledge, is the entry party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yin O No Describe Nature of Entity's Primary Business and Investment Activities Matte of the business: Trust account Countries where business is transacted: USVI, USA Number of employees: 2 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated In Secdon 2) Pnmay Country of soiree of wealth/source of Funds? Pnmay industry of source of Wealth/Source of Funds? Provide Evidence of Corporate ASSE4S (e.g. balance sheet or equivalent summary of assets/liabilities): The funds for ths trust account come from contributions made by the Grantor, Jeffrey Epstein. Its source of wealth can be found in his weakh profile Estimated gross receipts pa.($): Estimated net profit pa. ($): Estimated investable assets (f): c$1 MIl Potential Amount to be Invested with WM (3): 4C0,000.00 Other Known &angel Institutions: Inanition: JPNorgan Country: USA Est. Assets Under Mgt 4C0,000.00 insttution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: SDNY_GM_00037319 CONFIDENTIAL - PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000143 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_0014793 I EFTA01282065 KYC Print Page 23 of 26 CONFIDENTIAL — PURSUANT TO FED. R. t I ON FIDENTIAL https://dbforcepb.my.salesforce.corn/servlet/servlet.lntegration?lid=01N30000000D9Di&e... DB PWM GLOBAL KYC/NCA: US/1st/kin/Intl PART B VA Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Booiong Center I 2 NY O NWOffshore O Offshore O Moderate Moderate® Risk Ho Risk Janice Franklin (Compliance Signature) O DB Employee D De Managed PIC O DB IS Trustee/Co-Trustee O Bearer Shares 4. Attachments A. Type of Photo ID Provided El Drivers License O Passport O Nabctial/State ID O Other B. Checklist of names (individuals and/or mates) that were submitted for database searches IS attached 2 Yes El No C. Please indicate the results of the database scathes performed RDC R1 O found O F21 searches complete l'eS No negative results Yes No PCR cheds complete In Yes • No negative results found O Yes RI No OFAC checks complete ..4 YOS • No negative results found Ores 2 No BIS searches complete (Lexis/Nexis, Fame, Reuters, Dow Jaws, MB) n let • No negative results found Ores 2 No Denial Orders checks complete PI l'eS O No negative results found O Yes kl1N0 Martindale Firms found -Hubbell searched (Lawyers/Law only) Oyes IR1 No negative results O Yes O No D. Please summarize any negatve results from the database searches indicated above: DARREN K. INDYKE: No negative Media No court cases NEW YORK STRATEGY GROUP, LLC: No negative media No court cases DARREN K. INDYKE PLLC: No negative media No court cases HBRK AttnNATES INC: No negative media No court cases RICHARD KAHN: Approved KYC X01082193 AM]. Clearance attached to this KYC Not barred from NYSE Area and he was cleared twice as seen in the attachments HARRY BELLER: Negative Media: Not our client. All negative media pertains to an environmental mcroblologist. Our client is an accountant Court Cases: #1: Disposed in 1987 All other cases are not our client. The other court cases refer to a Dr. Harry Seller. Our client is an accountant JEFFREY EPSTEIN INSURANCE TRUST: No negative media No court cases JEFFREY EPSTEIN: Previously KYC'd and approved in: 01082293 and 01121718 E. To the test of your knowledge, has the client ever been convicted of a cnminal offense? • Yes O No F. To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of @LS subsidanes ct is the customer threatening litigation against O Yes E21No Deutsche K Bank AG or any of its subsidanes? (If Yes, provide details belay and contact Qualey Mgt. (Lat4m/Int1)& the RegulatoryControl Group and nolityCompfance immeciakly) G. O Yes ®No SDNY_GM_00037320 DB-SONY-0000144 7/11/2019 EFTA _0BI 47932 EFTA01282066 KYC Print Page 24 of 26 Does the client or related party have any financial or other associabon / interactiors within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? H. Does the client or related party have any financial or other asscoation/ interactions within 'ugh risk ri Yes countries? LJ 0 No I. Corporate Documentation Attached (Legal Entities Only) @Yes O No • Not Apper_able J. Undisclosed Principal Form Complete (Intermediart Only) O Yes O No RI Not Apper_able K. If Leds/Necis Search Rest, Corporate Dxumenis or Other Supporting Documentation IS not In English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Countries? OYin 12 re, Is the account struch.re unusually complex? ElYin 0 la Is there any indication the client set le a non operating company expressly LI❑r-a for the purpose of transferring shares to third parties? Yin 0 NO Is there any indicaton this could be a prohibited business relationship? O yin 2 Ito Are the bearer shares identified subject to acceptable controls? Dyes 0 No SONY_GM_00037321 CONFIDENTIAL - PURSUANT TO FED. R. IA I ONFIDENTIAL DB-SONY-0000145 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147933 EFTA01282067 KYC Print Page 25 of 26 M. Case Comments Created By Date Comments Amanda Kirby 10/11/113 9:21 AM Need to done to make 2 new KYCs ONSHORE APPROVALS Cent Facing Professional (CFP): Paul Morris ;Signature) Paul Morris 10/3/2013 Office Director/Sunness Head: Bean M. Biggar ;Signature) Sean N. Biggar 10/4/2013 Regions Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lighd:ody Janice Franklin (Signature) Jacgue_ne lightboly Janice Franklin 10/11/2013 11/1/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head ;GMTH)/Sub-Market Team Head ;SMTH): (Signature) AML Business Risk: (Signature) AML Compliance. (Signature; PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who swish, our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. SONY_GM_00037322 CONFIDENTIAL - PURSUANT TO FED. R. IA I ONFIDENTIAL DB-SDNY-0000146 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147934 EFTA01282068 KYC Print Page 26 of 26 Deutsche BIM Amass New York In SDNY_GM_00037323 CONFIDENTIAL - PURSUANT TO FED. R. Ce I - ON FIDENTIAL DB-SONY-0000147 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147935 EFTA01282069