Case File
efta-01282871DOJ Data Set 10OtherEFTA01282871
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01282871
Pages
1
Persons
0
Integrity
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Deutsche Bank
Wealth Management
Form is not valid until approved by 8S0.
October 13, 2017
SOUTHERN FINANCIAL. Lie /THE:HAZE TRUST I JEEPESSINC
SOUTFERN TRUST.COMPANYINC / J EPSTEIN VIRGIN ISLANDS FOUNDATION INC
6100 RED HOOK:QUARTER 82
ST THOMAS VI (1.0802
Re:
It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions Irom customers via electronic
media. To facilitate orders more efficiently and expeditiously. the Firm is willing to makCan exception to allowyou to provide
trading instructions via electronic media.
e-mail facsimile, AOLIKDB. BB Chat and e-fax, but not via volcomarl. Orders
sent by email or facsimile may not roeckthe Firm, or once such orders are received, they may not come to the attention of
the intended recipient irva timely manner. As a result, there may be.market fluctua lien during the period between when the
instructions are sent and when the order is received. To alleviate thla possibility, we encourage you to continue to phone us
prior to sending trading instructions via e-mail, facsimile, AOLIM•O8. 88 Chat or efax to make sure communication with a
Client Advisor is established.
In consideration for our agreeing to make this accommodation to accept Instructions Iromyou via email or facsimile at your
requeit and upon the 'condition that y0u acknowledge end agree that (i) instructions received via email or lacalmile ere deemed
reclined only when actually read, and
rug agree lo hold harmless arid indemnify the Firm and its affiliates. emplceees.
one:attend directors from any and all liability arising from theexecution of transactions based on buch instructions or frorn
such instructions not being executed. Finally, you agree to accepuresponsibility for the transmission of instructions to the Fi'm
end agree that.You will beat the risk of loss arising from the method of transmission used in the event of transmission errors.
misundostandngsar ersonadons. transmission by unauthorized persons. fernery or into/capes.
We require your sign
your Client Advisor
Sincerely,
Branca sooniaora
OMs on eibrat
— i"--
01*
Acknowledged
o indicate ygur agreement to the above terms. Please sign below and return this letter to
st opporiunIfy. Thank you.
es Inc.
d t
ytlieht
Director
idle
Sitplottit0 - ---_—. - ‘..,
tagrialitib
JeffreiEpstein
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Dale eater tertian
Zbynek Kozeisky
Prins Name
dged and Agreed to by Client Advisor
8SO Approval isevidenced lectronlcaily in accordance with Firm policy.
/el 14 20 I
Paul Barrett
Date (frIM/D)NYYY)
.
.
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and Wyjing sgo,riots tab cliored through 0oubche Bank froM Ccapny Amelicat, member FCC. and oft, rnernOr,s el eto aluLl chotmt Gioup.
CONFIDENTIAL
WIN167620 OD/36030M
SDNY_GPA 00038436
DB-SDNY-0001260
EF1'A_00 149045
CONFIDENTIAL - PURSUANT TO FED_ R GRIM. P. 6(e)
EFTA01282871
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